Professional Documents
Culture Documents
L
'1
Use FORM PFS--INSTRUCTION GUIDE when completing this form
- N - A - f l 1 1 - E - - - - . , - - - - - - - - - - - - - - - - - - - - - - - -OFFiCE
TITLE; FIRS:, MI
WILLIAM I-I.
-t--- - -ONLY
USE ------
Dale Rscelveci
I1
~ADDRESS
WETTE
90] BAGBY
I HOUSTON, TEXAS 77002 I
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'.
Dale Processed
AREP CODE FHONE NUMBER;EXTENSION
/3TEl_EPHONE
h:~:::~
Dale Imaged
I~O
1 (
1-,
m :
247-2200
I 0 .t\0POlhITED OFFICER _ .
(il~l)l~).iTc. AGE1"lCY)
I 0 C:XECLlTI\/::: HEAD - - -
II C----l
! LJ - - - -.., - -
l-.----J
STATE PARTY CHAIR
0
------------~
(INJlc;ATE POSITION:
mHEH
5
~:ITlilY l1l~rn08rS whose financial aclivlly you are reporling (file, t
_penden, Cilll:1len If Ihe filer nad actual control over that aciivity): ITIUS report information about the financial acuvlty ot the filer's spouse 01
AJ'-TDREA F, WI-lITE
[ sr-'C. 0~~E _
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I
STEPHEN WI-nTE
I :2
ELENA WI-UTE
I
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,
Fe
;.~reqU!rel~
:~p~a~rt~s~-~i~tr~'~',
,
,r~CJ~'19~h~1~8~'~'~'.~-~,~d~~1~;;;;;;;;;~~.~~~-~~~~~~~~~;;;;;::;;;;;;;;;~~~~-;;;;;;;;~~~~~~;;;;;;;==-=;.;;-~~-
to c1isc:iCJS8 nr,( only your own fl~arlc:ai
\'r)L: wll: ISC ose vaul nnancia: activity durino th
e,?I-~~ejlng
2stivitl( bill also :h",1 f
_ _ _
j
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calendai year in Parts 1 t:lrough 1 , )'JIJ ,-lre I
1
I cvei
o I_
tnat
_,
oe ,.
l !JcrSOIl s financrai aclivity_
i . ,-, mai or vou
J -' , c- '~~"
spouse( "oradepencern h'I'"
, ,C I G II you had actual CClltrOi
I
I COpy AND_______
ATTACH. j.:~~~_rTIONAL P!\GES AS NECESSARY
I
I
! I
-'
Texas Ethics Commission Austi r' " Texas 78711-2'J70 (512) 463-5800
I, EMPLOYMENT
CITY OF HOUSTON
o
Ni',ME AND AD:lRESS OF EMPLDYER I POSITION HELD
(Check It Filer'" Home Addre5s)
o SELF-EIv1PLOYEO
NATUREOF OCCUPATION
MAYOR OF HOUSTON
I
INFORMATION RELATES TO
o FILER o SPOUSE o DEPENDENT CHILD . _ -
o SC::LF-EMPLOYED
NATURE OF OCCUPATIOI,
BOARD MEMBEPJCONSULTANT
iNFORMATION RELATES TO
o FILER G]SPOUSE o DEPEr~DENT CHILD - -
o EIV:Pl.OYED BY ANOTHER
HOUSTON, TEXAS 77024
I
I
o SELF·EMPLOYED NI',TURE OF OCCUP/"IOI"
I
WRITER
F=-OO;;~~~~~~~~~~~~~~~~~~~~~~1
__I
COpy AND ATTACH A~DITIOr~AL PAG~~ AS_~E~ESSARY ---~--_~_J
,
Texas Ethics Commission PO Sox 12070 Austin, Texas 7871', -2070 (512) 463-5800 1-800-32f-8506
-~
D NO-;- APPLICABLE
Wrlen reporting information about a depenoent c.lild's activity, Indicate the child about whom you are reporting b)'
providing the number under which the child is listed on the Cover Sheet.
1
I INFORMATION RELATES TO
o FILER o SPOUSE o OEPENDEI~T CHILD - -
3
I2
o
I
NAMe AND ADDRESS or- EMPLOYER I POSITIO/; HELD
EMPLOYMENT (Check If Flier's Home Address)
KING'S ACADEMY
[{] EMPLOYEDBYANOTHER, PO BOX 9
MADABA-MANJA, JORDAN
16188
o SELF·EMPLOYED
NA-;-URE OFOCCUPATION
JUNIOR FELLOW
INFORMATION RELATES TO
o SPOUSE
EMPLOYMENT
o EMPLOYED BY N-JO-;-HER
'-',
o
'
INFORMATION RELATES TO
o EMPLOYED BY ANOTHER
o SELF-EMPLOYED
NATURE OC OCCUP/,TIOI"
I' RETAiNERS
PART " .
[2] NO: APPUCA8:"'E
This section concerns fees received as a retainer by you, your spouse, or a dependent child (or by a business in which you, II
your spouse, or a Dependent child have a "substantial interest") for aclaim on future services rn case of need, rather than for I
services on a matter specified at the time of contracting for or receiving the fee, Report Information here only if the value of I
the work actually performed dUring the calendar year did not equal or exceed the value of the retainer, For more Information, I
see FORM PFS--!f\.JSTRUCTION GUIDE,
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed or the Cover Sneet.
2 NAME OF BUSINES3
FEE RECEIVED BY
o FILER
OR FILER'S BUSINESS _
D SPOUSE
OR SPOUSE'S BUSINESS
o DEPENDENT CHILD
OR CHILD'S BUSINESS
_
I
~--~-_.------+------~-
-3
i fEe MJ10UNT D LESS THAI'; $5,000 0 $5,000--$9,999 D $10,000--$24,"9 0 -II
$2D,DOD-OR MORE
L _
FEE: RECEIVED FROM I
I
1
-----~-~--
FEE RECEIVED BY
t,AME OF BUSINESS
--I
o FILER
OR FILER'S I3USINESS _
I
D spouse
OR SPOUSE'S BUSII~ESS
I
I
D OEPEI~DENT CHILD
OR CHILD'S BUSINESS _ _ I
r- I
COpy AND ATTACH ADDITIONAL P/-\GES AS NECESSARY
_~ J
I
-----------------
Texas Ethics Commission F'O_ Box 1207CJ
- -
STOCK PART 2
Ci NOTAPPLlCA8~E
List each business entity in which you, your SpOUSE:, or a dependent child held or acquired stock during the calendar year
and indicate 'he category 0' the number of shares held 01- acquired, If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale For more information, see FORM PFS-
INSTRUCTION GUIDE.
When reporting information about a dependent child's activity indicate the child about whom you are reporting by
provrdinq the number under which the child is listed all the Cover Sheet.
\
o o
-
3 NUMBER OF SHARES
~ESS THAN '100 o 100 TO 499 0500 TO 999 1,000 TO 4,999
NUMBER OF SHARES o LESS THAN 100 0100 TO 499 o 500 TO 999 [Z] 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
--
IF SOLD DNET GAIN I0 LESS THAN $5,000 o $5,OOO--$9,99S o $10,000--$24,999 o $25,000--OF MORE
-..---D NET LOSS I
I
BUSINESS ENTITY I NAME
i AM, FINANCIAL REALTY TR
STOCK HELD OR ACQUIRED BY 10 FILER
I
0 SPOUSE o DEPEI-JDEI'.iT rHILD - - -
v
NUMBER OF SHARES I 0 LESS THAN 1DO o 100 TO 499 0500 TO 999 o 1,000 TO ",,999 I
I t2J 5,000 TO 9,999 o 10,000 MOREOR i
IF SOLD Dr'.iETGAIN I 0 LESS THAN $5,000 o $5,000-59,998 0$10,000--$2<1,999 o $25,000--OR MORE: I I
DNET LOSS I i
BUSINESS ENTITY NAME
AMGEN,INC
-
I o FILER
f
STOCK HELD OR ACQUIRED BY [{] SPOUSE [{] DEPENDENT CHILD 1),3
NUfli1BER OF SHARES o LESS TdAN ~ 00 0100 TO <199 0500,0999 [2] 1,000 TO 4,999
o $25,000--OR IvlORE
_DNET LOSS
.
BUSII\IESS ENTITY
I BAKER-HUGHES
NAME:
I
10o
f--------
I STOCK HELD OR ACQUIRED BY I I [2] SPOUSE- 0 ,
DEPENDEI,T CHILD
--
I
FILER
I NUMBER OF SHARES LESS THAN 100 D100TO~99 0500T0999 D1,OOOTO~~
I [Z] 5,000 TO 9,999 o 10,000 OR MORE - I
/iFSOLD [2] l'.iET GAIN I 0 LESS THAN $5,000
o $5000--$--9-,9-9-9-D--$-10-,O-0-O---s:-,~~,99g [2] S,25,000-OR MaRC I
I 0 NET LOSS II
L_ cory AND ATTACrl ADDITIDNAL I-'AGES AS-N-E-CE-S-S-A-R-Y---·-----~------
..--J
P.e. Bex 12070 Austin, Texas 78711-2070 1 -800-325-8506
PART 2 ,
I v
I
List each business entity in which you, vou: spouse, or a dependent cnild held or acquired stock dUl'ing the calendar year
and indicate the category of the number of shares held or acquired If some O!" all of tne stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. FOI' more information, see FORM PFS-
II'JSTRUCTION GUIDE.
When reporting mtormaticn about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
3
STOCK HELD OR ACQUIRED BY
f'JUIvJBER OF SHAi:\ES
[2] FILER
[{] LESS THAN 1 DO
[2] SPOUSE
o 1DO TO 499
0
0
DEPENDENT CHILD
BJ SERVICES CO,
NUMBER OF SHARES o LESS THAN 100 o 100 TO49' D 500 TO 999 D 1,000 T~I
o 5,000 TO 9,999 o 10,000 OR MORE
,
IF SOLO DNETGAIN I0 LESS THAN $5,000 o $5,000--$9,999 o $1G,000--$24,999 o $25,000--0=<. MORE
I
D NET LOSS - I
- - I
BUSINESS ENTITY NAME
BROOKFIELD ASSET MANAGEMENT II
1----'
STOCf( HEI-:J OR ACQUIRED BY [{] FILER
o D DSPENDENT _~
~ LCSS THAN ron
SPOUSE CHILD .
!---'
NUMBER OF SHARES -- - o 100 TO 49~ 0 500 TO 999 01,000 TO 4,999
IF SOLO [ZJNET GAIN D LESS TiAN $5,000 o $5,000--$9,999 0$10,000--$24,999 o $25,OOO--OR MORE I
o NET LOSS
I
BUSlhJESS ENTITY I NAME
I CHECKFREE CORP
---~---~
f-------"
o 5,000 TO 9,999 o 10,000 OR MORE
I
IF SOLO [Z) NET GAlt~
-,
[2] LESS THAN $5,000 0 $5,000--$9,999 D $10,000--$24,999 0 $25,000--OR MORE
_ _ ~ETLOSS
I [2] FILER
I NUMBER OF SHARES
IIF SOLS [Z] Nt:T GAIN 1 0 LESS THAN $5,000 o $S,000--$999( o S10,001]--S"4 ,999 o S25,00D--OR MORE
ONET LOSS I
---'----------_.~-------------
L- _
corry AND ATTACH ADDITIONAL PAGES AS NECE.~SARY ~
R[J,II~ur! 02/~.s:;:UUII
Texas Ethics Commission PO 80x 12070 Austin, Texas 78711-2070 (512) 463-5800 '1-800-325-8506
I STOCK PART 2l
I---~------o NOTAPPLICABLE
_ _ _ I,
List each business entity in which you you: spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category 0; the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-
INSTRUCTION GUIDE
VIIhen reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
1
4 IF SOLD [Z] NET GAIN 0 LESS THAN $5,000 0 $5,000--$9,999 D $10,000--$24,999 [{] $25,000--OR MORE I
NET LOSS
o
1
I\IUIv'IBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 1,000 TO 4,999
IF SOLD o NET GAIN o LESS THAN $5,000 D $5,000--$9,999 o $10,000--$24,999 o $25,000--OR MORE
o NET LOSS I
I
BUSINESS ENTITY
I CONOCO PHILLIPS
NAME
l
STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE D DEPENDENT CHILD __
NUMBER OF SHARES o LESS THAN 100 0100 TO 49~! D 500 TO 999 o 1,000 TO 4,999
1
_. o 5,000 TD 9,999 [2] 10,000 OR MORE
IF SOLD o I~ET GA'I~ --
D LESS THAN $5,000 0$5,000--$9,999 o ~,1O,000--$24,999 o $25,000--OR MORE
flNET LOSS
I
BUSINESS EhJTITY J E-BAY
NAMe-
J
J
' NUfJiBER OF SHl\RES 0 LESS THlIN 100 o 100 TO 499 0500 TO 999 01,000 TO 4,99fJ -I
I I 0 5,000 TO 9,999 [2] 10,000 OR. MORE I
---0-/~N-E-T--G-A-II~-I--+-I-D--L-E-SS-TH-.A-N-'$-5-,0-00
l lF SOLD
_ _ _~
o t~ET LOSS I
D $5000--$9,999
._~
1
Texas =thics Commission F'.O. Box '12rJ7[) (512) 463-5800 1-800-325-8506
-------·--1
STOCK PART 2 I
I
o NOT APPLICABLE
Lis! each business entity In which you, you:' spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquireo If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-
INSTRUCTIOr\) GUIDE
NAME
1 3USINESS EI\lTITY
EL PASCJ CORPORATION
3 r\iUMBER OF SHARES
o LESS TH.AN 100 0 100 TO 499 0 500 TO 999 0 1,DOC TO 4,999
BUSiNESS ENTITY
NAME
ELI LILLY & CO
o 5,000 TO 9,999
IF SOLD 0NETGAII~ o LESS THAI\ $5,000 0 $5,000--$9,99S [2] $10,000--$24,99:1 0 $25,000--OR MORE
o NET LOSS
--
NUMBER OF SHA~ES
FEDEX COTZP
NAM[
o
[2] SPOUSE DEPENDE"IT CHILD - _ _
~I NUMBEROFSHARES -~-~-----------------~----~~
C LESS THAI~ '100 o 100 TO ~9~ 0 50D TO 999 D '; ,000 TO '1,999
o 5,000 TO 9,999 o 10,000 OR MORE I
(IF SOLD ------1
0 NET GAit, I0 LESS Tf-J\N 1;5,00D 0 $5,000--$8,999 0 S1D,ODO--$2~,999 [J $25,000--OP iv1C!RE I
o I~ET
b ___-_-_-_--~=--
LOSS_ .
