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Abstract
In this paper, an attempt is made to prepare an energy management model for Lucknow city along with policy recommendations for
optimal energy utilization and management. At the outset, the authors have reviewed the related literature on energy management in the
urban system. The entire collected literature is divided into the following sections, such as, energy resource assessment, energy
consumption, energy and economy, energy and environment, energy and transportation, forecasting the energy demand and supply,
alternate energy sources and technologies, energy conservation and demand-side management and energy management measures in
India, and are reviewed thoroughly and presented. Subsequently, an attempt is made to establish the importance of energy in urban
development by using Systems concept. Lucknow city has been chosen for investigation in this study. A detailed methodology is
developed for organizing the survey at the grassroots level to evolve feasible strategies for optimal energy management in the study area.
An attempt is further made to assess the available energy resource in the city, and the energy consumption by source wise in the city and
estimating the energy gap in the year 2011. The paper concludes with preparation of a detailed energy management model for Lucknow
city to reduce the expected energy gap for the year 2011. The recommendations are made for supply augmentation, demand-side
management and policy measures to be taken by the government authorities.
r 2007 Elsevier Ltd. All rights reserved.
Keywords: Energy conservation; Demand side management; Systems concept
1. Introduction
Mans history is a living testimony to his growth from a
mere medium-sized mammal to his present position as the
earths dominant species by harnessing and manipulating
energy at each and every stage of his evolution. His
increasing dependence on energy is an unrealized truth. It
is one of basic necessities of life; required both as a means
of production and to enhance the quality of life. In fact, a
countrys Gross Domestic Product is a direct reection of
the central role of energy as an input.
There is an increasing realization of the deep impact of
energy on the economy and environment. It has been
observed that even international relations among various
economies (developed and developing) are being governed
by energy factor. The formation of various groups having
similar energy consumption and economic development
Corresponding author. Tel.: +91 9412021124.
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Table 1
Primary energy consumption by fuel (million tones oil equivalent)
Sl. no.
Region/country
Year
Oil
North America
2004
2005
1134.6
1132.6
707.7
697.1
2004
217.9
2005
3
Europe and
Eurasia
Natural gas
Coal
Nuclear energy
Hydro-electricity
603.7
613.9
210.4
209.2
143.5
148.6
2799.9
2801.3
105.9
20.4
4.4
132.6
481.2
223.3
111.7
21.1
3.7
141.7
501.4
2004
957.6
991.1
536.7
287.9
187.3
2960.6
2005
963.3
1009.7
537.5
286.3
187.2
2984.0
3.8
3.9
491.7
510.2
Total
Middle east
2004
2005
260.7
271.3
218.1
225.9
9.1
9.0
Africa
2004
2005
124.2
129.3
61.8
64.1
102.9
100.3
3.4
2.9
19.4
19.9
311.7
316.5
AsiaPacic
2004
2005
1103.6
1116.9
340.6
366.2
1526.2
1648.1
119.0
125.0
156.5
167.4
3245.9
3423.7
Total world
2004
2005
3798.6
3836.8
2425.2
247.7
2798.9
2929.8
625.1
627.2
643.2
668.7
10291.0
10537.1
India
2004
2005
120.2
115.7
29.5
33.3
203.7
212.9
3.8
4.0
19.0
21.7
376.1
387.3
Table 2
Energy demand-supply gap: 20062007 and 20462047
Fuel
Oil (MT)
Coal (MT)
Natural gas (MMSCMD)
20067
20467
Demand
Imports
Import dependence
(per cent)
Demand
Imports
Import dependence
(per cent)
129
453
180
94
54
81
73
12
45
702
1553
550
622
953
513
88
61
93
Note: MT: metric tonnes; MMSCMD: metric million standard cubic metres per day.
Source: Pachauri and Batra (2001). DISHA (Directions, Innovations, and Strategies for Harnessing Action) for Sustainable Development, TERI, New
Delhi.
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Table 3
Energy reserve in the world, at the end of 2005
Sl. no.
