Professional Documents
Culture Documents
Honda HRV Owner Manual PDF
Honda HRV Owner Manual PDF
+RZWR8VH7KLV0DQXDO
7KLVVXSSOHPHQWFRQWDLQVLQIRUPDWLRQIRUWKH+ 21'$+59
5HIHUWRIROORZLQJVKRSPDQXDOIRUVHUYLFHSURFHGXU HVDQGGDWDQRW
LQFOXGHGLQWKLVVXSSOHPHQW
&RGH1R
'HVFULSWLRQ
+21'$+590$,17(1$1&(
6+
5(3$,5DQG&216758&7,21
(DFKVHFWLRQLQFOXGHV
$WDEOHRIFRQWHQWVRUDQH[SORGHGYLHZLQGH[VK RZLQJ
3DUWVGLVDVVHPEO\VHTXHQFH
%ROWWRUTXHVDQGWKUHDGVL]HV
3DJHUHIHUHQFHVWRGHVFULSWLRQVLQWH[W
'LVDVVHPEO\DVVHPEO\SURFHGXUHVDQGWRROV
,QVSHFWLRQ
7HVWLQJWURXEOHVKRRWLQJ
5HSDLU
$GMXVWPHQWV
*HQHUDO,QIR
6SHFLILFDWLRQV
0DLQWHQDQFH
(QJLQH(OHFWULFDO
(QJLQH
&RROLQJ
)XHO (PLVVLRQV
7UDQVD[OH
6SHFLDO,QIRUPDWLRQ
6WHHULQJ
,QGLFDWHVDVWURQJSRVVLELOLW\RIVHYHUHSHUVRQDO
LQMXU\RUORVVRIOLIHLILQVWUXFWLRQVDUHQRWIROO
RZHG
,QGLFDWHVDSRVVLELOLW\RISHUVRQDOLQMXU\RU
HTXLSPHQWGDPDJHLILQVWUXFWLRQVDUHQRWIROORZHG
6XVSHQVLRQ
%UDNHVLQFOXGLQJ$%6
%RG\
7KHSXUSRVHRIWKHVHPHVVDJHVLVLQWHQGHGWRKHOS
SUHYHQWGDPDJHWRWKHYHKLFOHRWKHUSURSHUW\RUWKH
HQYLURQPHQW
127(*LYHVKHOSIXOLQIRUPDWLRQ
+HDWLQJ $LU&RQGLWLRQLQJ
%RG\(OHFWULFDO
5HVWUDLQWV
'HWDLOHGGHVFULSWLRQVRIVWDQGDUGZRUNVKRSSURFHGXU HV
VDIHW\SULQFLSOHVDQGVHUYLFHRSHUDWLRQVDUHQRWLQ FOXGHG
3OHDVHQRWHWKDWWKLVPDQXDOFRQWDLQVZDUQLQJVDQG
FDXWLRQVDJDLQVWVRPHVSHFLILFVHUYLFHPHWKRGVZKLF KFRXOG
FDXVH3(5621$/,1-85<RUFRXOGGDPDJHDYHKLFOHRU
PDNHLWXQVDIH3OHDVHXQGHUVWDQGWKDWWKHVHZDUQL QJV
FDQQRWFRYHUDOOFRQFHLYDEOHZD\VLQZKLFKVHUYLFH ZKHWKHU
RUQRWUHFRPPHQGE\+21'$PLJKWEHGRQHRURIWKH
SRVVLEOHKD]DUGRXVFRQVHTXHQFHVRIHYHU\FRQFHLYDEO H
ZD\QRUFRXOG+21'$LQYHVWLJDWHDOOVXFKZD\V$Q \RQH
XVLQJVHUYLFHSURFHGXUHVRUWRROVZKHWKHURUQRW
UHFRPPHQGHGE\+21'$PXVWVDWLVI\WKHPVHOYHV
WKRURXJKO\WKDWQHLWKHUSHUVRQDOVDIHW\QRUYHKLFOH VDIHW\
ZLOOEHMHRSDUGL]HG
$OOLQIRUPDWLRQFRQWDLQHGLQWKLVPDQXDOLVEDVHGR QWKHODWHVWSURGXFW
LQIRUPDWLRQDYDLODEOHDWWKHWLPHRISULQWLQJ:H UHVHUYHWKHULJKWWR
PDNHFKDQJHVDWDQ\WLPHZLWKRXWQRWLFH1RSDUWRI WKLVSXEOLFDWLRQ
PD\EHUHSURGXFHGVWRUHGLQUHWULHYDOV\VWHPRUW UDQVPLWWHGLQDQ\
IRUPE\DQ\PHDQVHOHFWURQLFPHFKDQLFDOSKRWRFRS \LQJUHFRUGLQJ
RURWKHUZLVHZLWKRXWWKHSULRUZULWWHQSHUPLVVLRQ RIWKHSXEOLVKHU
7KLVLQFOXGHVWH[WILJXUHVDQGWDEOHV
*UH\HGRXWVHFWLRQVDUHQRWLQFOXGHGLQWKLVPDQXDO
)LUVW(GLWLRQSDJHV
+21'$02725&2/7'
$OO5LJKWV5HVHUYHG
6HUYLFH3XEOLFDWLRQ2IILFH
$VVHFWLRQVZLWK
LQFOXGH656FRPSRQHQWV
VSHFLDOSUHFDXWLRQVDUHUHTXLUHGZKHQVHUYLFLQJ
6833/(0(17$/5(675$,176<67(0656
7KLVPRGHOKDVDQ656ZKLFKLQFOXGHVDGULYHUVDLU
EDJORFDWHG
LQWKHVWHHULQJZKHHOKXEDQGDSDVVHQJHUVDLUEDJ
ORFDWHGLQWKH
GDVKERDUGDERYHWKHJORYHER[DQGVHDWEHOWWHQVLRQ
HUVORFDWHG
LQWKHVHDWEHOWUHWUDFWRUV
,QIRUPDWLRQQHFHVVDU\WRVDIHO\VHUYLFHWKH656LV LQFOXGHGLQ
WKH6KRS0DQXDO316+
,WHPVPDUNHGZLWKDQDVWHULVN
RQWKHFRQWHQWVSDJHLQFOXGH
RUDUHORFDWHGQHDU656FRPSRQHQWV6HUYLFLQJGLVDVVHPEOLQJ
RUUHSODFLQJWKHVHLWHPVZLOOUHTXLUHVSHFLDOSUHFDXWLRQVDQG
WRROVDQGVKRXOGWKHUHIRUHEHGRQHE\DQDXWKRULVH
G+RQGD
GHDOHU
7RDYRLGUHQGHULQJWKH656LQRSHUDWLYHZKLFKFRXOG OHDGWR
SHUVRQDOLQMXU\RUGHDWKLQWKHHYHQWRIDVHYHUHI URQWDOFROOLVLRQDOO
656VHUYLFHZRUNPXVWEHSHUIRUPHGE\DQDXWKRULVHG +RQGDGHDOHU
,PSURSHUVHUYLFHSURFHGXUHVLQFOXGLQJLQFRUUHFWUH PRYDODQG
LQVWDOODWLRQRIWKH656FRXOGOHDGWRSHUVRQDOLQM XU\FDXVHGE\
XQLQWHQWLRQDOGHSOR\PHQWRIWKHDLUEDJVDQGVHDWEH OWWHQVLRQHUV
656HOHFWULFDOZLULQJKDUQHVVHVDUHLQGLFDWHGE\\H OORZFRORXU
FRGLQJ5HODWHGFRPSRQHQWVDUHORFDWHGLQWKHVWHH ULQJFROXPQIURQW
FRQVROHGDVKERDUGGDVKERDUGORZHUSDQHODQGLQW KHGDVKERDUG
DERYHWKHJORYHER['RQRWXVHHOHFWULFDOWHVWHT XLSPHQWRQWKHVH
FLUFXLWV
'5,9(56$,5%$*$66(0%/<
)52173$66(1*(56$,5%$*$66(0%/<
)52173$66(1*(566($7%(/75(75$&725:LWKWHQVLRQHU
'5,9(566($7%(/75(75$&725:LWKWHQVLRQHU
65681,7:LWKEXLOWLQVHQVRU
6560$,1+$51(66,QGLFDWHGE\\HOORZFRORUFRGLQ J
81'(5'$6+)86(5(/$<%2;
_
_
,7(0
'(6&5,37,21
_
_
_ *HQHUDO
_ GRRUPRGHODGGHG
_ (QJLQH
_ ': HQJLQHDGGHGIRU.*.(.4DQG.8PR GHOV
_ )XHODQG(PLVVLRQ _ )RU.(DQG.*PRGHOV
_ ': HQJLQHKDVEHHQDGGHGDQGFKDQJHGWKHIROORZL
_
9DFXXP&RQQHFWLRQV
_
_
(OHFWULFDO&RQQHFWLRQV
_
_
7KHNQRFN6HQVRUKDVEHHQDGGHG
_
_
_
,GOH6SHHG6HWWLQJ
_
_
)XHO3UHVVXUH5HOLHYLQJ,QVSHFWLRQ
_
)XHO)LOWHU
_
_
7KURWWOH%RG\
_
_
)XHO,QMHFWRU$LU&RQWURO6\VWHP
_
_
_ 7KH(&03&0KDVEHHQFKDQJHG
_
_ 7KH(9$3FRQWUROFDQLVWHUKDVEHHQFKDQJHG
_
QJ
_
_ 5()(5(1&( _
_ 02'(/ _ 6(&7,21 _
_
2
_
_
_
2
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
2
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
$XWRPDWLF
7UDQVPLVVLRQ
%RG\
%RG\(OHFWULFDO
5HVWUDLQWV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
7KH(9$37ZR:D\YDOYHKDVEHHQFKDQJHG
)RU.4DQG.8PRGHOV
': HQJLQHKDVEHHQDGGHGDQGFKDQJHGWKHIROORZL QJ
9DFXXP&RQQHFWLRQV
(OHFWULFDO&RQQHFWLRQV
7KHNQRFN6HQVRUKDVEHHQDGGHG
,GOH6SHHG6HWWLQJ
)XHO3UHVVXUH5HOLHYLQJ,QVSHFWLRQ
)XHO)LOWHU
7KURWWOH%RG\
)RU.(DQG.*PRGHOV
(OHFWULFDOWURXEOHVKRRWLQJSURFHGXUHVFKDQJHG
(OHFWULFDOV\VWHPV\PSWRPWRFRPSRQHQWFKDUWPRGLIL HG
)RU.4DQG.8PRGHOV
6DQG6PRGHSRVLWLRQGULYLQJV\VWHPDGGHG
GRRUPRGHODGGHG
5RRIVSRLOHUZLWKDEXLOWLQKLJKPRXQWEUDNHOLJKW DGRSWHG
6RPHHOHFWULFDOFLUFXLWVFKDQJHG
3RZHUZLQGRZPDVWHUVZLWFKZLWKOLJKW/('DGRSWHG
$7JHDUSRVLWLRQFRQVROHOLJKWDGGHG
/('W\SHKLJKPRXQWEUDNHOLJKWDGGHGDYDLODEOHDV DQRSWLRQ
)RU.(DQG.*PRGHOV
5HDUIRJOLJKWVZLWFKDQGKHDGOLJKWDGMXVWHUVZLWFK FKDQJHG
+D]DUGZDUQLQJOLJKWUHPRYHG
)RU.*PRGHO
6HDWKHDWHUVZLWFKFKDQJHG
6HDW%HOWV
6HDWEHOWVUHSODFHPHQWSURFHGXUHRQGRRUPRGHODG GHG
6XSSOHPHQWDO5HVWUDLQW6\VWHP656
)URQWVHDWEHOWUHSODFHPHQWRQGRRUPRGHODGGHG
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
/
/
-
&
$
&
&&
!
!
$SSOLFDEOH$UHD&RGH9,1(QJLQH
1XPEHU7UDQVPLVVLRQ1XPEHU/LVW
02'(/ $33/,&$%/( '5,9( 75$160,66,21
$5($&2'( 75$,1
7<3(
@
@
@
@
@
@
@
!
@
@
@
@
:
@
:
@
5
@
%&'()'(*
%&'()'(*
5
@
%&'()'(*
@
@
@
(1*,1(180%(5 75$160,66,21
9(+,&/(
180%(5
,'(17,),&$7,21
180%(5
@
.
.
.
@ .
.
.
0
.
@ .
@
.
.
@
.
.
.
.
@
.
.
@
.
.
.
@
.
@
.
@
.
.
@
.
"
@
.
.
@
.
.
"
@
.
.
"
@
.
"
.
@
@
.
.
@
.
"
@
.
.
"
@
.
"
.
@
@
.
.
@
.
"
@
.
.
@
.
.
"
@+
.
.
!
$SSOLFDEOH$UHD&RGH9,1(QJLQH
!
"#$ $%%!$& $' 7'$1("((#
$' $&#$ '$,1
)%
@
3
3
!
3
3
3
3
#
3
#
3
$
3
-&'()'(.
-&'()'(.
$
3
-&'()'(.
3
3
3
,G
.
!
)
!"#
- $
"
."%&
& #
,
) '
#
$
) '(
#
"
&
#
;
;
@
@!
! "
"
"
#
$%
&'
(#
%)
%
)
%%"*+
,
@#
#
#.
#.
#!
#
!
##
##
;#/ #
0#*
0+
,
"*
#
.
.
#.
#.
"
#
;
#
12
3!
!
3%
%
*
$,
*$%
%
%
%
%
%0
%0
4#
4
#
-
-%
%
.)
.
)
.)!!
.
.
.
.*1
.
*;
.%)
. %)5
.#
.#
6.
6.
6$
6$
6#
6#
62"
6, 2"
6.
6%"
6%
64%
6+
!
!)
!
!%
!"
!"
!7 .
2
2(.
2%
1@
1
1).
1*8
)
)
)4
)"
)#
)$
).
).).
)2)2(
)$
)$$*)
)(
)(9
)(#
3
@
.
6.
64
!
1
1.
"
.
:
6.
6;% "
6%
6;;
6,
!
! )5
!
! %
!"
!"
!7 .;
2
2
2
%
1
1
1).
1*,
)
)
)4;
)"
)#
)$
)
).
)
)$, 5
)
)
)5
)
3
/ .
6
.
6
4
!
1
1.;
"
.
)! &'
0$3
0$;
0%6
0&.
0&8
0,/
0,1
03,
06
07
1
12[
2%'
26
2'RU2'
3
3$,5
3&0
3&9
3*0),
3*0,*
3+
3/
305
31
35,
36
36)
363
36:
4W\
5
5()
5*%
5+'
5/
521
55
6$(
6&6
6(&
62+&
62/
63(&
65
0DQLIROG$EVROXWH3UHVVXUH
0D[LPXP
0DLQVKDIW%UDNH6\VWHP
0RWRU&KHFN
0RPHQW&RQWURO8QLW
0DOIXQFWLRQ,QGLFDWRU/DPS
0LQLPXP
0XOWL3RLQW,QMHFWLRQ
0DQXDO6WHHULQJ
0DQXDO7UDQVPLVVLRQ
1HXWUDO
2[LGHVRI1LWURJHQ
2QERDUG'LDJQRVWLF
2[\JHQ6HQVRU
2XWVLGH'LDPHWHU
3DUN
3XOVHG6HFRQGDU\$LU,QMHFWLRQ
3RZHUWUDLQ&RQWURO0RGXOH
3RVLWLYH&UDQNFDVH9HQWLODWLRQ
3URSRUWLRQLQJ&RQWURO9DOYH
3URJUDPPHGIXHO,QMHFWLRQ
3URJUDPPHG,JQLWLRQ
3UHVVXUH+LJK
3LORW/LJKWRU3UHVVXUH/RZ
3XPS0RWRU5HOD\
3DUW1XPEHU
3ULPDU\
3RZHU6WHHULQJ
3RZHU6WHHULQJ)OXLG
3RZHU6WHHULQJ3UHVVXUH
3UHVVXUH6ZLWFK
656
67'
6:
7
7%
7%
7&
7&0
7&6
7'&
7)7
71
73
7: &
9&
9,1
966
97(&
99,6
:
: 2
: 27
: '
: '
: 6
: 6
$7
07
07
4XDQWLW\
5LJKW
5HIHUHQFH
5HG*UHHQ%ODFN
5LJKW+DQGOH'ULYH
5HDU/HIW
5HVHDUFK2FWDQH1XPEHU
5HDU5LJKW
6RFLHW\RI$XWRPRWLYH(QJLQHHUV
6HUYLFH&KHFN6LJQDO
6HFRQG
6HFRQGDU\
6LQJOH2YHUKHDG&DPVKDIW
6ROHQRLG
6SHFLILFDWLRQ
6XQ5RRI
6XSSOHPHQWDO5HVWUDLQW6\VWHP
6WDQGDUG
6ZLWFK
7RUTXH
7KURWWOH%RG\
7LPLQJ%HOW
7RUTXH&RQYHUWHU
7UDQVPLVVLRQ&RQWURO0RGXOH
7UDFWLRQ&RQWURO6\VWHP
7RS'HDG&HQWUH
7KLQ)LOP7UDQVLVWRU
7RRO1XPEHU
7KURWWOH3RVLWLRQ
7KUHH:D\&DWDO\WLF&RQYHUWHU
9LVFRXV&RXSOLQJ
9HKLFOH,GHQWLILFDWLRQ1XPEHU
9HKLFOH6SHHG6HQVRU
9DULDEOH9DOYH7LPLQJ 9DOYH/LIW
(OHFWURQLF&RQWURO
9DULDEOH9ROXPH,QWDNH6\VWHP
: LWK
: LWKRXW
: LGH2SHQ7KURWWOH
7ZR: KHHO'ULYH
)RXU: KHHO'ULYH
7ZR: KHHO6WHHULQJ
)RXU: KHHO6WHHULQJ
VSHHG$XWRPDWLF7UDQVPLVVLRQ
VSHHG0DQXDO7UDQVPLVVLRQ
VSHHG0DQXDO7UDQVPLVVLRQ
3DUN
5HYHUVH
1HXWUDO
'ULYHVWWKURXJKWKJHDU
2'
67
1'
5'
7+
7+
7+
'ULYHVWWKURXJKUGJHDU
6HFRQG
)LUVW
'ULYH
6HFRQG
/RZ
2YHU'ULYH
/RZJHDU
6HFRQGJHDU
7KLUGJHDU
)RXUWKJHDU
)LIWKJHDU
6L[WKJHDU
0
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
"$%
"%"$#%
_ 5DWHGYROWDJH9
_
_
_ 3ULPDU\ZLQGLQJUHVLVWDQFHDW&)RKPV _
_
_ 6HFRQGDU\ZLQGLQJUHVLVWDQFHDW&)N
_
_
_ RKPV
_
_
6SDUNSOXJ
_ 7\SH
_ 6HHVHFWLRQ
_
_ *DS
_
_
,JQLWLRQWLPLQJ
_ $WLGOH
%7'&
_ 5HG%7'&
_
_ 'HIOHFWLRQZLWK1PNJIOEIEHWZHHQ
_ ZLWKXVHGEHOW
_
$OWHUQDWRUEHOW
_ SXOOH\V
_ ZLWKQHZEHOW
_
_ 7HQVLRQPHDVXUHGZLWKEHOWWHQVLRQJDXJH1NJI _
_
$OWHUQDWRUEHOW
_ OEI
_
_
_ 8VHGEHOW
_
_
_ 1HZEHOW
_
_
_
_ #%
_
$OWHUQDWRU
_ 0,768%,6+,
_
_
_ 2XWSXW9DWKRW
$
_
_
_ &RLOUHVLVWDQFHURWRU
RKPV
_
_
_ 6OLSULQJ2'
_
_
_ %UXVKOHQJWK
_
_
_ %UXVKVSULQJWHQVLRQ
JR]
_
_
_
_ #%
_
$OWHUQDWRU
_ 1,3321'(162
_
_
_ 2XWSXW9DWKRW
$
_
_
_ &RLOUHVLVWDQFHURWRU
RKPV
_
_
_ 6OLSULQJ2'
_
_
_ %UXVKOHQJWK
_
_
_ %UXVKVSULQJWHQVLRQ
JR]
_
_
_
_ #%
_
6WDUWHUPRWRU
_ 0,768%$N:
_
_
_ 7\SH
_ *HDUUHGXFWLRQ
_
_ 0LFDGHSWK
_
_
_ &RPPXWDWRUUXQRXW
_
_
_ &RPPXWDWRU2'
_
_
_ %UXVKOHQJWK
_
_
_ %UXVKVSULQJWHQVLRQ
1NJOEI _
_
: KHQXVLQJDQHZEHOWDGMXVWGHIOHFWLRQRUWHQV LRQWRQHZYDOXHV5XQWKHHQJLQHIRUPLQXWHVWKH QWXUQLWRII5HDGMXVW
GHIOHFWLRQRUWHQVLRQWRXVHGEHOWYDOXHV
,JQLWLRQFRLO
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
()
&RPSUHVVLRQ
_ USPPLQ DQG
_ ZLGHRSHQWKURWWOH
0LQLPXP
_ N3DNJIFPSVL
0D[YDULDWLRQ
&\OLQGHUKHDG
_ :DUSDJH
_ +HLJKW
&DPVKDIW
_ (QGSOD\
_ &DPVKDIWWRKROGHURLOFOHDUDQFH
_ 7RWDOUXQRXW
_ &DPOREHKHLJKW
_
': ':
,1
_
(;
_
': ,1 35,0$5<
_
0LG
_
6HFRQGDU\
_
(;
9DOYH
_ 9DOYHFOHDUDQFHFROG
,1
_
(;
_ 9DOYHVWHP2'
,1
_
(;
_ 6WHPWRJXLGHFOHDUDQFH
,1
_
(;
9DOYHVHDW
_ : LGWK
,1
_
(;
_ 6WHPLQVWDOOHGKHLJKW
,1
_
(;
9DOYHVSULQJ
_ )UHHOHQJWK ': ': ,1DQG(;
_
':
,1
_
(;
9DOYHJXLGH
_ ,'
,1
_
(;
_ ,QVWDOOHGKHLJKW
,1
_
(;
5RFNHUDUP
_ $UPWRVKDIWFOHDUDQFH
_
': ':
,1
_
(;
_
':
,1
_
(;
' () *
_
()
&\OLQGHUEORFN
_ :DUSDJHRIGHFNVXUIDFH
_ %RUHGLDPHWHU
_ %RUHWDSHU
_ 5HERULQJOLPLW
3LVWRQ
_ 6NLUW2'
DWPPLQ
_
IURPERWWRPRIVNLUW
_ &OHDUDQFHLQF\OLQGHU
_ *URRYHZLGWKIRUULQJ
_
7RS
': ':
_
':
_
_
8QLWRIOHQJWKPPLQ
)"(" #%$%
(&
&&
_
_
_
_
_
_
_ PD[
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
)"(" #%$%
(&
&&
_ PD[
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ 3LVWRQULQJ
_
_
_
_
_
_
_
:H&QG
': ':
_
_
':
_
_
2LO
_
_ 5LQJWRJURRYHFOHDUDQFH
_
_
7RS
': ':
_
_
':
_
_
6HFRQG
_
_ 5LQJHQGJDS
7RS
_
_
6HFRQG
_
_
2LO
': ': _
_
':
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
!"
LQLQ
_
LQLQ&OH Q&H
"QQH&LQJ #
LQ #LQWH H HQ&H
:
OOHQ#& H#L
HH
'
HHQ#& H#L
HH
(
LQO
)Q#O*LQOOH#Q& Q+
" Q+
.LQ/0 QO#L
HH
1#/0 QO#L
HH
2H
010Q#
)Q#O*
2O 0QR0
4H LQJ
_ .LQ&H LQJ/0 QOLO&OH Q&H
(Q#,/0 QO
(!5-Q#/0 QO
1#&H LQJ/0 QOLO&OH Q&H
() *
&!"!!'
)QJLQHRLO
_ "& L*O8:657
6
8)58958(58:
#HO
8858258=
#HO
LO0
7QQH 0H #LO&OH Q&H
0
&#*0H #LO&OH Q&H
0
&#* 3LO&OH Q&H
1HOLH ;O;H
H0 HHLQJ>"$>?+
+
@&
!5L
L#OH
-5
LQ
' +,
&!"!!'
1#L
"OQW&& L*O8:67
6
LQ&O0#LQJHQJLQH 5HH 5&OLQJOLQH Q#
_ HH ;L
1HH ;L &&L*
O!8:6-,7
6
1#L &
HQLQJ H0 H++
@&
!5L
2H
: HQ>">?
?0OO*HQ>">?
AO;HOL0OO*HQ
"OLQJIQ
_ 2H
C(DH
H 0 H>">?
2H
C??DH
H 0 H>">?
-( ++
!"
_
8QLWRIOHQJWKPPLQ
"!# #!$
.&'
&&"
!!
$$
$$
,-$!
$
,$,,!$!$,
$,
!,
3
!,
3
-,
-
3
,!
,!
,
!
-$
!!
!-,
,!
,!
,!
"!# #!$
_
"!# #!$
.@2 -5- ;H 0O
!-5!, &OQW&QJH
_
.&' &&"
5
LQ
--,5,
LQ
"A2BQ#.0OL.L&
-5-$ ;H 0O
--!5!$ &OQW&QJH
-!-,!,5
$$
-
LQ
,$!-
:0& &-,,
&0OC(DH
H 0 H
"!# #!$
_
_
_
H0 H H
0O H0 H<L H
0O ;&00
H
#L&QQH&H#++
@&
!5L
?0HOQ+
"& L*O8:
O7
O
)QJLQH
_ 7#OHHH#<LH#OL
Q#&OLQJIQ
_
_ RII
LQ
7#OH"F
_
!$-!-!5-$
,,,5!
.@2(H0 O
"A2@BQ#.0OL.L&
) .LLQ
)3&H88PR#HO,E,
E,
88PR#HO$E,
GL2G "
#HO
3
GL02G "
#HOE
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
8QLWRIOHQJWKPPLQ
_ &)& !"
)#-
--
)
&OXWFKSHGDO
_ 3HGDOKHLJKW
WRIORRU
_
/+'
_
5+'
_ 6WURNH
_ )UHHSOD\
_ 'LVHQJDJHPHQWKHLJKW
WRIORRU
_
/+'
_
5+'
)O\ZKHHO
_ &OXWFKVXUIDFHUXQRXW
&OXWFKGLVF
_ 5LYHWKHDGGHSWK
_ 7KLFNQHVV
3UHVVXUHSODWH
_ :DUSDJH
_ 'LDSKUDJPVSULQJILQJHUDOLJQPHQW
%
_
)
7UDQVPLVVLRQRLO
_ &DSDFLW\ O86TW,PSTW : '
_
: '
_
: '
_
: '
0DLQVKDIW
_ (QGSOD\
_ 'LDPHWHURIEDOOEHDULQJFRQWDFWDUHD
_ FOXWFKVLGH
_ 'LDPHWHURIQHHGOHEHDULQJFRQWDFWDUHD
_ 'LDPHWHURIEDOOEHDULQJFRQWDFWDUHD
_ WUDQVPLVVLRQKRXVLQJVLGH
_ 5XQRXW
0DLQVKDIWUGDQG _ ,'
WKJHDUV
_ (QGSOD\
_ 7KLFNQHVV
UGJHDU
_
WKJHDU
0DLQVKDIWWKJHDU _ ,'
_ (QGSOD\
_ 7KLFNQHVV
&RXQWHUVKDIW
_ 'LDPHWHURIQHHGOHEHDULQJFRQWDFWDU HD
_ 'LDPHWHURIEDOOEHDULQJDQGQHHGOH
_ EHDULQJFRQWDFWDUHD
_ 'LDPHWHURIVWJHDUFRQWDFWDUHD
_ 5XQRXW
&RXQWHUVKDIWVW
_ ,'
JHDU
_ (QGSOD\
_ 7KLFNQHVV
&RXQWHUVKDIWQG _ ,'
JHDU
_ (QGSOD\
_ 7KLFNQHVV
7KUXVWZDVKHU
_ 7KLFNQHVV
&RXQWHUVKDIWVW _
JHDU
_
6SDFHUFROODU
_ ,'
&RXQWHUVKDIWQG _ 2'
JHDU
_ /HQJWK
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ PLQ
_ PLQ
_ PD[
_ PLQ
_
_ PD[
_ PD[
_ &)& !"
)#-
--
_ DWRLOFKDQJH
_ DWRYHUKDXO
_ DWRLOFKDQJH
_ DWRYHUKDXO
_
$GMXVW
_
_
_
_
_
_ PD[
_
_
_
_
_
_
_
_
_
_
_
_ PD[
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
6SDFHUFROODU
0DLQVKDIWWKDQG
WKJHDUV
_
_
_ 5HYHUVHLGOHUJHDU
_
_ 6\QFKURULQJ
_
_ 'XDOFRQHV\QFKUR
_
_
_
_ 6KLIWIRUN
_
_
_
_
_
_ ,'
_ 2'
_ /HQJWK
_
$
_
%
_ ,'
_ *HDUWRUHYHUVHJHDUVKDIWFOHDUDQFH
_ 5LQJWRJHDUFOHDUDQFHULQJSXVKHG
_ DJDLQVWJHDU
_ &OHDUDQFHULQJSXVKHGDJDLQVWV \QFKUR
_ 2XWHUV\QFKURULQJWRV\QFKURFRQH
_ 6\QFKURFRQHWRJHDU
_ 2XWHUV\QFKURULQJWRJHDU
_ )LQJHUWKLFNQHVV
UGWKIRUN
_
([FHSWDERYH
_ )RUNWRV\QFKURVOHHYHFOHDUDQFH
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
8QLWRIOHQJWKPPLQ
_
_
_ !" "!#
!
$%&
%%
_ 5HYHUVH6KLIW
_ 3DZOJURRYHZLGWK
_
_ )RUN
_ )RUNWRUHYHUVHLGOHJHDUFOHDUDQFH
_
_
_
_ *URRYHZLGWK
DW$
_
_
DW%
_
_
_ )RUNWRWKUHYHUVHVKLIW
_
_
_ VKDIWFOHDUDQFH
_
DW$
_
_
DW%
_
_ 6KLIWDUP$
_ 6KLIWIRUNGLDPHWHUDWFRQWDFWDUHD
_
_
_ 6KLIWDUP$WRVKLIWIRUNVKDIWFOHDUDQFH
_
_ 6KLIWDUP&
_ 6KLIWDUP&WRVKLIWDUP%FOHDUDQFH
_
_
_ 'LDPHWHURIVKLIWDUP%FRQWDFWDUHD
_
_ 6HOHFWDUP
_ 6HOHFWDUPWRVKLIWDUP$FOHDUDQFH
_
_
_ 'LDPHWHURIVKLIWDUP$FRQWDFWDUHD
_
_ 6HOHFWOHYHU
_ 2'
_
_
_ 7UDQVPLVVLRQKRXVLQJFOHDUDQFH
_
_ 6HOHFWOHYHU
_ 2'
_
_
_ 7UDQVPLVVLRQKRXVLQJFOHDUDQFH
_
_ 'LIIHUHQWLDO
_ 3LQLRQVKDIWFRQWDFWDUHD,'
_
_ FDUULHU
_
: '
_
_
_
: '
_
_
_ &DUULHUWRSLQLRQVKDIWFOHDUDQFH
_
_
_
: '
_
_
_
: '
_
_
_ 'ULYHVKDIWLQWHUPHGLDWHVKDIWFRQWDFWDUHD _
_
_ ,'
_
_
_ &DUULHUWRGULYHVKDIWFOHDUDQFH
_
_
_ &DUULHUWRLQWHUPHGLDWHVKDIWFOHDUDQFH
_
_ 'LIIHUHQWLDO
_ %DFNODVK
_
_ SLQLRQJHDU
_ ,'
_
_
_ 3LQLRQJHDUWRSLQLRQVKDIWFOHDUDQFH
_
_ 'LIIHUHQWLDOWDSHUHGUROOHUEHDULQJSUHORDG
_
$GMXVW
_ 6WDUWLQJWRUTXH1PNJIFPOEILQ
_
_ 7UDQVIHU
_ 'LDPHWHURIUROOHUEHDULQJFRQWDFWDUHD
_
_
_ 7UDQVIHUVKDIWGULYHQJHDUVLGH
_
_
_ 7UDQVIHUVKDIWPLGGOHJHDUVLGH
_
_
_ 7UDQVIHUGULYHJHDU
_
_
_ 7UDQVIHUGULYHQJHDUVKDIWGULYHQJHDU
_
_
_ VLGH
_
_
_ 7UDQVIHUGULYHQJHDUVKDIWVSOLQHVLGH
_
_
_ 7UDQVIHUJHDUEDFNODVK
_
$GM XVW
_
_ 7RWDOVWDUWLQJWRUTXH1PNJIFPOEILQ
_ $GMXVW
0HDVXULQJSRLQWV
0HDVXULQJSRLQWV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
!"
7UDQVPLVVLRQIOXLG _ &DSDFLW\ O86TWOPSTW
_ .(.*PRGHOV
: '
_
_
: '
_
_ .4.8PRGHOV
: '
_
_
: '
_
_ )RUZDUGFOXWFKSUHVVXUHDWUSP
+\GUDXOLF
_ PLQ LQ
SUHVVXUH03D
SRVLWLRQ
_
NJIFPSVL
+\GUDXOLF
_ 5HYHUVHEUDNHSUHVVXUHDWUSP
SUHVVXUH03D
_ PLQ LQ
SRVLWLRQ
_
NJIFPSVL
_ 'ULYHSXOOH\SUHVVXUHDWUSPPLQ
_ LQ
SRVLWLRQ
_ 'ULYHQSXOOH\SUHVVXUHDWUSP
_ PLQ LQ
SRVLWLRQ
_ /XEULFDWLRQSUHVVXUHDWUSPPLQ
_ LQ
SRVLWLRQ
6WDOOVSHHGUSPPLQ &KHFNZLWKYHKLFOHRQOHYHOJURXQG
SRVLWLRQ
SRVLWLRQ6PRGH
DQG
SRVLWLRQV
_
_
_
_
_ &OXWFK
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
&OXWFKLQLWLDOFOHDUDQFH
)RUZDUGFOXWFK
6WDUWFOXWFK
5HYHUVHEUDNH
&OXWFKUHWXUQVSULQJIUHHOHQJWK
)RUZDUGFOXWFK
6WDUWFOXWFK
5HYHUVHEUDNH
&OXWFKGLVFWKLFNQHVV
)RUZDUGFOXWFK
6WDUWFOXWFK
5HYHUVHEUDNH
&OXWFKSODWHWKLFNQHVV
)RUZDUGFOXWFK
6WDUWFOXWFK
5HYHUVH%UDNH
8QLWRIOHQJWKPPLQ
"#!#$"%&
!(
((
IRURYHUKDXO
IRUIOXLGFKDQJH
IRURYHUKDXO
IRUIOXLGFKDQJH
IRURYHUKDXO
IRUIOXLGFKDQJH
IRURYHUKDXO
IRUIOXLGFKDQJH
_
_
_ $ERYH
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
8QWLOJURRYHV
ZRUQRXW
8QWLOJURRYHV
ZRUQRXW
'LVFRORXUDW LRQ
'LVFRORXUDWL RQ
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ &OXWFKFRQW
./
/
8QLWRIOHQJWKPPLQ
_
_ "%&"$&%!'