COpy AND ATTACH ADDITIONAL PAGES AS NECESSAR!':~_~
!
J
Texa:o Ethics Commission P.O. Box 12070 Austin, Texas 76711-2070 (512) 463-5600 1-800-325-8506
I
I STOCK PART 2 I
1
I
I 0 NOT APPUGABLE
List each business entity in which you, your spouse, or a dependent child held or acquired stOCK during the calendar year
and indicate the category of the number of shares heid or acquired If some or all of the stock was solo, also indicate the
I category of the amount of the net gain or loss realized from the sale. For more information, see FORr~ PFS-
I INSTRUCTION GUIDE,
When reporting Information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet
4 IF SOLO 0 NET GAII~ 0 _ESS THAN $5,000 0 $5,000--$9,999 [2] $10,000--$24,999 D S25,000--OR MORE I
[Z) NET LOSS I
LUMBER OF SHARES o LESS THA!~ 100 0 1DO TO 499 0 500 TO 999 0 1,000 TO 4,999
IF SOLO [{] NET, GAIN I 0 LESS THAN $5,000 o $5,000--$9,999 0$10,000--$24,999 0 $25,000--OR MORE
I ~N_E-LOSS
BUSI~~ESS Et--:TITY NAME
I
I
IF SOLO [Z]NET GAII~ o LESS THAN $0,000 D $5,000--$9,999 l.{J $10, 001l--$24 ,999 o $25,000--OR MORE l
o NET LOSS
I
-
BUSINESS ENTITY NAME
GENENTECH
[2] FILER [2] SPOUSE o DEPE"IDEIH CHILD _ _~
I D LESS 11,A" 101 0100 TO 499 0500 TO 999 [Z] 1,000 TO 4,999
o ~,999
5,000 TC 010,000 OR MORE
I
I
o LESS TH/IN $5,000 0$5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR 1v10~
I
NUMBER OF SHARES ~ L:::SS THANiOO 0 100 TO ~99 0500 TO 999 [{] 1,000 TO 4,9g9 I
I I D G,OOO TO 9,999 0 111,000 OR MORE I
I IF SOLO 0 NET GAIN I D LESS TH/II~ :li5,000 =:J $5000$9,999 0 ~'IOOO[)--S2t!,999 0 $25,OOC--OR MORE i
L~ D NET ~~ L__ _ I
L___ ~ COpy AND ATTACH ADDITIONAL f='AG~S AS NECESSAP,Y ~ ~J
Texas Ethics Commission PO 80x 12070 Austin Te xa s 787-1-2070 1-800-325-8505
STOCK PART 2
[:1 NOTAPPLlC,4.BLE
List each business entity in which VOU, your spouse, or a dependent child held or acquired stock during the calendar year
and indicatethe category of the number of shares held or acquired, If some or all of the stoc« was sold, also indicate the
cateqory of the amount of the net gain or loss realized from the sale, For more information, see FORM PFS-
II~STRUCTION GUID:=:,
When reporting intorrnaiion about Ci dependent child's activity, indicate the child abOUT whom you are reporting by
providing the number under which the child is listed on the Cover Sheet
3 I\JUr,mER OF SHARES o LESS THAt\j 100 o 100 TO 499 0 500 TO 999 0 1,000 TO ~ ,999
4 IF SOLD
o NET G,4IN o LESS THAN $5,000 o $5,000--$9999 0 $10,OOC--$24,999 0 $25,OOO--OR MORE
NET LOSS
IF SOLD
NUMBER OF SHARES
1\)ET GAIN 0
[2] 5,00D TO 9,999
[2] LESS THt>J~ $5,00D
10,000 OR MORE
f - - - - - - - - - - - - - - - , ' - - - - - - - - -.~.--------------.----------
$5,DOO-'$9998 $10,OOO-·$2~,89"
0
0
,
$2500C.--OR MO=1E I 0 0
J
I~_._ ~T LO,SS ~ ,_ _ ~ --J
BJSIi~ESS E N T I T y - i - - - - - - - - = -~=----::ME --=~-;o;;;;;;;~~~~~~~~~~~~-~~~~i
'R STOCK HELD OR ACQUIRED BY
KINDER MORGAN MGMT LLC
0 FILER 0 SPOUSE 0 DEPENDEI~T CHILD _ _ ---l
I
NUMBER OF SHARES I 0 LESS THAN 100 0 100 TO 499 0 SOC TO 999 01,000 TO 4,~
o
'----------
IF SOLD o
o
NET GAIN
NET LOSS
MICROSOFT CORP
NUMBER OF SH.ARES
o LESS THAN 100 0100 TO 499 0500 TO 999 [Z] 1,000 TO 4,999
I NATION/\LOILWELL
I
STOCK HELD OR p,COLJIRED BY I
-----j-
0 FiLER [Zj SPOUSE o DEPENDEI\jT CHILD _ _ - -I
NUMBER Of:' SHARES I0 L_ESS THAN 10e o 100 TO 499 =.J 500 TO 999 [Z] 1,000 TO C, ,999 I
I
I
I 0 5,000 TO 9,999 o 10,000 CF< Ivl:)RE
i
IF SOLD [ZJ i,ET GAIN
CJ NET ~oss
1 I~
.i,
0 LESS THAN £5,000 0 £5.000--$9,990
_
I2J $1UOOO--~:2~99~' o £2~,OOO·-O~: tViORE:
,-
I
i
I
_~_i
L..-...--- ~.9_"_"_ANJ2..6TTp.CI-''--.6.Q[)LTI0NALPAGES AS N"CESS~RV ~~~_~ . . J
r8xas Ethi:::s Commission P.O. Box -12070 Austin Texas 78711-2070 (512) 463-5800 1-80D-325-8506
[STOCK ----~-------
-------~~l
PART 2 :
o NOT AP!"L1CABLE
L---------~-
List each business entity in which you, your SpOUSe, or a dependent child held 0:- acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale For more information, see FORM PFS-
li\lSTRUCTION GUIDE.
When reporting information about a dependent childs activity, indicate the chiid about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
1
3 NUIVIBER OF SHARES I 0 LESS THAN 100 0 100 TO <199 o 500 TO 999 01,000 TO 4,999
I- rt
SOLD IZJ NET GAIN
0 NETLDSS
I
I ({] LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 o $25,000--OR MORE
I
NAME
o $5,000--$9,999 0
,
BUSINESSENTITY I
i PRECISION DR1LLlNG
NAME
I
r NUIVIBEROFSHARES
.
STOCK HELD OR ACQUIRED BY ! [2] F1'~ER
I
---0-S-~PO-U-'S-'E----D-D-E-P~E~N~D-E-NT
0'1,000T04,999
=J I
I
0 D
-~
I I 5,000 TO 9,99ll 10,000 OR MDRE
I IF SOLD [{] NET G,A!N, I 0 LESS THAN $5,000 D $5,000--$9,99l) 0 S,10,OOO--$24,999 lZJ S25000--0R MORE
~ D NET LOSe: I
I COPY AND ATTACH ADDITION6_LPAGEL~ 1.'tECESSARY ~
PO. Boy 12070 Austin, Texas 7871'1-2070 (512)463-5_8__
0_0 -1-800-325-8506
~1
PART 21
o NOTAPPUCABLE
\
List each businessentity in whicr you, YOUI" spouse, 0: a rJepe'1de~t c~ild held 01 ac~uired stock dur-ing the ca.lendar Yearl
and indicate the category of the number of shares held or acqinreo I; some or all or the stock was so d, also Indicate the
category of the amount of the net gain or loss realized from the sale. For more intorrnation, see FORM PFS-
If'-JSTRUCTDN GUIDE. I
I When reporting Information about a dependent child's activity, indicate the child about whom yOCJ are reporting by
providing the number under which the child is listed Oil the Cover Sheet.
1 BUSINESS ENTITY
.. ---
i
12 STOCK HELD OR ACQUIRED BY
3 t'-JUr\.~BER OF SHARES
NAI~E
BUSlt'-JESS ENTITY
SANOFI-A VENTIS
[2] SPOUSE 0 DEPE~~DENT CHIW _
o 10,000 OR MORE
NAME
f'<(1\'(~a(1 C:'/?S!;J.uOl\
I
-rexas Ethics Commission PO Box 12070 Austin, Texas 7871"1-2070 (5 ~ 2) 463-5800
---,
"1-800-325-6506
I
I STOCK PART 2 I
1 0 NOTAPPLICABLE
I
~ist each business entity in which you, your spouse, or,a dependent c~,ild held or acquired stock durin~ the ca.lendar year
and indicate the category of the number of shares held or acquired it some or all of the stock was sold, also Indicate the
I
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-
I INSTRUCTIONGUIDE.
I When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
I providing the number- under which the child is listed on the Cover Sheet.
3 NUMBER OF SHARES 0 LESS THAt\ 100 o 100 TO 499 0500 TO 999 01,000 TO 4999
BUSINESS ENTITY
0 DEPENDENT CHILD
lI'
f-------------t------------~------------I
f ,:UMBER OF SHARES
o LESS THAN 100 0100 TO 499 0500 TO 999 01,000 TO 4,999 I
._------------------------!
IF SOLD [Z] NE-i GIlIN I 0 LESS THAI~ $5,000 o $5,000--$8,999 [2] $10,000--$24,999 0 $25.000--DR MORE
n NET LOSS
II
BUSU~~SS
-~
ENTITY
-----._-
NAMe
--~-"~---==-~--l
IF SOLD [Z] NET GAIN o LESS THAN $5,000 o $5,000--$9,999 [{] $10,000--$24,999 o $25,000--OR MORE
-
o NET LOSS
NAMe
f;USINESS ENTITY i
UNITED PARCEL SERVICE CL B
_J
STOCK HELD OR ACQUIRED BY [ZIFILER [Z] SPOUSE o DEPENDENT CHILD
--
!NUMBER OF SHARES D LESS THAN 100 0100 TO 499 0500 TO 999 [2] 1,000 TO 4,999
o o
~SDLD
5,000 TO 9,999 10,000 OR MORE
1---.
D NET GAIN o LESS THAN $5,000 o $5,000--$9999 0$10,000--$24,999 o $25,00D--OR MORE
D NET LOSS
BUSINESS ENTITY I N!lI~E
I
I IF SOLD 0 N:::T GAIN I 0 LESS THAr~ $5000 [2J $5,000--$9,999 0 $10,000--S2c,,99[' D $25.000--0P MOPE I
~ 0 NET LOSS I I
I STOCK PART 2
o NOTAPPUCilKE
l.is: each business entity in which you, your spouse, ora dependent child held or acq.iireo stock during the calendar year
and indicate the category of the number of shares held or acquired, If some or ali 07 the stock was sold, also indicate the
category of the amount o: the net gain or loss realized from the sale. For more information, see FORM PFS-
INSTRUCTIOhJ GUIDE,
When reportino information about a dependent child's activity. indicate the child about whom you are reporting by
I providina the number under which the child is listed on the Cover Sheet.