Region
Oil
Natural gas
Amt. (1000
million tones)
1
2
3
4
5
6
7
North America
South and Central
America
Europe and Eurasia
Middle East
Africa
AsiaPacic
Total world
R/P ratio
Coal
Amt. (trillion
cubic feet)
R/P ratio
Amt. (in
million tonnes)
R/P ratio
7.8
14.8
11.9
40.7
263.3
247.8
9.9
51.8
254432
19893
231
269
19.2
101.2
15.2
5.4
163.6
22.0
81.0
31.8
13.8
40.6
2259.4
2546.0
508.1
523.7
6348.1
60.3
287095
1710
50755
296889
909064
241
88.3
41.2
65.1
200
92
155
Proved reservesgenerally taken to be those quantities that geological and engineering information indicates with reasonable certainty can be recovered in
the future from known reservoirs under existing economic and operating conditions.Reserves/Production (R/P) ratioIf the reserves remaining at the end
of any year are divided by the production in that year, the result is the length of time that those remaining reserves would last if production were to
continue at that level.
Source: BP Statistical Review of World Energy, 2006.
a
Over 100 years.
Table 4
Fossil fuel reserve and production in the country at the end of 2005
Sl. no.
1
2
Proved reserves
Production/generation
Coal
Oil
Gas
1.1 trillion m3
30.4 billion m3
Table 5
Renewable energy potential and achievements
Sl. no.
Source/system
Approximate
potential
Status (as on
31.03.2004)
Status (as on
31.03.2005)
1
2
3
4
5
6
7
8
9
12
120
140
20
19,500
45,000
15,000
1700
3.7
33.9
0.8
151
613
58
2483
1603
41.5
3.7
33.9
1.0
191
727
62
2980
1693
46.5
Source: Ministry of Non-conventional Energy Sources (MNES), Annual Report 2004/2005, Government of India.
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2.2.1.2. National electricity policy. The National Electricity policy was introduced in the year 2005, as per Section 3
of the Electricity Act, 2003. The policy has set specic
objectives for the country such as, power demand to be
fully met by 2012, per capita availability of power to rise to
over 1000 units by 2012 and the commercial viability and
nancial turnaround of the SEBs. The policy aims to
include development of a national grid and privatepublic
cooperation in Transmission and Distribution, open access
to distribution for bulk consumers, emphasis on renovation
and modernization, nancial support for reforming utilities, increased use of technology and increased research
and development efforts and energy-efciency measures.
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Physical
Institution
Social
Economic
Infrastructure
3. Systems concept
Systems approach, (Ackoff, 1971; Batty, 1974; Bertalanffy, 1968; Chadwick, 1971; Checkland, 1981; Coyle,
1977; Forrester, 1961, 1969; Mohapatra, 1994; Sterman,
2000; Ogata, 2004; Wolstenholme, 1990) establishes the
strong relationship between different subsystems in a given
system, and all the subsystems function as an integral
whole in a system. In this, system concept is used to
understand the functions of the urban system with all its
subsystems. The urban system has the following subsystems, such as, Physical, Social, Economic, Ecology,
Environment, Infrastructure and Institution, and all these
subsystems function together. All these subsystems are
interlinked and interdependent on each other and form an
integral whole. If one of the sub-systems defunct or take
lead role (advanced functions) during the system function,
its effects can be seen in the entire system, over a period of
time.
Environme
nt
Ecology
Water supply
Housing
Roads
Solid waste management
Sewerage, drainage and
sanitation
Energy
- Electricity
- Petroleum products
like Petrol, diesel,
LPG, kerosene, etc.
- Natural gas
- Charcoal, Coal
- Biomass fuels
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Lucknow Agglomeration
Cantonment Area
Zones
(6)
(12)
(19)
(17)
(3)
(16)
(15)
(6)
(20)
(23)
(6)
(28)
(27)
(5)
(25)
Wards
(110)
Selected
Wards
(20)
Selected
Households
(100)
Table 7
Annual supply of petrol (20002001)
Table 6
Electricity consumption (MU) pattern in Lucknow city
Sl. Sector
no.
1
2
3
Commercial
Domestic
Small/medium
industries
Large and heavy
industries
Public tubewells
Street light
Jal Sansthan
State tubewells and
pump canals
World Bank tubewell
110
326
33
179
685
46
198
802
66
235
899
49
56
117
128
113
45
17
15
13
106
40
60
15
66
29
60
15
101
41
63
15
Total
620
1252
1368
1520
4
5
6
7
8
9
Percentage increase in
electricity consumption
101.0
9.3
Sl.
no.