!"#$!!%
!$(!
-(
!"# !$! "#$! %
&
'(
!# !($! %#$!"'
&
)
!(# !)$!"'#$!"(
&
"%
!)# !%$!"(#$!$
&
*
!%# !*$!$#$!"
&
('$
!*#"!$$!"#$!)
&
)'
"!$#"!$!)#$!(
&
%''
"!#"!'$!(#$!(
&
*'
"!'#"! $!(#$!(*
&
$'"
"! #"!"$!(*#$!)
&
'
"!"#"!$!) #$!))
&
''(
"!#"!($!))#$!%
&
')
"!(#"!)$!%#$!%
&
+ , -
!# !($!"$#$!""
&
'
!)# !%$!"%#$!'
&
!*#"!$$!(#$!*
&
"
"!#"!'$!( #$!()
&
"! #"!"$!)#$!)
&
(
"!#"!($!)*#$!%
&
)
"!)#"!%$!%)#$!*
&
%
"!*#!$$!*#$!**
&
./
,
0!&!
*!*%#*!**$! *'*#$! *
1
./
,
0!&!
*!*%#*!**$! *'* #$! *
1
./
-2-
3!&!
&,
$!$$$#$!$$! * )#$! *"" 1
&,
$!$$$#$!$$! * )#$! *"" 1
./
$!$#$!$ $!$$$(# $!$$"
1
./
##-2
&,
$!$ #$!$$$!$$"#$!$$'$ 1
&,
$!$ #$!$$$!$$"#$!$$'$ 1
&
-
3#2
*!*%)#'$!$$$$!)%(* #$!)%)" 1
3#
*!*%)#'$!$$$ $!)%(*#$!)%)" 1
&, 2#
" !*%#" ! **!) #!) * 1
&, 2#2
'"!$$)#'"!$'$ $!*"#$!$$" 1
&, 2#
'"!$$)#' "!$'$$!*"#$!*"(
1
/
$!$$#$!$$!$$'$#$!$$"
#
&, 2 $!$$$#$! $$!$$$#$!$$
#
3./
, $! )$#$ !($$!$#$!$'(
#
4 2
2 -
$!$$#$!$!$$#$!$$(
#
-
_
_
_
7UDQVPLVVLRQ
$#
$#
_
' !"( ' $
_ 7KUXVWVKLP
)
*+,
,#- ,
(
. #/
0, #,, 12
2- , / #,,
+3# #,,
0,4
02
2- , / #,, 4
8QLWRIOHQJWKPPLQ
_ !$%!(% $ &
((
-(
! !
" #
% ! !!
" #
& %!& !'
" #
&!(
" #
" #
' !!
" #
!! !'' (
" #
!% &
" #
( && &
" #
& &(& &&
" #
' '&( &%
" #
'% (' '
" #
(! !'
" #
!! !!
" #
% !' !(
" #
& %!%(
" #
&& '
" #
! ! &
" #
!' ( %
" #
! '&( &
" #
& &!&& &!(
" #
&( '&& &'
" #
' '(&% '
" #
(' % !
" #
%' ' (
" #
'
" #
' &
" #
!! !
" #
' !!
" #
& &&! &
" #
(' %'! '
" #
( (
" #
' !% %!
" #
( (
" #
% %! &
" #
(
" #
!
" #
& (
" #
" #
! !! &
" #
( !
" #
& &! !!
" #
' '!& !(
" #
( (
" #
&%' &%('! '
&%'!
!' !(!& !
!!
' '' & '&
'''
( !( ! !!
_
_
_
.
# -
#,
4
5
4
5
4 ,3
5
8QLWRIOHQJWKPPLQ
_
_
_
_
!"# $
!$%!#%$ &
_ LIIHUHQWLDO
_
!
"#
$
%
&#&$# $&#$
'%
$#& "$
#
?)
##&
!
$&&""
!
### "
#&
*
+
,
# &
-'.,
/
+
/
'
"$#"# ###& "$"#"
/
''
/ '%
$$###&
" ##"
/ '%
'%
' "#"# ""
"$#"&
/ '%
! '' &# &&&"
&&
/
+)
&&&
- '.,
/
0, 1
)
2
3+2
&"$"3"#$3"" -'.,
!"# $
& %
'(%
) *+ $,
*!
4
,%% !
$
"#$
&#
4%% !
&
"$#
"$##
5
,%% !
"#
"
$&##
45%% !
"
" $
"$"&
&
, ',
%% !
#
& &&
$$$$
5,+%% !
&&"
"$#
#&"
&
*%% !
$##
""
"$ "$"
"
*%% !
"
$
"&
#
*,%% !
$&
$ &
$&
&
,%% !
&$
# $
#"$
#
*,%% ,
,
$
""
"
"
!
6 % %% !
$
$"
"$"&
*+%% !
"#
" #
$"
&
%,, &%
!$%!#%$ &
!"# $
#.
..
,'
!75*0
!0
"3% ,
3,'
8QLWRIOHQJWKPPLQ
_
_
_
_
_ 6WHHULQJZKHHO
_ 5RWDWLRQSOD\DWVWHHULQJZKHHO
_
_
_
_ FLUFXPIHUHQFH
_
_
_
_ 6WDUWLQJORDGDWVWHHULQJZKHHO
_
_
_
_ FLUFXPIHUHQFH1NJIOEI
_
_
_
(QJLQHUXQQLQJ
_
_
_
_ *HDUER[
_ $QJOHRIUDFNJXLGHVFUHZORRVHQHGIURP _
_
_
_ ORFNHGSRVLWLRQ
_
_
_ 3XPS
_ 3XPSSUHVVXUHZLWKVKXWRIIYDOYHFORVHG _
_
_
_ N3DNJIFPSVL
_
_
_ 3RZHUVWHHULQJ
_ 5HFRPPHQGHGIOXLG
_ +RQGDSRZHUVWHH ULQJIOXLG9,,RU6
_
_ IOXLG
_ )OXLGFDSDFLW\
)RURYHUKDXO5+'
_
_
_
_ O86TWOPSTW /+'
_
_
_ 3RZHUVWHHULQJ
_ 'HIOHFWLRQZLWK1NJIOEI
_ ZLWKXVHGEHOW
_
_ EHOW
_ EHWZHHQSXOOH\V
_ ZLWKQH ZEHOW
_
_ 3RZHUVWHHULQJ
_ %HOWWHQVLRQ1NJIOEI
_ ZLWKXVHGEHOW
_
_ EHOW
_ 0HDVXUHGZLWKEHOWWHQVLRQJDXJH
_ ZLWKQHZEHOW
_
: KHQXVLQJDQHZEHOWDGMXVWGHIOHFWLRQRUWHQVL RQWRQHZYDOXHV5XQWKHHQJLQHIRUPLQXWHVWKHQ WXUQLWRII5HDGMXVW
GHIOHFWLRQRUWHQVLRQWRXVHGEHOWYDOXHV
!" #
_
_
_
_
_ : KHHODOLJQPHQW _ &DPEHU
)URQW
'RRU
_
_
_
_
5HDU
'RRU
_
_
_
_
5HDU
_
_
_
_ &DVWHU
)URQW
_
_
_
_ 7RWDOWRH
)URQW
_
_
_
_
5HDU
_ ,1
_
_
_ )URQWZKHHOWXUQLQJDQJOH
_
_
_
_
,QZDUGZKHHO
'RRU
_
_
_
_
'RRU
_
_
_
_
2XWZDUGZKHHO
_ 5HIHUHQFH
_
_ : KHHOEHDULQJ
_ (QGSOD\
)URQW
_
_
_
_
5HDU
_
_
_
_
_
_
$%&
%%
_ : KHHO
_ 5LPUXQRXW
$OXPLQLXPZKHHO $[LDO
_
_
_
_
5DGLDO _
_
_
_
6WHHOZKHHO
$[LDO
_
_
_
_
5DGLDO _
_
8QLWRIOHQJWKPPLQ
_
_
_
%'
%%'
_ DUNLQJEUDNH
_ 3OD\RQVWURNHDW1NJIOEI
_ 7REHORFNHGZKHQSXOOHGQRWFKHV
_ OHYHU
_ OHYHUIRUFH
_
_ )RRWEUDNHSHGDO _ 3HGDOKHLJKW: LWKIORRUPDWUHPRYHG
_
_
_
07
_
_
_
$7
_
_
_ )UHHSOD\
_
_ 0DVWHUF\OLQGHU
_ 3LVWRQWRSXVKURGFOHDUDQFH
_
_
_
_ %%'
'!"#
""
_ 'LVFEUDNH
_ 'LVFWKLFNQHVV
)URQW
_
_
_ 'LVFUXQRXW
5HDU
_
_
_ 'LVFSDUDOOHOLVP
)URQW
_
_
_ 3DGWKLFNQHVV
)URQW
_
'RRU
_
_ 5HDU'UXPEUDNH _ ,'
'RRU
_
_
_
_
_ /LQLQJWKLFNQHVV
'RRU
_
_
_
_
'RRU
_ %UDNHERRVWHU
_ &KDUDFWHULVWLFVDW1NJIOEI
_
_
_ SHGDOIRUFH
_
_ 1NJIOEI
9DFXXP
_
_
N3DNJIFPSVL
_
N3DPP+JLQ+J
_
_
_
_
_
_
_
_
_
_
_
_
_
_
%#
$
_
_
_
%'
%%'
_ $LUFRQGLWLRQLQJ
_ /XEULFDQWW\SH
_
_ V\VWHP
_ 63313
_
_
_ 3RU3$
_
_
_ /XEULFDQWFDSDFLW\
&RQGHQVHU
_
_
_ POIOR]OPSR]
(YDSRUDWRU
_
_
_
/LQHRUKRVH
_
_
_
5HFHLYHU
_
_ &RPSUHVVRU
_ /XEULFDQWW\SH6331RU _
_
_ 3$
_
_
_ /XEULFDQWFDSDFLW\P OIOR]OPSR]
_
_
_ )LHOGFRLOUHVLVWDQFHDW&)RKPV _
_
_ 3XOOH\WRSUHVVXUHSODWHFOHDUDQFH
_
_ &RPSUHVVRUEHOW _ 'HIOHFWLRQZLWK1NJIO EI
_ ZLWKXVHGEHOW
_
_ EHWZHHQSXOOH\V
_ ZLWKQHZEHOW
_
_ %HOWWHQVLRQ1NJIOEI
_ ZLWKXVHGEHOW
_
_ 0HDVXUHGZLWKEHOWWHQVLRQJDXJH
_ ZLWKQHZEHOW
: KHQXVLQJDQHZEHOWDGMXVWGHIOHFWLRQRUWHQVL RQWRQHZYDOXHV5XQWKHHQJLQHIRUPLQXWHVWKHQ WXUQLWRII
5HDGMXVWGHIOHFWLRQRUWHQVLRQWRXVHGEHOWYDOXHV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
#
_
_
_
_
!<
#
%
&
' ( )*
+
,-*./ (
0
./ (
0
&
' )*
+
,-*./ (
0!
./ (
0
!
#
3
4-5
6
7
#
+-.<0
6
,-*./ (
0
./ (
0
7
,-*./ (
0
./ (
0
8-*-9
,-*<
<
!<
#
%
&
' ( )*
+
,-*./ (
0
./ (
0
&
' )*
+
,-*./ (
0!
./ (
0!
#
:
4-5
6
7
#
+-.<0
6
,-*./ (
0
./ (
0
7
,-*./ (
0
./ (
0
8;*-9
,-*<
<
_
_
$
$
$2
$2
1
$
12
2
6 (.0
6.0
$
2
$
$2
1$
1$
2
6 (.0
6.0
%!
$$
$1
$1$
$
$2
$$
1
12$
11
1
12
$2
$$
$11
$12
$
$$
$
12$
11
1
12
_
_
#
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
:HLJKW
_ &XUE:HLJKW
_
.(.*GRRU _
': HQJLQHPRGHO
_
0RGHOV
_
: ' 07
_
_
07ZLWKURRIVSRLOHU
_
_
07ZLWKVXQURRI
_
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
_
&97
_
_
&97ZLWKURRIVSRLOHU
_
_
&97ZLWKVXQURRI
_
_
&97ZLWKVXQURRIDQGURRIVSRLOHU _
_
: ' 07
_
_
07ZLWKURRIVSRLOHU
_
_
07ZLWKVXQURRI
_
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
_
&97
_
_
&97ZLWKURRIVSRLOHU
_
_
&97ZLWKVXQURRI
_
_
&97ZLWKVXQURRIDQGURRIVSRLOHU _
_
': HQJLQHPRGHO':
_
_
07
_
_
07ZLWKURRIVSRLOHU
_
_
07ZLWKVXQURRI
_
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
: (,*+7
_ :HLJKW'LVWULEXWLRQ)URQW5HDU
_
.(.*GRRU _
': HQJLQHPRGHO
_
0RGHOV
_
: ' 07
_
_
07ZLWKURRIVSRLOHU
_
_
07ZLWKVXQURRI
_
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
_
&97
_
_
&97ZLWKURRIVSRLOHU
_
_
&97ZLWKVXQURRI
_
_
&97ZLWKVXQURRIDQGURRIVSRLOHU _
_
: ' 07
_
_
07ZLWKURRIVSRLOHU
_
_
07ZLWKVXQURRI
_
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
_
&97
_
_
&97ZLWKURRIVSRLOHU
_
_
&97ZLWKVXQURRI
_
_
&97ZLWKVXQURRIDQGURRIVSRLOHU _
_
': HQJLQHPRGHO: '
_
_
07
_
_
07ZLWKURRIVSRLOHU
_
_
07ZLWKVXQURRI
_
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
_ 0D[3HUPLVVDEOHZHLJKW(8
: ' _
_
: ' _
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
!
_ .(DQG.*
_
V
_ PRGHOVDUH
_
OEV
_ HTXLSSHGZLWK _
OEV
_ SRZHUV WHHULQJ _
OEV
_ $%6DQG656 _
OEV
_ V\VWHP
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
_
_
_
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
_
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OE V
_
_
OEV
_
_
#
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
:HLJKW
.(
.*0RGHOV
:HLJKW
.<0RGHO
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
&XUE:HLJKW
_
': HQJLQHPRGHO
_
: ' 07
_
07ZLWKURRIVSRLOHU
_
07ZLWKVXQURRI
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
&97
_
&97ZLWKURRIVSRLOHU
_
&97ZLWKVXQURRI
_
&97ZLWKVXQURRIDQGURRIVSRLOHU _
: ' 07
_
07ZLWKURRIVSRLOHU
_
07ZLWKVXQURRI
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
&97
_
&97ZLWKURRIVSRLOHU
_
&97ZLWKVXQURRI
_
&97ZLWKVXQURRIDQGURRIVSRLOHU _
': HQJLQHPRGHO: '
_
07
_
07ZLWKURRIVSRLOHU
_
07ZLWKVXQURRI
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
:HLJKW'LVWULEXWLRQ)URQW5HDU
_
': HQJLQHPRGHO
_
: ' 07
_
07ZLWKURRIVSRLOHU
_
07ZLWKVXQURRI
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
&97
_
&97ZLWKURRIVSRLOHU
_
&97ZLWKVXQURRI
_
&97ZLWKVXQURRIDQGURRIVSRLOHU _
: ' 07
_
07ZLWKURRIVSRLOHU
_
07ZLWKVXQURRI
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
&97
_
&97ZLWKURRIVSRLOHU
_
&97ZLWKVXQURRI
_
&97ZLWKVXQURRIDQGURRIVSRLOHU _
': HQJLQHPRGHO: '
_
07
_
07ZLWKURRIVSRLOHU
_
07ZLWKVXQURRI
_
07ZLWKVXQURRIDQGURRIVSRLOHU _
0D[3HUPLVVDEOH:HLJKW(8
: ' _
: ' _
_
_
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
!
_ .(DQG.*
_
_ PRGHOVDUH
_
OEV
_ HTXLSSHGZL WK _
OEV
_ SRZHUV WHHULQJ _
OEV
_ $%6DQG656 _
OEV
_ V\VWHP
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
_
_
OEV
_
_
OEV
_
_
OEV
_
_
OEV
_
_
_
_
_
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
_
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
O EV
_
_
OEV
_
_
#
:HLJKW
_ .*GRRU
_ 0RGHO
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ &XUE:HLJKW
_
_ ': HQJLQHPRGHO
_
_ : ' 07ZLWK$%6
_
_
07ZLWK$%6DQGURRIVSRLOHU
_
_
07ZLWK$%6DQGVXQURRI
_
07ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
_
_
&97ZLWK$%6
_
_
&97ZLWK$%6DQGURRIVSRLOHU
_
_
&97ZLWK$%6DQGVXQURRI
_
_
&97ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
_ : ' 07
_
_
07ZLWKURRIVSRLOHU
_
_
07ZLWK$%6
_
_
07ZLWK$%6DQGURRIVSRLOHU
_
_
07ZLWKVXQURRI
_
_
07ZLWKVXQURRIDQGURRIVSRLOHU
_
_
07ZLWK$%6DQGVXQURRI
_
_
07ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
_
&97
_
_
&97ZLWKURRIVSRLOHU
_
_
&97ZLWK$%6
_
_
&97ZLWK$%6DQGURRIVSRLOHU
_
_
&97ZLWKVXQURRI
_
_
&97ZLWKVXQURRIDQGURRIVSRLOHU
_
_
&97ZLWK$%6DQGVXQURRI
_
&97ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
_
_ ': HQJLQHPRGHO: '
_
_
&97
_
_
&97ZLWKURRIVSRLOHU
_
_
&97ZLWK$%6
_
_
&97ZLWK$%6DQGURRIVSRLOHU
_
_
&97ZLWKVXQURRI
_
_
&97ZLWKVXQURRIDQGURRIVSRLOHU
_
_
&97ZLWK$%6DQGVXQURRI
_
&97ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
_
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
!
_ .*PRGHOLV _
_ HTXLSSHGZLWK _
_ SRZHUVW HHULQJ _
_ DQG656
_
_ V\VW HP
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
#
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
:HLJKW
.*GRRU
0RGHO
FRQWG
_ :HLJKW 'LVWULEXWLRQ)URQW5HDU
_ ': HQJLQHPRGHO
_ : ' 07ZLWK$%6
_
07ZLWK$%6DQGURRIVSRLOHU
_ 07ZLWK$%6DQGVXQURRI
_
07ZLWKVXQURRIDQGURRIVSRLOHU
_
&97ZLWK$%6
_
&97ZLWKURRIVSRLOHU
_
&97ZLWK$%6DQGVXQURRI
_
&97ZLWK$%6VXQURRIDQGURRIVSRLOHU
_
_ : ' 07
_
07ZLWKURRIVSRLOHU
_
07ZLWK$%6
_
07ZLWK$%6VXQURRIDQGURRIVSRLOHU
_
07ZLWKVXQURRI
_
07ZLWKVXQURRIDQGURRIVSRLOHU
_
07ZLWK$%6DQGVXQURRI
_
07ZLWK$%6VXQURRIDQGURRIVSRLOHU
_
_
&97
_
&97ZLWKURRIVSRLOHU
_
&97ZLWK$%6
_
&97ZLWK$%6DQGURRIVSRLOHU
_
&97ZLWKVXQURRI
_
&97ZLWKVXQURRIDQGURRIVSRLOHU
_
&97ZLWK$%6DQGVXQURRI
_
&97ZLWK$%6VXQURRIDQGURRIVSRLOHU
_
_ ': HQJLQHPRGHO':
_
&97
_
&97ZLWKURRIVSRLOHU
_
&97ZLWK$%6
_
&97ZLWK$%6DQGURRIVSRLOHU
_
&97ZLWKVXQURRI
_
&97ZLWKVXQURRIDQGURRIVSRLOHU
_
&97ZLWK$%6DQGVXQURRI
_
&97ZLWK$%6VXQURRIDQGURRIVSRLOHU
_
_ 0D[/RDGHG9HKLFOH:HLJKW$'5
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
!
_ .*PRGHOLV
_
_ HTXLSSHGZLWK _
OEV _ SRZHUVWHHULQJ _
OEV _ 656V\VWHP _
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
_
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
_
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
_
_
_
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
OEV _
_
O EV _
_
OEV _
_
_
_
O EV
_
_
#
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
:HLJKW
.4GRRU
0RGHO
FRQWG
_
_
_ &XUE:HLJKW
_
_ ': HQJLQHPRGHO
_
_ : ' 07ZLWK$%6
_
_
07ZLWK$%6DQGURRIVSRLOHU
_
_
07ZLWK$%6DQGVXQURRI
_
07ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
_
_
&97ZLWK$%6
_
_
&97ZLWK$%6DQGURRIVSRLOHU
_
_
&97ZLWK$%6DQGVXQURRI
_
_
&97ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
_ : ' 07
_
_
07ZLWKURRIVSRLOHU
_
_
07ZLWK$%6
_
_
07ZLWK$%6DQGURRIVSRLOHU
_
_
07ZLWKVXQURRI
_
_
07ZLWKVXQURRIDQGURRIVSRLOHU
_
_
07ZLWK$%6DQGVXQURRI
_
_
07ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
_
&97
_
_
&97ZLWKURRIVSRLOHU
_
_
&97ZLWK$%6
_
_
&97ZLWK$%6DQGURRIVSRLOHU
_
_
&97ZLWKVXQURRI
_
_
&97ZLWKVXQURRIDQGURRIVSRLOHU
_
_
&97ZLWK$%6DQGVXQURRI
_
_
&97ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
_ ': HQJLQHPRGHO: '
_
_
&97
_
_
&97ZLWKURRIVSRLOHU
_
_
&97ZLWK$%6
_
_
&97ZLWK$%6DQGURRIVSRLOHU
_
_
&97ZLWKVXQURRI
_
_
&97ZLWKVXQURRIDQGURRIVSRLOHU
_
_
&97ZLWK$%6DQGVXQURRI
_
_
&97ZLWK$%6VXQURRIDQGURRIVSRLOHU _
_
_
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
NJV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
OEV
_
_
!
_ .4PRGHOLV _
_ HTXLSSHGZLWK _
_ SRZHUVW HHULQJ _
_ DQG656
_
_ V\VW HP
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
#
_
_ :HLJKW
_ .4;
:!
_
_
_
_
($
$'(
&,(* _
&!
_ &XUE:HLJKW
_
_
_ .4PRGHOLV _
8
"8 ;#$%&
'(()((* +,-)+(- +
;#$%&./
'(()(* +,-) +" .&0&
;#$%&.
/
'()(* +,)+, 12
;#$%&+
/./
'()* +,)+-
>#$%&
'")((* +45)+(-
>#$%&./
'")(* +45) +"
>#$%&.
/
'-()(* +(4)+,
>#$%&+
/./
'-()* +(4)+-
,8 ;#
')-* +')+5(
;#/
'),* +')+"("
;#$%&
'"()-* +5')+5(
;#$%&./
'"(),* +5') +"("
;#
/
'"(),(* +5')+4
;#
/./
'"()(* + 5')+"-
;#$%&.
/
'"),(* +45)+4
;#$%&+
/./
'")(* +45)+"-
>#
',()-* +-)+5(
>#/
',(),* +-)+"("
>#$%&
',)-* +,")+5(
>#$%&./
',),* +,") +"("
>#
/
',),(* +,")+4
>#
/./
',+(* + ,")+"-
>#$%&.
/
'(),(* +-)+4
>#$%&+
/./
'()(* +-)+"-
8 ,8 !
>#
',)-* +,")+5(
>#/
',),* +,")+"("
>#$%&
'()-* +-)+5(
>#$%&./
'(),* +-) +"("
>#
/
'(),(* +-)+4
>#
/./
'()(* + -)+"-
>#$%&.
/
'),(* +,)+4
>#$%&+
/./
')(* +,)+"-
;.627.>8$0!
+(*
-+4
"
#
_
_
_
_
_
_
_
_
8
G
0RGHO
8
*G
0RGHO
(
8
:HQJLQHPRGHO
_
_ :' 0,
0,ZLWKURR$SRLOHU
_
0,ZLWKVXQURR $
0,ZLWKVXQURR $)QGURR$SRLOHU
_
_
0XOWL0)
0XOWL0)-ZLWKURR$SRLOHU
_
0XOWL0)-ZLWKVXQURR $
0XOWL0)-
QURR$)QGURR$SRLOHU
_
%8 0,
0,ZLWKURR$SRLOHU
_
_
0,ZLWKVXQURR $
_
0,ZLWKURR$SRLOHU )QGURR$SRLOHU _
0XOWL0)
0XOWL0)-ZLWKURR$SRLOHU
_
0XOWL0)-ZLWKVXQURR $
0XOWL0)-ZLWKVXQURR $)QGURR$SRLOHU _
_
:QJLQHPRGHO 1%86
0XOWL0)
0XOWL0)-ZLWKURR$SRLOHU
_
_
0XOWL0)-ZLWKVXQURR $
0XOWL0)-ZLWKVXQURR $)QGURR$SRLOHU _
_
8
Q13QW2)6
:HQJLQHPRGHO
_
_ :' 0,
0,ZLWKURR$SRLOHU
_
0,ZLWKVXQURR $
0,ZLWKVXQURR $)QGURR$SRLOHU
_
_
0XOWL0)
0XOWL0)-ZLWKURR$SRLOHU
_
0XOWL0)-ZLWKVXQURR $
0XOWL0)-ZLWKVXQURR $)QGURR$SRLOHU _
_
_ %8 0,
0,ZLWKURR$SRLOHU
_
0,ZLWK6
QURR$
0,ZLWKVXQURR $)QGURR$SRLOHU
_
0XOWL0)
0XOWL0)-ZLWKURR$SRLOHU
_
0XOWL0)-ZLWKVXQURR $
0XOWL0)-ZLWKVXQURR $)QGURR$SRLOHU _
_
:QJLQHPRGHO 1%86
0XOWL0)
0XOWL0)-ZLWKURR$SRLOHU
_
0XOWL0)-ZLWKVXQURR $
0XOWL0)-ZLWKVXQURR $)QGURR$SRLOHU _
_
(
_
!NJ
!%N
!%N
!N
!#N
!.#N
!.#N
!0#N
!/#N
!##N
!##N
!#N
!N
!N
!NJ
!NJ
!#N
!NJ
!0N
!0N
_
0#4%N
0#4%N
0%#N
0%.#N
.#4% N
.#4%N
.#4%#N
.#4%.#N
/%/N
/#N
.##4## N
.##4#N
.#4%/ N
.#4# N
.##N
.#N
.4%/ N
.4# N
.04## N
.04#N
)$
_ HTXLSSHGZLWK _
!#
SRZHUVWHHULQJ !
!%
$%6)QG62(
!%
+,
!%OEV
_
_
!.
!./
!./
!#
!
!%OEV
_
_
!%OEV
_
_
!0
!./
!.#
!/.
!./
!/#
!.OEV
_
_
!.#0
!.
_ HTXLSSHGZLWK _
!%//4!## SRZHUVWHHULQJ !
!%//4!# $%6)QG62(
!#4!#% +,
!#4!#OEV _
_
!%4!##
!%4!#
!!#%
!!#OEV _
_
_
_
!!#/
!!%
!%!#
!%!
!0.4!#/
!0.4!%
!/%4!#
!/%4!
!004!#/
!004!%
!#4!#
!#!
)+
"
_
_
_
_
_
_
_
_
8
<
0RGHO
:HLJKW
<
0RGHO
(
8
:HQJLQHPRGHO
_
_ :' 07
_
07ZLWKURR$SRLOHU
_
07ZLWKVXQURR$
07ZLWKVXQURR$)QGURR$SRLOHU
_
0XOWL0).
0XOWL0).ZLWKURR$SRLOHU
_
0XOWL0).ZLWKVXQURR $
0XOWL0).ZLWKVXQURR $)QGURR$SRLOHU _
_
#8 07
_
07ZLWKURR$SRLOHU
_
07ZLWKVXQURR$
07ZLWKVXQURR$)QGURR$SRLOHU
_
0XOWL0).
_
0XOWL0).ZLWKURR$SRLOHU
_
0XOWL0).ZLWKVXQURR $
0XOWL0).ZLWKVXQURR $)QGURR$SRLOHU _
_
_ ':HQJLQHPRGHO 1#86
0XOWL0).
0XOWL0).ZLWKURR$SRLOHU
_
0XOWL0).ZLWKVXQURR $
0XOWL0).ZLWKVXQURR $)QGURR$SRLOHU _
_
_ :HLJKW'LVWULEXWLRQ 13QW2)6
:HQJLQHPRGHO
_
_ :' 07
_
07ZLWKURR$SRLOHU
_
07ZLWKVXQURR$
07ZLWKVXQURR$)QGURR$SRLOHU
_
_
0XOWL0).
0XOWL0).ZLWKURR$SRLOHU
_
_
0XOWL0).ZLWKVXQURR $
0XOWL0).ZLWKVXQURR $)QGURR$SRLOHU _
_
_ #8 07
_
07ZLWKURR$SRLOHU
_
07ZLWK6
QURR$
07ZLWKVXQURR$)QGURR$SRLOHU
_
0XOWL0).
0XOWL0).ZLWKURR$SRLOHU
_
0XOWL0).ZLWKVXQURR $
0XOWL0).ZLWKVXQURR $)QGURR$SRLOHU _
_
:HQJLQHPRGHO 1#86
0XOWL0).
0XOWL0).ZLWKURR$SRLOHU
_
0XOWL0).ZLWKVXQURR $
0XOWL0).ZLWKVXQURR $)QGURR$SRLOHU _
(
_
!!N
!N
!N
!N
N
0N
0N
#N
N
N
N
/N
!N
/!N
/!N
0!!N
N
/N
/N
0!N
_
/!!4!!N
/!!4!N
/!!N
/!N
/!!N
/!N
/0!4!N
/0!4N
/!40N
/!4#N
/#!N
/!N
/#0N
/##N
/!4#!N
/!4!N
/!40N
/!4#N
/#!N
/!N
)$
_ HTXLSSHGZLWK _
#OEV
_ SRZHUVWHHULQJ
$%6)QG62(
+,
/!
/!
/0
/0
/#
//
//
//
OEV
_
_
##
##
OEV
_
_
_
_
00
OEV
_
_
_
_
_ HTXLSSHGZLWK _
#04 !0 SRZHUVWHHULQJ
#04 OEV _ $%6)QG62(
#4 # +,
#4 0OEV _
_
/ !0
/ OEV _
_
!-4 #
!-4 0OEV _
_
_
_
/4 !
/4 !
/ /
/ 0
#4 !
#4 !
/04 /
04 0
04 !%!
04 !
#4 /
#4 0
)+
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
8
.*GRRU
0RGHO
:(,*+7
.<GRRU
0RGHO
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
!
!
!
<PRGHOLV
_
_
NJV _
OEV
_ HTXLSSHGZLWK _
_
NJV _
OEV
_ SR ZHUVWHHULQJ _
_
NJV _
OEV
_ DQG656
_
_
NJV _
OEV
_ V\VWHP
_
_
NJV _
OEV
_
_
_
NJV _
OEV
_
_
_
NJV _
OEV
_
_
_
NJV _
OEV
_
_
_
_
_
_
:HLJKW'LVWULEXWLRQ)URQW5HDU
_
_
_
_
07
_ NJV _ OEV _
_
07ZLWKURRIVSRLOHU
_ NJV _ OEV _
_
07ZLWK$%6
_ NJV _ OEV _
_
07ZLWK$%6DQGURRIVSRLOHU
_ NJV _ OEV _
_
07ZLWKVXQURRI
_ NJV _ OEV _
_
07ZLWKVXQURRIDQGURRIVSRLOHU
_ NJV _ OEV _
_
07ZLWK$%6DQGVXQURRI
_ NJV _ OEV _
_
07ZLWK$%6VXQURRIDQGURRIVSRLOHU _
NJV _ OEV _
_
_
_
_
_
&XUE:HLJKW
_
_
_ .<PRGHOLV
_
07
_
NJV _
OEV
_ HTXLSSHGZLWK _
07ZLWKURRIVSRLOHU
_
NJV _
OEV
_ SR ZHUVWHHULQJ _
07ZLWK$%6
_
NJV _
OEV
_ DQG656
_
07ZLWK$%6DQGURRIVSRLOHU
_
NJV _
OEV
_ V\VWHP
_
07ZLWKVXQURRI
_
NJV _
OEV
_
_
07ZLWKVXQURRIDQGURRIVSRLOHU
_
NJV _
OEV
_
_
07ZLWK$%6DQGVXQURRI
_
NJV _
OEV
_
_
07ZLWK$%6VXQURRIDQGURRIVSRLOHU _
NJV _
OEV
_
_
_
_
_
_
:HLJKW'LVWULEXWLRQ)URQW5HDU
_
_
_
_
07
_ NJV _ OEV _
_
07ZLWKURRIVSRLOHU
_ NJV _ OEV _
_
07ZLWK$%6
_ NJV _ OEV _
_
07ZLWK$%6DQGURRIVSRLOHU
_ NJV _ OEV _
_
07ZLWKVXQURRI
_ NJV _ OEV _
_
07ZLWKVXQURRIDQGURRIVSRLOHU
_ NJV _ OEV _
_
07ZLWK$%6DQGVXQURRI
_ NJV _ OEV _
_
07ZLWK$%6VXQURRIDQGURRIVSRLOHU _
NJV _ OEV _
_
_
_
_
_
!
8
07
07ZLWKURRIVSRLOHU
07ZLWK$%6
07ZLWK$%6DQGURRIVSRLOHU
07ZLWKVXQURRI
07ZLWKVXQURRIDQGURRIVSRLOHU
07ZLWK$%6DQGVXQURRI
07ZLWK$%6VXQURRIDQGURRIVSRLOHU
$
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
(1*,1(
6WDUWHU
&OXWFK
7UDQVPLVVLRQ
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
:DWHUFRROHGVWURNH62+&
_
_
_
JDVROLQHHQJLQH
_
:DWHUFRROHGVWURNH62+&
_
_
_
97(&JDVROLQHHQJLQH
_
_
_
,QOLQHF\OLQGHUWUDQVYHUVH
_
_
_
!