BUSlr\j~SS
,
1
1 ENTITY NAME
WESCO FINANCIAL CORP
k--
i 2 STOCK HELD OR ACQUIRED BY [2] FILER [Z] SPOUSE o DEPENDENT CHILD
1
3 NUrv1BER OF SH.l\RES I0 LESS THAN 10C [Z] 100 TO 499 0500 TO 999 01,000 TO 4,999
1 4 IF SOLD [ZJNET GAIN I [{] LESS THAI~ $5,000 o $5,000--$9.999 0$10,000--$24,999 o $25,000--OR 1v10RE
I
I
o NET LOSS
j
NUMBER OF SHARES I 0 LESS THAN 100 I1J 100 TO 499 0500 TO 999 CJ 1,000 T:J ",999 I
I
o NET LOSS
10 LESS THAN $5,000 o $5,000--$9,9g9 Q $10,000--$24,999 o $25,000--OR MORE
-I
I
I
d I
BUSINESS ENTITY NAME
I
I YUM! BRANDS
STOCK HELD OR ACQUIRED BY I LZI FILER [{] SPOUSE o DEPENDENT CHILD _ _. I
~~UfV1BER OF SHARES o LESS THf\i~ 100 0100 TO 499 0500 TO 999 [2] 1,000 TO 4,999
1I
f-----------
o 5.000 TO 9,99,) 010,000 OR. MORE
IF SOLD LZI NET GAIN o LESS TH.L\N 85,000 o $5,ODo--$9,999 0$10,000--$24,999 o $25,000--OR MORE
I
I
nNET LOSS I
-1
NUM3ER OF SHARES I [2] LESS THAI~ tou D 100 -;-0 49fJ Diooo TO J"gg~
I
I 05,000 TO 9,999 0 10,000 OR MORE I
I
IIFSOLO 0 !~ET GAir~ -+-1D~ESS THAI~ $5,000- 0 $5,000--89,999 0 $10,000--$24,999 o $25,ODD--OR MORE I
1
-----1
_ _ _ _ _ _ _ _ __ CQE':L_AND ATTACH AODITIONAL P/\GES AS NECESSARY
Texas Ethics Commission PO Box 12070 Austin. Texas 76711-2070 (5121 463-5BDCJ 1-80D-325-850e
---------'---------~-
STOCK PART 2
I 0 NOTAPPLICABLE . ~:~
I List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
I and Indicate the category of the number of shares neld or acquired. If some or all of the stock was sold, also Indicate the
i category of the amount of the net gain or loss realized from the sale For more information, see FORM PFS-
I If\lSTRUCTIOr~ GUIDE.
Wnen reporting information about a dependent child's activity, indicate the child about whom you are reporting by
l ,1
providingthe number under which the child is listed on the Cover Sheet.
a NUMBEROFSHARES [2] LESS THAN '00 o 100 TO 499 0500T0999 o '1,000 TO 4,993
NAME
P F CHANGS CHINA
STOCK HELD OR ACQUIRED BY 0 FILER o-SPOUSE
--------- ----------~~----______1
0 DEPENDENT CHILD _ _1__
f\lUfJlBER OF SHARES I [{] ~ESS THAN 100 0100 TO 499 0500 TO 999 0 ~"OOO TO 4,999
I 05,000 TO 9,99S o 10,000 OR MDRE
I
NN>'lE
0100 TO 499
Texas Ethics Commission P.:=J. Bm: 12070 Austin, Texas 78711-2070 (512) 463580D 1-8DD-325-B506
I
i STOCK PART 2
I
L 0 NOTAPPLI_C_A_B_LE _
I List each business entit\' in which you, your spouse, or a dependent child held or ~c~uired stock during the calendar year
and indicate he catego:y of the number of shares held or acquired. If some or ali 0: the stock was sold, also Indicate the
I category of the amount of the net gain or loss realized from the sale, For more information, see FORM PFS-
INSTRUCTION GUIDE.
I
When reporting Information about a dependent child's activity, indicate the chile about whom you are reporting by
I providing the number under which the child is listed on the Cover Sheet
NAME
raUSINE8S ENTITY
WACHOVIA CORPORATION
o FILE'R o [2] DEPENDENT CHILD
2
3
STOCK H:=.LD OR ACQUIRED BY
o 1DO TO 499 0
o 10,000 OR MORE
500 TO 999 0
1
1,000 TO 4,999 1 I
NUMBER OF SHA.RES
o LESS TH.AN 100 0 100 TO 499 0 500 TO 999 0 1,000 TO 4,99S
IF SOLD o -----+-
NET GfllN o LESS THAN $5,000 o S5,OOD--$9,999 0
-----------_._------1
$10,000--:);24,99[' o $25,000--OR MORF
.~~
DNET LOSS
-' --------j------
NUMBER OF SHARES 0 LESS THAt~ 100 0 100 TO 499 0500 TO 999 [2] 1,000 TO 4,999
~ ~OOO TO 9,999 D 10,000 OR M:JRE
IF SOLO 0 NET GAIN I0 LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 0 $25,OOO--OR MORE
DNET LOSS
r NUMBER OF SHAR.ES 0 LESS TH.AN 100 0100 TO 499 0500 TO 999 01,000 TO 4 , 9 9 + '
L _
IF 801_0
=--------1-'=
0 NET GAIN
05,000 TO 9,999
$5,000--$9,999
----
0 $1O,OOO--$~4 ,999 0 $25,000--OR WORE
iI
i
D Nt:T LOSS 1_ I
BUSINESS ENTITY __ . --J ,...~--------------, _,,__ ---- NAME .." __ ~...i->: I
I::: SOLJ 0 t~ET GAIN I 0 LESS THj\N$s:-ociC;"iJ $5,00[1-$9,999 0 $10,000--$24,999 D'$25"'08[j'~Q~ MO~~
I ~ 0 NET LOSS I__ .---"'--~-· ··_'-·~ __.I
r- --- . . COpy AND ATTACH ADDITIONAL,E...~..J:I~Ss~Y._____ i
Texas Ettucs Commission r.o. Box 12070 Austill, Texas 78 7 '11-2070 (512) 463-5800 1-800,325-8506
r--
I STOCK PART 2
I
,
o NOTAPPLICABLE
List each business entity irl which you, your spouse, Dra dependent child held or acquired stock during the calendar year
and Indicate the category of the number of shares held Dr acquired If some or ali of the stock was sold, also indicate the
category of the amount o: the net gain or loss realized from the sale, Fo' more information, see FORfl/i PFS-
I Ir'-JSTR.ljCTIOr~ GUIDE
II When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child IS listed on the Cover Sheet.
1 NAME
1 BUSlt'-lESS ENTITY
CALL ABT
13 NU[,}Br::R
, OF SHAR:::S
~, ~ (2] LESS THAI~ 100 o 100 TO 49'1
"
4 IF SOLD DI~ETGAIN
o LESS THAN $5,000 o $5,000-·$9,999 o $10,000--$24,999 D $25,000--OR MORE
n NET LOSS
NAMe I
BUSINESS ENTITY
CALLABTI
f--
STOCK HELD OR ACQUIRED BY I [2] FILER (] SPOUSE o DEPEI~DENT CHILD
I
I
i\lUMBER OF SH,A.RES [2] LESS THAI~ 100 0100 T0499 0500 TO 999 o 1,000 TO L,999
o N~T LOSS
/0
I
I\lUMBER OF SHARES 10
-r-r-
I
BUSINESS ENTITY NAME
CALL BEl
I ,
STOCK HELD OR AGOUIRED BY
I
IIFSOLD 0 N~: GAIN I [{] LESS THAN $5,000 D $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE I
[Z]Nt.l~
I13USINESS ENTiTY
4_~ALLBHr
I S~OCI<
I
I ----j
HELD OR ACQUIRED 8Y+9 FILER o SPOUSE D DEPENDEI~T CHIl-D - - - -----..-J
I
I I~LJI\liBER Or' SHARES I [{] LESS THAI~ 100 o 100 TCJ 499 0 50u 10 999 0 1,000 TO 4,999
i
I I0 o 10,000 OR. MORE
IIF
5,000 TO 9,999
----j
SOLD EJ NET GAII~ jr 0 LESS THAi~ S5,000 0 $5,000--$9,999 0 $10,000--$24,999 o $25,000··OR 1v10RE i
L- D NET_L_O_SS
_ _'-- _
L . C;OPY AND "'.TTACH I,DDITIONAL PAGES AS NECESSARY j
Texas Ethics Commission r.o Box 12070 .Austin, Texas 78711-2070 (512,453-5800 1-800-325-8506
I STOCK PART 2l
I
I
o NO, APPLICABLE ,
L-.-------------------------------------------~
I List each business entity in which you. your spouse, or a dependent child held or acquired stock dUring the calendar yea!'
and Indicate the category of the number of shares held or acquired, If some or ali of the stock was sold, also indicate the
I, category of the amount of the net gain or loss realized from the sale, For more Information, see FORtvl PFS-
, INSTRUCTION GUIDE,
When reporting information about 8 dependent child's activity, indicate the child about whom you are reporting by
proViding the number under which the child is listed on the Cover Sheet
NAME
CALLBHl
10 FILER o SPOUSE 0 DEPEI\iDEI\lT CHILD _
~ NUMBER OF SHARES 10 LESS THM 100 o 100 TO 499 0 500 TO 999 D 1,000 TO 4,999
I0 5,000 TO 9,999 o 10,000 OR MORE
0 NET LOSS
NAME
I NUMBER OF SHARES [2] LESS THAt~ 100 o 100 TO 499 0 500 TO 999 0 1,000 TO 4,999
!IF SOLD [{J NE, GAIN i 0 LESS THAN :;;5,000 o $5,000--$9,999 [J $10,000--$24,999 0 £'25,000--OR IviORE
I
'-
n NET LOSS
__.. --1_ _ I
---,
BUSINESS EJ-JTiTY
NAME
I CALL CEA
STOCK HELD OR ACQ-U-IR-E-D-B-Y--+I[2] FILER [J SPOUSE 0 DEPEhlDEN, CHILD - -
I NUMBER OF SH,ARES 10 LESS THAN ion o 100 TO 499 0 500 TO 999 0 1,000 TO 4,999
IF SOLD 0 I~ET GAIN liDLESS THAN $5,000 0$5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE
I 0 NET LOSS
BUSINESS Et-JTITY NAME
I CALL COP
I STOCK HELD OR ACQUIRED BY I o FILER o SPOUSE 0 OEPEI~DENT CHILO _
I [\lUMBER OF SHARES o LESS THAN 100 0100 TO 499 0 500TO 999 01,000 TO 4,999
~----~-=~~--'----------
D o 5,000 TO 9,999 10,000 OR MORE
, IF SOLD
I
I,
0 1\lE::T GAIN I r71
I'J.{J LESS TH/',N E,OOO 0 $5,000--$9,999 0 $10,000--$21;,999 0 £25000--0R MORE II
I
f7l NET
~,
LOSS
~
L.._ c orv AND ATTACH ADDITION!\L FAGE5 10.5 I~ECE:.55AfZY I
Tex",'3 EthicE Commission P.O. Box 12070 (512) 463-5BOO 1-BOO-325-B 506
I
PART 2
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or ali of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-
II\JSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number unaer which the child is listed on the Cover Sheet
NAI~E
1 BUSINESS ENTITY
I CALL COP
12 STOCK HELD OR ACQUIRED BY i [2] FILER 12] SPOUSE o DEPE:t-JDENT CHILD _
,
3 NLJlv1BER OF SH,A.RES ,I [2] LESS THM 100 o 100 TO 499 o 500TO 999 D 1,000 TO 4,999 I
I
! 0 5,000 TO 9,998 o 10,000 OR MORE
I CALL COP I
I
S lOCK HELD OR ACQUIRED BY II [Z] FILER o SPOUSE o DEPENDENT CHILD - -
I
I NUMBER OF SHAF~.ES 10 LESS THAN 1DO 0100 TO 499 0500 TO 999 o 1,000 TO 4,999
I
o 5,000 TO 9,999 o 10,000 OR MORE
I-iF SOLD Dt'iET GAIN o LESS THAN $5,000
-
o $5,00[1·-$9,999 o $10,000--$2.1,999 o $25,000--OR MORE
iI -----.D NET LOSS
.F BUSI~~ESS ENTITY NAME
- i
i CALL CYQ
[SToCK HELD OR ACQUIRED BY [2] FIL.ER EJ SPOUSE 0 DEPENDENT CHILD _
I NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0 500 TO 999 0 1,000 TO 4,999 I
f IF SOLD D NET GA\!~ o LESS THAN $5,000 o $5,000--$9,999 0 $10,000--$24,999 o $25,oo0-OR MORE !
