To list an Exchange Traded Fund (ETF) 

on the Stock Exchange of Thailand

The contact the Stock Exchange of Thailand (SET) for any asset management company
interested in having its exchange traded fund (ETF) listed is as follows:

ETF team contact for any enquiries

Equities Product Manager Department
Tel. +66-2229-2778, 2496, 2492
Email: EquitiesProductManager@set.or.th

ETF Listing process can be shown in the following picture.

Asset Management Co.

Contact SET on Get approval from SEC for

Index Licensing public offering

Have ETF listed on Contact TSD on post-trade

SET services

Have the market maker File listing application Apply for Appoint Appoint
register with SET
depository registrar depository
3 working days after all Up to 7 days after all
system
information is submitted information is
(may take 4 weeks in submitted Up to 7 days after all 2 weeks after 2 weeks after
case market maker’s information is submitted all information all information
internal procedure is (may take 4 weeks to is submitted is submitted
required) complete Market Access
ETF is listed securities
system internally)

2 working days

Trading of ETF
commences
Steps to list ETF

1. File a listing application with the SET. While the listing needs SEC approval of ETF public
offering, the asset management company may simultaneously file the listing application and
the approval of ETF public offering in order to shorten the process.

Listing and Disclosure Department

The Stock Exchange of Thailand
Tel. +66-2229-2111
Download Listing Fee Document

2. Contact TSD for post-trade services, i.e. depository and registrar, of such ETF at
Marketing & Customer Relations Unit
The Thailand Securities Depository Co., Ltd.
Tel: +66 2229 2880, +66 2229 2882
TSD Call Center +66 2229 2888
Website: www.tsd.co.th

3. Have the designated ETF market maker, an Exchange Member, register with the SET. The
market maker may apply for program trading if needed.

An asset management may study the rules and regulations of the SET related to ETF at
Listing rules and fee Webpage