%RUHDQG6WURNH
_
[PP
_
[LQ
_
'LVSODFHPHQW
_
_
FXLQ
_
FP
&RPSUHVVLRQ5DWLR
_
_
':':HQJLQHV
_
_
':HQJLQH
_
_
9DOYH7UDLQ
_
%HOW'ULYHQ62+&
_
':':HQJLQHV
_
YDOYHVSHUF\OLQGHU
_
':HQJLQH
_
%HOW'ULYHQ62+&97(&
_
_
YDOYHVSHUF\OLQGHU
_
/XEULFDWLRQ6\VWHP
_ )RUFHGDQGZHWVXPSWURFKRLG SXPS _
2LOSXPS'LVFKDUJHUDWH
_
_ FXLQUHY _
FP UHY
:DWHU3XPS'LVFKDUJHUDWHDWUSP _
O86TW,PSTWPLQXWH _
_
_
)XHO5HTXLUHG
_
_
':':HQJLQH
_
_
(XURSHDQPRGHOV
_
3UHPLXP81/($'('JDVROLQHZLWKD _
_ 5HVHDUFK2FWDQH1XPEHU521RI _
_
RUKLJKHU
_
([FHSW(XURSHDQPRGHOV
_
81/($'('JDVROLQHZLWKD5HVHDUFK _
_ 2FWDQHQXPEHU521RIRUKLJKHU _
':HQJLQH
_
_
/($'('JDVROLQHZLWKD5HVHDUFK
_
_
2FWDQH1XPEHU521RIRU
KLJKHU
_
_
_
_
_
_
7\SH
_
*HDUUHGXFWLRQ
_
1RUPDO2XWSXW
_
N:
_
1RUPDO9ROWDJH
_
9
_
+RXU5DWLQJ
_
VHFRQGV
_
'LUHFWLRQRI5RWDWLRQ
_
&ORFNZLVHDVYLHZHGIURPJH DUHQG _
:HLJKW
_
NJ
_
OEV
_
7\SH
07
_
6LQJOHSODWHGU\GLDSKUDJPVSULQJ
_
$7
_
7RUTXHFRQYHUWHU
_
_
VTLQ
_
&OXWFKIDFLQJDUHD07
_
FP
7\SH
07
_ 6\QFKURQLVHGVSHHGIRUZDUGUHYHUVH _
_
_
&97+RQGD0XOWL0DWLF
_
(OHFWURQLFDOO\FRQWUROOHGFRQWLQXRXVO\
_
_
_
YDULDEOHWUDQVPLVVLRQ
3ULPDU\*HDU5HGXFWLRQ 7\SH5DWLR
_
'LUHFW
_
0DQXDOWUDQVPLVVLRQ
_
_
*HDU5DWLR
VW
_
_
QG
_
_
UG
_
_
WK
_
_
WK
_
_
':':HQJLQHV
':HQJLQH
&\OLQGHU$UUDQJHPHQW
7\SH
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
8QOHDGHG
_
JDVROLQHZLWK _
521RIRU _
KLJKHUPD\
_
DOVREHXVHG _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
)LQDO5HGXFWLRQ
_
_
7UDQVIHU
_
5HDU'LIIHUHQWLDO
_ &97+RQGD0XOWL0DWLF
_
*HDU5DWLR
_
_
)LQDO5HGXFWLRQ
_
_
7UDQVIHU
_
5HDU'LIIHUHQWLDO
0HYHUVH
*HDUW\SH
*HDUUDWLR
/RZ+LJK
5HYHUVH
*HDUW\SH
*HDUUDWLR
_
_
_
_
_
_
_
_
_
_
_
_
6LQJOHKHOLFDOJHDU
6LQJOHKHOLFDOJHDU
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
#
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
$
$LU&RQGLWLRQLQJ_ &RROLQJ&DSDFLW\
_ ([FHSW.<PRGHOV
_ .<PRGHO
$LU
_ &RPSUHVVRU
&RQGLWLRQLQJ
_ 7\SH0DQXIDFWXUHU
_ &DSDFLW\
_ 0D[6SHHG
_ /XEULFDQW&DSDFLW\
_ /XEULFDQW7\SH
_
_ &RQGHQVHU
7\SH
_ (YDSRUDWRU
7\SH
$LU
_ %ORZHU
7\SH
&RQGLWLRQLQJ
_
0RWRU,QSXW
_
6SHHG&RQWURO
_
0D[&DSDFLW\
_
_
_ 7HPS&RQWURO
7\SH
_ &RPSUHVVRU&OXWFK 7\SH
_
3RZHU&RQVXPSWLRQ
_ 5HIULJHUDQW
7\SH
4XDQWLW\
_
_
_
6WHHULQJ
_ 7\SH
6\VWHP
_ 2YHUDOO5DWLR
_ 7XUQV/RFNWR/RFN
_ 6WHHULQJ:KHHO'LD
6XVSHQVLRQ
_ 7\SH
)URQW
_
_
5HDU
_
_ 6KRFN$EVRUEHU
)URQWDQG5HDU
_
:KHHO
_ &DPEHU
)URQW
GRRU
$OLJQPHQW
_
GRRU
_
5HDU
_ &DVWHU
)URQW
_ 7RWDO7RH
)URQW
_
5HDU
%UDNH6\VWHP _ 7\SH
)URQW
_
_
5HDU
_ 3DG6XUIDFH$UHD
)URQW
_ /LQLQJ6XUIDFH$UHD 5HDU
GRRU
_
GRRU
7\SH
_ 3DUNLQJEUDNH
_
7\UH
_ 6L]HDQGSUHVVXUH
_
_
_
_
_
')$+
_
%78K
_
.FDOK
%78K
_
.FDOK
_
_
_
_
+$
_
_
_
_
6FUROO.(,+,1
_
_
_
_
_
FP UHY FXLQUHY
_
_
_
USPPLQ
_
_
_
FP
IOR]
_
63313
_
_
_
RU3$
_
_
_
&RUUXJDWHGILQ
_
_
_
&RUUXJDWHGILQ
_
_
_
6LURFFRIDQ
_
_
_
:9
_
_
_
VSHHG
_
_
_
_ :LWK$&ILOWHU _
P K
FXIWK
_
_ :LWKRXW$& _
FXIWK
P K
_
_ ILOWHU
_
_
$LU0L[W\SH
_
_
_
'U\VLQJOHSODWHSRO\9E HOWGULYH
_
_
_
:PD[9
_
_
_
+)&D5D
_
_
_
_ J
R]
_ ([FHSW.<
_
_
_ PRGHO
_ J
R]
_ .<PRGHO
_
_
3RZHUDVVLVWHGUDFNDQGSLQLRQ
_
_
_
_
_
_
_
_
_
PP
LQ
_
_
_
,QGHSHQGHQWGRXEOHZLVKERQHFRLO
_
_
_
VSULQJZLWKVWDELOLVHU
_
_
_
,QGHSHQGHQWGRXEOHZLVKERQHFRLO
_
_
_
VSULQJZLWKVWDELOLVHU
_
_
_ 7HOHVFRSLFK\GUDXOLFQLWURJHQJDVILOOHG _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
PP
LQ
_
_
_
,QPP
,QLQ
_
_
_
3RZHUDVVLVWHGVHOIDGMXVWLQJ
_
_
_
YHQWLODWHGGLVF
_
_
_
3RZHUDVVLVWHGVHOIDGMXVWLQJGUXP _
_
_
_
_
FP [
VTLQ[
_
_
FP [
VTLQ[ _
_
_
FP [
VTLQ[ _
_
_ 0HFKDQLFDODFWXDWLQJUHDUWZRZKHHO _
_
_
_
EUDNHV
_
6HHW\UHODEHO
_
_
8DVKHU
5HVHUYRLU
_
_
_ &DSDFLW\
_
_
_
_
_
_
_
O86TW,PSTW
O86TW,PSTW
_ .(.*
_ PRGHOV
_ ([FHSW.(
_ .*PRGHOV
_
_
_
_
(
(
!""
#$%&&
"$ !"'
#$%&$& !"(
)'
:
& ,$"
: ,$(>.
/! ,
> ,$"
0" > ,$"
&/! ,
> ,$"
/! ,
> ,$"
(/
,$"
: ,$<!
> ,$
!2> ,$"
> "0
> ,$"
3 ,> ,$"
3
,
> ,$"
4
!,> ,$"
#&
> ,$"
#!6
&0 > ,$"
,> ,$
2> ,$"
+$
*
+
;(
;
;
;
;
;
(
;
;
;
;
;+
;*
;
*
;+*
*5
;+*5
*
;
!2
6&
;
')$+
;::
;
;
$
79
'
"
79
$
,
'
,
0
0
#
RUWKHGHWDLOVRIOXEULFDWLRQSRLQWVDQGW\SHRIOXEULFDQWV WREHDSSOLHGUHIHUWRWKHLOOXVWUDWHGLQGH[DQGYDULRXVZ RUNSURFHGXUH
VXFKDV$VVHPEO\5HDVVHPEO\5HSODFHPHQW2YHUKDXO ,QVWDOODWLRQHWFFRQWDLQHGLQHDFKVHFWLRQ
_ ' _
_
_
$.)'#'
$.)'
_
_ (QJLQH
_ $OZD\VXVHDIXHOHIILFLHQWRLOWKDWVD\V$3,6HUY LFH _
_
_
_
_ 6*6+RU6-
_
_
_
_ 6$(9LVFRVLW\6HHFKDUWEHORZ
_
_ 7UDQVPLVVLRQ
_ 0DQXDO
_ *HQXLQH+RQGD07)
_
_
_ )RU(XURSHDQPRGHOV*HQXLQH+RQGD&97)OXLG
_ &97+RQGD0XOWLPDWLF
_
_
_
_ ([FHSW(XURSHDQPRGHOV*HQXLQH+RQGD$7)
_
_
_
_
_ 35(0,80$XWRPDWLF7UDQVPLVVLRQ)OXLG
_
_
_
_
_ 35(0,80
_
_
_
_
_ %UDNHOLQHLQFOXGHV$QWLORFNEUDNHOLQH
_ %UDNHIOXLG'27RU'27
_
_
_ &OXWFKOLQH
_ %UDNHIOXLG'27RU'27
_
_
_ 3RZHUVWHHULQJJHDUER[
_ 6WHHULQJJUHDVH31 %(
_
_
_ 5HOHDVHIRUN0DQXDOWUDQVPLVVLRQ
_ 8UHD*UHDVH8 0313<
_
_
_ 6KLIWDQGVHOHFWFDEOHHQGV0DQXDOWUDQVPLVVLRQ _ 8UHD*UHDVH80313<
_
_
_ 7KURWWOHFDEOHHQG'DVKERDUGORZHUSDQHOKROH
_ 6LOLFRQH*UHDVH
_
_
_ 7KURWWOHFDEOHHQG7KURWWOHOLQN
_ 0XOWLSXUSRVH JUHDVH
_
_
_ %UDNHPDVWHUF\OLQGHUSXVKURG
_ 0XOWLSXUSRVHJUH DVH
_
_
_ &OXWFKPDVWHUF\OLQGHUSXVKURG
_ 0XOWLSXUSRVHJU HDVH
_
_
_ +RRGKLQJHVDQGKRRGODWFK
_ 0XOWLSXUSRVHJUHDVH
_
_
_ %DWWHU\WHUPLQDOV
_ 0XOWLSXUSRVHJUHDVH
_
_
_ )XHOILOOOLG
_ 0XOWLSXUSRVHJUHDVH
_
_
_ 7DLOJDWHKLQJHVDQGODWFK
_ 0XOWLSXUSRVHJUHDVH
_
_
_ 'RRUKLQJHVXSSHUDQGORZHU
_ 0XOWLSXUSRVHJUHD VH
_
_
_ 'RRURSHQGHWHQW
_ 0XOWLSXUSRVHJUHDVH
_
_
_ 5HDUEUDNHVKRHOLQNDJHV
_ 0XOWLSXUSRVHJUHDVH
_
_
_ %UDNHFDOLSHUV
_ 6LOLFRQHJUHDVH
_
_
_ 3RZHUVWHHULQJV\VWHP
_ *HQXLQH+RQGD3RZHU6WHHU LQJ)OXLG9,,RU6
_
_ _ $LUFRQGLWLRQLQJFRPSUHVVRU
_ &RPSUHVVRURLO
_
_
_
_ 63313RU3$ _
_
_
_ )RU5HIULJHUDQW+)&D5D
_
_ _ 5HDU'LIIHUHQWLDO
_ *HQXLQH+RQGD$7)35(0,80$XWRPDWLF
_
_
_
_ 7UDQVPLVVLRQ)OXLG35(0,80
_
5HFRPPHQGHGHQJLQHRLO
(QJLQHRLOYLVFRVLW\IRUDPELHQWWHPSHUDWXUHUDQJHV
#
$$
)
#&
'
#(
%
#)
(*
*&
(
%
*)
&
*&
%
'%
&*
(
#%&
)*
#(%
(
'
#&
)#
#%)
#&%
'%
#(%
#&
''
#(
2
.YY
2
2
!S%
z
z
z
z
!YY
3 )$$3
!
SR
% R
!
z
! R
!Q%
! Q
z
z
2
7+8.9
,
;,
2
+3#
z
z3(
-
! %
R
6
SR
3 )
3$"#
!%%
,
7QR$4$
4R
RS
9
! R
4$ QR$
Y4
Q4R
RS
)$$
3%3
3)&3
# $3
$$
3#
3
1:RQ
,)
1 :RQ;,)
1 :RQ0,)/2-
.<
70,
)/2-
.<
9
! 4
!SQ
!
! R
%R
!
!
R
%$
!Q
!
R
!
! 4
!% R
!$ %]%$
R
RQ
<RQ=+,R
=+,*7>
!S
!4
!5
3)
3%
z
z
.
2 RRQ
2 4
!
3&&
z
z
-,.+
/013%%#
.
Q
4
!
+,-
3 )%)
3 )
3&()
&(&
&(
&($
&($
&($
&($
3&(#
3&(
!
#
-- 1
1
+**
3
1
#/
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
%
/
**
-
(4
+
-
-,
%
/
+
**
+
-
-
,
%+
,8
-
* /
-
*
,
%*+*+
++
-+
$ +
/
$%#&"!
'()$
0
%
*
+
,
%
-
+
.
,& /
-
,
2 "#$#
% -
-
"#$%
-,
%
1
-
-- ,
%
+
-
,
2 "%%
%
1
-
,
"%&
%
+
"%"%
-,
"%"&
%1
1
1
2 "'
,
% - ,
!"#$
2 "&()
"&($
2 &)
2 ""#
0
!
! #
5HSODFHHQJLQHRLODQGRLOILOWHU _ z _ z _ z _ z
_
_
_
_
_ z _
_
_
5HSODFHDLUFOHDQHUHOHPHQW
_
_
_
8VHQRUPDOVFKHGXOHH[FHSWLQ _
_
_
_
_
GXVW\FRQGLWLRQV
,QVSHFWYDOYHFOHDUDQFH
_
_
_
_
_
_
_
_
5HSODFHIXHOILOWHU
_
_
_
_
5HSODFHVSDUNSOXJV
_
_
_
_
_
_
_
_
5HSODFHWLPLQJEHOWDQGLQVSHFW _
_
_
_
ZDWHUSXPS
_
_
_
_
_
_
_
,QVSHFWDQGDGMXVWGULYHEHOWV
_
_
_
_
_
_
_
_
_
,QVSHFWLGOHVSHHG
_
_
_
_
5HSODFHHQJLQHFRRODQW
_
_
_
_
_
_
_
_
5HSODFHWUDQVPLVVLRQIOXLG07 _
_
_
_
5HSODFHWUDQVPLVVLRQIOXLG&97 _
_
_
_
5HSODFHUHDUGLIIHUHQWLDOIOXLG
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
,QVSHFWIURQWDQGUHDUEUDNHV
_ z _ z _ z _ z
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
5HSODFHEUDNHIOXLG
_ (YHU\\HDUV
_
_
_
_
&KHFNSDUNLQJEUDNHDGMXVWPHQW _
_ z _
_ z
&KHFNOLJKWVDOLJQPHQW
_
_ z _
_ z
_
_
_
_
7HVWGULYHQRLVHVWDELOLW\
_
_ z _
_ z
GDVKERDUGRSHUDWLRQV
_
_
_
_
_
_
_
_
!
_ z _ z _ z _ z
_
_
_
_
_ z _
_
_
_
_
_
_
_
_
_
_
_
_ z _
_
_
_
_
_
_
_
_
_
_
_ z _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ z _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_z
_
_
z_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ z _ z _ z _ z
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ z _
_
_
_ z _
_
_
_
_
_ z _ z
_
_
_ z _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ z
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ z _ z
_
_
_
_
_
_
_
_
_
_
_
_
_z _
_ z _
_
_
_ z _
_
_
_
_
_
_
_ z _
_
_
_ z _
_
_
_
_
_z _
_z _
_ _
_z _
_ _
_ _
_
_ z
_
_ z
_
_
_z _z
_
_
_z _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
z
_
_
_
_
_
_
_
_
_
_
_
_z
_
_
_
_
z
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_z _z
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_z _
_z _
_
_
_z _
_
_
_
_
_
_
_ 6(&7,21 _
_ DQG3$*( _
_
_
_
_
_
_
_
$WR _
_
_
_
_
_
_
_
_
&KHFNWKHYDOYHFOHDUDQFH
_
_
_
_
_
_
_
_
_
_
&KHFNZDWHUSXPSIRUVLJQVRI
_
_
VHDOOHDNDJH
_
_
&KHFNIRUFUDFNVDQGGDPDJH _
_
&KHFNGHIOHFWLRQDQGWHQVLRQ _
_
_
_ $
_
_
&KHFNVSHFLILFJUDYLW\IRUIUHH]LQJ _
$
_
SRLQW
_
_
*HQXLQH+RQGD07)
_
_
*HQXLQH+RQGD&97)OXLG
_
_
_
*HQXLQH+RQGD$7)35(0,80
_
$
_
$XWRPDWLF7UDQVPLVVLRQ
_
_
)OXLG35(0,80
_
&KHFNWKHEUDNHSDGDQGGLVF _
_
_
_
WKLFNQHVV
_
&KHFNIRUGDPDJHRUFUDFNV _
_
_ _
&KHFNWKHFDOLSHUVIRU
_
GDPDJHOHDNVDQGWLJKWQHVV _
&KHFNWKHZKHHOF\OLQGHUIRU _ _
_
_ $
OHDNV
_
_
&KHFNWKHEUDNHOLQLQJVIRU
_
_
FUDFNLQJJOD]LQJZHDURU
_
_
FRQWDPLQDWLRQ
8VHRQO\'27RU'27IOXLG:H _
_
UHFRPPHQG*HQXLQH+RQGD%UDNH _
_
)OXLG&KHFNWKDWEUDNHIOXLGOHYHO _
_
_
LVEHWZHHQWKHXSSHUDQGORZHU
_
_
PDUNVRQWKHUHVHUYRLU
_
&KHFNWKHSDUNLQJEUDNHRSHUDWLRQ _
_
&KHFNWKHSRVLWLRQRIWKH
_
! _
KHDGOLJKWV
_
_
&KHFNIRUURDGVWDELOLW\QRLVH
_
_
YLEUDWLRQVDQGGDVKERDUG
_
_
RSHUDWLRQ
_
_
1#$(6
6HUYLFHDWWKH
NP[
LQGLFDWHGGLVWDQFHRU PLOHV[
WLPHZKLFKHYHU
PRQWKV
FRPHVILUVW
_ _
_
_
_
_
_
_
!
_ _
_ _
_ _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
7LHURGHQGVVWHHULQJJHDU 1R[DQG
1RRWV
_ z _ z _ z _ z _ z _ z _ z _ z _ z _ z _ z
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_z _z
_ _
_ _
_ _
_ _
_ _
_ z
_
_
_
_
_
_z
_
_
_
_
_
_z
_
_
_
_
_
_
_
_
_
_
_
_ 6,V+QVLRQFRP +RQHQWV
_
_
_
_
_ z _ z _ z _ z _ z _ z _ z _ z _ z _ z _ z
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_z _z
_ _
_ _
_ _
_ _
_ z
_
_
_
_
_z
_
_
_
_
_z
_
_
_
_
_
_
_
_
_
_ 3ULYHVKDIW1RRWV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
4UDNHKRVHVDQGOLQHV 5LQFO,GLQJ
$466
([KD,VWV\VWHP
),OOLQHVDQGFRQQHFWLRQV
7\UHFRQGLWLRQ
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
z
z _
_
_
_
z _
_
_
_
_
z _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
z
z _
_
_
_
z _
_
_
_
_
z _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
z
z _
_
_
_
z _
_
_
_
_
z _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
z
z _
_
_
_
z _
_
_
_
_
z _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
z
z _
_
_
_
z _
_
_
_
_
z _
_
_
z
_z _
_ _
_ _
_ _
_z _
_ _
_ _
_ _
_ _
_z _
_ _
_ _
z
_ z
_
_
_
_ z
_
_
_
_
_ z
_
_
_
_
_
_
_
_
_
_
_
_
_
_
z
_z
_
_
_
_z
_
_
_
_
_z
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ 6(&7,21 _
_ DQG3$*( _
_
_
_
0
&KHFNIRUFRUUHFW
_
LQVWDOODWLRQDQG +RVLWLRQ
_
FKHFNIRUFUDFNV
_
GHWHULRUDWLRQU ,VWDQG
_
OHDNV
&KHFNWLJKWQHVVRIVFUHZV _
_
Q,WVDQG.RLQWV,I
_
QHFHVVDU \UHWLJKWHQ
127(6
_
_
VWHHULQJOLQNDJH
&KHFNWKH 1RRWIRUGDPDJH _
_
DQGOHDNLQJJUHDVH
_
&KHFNWKHIO,LGOLQHIRU
_
GDPDJHDQGOHDNV
_
&KHFNWKH 1ROWVIRU
_
WLJKWQHVV
&KHFNDOOWKHG ,VWFRYHUV _
_
IRUGHWHULRUDWLRQDQG
_
GDPDJH
&KHFNUDFNJUHDVHDQG
_
_
_
2 "#
"#$
_
_
_
_
_
_
2 "$$
"$%
"$"$
"$"%
_
_
_
_
_
2 "&
_
_
_
_ 2"%'(
_ "%'#)
_
_
_ 2%(
_
_
_
_ 2"")
_
_
_
_
_
0
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
!
_
6HUYLFHDWWKH
NP[
LQGLFDWHGGLVWDQFHRU PLOHV[ _
WLPHZKLFKHYHU
_
PRQWKV
FRPHVILUVW
_
5HSODFHHQJLQHRLO
_
_
5HSODFHHQJLQHRLOILOWHU
_
_
5HSODFHDLUFOHDQHUHOHPHQW
_
,QVSHFWYDOYHFOHDUDQFH
_
_
5HSODFHIXHOILOWHU
_
5HSODFHVSDUNSOXJV
_
_
5HSODFHWLPLQJEHOWDQGLQVSHFW
_
ZDWHUSXPS
_
,QVSHFWDQGDGMXVWGULYHEHOWV
_
_
_
,QVSHFWLGOHVSHHG
_
5HSODFHHQJLQHFRRODQW
_
_
5HSODFHWUDQVPLVVLRQIOXLG07
_
2,QVSHFW
_
5HSODFHWUDQVPLVVLRQIOXLG&97
_
_
5HSODFHUHDUGLIIHUHQWLDOIOXLG
_
_
_
_
_
,QVSHFWIURQWDQGUHDUEUDNHV
_
_
_
_
_
5HSODFHEUDNHIOXLG
_
_
_
_
&KHFNSDUNLQJEUDNHDGMXVWPHQW
_
&KHFNOLJKWVDOLJQPHQW
_
7HVWGULYHQRLVHVWDELOLW\
_
GDVKERDUGRSHUDWLRQV
_
_
_
_ 6(&7,21 _
_ DQG3$*( _
_
_
_
!! _
_
_
_
!! _
_
_
_
&&
_
_
% _
_
_
_
""!
_
_
%
_
_ %
_
_
!
_
_ "#
_
_
%&
_
_ "
_
_
_
_
""
_
_
_
_ "#
_
_
"%
_
_
_
_
"%!%
_
_
_
_
"%
_
_
_
_
"&%% _
_ "&%&
_
_ "&% _
_ &% _
_ &% _
_ &% _
_ &%
_
_
_
_
"&% _
_
_
_
_
_
_
_
&% _
_
_
_
_
_
_
6HUYLFHDWWKH
NP[
_ _ %
LQGLFDWHGGLVWDQFHRU PLOHV[ _ 0 _ %
WLPHZKLFKHYHU
PRQWKV
_ 0 _ %
_
FRPHVILUVW
_
"
,, 0
0
*))
2
0
".
$
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
# *
.
!"#
)
*
+
$
,
*
-
+
% .
,
+
$ ,
,
,+
$
0
,
,, +
$
*
,
+
$
0
,
+
$
*
,+
#$"%!
&'(#
/
1 "#$#
"#$%
1 "%%
"%
"%"%
"%"
$0
0
0
+ 1 "&
$ , +
1 "'
$
.
))
,
"$(
'3
*
,
,+
$
.
1 '
*
))
*
,
,
+
1 ""#(
$*
+7
,
) .
,
)
+
$)*)*
**
/
,*
+
187
) * 897/:;'% "# ' $#7#&' %7
$! "7<$"%! $
+9+
%
"
23
4+
4
-
&+
z
z
z
z
*+ 4
z
z
z
z
*+ + +4,
z
z
z
z
*+
,5
+
z
+4+
z
&+
64
5
z
z
z
&+
+
z
*+ ,
z
z
z
*+
4
8#
z
z
z
z
*+
4
%;#
z z z z z z z
z
z
*+
4
1z
&+
5
$-/0
z
z
*+ 5 4
%+ ,5
64
z z
z
z
z
%,
,
z z z z z z z z
#
/
5
-
z z z z z z z z
5
+
0
N[
*+ ,
" z
z
z
z
z
z
z
z
z
z z
z
z
z
z z
z z
!"#$
%
%
+4+,
,
%
,
%
+
,
,
%
-
%
5 , ,
, 7,
3-<"#<"#4
/=
)49
> :4
0
%
5 4
5
4++
%
+ ,5 +
%
+
,
%
5
-5
5
+
1?*+
/0@
/0@
1?*
+ 4 ? 9*2;8(&!#$!(!%$*$'( &*
%"!#*3%#&"!%
!9
$%#&"!
'()$
1 %-
%
1 ""
1
1
1
1 1
1 1
1
1
1
1
1
1
1 $
$
$
$
$
$
$
1 $
1 $
1
2
!
!"#$
%
#
,, 0 [D
0
(.1 2
(.1 2
(.1 2
#\
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
*
N N
+
%
,
+
-
& .
,
% ,
,
,
%
0
,
,,
%
+
,
%
0
,
%
+
,
$%#&"!
'()$
/
3"#"
"#$
3$$
$%
$$
$%
% 0
0
0
N 3&
% ,
%
\
**
,
( 5
+
,
,
%
\
+
**
+
,
,
%+
7
,
* \
,
*
%*+*+
++
,+
3%'
%#(
3%'
3"(
/
3=7
* + 997/:;(&!#$!(!%$7('(&7
%"!#7<%#&"!%
!9
)
;
+
+
=
;(&!>?+
,
8
4,
1@2*
*A,
*
+
,
1 2*
*
4, [
\K
BC%1C)2D
([
,, *
*0
0,
,
#
,
,
0
*
, +
+
"+
7KLVLQWHQDQFH6FKHGXOHRXWOLQHVWKHPLQLPXPUHTXLUHGPDLQ WHQDQFHWKDW\RXVKRXOGSHUIRUPWRHQVXUHWKHWURXE OHIUHH
RSHUDWLRQRIWKHFXVWRPHUVYHKLFOH'XHWRUHJLRQ DODQGFOLPDWLFGLIIHUHQFHVVRPHDGGLWLRQDOVHUYLF LQJPD\EHUHTXLUHG
3OHDVHFRQVXOWWKHZDUUDQW\KDQGERRNIRUDPRUHGHW DLOHGGHVFULSWLRQ
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
6HUYLFHDWWKH
NP[
_
LQGLFDWHGGLVWDQFHRU PLOHV[ _
WLPHZKLFKHYHU
PRQWKV
_
FRPHVILUVW
_
5HSODFHHQJLQHRLO
_
_
5HSODFHHQJLQHRLOILOWHU
_
_
&OHDQRUUHSODFH
'U\W\SH
_
DLUFOHDQHUHOHPHQW
_
_
:HWW\SH
_
,QVSHFWYDOYH
.1.8PRGHOV _
FOHDUDQFH
_
.7.<PRGHOV _
5HSODFHIXHOILOWHU
_
5HSODFHVSDUN
.1.8PRGHOV _
SOXJV
_
.7.<PRGHOV _
,QVSHFWGLVWULEXWRUFDSURWRUDQG
_
LJQLWLRQZLULQJ
_
5HSODFHWLPLQJEHOWDQGLQVSHFW
_
ZDWHUSXPS
_
,QVSHFWDQGDGMXVWGULYHEHOWV
_
_
_
,QVSHFWLGOHVSHHGDQGLGOH&2
_
5HSODFHHQJLQHFRRODQW
_
_
,QVSHFW3&9YDOYH
_
_
,QVSHFWLJQLWLRQWLPLQJ
_
,QVSHFWHYDSRUDWLYHHPLVVLRQFRQWURO _
V\VWHP
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
5HSODFH
WUDQVPLVVLRQIOXLG
_ z
_ z _
_ z _
_
_ z _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ z _ z _ z _ z _ z _ z _ z
&97+RQGD0XOWL _
0DWLF
_
_
_
_
_
_
_
_
5HSODFHUHDUGLIIHUHQWLDOIOXLG
_
_
_
_
z _
_ z _
_ z
_
_
_
_
_
_
_
_
,QVSHFWIURQWDQGUHDUEUDNHV
_ (YHU\NPPLOHVRUPRQWKV
_
_
_
_
_
_
_
07
_
_
_
_
_
_
_
_
_
_
z _
_
_
_
z _
_
_
z _
_
z _
_
_
_
_
_
_
_
_
_
_
_
_ 6(&7,21 _
_ DQG3$*( _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
&KHFNWKHYDOYHFOHDUDQFH
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
&KHFNZDWHUSXPSIRUVLJQVRIVHDO
_
_
OHDNDJH
_
_
_
_
&KHFNIRUFUDFNVDQGGDPDJH
_
_
&KHFNIRUGHIOHFWLRQDQGWHQVLRQ
_
_
_
_
&KHFNVSHFLILFJUDYLW\IRUIUHH]LQJSRLQW
_
_
_
_
&KHFNWKHFOLFNLQJVRXQGRIPRWLRQIURP
_
_
WKH3&9YDOYHRILGOLQJ
_
_
_
_
_
_
&KHFNWKH(9$32FRQWUROFDQLVWHU
_
_
RSHUDWLRQ
_
&KHFNWKHKRVHIRUEORFNDJHFUDFNVRU _
_
_
GLVFRQQHFWLRQ
127(6
*HQXLQH+RQGD07)
_
_
_
*HQXLQH+RQGD$7)35(0,80
_
$XWRPDWLF7UDQVPLVVLRQ)OXLG35(0,80 _
*HQXLQH+RQGD$7)35(0,80
_
$XWRPDWLF7UDQVPLVVLRQ)OXLG35(0,80 _
_
&KHFNWKHEUDNHSDGDQGGLVF
_
WKLFNQHVV
_
&KHFNIRUGDPDJHRUFUDFNV
&KHFNWKHFDOLSHUVIRUGDPDJHOHDNV _
_
DQGWLJKWQHVV
_
&KHFNWKHZKHHOF\OLQGHUIRUOHDNV
_
&KHFNWKHEUDNHOLQLQJVIRUFUDFNLQJ _
JOD]LQJZHDURUFRQWDPLQDWLRQ
_
_
_
_
_
_
_
! _
_
!
! _
! _
! _
! _
_
!
_
"+
!"#$
$%#&"!
'()$
&
z 234##4###-
.:
z
z
z
z
1- +
0 N)-
2
%
1 N-
1
-++
%+ /1 N
M-
z z
z
z
z
z %
+ /1 N+
<
#K-//
2
33. 2
2
3
/
# :; -
.%
3
+
2
<
%
!"
#
$%&'
+
-
%
/K
-
M
& 3
/K
N[
2+ 1 N-
.-
/(02
#
// 1[D
1
(3. 2
(3. 2
(3. 2
([K -
3
)-
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
z
/
%
1
/
//
%
-
/
%
1
/K
%
-
/
(
()
))
)
))
)
% 1
1
1
N
% /
%
3
++
/
*
( 0
-
(+
/
/
%
/
,(
% +*
/K
3
%
3
*
-
++
-
/
/K
+
%-
*
/K
+ 3
/
+
=2
+ - =+2<>;(&!#$!(!%$*$'(&*
%"!#* 2%#&"!%
! +
!
$
SHFLDO7RROV
97(&6\VWHP
7URXEOHVKRRWLQJ)ORZFKDUW.4.8PRGHOV
7URXEOHVKRRWLQJ)ORZFKDUW.(.*PRGHOV
97(&6ROHQRLG9DOYH
,QVSHFWLRQ
97(&5RFNHU$UPV
0DQXDO,QVSHFWLRQ
,QVSHFWLRQ8VLQJ6SHFLDO7RROV
5RFNHU$UPV
'LVDVVHPEO\5HDVVHPEO\
,QVSHFWLRQ
5RFNHU$UPVDQG6KDIWV
&OHDUDQFH,QVSHFWLRQ
&DPVKDIW
,QVSHFWLRQ
!
&
5HI1R
_
_
_
_
_
_
_
_
_
7RRO1XPEHU
/$-35
/$-35
1$-32
_
_
_
_
_
'HVFULSWLRQ
9DOYH,QVSHFWLRQ6HW
$LU6WRSSHU
2LO3UHVVXUH*DXJH$WWDFKPHQW
/RZ3UHVVXUH*DXJH
_4W\
_
_
_
_
_
_
_
_
_
5HPDUN
$ #*
$
!"
.
#*
$#
$
!"#
.
!
#
"#$!% 7KVQWRROLQ
LWV'LDJQRVWLF7URXEOH&RGH'7&3$SUREOHPLQW KH97(&3UHVVXUH6ZLWFKFLUFXLWRU97(&
6ROHQRLG9DOYHFLUFXLW
5HIHUWR7URXEOHVKRRWLQJ3URFHGXUHVVHHVHFWLRQ
.
#
.
#
!"
.
'LVFRQQHFWWKH3FRQQHFWRUIURPWKH97(&VROHQRLG
YDOYH
,IWKHUHVLVWDQFHLVZLWKLQWKHVSHFLILFDWLRQVU HPRYHWKH
97(&VROHQRLGYDOYHDVVHPEO\IURPWKHF\OLQGHUKHDG
DQGFKHFNWKH97(&VROHQRLGYDOYHILOWHU2ULQJIR U
FORJJLQJ
,IWKHUHLVFORJJLQJUHSODFHWKHHQJLQHRLOILOWHU DQGWKH
HQJLQHRLO
97(&62/(12,'9$/9($66(0%/<
97(&62/(12,'9$/9(),/7(525,1*5HSODFH
[PP1PNJIPOEIIW
,IWKHILOWHULVQRWFORJJHGSXVKWKH97(&VROHQ RLG
YDOYHZLWK\RXUILQJHUDQGFKHFNLWVPRYHPHQW,I
WKH97(&VROHQRLGYDOYHLVQRUPDOFKHFNWKH
HQJLQHRLOSUHVVXUH
25,1*5HSODFH
97(&62/(12,'9$/9($66(0%/<
[PP1PNJIPOEIIW
.