[{] NET LOSS
NurVIBER OF SHARES 10 LESS THAN 100 o 100 TO 499 0 SOD TO 999 0 1,000 TO 4,999
I
I
STOCK HELD OR ACQUIRED BY I [{]
I
FILER o SPOUSE 0 DEPENDEI"iT CHILD~,-===_~~__ I
I l'-JUlviBE:R OF SH,l\RES [0 LESS THA'~ 100 DO 100 TO 499 0 SOD 10 999 0 1,000 TO 4,999 I.
~ ! 0 5,000 TO 9,999 10,00[1 OR 1v10RE
' IF SOLD D NET GAII~ Ii [2] LESS THAN $5,000 0 $5,000--$9,999 0 $10,DOO--$2L.999 o S,25,00D--OR 1v10R;!
j
[{] .NET LOSS
i
L_~__ COPy AND ATTACH ADDlTInNAL PAGES AS NF'CESSARY --_----!
I
I STOCK PART 2
I o NOT APPLICABLE
I List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar veal'
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from tile sale. For more information, see FORM PFS-
II\lSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
I provioinp the number under which the child is listed on the Cover Sheet.
i
IIF SOLD [Z] NET GAIr, 0 LESS THAN $5,000 0$5,000--$9,999 0 s'10,000--$24,999 o $25,000--OR MJRE
D NET LOSS
BUSINESS ENTITY I 0A T r r NAME
I BIJSlhJESS ENTITY I 0/ T 1 ,
NAI~E
~GE
~ STOCK HEW OR ACQUIRED BY
I
I 0 FILER
o NOTAPPLICABLE
I Liei eeor. ""ine" entity in which you, your'pou,o, or, depcodent child held or "quired ctock during the calendar yea<
I and indicate the category of the number of shares held or acquired. If some or ali of the stock was solei, also indicate the
category of the amount of the net gain 01" loss realized from the sale. FDr more information, see FORrvi PFS-
INSTRUCTION GUIDE.
When reportinp information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet
4 IF SOLD o NET GAII~ i0 LESS THAN $5,000 o $5,000--$9,999 0 $10,000--$24,999 o $25,000--OR MO~
[ZI NET LOSS
BUSI~~ESS ENTITY NAI~E
I CALLGE
STOCK HELD OR ACQUIRED BY , [{] FILER
o 5,000 TO 9,999
i0 LESS THAN $5,000
!
r BUSlf,JESS E~HITY
- NAt~E
I CALLINTC
,
f'JUMBER OF SHARES
I
i0 LESS THAN 'tOO o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
IF SOLD IZJ NET GAIN [2] LESS THAN $5,000 o $5,000--$9,999 o ~,10,000--$2"i,999 o $25,000--DR MORE
o
I
I'-JET LOSS I
BUSlr-JESS ENTITY NAMe
I CALLINTC
STOCK HELD OR ACQUIRED BY I [Z] FI:"'ER [2] SPOUSE o DEPENDENT CHILO
hIUIv1BER OF SHARES I [Z] LESS THAN 100 0100 TO "i99 o SOC TO 999 o 1,000 TO 4,999
L IF SO_LD_
~
BUSINESS ENTITY
[Z] NET GAIN
n I~ET LOS~
I
I
0 I_ESS THAN $5,000 0:15,000--$9,999 0$10,000--$2"i,999
NAMe
0 $25,000--OR MORE
CALL fNTC.
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held 01' acquired. If some DI all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORII/, PFS--
INSTRUCTIOr-J GUIDE,
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
TO 9,999
D NET LOSS
I CALLLLY
o
~-
I
NUMBER OF SHARES
o LESS THAN 100 010010 499 o 50" TO 999 o 1,000 TO 4,999
~-~---- D 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD ONET GAIN o LESS THi\N $5,000 o $5,000--$9,999 o ~;1O,000·-S;24,999 D $25,000--OR MORE
I
I ~~ETLOSS
BUSII-,JESS Ef-,JTITY I
f-I _--;,_C_'A_L Q
__L_I_I1_S_ --i
STOCK PART 2 I
o NOT N~PLICA8LF _
List each business entity In which you, your spouse, 0" a dependent cnild held or acquired stock durlnq the calendai year
and indicate the category of the number of shares held or acquired. If some or al: of the stock was soid, also indicate the
category of the amount of the net gain or loss realized from the sale. For more Information, see FORM PFS-
If-JSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
I CALLMSQ
2 STOCK HELD OR. ACQUIRED BY o FILER B SPOUSE o DEPENDENT CHILD
3 NUIv18ER OF SHARES
I
[{] LESS THAN 100 o 100 TO 499 o 500TO 999 o 1,000 TO 4,999
NUMBER OF SHARES !Zl LESS THAN 100 0100 TO 499 o 500 TO 999 01,000 TO 4,999
I
_. - ,I 0 5,000 TO 9,999 o 10,000 OP. MORE I
~SOID
I I -
I
i 0 LESS THAN $5,000 o $5,000--$9,999 0 $10,000 ..- $24,999 o $25,000--OR MOREl
I
I \
NAME
o 10,000 OR MORE
IF SOLD o NETGAII~ o LESS THN~ $5,000 [2] $5,000--$9,999 05;10,000--$2<1,999 0 $25,000--OR MORE I
[2] NET LOSS
-
k I BUSII'-JESS ENTITY
CALLN('
NAME
L
I NUMBER OF SHARES 1ZI LESS THAN 100
05,000 TO 9,999
D100T0499
o 10,000 OR 1v10RE
.
0500T0999 01,000104,999
l
_
I IF SOLD [(] !~ET GAIN !Zl LESS THAN $5,000 0'5,000"''",'''' 0 "",000' '24,999 0 $25,000"OR MORe I
I'JET LOSS I
L I
I
BUSINESS ENTITY I
I CALL N()
NAI~E
!
L STOCK HELD OR ACQUIRED BY ~ FILER o 0
SPOUSE DEPEI-.JDEI'iT CHILD - -
----:::---------,
I r~Ufv13ER OF SHARES I [2] LESS THf\l\ 100 o 0
100 TO 499 i 50OTO 999 0,,000 TO 4,999
JQ o
~
i 5,000 TO 9,999 1D,ODO OR MORE
-----------------------1
I
IF SOLD. 01~ET GAIN 1 0 LESS THAN $5,000 0 0 o
$5,000--$9,999 I $10,00D--$2L.999 $25,000--OR 1v1::lRE
o I~ET LOSS I . J
i
~------~=- Copy AND ATTACH ADDITIONAL PAGfCS AS NECESSARY
=='-'-------
I
,
Texas Ethics Commissioll P.O. Boy ,2070 Austin. Texas 787~1-2()70 '1-800-325-8506
STOCK
o NOTAPPLICABLE
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale For more information, see FORM PFS-
Irl.iSTR:JCTION GUIDE,
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
o 10,000 OR MORE
o $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR 1v10RE
NAME
Il.iUlvlIBER OF SHARES [{] LESS THAN 100 D100T0499 D500T0999 o 1,000 TO 4,999
I
~.~-------=----+=--_---.:..._-----------------------j
D 5,000 TO 9,999 010,000 OR MORE
IF SOLD [Z] NET GAlr~ [{] LESS THAN $5,000 0 $5,000--$9,999 0 S:10,OOO--$2~,999 0 $25,000--OR MORE
n t~ET LOSS
BU S INESS ENTITY I
NAME
~STOCK H~~D
CALLSBUX
OR ACQUIRED BY : 121 FILER B SPOUSE D DEPE!~OEW CHILD - -
Il.iUIV1BER OF SHARES I [2] LESS THAt~ 100 o 100 TO 499 o 50C TO 999 0 1,000 TO 4,999
I STOCK PART 2]
I
I
D I\)OTAPP:"ICABLE
---------1
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year I
and indicate the category of the number of shares held or acquired, If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale, For more information, see FORrvl PFS-
INSTRUCTIOf\j GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providinq the number under which the child is listed on the Cover Sheet
1 BUSlr\jESS ENTITY I
CALL SBUX I
---------------+-----------------
2 [2] SPOUSE
1 STOCK HELD OR ACQUIRED BY [2] FILER DDEPENDENT CHILD _
3 NUMBER OF cHARES
,,
~-S-S-T-H-AN-1-00------------------------i
. o 100 TO ~99 o 500 TO 99°" 0 ,
1 000 TO 4999
u
4 IF SOLD o NETGAII~
1
I\)ET LOSS
5,000 TO 9,999
o
o
100TO ~99
10,000 OR MORE
0500 TO 999 o 1,000 TO 4,999
---l..
o
I
IF SOLO DNETGAIN i 0 LESS THAr~ $5,000 o $5,000--$9,999 o $1 0,000--S:2~ ,999 $25,OOO--OR MORE
n I
NET LOSS I
I
- - !
I
BUSINESS ENTITY
~~Urv,BER OF SHARES 10
,! CALL TYC
0 FILER
o 100 TO 499 0
NAME
0 DEPENDENT CHILD
IF SOLO 0 NE:T GAIN I 0 LESS THAN $5,000 0 $5,000--$9,999 05,10,000--$24,999 o S25,000--OR MORE
I 0 r~ETLOSS
--;
FBUSINESS ENTiTY NAME
i
CALL Ul","V
~ HELD OR ACQUIRED BY
I
t_ IF SOLD o NIOT GAIN I0 LESS THAN $5,000 0 $5,000--$9,999 0 S10,00CJ--S2~,998 o S25,000--OR rvlORE
_ _ _ _ _ _ _ _--=[2]=0.--1NET LOS,_S_-Li _
Texas Ethics Commission P.O. 80>: 12070 !~ustill, Texas 78711-2070 (512) 453-5800 1-800-325-85%
I STOCK PART 2
o NOT APPLICABLE
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year I
and indicate the category of the number of shares heid or acquired, If some or ali of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORlvi PFS-
INSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
3 NUMBER OF SHARES [{] LESS THAI~ 100 o 100 TO 499 o 500 TO 999 o 1,000 TO ~ ,999
i
4 IF SOLD ONET GAIN o LESS THAN $5,000 o $5,000--$9,999 o $10,000--~24,999 o $25,000--OR MDRE
o NET LOSS
NUMBER OF SHARES [2] LESS THAN 100 0100 TO 499 o 500TO 999 [ ] 1 ,ODD TO 4,999
1--
I 0 5,000 TO 8,999 o 10,000 OR 1v10RE ---'-
IF SOLD [{] NET GAIN o LESS THAN $5,000 o $5,000--$9,999 o $10,000--5:24,999 o $25.000--0R MORE I
I
o
b~~~~~~~~~;;;;;;;;;;;;;;~~~~~~~~~~~~~~~;;;o;i
NET LOSS
BUSINESS ENTITY I
I CALL WHR
N'IME ---
--
STOCK HELD OR ACQUIRED BY 10 FILER [{] SPOUSE o DEPC::/-.JDENT CHILD
NUIV1BER OF SHARES
I
I [2] LESS TH.A,hi 100 o 100 TO 499 o 500TO 999 o 1,000 TO 4,999
NAME
o $25,000--OR MORE
Texas Ethics Commission P,O, 80>: ,2070 Auslil'" Texas 78711-2070 (512)463-5800 H100-325-B505
I
I STOCK PART 2 I
I D I~DT APPLICABLE
~each business entity in which you , your soouse-, or a dependent child held or acquired
r
~ ~ stock dunno the calendar year
~
~,
and indicate the category oithe number of shares heid or acquired, If some or all of the stock was sold, also indicate the
I
category of the amount of the net gain or loss realizecJ from the sale, For more information, see FORfv1 PFS-- I
r
II'JSTRUCTIONGUIDE,
When reporting information about a dependent child's activity, indicate the child about whom you al'e reporting by
providing the number under which the child is listed on the Cover Sheet
I CALL XBA
2 STOCK HELD OR ACQUIRED BY ! 0 FI,-ER [2] SP8USE o DEPEI~DEI~T CHILD _ _ _
3 NUIv1BER OF SHp.RES [2] LESS THAN 100 o 100 TO 499 D 500 TO 939 o 1,000 TO 1,.999
[Z] I~ET GAIN I 0 LESS THAN $5.000 o $5,00[1--$9,999 0$10,000.. $24,999 o S;25,OOC--OR MORE I
l -
lF SOLD
BUSINESS ENTII Y
il NET LOSS I
I NAME
-
--_.~
I CALLXBA
I -
STOCK HELD OR ACQUIRED BY I [2] FILER !21 SPOUSE D DEPEI~DE'~T CHILD ___
I\JUI'J1BER OF SHARES I 0 LESS THAN 100 o 100 TO 499 D 500 TO 999 0 1,000 TO 4.999
05,000 TO 9.999 o 10,000 OR 1v10RE I
IF SOLD [Z]NET GAIN [2] LESS THAN $5,000 o $5,000--$9,999 D $10,000--$24,999 o S;25,000--OR MORE
D NET LOSS
BUSII\lESS E!'JTITY NAME
CALLXBA
!-JUIv1BER OF SHARES D loESS THA'~ '[00 0100 TO 499 D 500 TO 999 o 1,000 TO 4,999
j
IF SOLD [Z] NET Gl~SS THAN $5,000 []] $5,000--$9,999 0$10,000--$24,999 D S25,OOO--OR MORE I
~SS
r--
1 I
BUSINESS EI-JTiTY NAME
CALLXOM
D DEPEI~DEN: CHILD - -
!-JUIv1BER OF SHARES D 500 TO 999 D i.ooo TO 'i,999
I
o $25,000--OP MORE l
I
Texas Ethics Cornr-uasion P.D, Box 12070 Austm Texas 7871i-2070(,5,2 \ 4G3-5E1CIO 1-800-325-8506
STOCK PART 2
o 1\)0, APPLICABL.E
List each business entity in which you, your spouse, or a dependent child held or acquired steel. during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of tile stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale, For more information, see F ORlv! PFS-
II'JSTRUCTION GUID~.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
1 BUSil'JESS Er-JTITY
'I
NAME
I
CALLXOM
2 STOCK HELD OR ACOUIRED BY o FILER EI SPOUSE o DEPEI~DENT CHILO
3 /'JUrvlBER OF SH,llRES [2] LESS THAN 100 o 100 TO 499 D 500 TO 999 01,000 TO 4,999
I
',AME
I
i
CALLXOM
I
STOCK HELD OR ACQUIRED BY [2] FILER o SPOUSE o DEPENDENT CHILD
I NUMBER OF SHARES [2] LESS THAN 100 o 100 TO 499 D 500 TO 999 o 1,000 TO 4,999 I
MO~E I
o o- 10,000 OF: M8RE
I~ soi D
5,000 TO 9,999
-_.
