Professional Documents
Culture Documents
modific~tior~s pertaining tbcx~o, it J~, in my opinion~ in omplitlc with applicable Laws snd regulations. Reviewing OWw.e r D ate
IMPORTANT NOTES: T~e i~utruct~r~ accomj,~,in~ this form mu~t be fdlm~e,! Complete all part~
che~king the NONE box for each part where you hm,e no reportable information, Sign on last pag~
1.
CO-PEtLSONAL REPRESENTATIVE
[~
DATE
i.
Dlott, Susan J.
4/t4t2o~o
DATE
I.
2.
INCOME
(youa-~, not spouses)
3.
4.
B. Spouses Non-lnvestment Income - lf yow tt~r married during any p~raon of th rtpor~g y~ar, c~l~e ~ ~
~I~ om~ ~t ~red ~ for ~)
1. 2. 3.
4.
(l~ude~ au~e ~ xpo~e and ~d~m chitdrm: s~ pp. 25-27 of filing inarucaons.)
[~]
NONE (No reportable reimbursements.) SOURCE DATE~ LOCATION PURPOSE ITEMS PAID OR PROVIDED
I. 2. 3. 4. 5.
Date of Report
I OLO ,SUS.
DES~ION
V. GIFTS. a,,~,~,~ ~hose lo n, o~e ,~t ~t,~,~,,a~ ct,~o,; ,,,~ r~ z~-J l NO~ ~o rego~able ~
1,
3.
5.
CRgDtT~R
I. 2. 3. 4.
DESCRI~N
V~ CODE
D.t,,fa,~n 4114n0~0
BOND-GREEN OI~O INCOME TAX RE~ COMM, LEARNING CENTER BONI~-AKRON OHIO SEWER SYS REV SERIES 1998 4.6@/, DUEI2/I~9 BOND-BLLrE ASH OH SERV GARAGE & FIREHOUSE 3% DUE ] 111110 BOND-CINCI2ffNATI OHIO CITY SCHL FAC CONS & IMPR 5%DUEI2/I/09 BOND-FRANKLIN CO,OH HOSP REV HOLY CROSS 5% DUE 611109 BOND - CINCINNATI OHIO CITY SCHOOL DISTRICT 5/, DUE 12/1/15 BOND. FAIRFIELD & UNION LOCAL SCHOOL, 3,875%, DUE 12/1112 CASH held in custodian at Johnson [nvrnstmmts (#9~) CASH held in custodian ~ Johnson Invcstrmrnts (#8932) Womrns capital club partnr~hip (2.5% onwrr~ip)) ILLnqOIS EDUC FAC AUTH R MORRIS COLLEGE 5% DUE 6/1/09 BOND-LORAIN CO OH REV CATH HEALTHCARE 5.2% DUE 911110
D C C D C D D
T Matured 12/01/09 L A
M M N J K
T T T T W Matu~xi 0~/01109 M A
A C D
M I
! 3. FfFTH TH]RD BANK CHFJZKING ACCT~ A 14. 15. SHS SYSCO CORP SHS ADOBE SYSTEMS INC A
Di~ddcnd None
16. 17.
BOND-LAKE OH LOCAL SCH DIST GEN OBLIG 5.35% DUE 12/01/11 SHS AKAMAI TECHNOLOGIES
Int~r~t None
T Sold 02/12/09 K A
Datc of Report
DLO~, SUS~
J.
~14~01 0
18. 19. 20. 21. 22. 23. 24. 25. 26. 27.
SHS D~ CO~ON SHS C~IEVRON CORP SHS EXXON MOBIL (~932) SHS ISHARES S&P SMALLCAP 600 SHS Iv[ICROSOFT CORP SHS PEPSICO INC SHS .IOH]qSON FIXED INCOME FUND SHS BI~a BILLITON LTD ADR SHS CONOCOPHILLIPS BOND-CLEVELAND OH WATERWORKS REV I STMORT SERIES G 5.5"/~ 2013 SHS CATERPILLAR TRACTOR SHS DANAtIT:,K CORP (#8932) Fifth Third Bank St~ck SHS PROCTER & GAMBLE CO SHS CISCO SYSTEMS INC SHARES WELLPOiNT INC
A A A A B C E A C D
Buy
07/29109
A A A D
I J K
A A A
Sold Sold
02/13/09 02/04/09
L L
D E
FINANCIALDISCLOSUREREPORT
Page 6 of 15
Dale of Report
4n4aoto
VII. INVESTMENTS and TRU ST S - ~=o,.~ ,.~,,,. ~,~,,~ a.dud~ ,h~,e of.r.,.*e ~,d d~.,d~.t rh#~ .~ r~ 3*-60
NONE (No reportable income, assets, or transactiors.)