#'
'
'
6HWWKH1RSLVWRQDW7'&
5HPRYHWKHF\OLQGHUKHDGFRYHU
3XVKWKHLQWDNHPLGURFNHUDUPRQWKH1RF\OLQ GHU
PDQXDOO\
&KHFNWKDWWKHLQWDNHPLGURFNHUDUPPRYHV
LQGHSHQGHQWO\RIWKHSULPDU\DQGVHFRQGDU\LQWDNH
URFNHUDUPV
0,'52&.(5$50
6(&21'$5<52&.(5$50
35,0$5<52&.(5$50
&KHFNWKHLQWDNHPLGURFNHUDUPRIHDFKF\OLQGHU DW
7'&
,IWKHLQWDNHPLGURFNHUDUPGRHVQRWPRYHUHPRYH
WKHPLGSULPDU\DQGVHFRQGDU\LQWDNHURFNHUDUPV
DVDQDVVHPEO\DQGFKHFNWKDWWKHSLVWRQVLQWKH
PLGDQGSULPDU\URFNHUDUPVPRYHVPRRWKO\
,IDQ\URFNHUDUPQHHGVUHSODFLQJUHSODFHWKH
SULPDU\PLGDQGVHFRQGDU\URFNHUDUPVDVDQ
DVVHPEO\
127(
%HIRUHXVLQJWKH9DOYH,QVSHFWLRQ7RROPDNHVXUH
WKDWWKHDLUSUHVVXUHJDXJHRQWKHDLUFRPSUHVVRU
LQGLFDWHVRYHUN3DNJIFP SVL
,QVSHFWWKHYDOYHFOHDUDQFHEHIRUHURFNHUDUP
LQVSHFWLRQ
&RYHUWKHWLPLQJEHOWZLWKDVKRSWRZHOWRSURWHFW
WKHEHOW
&KHFNWKHLQWDNHSULPDU\URFNHUDUPRIHDFK
F\OLQGHUDW7'&
5HPRYHWKHF\OLQGHUKHDGFRYHU
3OXJWKHUHOLHIKROHZLWKWKHVSHFLDOWRRO
5(/,()+2/(
$,567233(5/$-35
.
!
"
)#
5HPRYHWKHVHDOLQJEROWIURPWKHLQVSHFWLRQKROH DQG
FRQQHFWWKHVSHFLDOWRRO
127(5HPRYHDQ\RLOIURPWKHEROWWKUHDGVDQG
FDPVKDIWKROGHUWKUHDGVEHIRUHUHWLJKWHQLQJWKHVHD OLQJ
EROW
0DNHVXUHWKDWWKHLQWDNHSULPDU\DQGVHFRQGDU\
URFNHUDUPVDUHPHFKDQLFDOO\FRQQHFWHGE\SLVWRQ
DQGWKDWWKHPLGURFNHUDUPGRHVQRWPRYHZKHQ
SXVKHGPDQXDOO\
0,'52&.(5$50
6(&21'$5<52&.(5$50
35,0$5<52&.(5$50
[PP6($/,1*%2/71PNJIPOEIIW
$,567233(5/$-35
9$/9(,163(&7,216(7/$-35
3XOOWKHGLDODQGWXUQWRDGMXVW
,163(&7,21+2/(
/RRVHQWKHUHJXODWRUYDOYHRQWKHYDOYHLQVSHFWLR QWRRO
DQGDSSO\WKHVSHFLILHGDLUSUHVVXUHWRWKHURFNHU DUP
V\QFKURQLVLQJSLVWRQV$%
!
!"
#
$
%& " %'& !(
%)*
,IWKHLQWDNHPLGURFNHUDUPVPRYH
LQGHSHQGHQWO\RIWKHSULPDU\DQGVHFRQGDU\
URFNHUDUPVUHSODFHWKHURFNHUDUPVDVDVHW
.
!
"
)#
5HPRYHWKHVSHFLDOWRROV
8VHDPPGLDPHWHUURGWRGHSUHVVHDFKORVWPRW LRQ
DVVHPEO\WKURXJKLWVIXOOPRYHPHQW5HSODFHDQ\OR VW
PRWLRQDVVHPEO\WKDWGRHVQRWPRYHVPRRWKO\
/267027,21$66(0%/<
$IWHULQVSHFWLRQFKHFNWKDWWKH0,/GRHVQRWFRP HRQ
$UPV
'LVDVVHPEO\5HDVVHPEO\
6HH3DJH !"
4 $
%
$&
$ $' &
(
!
)
:
+
,
-
.
(
!
)
:
+
,
-
(.
(
((
(!
()
52&.(56+$)7&2//$5
52&.(5$506
7,0,1*3/$7(
5(7851635,1*
&2//$5
58%%(5%$1'
,17$.(52&.(56+$)7
52&.(56+$)7&2//$5SODFHV
,17$.(52&.(5$50$66(0%/<
7,0,1*3/$7(SODFHV
5(7851635,1*
&2//$5
1R&$06+$)7+2/'(5
1R&$06+$)7+2/'(5
1R&$06+$)7+2/'(5
1R&$06+$)7+2/'(5
1R&$06+$)7+2/'(5
(;+$86752&.(5$50$
SODFHV
/ 012
52&.(56+$)7635,1*
(;+$86752&.(56+$)7
52&.(56+$)7635,1*SODFHV
/ 032
(;+$86752&.(5$50%
SODFHV
$UPV
!
"
7
!
1
1
)
,
-
/
)
,
:$%:&:'(:%:$
$*7
$*7:*
7&'.:7*7
7'0%:&:'(:%:$
%
1
2
!
1
! "
:3:7:*
$*4%
'%$7.%5.40:
'(*
0H
3
44
3
)
-
3
44
!"#$4%4&'9&
+
,
4+
.
2
2
0
+
2
&
&)
& #
,17$.( (;+$867
35,
0,'
6(&
&KHFNWKLVDUHDIRUZHDU
35,3ULPDU\
,1,QWDNH
0,'0LG
(;([KDXVW
6(&6HFRQGDU\
7%7LPLQJ%HOW
DNH0DQLIROG
5HSODFHPHQW
+
&KHFNIRUIROGVRUVFUDWFKHVRQWKHVXUIDFHRIWKHJDVNHW
5HSODFHZLWKDQHZJDVNHWLIGDPDJHG
,17$.(0$1,)2/'
+
*$6.(7
*$6.(7
! [PP1PNJIP
OEIIW
- 7+5277/(%2'<#
. [PP1PNJIP
OEIIW
/ ,17$.(0$1,)2/'%5$&.(7
0 [PP1PNJIP
OEIIW
5DGLDWRU
&RPSRQHQW/RFDWLRQ
'
HQW/RFDWLRQ
7RWDO&RROLQJ6\VWHP&DSDFLW\>,QFOXGLQJKHDWHUDQG
UHVHUYRLU@
07O86TW,PSTW
&97 ,86TW,PSTW
5HVHUYRLUFDSDFLW\ O8VTW,PSTW
!
"
#
$
%
'
(
6SHFLDO7RROV
&RPSRQHQW/RFDWLRQV,QGH[
9DFXXP+RVH5RXWLQJ
9DFXXP'LVWULEXWLRQ
(&03&0&LUFXLW'LDJUDP
6\VWHP'HVFULSWLRQ
'7&7URXEOHVKRRWLQJ
0,/&LUFXLW7URXEOHVKRRWLQJ
6\VWHP'HVFULSWLRQ
'7&7URXEOHVKRRWLQJ
,GOH6SHHG6HWWLQJ
!!
)XHO3UHVVXUH5HOLHYLQJ
)XHO3UHVVXUH,QVSHFWLRQ
)XHO)LOWHU5HSODFHPHQW
"#
7KURWWOH&DEOH,QVSHFWLRQ$GMXVWPHQW
7KURWWOH&DEOH5HPRYDO,QVWDOODWLRQ
7KURWWOH%RG\,QVSHFWLRQ
7KURWWOH%RG\5HPRYDO
7KURWWOH%RG\'LVDVVHPEO\
)XHO,QMHFWRU$LU&RQWURO6\VWHP
)XHO,QMHFWRU$LU&RQWURO9DOYH7HVWLQJ
6\VWHP'HVFULSWLRQ
'7&7URXEOHVKRRWLQJ
3RVLWLYH&UDQNFDVH9HQWLODWLRQ3&9
9DOYH,QVSHFWLRQ
(YDSRUDWLYH(PLVVLRQ(9$3&RQWURO
6\VWHP,QVSHFWLRQ
':HQJLQHKDVEHHQDGGHGDQGFKDQJHGWKHIROORZL QJ
9DFXXP&RQQHFWLRQV
(OHFWULFDO&RQQHFWLRQV
7KH.QRFN6HQVRUKDVEHHQDGGHG
,GOH6SHHG6HWWLQJ
)XHO3UHVVXUH5HOLHYLQJ,QVSHFWLRQ
)XHO)LOWHU
7KURWWOH%RG\
)XHO,QMHFWRU$LU&RQWURO6\VWHP
7KH(&03&0KDVEHHQFKDQJHG
7KH(9$3&RQWURO&DQLVWHUKDVEHHQFKDQJHG
7KH(9$37ZR:D\9DOYHKDVEHHQFKDQJHG
%&
'()*+,
6SHFLDO7RROV
&RPSRQHQW/RFDWLRQV,QGH[
(/!
9DFXXP&RQQHFWLRQV
(OHFWULFDO&RQQHFWLRQV
7URXEOHVKRRWLQJ*XLGH
(QJLQH&RQWURO0RGXOH3RZHUWUDLQ
&RQWURO0RGXOH7HUPLQDO$UUDQJHPHQW
'LDJQRVWLF7URXEOH&RGH&KDUW
6\VWHP'HVFULSWLRQ
7URXEOHVKRRWLQJ)ORZFKDUWV.QRFN6HQVRU
!!
)XHO3UHVVXUH
)XHO)LOWHU
"#
7KURWWOH&DEOH
7KURWWOH%RG\
3RVLWLYH&UDQNFDVH9HQWLODWLRQ6\VWHP
(YDSRUDWLYH(PLVVLRQ&RQWUROV
-.
':HQJLQHKDVEHHQDGGHGDQGFKDQJHGWKHIROORZL QJ
9DFXXP&RQQHFWLRQV
(OHFWULFDO&RQQHFWLRQV
7KH.QRFN6HQVRUKDVEHHQDGGHG.4PRGHO
,GOH6SHHG6HWWLQJ
)XHO3UHVVXUH5HOLHYLQJ,QVSHFWLRQ
)XHO)LOWHU
7KURWWOH%RG\
&
#
R
_
_
7RRO1XPEHU
9 !"#99$999
9 $9%99$999
9 $9%99$99
_
'HVFULSWLRQ
&
'()"*
&
'()+
&
',"
_4W\
_
5HPDUN
-
S
$
!"! "
# $#(%
$
7XEOHVKRRWLQJ )
'()"'*. (")# '()$
)*'+ ") "" )"
.(.
7URXEOHVKRRWLQJ )
,'" )"")#)$ )"'
7URXEOHVKRRWLQJ )
)!- ( () '**' #!$
)"'
7URXEOHVKRRWLQJ )
(()"(."* )' *'
#(()$ )"'
7URXEOHVKRRWLQJ )
( ") "#!$.(.
7URXEOHVKRRWLQJ )
!)- ,()
**!")#-$ )"'
7URXEOHVKRRWLQJ )
)" ' ')+)' *'
#))$,
& (! 0, ( "0/+ )
)"'#)'(! 0,"1$
7URXEOHVKRRWLQJ )
)+) ""!) () '**'
# $ )"'
7URXEOHVKRRWLQJ )
' , ) )"'#.$
7URXEOHVKRRWLQJ )
"& ( )' % !)- ,(
)"")30) ')"")
#-&330&$ )"'
,VEXLOWLQWRGLVWULEXWRU
7URXEOHVKRRWLQJ )
")! 0 , ( "0/+ )
)"'# ")! 0 ,"1$
7URXEOHVKRRWLQJ )
1,(*+! () '**'
# /$ )"'
7URXEOHVKRRWLQJ )
,' !0!!0
"). ' '#$
S
!"
)$%& %'$ () '%$*' %$
#+'
7XEOHVKRRWLQJ )!
$,'+$$ )+$+#$) #+'
7URXEOHVKRRWLQJ )!
(%#+%-+*$ )' *'
(%) #+'
7URXEOHVKRRWLQJ )!
%'%.%.
7URXEOHVKRRWLQJ )!
.%)+'%$. (+# .%)
)*'/ +#%'++ #+
.%.
7URXEOHVKRRWLQJ )!
)+ '$ ')/)' *'
))$,
'%#&,%$)
*$*%$+#& #+'
7URXEOHVKRRWLQJ )!
&#+& #+'&
7URXEOHVKRRWLQJ )!
)'(%'0, %$ +10/ #
#+')'(%'0,+2
7URXEOHVKRRWLQJ )!
#/) ++%#%$ () '%$*'
$ #+'
7URXEOHVKRRWLQJ )!
. , ) #+'.
7URXEOHVKRRWLQJ )!
$+) % #%' 3'%#&,%$
)+$+#30) ')+$+#
&)3$30) #+'
,VEXLOWLQWRWKHGLVWULEXWRU
7URXEOHVKRRWLQJ )!
+#%'0, %$ +10/ #
#+' +#%'0,+2
7URXEOHVKRRWLQJ )!
1,%*$/%$ () '%$*'
/$ #+'
7URXEOHVKRRWLQJ )!
$,' %0%$%0$
+#. '$ '$
S
/+'
3*0),0$,15(/$<
! ,1(57,$6:,7&+
- (1*,1(&21752/02'8/(
(&032:(575$,1&21752/
02'8/(3&0
6HH3DJH
'$7$/,1.&211(&725'/&
3
0 6(59,&(&+(&.&211(&725
5+'
(1*,1(&21752/02'8/((&0
32:(575$,1&21752/02'8/(
3&0
6HH3DJH
1 ,1(57,$6:,7&+
3*0),0$,15(/$<
6(59,&(&+(&.&211(&725
0 '$7$/,1.&211(&725'/&
3
\VWHPV
&RPSRQHQW/RFDWLRQ,QGH[FRQWG
! "#!
VSF
L
$%
$%
' & &' &
&!
$%
$%
! '&
" $ ( &')&
( '& '$((&(
$%
# * '1 '&&
' (&(
$
%
$%'
!
!
-
,
$
%
2 !
$ #$$%&'$(# )
$ .$#&$)##
$ % )
$ ##
$ %$'+
$ #$(#,$ -$$-
''-$'%
$ $#
$ %$. ,/$+&'' %
%%'-
.$#&)$%. (&' .$#
%&$0.$.
* # %
$ ) %$)'##
$ )$
$ '1 %&)
$ #) $) ) -$$%&)
.$#&)$%. (&' .$#
&'%)&$'% )
#* #
* # %
!
-
,
(
%
$ #$$%&'$(# )
$ .$#&$)##
$ ##
$ %$'+
$ #$(#,$ % )
!
"
* #
$ -$$- ''-$'%
$ $#
$ %$. ,/$+&'' %
%%'-
.$#&)$%. (&' .$#
%&$0.$.
* # %
$ ) %$)'##
$ )$
$ '1 %&)
$ #) $) ) -$$%&)
.$#&)$%. (&' .$#
&'%)&$'% )
#* #
* # %
! "!!#$ %
&# '&#!
!
! "!!#
$ % ('
- ! "!!#$ %
)* &# '' #!
'
"#!'+') )
$"% #
, # !&'
$ ) ' ) *)'
,
""#
3
!
"
#
$ '
!
"
#
$
%
%%
'
!
0
0
!
"
#
'
0
0
4
4
!
"
#
$
%
0 %%
#
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
! "!'$! %"!&
1
%
*
<
<
'
+
)
-<
<*
*
(!
),<
<
'
+
)
-,
<
<#
*
( !
),<)
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
(QJLQH&RPSDUWPHQW':HQJLQH
81'(5+22')86(5(/$<%2;
(1*,1(:,5(+$51(66
- 0$,1:,5(+$51(66
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
$
$
$ !
!
"
$ !
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
!"
#$ %&''# % ()*+',
)-$!-% &)%$
- $.-$ !-% &)%$
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
$
$
$ !
!
"
$ !
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
JLQH&RP UWPHQW'/"HQJLQH#
$%&$ "&' ()'$
0)&$"&' ()'$
*#+('
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
$7
127(
2
5HODWHGWR)XHODQG(PLVVLRQV6\VWHP
&RQQHFWRUZLWKPDOHWHUPLQDOVGRXEOHRXWOLQH9L HZIURPWHUPLQDOVLGH
&RQQHFWRUZLWKIHPDOHWHUPLQDOVVLQJOHRXWOLQH 9LHZIURPZLUHVLGH
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
(QJLQH&RPSDUWPHQW' !"#
$''()'(($ )()*+
('*,'(!-)('*&%
- *-%!-& '*&%
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPVFRQWG
$
$
$ !
!
"
$ !
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPVFRQWG
(QJLQH&RPSDUWPHQW':HQJLQH
81'(5+22')86(5(/$<%2;
(1*,1(:,5(+$51(66
- 0$,1:,5(+$51(66
5+'
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
$
$
$ !
!
"
$ !
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
(QJLQH&RPSDUWPHQW'!"#
0$(&!('(+$51(66
(1)(&(!('(+$51(66
*#+('
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
$
$
$ !
!
"
$ !
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
!"#
$%&'%( "$(&
( $('%( "$(&
- &)(*+'%( "$(&
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
'
!"#
$
"
%&
'(
#)"
"
!"#
$)
"
%
' (
#)"#
"
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
'DV
!"'#
$%&$ &'()* "%*+
#%)+()* "%*+
- &+ *% "& * !%,'-.
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
$
$
$ !
!
"
$ !
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
'DV
!"'#
$
-
,
0$(&'(! "$!&
($)/(6)%'(! "$!&
)& ! $6")) ! +$0%-.
! $!'(! "$!&
&-!)*'(! "$!&
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
$
$
$ !
!
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
'DV
!"'#
0$(&'(! "$!&
)XHODQG(PLVVLRQV6\VWHPV
(&03&0&LUFXLW'LDJUDPFRQWG
'
!"#
$
"
%&
'(
#)"
"
!"#
$)
"
%
' (
#)"#
"
/
$
& #
' '
$
$
$! "#
V
6W
WW
J
GFKHFNWKH0,/
0$/)81&7,21,1',&$725/$030,/
,IWKH0,/VWD\VRQWXUQWKHLJQLWLRQVZLWFK2))DQG
FRQQHFWWKH+RQGD3*07HVWHURUDVFDQWRROWRWKH
3'DWD/LQN&RQQHFWRU'/&ORFDWHGXQGHUWKHGDV K
RQWKHSDVVHQJHUVVLGHRIWKHFDU
6&$1722/RU+21'$3*07(67(5
'$7$/,1.&211(&7253
7KHLOOXVWUDWLRQVKRZV/+'W\SH
5+'W\SHLVV\PPHWULFDO
7XUQWKHLJQLWLRQVZLWFK21,,
&KHFNWKH'LDJQRVWLF7URXEOH&RGHV'7&DQGQRWH LW
$OVRFKHFNWKHIUHH]HIUDPHGDWD5HIHUWRWKH'7&
7URXEOHVKRRWLQJ,QGH[DQGEHJLQWKHDSSURSULDWH
WURXEOHVKRRWLQJSURFHGXUH
127(
)UHH]HIUDPHGDWDLQGLFDWHVWKHHQJLQHFRQGLWLRQV
ZKHQWKHILUVWPDOIXQFWLRQPLVILUHRUIXHOWULP
PDOIXQFWLRQZDVGHWHFWHG
7KHVFDQWRRODQGWKH+RQGD3*07HVWHUFDQ
UHDGWKH'7&IUHH]HIUDPHGDWDFXUUHQWGDWDDQG
RWKHU(&03&0GDWD
)RUVSHFLILFRSHUDWLRQVUHIHUWRWKHXVHUVPDQXDO
WKDWFDPHZLWKWKHVFDQWRRORU+RQGD3*07HVWHU
$
$!!
,IWKH0,/GLGQRWFRPHRQEXWWKHUHLVDGULYHDELO LW\
SUREOHPUHIHUWRWKH6\PSWRP7URXEOHVKRRWLQJ,QGH[
$
!
"
%'&
6RPHRIWKHWURXEOHVKRRWLQJLQWKLVVHFWLRQUHTXLUH V\RX
WRUHVHWWKH(QJLQH&RQWURO0RGXOH(&03RZHUWUDLQ
&RQWURO0RGXOH3&0DQGWU\WRGXSOLFDWHWKH'7& ,I
WKHSUREOHPLVLQWHUPLWWHQWDQG\RXFDQQRWGXSOLFDW HWKH
FRGHGRQRWFRQWLQXHWKURXJKWKHSURFHGXUH7RGR VR
ZLOORQO\UHVXOWLQFRQIXVLRQDQGSRVVLEO\DQHHG OHVVO\
UHSODFHG(&03&0
/
$
& !V
! VV
XFDQUHVHWWKH(&03&0LQHLWKHURIWZRZD\V
8VHWKHVFDQWRRORU+RQGD3*07HVWHUWRFOHDUWKH
(&0V3&0VPHPRU\6HHWKHVFDQWRRORU+RQGD
3*07HVWHUXVHUVPDQXDOVIRUVSHFLILFRSHUDWLQJ
LQVWUXFWLRQV
7XUQWKHLJQLWLRQVZLWFK2))DQGUHPRYHWKH%$&.8 3
$IXVHIURPWKHXQGHUGDVKIXVHUHOD\ER[IRU
VHFRQGV
8VHWKLVSURFHGXUHLI\RXQHHGDNQRZQJRRG
(&03&0WRWHVWDYHKLFOH,WDOORZV\RXWRVZDSD
(&03&0IURPDGRQRUYHKLFOHZLWKRXWKDYLQJWR
SURJUDPLWWRWKHWHVWYHKLFOHVLJQLWLRQNH\
&XWDWHPSRUDU\LJQLWLRQNH\IRUWKHWHVWYHKLFOH
ZLWKDQRQLPPRELOLVHUNH\EODQN
5HPRYHWKH(&03&0IURPWKHWHVWYHKLFOH
:ULWHWKHWHVWYHKLFOHV9,1RQWKH(&03&0\RX
MXVWUHPRYHGWRDYRLGFRQIXVLQJLWZLWKWKHGRQRU
YHKLFOHV(&03&0
5HPRYHWKHNQRZQJRRG(&03&0IURPWKH
GRQRUYHKLFOHDQGLQVWDOOLWLQWKHWHVWYHKLFOH
7DSHWKHGRQRUYHKLFOHVLJQLWLRQNH\7KH
(&03&0ZLOOUHFRJQLVHWKHFRGHIURPWKHGRQRU
YHKLFOHVNH\DQGDOORZ\RXWRVWDUWWKHHQJLQHZLW K
WKHWHPSRUDU\NH\
81'(5'$6+)86(5(/$<%2;
%$&.83$)86(
7KHLOOXVWUDWLRQVKRZV/+'W\SH
5+'LVV\PPHWULFDO
& "
7KLVSURFHGXUHPXVWEHGRQHDIWHUDQ\WURXEOHVKRRWL QJ
'RWKH(&03&05HVHW3URFHGXUH
7XUQWKHLJQLWLRQVZLWFK2))
'LVFRQQHFWWKHVFDQWRRORU+RQGD3*07HVWHUIURP WKH
GDWDOLQNFRQQHFWRU3
127(7KH(&03&0LVSDUWRIWKHLPPRELOLVHU
V\VWHP,I\RXUHSODFHWKH(&03&0WKH(&03&0
ZLOOKDYHDGLIIHUHQWLPPRELOLVHUFRGH,QRUGHUI RUWKH
HQJLQHWRVWDUW\RXPXVWUHZULWHWKHLPPRELOLVHUF RGH
ZLWKWKH+RQGD3*07HVWHU
9(+,&/(6.(<'2125
7(0325$5<.(<
$IWHUFRPSOHWLQJ\RXUWHVWVUHLQVWDOOERWK
(&0V3&0VDQGGHVWUR\WKHWHPSRUDU\NH\
/
$
'
$
&
!"#
$%
_
_
_
_ 0DQLIROG$EVROXWH3UHVVXUH0$36HQVRU
_ &
_
_
_
_ &LUFXLW/RZ,QSXW
_
_ 3 _
_
_
_ 0DQLIROG$EVROXWH3UHVVXUH0$36HQVRU
_ &
_
_
_
_
_ &LUFXLW+LJK,QSXW
_
_ 3 _
_ _
_ ,QWDNH$LU7HPSHUDWXUH,$76HQVRU&LUFXLW _ &
_
_
_
_
_ /RZ,QSXW
_
_ 3 _
_ _
_ ,QWDNH$LU7HPSHUDWXUH,$76HQVRU&LUFXLW _ &
_
_
_
_
_ +LJK,QSXW
_
_ 3 _
_
_
_ (QJLQH&RRODQW7HPSHUDWXUH(&76HQVRU
_ &
_
_
_
_
_ &LUFXLW/RZ,QSXW
_
_ 3 _
_
_
_ (QJLQH&RRODQW7HPSHUDWXUH(&76HQVRU
_ &
_
_
_
_
_ &LUFXLW+LJK,QSXW
_
_ 3 _
_
_
_ 7KURWWOH3RVLWLRQ736HQVRU&LUFXLW/RZ,QSXW_ &
_
_
_
_
_
_
_ 3 _
_
_
_ 7KURWWOH3RVLWLRQ736HQVRU&LUFXLW+LJK
_ &
_
_
_
_
_ ,QSXW
_
_ 3 _
_
_
_ 3ULPDU\+HDWHG2[\JHQ6HQVRU3+6
_ &
_
_
_
_
_ &LUFXLW/RZ9ROWDJH6HQVRU
_
_ 3 _
_
_
_ 3ULPDU\+HDWHG2[\JHQ6HQVRU3+6
_ &
_
_
_
_
_ &LUFXLW+LJK9ROWDJH6HQVRU
_
_ 3 _
3
_ _
_ 3ULPDU\+HDWHG2[\JHQ6HQVRU3+6
_ &
_
_
_
_
_ 6ORZ5HVSRQVH6HQVRU
_
_ 3 _
_ _
_ 3ULPDU\+HDWHG2[\JHQ6HQVRU3+6
_ &
_
_
_
_
_ +HDWHU&LUFXLW0DOIXQFWLRQ6HQVRU
_
_ 3 _
3
_ _
_ 6HFRQGDU\+HDWHG2[\JHQ6HQVRU3+6 _ &
_
_
_
_
_ &LUFXLW/RZ9ROWDJH6HQVRU
_
_ 3 _
3
_ _
_ 6HFRQGDU\+HDWHG2[\JHQ6HQVRU3+6 _ &
_
_
_
_
_ &LUFXLW+LJK9ROWDJH6HQVRU
_
_ 3 _
3
_ _
_ 6HFRQGDU\+HDWHG2[\JHQ6HQVRU3+6 _ &
_
_
_
_
_ 6ORZ5HVSRQVH6HQVRU
_
_ 3 _
_ _
_ 6HFRQGDU\+HDWHG2[\JHQ6HQVRU3+6 _ &
_
_
_
_
_ +HDWHU&LUFXLW0DOIXQFWLRQ6HQVRU
_
_ 3 _
3
_ _
_ )XHO6\VWHP7RR/HDQ
_ &
_ 3 _
3
_ _
_ )XHO6\VWHP7RR5LFK
_ &
7KHVH'7&VZLOOEHLQGLFDWHGE\WKHEOLQNLQJRIWKH0D OIXQFWLRQ,QGLFDWRU/DPS0,/ZKHQWKH6&6VKRUWFRQQHFWRULVFRQQ
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
HFWHG
/
$
$
!
" #
" #
$
'
$$%
&
3- _
3
_
_
_ ' _
_ 5DQGRP0LVILUH
_
_
_
_
_
_
VRPHRI _
_
_
_
_
_
3 _
_
_
_
_
_
3 _
_
_
_
_
_
3 _
_
_
_
_
_
3 _
_
_
_
_
_
_ ' _
_ &\OLQGHU
_
3
_
_ 3 _
_
_
_ &\OLQGHU
_
_
_ 3 _
_
_
_ &\OLQGHU
_
_
_ 3 _
_
_
_ &\OLQGHU0LVILUH'HWHFWHG
_
_
_ 3 _
_ 3 _
_ _
_ .QRFN6HQVRU.6&LUFXLW0DOI XQFWLRQ
_ ' _
_ 3 _
_
_
_ &UDQNVKDIW3RVLWLRQ&.36HQVRU&LUFXLW
_ ' _
_
_
_
_
_ 0DOIXQFWLRQ
_
_
_ 3 _
_
_
_ &UDQNVKDIW3RVLWLRQ&.36HQVRU
_ ' _
_
_
_
_
_
_ 5DQJH3HUIRUPDQFH
_
_ 3 _
_ _
_ &DWDO\VW6\VWHP(IILFLHQF\%HORZ7KUHVKROG _ ' _
_
_
_
_
_
_
_
_ 3 _
_ _
_ (YDSRUDWLYH(PLVVLRQ(9$33XUJH&RQWURO _ ' _
_
_
_
_
_
_ 6ROHQRLG9DOYH&LUFXLW0DOIXQFWLRQ
_
_ 3 _
_ _
_ 9HKLFOH6SHHG6HQVRU9660DOIXQFWLRQ
_ ' _
_
_
_
_
_
_ 07
_
_ 3 _
_ _
_ 9HKLFOH6SHHG6HQVRU9660DOIXQFWLRQ
_ ' _
_
_
_
_
_
_ $7
_
_
_ 6HFWLRQ
_ $XWRPDWLF7UDQVD[OH
_
_
_ 3 _
_
_
_
_
_
_ DQG _
_
_
_
_
_
_ 3 _
7KHVH'7&VZLOOEHLQGLFDWHGE\WKHEOLQNLQJRI WKH0DOIXQFWLRQ,QGLFDWRU/DPS0,/ZLWKWKH6&6V KRUWFRQQHFWRUFRQQHFWHG
7KH
LQGLFDWRUOLJKWDQGWKH0DOIXQFWLRQ,QGLFDWRU/DPS 0,/PD\FRPHRQVLPXOWDQHRXVO\
/
$
$
!
" #
" #
$
'
$$%
&
3 _
_ _
_ %DURPHWULF3UHVVXUH&LUFXLW/RZ ,QSXW
_ ' _
_ 3 _
_ _
_ %DURPHWULF3UHVVXUH&LUFXLW+L JK,QSXW
_ ' _
_ 3 _
_ _
_ 97(&6\VWHP0DOIXQFWLRQ
_ 6HFWLRQ
_
_ 3 _
_ _
_ (OHFWULF/RDG'HWHFWRU(/'& LUFXLW/RZ,QSXW _ ' _
_ 3 _
_ _
_ (OHFWULF/RDG'HWHFWRU(/'&LUFXLW+LJK
_ ' _
_
_
_
_
_ ,QSXW
_
_
_ 3 _
_ _
_ &UDQNVKDIW6SHHG)OXFWXDWLRQ&.)6HQVRU _ ' _
_
_
_
_
_
_ ,QWHUPLWWHQW,QWHUUXSWLRQ
_
_ 3 _
_ _
_ &UDQNVKDIW6SHHG)OXFWXDWLRQ&.)6HQVRU _ ' _
_
_
_
_
_ 1R6LJQDO
_
_
_ ' _
_ &UDQNVKDIW3RVLWLRQ7RS'HDG
_
_
_ 3 _
_
_
_ &HQWUH&\OLQGHU3RVLWLRQ6HQVRU&RQQHFWRU
_
_
_
_
_
_
_ 'LVFRQQHFWLRQ
_
_
_
_
_ 3 _
_
_
_ 7RS'HDG&HQWUH7'&6HQVRU,QWHUPLWWHQW _ ' _
_
_
_
_
_ ,QWHUUXSWLRQ
_
_
_ 3 _
_
_
_ 7RS'HDG&HQWUH7'&6HQVRU1R 6LJQDO
_ ' _
_ 3 _
_
_
_ &\OLQGHU3RVLWLRQ&<36HQVRU,QWHUPLWWHQW _ ' _
_
_
_
_
_
_ ,QWHUUXSWLRQ
_
_ 3 _
_
_
_ &\OLQGHU3RVLWLRQ&<36HQVRU1 R6LJQDO
_ ' _
_ 3 _
_ _
_ ([KDXVW*DV7HPSHUDWXUH(*76HQVRU
_ ' _
_
_
_
_
_ &LUFXLW/RZ,QSXW
_
_
_ 3 _
_ _
_ ([KDXVW*DV7HPSHUDWXUH(*76HQVRU
_ ' _
_
_
_
_
_ &LUFXLW+LJK,QSXW
_
_
_ 3
_
_ _
_ ,GOH$LU&RQWURO9DOYH&LUFXLW)DLOXUH
_ ' _
_
_
_
_
_
_
_
_ 3
_
_ _
_ ,GOH$LU&RQWURO9DOYH&LUFXLW)DLOXUH
_ ' _
_
_
_
_
_
_
_
7KHVH'7&VZLOOEHLQGLFDWHGE\WKHEOLQNLQJRIWKH0D OIXQFWLRQ,QGLFDWRU/DPS0,/ZKHQWKH6&6VKRUWFRQQHFWRULVFRQQ HFWHG
7KH
LQGLFDWRUOLJKWDQGWKH0DOIXQFWLRQ,QGLFDWRU/DPS 0,/PD\FRPHRQVLPXOWDQHRXVO\
':HQJLQH
':HQJLQH
/
$
$
*
! "
! "
$
)
#)%
%
3@
)
@7
:%
&'(
)
*
@ @ 9
@
<@
<@"
<@
<<7
<<
<<<
<
<
9+&,'-&'
.
./,.