Oil company
Petrol supply
(KL)
Indian Oil
Corporation
(IOC)
Bharat Petroleum
Corporation
(BPC)
Hindustan
Petroleum
corporation
(HPC)
Indo-Burma
Petroleum (IBP)
23,958
33.4
62,213
45.5
20,340
28.3
24,962
18.2
16,010
22.3
25,931
19.0
11,447
16.0
23,725
17.3
Total
71,755
100.0
136,831
100.0
Diesel
supply (KL)
11.1
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Table 8
Number of households in the sample survey in Lucknow in the year 2001
(income in Rs/year)
Sl. Income
no.
1
2
3
4
o 60,000
60,0001.2
lacs
1.22 lacs
4 2 lacs
Total
Total no. of
households
21
27
21.0
27.0
127
102
27.5 6.05
22.0 3.78
27
25
27.0
25.0
115
118
24.4 4.25
25.6 4.72
100
100.0
462
4859
Table 10a
Availability of appliances in the sample survey in Lucknow in the year
2001 (income in Rs/year)
Appliances
Income
o
60,000
Total
60,0001.2
lacs
1.22
lacs
42
lacs
1
0.05
30
1.11
32
1.19
45
1.80
11
0.52
14
0.51
10
0.37
No. of A.C
Per HH
0
0.00
2
0.07
6
0.22
24
0.96
32
No. of geyser
Per HH
0
0
4
0.15
24
0.89
28
1.12
56
No of computer
Per HH
0
0.00
8
0.29
12
0.44
20
0.80
40
No. of stereo
Per HH
13
0.62
27
1.00
32
1.19
32
1.20
102
No. of T.V
Per HH
18
0.86
28
1.04
36
1.33
45
1.80
127
No of mixer
Per HH
1
0.04
20
0.74
30
1.11
29
1.16
80
No. of oven
Per HH
0
0.00
7
0.26
16
0.59
18
0.72
41
No. of cooler
Per HH
18
0.86
55
2.04
64
2.37
32
1.28
169
17
26
25
No. of fridge
Per HH
No of immersion rod
Per HH
No. of washing
machine
Per HH
0
0
108
35
68
0.00
0.63
0.96
1.00
No of LPG stove
Per HH
20
0.95
27
1.00
28
1.04
27
1.08
102
No. of generator
Per HH
0
0.00
0
0.00
6
0.22
12
0.48
18
100.0
Table 10b
Average time of usage of electric appliances in the sample survey in
Lucknow in the year 2001
Sl. no.
Appliances
Table 9
Number of vehicles in the sample survey in Lucknow in the year 2001
(income in Rs/year)
1
2
3
4
Lights
Fans
Heaters
Coolers
8.54
14.95
2.58
4.70
Sl.
no
Income
1
2
o 60,000
60,0001.2
lacs
1.22 lacs
42 lacs
3
4
Total
Total no.of
HHs
No. of
cars
21
27
0
0
27
25
18
29
100
47
Per
HH
No of 2wheelers
Per
HH
0
0
4
28
0.19
1.04
0.67
1.16
37
43
1.37
1.72
112
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Table 11
Consumption pattern of electricity in the sample survey in Lucknow in the
year 2001 (income in Rs/year)
Table 13
Consumption pattern of LPG in the sample survey in Lucknow in the year
2001 (income in Rs/year)
Sl. Income
no.
Sl.
no.
Income
1
2
3
4
o 60,000
60,0001.2 lacs
1.22 lacs
42 lacs
1
2
3
4
o 60,000
60,0001.2
lacs
1.22 lacs
42 lacs
Total
1155
5960
4.9
25.8
9.09
58.43
7175
8900
30.9
38.4
62.39
75.42
23,190
100.0
No. of LPG
cylinders used/
month
Total
Percentage
12.65
29.00
32.80
36.70
11.5
26.0
29.5
33.0
111.15
100.0
Per capita
consumption
(kg/month)
1.41
4.04
4.05
4.42
Table 12
Consumption pattern of petrol and diesel in the sample survey in Lucknow in the year 2001 (income in Rs/year)
Sl. no.