A. D~cfip~on of Arae~ (iadudi~g tst ram) Place "CA)" aRrr tar.h asset except fiom pri~" disclosur~ B. In~:n during repo,~g lmiOd CD Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. C, mss v~flue at end ofrtporti~Ix~od ~2) O) Value Value Mrthod Code 2 Code 3 (I-P) (~w) K L T T D. Tr~acfions d~ring mportiug period O) Type (~g., buy, sell, rcdcmption) (~) O) (4) Dat~ Value O~in mm/dd~y Code 2 Code I (J-P) (A-H)
SHARE~ GENERAL ELECTRIC COMPAre SIIS EXXON MOBIL CORPORATION SHARF~ ROYAL DUTCH PETROLEUM
C C A
COMPANY (NETHEeJ.ANDS)
SHS IOHNSON & JOHNSON
SHARES NOVARTIS AG ADR
38.
C
A D D D C D C A A C D
Divid,nd
Dividend rmtemst Intcrr.st Interest Intta-rst Intcrrst Interest Dividend Dividtmd Int~rcst Int~-cst Interest
M
K M M M M M M
T
T T T T T T T Sold Sold 03106109 J 10/19/09, K B A
39.40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
LAKE3VOOD OHIO GEN 5.0% DUE 12/1114 DATED 5~26105 GAHANNA OHIO GEN 5.0% DUE 12/1/18 DATED 911105 IACKSON OHIO LOCAL SCItOOL DIST 5.0% DUE 12/1/16 DATED 4/2110 ~OR OHIO GEN 5.0% DUE 12/1/15 DATED I0/!/05 UNION COUNTY OHIO 4.5% DUE 12/1/14 DATED 7/1/05 UNIVERSITY OF CINCINNATI GEN 4.0% DUE 6/1112 DATED 311105 OCCIDENTAL PETROLEUM CORPORATION STR.YKER CORPORATION BOND - OHIO HOUSING FINANCY AGENCY MORT REW,3.95%,DUE 911115 OI~O STATE DEPT OF ADMIN SERVICF~ COP, 5%, DUE 911/11
M M L M
T T T T
PICKERINTONOHIO LOCAL SCHOOL, C 4.125%, DUE 12/1/16 STATE OF OHIO INFRASTRUCTURE IMP, 4%, DUE 2/1/13 C
Intr~cst
EMERSON ELECTRIC COMPANY THOR.NBURG INTERNATIONAL VALUe FUNV COMCAST CORP CLASS A SPECIAL GILEAD SCIENCES I~C ROCH~E IIOLDDqGS LIMITED - ADR UNITED HEALTHCARE CORP SHS KELLOGG COMPANY
B B A
L L J
A A A
T Sold 10/01/09 J A
64.
65. 66. 67. 68.