0
1, 1
2%;2,,))',
'
9+&,
,,1
2%; 2%/%'
%'/4
4
/
$
"
GEHORZDUHV\PSWRPVDQGSUREDEOHFDXVHVIRUSUREOH PVWKDW'2127FDXVHWKH0DOIXQFWLRQ,QGLFDWRU/DPS 0,/WRFRPH
RQ,IWKH0,/ZDVUHSRUWHGRQJRWR'7&7URXEOHVKRRWLQJ,QGH[
127($FURVVHDFKURZLQWKHFKDUWWKHV\VWHPVWKDWFRXOGEHVRXUFHVRIDV\PSWRPDUHUDQNHGLQWKHR UGHUWKH\VKRXOGEH
LQVSHFWHGVWDUWLQJZLWK )LQGWKHV\PSWRPLQWKHOHIWFROXPQUHDGDFURVV WRWKHPRVWOLNHO\VRXUFHWKHQUHIHUWRWKHSDJH OLVWHG
DWWKHWRSRIWKDWFROXPQ,ILQVSHFWLRQVKRZVWKHV\VWHPLV2.WU\WKHQH[WPRVWOLNHO\V\VWHP"HWF
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
3*0),
_
,'/(&21752/
32:(5
$&* _ 67$57(5 _ %5$.( _
,$& _
0,/ _ ,002% _
_
67((5,1*
_ 6:,7&+ _ 6:,7&+ _
)5
_ &,5&8,7 _ 6<67(0 _ 9$/9( _
_ 6,*1$/ _ 35(6685(
_ 6,*1$/ _
_
_
_
6:,7&+
_
_
_
_
_
_
_
_
6,*1$/
_
_
_
_
_
_
3$*(
_ #! _
_ _
_
_
_
6<03720
_
(1*,1(:217 _ 0,/&20(621
_
_
_
_
_
_
_
67$57
_
_
_
_
_
_
_
_
_
_
_
_
_
_
(1*,1(:217 _ 0,/'2(617
_
_
_
_
_
_
_
67$57
_ &20(2125
_
_
_
_
_
_
_
_ 67$<621$1'
_
_
_
_
_
_
_
_ 1(9(5*2(62)) _
',)),&8/77267$57(1*,1(
_
_
_
_
_
_
! _
:+(1&2/')$67,'/(2872)63(& _
_
_
_
_
_
! _
530722+,*+$)7(5:$50,1*83 _
_
_
_
_
_
! _
_
_
_
_
_
530722/2: _ ,'/(63((',6
_
_
_
_
_ %(/2:63(&,),(' _
_
$)7(5
_
_
_
_
_
_
_ 53012/2$'
_
_
_
_
:$50,1*83
530722/2: _ ,'/(63(('
_
_
_
_
_
_
" _
"
$)7(5
_ )/8&78$7(6
_
_
_
_
_
_
_
:$50,1*83
_ :,7+(/(&75,&$/ _
_
_
_
_
_
_
/2$'
530722/2: _ ,'/(63(('
_
_
_
_
_
_
" _
$)7(5
_ '5236:+(1
_
_
_
_
_
_
_
:$50,1*83
_ 67((5,1*:+((/ _
_
_
_
_
_
_
_ ,67851('
_
_
_
_
_
_
_
528*+,'/(
_
_
_
_
_
_
_
!
_
_
_
)5(48(1767$//,1*$)7(5
_
_
_
_
_
_
_
_
:$50,1*83
_
_
_
3225
_ 0,6),5(25
_
_
_
_
_
_
_
3(5)250$1&( _ 528*+5811,1* _
_
_
_
_
_
_
3225
_ )$,/6(0,66,21 _
_
_
_
_
_
_
3(5)250$1&( _ 7(67
_
_
_
_
_
_
_
3225
_ /2662)32:(5 _
_
_
_
_
_
_
3(5)250$1&( _
_
_
_
_
_
_
_
6<67(0
_
_
+26(6
_
_
$1'
_
_ &211(&7,216 _
_
_
_
_
_
_
_
_
_
"
_
_
_
_
"
_
_
_
_
_
_
_
_
_
_
_
_
_
_
!
_
_
_
_
_
_
!
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
"
!
!
_
_
_
_
_
_
_
_
_
_
_
_
_
/
$
&&""
&
& & &
0 0'% 0% "&."
&
"%&%
!#
!"
&
&
&
&
&
&
&
&
&
&
"!.>0
.:0
%:
&
&
:0%
':%
&
0::0%
=%
':
!$
&
.00'%
"'
=% $'
:"
. .00
1
'%
.
" %
!%
&!
&
&
&
&
&
&
&
/
$
'
XFDQUH
H, GD
DIURPWKH(&0E\FRQQHFWLQJWKHVFDQWRRORUWKH+RQ GD3*07HVWHUWRWKH3GDWDOLQNFRQQHFWRU'/&
7KHLWHPVOLVWHGLQWKHWDEOHEHORZFDQEHLQGLFDWH GE\ERWKWKHVFDQWRRODQG+RQGD3*07HVWHU7KH +RQGD3*07HVWHUDOVR
UHDGVEH\RQGWKHVHLWHPV8QGHUVWDQGLQJWKLVGDWD PD\KHOS\RXILQGWKHFDXVHVRIWKHLQWHUPLWWHQWSU REOHPV
127(
,-
'
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
'
'(
_
+26)HHGEDFN _ /RRSVWDWXVLVLQGLFDWHGDVRSHQRUFORVHG
_
_ &ORVHG%DVHGRQWKH+26RXWSXWWKH(&0
/RRS6WDWXV
_ GHWHUPLQHVWKHDLUIXHOUDWLRDQGFRQWUROVWKHDPRX QW _
_
_ RILQMHFWHGIXHO
_
_ 2SHQLJQRULQJ+26RXWSXWWKH(&0UHIHUVWR
_ VLJQDOVIURPWKH730$3DQG(&7VHQVRUVWRFRQWURO _
_
_ WKHDPRXQWRILQMHFWHGIXHO
6KRUW7HUP)XHO _ 7KHDLUIXHOUDWLRFRUUHFWLRQFRHIILFLHQWIRUFRUUH FWLQJ _
7ULP
_ WKHDPRXQWRILQMHFWHGIXHOZKHQ+26IHHGEDFNLVL Q _
_ WKHFORVHGORRSVWDWXV:KHQWKHVLJQDOIURPWKH
_
_ +26LVZHDNVKRUWWHUPIXHOWULPJHWVKLJKHUDQG _
_ WKH(&0LQFUHDVHVWKHDPRXQWRILQMHFWHGIXHO7KH _
_ DLUIXHOUDWLRJUDGXDOO\JHWVULFKHUFDXVLQJDKLJ KHU
_
_ +26RXWSXW&RQVHTXHQWO\WKHVKRUWWHUPIXHOWUL P _
_ LVORZHUHGDQGWKH(&0UHGXFHVWKHDPRXQWRI
_
_ LQMHFWHGIXHO
_
_ 7KLVF\FOHNHHSVWKHDLUIXHOUDWLRFORVHWRWKH
_
_ VWRLFKLRPHWULFUDWLRZKHQLQFORVHGORRSVWDWXV
_
/RQJ7HUP)XHO _ /RQJWHUPIXHOWULPLVFRPSXWHGIURPVKRUWWHUPIXHO _
_
_ WULPDQGLQGLFDWHVFKDQJHVRFFXUULQJLQWKHIXHO
WULP
_
_ VXSSO\V\VWHPRYHUDORQJSHULRG
_ ,IORQJWHUPIXHOWULPLVKLJKHUWKDQWKHDPR XQW _
_ RILQMHFWHGIXHOPXVWEHLQFUHDVHG,ILWLVORZHU WKDQ _
_
_ WKHDPRXQWRILQMHFWHGIXHOPXVWEHUHGXFHG
_ 7KH,$7VHQVRUFRQYHUWVLQWDNHDLUWHPSHUDWXUHLQWR _
,QWDNH$LU
_
_ YROWDJHDQGVLJQDOVWKH(&0:KHQLQWDNHDLU
7HPSHUDWXUH
_
_ WHPSHUDWXUHLVORZWKHLQWHUQDOUHVLVWDQFHRIWKH
,$7
_
_ VHQVRULQFUHDVHVDQGWKHYROWDJHVLJQDOLVKLJKHU
7KURWWOH3RVLWLRQ _ %DVHGRQWKHDFFHOHUDWRUSHGDOSRVLWLRQWKHRSHQLQ J _
_ DQJOHRIWKHWKURWWOHYDOYHLVLQGLFDWHG
_
,JQLWLRQ7LPLQJ
_ ,JQLWLRQWLPLQJLVWKHLJQLWLRQDGYDQFHDQJOHVHWE \WKH _
_ (&07KH(&0PDWFKHVLJQLWLRQWLPLQJWRWKHGULYLQ J _
_ FRQGLWLRQV
_
_
_
_
_
&DOFXODWHG/RDG _ &/9LVWKHHQJLQHORDGFDOFXODWHGIURPWKH0$3GDWD _
_
9DOYH&/9
_
_
_
_
_
_
_
"(,#
$WLGOHVSHHGFORVHG
:LWKFROGHQJLQH
6DPHDVDPELHQW
WHPSHUDWXUHDQG(&7
$WLGOHVSHHG
DSSUR[
$WLGOHVSHHG
%7'&ZLWKWKH6&6
VKRUWFRQQHFWRU
FRQQHFWHG
$WLGOHVSHHG
$WUSPZLWKQR
ORDG
$%'
<(6
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
<(6
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
<(6
_
_
_
_
_
_
_
_
_
_
_
<(6
_
_
_
_
_
_
_
_
_
<(6
_
_
_
<(6
_
_
_
_
_
_
_
_
_
_
<(6
_
_
_
_
_
_
_
_
_
_
,-
/+
+/+ !"
_ _
_
# _
_
_
_
_
5(' _ 3&6(9$3385*( _
_
_
_ &21752/62/(12,' _
_
_
_
_ 9$/9(
_
_
_
_
_
_
_
_
*51 _ $73'$7*($5
_
_
_
_ 326,7,216:,7&+ _
_
_
_
_
_
_ %/.:+7 _ 6+26+7&
_
_
_
_ 6(&21'$5<
_
_
_
_ +($7('2;<*(1
_
_
_
_ 6(1625+($7(5
_
_
_
_ &21752/
_
_
_ /7*51 _ $7313$7*($5
_
_
_
_ 326,7,216:,7&+ _
_
_
_
_
_
_
_
_
%51
_ 6&66(59,&(
_ &+(&.6,*1$/
_
_
_
_
_
_
_
_
_
_
_
_
_
_
31.
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
%/8
,02/03
,002%,/,6(5
,1',&$725/,*+7
_
_
_
_
_
_
_
_
_
_
,02(1
,002%,/,6(5
(1$%/(6,*1$/
*51<(/ _ )/5)8(/3803
_
_ 5(/$<
_
_
_
_
_
%/.5(' _ $&&$&&/87&+
_
_ 5(/$<
_
*51251_ 0,/0$/)81&7,21 _
_ ,1',&$725/,*+7
_
%/8%/. _ 1(3(1*,1(63((' _
_ 38/6(
_
*51 _ )$1&5$',$725
_
G UGEDWWHU\YROWDJHLV9
_
(
_
'ULYHV(9$3SXUJH _ :LWKHQJLQHUXQQLQJHQJLQHFRRODQWEHORZ
FRQWUROVROHQRLGYDOYH _ &)EDWWHU\YROWDJH
_ :LWKHQJLQHUXQQLQJHQJLQHFRRODQW
_ DERYH&)GXW\FRQWUROOHG
'HWHFWV$7JHDU
_ ,Q
SRVLWLRQ9
SRVLWLRQVZLWFKVLJQDO _ ,QDQ\RWKHUSRVLWLRQDERXW9
_
'ULYHVVHFRQGDU\
_ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH
KHDWHGR[\JHQ
_ :LWKIXOO\ZDUPHGXSHQJLQHUXQQLQJGXW\
VHQVRUKHDWHU
_ FRQWUROOHG
_
_
'HWHFWV$7JHDU
_ ,Q
RU
SRVLWLRQ9
SRVLWLRQVZLWFKVLJQDO _ ,QDQ\RWKHUSRVLWLRQEDWWHU\YROWDJH
_ :LWKWKHWHUPLQDOFRQQHFWHG9
'HWHFWVVHUYLFH
_ :LWKWKHWHUPLQDOGLVFRQQHFWHGDERXW9
FKHFNFRQQHFWRU
_ RUEDWWHU\YROWDJH
VLJQDOWKHVLJQDO
_
FDXVLQJD'7&
LQGLFDWLRQ
_ :LWKLPPRELOLVHULQGLFDWRUOLJKWWXUQHG21
'ULYHVLPPRELOLVHU
_ 9
LQGLFDWRUOLJKW
_ :LWKLPPRELOLVHULQGLFDWRUOLJKWWXUQHG
_ 2))EDWWHU\YROWDJH
6HQGVLPPRELOLVHU
_
HQDEOHVLJQDO
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
$%
9IRUWZRVHFRQGV
DIWHUWXUQLQJLJQLWLRQ
VZLWFK21,,WKHQ
EDWWHU\YROWDJH
'ULYHV$&FOXWFK
UHOD\
'ULYHV0,/
2XWSXWVHQJLQH
VSHHGSXOVH
'ULYHVUDGLDWRUIDQ
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
9IRUWZRVHFRQGVDIWHUWXUQLQJLJQLWLRQ
VZLWFK21,,WKHQEDWWHU\YROWDJH
_
_
_
_
_
_
_
_
:LWKFRPSUHVVRU219
:LWKFRPSUHVVRU2))EDWWHU\YROWDJH
:LWK0,/WXUQHG219
:LWK0,/WXUQHG2))EDWWHU\YROWDJH
:LWKHQJLQHUXQQLQJSXOVHV
:LWKUDGLDWRUIDQUXQQLQJ9
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
/7%/8 _
_
%/8 _
_
)$1&21752/
./,1('/&
_
_
_
$73/$7*($5
_
326,7,216:,7&+ _
UHOD\
6HQGVDQGUHFHLYHV
VFDQWRROVLJQDO
'HWHFWV$7JHDU
SRVLWLRQVZLWFKVLJQDO
_
_
_
_
_
:LWKUDGLDWRUIDQVWRSSHGEDWWHU\YROWDJH _
:LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH _
_
_
SRVLWLRQ9
,Q
_
,QDQ\RWKHUSRVLWLRQEDWWHU\YROWDJH
_ :LWKWKURWWOHIXOO\RSHQHGIURPLGOHZLWK
_
_ IXOO\ZDUPHGXSHQJLQHDERYH9
_
_ :LWKWKURWWOHTXLFNO\FORVHGEHORZ9
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
$7
':HQJLQH
':HQJLQH
,
)
!"
+/+
+/+ -$%
_ _
& _
_
_
_
_ <(/%/. _ ,*332:(5
_
_ 6285&(
_
_
_
_
_
%/.
_ 3*32:(5
_
_
_ *5281'
_
_
_
_
_
_
_
5(' _ ,1-1R)8(/
_
_
_ ,1-(&725
_
_
%/8 _ ,1-1R)8(/
_
_
_ ,1-(&725
_
_
<(/
_ ,1-1R)8(/
_
_
_ ,1-(&725
_ %/.%/8 _ ,$&93,'/($,5
_
_
_
_ &21752/9$/9(
_
_
_ 326,7,9(6,'(
_ 5('%/. _ +/&/603+3/
_
_ &21752//,1($5
_
_
_ 62/(12,'06,'(
_
_
_
_
_
_ <(/%/. _ ,*332:(5
_
_
_ 6285&(
_
_
_
_
_
_
%/.
_ 3*32:(5
_
_
_ *5281'
_
_
_
_
_
%51 _ ,1-1R)8(/
_
_
_ ,1-(&725
_ *51<(/ _ 97697(&
_
_
_
_ 62/(12,'9$/9(
_
_
_
_
_ <(/*51 _ ,&0,*1,7,21
_
_
_ &21752/02'8/(
_
251 _ ,$&91,'/($,5
_
_
_
_ &21752/9$/9(
_
_
_ 1(*$7,9(6,'(
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
127(6WDQGDUGEDWWHU\YROWDJHLV9
_
_
),
_
_
3RZHUVRXUFHIRUWKH _ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH _
_
_ :LWKLJQLWLRQVZLWFK2))9
(&03&0FRQWURO
_
_
FLUFXLW
_
_ /HVVWKDQ9DWDOOWLPHV
*URXQGIRUWKH
_
_
(&03&0FRQWURO
_
_
FLUFXLW
'ULYHV1RIXHO
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
LQMHFWRU
_
_
'ULYHV1RIXHO
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
LQMHFWRU
_
_
'ULYHV1RIXHO
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
LQMHFWRU
_
_
'ULYHV,$&YDOYH
_
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
SRVLWLYHVLGH
_
_
_
_
3+3/FRQWUROOLQHDU _ :LWKLJQLWLRQVZLWFK21,,GXW\FRQWUROOHG _
_
_
VROHQRLGSRZHU
_
_
VXSSO\QHJDWLYH
_
_
HOHFWURGH
3RZHUVRXUFHIRUWKH _ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH _
_
_ :LWKLJQLWLRQVZLWFK2))9
(&03&0FRQWURO
_
_
FLUFXLW
*URXQGIRUWKH
_ /HVVWKDQ9DWDOOWLPHV
_
(&03&0FRQWURO
_
_
FLUFXLW
_
_
'ULYHV1RIXHO
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
LQMHFWRU
_
_
_
'ULYHV97(&
_ :LWKHQJLQHDWORZUSP9
VROHQRLGYDOYH
_ :LWKHQJLQHDWKLJKUSPYHKLFOHUXQQLQJ _
_
_ EDWWHU\YROWDJH
6HQGVLJQLWLRQSXOVH _ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH _
_ :LWKHQJLQHUXQQLQJSXOVHV
_
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
'ULYHV,$&YDOYH
_
_
_
QHJDWLYHVLGH
_
_
'(
_
@9 _ !%1$=7 _
_
_
_
_
_
_
_
_
_
_
<9 _ %(12: _
_
_
_
_
_
_
_
_
_
_
0
_ %12 _
_
_
_
_
_
_
_ $=72: _
_
_
_
_
_
_
_
_
_
_
_
_ %12 _
_
_
_
_
_
_
_
39 _ 22: _
_
_
_
_
<(/
_
79 _
_
_
_
_
_
_
_
_
_
$7
':HQJLQH
':HQJLQH
=2'26"#"=>"2
'217%22201(:%
622(1201"01-
_
_
_
_
6'26.#7:%7
_
'2:7'='217%22 _
201(:%622(1201. _
01_
25#22!0'
_
!%2&11(
_
_
9␋:!:' _
&"_
_
_
25#22!0'
_
!%2&11(
_
_
0:'9#012(:0%
_
'217%229:29((
_
6&/6367$57
_
&/87&+&21752/ _
/,1($562/(12,'3 _
6,'(
_
"=>"2+RQWUROOLQHDU _
_
VROHQRLG ;R)U
V*;;\;RVLWLYH
_
_
HOH+URGH
6WDUW+*+-+RQWURO
_
OLQHDUVROHQRLG ;R)U _
V*;;\QHJDWLYH
_
HOH+URGH
_
!UR*QG,RUW-
_
('."'.+RQWURO
_
+U+*
_
"R)UVR*U+,RUW- _
_
('."'.+RQWURO
+U+*"R)UVR*U+ _
,RUW-17'<<RU\ _
!UR*QG,RUW-
_
('."'.+RQWURO
_
+U+*
_
1ULYHV0:'YDOYH
_
_
6WDUWFOXWFKFRQWURO
_
OLQHDUVROHQRLGSRZHU _
VXSSO\SRVLWLYH
_
HOHFWURGH
_
$-JQLWLRQV )+-21#00-G*\+RQWUROOHG _
_
_
_
$-JQLWLRQV )+-21#00-G*\+RQWUROOHG _
_
_
_
2-DQ09DWDOOWL<
_
_
_
DWWHU\YROWDJHDWDOOWL<
_
_
_
_
2-DQ09DWDOOWL<
_
_
_
$-QJLQHU *QQLQJ ;*
_
_
:LWKLJQLWLRQVZLWFK21,,GXW\FRQWUROOHG _
_
_
_
,
)
!"
+/+
+/+ #
_ _
$ _
_
_
_
_
_ %/.:+7 _ 326+7&35,0$5<
_
_
_ +($7('2;<*(1
_
_
_ 6(1625+($7(5
_
_
_ &21752/
_
_ :+7*51_ $/7&$/7(51$725
_
_
_ &21752/
_
_
_
_
_
_
_
_ 5('%/8 _ .6.12&.6(1625
_ :+75('_ $/7)$/7(51$725
_
_
_
_ )56,*1$/
_
_
_
_
_ *51:+7 _ 6*6(1625
_
_
_ *5281'
_
_
%/8 _ &.33&.36(1625
_
_
_ 36,'(
_
_
:+7 _ &.30&.36(1625
_
_
_ 06,'(
_
_ %/8%/. _ 97097(&
_ 35(6685(6:,7&+
_
_
_
_
_
_
_ %/.:+7 _ (*7(;+$867*$6
_
_
_ 7(03(5$785(
_
_
_ 6(1625
:+7 _ 3+2635,0$5<
_
_
_ +($7('2;<*(1
_
_
_ 6(16256(1625
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
127(6WDQGDUGEDWWHU\YROWDJHLV9
_
_
(
_
_
'ULYHVSULPDU\
_ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH _
KHDWHGR[\JHQ
_ :LWKIXOO\ZDUPHGXSHQJLQHUXQQLQJGXW\ _
VHQVRUKHDWHU
_ FRQWUROOHG
_
_
_
6HQGVDOWHUQDWRU
_ :LWKIXOO\ZDUPHGXSHQJLQHUXQQLQJ
_
FRQWUROVLJQDO
_ EDWWHU\YROWDJH
_
_ 'XULQJGULYLQJZLWKVPDOOHOHFWULFDOORDG _
_ 9
_
'HWHFWV.6VLJQDO
_ :LWKHQJLQHNQRFNLQJSXOVHV
_
'HWHFWVDOWHUQDWRU)5 _ :LWKIXOO\ZDUPHGXSHQJLQHUXQQLQJ9 _
_
_ EDWWHU\YROWDJHGHSHQGLQJRQHOHFWULFDO
VLJQDO
_
_ ORDG
*URXQGIRU0$3
_ /HVVWKDQ9DWDOOWLPHV
_
VHQVRU
_
_
'HWHFWV&.3VHQVRU _ :LWKHQJLQHUXQQLQJSXOVHV
_
_
_
*URXQGIRU&.3
_
_
VHQVRU
_
_
_ :LWKHQJLQHDWORZHQJLQHVSHHG9
'HWHFWV97(&
_
_ :LWKHQJLQHDWKLJKHQJLQHVSHHGEDWWHU\ _
SUHVVXUHVZLWFK
_
_ YROWDJH
VLJQDO
'HWHFWV(*7VHQVRU _ :LWKLJQLWLRQVZLWFK21,,DERXW _
_ 9GHSHQGLQJRQH[KDXVWJDVWHPSHUDWXUH _
VLJQDO
_
_
_
_ :LWKWKURWWOHIXOO\RSHQHGIURPLGOHZLWK
'HWHFWVSULPDU\
_
_ IXOO\ZDUPHGXSHQJLQHDERYH9
KHDWHGR[\JHQ
_
_ :LWKWKURWWOHTXLFNO\FORVHGEHORZ9
VHQVRUVHQVRU
VLJQDO
_
'HWHFWV0$3VHQVRU _ :LWKLJQLWLRQVZLWFK21,,DERXW9
_ $WLGOHDERXW9GHSHQGLQJRQHQJLQH _
VLJQDO
_
_ VSHHG
6HQVRUJURXQG
_ /HVVWKDQ9DWDOOWLPHV
_
_
_
3RZHUVRXUFHWR0$3 _ :LWKLJQLWLRQVZLWFK21,,DERXW9
_
VHQVRU
_ :LWKLJQLWLRQVZLWFK2))9
_
%&
_
_
*51 _
_
_
_
_
_
5(' _
_
_
_
_
_ %/85(' _
_
_
_
_
_ %/8:+7 _
_
_
_
_
_ 5('<(/ _
_
_
_
_
_
_
_
_ 5(':+7 _
_
_
_
_
_
_
_
_
_
_
_ 5('%/. _
_
_
_
_
_ <(/%/8 _
_
_
_
_
_
<(/
_
_
_
_
_
_
%/.
_
_
_
_
_
_ :+75('_
_
_
_
$7
':HQJLQH
':HQJLQH
7'&37'&6(1625
36,'(
7'&07'&6(1625
06,'(
&.)3&.)6(1625
36,'(
9669(+,&/(
63(('6(1625
,$7,17$.($,5
7(03(5$785(
6(1625
(&7(1*,1(
&22/$17
7(03(5$785(
6(1625
7367+5277/(
326,7,216(1625
9&&6(1625
92/7$*(
&<33&<36(1625
36,'(
&<30&<36(1625
06,'(
&.)0&.)6(1625
06,'(
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
'HWHFWV7'&VHQVRU _
_
*URXQGIRU7'&
_
VHQVRU
_
'HWHFWV&.)VHQVRU _
_
'HWHFWV966VLJQDO _
_
'HWHFWV,$7VHQVRU _
VLJQDO
_
_
'HWHFWV(&7VHQVRU _
VLJQDO
_
_
_
'HWHFWV73VHQVRU _
VLJQDO
_
3URYLGHVVHQVRU
_
YROWDJH
_
'HWHFWV&<3VHQVRU _
_
*URXQGIRU&<3
_
VHQVRU
_
*URXQGIRU&.)
_
VHQVRUVLJQDO
_
:LWKHQJLQHUXQQLQJSXOVHV
_
_
_
_
:LWKHQJLQHUXQQLQJSXOVHV
_
:LWKLJQLWLRQVZLWFK21,,DQGIURQWZKHHO _
URWDWLQJF\FOHV99
_
:LWKLJQLWLRQVZLWFK21,,DERXW _
_
9GHSHQGLQJRQLQWDNHDLUWHPSHUDWXUH
_
:LWKLJQLWLRQVZLWFK21,,DERXW _
9GHSHQGLQJRQHQJLQHFRRODQW
_
WHPSHUDWXUH
_
_
:LWKWKURWWOHIXOO\RSHQ9
_
:LWKWKURWWOHIXOO\FORVHGDERXW9
_
:LWKLJQLWLRQVZLWFK21,,DERXW9
_
:LWKLJQLWLRQVZLWFK2))9
_
:LWKHQJLQHUXQQLQJSXOVHV
_
_
_
_
_
_
,
)
!"
+/+
+ #$%!
127(6WDQGDUGEDWWHU\YROWDJHLV9
_ _
_
_
#'
(
& _
_
_
_
_
_
_ :+75('_ 9(/6(&21'$5<
_
_ 6HFRQGDU\JHDUVKDIW _ 'HSHQGLQJRQYHKLFOHVSHHGSXOVHV
_ *($56+$)763((' _ VSHHGVHQVRU
_
_
_ :KHQYHKLFOHLVVWRSSHG9
_ 6(1625
_
_
_
_
_ :LWKLQKLELWRUVROHQRLG21EDWWHU\YROWDJH
*51 _ ,1+62/,1+,%,725 _ ,QKLELWRUVROHQRLG
_
_
_ :LWKLQKLELWRUVROHQRLG2))9
_ FRQWURO
_ 62/(12,'
_
_
_
_
_ &21752/
_
_
_
6+/606+,)7
_
*51<(/
_
_
6KLIWFRQWUROOLQHDU
_ :LWKLJQLWLRQVZLWFK21,,SXOVHV
_ &21752//,1($5
_
_
_ VROHQRLGSRZHU
_
_ 62/(12,'06,'( _ VXSSO\QHJDWLYH
_
_
_
_
_
_
_ HOHFWURGH
_
_ :LWKLJQLWLRQVZLWFK21,,SXOVHV
_ 6KLIWFRQWUROOLQHDU
_ %/8:+7 _ 6+/636+,)7
_
_
_ VROHQRLGSRZHU
_ &21752//,1($5
_
_
_
_ VXSSO\SRVLWLYH
_ 62/(12,'36,'(
_
_
_
_ HOHFWURGH
_
_
_
_
_ %/.<(/ _ 9%62/%$77(5<
_ 3RZHUVRXUFHRI
_ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH
_
_
_ 92/7$*()25
_ VROHQRLGYDOYH
_ :LWKLJQLWLRQVZLWFK2))9
_
_
_ 62/(12,'9$/9(
_
_
_
_
:+7 _ $735$7*($5
_ 'HWHFWV$7JHDU
_ ,Q
SRVLWLRQ9
_
_
_ 326,7,216:,7&+ _ SRVLWLRQVZLWFKVLJQDO _ ,QDQ\RWKHUSRVLWLRQEDWWHU\YROWDJH
_ %/.:+7 _ 9(/6*6(&21'$5< _ *URXQGIRUVHFRQGDU\ _
_
_
_
_ *($56+$)763((' _ JHDUVKDIWVSHHG
_
_
_
_ 6(1625*5281' _ VHQVRU
_
_ 'ULYHV
_ /7*51 _ 632,1'6
_
LQGLFDWRU _ :LWK
LQGLFDWRUWXUQHG21EDWWHU\
_
_ ,1',&$725/,*+7
_
_
_ YROWDJH
_
_
_
_
_
LQGLFDWRUWXUQHG2))9
_
_
_
_
_ :LWK
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
%/8
:+7
_
_
_
_
_
_
_ 5('%/8 _
_
_
_
*51 _
_
_
'6:'02'(
6:,7&+
1'1'5,9(1
38//(<63(('
6(1625
1'5'5,9(38//(<
63(('6(1625
1'56*'5,9(
38//(<63(('
_
_
_
_
'HWHFWVGULYHQSXOOH\ _
VSHHGVHQVRUVLJQDO _
_
_
_
_
_
_
PRGH
'HWHFWV
VZLWFKVLJQDO
_
_
_
_
'HWHFWVGULYHSXOOH\
VSHHGVHQVRUVLJQDO
*URXQGIRUGULYH
SXOOH\VSHHGVHQVRU
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
PRGHVZLWFK219
:LWK
_
PRGHVZLWFK2))EDWWHU\YROWDJH _
:LWK
_
_
,QRWKHUWKDQ
RU
SRVLWLRQVSXOVHV
_
_ ,QRWKHUWKDQ
_
_
_
RU
SRVLWLRQSXOVHV
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
$7
_
_
_
_
<(/
_ 6(1625*5281'
_ 6326:602'(
_ 6:,7&+
_
_
_ 'HWHFWV
PRGH
_ VZLWFKVLJQDO
_
_ 'ULYHV
LQGLFDWRU
_
_
_
_ *URXQGIRUGULYHQ
_ SXOOH\VSHHGVHQVRU
_
_
_ :LWK
_
_ :LWK
YROWDJH
_ :LWK
_ YROWDJH
_
_ :LWK
_
_
_
PRGHVZLWFK219
PRGHVZLWFK2))EDWWHU\
LQGLFDWRUWXUQHG21EDWWHU\
LQGLFDWRUWXUQHG2))9
_
_
_
_
_
_
_
_
_
_
_
,
)
%
,$
7K3*0),V\VWHPRQWKLVPRGHOLVDVHTXHQWLDOPXOWLSR UWIXHOLQMHFWLRQV\VWHP
$
!%
7KH(&03&0FRQWDLQVPHPRULHVIRUWKHEDVLFGLVFKDU JHGXUDWLRQVDWYDULRXVHQJLQHVSHHGVDQGPDQLIROG SUHVVXUHV7KHEDVLF
GLVFKDUJHGXUDWLRQDIWHUEHLQJUHDGRXWIURPWKHPHPRU\LVIXUW KHUPRGLILHGE\VLJQDOVVHQWIURPYDULRXVVHQVRUVWRREWDLQWKH
ILQDOGLVFKDUJHGXUDWLRQ
!"&
:KHQWKHHQJLQHLVFROGWKH$&FRPSUHVVRULVRQ WKHEUDNHSHGDOLVGHSUHVVHGWKH36ORDGLVKLJK RUWKHDOWHUQDWRULV
FKDUJLQJWKH(&03&0FRQWUROVFXUUHQWWRWKH,$&9DOYHWRPDLQWDLQWKHFRUUHFWLGOHVSHHG
'&
,
)
'XULQJGHFHOHUDWLRQZLWKWKHWKURWWOHYDOYHFORVHG FXUUHQWWRWKHIXHOLQMHFWRUVLVFXWRIIWRLPSURYHIXHOHFRQRP\DWVSHHGV
RYHUUSPPLQ
,
)
&
%
Q
""
7KSURJUDPPHG)XHO,QMHFWLRQ3*0),V\VWHPLVD
VHTXHQWLDOPXOWLSRUWIXHOLQMHFWLRQV\VWHP
7KH(&03&0FRQWDLQVWKHPHPRU\IRUEDVLFGLVFKDUJH
GXUDWLRQDWYDULRXVHQJLQHVSHHGVDQGPDQLIROGSUHV VXUHV
7KHEDVLFGLVFKDUJHGXUDWLRQDIWHUEHLQJUHDGRXW IURPWKH
PHPRU\LVIXUWKHUPRGLILHGE\VLJQDOVVHQWIURPYD ULRXV
VHQVRUVWRREWDLQWKHILQDOGLVFKDUJHGXUDWLRQ%\ PRQLWRULQJ
/RQJ7HUP)XHO7ULPWKH(&03&0GHWHFWVORQJWHUP
PDOIXQFWLRQVLQWKHIXHOV\VWHPDQGZLOOVHWD'7& LIWKH
PDOIXQFWLRQRFFXUVGXULQJWZRFRQVHFXWLYHWULSV
7KH(&03&0FRQWDLQVWKHPHPRU\IRUEDVLFLJQLWLRQ WLPLQJ
DWYDULRXVHQJLQHVSHHGVDQGPDQLIROGDLUIORZUDWH V,WDOVR
DGMXVWVWKHWLPLQJDFFRUGLQJWRHQJLQHFRRODQWWHPS HUDWXUH
7KH(&03&0GHWHFWVPLVILULQJE\XVLQJWKH&.3VHQV RUWR
PRQLWRUIOXFWXDWLRQVLQFUDQNVKDIWVSHHG
,WZLOOWKHQVHW'7&VGHSHQGLQJRQKRZPXFKPLVILUL QJ
RFFXUV
:KHQWKHHQJLQHLVVWDUWHGWKH(&03&0SURYLGHVD ULFK
PL[WXUHE\LQFUHDVLQJIXHOLQMHFWRUGXUDWLRQ
7KHDOWHUQDWRUVLJQDOVWKH(&03&0GXULQJFKDUJLQJ 7KH
(&03&0WKHQFRQWUROVWKHYROWDJHJHQHUDWHGDWWKH
DOWHUQDWRUDFFRUGLQJWRWKHHOHFWULFDOORDGGHWHUPL QHGE\WKH
(/'(OHFWULFDO/RDG'HWHFWRUDQGGULYLQJPRGH7 KLV
UHGXFHVHQJLQHORDGWRLPSURYHIXHOHFRQRP\
!"#
7KH$&DLUFRQGLWLRQLQJVZLWFKVLJQDOVWKH(&03 &0
ZKHQHYHUWKHUHLVDGHPDQGIRUFRROLQJ
!
#$
:KHQWKH(&03&0UHFHLYHVDGHPDQGIRUFRROLQJIURP WKH
$&V\VWHPLWGHOD\VWKHFRPSUHVVRUIURPEHLQJHQH UJLVHG
DQGHQULFKHVWKHPL[WXUHWRDVVXUHVPRRWKWUDQVLWLR QWRWKH
$&PRGH
%#
&%'
7KHVSHHGVHQVRUJHQHUDWHVDSXOVHGVLJQDOIURPDQ LQSXWRI
YROWV7KHQXPEHURISXOVHVSHUPLQXWHV
LQFUHDVHVGHFUHDVHVZLWKWKHVSHHGRIWKHYHKLFOH
(
#)
&*'!
&'!