Income
1
2
3
4
o 60,000
60,0001.2 lacs
1.22 lacs
42 lacs
Total
Consumption of
petrol/month
(litres)
Per centage
80
560
852
908
3.3
23.3
35.5
37.9
2400
100.0
Per capita
consumption
(liters/month)
Consumption of
diesel/month
(litres)
Percentage
0.63
5.49
7.41
7.69
0
0
64
0
0.0
0.0
64.0
0.0
64
100.0
Per capita
consumption
(liters/month)
0.00
0.00
0.56
0.00
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Table 14
Estimated emissions of pollutants from vehicles, year 20002001
Sl. Type of
no. pollutant
Total daily
emissions (t/day)
(%)
Diesel driven
vehicles (%)
CO
38.3
(46.4)
30.8
(58.8)
7.5
(28.0)
HC
23.1
(28.0)
21.6
(41.2)
1.5
(5.6)
NOx
12.5
(15.2)
2.0
(3.8)
10.5
(39.2)
SPM
7.0
(8.5)
1.2
(2.3)
5.8
(21.6)
SOx
1.6
(1.9)
0.1
(1.9)
1.5
(5.6)
82.5
(100.0)
52.4
(100.0)
26.8
(100.0)
Total
Table 15
Estimated energy demand by various technologies and modes (20002001)
Energy
type
Type of
vehicles
Gasoline
(petrol)
2-wheeler
31,740.5
15.2
3-wheeler
Car, jeep
and taxi
Total
12,098.0
27,910.5
5.8
13.4
71,755.0
34.4
Car, jeep
and taxi
Bus,
minibus
Others
Total
77,048.1
36.9
40,921.7
19.6
18,862.0
136,831.0
9.1
65.6
208,586.0
100.0
Diesel
Total
Percentage of
the total
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R2 0:9907.
Table 17
Estimated cost-benet analysis of LFG extraction
Sl. no.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
Unit
Amount of waste left for disposal per year
Tonne/
year
Total amount of waste at the end of 8 years (a)
tonne
Annual gas production
m3 LFG
Power generator effect (b)
kW
Annual predicted power production(c)
kWh
Investment extraction system
US$
Investment: gas engine/generator
US$
Planning, design, engineering
US$
Total investments (d)
US$
Investment costs per kW installed (d/b)
US$/kWh
Investment costs per tonne of waste (d/a)
US$/tonne
Annual operation and maintenance costs (approx.) US$
Total operation and maintenance costs (20 yrs) (g) US$
Sales price for electricity (h) (Rs 3.9/kWh)
US$/kWh
Annual revenue from energy sale (i) (c) (h)
US$/year
Total revenue per tonne of waste (k) (20 (i)/(a)) US$/tonne
Revenue balance (k)(((d)+(g))/(a))
US$/tonne
492,750
3,942,000
15,214,737
3,111
24,891,564
834,600
2,311,200
834,600
3,980,400
1279
1.01
500,000
10,000,000
0.086
2,140,674
10.86
7.31
Table 16
Estimated requirement and shortfall of electricity, petrol, diesel and LPG in 2011
Sl. no.
Energy type
Unit
Req in 2001
Req in 2011
Estimated
shortfall in 2011
1
2
3
4
Electricity
Petrol
Diesel
LPG
MWh
KL
KL
MT
1,403,307
84,886
136,831
95,885
4,258,980
257,730
354,904
112,200
3,359,889
185,975
218,073
16,314
10
6
10
3
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Total energy
requirement for old
technology (60 W
bulbs)
(Average yearly use
per unit taken as
2000 h)
Energy requirement
for new technology
(22 W)
209,848,992 KWh
76,944,630.4 KWh
Therefore, annual
132,904.4 MWh
energy saving
Total energy requirement for old technology (100 W
bulbs)
2,185,927 0.84 0.100 2000
(Average yearly use
367,235,736 KWh
per unit taken as
2000 h)
Energy requirement
2,185,927 0.84 0.022 2000
for new technology
(22 W)
80,791,861.92 KWh
Therefore, annual
286,443.9 MWh
energy saving
If 15 per cent of the total is replaced in 5 years period
annual energy saving is cumulated to be 62,902.3 MWh.