A
D A D A
Dividend
Latcre~t Dividend Intcn~ Dividend M J M l T T T T
Sold
06/30109
74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
PRINCIPAL FINANCIAL GROUP SAFEWAY INCORPORATED GOLDMAN SACHS GROUP INC GS FTNL SQ MMKT INSTL INTUITIVE SURGICAL INC MANITOWOC COMPANY INC MINDRAY MEDICAL INTL LTD PEPSICO INCORPORATED PETROLEO BRASILEIRO - SA POLO RALPIt LAUREN CORP TATA MOTORS LTD - SPNS ADR GREATER CLEVELAND OIIIO REGIONAL TRANSPORTATION AI.~ORITY GNE A A A A A A D B A A
None Dividend Dividend Dividend None Dividend Dividend Dividend Dividend Dividvod Dividend Intt:a~t J J J K K K M T T T T T T T L K T T
Sold Buy
10/19/09 02/04/09
J L
Sold Sold
03105109 06/11109
L K
A A
Sold
10/19109
Page 9 of 15
4/14~010
(A-H)
~ i~)
(I-P)
C~= 3
~)
(I-P)
(A-~
(if
MASON O~O GEN 4%D~ I~021~0 NORTH OLMSTED OHIO GEN. 5.2.50% DUE ! 2/1/20 OHIO STATE HOUSING FI]~ANCE AGENCY REV 3.7% DUE 12/!116 BANK. OF NEW YORK MELLON CORP
D D C A
M M L
T T T Sold 10/01/09 L A
FPL GROUP INC JOHNSON DISCIPLINED MID-CAP FUND VANGUARD MONEY MARKET
Beavcrcr~ek Ohio city school district 4.75% DUBLl~ OHIO CITY SCHOOL DISTRICT FAC. 4.0% KENTON CTY. KY SCHOOL D1STRICF FINANCE 4.5% KENTUCKY STATE PROP AND BLDG. COMMISSION 5,0% RISING SUN ]]q. SCHOOL BLDG. CORP. 3.8% WALGREEN COMPA_NY
Dividend None
M N
M M M M M K K K K
D
C D C
Dividemd
Imgrest Interest Intert~t None
O
M M M M M L
T
T T T T T T
Buy
Buy Buy Buy Buy Buy Sotd Sold Buy Sold
C A A
E A
Dismbution
Date of Report
4/140010
(A-~
a ~t)
(J-P)
~3 (~
~)
(l-V)
(if~ ~)
B A
A
A A A A
Divided
Dividend Dividend Dividend Dividend
I
J J
T
T T
Buy
Buy Buy Sold ,Sold
07/01/09
06/30/09 06/30/09 06/17109 !04/20109
J
J J J J A A
110. FREEPORT MCMORAN COPPER & GOLD 111. FREEPORT MCMORAN COPPER & GOLD 112. AMERICAlq INTERNATIONAL GROUP, INC. ! 13. JOI-INSON FIXED INCOME FUND
114. FIRST AMEKICAN TREASURY OBLIGATIONS FUND 115. ~RICAN EXPRESS
None None A C
A A
Buy Sold
01/06/09 08/27/09
J l D
Distribution Dividend
Interest Dividend
J
J
T
T
Buy
Buy Sold
07/29109
07/29/09 06/11/09
J
J K D
A A
A
Dividend Dividend
Dividend
K J
K
T T
T Buy 03/05109 K
Dividend
Sold
12/01/09
Date af
4/14ao~o
I ~LO~r, SUSA~ J. VII. INVESTMENT S an d TRUST S - ~,~o,~ ~a,o. ~,~, a~a.,~,, thoso o/ ,po=o .,a do~,~,~,t ,hua,,~; .~, ~ ~.o o/ra~# ~
NO~ ~o repo~able income, ~sets, or ~actio~.)
D~p~ of~ (racing ~ ~) PI~ "~" ~ ~ ~ ~pt ~ p~ ~cl~ h~e d~ng r~g p~ 0) (~) T~ (e.g., ~ C~e 1 ~v., ~ (~-~ ~ ~) ~ss ~ue at ~ of~g ~ (D Value ~e 2 (J-O) (Z) V~ue M~ ~3 (~ 0) T~ (e.g~ b~, soil ~:~) T~a~o~ dmng r~ng ~ (~) Dam ~d~ O) (4) Value G~ C~e 2 ~e I (J-e) (~-~ (5) Id~ of b~/sell~ (if~
120. GS F~ SQ ~T ~S~
None
~y
01/0~ L
121. ~PLE ~C
None
B~
06/i l/~
I~. ~CS L~
None
1~. ~BRO ~C
~d~d
Buy
01/15/09
~d
~d~d
Di~d~d
~d~d
B~
03/05/09
128. ~D~O~C ~C
~d
~d
B~
01/15/09
130. P~ ~SS ~C
~d~d
131. S~ERGER L~
~d~d
None
~d
1M. ~
~d
Sold
~/l 1/~
135. HOL~IC
None
~Id
~/ll~
None
Buy
11/05/~
lnlxa-~ Dividend
Dividend
Sold J
N
12/31/09 J 6/30109
7/29109 N
A
A
T
T
BUY
Buy
141. 142.
Da|e Df l~el~r~
~.or.~ 4II4/2010
I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, If any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-~isclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulatinnso
Signatu~
NOTE.: ANY INDIVIDUAL WIlO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CML AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544