I [Z] NET GAIN I r;:
o ""000,,,",99Q 0 0
l~r,-,~c..~~~~~~~~~~~~
, BUSINESS ENTIT'J'
f-------~-------[0FILER
STOCK HELD OR ACQUIRED BY
! CALLXOM
---
[Z] SPOUSE
NAt"E
0 DEPENDENT CHILO _ ~
l
NUMBER OF SHfI,RES I0 LESS THAN 1DO 0100 TO 499 D 50C ro 999 0 1,000 TO 4,999 I
I NUMBER OF SHARES [{] LESS THAN 10e 0100TO~99 o 500 TO 999 D-i,000To~,999
i_IF SOL_D 0 NeT GAIN liDLESS THAN $5,00D 0 $5,000--$9,999 0 $1 D,000--$2~,999 0 $25,OOO--OR MORE
I- [Z] I~ET LOSS _ _ __
I
l--l
BUSII-JESS Ei\riTY NAME
I CALL Y'JMI
I
rSTOCK l [2] FILER [21 SPOUSE
- HELD OR ACQUIRED BY--+-I----~---- 0 OEPENDEr"T CHILO _
PART 2
o I~:JT AP?LiCl\Bl..E
List each business entity In which you, your spouse, 01 a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired, If some or ali of the stock was sold, also indicate tile
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-
INSTRUCTIOI\! GUIDE,
Wherl reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number- under which the child is listed on the Cover Sheet
1 BUSiNESS ENTITY
CALL YICW
2 STOCf( Hi:::LD OR ACQUIRED BY o FILER [2] SPOUSE D DEPENDENT CHILD _
1
3
NUlvlBER OF SHARES [2] 'LESS THAN 100 D 100 TO 498 0 500 TO 999 D 1,000 TO 4,999
r
IF SOLD [Z] NET GAIN
o NET LOSS
o
o
5,ODO TO 9,999
NA~~E
BUSII'-JeSS ENTITY
PUTRWT
STOCK HELD OR ACQUIRED ~ IZI FILER [2] SPOUSE 0 DEPENDENT CHILD - -
11--0-,1-LE-S-S-T-H-A-I~-'-00----------~-----------------j
f-- r'l UMBER OF S HARES
o 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
, i 0 5,000 TO 9,999 D 10,000 OR MORE
f--------------------+----------------------------- -------1
l ~. '-'
Ci" ,)... 0 NET GAIN D
, 0 LESS THAi'-: $5,000 [ o
$5,000--$9,999 [ ] S,10,OOCJ--$24,99Q 0 $2~,000-·OR M:JRE
~- ----'
171 NET LOSS I
NUMBER OF SHARES o LESS THAI~ 100 o 100 TO 499 D 500 TO 999 D '1,000 TO 4,999
------------------+1 0
E:TOCK HELD OR ACQUIRED BY FILER ---------E]-SPOUSE 0 DEPE~~DEI'-!T..-GHI[§"" ------ I
I
D 5,000 TO 9,999 Dj.0.,.oOollR MORE
c
_________
--
I List all bonds, notes, and other commercial paper held or acquired by you, your spouse, or a dependent child during the
calendar year. If sold, indicate the category of the amount of the net gain or loss realized from the sale For more
information, see FORM PFS--INSTRUCTION GUIDE.
reporting information about a dependent child's activity, indicate the child about whom you are
I When
providing the number under which the child is listed on the Cover Sheet.
reporting by
I
, 1
I DESCRIPTION
NOTE RECElVABLE-BTEC SOUTHAVEN LLC
I OF INSTRUMEt\iT
I
2 HELD OR ACQUIRED BY
I
[Z FILER [ZJSPOUSE DDEPENDENT CHILD _
I
3
IF SOLD
o NET GAIN
o LESS THAt" $5,000 0$5,000--$9,999 D10,000--$24,999 o "'.OOO--OR MORE I
o NET LOSS
I I
I
DESCRIPTlmJ
~NSTRUMENT -J - .~
I NOTE RECFIVABLE-BTEC NEW ALBAJTY LLC
~ ---------J
HELD OR ACQUIRED BY I
o
II
IF SOLO
o NET GAIN
t- o LESS THAN $5.000 0 $5.000-$9.999 0.1O.00H2< .999 0 $25 OOO--OR MORE
J
o NET LOSS
DESCRIPTION
OF IhJSTRUMENT
HELD OR ACQUIRED BY
I
o FILER
i
I
~--J
IF SOLD
I o j~E1 GAIN
I o NET LOSS
I
IMUTUALFUNDS PA~T-41
I
I
o NOT APPL,CABLE
List each mutual fund and the nu-nbor of shares In that mutual fund that you, your spouse, 01· a dependent child held or
acouired during the calendar year and in dicate the category of the number of shares of mutua I funds held or acquired. If
some or ali of the snares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized
I
from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE.
When reporting mtorrnation about a dependent child's activity, indicate the child about whom you are reporting by
providinq the [lumber under which the child is listed on the Cover Sheet.
3 NUMBER OF SHARES
OF MUTUAL FUND
o LESS THAN 100 o 100TO 499 0500 TO 999 [{] 1,000 TO 4,999
1
o 5,000 TO 9,999 010,000 OR MORE
I
I
4 IF SOLD [{] NET GAIN
[2] LESS THAN $5,000 o $5,000--$9,999 o Si10,OOO--$24,999 o $25,OoO--OR MORE 1
o NET LOSS j
11
I MUTUAL FUND
I
NAIviE
i
I GLOBAL HIGH INCOME FUND
~ I
I
----------
I~HARES OF MUTUAL FUND [{] SPOUSE o OE~'ENDEN1 CHILD .
~HELD OR ACQUIRED BY ![2]FILm
-------
NUMBER OF SHf.IRE.S
OF MUTUAL FUND
o lESS THAN 100 0100 TO 499 [ ] 50D TO 999
IF SOLD ~ I~ETGAIN I
i 0 LESS THAN $5,000 o $5,000--$9,999 0$10,000--$24,999 0 $25,000--OR MORE
o NET LOSS I
NUMBER OF SHARES
OF !\IJTUAL FUI'JD
- 1-0 tess THAI",,, =:J 100 TO499 o 50G 10999 o 1,000 TO 4,999
I
10 5,000 TO 8,89[) o 1o.noo OR MORE
-I
I ~ ~ _
IMUTUALFUNDS PART~
o f-JOTi\PPUCABLE
--
List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a depenaent child held or
acquired dUring the calendar year and indicate the category of the number of shares of mutua! funds held or acquired, If
some or all of the shares of a mutual fund were SOlO, alsoindicate the category of the amount of the net gain or loss realized
fromthe sale, For more information, see FORM PFS--INSTRUCTION GUIDE
When reporting information about a dependent chiid's activity, indicate the child acout whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
1 MUTUAL FUND
I MME
I
f--
2 SHAR~SOFMUTUALFUND
HELD OR ACQUIRED BY 10 FILER [Zj SPOUSE [2]oEPE::r\lOENT CHilD
1,2,3
3 NUMBER OF SHARES D LESS THAN 1DD o 10D TO 499 o 50D TO 999 o 1,ODD TO 4,999
OF MUTUAL FUND
I
I ---------_._----~
I
I
SHARES OF MUTLJAL FUND
HELD OR ACQUIRED BY 10 FILER
[2] SPOUSE o JEPEhJDENT c-u.o ____ I
[
I
I
I
NUMBER OF SHfI.RES I 0 LESS THAN 1DJ DIDO TO 499 o 500 TO 999 01,000 TO 4,999
\
OF MUTUAL FUND
J
\
I
o 5,000 TO 9,999 o 10,000 OR MORE
I
IF SOLD [L NET GAIN
[;] LESS THAN $5,000 o S5,ODO--$9,999 0$10,000--$24,999 D $25,000--OR MORE
DNET LOSS
L
MUTUAL FUND
I NAME
_~ 0
II
I
5,000 TO 9,090 o 1O.OOC! OR MORE
~. - I
I
IF SOW o NET G.o.IN
D LESS THAN $5000 o $5,000--£9,090 o s-o.oco- $24,990 [J $25,OOO--OR MORE I
I
I
o I";ET LOSS ~ I
!. CDPY AND !\TTACI-I ADDITION,".L PAGt::~ A5 NtCt:::>::>ARY I
~---~---------- ---------- ~
n!~VISll(, O~!:'~/:)(J()1,
Texas Ethics Commission PO Box 12070 Austin, Texas 78711-2070 (512:1463-5800 1-800-325-8506
I
i rVIUTUAL FUNDS PART 4 !
o NOTAPPUCABLE
I
rList each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or
I acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired, If
some or all of the sharesof a mutual fund were soid, also indicate the category of the amount of the net gain or loss realized
I from the sale, For more Information, see FORM PFS--!hISTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet
3 NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
OF MUTUAL FUND
5,000 TO 9,999 o
(2] 10,000 OR 1v10RE
'----------------- - - 1 - - - - - - - ------------------------1
4 IF SOLD
I
~f------ - 1
1---
SHARESOFMUTUALFUND
HELD OR ACQUIRED BY
, 1
I
121
F1l_ER 0_I_S_POU_S_E
o DEPENDENT CHILD _
---:
I~UMBER OF SHARES
OF MUTUAL FUND
I0
I
LESS TI--IAr' 100 0100 TO 499 0500 TO 999 o 1,00GTC ' , 9 9 9 _
1 0 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD GJ NET GAIN o LESS THAN $5,000 [2] $5,000--$9,999 0$10,000--$24,999 o $25,000--OR MORE I
o NET LOSS
L ~--- ._---------------/
I WESTERN ASSET/CLAYMORE
I
o DEPEI~DENT ~
~TUALFUNDS PART 4 I
1
DI~OTAPPLIGA.BLE
i
Lis: each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or
acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If I
some or all o~ the shares of a mutual fund were sold, also indicate the category of the amou nt of the net gain or'loss realized
from the sale. For more information, see FORM PFS--INSTRUCTIOI\) GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by II
providing the number under which the child is listed on the Cover- Sheet. i
1 MUTUAL. FUND
l-
1
2 SHARES OF MUTUAL FUND
HELD OR ACQUIRED BY
I MATTHEWS CHINA FlJND
3 NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 o 1,000 TO 4,999
OF MUTUAL FUND
I0 5,000 TO 9,999 010,000 OR MORE
4 IF SOLD D NET GAIN 10 LESS THAN $5,000 o $5,000--$9,999 D $10,000--$24,999 o $25,000--OR MORE
I
I
DNETLO~
MUTUAL FUND
I
I
I 0 FILEF
NUMBER OF SHARES
OF MUTUAL FUI\)D
IF SOLD
MUTUAL FUND
I
~ each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. For I
l
I more information,see FORM PFS--If'-JSTRUCTION G~IDE. .. . " . . I
I When reporting Information about a d~pendent child's activity, Indicate the child about whom you are reporting by I
I providing the number under which the child IS listed on the Covel' Sheet I
1 1 I NAMEAI,D ADDRESS
~
R~ HOUSTON, TEXAS 77002
z RECEIVED BY I
[2] FILER [2} SPOUSE 0 DEPENDEi\lT CHILD - -
I I
NAMEAND ADDRESS
SOURCE OF Ir~COIV1E
I, ADVENT CLAYMORE CV SEC MUTUAL FlJND
C/O GOLDMAN SACHS & CO
iooc
iI
LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002
--------
RECEIVED BY
AMOUNT
[{] $500--$4,999 0$5,000--$9,999 0 $10,000--$24.999 0 $25,DOO--OR MORE
I-------+-
l. RECEIVED BY
I
-j
I
I
I
r:zJ! FILER [{] SPOUSE o DEPENDENT CHILD - - i
i
I
J
!