J Replace TL uorescent tubes with TLD uorescent
tubes
(TL uorescent tubes have a diameter of 1.500 and are
rated at 40 W. The TLD lamps have a diameter of 1.2500
and are rated at 36 W)
The average no. of TL uorescent per capita as found in
the household survey conducted is 0.94.
Total energy
2,185,927 0.04 0.94 2000
requirement for old
technology (40 W)
(Average yearly use
164,381,710.4 KWh
per unit taken as
2000 h)
Energy requirement
2,185,927 0.94 0.036 2000
for new technology
(36 W)
147,943,539.36 KWh
Therefore, annual
16,438.1 MWh
energy saving
If 15 per cent of the total is replaced in 5 years period
annual energy saving is cumulated to be 2465.7 MWh.
J Replace ceiling fan with efcient fan motor
The average no. of ceiling fan per capita as found in the
household survey is 1.01.
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4864
Total energy
requirement for old
technology (70 W)
(Average yearly use
per unit taken as
4000 h)
Energy requirement
for new technology
(60 W)
618,180,155.6 KWh
529,868,704.8 KWh
Therefore, annual
88,311.5 MWh
energy saving
If 15 per cent of the total is replaced in 5 years period
annual energy saving is cumulated to be 13,246.7 MWh.
J Replace standard efciency cooler with highefciency cooler.
The average no. of cooler per capita as found in the
household survey conducted is 0.38.
Total energy
2,185,927 0.38 0.23 1200
requirement for old
technology (230 W)
229,260,023.76 KWh
(Average yearly use
per unit taken as
1200 h)
Energy requirement
2185927 0.38 0.184 1200
for new technology
(184 W)
183,408,019.0 KWh
Therefore, annual
45,852 MWh
energy saving
If 15 per cent of the total is replaced in 5 years period
annual energy saving is cumulated to be 6877.8 MWh.
J Refrigerators
Refrigerators account for about 16 per cent of the total
electricity use by the domestic sector. Efciency of
refrigerators in India is very low. Efcient refrigerators
can save 3035 per cent energy and are cost-effective too,
though they have high initial cost. Even with 15 per cent
replacement, an approximate 11,167.8 MWh electricity
can be saved per year.
Currently, high-efciency refrigerators are not available
in the Indian market as they use a different design of
compressors, which are very sensitive to the quality of
power supplied. The option has therefore, not been
considered.
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5. Conclusions
The modern world of globalization and urbanization is
ruled by energy equations. It is undoubtedly, one of the
basic necessities of life. The condensed literature study
review of the various linkages highlights this paramount
role of energy. A study of various energy management
measures taken in the country, show a lacuna at microlevel. An attempt has, thereafter, been made to assess
available energy sources and prevailing energy consumption pattern in the domestic sector and transport sector of
Lucknow city. Having taken a detailed investigation of the
prevalent energy consumption trends, the paper concludes
with the policy guidelines and recommendations to be
adopted to meet the energy challenge presented by year
2011. Methods have been suggested for taking supply
augmentation measures as well as demand-side management measures. The model presented, if implemented by
the proposed administration promises to encourage energy
DCMD
ELECTRICITY
DCMD
PETROLEUM PRODUCTS
1. R & D (MD)
2. SUPPLY (MD)
3. DSM (MD)
DSM-Petrol (manager)
DSM- Diesel (manager)
DSM- LPG & Kerosene
(manager)
DCMD
RETs/NONCONVENTIONAL tech.
1.
2.
3.
4.
PRODUCTION (MD)
R & D (MD)
SUPPLY (MD)
DSM (MD)
FIELD OFFICERS
Each DSM (Demand Side Management) will have following divisions:
Public relations/communications
Market research, technical assessment, planning, program evaluation
Program design and implementation
Industrial sector
Commercial sector
Domestic sector
Agricultural sector
Sales
Note: DCMD- Deputy Chief Managing Director
MD- Managing Director
Fig. 5. Energy Management Model, Lucknow city.
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