,40 I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Sixth Circuit Court of Appeals
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,~ 101-111)

I. Person Reporting (last name, first, middle initial) Sutton, Jeffrey S. 4. Title (Article Ill judge~ Indicate active or senior status; magistrate judges indicate full- or pata-time)

3. Date of Report 05/12/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Circuit Judge

5b. [] Amended Report

7. Chamber~ or Off~ce Address 85 Marconi Boulevard Columbus, OH 43215

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Revie,~ing O~ficer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tRepo,~,g i,a~v~d,at o.~: see rp. 9-t3 of filing instructions.)

D

NONE (No reportablepositions.) POSITION

NAME OF ORGANIZATION/ENTITY The Ohio State University College of Law

1. 2.

Adjunct Faculty

II. AGREEMENTS. m,~,o,n,g i.d~v~aunt o,ty; ~,,~,~. 14-16 of filing instructions.) D NONE (No reportable agreements.) DATE
1.1995 2. 1997 3. PARTIES AND TERMS Ohio Public Employees Retirement System; vested retirement account. Ohio State Teachers Retirement System; vested retirement account.

Sutton, Jeffrey S.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Sutton, Jeffrey S.

Date of Repor~ 05/12/201 I

III. NON-INVESTMENT INCOME. meporti.g i.divi~ua!o.dspouse; seepg

A. Fliers Non-Investment Income []
NONE

(No reportable non-investment income.)

DATE SOURCE AND TYPE

INCOME (yours, not spouses)

$26,955.00

1. 2010 2. 3. 4.

The Ohio State University College of Law

B. Spouses Non-Investment Income - If you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (TVo reportable non-investment income.)

DATE I. 2010

SOURCE AND TYPE

The Columbus Academy - teacher

2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions,)

[]

NONE

(No reportable reimbursements.) DATES.

2/2-3/10

SOURCE
1. The Federalist Society

LOCATION
New Haven, CT

PURPOSE
Speech at Yale Law School. Participate in event. Moot Court Competition. Moot Court Competition.

ITEMS PAID OR PROVIDED

Transportation, Meals, Room

2. 3. 4.

Stanford Law School Williams College Marquette University Law School William & Mary Laxv School Williams College

2/5-7/10 2/9-12/10 4/6-7/10

Stanford, CA Williamstown, MA Milwaukee, Wl

Transportation, Meals, Room Transportation, Meals, Room Transportation, Meals, Room

5. 6.

9/23-26/10 10/21-24/10

Williamsburg, VA Williamstown, MA

Participate in event. Speech at Williams College.

Transportation, Meals, Room Transportation, Meals, Room

FINANCIAL DISCLOSURE REPORT Page 3 of 8

7. SMU Dedman School of Law 11/19/10

Name of Person Reporting Sutton, Jeffrey S.

Date of Report 05/12/201 I

Dallas, TX

Participate in event.

Transportation, Meals, Room

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Sutton, Jeffrey S.

Date of Report 05/12/2011

V. GI FTS. anclod~ those to spouse and dependent children; see p[~ 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ancludes those of spouse ond dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabifities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Sutton, Jeffrey S.

Date of Report 05112/2011

VII. INVESTMENTS and TRUSTS - ~.co,,,e, vatu,, t,a,~anio,~ a.clud,~ thos, o/spouse una de~,,ndont children: see pp. 34-60 of filing instructio.~)
~

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period ! (I) (2) Amount Type (e.g., Code I div., [ (A-H) or int.) Gross value at end of reporling period (I) (2) Value Value Method Code 2 O-P) Code 3 (Q-W) J T (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd,~yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 1.5. 16.

Chase checking account Fidelity cash reserves account Ohio deferred comp plan/S&P 500 Index Ohio deferred comp plan - Bond Fund Fidelity Investment Grade Bond Fund (IRA) Fidelity Cash Reserves Mutual Fund (IRA) Fidelity Select Health Care Mutual Fund

A A A A A A A A A A A A A A B B A

Interest Interest Dividend Interest Interest Interest Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Interest Dividend Interest

Closed Closed Closed

J K K K J T T T T T

12/01/10 J 06/01/10 J 06/01/10 J

(IRA)
Fidelity Spartan .500 Index Mutual Fund (IRA) Fidelity Strategic Bond Fund (IRA) Fidelity Cash Reserves Mutual Fund (IRA) Fidelity Magellan Mutual Fund (IRA) Fidelity Overseas Mutual Fund (IRA) Fidelity Blue Chip Mutual Fund Fidelity Growth & Income Mutual Fund Vanguard Ohio Tax-Exempt Money Market Fund Vanguard S&P.500 Index Fund (IRA)

Closed
J J T T Closed Closed K N T T Closed

12/01/10 J

01/01/10 J Ol/OI/lO J

17. Household Finance Corporation bonds

12/01/10 J

1. Income Gain Codes: (Sc Columns BI and IM) 2. Value Codes (See Columrts CI and D3) 3. Value Method Codes (See Colnran C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or I~.~s N =$250.001 - $500.000 P3 -$25.000.001 - $50.0~O.000 Q =Appraisal U -Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$I 5,001 - $50.000 O =$50~.001 - $1.000.000 R -~osl (Real Estate Only) V =Olhcr

C =$2,501 o $5.000 III =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.1)00.000 P4 =More than $50.0~).000 S =Assessment W =Eslimatcd

D =$5.001 - $15.000 112 =More than $5.000.000 M ~$10~.001 - $250.1300 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Sutton, Jeffrey S.

Date of Report 05/12/2011

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust asset.s) Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period

O)
Value Code 2
(J-P)

(2)
Value Method
Code 3

Place "(X)" after each asset exempt from prior disclosure

Typ~ (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd~yy Code 2 Code I (J-P) (A-tt)

(Q-W)
18. 19. Vanguard S&P 500 Index Fund Admiral Treasury Money Market B C A Dividend Interest Int./Div. M K T T Closed
12/01/10

(5) Identity of buyer/seller (if private transaction)

20. TIAA/CREF Retirement Plan

1. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001 - $100,000 J =$15.000 o less N =$250.001 - $500.000 P3 =$25,000.001 - $50.0(30.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1.000.000 K =$15.001 . $50.000 O =$500.001 - $I,000.000 R =Cost (Real Estate Only) V =Other

C -$2.501 I I I =$ 1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1,000.001 - $5.000.000 P4 =More lhan $50.000,000

D =$5.001 - $15.000 112 =More Ihan $5.000.000 M =$10~.001 - 1250.000 P2 =$5,000,001 - $25.000.000 T =Cash Market

E =$15,00L - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Sutton, Jeffrey S.

Date of Report 05/12/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of reporh)

Part Vll. Investments and Trusts Items 17 through 20 are part of a trust.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting Sutton, Jeffrey S.

Date of Report 05/12/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Jeffrey S. Sutton

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544