I Arv'10Uf\!T
Oi $500--[4999 [Z] :£5,000--5,9998 0 5.10,000--$24 ,999 0 $25,OOO--OR MORt
I
~--~---~---~-------~----
COPY AND ATTACI-I ADDITIONAL PAGES A'S NECESSARY
._-_... _ - - - - - - - - - - - _ .
Texas Ethics Commission P.O. Box '12070 (512) 463-5800 1-800-32G-85D6
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the Income For I
providing the number under which the child is listed on the Cover Sheet. I
2 RECEIVED BY I
-~
RECEIVED BY
I
[{] FILER [Z] SPOUSE D DEPENDEI~T CHILD --- I,
I
RECEIVED BY
[2]i FILER [Z]! SPOUSE IZJ DEPEI-JDEI~T CHILO 1,2,3 1
ArVlOUhJT
[2]' $500--$~ 999 D $5,000--$9,999 D $10,OOD--$2~,999 D $25,OOC)..(lP. Iv1CJRE:
D NOTAPPLICABLE
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
SOURCE OF INCOME
CHINA TELECOM CORP
C/O GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002
2
RECEIVED BY
3
AMOUNT o $500--$4,999 [{] $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE
SOURCE OF Ir~COME
--------
RECEIVED BY
[{} SPOUSE D DEPENDENT CHILO _
AMOUNT
D $500--$4,999 o $5,000--$9,999 [2] $10,000--$24,999 D $25,000--OR MORE
I
--I
0, $500--$4,999 o $5,000--$9,999 D $10,000--$24,999 0 $25,00D--DR MOPE i
~~~~~~~~~===~~~~~~~~~I
PART 5
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. Fa',
more information, see FORM PFS--lhISTRUCTION GUIDE
Whell reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number underwhich the child is listed on the Cover Sheet
2
RECEIVED BY
o FILER o SPOUSE o DEPENDENT CHILD I
3
AMOUNT 01 $500--$4,999 o $5,000--$9,999 [{] $10,000--$24,999 0 $25,000--OR M::-l
I
J
NAME AND ADDRESS
SOURCE OF IhlCOME I
FIFTH THIRD BANCORI'
!
CIO GOLDMAN SACHS & CO i
1000 LOUISIANA STREET, SUITE 550 I
HOUSTON, TEXAS 77002
----------------1,
I
RECEIVED BY
I
AIVIOUNT
1 0 $50H4,99£ o $5,000--$9,999 D $10,000--$24,999 o 12',OOO~OR MORE J
SOURCE OF INCOME l GENERi\.L ELECTRIC
NAME AND ADDRESS
RECEIVED BY
I [{]I FILER 01 SPOUSE o DEPENDENT CHILD ~
I
1--_·_-----
AMOUr\lT
o $5,000--$9,999 [Z] ~~1O,OOO--$24,999 D $25,OOO--OR MORE
I
I
L _ COpy AND A TTACH ADD[TIOr~AL PAGES AS NECESSARY
Texas Ethics Commission PO" Box 12070 Austin, Texas 78711-2070 (512) 463-5800 1-800-325-8506
r-
INCOME FROM INTEREST, DrVIDENDS, ROYALTIES & RENTS PART 5 l
I
o NOT APPUCABLE
"-~---I
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year- and indicate the category of the amount afthe income, For
more information, see FORM PFS--INSTRUCTIOr~ GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by I
providing the number under which the child is listed on the Cover Sheet. I
2
RECEIVED BY
o
1
~---I+--------------~-~--1
I
I NAME AI,D ADDRESS I
SOURCE OF If\lCOME I
I HSBC HOLDINGS
I CIO IvfERPJLL LYNCH WEDGE II
1221 MCKml"EY, SUITE 3900 I
I HOUSTON, TEXAS 770jQ
1
I
i-
I
I
RECEIVED BY
01 FILER 0 : srouss
" - Q- D DEPENDEIH CHILD -------l
I AMOUNT o $500--$4,999 o $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE
I SOURCE OF INCOME
ING ASIA }lACIFlC HIGH DIY EQUITY INCOME FUND
C/O GOLDMAN SACHS & CO
,I
i RECEIVED BY
-----l ]000 LOUISIANA STREET, SUITE 550
I ,
I
l2]i FILER [{] SPOUSE o DEPEr"OENT CHILD - -
~ I
.AMOUNT
I D '50H4,9," o $5,000--$9,999 0 $10,000--$24,999 o $25,OOO--OF MORE
List each source of Income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet
2
RECEIVED BY
3
AMOUNT 01 $500--$4,999 o $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR 1v10RE
~------------------+-------------_._---------------I
I RECEIVED BY
I l.{jj FILER l.{) SPOUSE [Z] DEPEI-JDENT CHILD J ,2,3
AMOUNT
I2J $500--$4,999 0$5000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE
~CEIVED8Y
HOUSTON, TEXAS 77002
T o o D~PEi-JDEI\)T CHILD - -
I~
0: FILER SPOUSE
AMOUNT
o $500-·$~ ,999 D $5000--$9,999 I2J $10,000--$24,999 0 $25,080--0R MORE
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from II
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. F01
more information, see FORM PFS--lhISTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the chi Id is listed on the Cover Sheet.
2
RECEIVED BY ,
I
3
AMOUNT 01 $500-$4,999 o $5,000,,$9,999 o $10,000--$24,999 o $25,00D-·OR MORE
I
I
- 1
I NAMe AND ADDRESS
I
SOURCE OF If-lCOME
: NP.TIONAL RETAIL PROPERTIES
I C/O SMITH BAF,NEY / CITIGROUP GLOBAL MIG'S me
'1717 TEXAS AVENUE, SUITE 3050
HOUST01'\, TEXAS 77002 I
~--1
i
RECEIVED BY
I
I 01 FILER o spouse 0 DEr~E"DENl CHicO _
'I
AMOUf\lT
o $500-$~,999 o $5.000~~'9.999 D 110 OOO~~$24.990 D '25.oo0~~OR MORe I
SOURCE OF INCOME
INOVARTIS
C/O GOLDMAN SACHS & CO
II 1000 LOUISIANA STREET, SUITE 550
1
i HOUSTON, TEXAS 77002 I
i
---~--------t---~-----~--_._---------
I
RECEIVED BY
~
I
.__I 01 FILEr<
o SPOUSE o DEPEf'olOENT CHILD - -
I
I
/\fv10UNT
I
I 01 $500--$~, 999 D $5,000--$9,999 D ~10000--$2~,g99 D $25,ODO--OR MORE I
I I
i
b
1
'
',-800-325-8506
~=-=-=-:::'~~----------_---':"'::':-='=-:':"':'=':~------~------'::""::'---=-------=-=--=---------'-:"~='----=--=----::""::"":---------l
PART 51
o NDT APPLICABLE
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income, For
more information, see FORM PFS--lhJSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
2 RECEIVED BY
I2J FILER o SPOUSE o DEPENDENT CHILD
3
AMOUNT [2) $500--$4,999 D $5,000--$9,999 D $10,000--$24,999 o $25,OOO--OR MORE
SOURCE OF Ir~COME
PFIZER INC
C/O GOLDMAN SACHS & CO
I
1000 LOUISIANA STrEET, SUT':E SSG
HOUSTON, TEXAS 77002
.
F~ECEIVED BY
0! FILER o SPOUSE [Z] DEPEI'-JDE[\;T CHILD 1,2,3 I
AMOUNT I
D $500--$4,999 o $5,000--$9,999 [{] $10,000--$24,999 o $25,DOD--OR MORE
I
i'AME AND ADDRESS
SOURCE OF INCOME
PRECISION DRILLING
C/O SMITH BARNEY / CITIGROUP GLOBAL MKTS INC
7 J 7 TEXAS AVENUE, SUITE 3050
HOUSTON, TEXAS 77002
RECEIVED BY
[{]] FILER [{]' SPOUSE o DEPENDEr~T CHILD -
I I
AMOUNT
~: $500··$4,GG9 D $5,000--$9,999 D $10,ODCi--$24,999 o :J:25,000--OR MORE
I
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY I
-- ~~-----~-----~--~----~- --.J
HLJVIHt' 0:':/25/200[:
leXilE EthicS Commission P.O. Box 12070 Austin, Texas 78711-20 70 (512) 463-5800 1-800-325-8506
I Lis: each source of income you your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of tne amount of t'ie income, For
moreinformation, see FORM PFS--lt\JSTRUCTION GUID::,
I When reportinq information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number underwhich the child is listed on the Cover Sheet.
2
RECEIVED BY
[2] FILER. o SPOUSE OJ DEPENDENT CHILD ~_ _
~ . _ - - - - - - - - - ~ ~ ~ - - - - - - - - - - - - - - - - - - - --
- -------1
~
,A.MOUNT o $5DD--$4,999 D $5,DDD--$9,999 D $10,000--$24,999 [{] $25,000--OR MORE
SOURCE OF INCOfv1E
1;
SINGAPORE TELECOMMUNICATIONS
CIO GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE550
NAME AND ADDRESS
I HOUSTON, TEXAS
1 77002
RECEIVED BY
[~] FilER [{I SPOUSE o DEf"'ENO:::NT CHILD - - -
AMOUNT
[{] $500--$4,999 o $5,000--$9,999 D $10,000--$24,999 0 $25,ODD--DR MORE
NAMEAND ADDRESS
SOURCE OF INCOME
SWISS HELVETIA FUND \
, CIO GOLDMANSACHS & CO I
l' 000 LOU1S1ANA STRBET, SUITE 550
I HOUSTON, TEXAS 77002 1
r - - - - - · - - - - - + --
RECEIVED BY
- ---------------l
I
o
L---- -+- _
I
I AMOUNT o $5,000--$9,999 [{] $10,000--$2<.999 0 $250000, MoRe I
~
i~, _
COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY
,,
I
I
------1
Texas Ethi::s Commission P.o. Box 12070 Austin, Texas 767-11-2070 (512) 463-580D '1-800-325-8506
I
/. INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5 i
I
I ,
I
0 Nell AOPLICABLE
--
List each source of income you, your spouse or a dependent child received in excess of
$500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income For
more Information, see FORM PFS--It~STRUCTION GUIDE.
I When reporting information about a dependent child's activity, inoicate the chile about whom you are reporting by
providing the number uncierwhich the child is listed on the Cover Sheet.
i NAME ANDADDRESS
SOURCE OF INCOME
TYCO INTERNATIOJ\AL LTD
C/O GOLDMA~ SACHS & CO
I ] 000 LOUISIANA STREET, SUITE 550
I HOUSTON, TEXAS 77002 i
II
2 \
RECEIVE:J BY
[{] FILER o SPOUSE OJ DEPENDENT CHILD
\
3
I I
AMOUNT
I 01 $500--Si~,999 o $5,000--$9,999 o $10,000--$24,999 o $25,OOC--OR MORE
I
t
I
NAME ANDADDRESS I
SOURCE OF INCOME I T
I UNILE\ rBIZ , I
; N.\ .
I C/O GOLDMAN SACHS & CO
l 000 LOUISIANA STREET, SUITE 550
j
[ HOUSTON, TEXAS 77002
RECEIVED BY
01 FILER [2] SPOUSE o DEPEI\iDENT CHILD - -
AMOUNT
D $500--$~,999 [{] $5,000--$9,999 D $10,000--$24,999 0 $25,OOO--OR MORE
I
SOURCE OF INCOME
NAMEAND ADDRESS --I
V AN KAMPEN SENIOR INCOME TRUST
I
C/O SMITH BARNEY / CIT1GROUP GLOBAL MKTS INC I
7 J / TEXAS A VENUE, SUITE 3050
I HOUSTON, TEXAS 77002
i
---1 ~~l
hCCEIVED8Y
I1 [Z]i FILER [;] SPOUSE o DEPENDENT CHILD - _ I
I I
-~._---- J
! 0: $500--$~,999
I
AMOUNT
o 15,000--$9,999 0 $10,000--$24.999 0 szs.occ..or: "OR' I
I
i
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
Texas Ethics Commission P,O. Box 12070 Austin, Texas 7871', ..2070 (512) 463-5800 1-800-325-8506
--------
!