&+'
7KH&.36HQVRUGHWHUPLQHVWLPLQJIRUIXHOLQMHFWLRQ
DQGLJQLWLRQRIHDFKF\OLQGHUDQGDOVRGHWHFWVHQJL QH
VSHHG7KH'7&6HQVRUGHWHUPLQHVLJQLWLRQWLPLQJD W
VWDUWXSFUDQNLQJDQGZKHQFUDQNDQJOHLVDEQRUPD O
7KH&<36HQVRUGHWHFWVWKHSRVLWLRQRI1RF\OLQG HU
IRUVHTXHQWLDOIXHOLQMHFWLRQWRHDFKF\OLQGHU7K H
&.37'&&<36HQVRULVEXLOWLQWRWKHGLVWULEXWRU
7'&6(162552725
&.36(162552725
&<36(162552725
) ,
& '
7KH0$3VHQVRUFRQYHUWVPDQLIROGDEVROXWHSUHVVXUH
LQWRHOHFWULFDOVLJQDOVWRWKH(&03&0
6(162581,7
&
&
$
7K,$7VHQVRULVDWHPSHUDWXUHGHSHQGDQWUHVLVWRU
WKHUPLVWRU7KHUHVLVWDQFHRIWKHWKHUPLVWRUGHF UHDVHVDV
WKHLQWDNHDLUWHPSHUDWXUHLQFUHDVHV
7+(50,6725
&
&'(
7KHEDURPHWULFSUHVVXUHVHQVRULVLQVLGHWKH
(&03&0,WFRQYHUWVDWPRVSKHULFSUHVVXUHLQWRD
YROWDJHVLJQDOWKDWPRGLILHVWKHEDVLFGXUDWLRQRI WKH
IXHOLQMHFWLRQGLVFKDUJH
)(* "
)(+
)(* "
)( +
7KHKHDWHGR[\JHQVHQVRUVGHWHFWWKHR[\JHQFRQWHQW
LQWKHH[KDXVWJDVWKHQVHQGVLJQDOVWRWKH(&03& 0
ZKLFKYDULHVWKHGXUDWLRQRIIXHOLQMHFWLRQDFFRUGL QJO\
7RVWDELOLVHLWVRXWSXWWKHVHQVRUVKDYHDQLQWHUQ DO
KHDWHU7KHSULPDU\VHQVRULVLQVWDOOHGLQWKHH[K DXVW
SLSH7KHVHFRQGDU\VHQVRULVLQVWDOOHGLQWKH7:&
!"#$
!#
7KH(&7VHQVRULVDWHPSHUDWXUHGHSHQGDQWUHVLVWRU
WKHUPLVWRU7KHUHVLVWRURIWKHWKHUPLVWRUGHFUHD VHVDVWKH
(QJLQH&RRODQWWHPSHUDWXUHLQFUHDVHV
7+(50,6725
%$
7KH73VHQVRULVDSRWHQWLRPHWHUFRQQHFWHGWRWKHW KURWWOH
YDOYHVKDIW$VWKHWKURWWOHSRVLWLRQFKDQJHVWKH VHQVRU
YDULHVWKHVLJQDOYROWDJHWRWKH(&03&07KH73V HQVRULV
QRWUHSODFHDEOHDSDUWIURPWKHWKURWWOHERG\
%586++2/'(5
%586+
5(6,6725
7(50,1$/
,11(5%86+,1*
=,5&21,$(/(0(17
6(16257(50,1$/6
+($7(57(50,1$/6
+($7(5
%\FRQWUROOLQJWKHDLUIXHOUDWLRZLWKVHQVRUVWKH
GHWHULRUDWLRQRIWKHSULPDU\VHQVRUFDQEHHYDOXDWH GE\
LWVIHHGEDFNSHULRG:KHQWKHIHHGEDFNSHULRG
H[FHHGVDFHUWDLQYDOXHGXULQJVWDEOHGULYLQJFRQGL WLRQV
WKHVHQVRULVFRQVLGHUHGGHWHULRUDWHGDQGWKH
(&03&0VHWVD'7&
,
,
7KHNQRFNFRQWUROV\VWHPDGMXVWVWKHLJQLWLRQWLPLQ JIRU
WKHRFWDQHUDWLQJRIWKHJDVROLQHXVHG
3,(=2&(5$0,&
',$3+5$*0
7(50,1$/
&
&
!!"
7KLDJQRVWLFVVWKDVDS*VUURWRURQWKFUDQNVKDIW
DQGDSXOVHSLFNXSVHQVRURQWKHHQJLQHEORFN7K H
(&03&0PRQLWRUVWKHFUDQNVKDIWVSHHGIOXFWXDWLRQE DVHG
RQWKH&.)VHQVRUVLJQDODQGMXGJHVWKHDLUIXHOU DWLR
&.)6(1625
#$!
%
!#%
7KH(*7VHQVRULVDWHPSHUDWXUHGHSHQGDQWUHVLVWRU
WKHUPLVWRU7KHUHVLVWDQFHRIWKHWKHUPLVWRUGHF UHDVHVDV
WKHH[KDXVWJDVWHPSHUDWXUHLQFUHDVHV
7+(50,6725
&
""!>
'
(
)+
*
(
)
< ((
)*
!+""-3/&
""#+L.
/)/
!
//
./
..3/
!+"",$9+
"#2>
,)
(
!
+!!"#$%
"#.
/ ,)/
!
S
+!!"#$%
!"2>
X
!
G
G
# !"#$
!" .
/
XL
S
# !"#$
!
"!!2>
7'
&LX
7
G
G
# !"#$
!
7JWW
" !"#
!
"#$ .
/ 7'/V&XL
7
S
+ !"#$
!
"#2>
!! "#$%
&'
!
(
&(
)*+
&!
+,$9
!"# .
/
!" #
$
+%&'
!
"##RZ5HVSRQVHLQ3ULPDU\+2 66HQVRU&LUFXLW
$
%\FRQWUROOLQJWKHDLUIXHOUDWLRZLWKD3ULPDU\+2 66HQVRUDQGD6HFRQGDU\+2 66HQVRUWKHGHWHULRUDWLRQRIWKH3ULPDU\
+266HQVRUFDQEHHYDOXDWHGE\LWVIHHGEDFNSH ULRG:KHQWKHIHHGEDFNSHULRGRIWKH+26H[FHHGV DFHUWDLQYDOXHGXULQJ
VWDEOHGULYLQJFRQGLWLRQVWKHVHQVRUZLOOEHMXGJH GDVGHWHULRUDWHG
:KHQGHWHULRUDWLRQKDVEHHQGHWHFWHGGXULQJWZRFRQ VHFXWLYHWULSVWKH0,/FRPHVRQDQG'7&3ZLOO EHVWRUHG
127(,I'7&33DQGRU3DUHVWRUHGD WWKHVDPHWLPHDV'7&3WURXEOHVKRRWWKRVH'7 &VILUVWWKHQ
WURXEOHVKRRW'7&3
+
([KDXVW6\VWHP/HDNDJH
&+
7RJRWRWKHSDJHUHIHUHQFHGRQWKHGLDJUDPDERYH FOLFNRQWKHIROORZLQJ
+
!
"#$OIXQFWLRQLQSULPDU\+2 66HQVRU+HDWHU&LUFXLW
"%0DOIXQFWLRQLQ6HFRQGDU\+2 66HQVRU+HDWHU&LUFXLW
127(,QIRUPDWLRQPDUNHGZLWKDQDVWHULVN
DSSOL HVWR'7&3
3
7RJRWRWKHSDJHUHIHUHQFHGRQWKHGLDJUDPDERYH FOLFNRQWKHIROORZLQJ
&-3/
!
" /
!
!" 2>
.
G U\
!" )
%$$%&'
!"#.
/ /U2 /U&U
7
SUIU//
U*+1 !+
+ +"
+##$%&3
!
"#$RZ5HVSRQVHLQ
RQ2VR3X
!
" X6\V
PRRDQ
" #X6\V
PRR5LF
(
!"#"$
!"#%&
&
'
(
!"!#& !"!)*+
!11,2+ 3
24
+
!"#"
33&'3
3
'
5
33
6
33&
7
8
8 * 5(
24
9
'
!"#%
3
33&
'
5
33
6
'3
7
8
8 * 5(
2+ 3
24'3&
'
5
24
"#
!
!
"#""PPLVILUHDQGDQ\FRPELQDWLRQRIWKHIROORZLQJ
"#"&\OLQGHUPLVILUH
"#"$&\OLQGHUPLVILUH
"#"#&\OLQGHUPLVILUH
"#"%&\OLQGHUPLVILUH
127(
330$36HQVRU
333ULPDU\+2 6
33)XHO0HWHULQJ
337'&6HQVRU
33&<36HQVRU
3,$&YDOYH':HQJLQH
3,$&9DOYH':HQJLQH
7HVWGULYHWKHYHKLFOHWRYHULI\WKHV\PSWRP
)LQGWKHV\PSWRPLQWKHFKDUWEHORZDQGGRWKHU HODWHGSURFHGXUHVLQWKHRUGHUOLVWHGXQWLO\RXILQ GWKHFDXVH
_
_
_
_
&
'
()*
_ /RZFRPSUHVVLRQ
_
_ 5DQGRPPLVILUHRQO\DWORZ530DQGORDG _ &KHFNIXHOSUHVVXUH +
_ /RZTXDOLW\IXHO
_
_
_
_
_ 5DQGRPPLVILUHRQO\GXULQJDFFHOHUDWLRQ _ &KHFNIXHOSUHVVXUH + _ 0DOIXQFWLRQLQWKH97(&
_ V\VWHPVHHVHFWLRQ
_
_
_ 7HVWWKHLJQLWLRQFRLOVVHHVHFWLRQ
_ 5DQGRPPLVILUHRQO\DWKLJK530DQG
_ &KHFNIXHOSUHVVXUH + _ &RUUHFWYDOXHFOHDUDQFHVHH _
_ ORDGRUXQGHUUDQGRPFRQGLWLRQV
_ 7HVWWKHLJQLWLRQFRLOVVHHVHFWLRQ
_ VHFWLRQ
_
':HQJLQH
127(,IPLVILUHGRHVQWUHFXUVRPHSRVVLEOHFDXVH VDUHWKDWWKHIXHOGRHVQWPHHWRZQHUVPDQXDOVSH FODFNRIIXHOFDUERQ
GHSRVLWVRQVSDUNSOXJHWF
"#"&\OLQGHUPLVILUHGHWHFWHG
"#"$&\OLQGHUPLVILUHGHWHFWHG
"#"#&\OLQGHUPLVILUHGHWHFWHG
"#"%&\OLQGHUPLVILUHGHWHFWHG
127(,IVRPHRIWKH'7&VOLVWHGEHORZDUHVWRUHGDWWKHVDPHWLPHDVDPLVILUH'7&WURXEOHVKRRWWKRVH'7&VILUVWWKHQUHFKHFN
IRUWKHPLVILUH'7&
333ULPDU\+2 6
33)XHO6XSSO\6\VWHP
337'&6HQVRU
33&<36HQVRU
7RJRWRWKHSDJHUHIHUHQFHGRQWKHGLDJUDPDERYH FOLFNRQWKHIROORZLQJ
&
!
"#$%&'%0DOIXQFWLRQLQ
QRQVR
RJR
R
HJHHIHHQHGRQ
HGJR HO RQ
HIROORQJ
+ !"#
!
"##$0DOIXQFWLRQLQ /1/
#%
//
#'
/1/
0
+!" #
0$
.+&&'()*
!
7
" !"#
!"!!# 0DOIXQFWLRQLQ
66 4
!"!$# ,4
+
66 4
++
+
+
+ +
++
+7!"
!
"#2>
,
"
, ,
!
!
"#$ %
+&&'.)
!
"#$2>
2'UF
S
UU
FG
G
U FFN
+ !"#
!
)
3
,
),
)3
/"((91$0
!
"# .
/ /'&LUFXLW
7RJRWRWKHSDJHUHIHUHQFHGRQWKHGLDJUDPDERYH FOLFNRQWKHIROORZLQJ
+
" !"#
!
""#,WPLWWW W
SWLRQLQ&.)6HQVRU&LUFXLW
""!1RVLJQDOLQ&.)6HQVRU&LUFXLW
7RJRWRWKHSDJHUHIHUHQFHGRQWKHGLDJUDPDERYH FOLFNRQWKHIROORZLQJ
/+((91$0
& !"#
!
"!,4
+/13//
!
"+##$%&'
!
"#$2>
*76HQVRU&LUFXLW
"#%+LJK9ROWDJHLQ(*76HQVRU&LUFXLW
7RJRWRWKHSDJHUHIHUHQFHGRQWKHGLDJUDPDERYH FOLFNRQWKHIROORZLQJ
&
!
"#$,4
+(&,3,
-
+
+ !0#$
/
/
!
/
!
" !"#
/
"
/
!
" !"#
/
!
" !"#
$$
'KQKQLQLVROGWKH$&FRPSUHVVRULVRQWKH
WUDQVPLVVLRQLVLQJHDUWKHEUDNHSHGDOLVGHSUHVV HGWKH36
ORDGLVKLJKRUWKHDOWHUQDWRULVFKDUJLQJWKH(& 03&0
FRQWUROVFXUUHQWWRWKH,$&YDOYHWRPDLQWDLQWKHF RUUHFWLGOH
VSHHG5HIHUWRWKH(&03&0&LUFXLW'LDJUDPWRVHH WKH
IXQFWLRQDOOD\RXWRIWKHV\VWHP
$
$$
7RPDLQWDLQWKHSURSHULGOHVSHHGWKH,$&YDOYHFK DQJHVWKH
DPRXQWRIDLUE\SDVVLQJWKHWKURWWOHERG\LQUHVSRQ VHWRDQ
HOHFWULFDOVLJQDOIURPWKH(&03&0
!
%,0(7$/+2/'(5
%,0(7$/
67233(5
9$/9(
6+$)7
!
&2,/
7R,17$.(0$1,)2/'
)URP$,5&/($1(5
635,1*
9$/9(
6+$)7
!"
!
#
" $
7KH363UHVVXUH6ZLWFKVLJQDOVWKH(&03&0ZKHQWK H
SRZHUVWHHULQJORDGLVKLJK
" $
7KHVWDUWHUVZLWFKVLJQDOVWKH(&03&0ZKHQWKHHQJ LQHLV
FUDQNLQJ
%
&" $
7KHEUDNHVZLWFKVLJQDOVWKH(&03&0ZKHQWKHEUDNH
SHGDOLVGHSUHVVHG
$
!!
!!*,4
+,$! 4
+
! +
! ((
$
!,4
+,$! 4
+
! +
"((
$
+ !"#
%
GMXVWWKHLGOHVSHHGE\PHDQVRID+RQGD3*07(67(5
,IQRWFKHFNWKHIROORZLQJ
127(%HIRUHVHWWLQJWKHLGOHVSHHGFKHFNWKHIROO RZLQJ
LWHPV
7KH0,/KDVQRWEHHQUHSRUWHGRQ
,JQLWLRQWLPLQJ
6SDUNSOXJV
$LUFOHDQHU
3&96\VWHP
&RQQHFWDWDFKRPHWHU
7(677$&+20(7(5&211(&725
7$&+20(7(5
%$77(5<
6WDUWWKHHQJLQH+ROGWKHHQJLQHDWUSP PLQ
ZLWKQRORDGXQWLOWKHUDGLDWRUIDQFRPHVRQWKHQ OHWLW
LGOH
&KHFNWKHLGOHVSHHGZLWKQRORDGFRQGLWLRQV
KHDGOLJKWVEORZIDQUHDUGHIRJJHUUDGLDWRUIDQ DQGDLU
FRQGLWLRQHUQRWRSHUDWLQJ
07
USPPLQ
$7
USPPLQLQ
RU
SRVLWLRQ
$GMXVWWKHLGOHVSHHGLIQHFHVVDU\E\WXUQLQJW KH
LGOHDGMXVWLQJVFUHZWXUQFORFNZLVHRU
FRXQWHUFORFNZLVH
&$3
,'/($'-867,1*6&5(:
$IWHUDWXUQRIWKHLGOHDGMXVWLQJVFUHZFKHFN
WKHLGOHVSHHGDJDLQ,ILWLVRXWRIVSHFWXUQWKH
LGOHDGMXVWLQJVFUHZWXUQDJDLQ
127('RQRWWXUQWKHLGOHDGMXVWLQJVFUHZPRUH
WKDQWXUQZLWKRXWFKHFNLQJWKHLGOHVSHHG
,GOHWKHHQJLQHIRURQHPLQXWHZLWKWKHKHDWHUID Q
VZLWFKDW+,DQGDLUFRQGLWLRQHURQWKHQFKHFNWKH
LGOHVSHHG
07
USPPLQ
$7
USPPLQ LQ
RU
SRVLWLRQ
127(
'RQRWWXUQWKHLGOHDGMXVWLQJVFUHZZKHQWKH
DLUFRQGLWLRQHULVRQ
!"IRU6\VWHP
7URXEOHVKRRWLQJ*XLGHLIWKHLGOHVSHHGLVQRW
ZLWKLQVSHFLILFDWLRQ
!
!"
127(%IRUHVHWWLQJWKHLGOHVSHHGFKHFNWKHIROORZLQJ
LWHPV
7KH0,/KDVQRWEHHQUHSRUWHGRQ
,JQLWLRQWLPLQJ
6SDUNSOXJV
$LUFOHDQHU
3&96\VWHP
&RQQHFWWKHWDFKRPHWHU
&KHFNLGOLQJLQQRORDGFRQGLWLRQVKHDGOLJKWV
EORZHUIDQUHDUGHIRJJHUUDGLDWRUIDQDQGDLU
FRQGLWLRQHUDUHQRWRSHUDWLQJ
#"$
%
"
&
$GMXVWWKHLGOHVSHHGLIQHFHVVDU\E\WXUQLQJWKH
LGOHDGMXVWLQJVFUHZ
127($IWHUDGMXVWLQJWKHLGOHVSHHGLQWKLVVWHS
FKHFNWKHLJQLWLRQWLPLQJVHHVHFWLRQ,ILWLVRXW
RIVSHFJREDFNWRVWHS
7(677$&+20(7(5&211(&725
7$&+20(7(5
%$77(5<
6WDUWWKHHQJLQH+ROGWKHHQJLQHDWUSPP LQ
ZLWKQRORDGLQQHXWUDOXQWLOWKHUDGLDWRUIDQFR PHVRQ
WKHQOHWLWLGOH
'LVFRQQHFWWKH3FRQQHFWRUIURPWKH,GOH$LU&RQ WURO
,$&9DOYH
,$&9$/9(
6WDUWWKHHQJLQHZLWKWKHDFFHOHUDWRUSHGDOVOLJK WO\
GHSUHVVHG6WDELOLVHWKHHQJLQHVSHHGDWUSP
&$3
,'/($'-867,1*6&5(:
7XUQWKHLJQLWLRQVZLWFK2))
5HFRQQHFWWKH3FRQQHFWRURQWKH,$&YDOYH
WKHQUHPRYHWKH%$&.83$IXVHLQWKH
XQGHUKRRGIXVHUHOD\ER[IRUVHFRQGVWRUHVHW
WKH(&0
/(0WKHQVORZO\UHOHDVHWKHSHGDOXQWLOWKHHQJLQH
LGOHV
5HUWDQGLGOHWKHHQJLQHZLWKQRORDGFRQGLWLRQVIRU
RQHPLQXWHWKHQFKHFNWKHLGOHVSHHG
#
#
,GOHWKHHQJLQHIRURQHPLQXWHZLWKKHDGOLJKWV/ RZ21
DQGFKHFNWKHLGOHVSHHG
-
7XUQWKHKHDGOLJKWVRII
,GOHWKHHQJLQHIRURQHPLQXWHZLWKWKHKHDWHUIDQ VZLWFK
DW+,DQGDLUFRQGLWLRQHURQWKHQFKHFNWKHLGOHV SHHG
!
127(" IRU6\VWHP7URXEOHVKRRWLQJ
*XLGHLIWKHLGOHVSHHGLVQRWZLWKLQVSHFLILFDWLRQ
)XHOXO
H
)XHO"
H
X H H
)XHO" H
X
H(
H
%IUGLVWLJIXHOSLSHVRUKRVHVUHOHDVHSUHVVXUH
IURPWKHV\VWHPE\ORRVHQLQJWKHIXHOSXOVDWLRQGDP SHURQ
WRSRIWKHIXHOUDLO
5HOLHYHIXHOSUHVVXUH
5HPRYHWKHIXHOSXOVDWLRQGDPSHUIURPWKHIXHO
UDLO
$WWDFKWKHIXHOSUHVVXUHJDXJHDWWDFKPHQWDQG
IXHOSUHVVXUHJDXJH
'RQRWVPRNHZKLOHZRUNLQJRQWKHIXHOV\VWHP.HH SRSHQ
IODPHVRUVSDUNVDZD\IURPWKHZRUNDUHD
%HVXUHWRUHOLHYHWKHIXHOSUHVVXUHZKLOHWKHLJQL WLRQVZLWFK
LVRII
'LVFRQQHFWWKHEDWWHU\QHJDWLYHFDEOHIURPWKHED WWHU\
QHJDWLYHWHUPLQDO
5HPRYHWKHIXHOILOOFDS
8VHDZUHQFKRQWKHIXHOSXOVDWLRQGDPSHUDWWKH IXHO
UDLO
3ODFHDUDJRUVKRSWRZHORYHUWKHIXHOSXOVDWLRQ GDPSHU
6ORZO\ORRVHQWKHIXHOSXOVDWLRQGDPSHURQHFRPSO HWH
WXUQ
)8(/38/6$7,21'$03(51PNJIPOEIIW
6+2372:(/
127(5HSODFHWKHZDVKHUVZKHQHYHUWKHIXHO
SXOVDWLRQGDPSHULVORRVHQHGRUUHPRYHG
)8(/35(6685(*$8*(
&/$03
)8(/35(6685(5(*8/$725
)8(/35(6685(*$8*($77$&+0(179$-
6WDUWWKHHQJLQH0HDVXUHWKHIXHOSUHVVXUHZLWK
WKHHQJLQHLGOLQJDQGWKHYDFXXPKRVHRIWKHIXHO
SUHVVXUHUHJXODWRUGLVFRQQHFWHGIURPWKHIXHO
SUHVVXUHUHJXODWRUDQGSLQFKHG,IWKHHQJLQHZLOO
QRWVWDUWWXUQWKHLJQLWLRQVZLWFK21,,ZDLWIRU
WZRVHFRQGVWXUQLWRIIWKHQEDFNRQDJDLQDQG
UHDGWKHIXHOSUHVVXUH
"
!"#$# %& '() *
5HFRQQHFWWKHYDFXXPKRVHWRWKHIXHOSUHVVXUH
UHJXODWRU
+ !"##+ %& '( *
,IWKHIXHOSUHVVXUHLVQRWDVVSHFLILHGILUVWFKHFN
WKHIXHOSXPS,IWKHIXHOSXPSLV2.FKHFNWKH
IROORZLQJ
,IWKHIXHOSUHVVXUHLVKLJKHUWKDQVSHFLILHG
LQVSHFWIRU
3LQFKHGRUFORJJHGIXHOUHWXUQKRVHRU
OLQH&
)DXOW\IXHOSUHVVXUHUHJXODWRU
,IWKHIXHOSUHVVXUHLVORZHUWKDQVSHFLILHG
LQVSHFWIRU
9
:ORJJHGIXHOILOWHU
)DXOW\IXHOSUHVVXUHUHJXODWRU
/HDNDJHLQWKHIXHOOLQH
)XHOX
)XHO)
HH
5HPRYHWKHEUDFNHWWKHIXHOJDXJHVHQGLQJXQLW
WKHKRVHDQGWKHZLUHKDUQHVVIURPWKHIXHOILOWHU
'QRWNHZKLOHZRUNLQJRQWKHIXHOV\VWHP
.HHSRSHQIODPHVRUVSDUNVDZD\IURPWKHZRUNDUHD
7KHIXHOILOWHUVKRXOGEHUHSODFHGZKHQHYHUWKHIXH OSUHVVXUH
GURSVEHORZWKHVSHFLILHGYDOXH>N3D
NJIFPSVLZLWKWKHIXHOSUHVVXUHUHJXODWRUYDF XXP
KRVHGLVFRQQHFWHGDQGSLQFKHG@DIWHUPDNLQJVXUHWK DWWKH
IXHOSXPSDQGWKHIXHOSUHVVXUHUHJXODWRUDUH2.
5HOLHYHWKHSUHVVXUH HH
5HPRYHWKHDFFHVVSDQHOIURPWKHIORRU
7XUQWKHLJQLWLRQVZLWFK2))WKHQGLVFRQQHFWWKH IXHO
SXPS3FRQQHFWRU
'LVFRQQHFWWKHTXLFNFRQQHFWILWWLQJVIURPWKHIX HOSXPS
5HPRYHWKHEROWVDQGWKHIXHOSXPSDVVHPEO\
1PNJIPOEIIW
%$6(*$6.(75HSODFH
)8(/6(1',1*81,7
)8(/),/7(5
:,5(+$51(66
7(50,1$/
)8(/3803
%5$&.(7
68&7,21),/7(5
%5$&.(7
68&7,21),/7(5
)8(/3803
7$%
&/$03
:KHQFRQQHFWLQJWKHIXHOSXPSPDNHVXUHWKH
FRQQHFWLRQLVVHFXUHDQGWKHVXFWLRQILOWHULVILUP O\
FRQQHFWHGWRWKHIXHOSXPS
,QVWDOOWKHSDUWLQWKHUHYHUVHRUGHURIUHPRYDO ZLWK
DQHZEDVHJDVNHWWKHQFKHFNLQJWKHVHLWHPV
:KHQFRQQHFWLQJWKHZLUHKDUQHVVPDNH
VXUHWKHFRQQHFWLRQLVVHFXUHDQGWKH
WHUPLQDOLVILUPO\ORFNHGLQWRSODFH
&KHFNWKDWWKHWDERIWKHFODPSGRHVQRW
LQWHUIHUHZLWKWKHZLUHKDUQHVV
'RQRWSXVKWKHORZHUSDUWRIWKHVXFWLRQILOWHU
:KHQLQVWDOOLQJWKHIXHOJDXJHVHQGLQJXQLW
PDNHVXUHWKHFRQQHFWLRQLVVHFXUHDQGWKH
FRQQHFWRULVILUPO\ORFNHGLQWRSODFH%H
FDUHIXOQRWWREHQGRUWZLVWLWH[FHVVLYHO\
'F /*
"
/
1
1
! "
#$%&$#'&(
%)'*+(
#,-+.(/*0*+(
,&2%&(/)* ! "
1
7
1
#$%&$#'&(
%)'*+(
#,-+.(/*0*+(
/**&#$%&
(8)((%&%/*'
8
36
.
#4
4
"
6
3
4
1
#,-+.(/*0*+(
#$%&$#'&(
%)'*+(
#$%&.8&#(8
7
;
,
'F
XW
EQGLQJRUVWLFNLQJ
,IWKHUHDUHDQ\DEQRUPDOLWLHVFKHFNIRU
([FHVVLYHZHDURUSOD\LQWKHWKURWWOHYDOYHVKDIW
6WLFN\RUELQGLQJWKURWWOHOHYHUDWWKHIXOO\FORVH G
SRVLWLRQ
&OHDUDQFHEHWZHHQWKURWWOHVWRSVFUHZDQGWKURWWOH
OHYHUDWWKHIXOO\FORVHGSRVLWLRQ
7+5277/(/(9(5
7+5277/(67236&5(:'RQRWDGMXVW
7KHUHVKRXOGEHQRFOHDUDQFH
5HSODFHWKHWKURWWOHERG\LIWKHUHLVH[FHVVLYHSOD \LQWKH
WKURWWOHYDOYHVKDIWRULIWKHVKDIWLVELQGLQJRU VWLFNLQJ
,QWDNH$LU6\VWHP
7KURWWOH%RG\5HPRYDO
-
127(
'RQRWDGMXVWWKHWKURWWOHFDEOHVFUHZ
$IWHUUHDVVHPEO\DGMXVWWKHWKURWWOHFDEOH 6HH)DJH
7KH73VHQVRULVQRWUHPRYDEOH
7KURWWOH%RG\'LVDVVHPEO\
7)6(1625
0$)6(1625
7+5277/(&$%/(
*$6.(75H
1PNJIPOEIIW
1PNJIPOEIIW
0$)6(1625
7URXEOHVKRRWLQJ 6HH)DJH
25,1*5HSODFH
25,1*
,'/($'-867,1*6&5(:
7)6(1625
7URXEOHVKRRWLQJ 6HH)DJH
,QWDNH$LU6\VWHP
'
'KQKQJLQHVUQQLQJ>HQJLQHFRRODQWWHPSHUDWXUHEHORZ&)@WK H)XHO,QMHFWLRQ$LU),$&RQWURO9DOYHVHQGV
LQWDNHDLUWRWKHIXHOLQMHFWRUV
!"#!$
"#!$
$!$
!%
,QWDNH$LU6\VWHP
'
%
6WDUWW
JLQH
5HPRYHWKHYDFXXPKRVHIURPWKHLQVWDOOSLSHDQG
FRQQHFWDYDFXXPJDXJHWRWKHKRVH
127((QJLQHFRRODQWWHPSHUDWXUHPXVWEHEHORZ&
)
9$&8803803*$8*(LQ+J
5DLVHDQGORZHUWKHHQJLQHVSHHGDQGPDNHVXUHW KH
YDFXXPJDXJHUHDGLQJFKDQJHVDVWKHHQJLQHVSHHG
FKDQJHV
,IWKHYDFXXPUHDGLQJGRHVQRWFKDQJHFKHFN
WKHYDFXXPOLQHVRI),$V\VWHPIRUPLVURXWLQJ
OHDNDJHEUHDNDJHDQGFORJJLQJ
WKH),$FRQWUROYDOYHIRUFUDFNVRUGDPDJH
FKHFNWKHFRROLQJV\VWHPVHHVHFWLRQ
+ROGWKHHQJLQHDWUSPPLQ ZLWKQRORDG$7LQ
RU
SRVLWLRQ07LQQHXWUDOXQWLOWKHUDGLDWRUIDQ
FRPHVRQWKHQOHWLWLGOHDQGUHFKHFN
,IYDFXXPUHDGLQJFKDQJHVFKHFN
WKH),$FRQWUROYDOYHIRUFUDFNVRUGDPDJH
FKHFNWKHFRROLQJV\VWHPVHHVHFWLRQ
P
P
P
Y
P
K3RVLWL
&U
N
V9WL
WLR3&9VVWHLV
GVLGWR+U
WRZ
VURV
LWRWKH
WRV+KUK3&9
RW
L
V+ULR
GG
+U:KWKHHLVW
UWV!WKH+ULWKH3&9
LVLWHGL+UR+RUWLRWRWKHLW
N
LRG
G
WKHRZ
VLVGU
ZGLUWLWRWKHLW
N
LRG
"
)
7
2
5
#$%&'%$3(3%
(*&+%,&*(-./0
3&99&/9%
#/.:#39&3.5$
-$%6'&($
P
P
)
P
G
P
P
P
KYDSRUDWLYHHPLVVLRQFRQWUROPLQLPLVHVWKHDPRXQWRI IXHOYDSRXUHVFDSLQJWRWKHDWPRVSKHUH9DSRXUIU RPWKHIXHOWDQNLV
WHPSRUDULO\VWRUHGLQWKH(9$3FRQWUROFDQLVWHUXQW LOLWFDQEHSXUJHGIURPWKHFDQLVWHULQWRWKHHQJL QHDQGEXUQHG
:KHQYDSRXUSUHVVXUHLQWKHIXHOWDQNLVKLJKHUWKH QWKHVHWYDOXHRIWKH(9$3WZRZD\YDOYHWKHYDOYHRSHQVDQGUHJXODWHV
WKHIORZRIIXHOYDSRXUWRWKH(9$3FRQWUROFDQLVWH U
:!
"#$%&'$
%:(:)$
#*+(&%*($($&(,
$
,1%*#-&%$,+.%/01"#
*,(#&(*
-2 "*.,*
(&%*($&,%*
"#$",$$
"#$%&'
P
P
P
G
"
-
,
$
(".$(%$($
$(%2" 52("(%*
$(% "2"(<$($
'*(-5
((%
-"%*#+" (,* -.(
$(5-2#"25
+/%+
$(%%#5,2" 522"2-
$($
P
P
""""
%%
$
%&W\WLF6\VWHP(IILFLHQF\%HORZ7KUHVKROG
127(,IVRPHRIWKH'7&VOLVWHGEHORZDUHVWRUHGDWWKHVDPHWLPHDVWKH'7&3WURXEOHVKRRWWKRV H'7&VILUVWWKHQ
WURXEOHVKRRW'7&3
336HFRQGDU\+2 66HQVRU
36HFRQGDU\+2 66HQVRU+HDWHU
7:&'HWHULRUDWLRQ
([KDXVW6\VWHP/HDNDJH
%
$ $U
7RJRWRWKHSDJHUHIHUHQFHGRQWKHGLDJUDPDERYH FOLFNRQWKHIROORZLQJ
P
P
%%
$ F
%
3UREOHPLQ(9$33XUJH&RQWURO6ROHQRLG9DOYH&LUFXL W
7RJRWRWKHSDJHUHIHUHQFHGRQWKHGLDJUDPDERYH FOLFNRQWKHIROORZLQJ
6HH3DJH
PLVVLRQ&RQWURO6\VWHP
'7&7URXEOHVKRRWLQJFRQWG
JWW
6HH3 !"#
PLVVLRQ&RQWURO6\VWHP
HQWLO '
&
&KHFNWKH
-
-
.-
.
32
2
02 232
+- .'(--
PLVVLRQ&RQWURO6\VWHP
)#!
"
"
)#!
5HPRYHWKHIX
I
S
5HPRYHWKHYDSRXUOLQHIURPWKHWZRZD\YDOYHRQ WKH
IXHOWDQNDQGFRQQHFWWRWKH7ILWWLQJIURPWKHYDFXXP
JDXJHDQGYDFXXPSXPSDVVKRZQ
9$&88035(6685(*$8*(
7),77,1*
9$&8803803*$8*(
$SSO\YDFXXPVORZO\DQGFRQWLQXRXVO\ZKLOHZDWFKL QJ
WKHJDXJH
9DFXXPVKRXOGVWDELOLVHPRPHQWDULO\DWN3 D
PP+JLQ+J
35(6685(6,'(
6ORZO\SUHVVXULVHWKHYDSRXUOLQHZKLOHZDWFKLQJ WKH
JDXJH
3UHVVXUHVKRXOGVWDELOLVHDWN3D
PP01,55Q03
,ISUHVVXUHVWDELOLVHVEHORZN3DPP+J
LQ+JRUDERYHN3DPP+JLQ+J
LQVWDOODQHZYDOYHDQGUHWHVW
&D
5
_
_
7RRO1XPEHU
9 !"#99$999
9 $9%99$999
9 $9%99$99
_
'HVFULSWLRQ
&
'()"*
&
'()+
&
',"
_4W\
_
5HPDUN
-
&RPSRQHQW/RFDWLRQV
,Q[
':HQJLQH
(/(&75,&$//2$''(7(&725
(/'
,17$.($,57(03(5$785(,$7
6(1625
- 7+5277/(326,7,21736(1625
0$1,)2/'$%62/87(35(6685(
0$36(1625
, ,'/($,5&21752/,$&9$/9(
$ (9$325$7,9((0,66,21(9$3
385*(&21752/62/(12,'
9$/9(
'
VFU6HH3DJH
32:(567((5,1*35(6685(
3636:,7&+
.12&.6(1625.6.4PRO
6HH3DJH
35,0$5<+($7('2;<*(1
6(162535,0$5<+ 6
(1*,1(&22/$177(03(5$785(
(&76(1625
9(+,&/(63(('6(1625966
723'($'&(175(&5$1.6+$)7
326,7,21&</,1'(5326,7,21
&.37'&&<36(1625
!