INCOME FROM INTEREST, OrVIDENDS, ROYALTIES & RENTS PART 5
o NOT A~PLlCABLE --
List eacn source of income you, your spouse or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--lf'lSTRUCTIOf'l GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
RECEIVED BY
1---
3
AMOUNT [2] $500--$4,999 o $5,000-$9,999 o $10,000--$24,999 o $25,000- ..OR MO~E
~REC"'VED
HOUSTON, TEXAS 77002
I
BY
o FILEf'\ [2] SPous:: o DEPENDEIH CHILD _ _ _
AMOUNT
[2] $500--$4,998 o $5,000--$9,999 o $10,000--$2'; ,999 o $25,OOO--OR MORE
I
NAME AND ADDRESS
SOURCE OF INCOME
YUMI BRANDS
I
_I CIO GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002
RECEIVED BY
I l2Ji FILER o DEPEI~DENT CHILD - - - I
--~------
List each source of Income yOL: your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the caiendar year and indicate the category of the amount of the income. For
more Information, see FORM PFS--INSTRUCTION GUIDE.
When reporting Information about a dependent child's activity, indicate the child about whom you are reporting by
providing tile number underwhich the child is listed on the Cover Sheet.
f----------------+-------------------------------I
2 RECEIVED BY
[{] FILER o SPOUSE OJ DEPENDENT CHILD _
3
AMDUNT o $500--$4,999 o $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE
I
NEW YORK, NEW YORK 10028
RECEIVED BY
.-J
o FILER o SPOUSE o DEPEt'1[)ENT CHILD - - I
1-----+-----
Afv10ur'-JT
o $500--$4,999 o $5,000--$9,999 [2] $10,000--$24,999 0 $25,OOO--OR MORE
I
I~ECEIVED BY
~ -----~-----_.~~----~--~----~---
I
COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY
~I_ _ .
-:-exas Ethics Commission P.O Box 12070 Austin, T8>:88 7871'1-2070 (512) 463-5800 1-iJOCl-325-S 506
I
I INCOME FROM iNTEREST, DIVIDEf\lDS, ROYALTfiES & RENTS PART 5 II
!
I
o NOTAPPLICABl..E
List each source of income you, your spouse or a dependent child received in excess of $500 that was derived from
I
interest, diVidends, royalties, and rents during the calendar year and indicate the category o: the amount of the income. For
more information, see FORM PFS--lt\jSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
I SOURCE ~F INCOME I
I JPMORGAN CHASE BANK, N.A.
I ') PO BOX 6076
I I NEWAPXDE 197J';'-6076
I ._---------------
rRECEIVCD BY
[Z} SPOUSE o OEPEr~DENl CHILD _
\
AMour\jT
o $S,000--$9,999 0 $'10,000--$24,999 0 $25,000--OR MORE
-------'L~
I
----I
i
When reporting information about a dependent child's activity, indicate the child abou: whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
:l
I AMOUNT o $500--$4,999 o $5,000--$9,999 0 $10,080--$24,999 0 $25,OOO--OR MORE
~RCE
I
OF INCOME
NAMe AND ADDRESS
RECEIVED BY
D FILER
SOURCE OF INCOME
~tify
I
0 NOT APpLICABLE
----I
each-g-u-a-r-a-nt-o-r-o-f-a-Ioan and each person or financial institution to whom you, your spouse, or
I a dependent child had a total financial, liability of more than $1,000 in the form of a personal note or notes or lease
agreement at any time during the calendar year and indicate the category of the amount of the liability, For more informa I,
I tion, see FORM PFS--INSTRUCTION GUIDE.
I When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
~ providing the number under which the child is listed on the Cover Sheet.
1 PERSON OR INSTITUTION II
1
I HOLDING NOTE OR NORTHERN TRUST BANK
I -
Lf=ASE AGREEMENT
2
LIABILITY OF I
o FILER o SPOUSE o DEPENDENT CHILD I
3 I I
GUARANTOR
I
I
4
AMOUNT 0$1,000--$4,999 0$5,000--$9,999 0$10,000-$24,999 [Z]$25,OOO--DR MORE
- I - - ----,
I
PERSON OR INSTITUTION I I
HOLDlhJG NOTE- OR
I
I GOLDMAN SACHS
I
1----
I
LEASE AGREEMENT
-------,-+--
LIABILITY OF
I ..
--------_._~--_
~
1-----
[Z]FILER !ZlSPOUSE
_ _ _ _ _ _ _ _D_D_=_P_E_N_D_E_NT_CHI L_D I
GUARANTOR i
I
.~---------------i
AMOUI'-lT ~ 0$1,000--$4,999 0$5,000--$9,999 0 $10,000--$24,999 D$25,ODO--OR MORE I
----- 1·,.-
1
LE,l\SE AGREEMENT
C-lIABILITY OF ~ »>:
I 0 FILER 0 SPOUSE"><0 DePENDENT CHILD
I L <. i
I
I I ~ 1
~--~~/',,-----~~---~------'-._~...:::o....
GUARANTOR
---I
I / "
I AMOUNT I )]'$1,000--$4,999 0$5,000--$9,999 0 $'10,000--$24,999 0 $25,OOO--OR'MQ,RE II
I /' '-.-
P= ~ ~!'-
I
D NOT APPLlC.A.B'-.E
!
I Describe all beneficial interests In real property held or acquired by you, your spouse, or a dependent child during the
I calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale.
For an explanation of "beneficial interest" and other specific directions for completing this section, see FORM PFS-
I It\lSTRUCTION GUIDE, i
I Wheo reportinq information about a dependent child's activity indicate the child about whom you are reporting by I
providing the number under whlch the child is listed on the Cover Sheet. ~
1
2 STREET ADDRESS STR!::ET ADDRESS, INCLUDING CITY, COUNTY, AND STATE
D NOTAVAILABLE
101 STABLEWOOD COURT, HOUSTON, TEXAS 77024 i
[Z] CHECK IF FILER'S HOME ADDRESS
I
NUMBER OF LOTS OR ACRES AND NAI~E DC COUNTY v.tIERE LOCATED
3
DESCRIPTION
[ZjLOTS
1 LOT, HARRIS COUNTY
DACRES
4
NAMES OF PERSONS NORTHERN TRUST BANK
RETAINING AN INTEREST
Lo NOT APPLICABLE
(SEVt'RED MI~"ERAL INTEREST)
I
I
I
Is IF SOLD i
I DNETGAIN o LESS THAN $5,000 0$5,000--$9,999 o $10,00O--:i:2 4,999 o $25,OOO--OR IViORE
j
o NET LOSS i
1
L I,
!
IF SOLD i
.
I
D NOT APPLICABLE
i
,
I
Describe all beneficial interests in real property held or acquired by you, your spouse, or a dependent child during the
I calendar year' If the interestwas sold, also indicate the category of the amount ofthe net gain or loss realized from the sale.
For an explanation of "beneficial interest" and other specific directions for completing this section, see FORM PFS-
INSTRUCTION GUIDE.
II When reporting information about a dependent child's activity. indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
I
1
HELD OR ACQUIRED BY [{]FILER [{] SPOUSE D OEPEI\jDENT CHILD I
I
2 STREET ADDRESS
STREET ADDRESS, INCLUDING CITY. COUNTY, AND STATE
D NOT AVAILABLE
134 N. 100 WEST, MOAB, UTAH
D CHECK IF FILER'S HOME ADDRESS I
'I
o NETLOSS
II
~ HELDOR ACQUIRED BY
1
I
STREET ADDRESS STREET ADDRESS, INCLUDING crrv, COUNTY, AND STATE
D NOT AVAILABLE 7555 KATY FREEWAY,HOUSTON, TEXAS I
o CHECK IF FILER'S HOME ADDRESS I
I
I
i
~SOLD
I
I Ir 0 NETGfllN
o LESS THAN ~5,000 0 £5.000--$9,999 0 $10000--$2~,999 0 $25,OOO--OR MORE
!
'
~NETLO"
--.J
I
I
PART 78
For- an explanation of "beneficia! interest" and other specific directions for completing this section, see FORM PFS-
II\lSTRUCTIOI\j GUiDE
When reporting information about a dependent child's activity indicate the Child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheel
I11
HELD OR ACQUIRED BY [Z] FILER [2] SPOUSE D DEPENDEI~T CHILD
j
I'AME AND ADDReSS,
2
DESCRIPTION o (Check Ii Filer's Home Address)
I
3
IF SOLD
o NET GAIN D LESS THAN $5,000 o $5,000-$9,999 D $10,000--$24,999 o $25,OOO·-OR MORE
o NET LOSS
;------I-----~-~----~-
IF SOLD
o NET GAII~
D NET LOSS
~DOO~OO~O-B_Y--~-------------------------i
o FILER o SPOUSE o DEPENDENT CHILD _
i I
~FI SO~ "'T GII'N 0 Less lliAN "··'0-0-0-0-: -$~-, 0- -O.- $-,9-,9-SJ-9
-o-s-;10-,-OO-O----S-24-,9-9-9-0-:-$2-5-'O-O-0---o-r-:r-';;C·J-R-E-_ -j
I 0 NET i.OSS II'
F'I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~'
COPY AND ATTACH ADDITIONAL PAGES AS r~ECESSARY
---------_. __. _ - - - - - -
Rf'VlsM'r':Oii20D7
Texas Ethics Commission P.O. Box 12070 Austin Texas 78711-2070 (512) 463-5800 i -800-325-8506
,-------.:.....:_-~------:.----=----.:...:...-:...::--=-----
!GIFTS PART 8 :
1- o NOTAPPLICABLE
Identify any person or organization that has given a gift worth more than $250 to you, your spouse, or a dependent child, and
describe the gift Do not include 1) expenditures required to be reported by a person required to be registered as a lobbyist
under chapter 305 of the Government Code; 2) political contributions reported as required by law, or 3) gifts given by a
person related to the recipient within the second degree by consanguinity or affinity. For more information, see FORM PFS
-INSTRUCTIOr~GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
12
RECIPIENT o SPOUSE o DEPENDENT CHILO _
3
DESCRIPTION OF GIFT
ATTENDANCE AT LAW FIRM AN'NIVERSARY WEEKEND
e--------------------1,---------------------------------
RECIPiENT [Zj FILER o SPOUSE o DEPeNDE"' CHILD =--j
r DESCRIPTION OF GIFT - - - - -
,----
1 TEXAN GAME TICKET FOR HOME OPENER ON SEPTEMBER 9,2007
J
NAME AND ADDRESS
DEPE~WENT -------1
I, HOUSTON, TEXAS 77002
~----~---~-----t- -
-+---------------------- 1
L
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512) 463-5800 1-800-325-8586
GIFTS PART 81
o NOT APPLICABLE
Identify any person or organization that has given a gift worth more than $250 to you, your spouse, or a dependent child, and
describe the gift Do not Include 1) expenditures required to be reported by a person required to be registered as a lobbyist
under chapter 305 of the Government Code; 2) political contributions reported as required by law; or 3) gifts given by a
person related to the recipient within the second degree by consanguinity or affinity. For more information, see FORM PFS
-INSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
DONOR FROM TIME TO TIME BILL AND ANDREA WHITE RECEIVE GIFTS ON I
BEHALF OF THE CITY. ALL ARE RETAINED BY THE CITY AND ARE
PROPERTY OF THE CITY.
2
RECIPIENT 0FILER o SPOUSE o DEPENDENT CHILD ~~-
3
DESCRIPTION OF GIFT
DONOR
1_ RECIPIENT o FILER
DESCRIPTION OF GIFT
DONOR
!
I COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY
''---
n~V!SC[i O?/)5170UP
(512) 4G3-5P~DD
TeX8s E:thics Commission P,O Box 12070 Austin, Texas 78711-2070
. _ 1-800-325-8506
-
I
I TRUST INCOME PART 9
[[2] NOT APPUc.AB:"'~
I
I
Identify each source of income received by you, YOUI' spouse, or a dependent child as beneficiary of a trust and indicate the
category of the amount of income received, Also identify each asset of the trust from which the beneficiary received more
than $500 In income, if the Identity of the asset is known For more information, see FORM PFS--INSTRUCTION GUIDE.