"
6(&21'$5<+($7('2;<*(1
6(16256(&21'$5<+2 6
(;+$867*$67(03(5$785(
(*76(1625
7+5((:$<&$7$/<7,&
&219(57(57:&
&RPSRQHQW/RFDWLRQV
,Q[
QW
!"#!! $
,QV
Q$GMXVWPHQW%&
,QVWDOODWLRQ%&
%# !#
&#%!' (%
' ! !# &'' '
,QVSHFWLRQ%&
!"#!! $#)!$
,QVSHFWLRQ%&
'LVDVVHPEO\ %&
&RPSRQHQW/RFDWLRQV
,Q[
"HQLQH#
#
-
,
"
#
$
/!/"#$,%&#)! (
/)#!%(!,!
/ !,!
/$#&*
/!'!+ /,/$ (
"HH!DH"'
/,#, " &1,1,$
/,//&#!
/$- +.,&*&%&& &$
,$$,1,"
)#!%(#$,) ',"",%& )#!
$"%"#/)#/)
/( $(1!,!
/(#,/
/,1- &$%("
/!( ""( ( ,/#$%(
)#!%(#$,) ',"",%& )#!
%&$(%/&#&,"$ (
ULLR
9DFXXP&RQQHFWLRQV
':HQJLQH
(9$325$7,9((0,66,21(9$3
&21752/&$1,67(5
7R(9$325$7,9((0,66,21
(9$37:2:$<9$/9(
- 0$1,)2/'$%62/87(35(6685(
0$36(1625
(9$325$7,9((0,66,21(9$3
385*(&21752/62/(12,'
9$/9(
, )52172)9(+,&/(
$ )8(/35(6685(5(*8/$725
\VWHP'HVFULSWLRQ
9DFXXP&RQQHFWLRQV
/!
-
1
+
%+
+
++
-
"
#
$
"
#
2
$
'
2
-
%
%
+,,'
&
&&
()*+,-.+/.0
"
)
"
)
"
)
"
)
7
X
)
127(
!
"
# $
"
&
"'"(
)*'
+,"'"(
-*-
&
"
'"(
.
-
.
)
)
)
_ _
_
_
_ _ _
_
5(' _ 3&6(9$3385*( _
_
_
_ &21752/62/(12,' _
_
_
_
_ 9$/9(
_
_
_
_
_
_
_
_
*51 _ $73'$7*($5
_
_
_
_ 326,7,216:,7&+ _
_
_
_
_
_
_ %/.:+7 _ 6+26+7&
_
_
_
_ 6(&21'$5<
_
_
_
_ +($7('2;<*(1
_
_
_
_ 6(1625+($7(5
_
_
_
_ &21752/
_
_
_ /7*51 _ $7313$7*($5
_
_
_
_ 326,7,216:,7&+ _
_
_
_
_
_
_
_
_
%51
_ 6&66(59,&(
_ &+(&.6,*1$/
_
_
_
_
_
_
_
_
_
_
_
_
_
_
31.
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
%/8
,02/03
,002%,/,6(5
,1',&$725/,*+7
_
_
_
_
_
_
_
_
_
_
,02(1
,002%,/,6(5
(1$%/(6,*1$/
*51<(/ _ )/5)8(/3803
_
_ 5(/$<
_
_
_
_
_
%/.5(' _ $&&$&&/87&+
_
_ 5(/$<
_
*51251 _ 0,/0$/)81&7,21 _
_ ,1',&$725/,*+7
_
%/8%/. _ 1(3(1*,1(63((' _
_ 38/6(
_
*51 _ )$1&5$',$725
_
127(6WDQGDUGEDWWHU\YROWDJHLV9
_
"
_
'ULYHV(9$3SXUJH _ :LWKHQJLQHUXQQLQJHQJLQHFRRODQWEHORZ
FRQWUROVROHQRLGYDOYH _ &)9
_ :LWKHQJLQHUXQQLQJHQJLQHFRRODQW
_ DERYH&)EDWWHU\YROWDJH
'HWHFWV$7JHDU
_ ,Q
SRVLWLRQ9
SRVLWLRQVZLWFKVLJQDO _ ,QDQ\RWKHUSRVLWLRQDERXW9
_
'ULYHVVHFRQGDU\
_ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH
KHDWHGR[\JHQ
_ :LWKIXOO\ZDUPHGXSHQJLQHUXQQLQJGXW\
VHQVRUKHDWHU
_ FRQWUROOHG
_
_
'HWHFWV$7JHDU
_ ,Q
RU
SRVLWLRQ9
SRVLWLRQVZLWFKVLJQDO _ ,QDQ\RWKHUSRVLWLRQEDWWHU\YROWDJH
_ :LWKWKHWHUPLQDOFRQQHFWHG9
'HWHFWVVHUYLFH
_ :LWKWKHWHUPLQDOGLVFRQQHFWHGDERXW9
FKHFNFRQQHFWRU
_ RUEDWWHU\YROWDJH
VLJQDOWKHVLJQDO
_
FDXVLQJD'7&
LQGLFDWLRQ
_ :LWKLPPRELOLVHULQGLFDWRUOLJKWWXUQHG21
'ULYHVLPPRELOLVHU
_ 9
LQGLFDWRUOLJKW
_ :LWKLPPRELOLVHULQGLFDWRUOLJKWWXUQHG
_ 2))EDWWHU\YROWDJH
6HQGVLPPRELOLVHU
_
HQDEOHVLJQDO
_
#!
9IRUWZRVHFRQGV
DIWHUWXUQLQJLJQLWLRQ
VZLWFK21,,WKHQ
EDWWHU\YROWDJH
'ULYHV$&FOXWFK
UHOD\
'ULYHV0,/
2XWSXWVHQJLQH
VSHHGSXOVH
'ULYHVUDGLDWRUIDQ
_
_
_
_
_
_
_
_
_
_
_
9IRUWZRVHFRQGVDIWHUWXUQLQJLJQLWLRQ
VZLWFK21,,WKHQEDWWHU\YROWDJH
:LWKFRPSUHVVRU219
:LWKFRPSUHVVRU2))EDWWHU\YROWDJH
:LWK0,/WXUQHG219
:LWK0,/WXUQHG2))EDWWHU\YROWDJH
:LWKHQJLQHUXQQLQJSXOVHV
:LWKUDGLDWRUIDQUXQQLQJ9
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
.4PRGHO
_
_
_
_
_
_
_
/7%/8 _
_
_
%/8
_
_
)$1&21752/
7;'5;''/&
$73/$7*($5
326,7,216:,7&+
_
_
_
_
_
_
UHOD\
6HQGVDQGUHFHLYHV
+RQGD3*07HVWHU
VLJQDO
'HWHFWV$7JHDU
SRVLWLRQVZLWFKVLJQDO
_
_
_
_
_
_
:LWKUDGLDWRUIDQVWRSSHGEDWWHU\YROWDJH _
:LWKLJQLWLRQVZLWFK21,,DERXW9
_
_
_
_
SRVLWLRQ9
,Q
_
,QDQ\RWKHUSRVLWLRQEDWWHU\YROWDJH
_ :LWKWKURWWOHIXOO\RSHQHGIURPLGOHZLWK
_
_ IXOO\ZDUPHGXSHQJLQHDERYH9
_
_ :LWKWKURWWOHTXLFNO\FORVHGEHORZ9
_
)
G'
1!'
_ ) _
:L _
)
_ _ _
_
_ <(/%/. _ ,*332:(5
_
_
_ 6285&(
_
_
_
_
_
%/.
_ 3*32:(5
_
_
_ *5281'
_
_
5(' _ ,1-1R)8(/
_
_
_ ,1-(&725
_
_
%/8
_ ,1-1R)8(/
_
_
_ ,1-(&725
_
_
<(/
_ ,1-1R)8(/
_
_
_ ,1-(&725
_
_ %/.%/8 _ ,$&93,'/($,5
_
_
_ &21752/9$/9(
_
_
_ 326,7,9(6,'(
_
_ 5('%/. _ +/&/603+3/
_
_ &21752//,1($5
_
_
_ 62/(12,'06,'(
_
_
_
_
_
_ <(/%/. _ ,*332:(5
_
_
_ 6285&(
_
_
_
_
_
%/.
_ 3*32:(5
_
_
_ *5281'
_
_
_
_
_
%51 _ ,1-1R)8(/
_
_
_ ,1-(&725
_ *51<(/ _ 97697(&
_
_ 62/(12,'9$/9(
_
_
_
_
_
_
_ <(/*51 _ ,&0,*1,7,21
_
_
_ &21752/02'8/(
_
_
251 _ ,$&91,'/($,5
_
_
_ &21752/9$/9(
_
_
_ 1(*$7,9(6,'(
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
127(6WDQGDUGEDWWHU\YROWDJHLV9
_
_
%
_
_
3RZHUVRXUFHIRUWKH _ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH _
3&0FRQWUROFLUFXLW _ :LWKLJQLWLRQVZLWFK2))9
_
_
_
*URXQGIRUWKH3&0 _ /HVVWKDQ9DWDOOWLPHV
_
FRQWUROFLUFXLW
_
_
'ULYHV1RIXHO
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
LQMHFWRU
_
_
'ULYHV1RIXHO
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
LQMHFWRU
_
_
'ULYHV1RIXHO
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
LQMHFWRU
_
_
'ULYHV,$&YDOYH
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
SRVLWLYHVLGH
_
_
_
_
3+3/FRQWUROOLQHDU _ :LWKLJQLWLRQVZLWFK21,,GXW\FRQWUROOHG _
_
_
VROHQRLGSRZHU
_
_
VXSSO\QHJDWLYH
_
_
HOHFWURGH
3RZHUVRXUFHIRUWKH _ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH _
3&0FRQWUROFLUFXLW _ :LWKLJQLWLRQVZLWFK2))9
_
_
_
*URXQGIRUWKH3&0 _ /HVVWKDQ9DWDOOWLPHV
_
_
FRQWUROFLUFXLW
_
_
_
'ULYHV1RIXHO
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
LQMHFWRU
_
_
_ :LWKHQJLQHDWORZUSP9
'ULYHV97(&
_
_ :LWKHQJLQHDWKLJKUSPYHKLFOHUXQQLQJ _
VROHQRLGYDOYH
_ EDWWHU\YROWDJH
_
6HQGVLJQLWLRQSXOVH _ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH _
_ :LWKHQJLQHUXQQLQJSXOVHV
_
'ULYHV,$&YDOYH
_ :LWKHQJLQHUXQQLQJGXW\FRQWUROOHG
_
QHJDWLYHVLGH
_
_
_
_
#$
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
*51:+7_
_
_
_
5('%/8 _
_
_
_
%51%/. _
_
:+7%/8 _
_
_
_
%51%/. _
_
<(/
_
_
_
_
_
_
_
_
6&/6067$57
_
&/87&+&21752/ _
/,1($562/(12,'0 _
6,'(
_
/*/2*,&
_
*5281'
_
9%892/7$*(%$&. _
83
_
_
_
/*/2*,&
_
*5281'
_
6&/6367$57
_
&/87&+&21752/ _
/,1($562/(12,'3 _
6,'(
_
+/&/633+3/
&21752//,1($5
62/(12,'36,'(
3+3/FRQWUROOLQHDU
VROHQRLGSRZHU
VXSSO\SRVLWLYH
HOHFWURGH
6WDUWFOXWFKFRQWURO
OLQHDUVROHQRLGSRZHU
VXSSO\QHJDWLYH
HOHFWURGH
*URXQGIRUWKH3&0
FRQWUROFLUFXLW
3RZHUVRXUFHIRUWKH
3&0FRQWUROFLUFXLW
3RZHUVRXUFHIRUWKH
'7&PHPRU\
*URXQGIRUWKH3&0
FRQWUROFLUFXLW
6WDUWFOXWFKFRQWURO
OLQHDUVROHQRLGSRZHU
VXSSO\SRVLWLYH
HOHFWURGH
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
:LWKLJQLWLRQVZLWFK21,,GXW\FRQWUROOHG _
_
_
_
:LWKLJQLWLRQVZLWFK21,,GXW\FRQWUROOHG _
_
_
_
/HVVWKDQ9DWDOOWLPHV
_
_
%DWWHU\YROWDJHDWDOOWLPHV
_
_
_
_
/HVVWKDQ9DWDOOWLPHV
_
_
:LWKLJQLWLRQVZLWFK21,,GXW\FRQWUROOHG _
_
_
_
)
G'
'
_ ) _
_
)
_ _ _
_ %/.:+7 _ 326+7&35,0$5<
_
_ +($7('2;<*(1
_
_
_ 6(1625+($7(5
_
_
_ &21752/
_
_
_
_ :+7*51_ $/7&$/7(51$725
_
_
_ &21752/
_
_
_
_
_
_
_
_ 5('%/8 _ .6.12&.6(1625
_
_ :+75(' _ $/7)$/7(51$725
_
_
_ )56,*1$/
_
_
_
_
_ *51:+7_ 6*6(1625
_
_
_ *5281'
_
_
%/8
_ &.33&.36(1625
_
_
_ 36,'(
_
_
:+7 _ &.30&.36(1625
_
_
_ 06,'(
_ %/.:+7 _ (*7(;+$867*$6
_
_ 7(03(5$785(
_
_
_ 6(1625
_
_
_
_
:+7 _ 3+2635,0$5<
_
_
_ +($7('2;<*(1
_
_
_ 6(16256(1625
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_ 5('*51 _ 0$30$1,)2/'
_
_ $%62/87(
_
_ 35(6685(6(1625 _
_
_ *51%/. _ 6*6(1625
_
_
_ *5281'
_
_ <(/5(' _ 9&&6(1625
_
_
_ 92/7$*(
_
_
*51 _ 7'&37'&6(1625 _
_
_ 36,'(
_
127(6WDQGDUGEDWWHU\YROWDJHLV9
_
_
%
_
_
_ :LWKLJQLWLRQVZLWFK21,,EDWWHU\YROWDJH _
'ULYHVSULPDU\
_ :LWKIXOO\ZDUPHGXSHQJLQHUXQQLQJGXW\ _
KHDWHGR[\JHQ
_
_ FRQWUROOHG
VHQVRUKHDWHU
_
_
6HQGVDOWHUQDWRU
_ :LWKIXOO\ZDUPHGXSHQJLQHUXQQLQJ
_
FRQWUROVLJQDO
_ EDWWHU\YROWDJH
_
_ 'XULQJGULYLQJZLWKVPDOOHOHFWULFDOORDG _
_ 9
_
'HWHFWV.6VLJQDO
_ :LWKHQJLQHNQRFNLQJSXOVHV
_
'HWHFWVDOWHUQDWRU)5 _ :LWKIXOO\ZDUPHGXSHQJLQHUXQQLQJ9 _
_ EDWWHU\YROWDJHGHSHQGLQJRQHOHFWULFDO
VLJQDO
_
_ ORDG
_
*URXQGIRU0$3
_ /HVVWKDQ9DWDOOWLPHV
_
VHQVRU
_
_
'HWHFWV&.3VHQVRU _ :LWKHQJLQHUXQQLQJSXOVHV
_
_
_
*URXQGIRU&.3
_
_
VHQVRU
_
_
'HWHFWV(*7VHQVRU _ :LWKLJQLWLRQVZLWFK21,,DERXW _
VLJQDO
_ 9GHSHQGLQJRQH[KDXVWJDVWHPSHUDWXUH _
_
_
'HWHFWVSULPDU\
_ :LWKWKURWWOHIXOO\RSHQHGIURPLGOHZLWK
_
KHDWHGR[\JHQ
_ IXOO\ZDUPHGXSHQJLQHDERYH9
_
VHQVRUVHQVRU
_ :LWKWKURWWOHTXLFNO\FORVHGEHORZ9
_
VLJQDO
_
'HWHFWV0$3VHQVRU _ :LWKLJQLWLRQVZLWFK21,,DERXW9
VLJQDO
_ $WLGOHDERXW9GHSHQGLQJRQHQJLQH _
_
_ VSHHG
6HQVRUJURXQG
_ /HVVWKDQ9DWDOOWLPHV
_
_
_
3RZHUVRXUFHWR0$3 _ :LWKLJQLWLRQVZLWFK21,,DERXW9
_
VHQVRU
_ :LWKLJQLWLRQVZLWFK2))9
_
'HWHFWV7'&VHQVRU _ :LWKHQJLQHUXQQLQJSXOVHV
_
_
_
#$
_
_
_
_
_
7
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
.4PRGHO
5((
_
_
%/8:+7 _
_
5('<(/ _
_
_
5(':+7 _
_
_
_
5('%/. _
_
<(/%/8 _
_
<(/
_
_
%/.
_
_
7(&07(&6(1625
06,'(+
9669(+,&/(
63(('6(1625
,$7,17$.($,5
7(03(5$785(
6(1625
(&7(1*,1(
&22/$17
7(03(5$785(
6(1625
7367+5277/(
326,7,216(1625
9&&6(1625
92/7$*(
&<33&<36(1625
36,'(
&<30&<36(1625
06,'(
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
7UR4QG3RU7(&
QVRU
'HWHFWV966VLJQDO
_
_
_
_
'HWHFWV,$7VHQVRU _
VLJQDO
_
_
'HWHFWV(&7VHQVRU _
VLJQDO
_
_
_
'HWHFWV73VHQVRU _
VLJQDO
_
3URYLGHVVHQVRU
_
YROWDJH
_
'HWHFWV&<3VHQVRU _
_
*URXQGIRU&<3
_
VHQVRU
_
_
_
:LWKLJQLWLRQVZLWFK21,,DQGIURQWZKHHO _
URWDWLQJF\FOHV99
_
:LWKLJQLWLRQVZLWFK21,,DERXW _
9GHSHQGLQJRQLQWDNHDLUWHPSHUDWXUH
_
_
:LWKLJQLWLRQVZLWFK21,,DERXW _
9GHSHQGLQJRQHQJLQHFRRODQW
_
WHPSHUDWXUH
_
_
:LWKWKURWWOHIXOO\RSHQ9
_
:LWKWKURWWOHIXOO\FORVHGDERXW9
_
:LWKLJQLWLRQVZLWFK21,,DERXW9
_
:LWKLJQLWLRQVZLWFK2))9
_
:LWKHQJLQHUXQQLQJSXOVHV
_
_
_
_
)
G'
& '
_ ) _
! _
)
_ _ _
_
_ $75(' _ 9(/6(&21'"5#
_
_
_ $("56"%76&(('
_
_
_ 6(1625+
$51 _ /162//1/0/725
_
_
_
_ 62(12/'
_
_
_ &21752'
_
_
1
_ $51#( _ 662/6/%7
_
_
_ &21752/1("5
_
_
_ 62(12/'26/'(+
_
_
_
_
4
_ 05$7 _ 66&/6/%7
_
_
_ &21752/1("5
_
_
_ 62(12/'&6/'(+
_
_
_
_
7
_ 07#( _ 9062/0"77(5#
_
_
_ 927"$(%25
_
_
_ 62(12/'9"9(+
_
8
_
$7 _ "7&5/"7$("5
_
_
_ &26/7/216$07&'
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
2
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
127(6WDQGDUGEDWWHU\YROWDJHLV9
_
_
%
_
_
_
6H(RQGDU\JHDUV) * _ '+QGLQJRQYH)(+G+-
_
+GVHQVRU,
_ $)QYH)(R++G29
_
_
/Q)ELWRUVROHQRLG
_ $)Q)ELWRUVROHQRLG21EDWWHU\YROWDJH _
(RQWURO,
_ $)Q)ELWRUVROHQRLG2 %%29
_
_
_
6)*(RQWUROOLQHDU
_ $)JQLWLRQV3()21///++-
_
VROHQRLG+R3U
_
_
V-++\QHJDWLYH
_
_
HOH(URGH,
_
_
_ $)JQLWLRQV3()21///++-
_
6)*(RQWUROOLQHDU
_
_
VROHQRLG+R3U
_
V-++\+RVLWLYH
_
HOH(URGH,
_
_
&R3UVR-U(R*
_ $)JQLWLRQV3()21///+EDWWHU\YROWDJH _
ROHQRLGYDOYH ,
_ $)JQLWLRQV3()2%%29
_
_
_
_
'("7JHDU
_ /Q
+RVLWLRQ29
+RVLWLRQV3()JQDO, _ /QDQ\RW)U+RVLWLRQEDWWHU\YROWDJH
_
_
$UR-QG*RUVH(RQGDU\ _
_
_
JHDUV) *+G
_
_
VHQVRU,
_
_
'ULYHV
LQGL( RU,
QGL( RUW-UQHG21EDWWHU\
$)
_
_ YROWDJH
_
_
QGL( RUW-UQHG2%%29
_
_ $)
_
_
<RGH
<RGHV3()2129
$)
'(
_
_
V3()JQDO,
<RGHV3()2%%EDWWHU\YROWDJH _
_ $)
_
_
'(GULYHQ+-\ _ /QRW)UW) Q
_
RU
+RVLWLRQV+-
V+GVHQVRUVLJQDO, _
_
&"
_ 07$7 _ 9(6$/6(&21'"5# _
_ $("56"%76&((' _
_
_ 6(1625$5251'+ _
_
_
_ 7$51 _ 6/1'/6
_ /1'/&"725/$7+
_
_
_
_
_
_
_
_
05
_ '6$/'22'(
_
_
_
_ 6$07&'
_
_
_
_
_
_
_
_
$7 _ 1'1/'5/9(1
_
_
_ &5(#6&(('
_
6(1625+
_ 5('05 _ 1'5/'5/9(&5(# _ '(GULYH+-\ _ /QRW)UW) Q
_
_ 6&(('6(1625+
_ V+GVHQVRUVLJQDO, _
RU
+RVLWLRQ+-
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
1
4
7
8
_
$51 _ 1'56$/'5/9(
_ $UR-QG*RUGULYH
_
_ +-\V+GVHQVRU, _
_ &5(#6&(('
_
_
_ 6(1625$5251'+ _
_
_
#(
_ 6&26$/622'(
_ '(<RGHV3() _
_
_ 6$07&'
_ JQDO,
_
_ $515(' _ 6/1'/6
_ 'ULYHV
LQGL( RU, _
_
_
_ /1'/&"725/$7+
_
_
_
_
_
_
_
_
_
_ $5107 _ '/1'/'/1'/&"725 _ 'ULYHV
LQGL( RU, _
_
_ /$7+
_
_
_
_
_
_
_
_
_
_
_ 5('$7 _ 1'16$/'5/9(1
_ $UR-QG*RUGULYHQ
_
_
_ &5(#6&(('
_ +-\V+GVHQVRU, _
_
_ 6(1625$5251'+ _
_
$)<RGHV3()2129
$)<RGHV3()2%%EDWWHU\YROWDJH
QGL( RUW-UQHG21EDWWHU\
$)
YROWDJH
$)
QGL( RUW-UQHG2%%29
$)
QGL( RUW-UQHG21EDWWHU\
YROWDJH
QGL( RUW-UQHG2%%29
$)
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
)
L
#
$*1267,&7528%/(&2'('7& _
6<67(0,1',&$7('
_
3DJH
_
_
_ 32:(575$,1&21752/02'8/(3&0 _
_
_
_ 35,0$5<+($7('2;<*(16(1625
_
_
_
_
_
_ 35,0$5<+2 6
_
_ 0$1,)2/'$%62/87(35(6685(0$3 _
_
_
_ 6(1625
_
_
_
_ &5$1.6+$)7326,7,21&.36(1625 _
_
_
_ (1*,1(&22/$177(03(5$785((&7 _
_
_
_ 6(1625
_
_
_
_ 7+5277/(326,7,21736(1625
_
_
_
_ 723'($'&(175(326,7,217'&
_
_
_
_ 6(1625
_
_
_
_ 1R&</,1'(5326,7,21&<36(1625 _
_
_
_ ,17$.($,57(03(5$785(,$76(1625 _
_
_
_ ,'/($,5&21752/,$&9$/9(
_
_
_
_ 9(+,&/(63(('6(1625966
_
_
_
_ 97(&62/(12,'9$/9(
_
VHHVHFWLRQ
_
_
_
_ .12&.6(1625
_
#
_
_ 35,0$5<+($7('2;<*(16(1625
_
_
_
_ 35,0$5<+ 6+($7(5
_
_
_
_ (;+$867*$67(03(5$785((*7
_
_
_
_ 6(1625
_
_
_
_ 6(&21'$5<+($7('2;<*(16(1625 _
_
_
_ 6(&21'$5<+2 6
_
_
_
_ 6(&21'$5<+($7('2;<*(16(1625 _
_
_
_ 6(&21'$5<+2 6+($7(5
_
_
_
_ $8720$7,&75$160,66,21
_
VHFWLRQ
_
7KH0,/PD\FRPHRQLQGLFDWLQJDV\VWHPSUREOHPZK HQLQIDFWWKHUHLVDSRRURULQWHUPLWWHQWHOHFWULFDOFRQQHFWLRQ)LUVW
FKHFNWKHHOHFWULFDOFRQQHFWLRQVFOHDQRUUHSDLUF RQQHFWLRQVLIQHFHVVDU\
""""
K)*),V\VWHPRQWKLVPRGHOLVDVHTXHQWLDOPXOWLSRUWI XHOLQMHFWLRQV\VWHP
$%
##
K)&FRQWDLQVPHPRULHVIRUWKHEDVFGLVFKDUUD
QVD
DUVQQHV+VDQDQ+UVVUV7KEDVF
VFKD
!
!
>
!
#$!
!
%!
$& !
!
-
)#'
$%
-
(
)
&
6WDUWLQJ&RQWURO
:KHQWKHHQJLQHLVVWDUWHGWKH&0S+YHVDULFKPL[WXUHE\LQFUHDVLQJIXHOLQMHFWRUGXUDWLRQ
)XHO3XPS&RQWURO
:KHQWKHLJQLWLRQVZLWFKLVLQLWLDOO\WXUQHG21,, WKH3&0VXSSOLHVJURXQGWRWKH3*0),PDLQUHOD\WKDWVXSSOLHV
FXUUHQWWRWKHIXHOSXPSIRUWZRVHFRQGVWRSUHVVXU LVHWKHIXHOV\VWHP
:KHQWKHHQJLQHLVUXQQLQJWKH3&0VXSSOLHVJURXQG WRWKH3*0),PDLQUHOD\WKDWVXSSOLHVFXUUHQWWRWKHIXHOSXPS
'XULQJ'HFHOHUDWLRQZLWKWKHWKURWWOHYDOYHFORVHG FXUUHQWWRWKHIXHOLQMHFWRUVLVFXWRIIWRLPSURYHIXHOHFRQRP\DW
VSHHGVRYHUUSPPLQ
)DLOVDIH)XQFWLRQ
:KHQDQDEQRUPDOLW\RFFXUVLQDVLJQDOIURPDVHQVR UWKH3&0LJQRUHVWKDWVLJQDODQGDVVXPHVDSUHSU RJUDPPHGYDOXHIRU
WKDWVHQVRUWKDWDOORZVWKHHQJLQHWRFRQWLQXHWRU XQ
%DFNXS)XQFWLRQ
:KHQDQDEQRUPDOLW\RFFXUVLQWKH3&0LWVHOIWKHI XHOLQMHFWRUVDUHFRQWUROOHGE\DEDFNXSFLUFXLWL QGHSHQGHQWRIWKHV\VWHP
LQRUGHUWRSHUPLWPLQLPDOGULYLQJ
6HOIGLDJQRVLV)XQFWLRQ>0DOIXQFWLRQ,QGLFDWRU/D PS0,/@
:KHQDQDEQRUPDOLW\RFFXUVLQDVLJQDOIURPDVHQVR UWKH3&0VXSSOLHVJURXQGIRUWKH0,/DQGVWRUHVWKHFRGHLQHUDVDEOH
PHPRU\:KHQWKHLJQLWLRQLVLQLWLDOO\WXUQHG21 ,,WKH3&0VXSSOLHVJURXQGIRUWKH0,/IRUWZRVHFRQGVWRFKHFNWKH0,/
EXOEFRQGLWLRQ
%
'
%
%
""
,
, 4
,
$V
GXVWWKHLGOHVSHHGE\PHDQVRID+RQGD3*07(67(5,I
QRWFKHFNWKHIROORZLQJ
127(%HIRUHVHWWLQJWKHLGOHVSHHGFKHFNWKHIROORZLQJ
LWHPV
7KH ,&KDVQRWEHHQUHSRUWHGRQ
,JQLWLRQWLPLQJ
6SDUNSOXJV
$LUFOHDQHU
3&9V\VWHP
&RQQHFWDWDFKRPHWHU
7(677$&+20(7(5&211(&725
7$&+20(7(5
%$77(5<
&$3
,'/($'-867,1*6&5(:
$IWHUWXUQWKHLGOHDGMXVWLQJVFUHZFKHFNWKH
LGOHVSHHGDJDLQ,ILWLVRXWRIVSHFWXUQWKHLGOH
DGMXVWLQJVFUHZWXUQDJDLQ
127('RQRWWXUQWKHLGOHDGMXVWLQJVFUHZPRUH
WKDQZLWKRXWFKHFNLQJWKHLGOHVSHHG
,GOHWKHHQJLQHIRURQHPLQXWHZLWKKHDWHUIDQ
VZLWFKDW+,DQGDLUFRQGLWLRQHURQWKHQFKHFNWKH
LGOHVSHHG
"$#
+&'&U()
*
$
)
127(
'RQRWWXUQWKHLGOHDGMXVWLQJVFUHZZKHQWKH
VLUFRQGLWLRQHULVRQ
,IWKHLGOHVSHHGLVQRWZLWKLQVSHFLILFDWLRQVHH
6\VWHP7URXEOHVKRRWLQJ*XLGH
6WDUWWKHHQJLQH+ROGWKHHQJLQHDWUSPP LQ
ZLWKQRORDGXQWLOWKHUDGLDWRUIDQFRPHVRQWKHQ OHWLW
LGOH
&KHFNWKHLGOHVSHHGZLWKQRORDGFRQGLWLRQV
KHDGOLJKWVEORZIDQUHDUGHIRJJHUUDGLDWRUIDQ DQGDLU
FRQGLWLRQLQJQRWRSHUDWLQJ
,IWKHUHLVQRFOLFNLQJVRXQGFKHFNWKH3&9YDOYH
JURPPHWIRUFUDFNVRUGDPDJH,IWKHJURPPHWLV2.
UHSODFHWKH3&9YDOYHDQGUHFKHFN
,
"$#
%&&'&U()
*
$
)
$GMXVWWKHLGOHVSHHGLIQHFHVVDU\E\WXUQLQJW KH
LGOHDGMXVWLQJVFUHZWXUQFORFNZLVHRU
FRXQWHUFORFNZLVH
11-146
Relieving
Before disconnecting fuel pipes or hoses, release p ressure
from the system by loosening the fuel pulsation dam per on
top of the fuel rail.
Inspection
1. Relieve the fuel pressure.
2. Remove the fuel pulsation damper from the fuel
rail. Attach the fuel pressure gauge attachment
and fuel pressure gauge.
1.
2.
1.
2.
3.
4.
3.
5HPRYHWKHEUDFNHWWKHIXHOJDXJHVHQGLQJXQLW
WKHKRVHDQGWKHZLUHKDUQHVVIURPWKHIXHOILOWHU
'RQRWVPRNHZKLOHZRUNLQJRQWKHIXHOV\VWHP
.HHSRSHQIODPHVRUVSDUNVDZD\IURPWKHZRUNDUHD
7KHIXHOILOWHUVKRXOGEHUHSODFHGZKHQHYHUWKHIXH OSUHVVXUH
GURSVEHORZWKHVSHFLILHGYDOXH>N3D
NJIFPSVLZLWKWKHIXHOSUHVVXUHUHJXODWRUYDF XXP
KRVHGLVFRQQHFWHGDQGSLQFKHG@DIWHUPDNLQJVXUHWK DWWKH
IXHOSXPSDQGWKHIXHOSUHVVXUHUHJXODWRUDUH2.
5HOLHYHWKHIXHOSUHVVXUH # ,
5HPRYHWKHDFFHVVSDQHOIURPWKHIORRU
7XUQWKHLJQLWLRQVZLWFK2))WKHQGLVFRQQHFWWKHIXHO
SXPS3FRQQHFWRU
'LVFRQQHFWWKHTXLFNFRQQHFWILWWLQJVIURPWKHIXHOSXPS
5HPRYHWKHEROWVDQGWKHIXHOSXPSDVVHPEO\
)8(/6(1',1*81,7
)8(/),/7(5
:,5(+$51(66
7(50,1$/
)8(/3803
%5$&.(7
68&7,21),/7(5
%5$&.(7
68&7,21),/7(5
)8(/3803
7$%
&/$03
:KHQFRQQHFWLQJWKHIXHOSXPSPDNHVXUHWKH
FRQQHFWLRQLVVHFXUHDQGWKHVXFWLRQILOWHULVILUP O\
FRQQHFWHGWRWKHIXHOSXPS
,QVWDOOWKHSDUWLQWKHUHYHUVHRUGHURIUHPRYDO ZLWK
DQHZEDVHJDVNHWWKHQFKHFNWKHIROORZLQJLWHPV
:KHQFRQQHFWLQJWKHZLUHKDUQHVVPDNH
VXUHWKHFRQQHFWLRQLVVHFXUHDQGWKHWHUPLQDO
LVILUPO\ORFNHGLQSODFH
&KHFNWKDWWKHWDERIWKHFODPSGRHVQRW
LQWHUIHUHZLWKWKHZLUHKDUQHVV
'RQRWSXVKWKHORZHUSDUWRIWKHVXFWLRQILOWHU
:KHQLQVWDOOLQJWKHIXHOJDXJHVHQGLQJXQLW
PDNHVXUHWKHFRQQHFWLRQLVVHFXUHDQGWKH
FRQQHFWRULVILUPO\ORFNHGLQWRSODFH%H
FDUHIXOQRWWREHQGRUWZLVWLWH[FHVVLYHO\
1PNJIPOEIIW
%$6(*$6.(75HSODFH
0
"""
.