I When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
~ providin 9 the n urnbe' "dee wh ich the child Ieli sted on th e Cover Sheet
1 NAMEDC TRUST
SOURCE
2
BE~\I EFiCIARY o FILER o SPOUSE o DEPENDENT CHILO _
o UNKNOWN
- -
I NAME OF TRUST
SOURCE I i,
I
I !
I
-<
- ---I
BEf\lEFICIARY
[
DFILER o SPOUSE o DEPENDENT CHILD - . -___
i
I
I !
i
INCOME D LESS THAN $5,000 D $5,000--$9,999 D $10,000--$24,999 o S25,000--OR MORE
~
OVER $500 WAS RECEIVED
f------~----
INCOME
I
o LESS THN\ $~,OOO D $5,000--$9,999 o $10,OOO--$2~,99'J o $25,000--OR /\liORE'.
r------- I
D ur~KNOWI'1
laBot:
GUIDE,
~::::::(t:::~that
v comolie
! , , Code Sec cO RM PFS - I NSTRUCTI 01' I
s withsection 572 023(c) of the Go'" mmeo'
~
i
When reporting information about a dependent child's activity, indicate the child about Whom you are reportinq by
providing the number under which the child is listed on the Cover Sheet. I
i
1
f\lAME OF TRUST I
1-.
I iI
I
2 NAME AND ADDRESS I
TRUSTEE
I
I
i I
:3
BENEFICIARY I
5
DATE CREATED I
I
I I
NAME OF TRUST
I I
I
-+
N.~ME AND AJDR"S"
TRUSTEE I
i
I BENEFICIARY
o FILER D SPOUSE o Di::PENOEONT CHILD _
I FAIR MPRKETVALUE
o LESS THAN $5,000 D5,000--$9,999 o $10,000--$2~,999
I DATE CREATED d
I--,~---
NAMEOFTRUST
DATE CREATED
I I
1=
l C_O_P~~~D ATTACH ADDiTIONAL P/~GES AS NECESSA RY
Texas Ethics Commis sion PO BDX 12070 Austm Texas 78F11-2070 (512) 463-5300 '1-1300-325-5506
----------------
An individual who is required to identify a blind trust on Part 10A of the Personal Financial Statement must submit
statement signed by the trustee of each blind trust listed on Part 10A. The portions of section 572.023 of the Government
:l !
Code that relate to blind t"its are lISted below •
NAME QFTRIJST
4 TRUSTEE STATEMENT I affirm, under penalty of perjury, that I have not revealed any information to the benehciary of this
trust except lntorrnation that may be disclosed under section 572.023 (b)(B) of the Government
Code and that to the best of my knOWledge, the trust cornpiies with section 572.023 of the
Government Code.
Trustee Signature
Describe all assets Of each corporation, firm, partnership, limited partnership, limited llabilitv partnership, professional
corporation, professional association, Joint venture, or othei business association in which you, your spouse, or a depen
dent child held, acquired, or sold 50 percent or more of the outstanding ownership and ind icate the category of the arnou nt
of the assets For rnore information, see FORM PFS--If\JSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME ANDADDRESS
1 BUSlr'-JESS D (Check If Filer's Home Address)
I ASSOCIATIOI'~
1 BUSINES-S~-T-~/P-E---+------------------------------
2
I
'1
3 HELD,ACQUIRED,
OR SOLD BV
o FILER o SPOUSE o DEPENDENT CHILD - -
DESCRIPTION I CATEGORY
I
'1 ASSETS
I
I
I
,
o ~10,000--$2"1,999 o $25,000--OR MORE
I
o LESS THAN $5,000 0$5,000--$9,999
I
I
0$10,000--$24,999 o $25,000--OR MORE
I
I o LESS THAN $5,000 0$5,000--$9,999
I
I
0$10,000--$2'1,999 o $25,000--OR MORE
I
I o LESS THAN $5,000 0$5,000--$9,999
I
I 0$10,000--$24,999 o $25,OOO--OR MORE
I
,I
o LESS THAN q,5000 0$5,000--$9,999
,
0$10,000--$24,999 DS:25,oOO--OR lv'rORE
I
I
I
I
o LESS THb,N $5,000 0$5000--$9,999
,
I
o SID,OOO--S;2<999 o $25,000--OR MORE
COpy M-W ATT,lI,CH ADDITIONAL
iL...._______________ _ ~
PAGES AS r.JECESSARY ~
Texas Ethics Commission P.D Box 12070 Austin Texas 78711-2070 ',-BOlJ-325-8506
Describe ali liabilities of each corporation, firm, partnership, limited partnership, limited liability partnership, professional
corporation, professional association,joint venture, or other' business association in which you, your spouse, or a depen
dentchild held, acquired, or sold 50 percent 01' more of the outstancinq ownership and indicate tile category of tile amount
of tile assets For more information, see FORfVI PFS--INSTRUCTIOr~ GUIDE.
I
I Wilen reporting information about a dependent child's activity, indicate the child about whom you are reporting by
I providing the number under which tile child is listed on the Cover Sheet.
BUSINESS
ASSOCIATION
o NAMEANDADDRESS
(Check If Filer's Home Address)
~ESS_T_Y_P._E ~,, __ ~ _
13 HELD,ACQUIRED, D SPOUSE
ORSOLD BY
D FILER
4 DESCRIPTION
LIABILITIES
o THAr~
LESS 0 $5,000 £5,000-$9,999
o $10,000--$2~,999
I
I
o LESS THAI" $5000
~ ::50::0,~:g:ORC II
I I
0$10,000--$2'1,99" o S25,OOO--OR IVlORE
I I
I
I D LESS TrlAN $,5000 OI $5,000--$9,999 I,
f{ov)!,('<1 i I(Ol/;,(.I['!
TeX8~, Ethics Commission P.O Box 12070 Austin, Texas 78711-2070 (512) 462,-5800 1-800-32S-8506
.~-------------------------'-------
1--- o NOTAPPLICABLE
List all boards of directors of which you, your spouse, or a dependent child are a member and all executive positions you,
your' spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limiteclliability partner
ships professional corporations, professional associations, Jointventu res, other business associations, or proprietorships,
stating the name of the organization and the position held. For more information, see FOF\M PFS--INSTRUCTIOI\J GUIDE.
I
II
II When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
. providing the number under which the child is listed on the Cover Sheet.
"
11 ORGANiZATIOI\J BJ SERVICES
I 2
POSITION HELD BOARD MEMBER
f----.--------+-------------------------------
3 POSITION' HELD BY GZl FILER o SPOUSE o DEPENDENT CHILD - -
ORGANIZATION
j
ADVISORY BOARD OF ENVIRONMENTAL DEFEN SE OF TEXAS
L-
POSITION HELD
J~ARDMEMEER I
POSiTiON HELD BY o FILER o SPOUSE o DEPENDENT CH ILD _ _ _
I
I
.....
I
I
ORG,L\~IjIZATION
-
~ITIONHELD
!
i
,
BOARD MEMBER I.
i
I
I
I
O~GP,NIZATION
I
POSITIOf\1 HELD
BOARD MEMBER I
I
POSITIOr~ HELD BY o FILER I2J SPOUSE o DEPENDENT CHILD - - I
I
J
I
ORGANIZATION HOUSTON MUSEUM OF FINE ARTS I
I
1
POSITION HELD
BOARD MElvIBER I
o I~OT APPLICABLE I
f---L-is-t-a-!Iboards of directors of which you, your spouse, or a dependent child me a member' and all executive positions ~
I
you" spouse, or a dependent child hold in corporations , firms , partnerships , limited partnerships limited liability partner-
ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships,
stating the name of the organization and the position held For more information, see FORM PFS--II\lSTRUCTIOI\J GUIDE,
I
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
proViding the number under which the child is listed on the Cover SheeL
I
1'1 ORGANIZATION I HOUSTON A PLUS
ORGANIZATION
L-----------i
~SITION HELD
POSITION HELD BY
Identify anyperson who provided you with necessary transportation, meals, or loriqing, as permitted under section 3G,07(b)
of the Penal Code, in connection with a conference or similar event in which you rendered services, such as addressing an
audience or participating in a seminar, that were more than perfunctory Also provide the amount of the expenditures on
transportation, meais, or lodging You are not required to include items you have already reported as political contributions
on a campaign finance report, or expenditures required to be reported by a lobbyist under the lobby law (chapter 305 of the I
2
AMOUNT
~----------------+---------------------------------------~--:
I AfViOUi'-lT I
---J
~IAME. AND ADORE.SS
PROVIDER
I
-"------~-------____r_-----------------------------__I
AMOUI\IT
~
,';MOUNT
'rldentifY eachcorporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, profes
sional assoclafon. JOint venture, or other business association, othe: than a publicly-held corporation, in which you, your
I spouse, or a dependentchild, and a person registered as a lobbyist underchapter 305 of the Government Codethatboth have
I an interest For more Information, see FORM PFS-,lr~STRUCTION GUIDE.
1----------------1-------------------------------,
I-------,--------~-------------------------- I
!
Ir\lTEREST HELD BY o FILt=:R o SPOUSE i
I
I
WERE PROVIDED
12
I FEE CATEGORY I 0 LESS THAN $5,000 0$5,000--$9,999 0 $'10,000--$24,999 DS25,000--OR 1v10RE
,
------------1
WERE PROVIDED
FEE CATEGORY
I
PERsor~ OR EhlTITY
FOR WHOM SERVICES
WERE PROVIDED
- - - - - - - - - - - - - - - r 'I- - - - - - - - - - - - - - - - - - - - - - - - - - - - - . - - - - 1 . II
FEE C.~TEGORY
I 0 LESS THAN $5,000 0 $5000--$9,999 0 $10,OJO--S2~,999 0 S25,ODC--OR I\~
PERsor~ OR Er~TiTY
FOR WHOM SERVICES
WERE PROVIDED
FEE CATEGORY
D LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE I
PERSON OR Er~TITY
FOR WHOM SERVICES
I
WERE PROVIDED II
-----------T
l
i-~E CATEGORY Ii
o LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24999 o $25,00G--OR MORE
I
I
I
----:
COpy AND ATTACH ADDITIONAL PAGES AS 1\1ECESSARY
l ~ __- -
Texas Ethics Commission P.O CD!: 12070 Austin, Texas 78711-2070 (S12) 463-5800 1-800-325-8506
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-I
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STATE AGEI~CY
-- i
~
j
PERSOI'-J REPRESENTED
I
i
I--'~--'-----~---r
I
- I
I FEE C~TEG:]RY I LJ LESS THJIN ~;5,OOO D S;5,OOCI··~,8,999 0 5 ~O,OCJO--S;:2~,999 0 S;;15,OOO.. Or: MOK[ i
b ----l -~ 1 i
o NOTAPPUCABLE
-----
NAMEAND ADDRESS
SOURCE OF BENEFIT
!-----------i--------------------.----------------
2
BENEFiT
I
N/\M::: AND ADDRESS
SOURCE OF BENEFIT
I
!
I
I
I
[--- . -------~I
I
I BEhJEFIT
i
NAMEAND ADDR:::S8
SOURCE OF BENEFIT
I
r-----~
I BENEFIT
:l
LEGISLATIVE CONTINUANCES PART 181
[2] NOT APPLlCt>,B~
_ _ _ _ _ _ 1
Identifyany legislativecontinuance that you have applied for or obtained under section 30,003 of the Civil Practice
and Remedies Code, or under another law or rule that requires or permits a court to grant continuances on the
grounds that an attorney tor a party is a member or member-elect of the legislature,
I
NAME OF PARTY
REPRESENTED
2
DATE RETAINED I
-_._------~
,1
4
DATE OF CONTINUANCE
APPLlC.ATION
1---- -------
I Ii
~~~~~~~~~~~~~~~
_--d -- I
I !'~ArV1E. OF PARTY
REPRESEIHED
DATE RETAII~ED
----~~------------~--+---------_._-----------------------
DATE OF COI\JT11\JUiINCE
APPLICiITIOr~
W(",S CONTINUAI~CE
I
I COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY i
L ~ _ ~_- ._ _ ._~ __. .. 1
Texas Ethics CammissicJrI ='.0. bOX 12070 Austin, Texa s 787' 1-207 C! (512) 463-5800 '1-80[,-325-8
----- -------------_._-
The law requires the personal financial statement to be verified The verification page must have the signature of the
individual required to file tile personal financial statement, as well as the signature and stamp or seal 0: office of 5 notary
public or other person authorized by law to administer oaths and affirmations. Without proper veriticatton. the statement
is not considered filed.
SIQilature of C'iler
Swore to and subscribed before me, by the eel'] ; II V hi1 't.- ,!hl, the;;;;.z 'rb day of
-~l ' 20 .O.~ , to certify Which, witness my hand and seal of office
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