-
- +
+
-++
+
%+ %
-
' -
*+*
- +
*
+
! "
1
#$%&$#'&(
%)'*+(
#,-+.(/*0*+(
,&2%&(/)*3 ! "
1
)
6
6
3
1
7
#$%&$#'&(
%)'*+(
#,-+.(/*0*+(
/**&#$%&
(8)((%&%/*'
8
36
.
#4
4
"
6
3
4
1
1
#,-+.(/*0*+(
#$%&$#'&(
%)'*+(
#$%&.8&#(8
:
;
"""
YDFXXPKRVHWRWKH(9$3FRQWURO
FDQLVWHUIURPWKHWRSRIWKHWKURWWOHERG\FRQQHFWD
YDFXXPJDXJHWRWKHWKURWWOHERG\
9$&8803803*$8*(
$OORZWKHHQJLQHWRLGOHDQGFKHFNWKDWWKHJDXJH
LQGLFDWHVQRYDFXXP
,IWKHUHLVYDFXXPFKHFNWKHWKURWWOHFDEOH
&KHFNWKDWYDFXXPLVLQGLFDWHGRQWKHJDXJHZKHQ WKH
WKURWWOHLVRSHQHGVOLJKWO\IURPLGOH
,IWKHJDXJHLQGLFDWHVQRYDFXXPFKHFNWKHWKURWWOH
ERG\SRUW,IWKHWKURWWOHERG\SRUWLVFORJJHGFOHDQLW
ZLWKFDUEXUHWRUFOHDQHU
6WRSWKHHQJLQHDQGFKHFNWKDWWKHWKURWWOHFDEOH
RSHUDWHVVPRRWKO\ZLWKRXWELQGLQJRUVWLFNLQJ
,IWKHUHDUHDQ\DEQRUPDOLWLHVLQWKHDERYHVWHSV
FKHFNIRU
([FHVVLYHZHDURUSOD\LQWKHWKURWWOHYDOYH
VKDIW
6WLFN\RUELQGLQJWKURWWOHOLQNDWWKHIXOO\FORVHG
SRVLWLRQ
&OHDUDQFHEHWZHHQWKURWWOHVWRSVFUHZDQG
WKURWWOHOHYHUDWWKHIXOO\FORVHGSRVLWLRQ
7+5277/(/,1.
7+5277/(6&5(:6723'RQRWDGMXVW
7KHUHVKRXOGEHQRFOHDUDQFH
5HSODFHWKHWKURWWOHERG\LIWKHUHLVH[FHVVLYHSOD \LQ
WKHWKURWWOHYDOYHVKDIWRULIWKHVKDIWLVELQGLQJRU
VWLFNLQJ
127(
'RQRWDGMXVWWKHWKURWWOHVWRSVFUHZ
$IWHUUHDVVHPEO\DGMXVWWKHWKURWWOHFDEOH ,
7KH73VHQVRULVQRWUHPRYHDEOH
1
0
!"
# !"
$"% &%
'( ) 5HSODFH
** ! *+*,-.)/0-.-
# !"
*+!+*,-.)+0-.-
"!') 5HSODFH
"!'
1% 123!'& 4
&
5+!+5,-.)*+/0-.-
&6%6
"!') 5HSODFH
!"
#
#
!
!#
!
!#
!
"
#
*
2
3
6
$%&'(&%)&
)+',&-'+);=01
'0&
$0/!$4'=5%
;%&(',%
#
#
*
2
(/&
'0&
$%&'(&%(/&
*
#
7
#
)#!
1
7KHHYDSRUDWLYHHPLVVLRQFRQWUROVDUHGHVLJQHGWRP LQLPLVHWKHDPRXQWRIIXHOYDSRXUHVFDSLQJWRWKHD WPRVSKHUH7KHV\VWHP
FRQVLVWVRIWKHIROORZLQJFRPSRQHQWV
$Q(9$3FRQWUROFDQLVWHULVXVHGIRUWKHWHPSRUDU\VWRUDJHRIIXHOYDSRXUXQWLOWKHIXHOYDSRXUFDQEH SXUJHVIURPWKH(9$3
FRQWUROFDQLVWHULQWRWKHHQJLQHDQGEXUQHG
(9$3FRQWUROFDQLVWHUSXUJLQJLVDFFRPSOLVKHGE\GU DZLQJIUHVKDLUWKURXJKWKH(9$3FRQWUROFDQLVWHUD QGLQWRDSRUWRQWKH
WKURWWOHERG\7KHSXUJLQJYDFXXPLVFRQWUROOHGE\ WKH(9$3SXUJHFRQWUROGLDSKUDJPYDOYHDQGWKH(9$3 SXUJHFRQWURO
VROHQRLGYDOYH
!"#
:KHQIXHOYDSRXUSUHVVXUHLQWKHIXHOWDQNLVKLJKH UWKDQWKHVHWYDOXHRIWKH(9$WZRZD\YDOYHWKHYDOYHRSHQVDQG
UHJXODWHVWKHIORZRIIXHOYDSRXUWRWKH(9$3FRQWUROFDQLVWHU
!$%"&'%
"()(*%
!$%!+%%
)&",)%&+",
$,-)&",)%)%&)+
%
+&",$.&"%+-/"0!$
,+)$&),
.
$,-)&",)%
+/,-.%
!,/+,
!$%"&'
)
%
"$ ((
!"!!#"
(
!
$
&'&
$
!"
*
!"#$
%&!
+ %
!"#$ %
&'(
7HUPLQDO9ROWDJH0HDVXULQJ
&RQGLWLRQV
$7&RQWURO6\VWHP.4DQG.80RGHOVZLWK
':(QJLQH
-
-
3&0&211(&725$3
7HUPLQDO 6LJQDO
'HVFULSWLRQ
1XPEHU
!(
!!
'
(
!(
!!
))
*
$
+
11
2
!(
!!
31
)-), 4
+ (
!
3&0&211(&725%3
7HUPLQDO 6LJQDO
'HVFULSWLRQ
1XPEHU
4
"5 !!
41
7 5
47
822)- 892
! !!
4'
"51 !!
4$
71 5
4
822) 892
! !!!
47
)2)- )
(
! !!
41$
25
5
41
%4: 4
+9!! !!
411
251
5
410
)2) )
(
! !!!
0HDVXULQJ&RQGLWLRQV7HUPLQDO9ROWDJH
"
!#$%
!#!! &$%
"
"
!#$%
!#!! &$%
"
,(-(.""/
+
!#0%
,(-(.""/
+
!
#$%
!#$%
"
"
!#!! &$%
4
+ !
! #4
4
+ !
#$%
0HDVXULQJ&RQGLWLRQV7HUPLQDO9ROWDJH
,(-(.""/#4
,"(-66#$%
7HUPLQDO9ROWDJH0HDVXULQJ
&RQGLWLRQV
()
$7&RQWURO6\VWHP.4DQG.80RGHOVZLWK
':(Q Q$%QW&'
*++$7*,'$'
7HUPLQDO 6LJQDO
'HV%U .WLRQ
+XPEHU
9(/
_ 6HFRQGDU\JHDUVKDIWVSHHG
_ VHQVRUVLJQDOLQSXW
_
'
_ 62/,1+ _ ,QKLELWRUVROHQRLGFRQWURO
_
_
_
_
'
_ 6+/60 _ 6KLIWFRQWUROOLQHDUVROHQRLGSRZHU
_
_
_ VXSSO\QHJDWLYHHOHFWURGH
_
'
_ 6+/63 _ 6KLIWFRQWUROOLQHDUVROHQRLGSRZHU
_
_
_ VXSSO\SRVLWLYHHOHFWURGH
_
'
_ 9%62/ _ 3RZHUVXSSO\IRUVROHQRLGYDOYHV
_
_
_
_
'
_ $735 _ $7JHDUSRVLWLRQVZLWFK
_
_
_ SRVLWLRQLQSXW
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
'
'
'
'
'
'
'
'
'
'
_
_
_
_
_
_
_
_
_
_
_
_
0HDVXULQJ&RQGLWLRQV7HUPLQDO9ROWDJH
'HSHQGLQJRQYHKLFOHVSHHG3XOVLQJVLJQDO
:KHQYHKLFOHLVVWRSSHG$SSUR[9
:LWKLQKLELWRUVROHQRLG21%DWWHU\YROWDJH
:LWKLQKLELWRUVROHQRLG2))9
:LWKLJQLWLRQVZLWFK21,,3XOVLQJVLJQDO
:LWKLJQLWLRQVZLWFK21,,%DWWHU\YROWDJH
:LWKLJQLWLRQVZLWFK2))9
SRVLWLRQ9
,Q
,QRWKHUWKDQ
SRVLWLRQ$SSUR[9
_
_
_
_
_
_
_
_
_
_
_
_
_ 9(/6* _ 6HFRQGDU\JHDUVKDIWVSHHG
_
_
_
_ VHQVRUJURXQG
_
_
_
_
_ 6,1' _
LQGLFDWRUOLJKWFRQWURO
LQGLFDWRUOLJKWFRPHV
:LWK6PRGHVZLWFK21DQG
_ RQ%DWWHU\YROWDJH
_
_
_
_
_
_
_
LQGLFDWRUOLJKW2))9
_
_
_
_
_
'6: _ 'PRGHVZLWFKVLJQDOLQSXW
_ :LWK'PRGHVZLWFK219
_
_
_
_ :LWK'PRGHVZLWFK2))$SSUR[9
_
_
_
1'1 _ 'ULYHQSXOOH\VSHHGVHQVRUVLJQDO _ ,QRWKHUWKDQ
DQG
SRVLWLRQ3XOVLQJVLJQDO
_
_
_ LQSXW
_
_
_
1'5 _ 'ULYHSXOOH\VSHHGVHQVRUVLJQDO _ ,QRWKHUWKDQ
DQG
SRVLWLRQ3XOVLQJVLJQDO
_
_
_ LQSXW
_
_ 1'56* _ 'ULYHSXOOH\VSHHGVHQVRUJURXQG _
_
_
_
_
_
_
66: _ 6RU6PRGHVZLWFKVLJQDOLQSXW _ :LWK6PRGHVZLWFK219
_
_
_
_ :LWK6PRGHVZLWFK2))$SSUR[9
_
_
_
_
6,1' _
LQGLFDWRUOLJKWFRQWURO
LQGLFDWRUOLJKWFRPHV
:LWK6PRGHVZLWFK21DQG
_ RQ%DWWHU\YROWDJH
_
_
_
_
_
_
_
LQGLFDWRUOLJKW2))9
_
_
_
_
_
_
',1' _ ',QGLFDWRUOLJKWFRQWURO
_ :KHQLJQLWLRQVZLWFKLVILUVWWXUQHG21,,%DWWHU\
_
_
_
_ YROWDJHIRUWZRVHFRQGV
_
_
_
_ ,Q
SRVLWLRQ%DWWHU\YROWDJH
_ 1'16* _ 'ULYHQSXOOH\VSHHGVHQVRUJURXQG _
_
_
_
_
_
)
(DQG.*0RGHOV
&KHFNLQJWKH'LDJQRVWLF7URXEOH&RGH'7&
FRQQHFWLQJZLWKWKH6SHFLDO7RROWRWKH6HUYLFH&KHFN&RQQHFWRU
LQGLFDWRUOLJKWLQWKHJDXJHDVVHPEO\ZLOOEOLQN
'3&0VHQVHVDQDEQRUPDOLW\LQWKHLQSXWRURXWSXWV\VWHPVWKH
:KHQWKH6HUYLFH&KHFN&RQQHFWRUORFDWHGXQGHUWKH GDVKRQWKHSDVVHQJHUVVLGHLVFRQQHFWHGZLWKWKH VSHFLDOWRRODVVKRZQ
LQGLFDWRUOLJKWZLOOEOLQNWKH'LDJQRVWLF7URXEOH &RGH'7&ZKHQWKHLJQLWLRQVZLWFKLVWXUQHG21, ,
WKH
LQGLFDWRUOLJKWKDVEHHQUHSRUWHGRQFRQQHFWWKH 6HUYLFH&KHFN&RQQHFWRUZLWKWKHVSHFLDOWRRO
:KHQWKH
7KHQWXUQ21,,WKHLJQLWLRQVZLWFKDQGREVHUYHWKH
LQGLFDWRUOLJKW
*$8*($66(0%/<
,1',&$725/,*+7
6&66+257&211(&7253$=
6(59,&(&+(&.&211(&7253
127(
,IWKH
LQGLFDWRUOLJKWDQGWKH0,/0DOIXQFWLRQ,QGLFDWRU /DPSFRPHRQDWWKHVDPHWLPHIROORZWKLVSURFHGXUH
5HFRUGWKH'7&VIRUWKHIXHOHPLVVLRQVDQG$7V\VWHPV
&KHFNWKHIXHODQGHPLVVLRQV\VWHPLQGLFDWHGE\W KH'7&
:ULWHGRZQWKHQXPEHUVRIWKHFXVWRPHUVUDGLRVWDWLRQSUHVHWV
5HVHWWKH3&0PHPRU\E\UHPRYLQJWKH%$&.83IXVHLQWKHSDVVHQJHUVXQGHUGDVKIXVHUHOD\ER[IRUP RUHWKDQ
VHFRQGV
'ULYHWKHYHKLFOHIRUVHYHUDOPLQXWHVDWDVSHHG RYHUPSKNPKDQGWKHQUHFKHFNWKH'7&V
)
3URFHGXUHV
"
.(DQG.*0RGHOVRQWG
L
&DJQRVWLF7URXEOHG&)
ZLW DQ*"&%DQ7RRORUWKH$GD3*07HVWHU
LQGLFDWRUOLJKWLQWKHJDXJHDVVHPEO\ZLOOEOLQN
:Q3&0VHQVHVDQDEQRUPDOLW\LQWKHLQSXWRURXWSXWV\VWHPVWKH
:Q3QN&RQQHFWRU/&!/ORXQ
RQ
QJ
!
RQQR2#$Q%RROR
+RQ3'0%
RZQWKHVFDQWRRORUWHVWHUZLOOLQGLFDWHWKH JQR
%RXO&RGH/%&!ZKHQWKHLJQLWLRQVZLWFKLV
WXUQHG2(/))!
:Q
QROLJ
QRRQRQQ2#$Q%RROR+RQ3'0%
R&/3!%XQ
JQRQVZLWFK2(/))!QR
*%&RQWKHVFUHHQRIWKH$Q%RROR+RQ3'0%
,+QQJ%&
UHIHUWRWKH$\R-R-&RPSRQHQW&KDUW.OO$\
+R
/#DJH/-0!Q/3DJH/-/!
(2%.1$2#$Q%RROR+RQ3'0%
X
2
QXO+R
+QVXRQV
&%)%&'(.*(((*,*
3 $*(&%*07(#)()*"&%%(
)**&
(2%.1
QROLJQ0)/0DOIXQFWLRQ)QR!RRQ
+ROORZWKLVSURFHGXUH1
)+
4R%&VIRUWKHIXHO5
RQVQ,5%
\
3 &KHFNWKHIXHODQGHPLVVLRQV\VWHPLQGLFDWHGE\WKH %&
0 :RZQWKHQXPEHUVRIWKHFXVWRPHU 2
R
RQ
/ 4
3&0PHPRU\E\UHPR*QJ#,&.83IXVHLQWKHSDVVHQJHU 2
XQ-
+X
5O\R8+RRQ9
RQ
: **O+R
*OQX
R*09/:9NP5!QQNWKH%&V
RQQQJ#,&.83IXVHDOVRFDQFHOVWKHUDGLRSUHVHWVWDWLRQV FORFNVHWWLQJDQGWKHIHHGEDFNVLJQDOIRUWKHVWDUW
FOXWFKFRQWURO0DNHDQRWHRIWKHUDGLRSUHVHWVEHIRUHUHPR*QJ+X
R\RXQ
QRR
+NVLJQDOIRUWKHVWDUWFOXWFKFRQWURODJDLQIROORZ WKH0HPRULVLQJ;N$JQORX
/#DJH/-<Q
2==+4->
RQXOFR(R3$3+99!
)
3URFHGXUHV
.(DQG.*0RGHOVRQWG
"
[PP1PNJIPOEIIW
3&0
,QVSHFWWKHFLUFXLWRQWKH3&0DFFRUGLQJWRWKH
WURXEOHVKRRWLQJIORZFKDUWZLWKDGLJLWDOPXOWLWHVWH UDQGD
WDSHUHGWLSSUREHDVVKRZQ
30HVHW3URFHGXUH
7XUQWKHLJQLWLRQVZLWFKRII
5HPRYHWKH%$&.83IXVH$IURPWKH
XQGHUGDVKIXVHUHOD\ER[IRUVHFRQGVWRUHVHW
WKH3&0
127('LVFRQQHFWLQJWKH%$&.83IXVHDOVR
FDQFHOVWKHUDGLRSUHVHWVWDWLRQVFORFNVHWWLQJDQ G
WKHIHHGEDFNVLJQDOIRUWKHVWDUWFOXWFKFRQWURO
0DNHQRWHRIWKHUDGLRSUHVHWVEHIRUHUHPRYLQJ
WKHIXVHVR\RXFDQUHVHWWKHPDQGWRPHPRULVH
WKHIHHGEDFNVLJQDOIRUWKHVWDUWFOXWFKFRQWURO
DJDLQIROORZWKH6WDUW&OXWFK&DOLEUDWLRQ3URFHGXUH
HH3DJHLQWKH+59VKRSPDQXDO
FRGH1R6+
3&0
',*,7$/08/7,7(67(5&RPPHUFLDOO\DYDLODEOHRU
7$3(5('7,3352%(
81'(5'$6+)86(5(/$<%2;
%$&.83)86($
!LQDO3URFHGXUH
127(7KLVSURFHGXUHPXVWEHGRQHDIWHUDQ\
WURXEOHVKRRWLQJ
5HPRYHWKHVSHFLDOWRROIURPWKH6HUYLFH&KHFN
&RQQHFWRU
5HVHWWKH3&0
6HWWKHUDGLRSUHVHWVWDWLRQVDQGFORFNVHWWLQJ
)ROORZWKH6WDUW&OXWFK&DOLEUDWLRQ3URFHGXUHWR
VWRUHLQWKH3&0 HH3DJHLQWKH+59
VKRSPDQXDOFRGH1R6+
!!
UW
(OHFWULFDO6\VWHP.(DQG.*0RGHOV
1XPEHURI
:KHQ3&0 ,QGLFDWRU/LJKW
VHQVHV
LQGLFDWHV
DEQRUPDOLW\
6\PSWRP
'7&RQ+RQGD
LQGLFDWRU
3*07HVWHU
OLJKW
'7&RQ2%'
6FDQ7RRO
_
_ 7UDQVPLVVLRQVKLIWV
_
_
VDPHDV
%OLQNV
_
_
SRVLWLRQLQDQ\
_
_
SRVLWLRQV
_
3
_
_
_
_ 7UDQVPLVVLRQVKLIWV
_ 'RHVQRWEOLQN _
_
VDPHDV
_
_
_
SRVLWLRQLQDQ\
_
_
_
SRVLWLRQV
_
_
3
_
_ 3RRUDFFHOHUDWLRQ
_
_
_ IODUHVRQVWDUWLQJRII
_
_
_
_
_
_
_
%OLQNV
_
_
_
_
_
_
3
_
_
_
_
_
_
_ 3RRUDFFHOHUDWLRQ
_
_
_ IODUHVRQVWDUWLQJRII
_
_
_
_
%OLQNV
_
_
_
_
_
_
_
3
_
_
_
_
_
_
_ 3RRUDFFHOHUDWLRQ
_
_
_ IODUHVRQVWDUWLQJRII
_
_
_
_
%OLQNV
_
_
_
_
_
_
_
3
_
_
_
_
_
_
_ 1RVSHFLILFV\PSWRP
_
_
_ DSSHDUV
_
%OLQNV
_
_
_
_
_
_
_
3
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
5HIHUWR
3DJHLQ
WKH
3RVVLEOH&DXVH
+59
VKRS
PDQXDO
6+
6KRUWLQ$7JHDUSRVLWLRQVZLWFKZLUH
_
6HH _
)DXOW\$7JHDUSRVLWLRQVZLWFK
_
SDJH _
_ _
_
_
_
_
'LVFRQQHFWHG$7JHDUSRVLWLRQVZLWFK _
6HH _
FRQQHFWRU
_
SDJH _
2SHQLQ$7JHDUSRVLWLRQVZLWFKZLUH
_ _
_
)DXOW\$7JHDUSRVLWLRQVZLWFK
_
_
_
_
'LVFRQQHFWHGVROHQRLGKDUQHVV
6HH _
_
FRQQHFWRU
SDJH _
_ _
6KRUWRURSHQLQVKLIWFRQWUROOLQHDU
_
VROHQRLGZLUH
_
_
)DXOW\VKLIWFRQWUROOLQHDUVROHQRLG
_
_
2SHQLQ9%62/OLQH
_
_
)DXOW\3*OLQH
_
'LVFRQQHFWHGVROHQRLGKDUQHVV
_
6HH _
FRQQHFWRU
_
SDJH _
6KRUWRURSHQLQ3+3/FRQWUROOLQHDU
_ _
_
VROHQRLGZLUH
_
_
)DXOW\3+3/OLQHDUVROHQRLG
_
_
2SHQLQ9%62/OLQH
_
_
)DXOW\3*OLQH
_
'LVFRQQHFWHGVROHQRLGKDUQHVV
_
6HH _
FRQQHFWRU
_
SDJH _
6KRUWRURSHQLQVWDUWFOXWFKFRQWUROOLQHDU _ _
_
VROHQRLGZLUH
_
_
)DXOW\VWDUWFOXWFKFRQWUROOLQHDUVROHQRLG _
_
2SHQLQ9%62/OLQH
_
_
)DXOW\3*OLQH
_
'LVFRQQHFWHGVROHQRLGKDUQHVV
_
6HH _
FRQQHFWRU
_
SDJH _
6KRUWRURSHQLQLQKLELWRUVROHQRLGZLUH
_ _
_
)DXOW\LQKLELWRUVROHQRLG
_
_
2SHQLQ9%62/OLQH
_
_
)DXOW\3*OLQH
_
!!
UW
%ULFDO6\VWHP.(DQG.*0RGHOV%RQW'
#$
UR%
!K
Q&0 &Q%RU'!K
-
%
UWR
!
Q
VHQVHV
Q%
V
DQRUPDOLW\
K
..
6\PSWRP
RVVL
&$VH
*-/
()&RQ*RQGD
VKRS
Q%RU
*0)
VWHU
PDQ$
OL!K"
011*22'
()&RQ+,(
%Q)RRO
_
_ 3RRUDFFHOHUDWLRQ
_ 'LVFRQQHFWHGGULYHSXOOH\VSHHGVHQVRU _
_
_
_ IODUHVRQVWDUWLQJRII
_
FRQQHFWRU
_
!
_
%OLQNV
_
_
_ 6KRUWRURSHQLQGULYHSXOOH\VSHHG
_ _
_
_
_
_
VHQVRUZLUH
_
_
_
3
_
_ )DXOW\GULYHSXOOH\VSHHGVHQVRU
_
_
_
_ 3RRUDFFHOHUDWLRQ
_ 'LVFRQQHFWHGGULYHQSXOOH\VSHHGVHQVRU _
_
_
_
_ IODUHVRQVWDUWLQJRII
_
FRQQHFWRU
_
!
_
_
%OLQNV
_
_
_ 6KRUWRURSHQLQGULYHQSXOOH\VSHHG
_ _
_
_
_
_
_
VHQVRUZLUH
_
_
_
_
3
_
_ )DXOW\GULYHQSXOOH\VSHHGVHQVRU
_
_
_ 'LVFRQQHFWHGVHFRQGDU\JHDUVKDIW
_ 3RRUDFFHOHUDWLRQ
_
_
_
_
VSHHGVHQVRUFRQQHFWRU
_
_ IODUHVRQVWDUWLQJRII
_
_
!
_
_ _
_ 6KRUWRURSHQLQVHFRQGDU\JHDUVKDIW
_
_
%OLQNV
_
_
VSHHGVHQVRUZLUH
_
_
_
_
_
_
_ )DXOW\VHFRQGDU\JHDUVKDIWVSHHG
_
3
_
_
_
_
VHQVRU
_
_
_
_
_
_
_
_ 3RRUDFFHOHUDWLRQ
_ )DXOW\VKLIWFRQWUROV\VWHP
_
_
_
_
_ IODUHVRQVWDUWLQJRII
_
_
!
_
_
%OLQNV
_
_
_
_ _
_
_
_
_
_
_
_
_
_
3
_
_
_
_
_
_ 3RRUDFFHOHUDWLRQ
_ )DXOW\VWDUWFOXWFKFRQWUROV\VWHP
_
_
_
_
_
_ IODUHVRQVWDUWLQJRII
_
!
_
_
%OLQNV
_
_ _
_
_
_
_
_
_
_
_
_
_
_
_
3
_
_
127(
,IDFXVWRPHUGHVFULEHGWKHV\PSWRPIRUFRGH3LWZLOOEHQHFHVVDU\WRUHFUHDWHWKHV\PSWRPE\WHVWGULYLQJWKHQ
UHFKHFNWKH'7&
LQGLFDWRUOLJKWDQGWKH0DOIXQFWLRQ,QGLFDWRU/DPS 0,/PD\FRPHRQVLPXOWDQHRXVO\,IVRUHSDLUWKH
6RPHWLPHVWKH
3*0),V\VWHPDFFRUGLQJWRWKH'7&WKHQUHVHWWKHPHPRU\E\UHPRYLQJWKH%$&.83IXVHLQWKHXQGHUGD VKIXVHUHOD\
ER[IRUPRUHWKDQVHFRQGV'ULYHWKHYHKLFOHIRUVHYHUDOPLQXWHVDWDVSHHGRYHUPSKNPK WKHQUHFKHFNWKH
'7&
+
+
'
0RGHOVZLWK':(QJLQH
HHQJLQHWRQRUPDORSHUDWLQJWHPSHUDWXUHWKHUDGLD WRUIDQFRPHVRQ
SRVLWLRQZKLOHGHSUHVVLQJWKHEUDNH
$SSO\WKHSDUNLQJEUDNHDQGEORFNWKHZKHHOV6W DUWWKHHQJLQHWKHQVKLIWWRWKH
SHGDO'HSUHVVWKHDFFHOHUDWRUSHGDODQGUHOHDVHL WVXGGHQO\7KHHQJLQHVKRXOGQRWVWDOO
SRVLWLRQ
7HVWLQ
3DUNWKHFDURQDVORSHDSSUR[DSSO\WKHSDUNLQJEUDNHDQGVKLIWLQWR
SRVLWLRQ5HOHDVHWKHEUDNHWKHFDUVKRXOG
QRWPRYH
7HVWGULYHWKHFDURQDIODWURDGLQWKHSRVLWLRQVKRZQLQWKHWDEOH&KHFNWKDWWKHHQJLQHVSHHGVPHHWWKHDSSUR[L PDWHYHKLFOH
VSHHGVVKRZQLQWKHWDEOH
127(7KURWWOHSRVLWLRQVHQVRUYROWDJHUHSUHVHQWVWKHWKURWWOHRSHQLQJ
5HPRYHWKHNLFNSDQHOWRH[SRVHWKH3&0IRUURDG WHVWLQJ6HHSDJHLQWKH+59VKRSPDQXDOFRGH1R
6+
6HWWKHGLJLWDOPXOWLWHVWHUWRFKHFNWKHYROWDJHEHWZHHQWKH&WHUPLQDODQG%RU% WHUPLQDORIWKH3&0IRU
WKURWWOHSRVLWLRQVHQVRU
3&0
',*,7$/08/7,7(67(5
&RPPHUFLDOO\DYDLODEOHRU
7$3(5('7,3352%(
'G7HVW
.4DQG.80RGHOVZLWK':(QJLQHRQWG
(RVLWLRQ"(QJLQH#(HHG$(%%LQ
7K$RWWOH&(HQLQJ
%(KN%+K
7K
+ =
+ =
$
+ %=
%$%"
<'-
9HKLOH#(HHG
,-%(KN%+K
$%
(RVLWLRQ#%RGH"(QJLQH#(HHG$(%%LQ
7K$RWWOH&(HQLQJ
%(KN%+K
+ =
+ =
"$
+ %=
%%
<'-
9HKLOH#(HHG
,-%(KN%+K
5
$$
%5
(RVLWLRQ#%RGH"(QJLQH#(HHG$(%%LQ
7K$RWWOH&(HQLQJ
%(KN%+K
+ =
$
+ =
$$
+ %=
%"
<'-
(RVLWLRQ"(QJLQH#(HHG$(%%LQ
7K$RWWOH&(HQLQJ
%(KN%+K
+ =
$$
+ =
$%%
+ %=
%"
<'-
9HKLOH#(HHG
,-%(KN%+K
$$
$%$
"5
9HKLOH#(HHG
,-%(KN%+K
$5%
$"%
"5
%(KN%+K
$$5
"5
%(KN%+K
$$$"
$%$
55
%(KN%+K
%%
%%
55
%(KN%+K
%%
%$
5$5"
$
PSRQHQW/RFDWLRQ,QGH[
')URQW'RRU
&RPSRQHQW/RFDWLRQ,QGH[
'5HDU'RRU
+
&RPSRQHQW/RFDWLRQ,QGH[
&
7ULP5HPRYDODQG,QVWDOODWLRQ
5RRI6LGH3DGDQG5RRI6LGH
$EVRUEHU5HSODFHPHQW
5HDU&RQVROH'LVDVVHPEO\5HDVVHPEO\
6ZLWFK7ULP5HPRYDODQG,QVWDOODWLRQ
$
5HDU6HDW5HPRYDODQG,QVWDOODWLRQ
5HDU6HDW%DFN5HFOLQH$GMXVWHU5HSODFHPHQW
&
5RRI6SRLOHU5HPRYDODQG,QVWDOODWLRQ
5RRI6LGH7ULP'LVDVVHPEO\
6LGH6LOO3DQHO5HSODFHPHQW
)HQGHUZHOO7ULP5HSODFHPHQW
)HQGHUZHOO3URWHFWLRQ7DSH5HSODFHPHQW
)XHO/LG2SHQHU&DEOH5HSODFHPHQW
127(5HIHUWRWKH+596KRS0DQXDO3,16+)RUWKHLWHPVQRWVKRZQLQWKLVVHFWLRQ
GRRUPRGHOKDVEHHQDGGHG5HODWHGLQIRUPDWLRQZ DVHQWHUHG
!!!
FQ
+
# !!
:
+
$#!%
!
) !%
!%
!
# ,',
!!
! !
: "
" +
)
,(
!
!
# , !
) + )*
# , !
(
,
1
!"
#"$$
%&! ' !("%%
#"$$!)%("%%
!%&' !("%%
)$(%#
)& !("%
$ *+
!( !
%% !("%
%% !("% !
)& !("% *!& &!
! &"% !*
!*!& &!
"&(*!& &!
*' !!,"&)"&!
$&!, !
"&(
$ *+
,,%
,-% !
*' !'%'&!
! #)"&!
)
-
-
"
!"##$
$
" ##
%
$"#&
###
%
#
#&
#
#&
'
##"
#
%
""#""
" ( #
" ()(
#
"
%
"
1
!%%
:
% #$
!%%%
&%% !
%'
:
% #$
(( &
(( &
( (
(
'#''
#('%'
'
:
% #$
%'(
#''
%' #''
# )'
! !%'
:
% #$
O
OOO
5HOHDVHWKHFOLSVWKDWKROGWKHGRRUSDQHOZLWKD
FRPPHUFLDOO\DYDLODEOHWULPSDGUHPRYHUWKHQ
UHPRYHWKHGRRUSDQHOE\SXOOLQJLWXSZDUG
5HPRYHWKHGRRUSDQHOZLWKDVOLWWOHEHQGLQJDV
SRVVLEOHWRDYRLGFUHDVLQJRUEUHDNLQJLW
6QDSRQ$RUHTXLYDOHQW
75,03$'5(029(5
&OLSORFDWLRQV
,11(5+$1'/(52'
+22.
+22.6
+22.
,11(5+$1'/(
5HPRYHWKHSXOOSRFNHWSDQHOWKHQGLVFRQQHFWWKH
SRZHUZLQGRZVZLWFKFRQQHFWRUV
6FUHZORFDWLRQ
38//32&.(73$1(/
'2253$1(/
/2&..12%
,QVWDOOLQWKHUHYHUVHRUGHURIUHPRYDODQGQRWH
WKHVHLWHPV
5HSODFHDQ\GDPDJHGFOLSV
0DNHVXUHWKHFRQQHFWRUVDUHSOXJJHGLQ
SURSHUO\DQGWKHURGLVFRQQHFWHGSURSHUO\
6OLSWKHORFNNQREWKURXJKWKHKROHLQWKHGRRU
SDQHO
"
$
+22.
+22.
(26(5:,1'2:6:,7&+&211(&7256
+22.6
O
3
H
HF
!
!" #
$
%
&'
)
%
0
*
+(,(-+9
49(+9
(-+9
1
2
(
$
87(5+$1'/(
287(5+$1'/(3527(&725
3XOORXWWKHRXWHUKDQGOH3U\WKHRXWHUKDQGOH URGRXW
RILWVMRLQWXVLQJGLDJRQDOFXWWHUV
127(
7RHDVHUHDVVHPEO\QRWHWKHGLVWDQFH !RIWKH
RXWHUKDQGOHURGRQWKHMRLQWEHIRUHGLVFRQQHFWLQJ LW
7DNHFDUHQRWWREHQGWKHRXWHUKDQGOHURG
8VHDVKRSWRZHOWRSURWHFWWKHRSHQLQJLQWKHGRRU
5HSODFHWKHEXVKLQJRQWKHRXWHUKDQGOH
%86+,1*
287(5+$1'/(
-2,17
',$*21$/&877(56
287(5+$1'/(
6+2372:(/
287(5+$1'/(52'
,QVWDOOLQWKHUHYHUVHRUGHURIUHPRYDODQGQRWH
WKHVHLWHPV
0DNHVXUHHDFKURGLVFRQQHFWHGVHFXUHO\
0DNHVXUHWKHGRRUORFNVDQGRSHQVSURSHUO\
:KHQLQVWDOOLQJWKHORFNF\OLQGHUOHDYHWKH
RXWHUKDQGOHEROWVORRVHVRWKHLQQHUSURWHFWRU
GRHVQRWLQWHUIHUHZLWKWKHORFNF\OLQGHU
,QVWDOOWKHORFNF\OLQGHUUHWDLQLQJFOLSRQWKH
KDQGOHWKHQLQVWDOOWKHORFNF\OLQGHU%HVXUH
WKHFOLSLVIXOO\VHDWHGLQWKHVORWRQWKHORFN
F\OLQGHU
$
6 !"#
$
%
&
'
%
&
%%
(
'
1
$
1
=
6
"
=
);+,,-./+;
.;0./+;
6
;.3<
-/+<;<
</;<
4/+<;<
+.-+..,
;+./
.7;4<<
%'
8
&
'
'
8
4
'
:8
'
:8
8
Q
5HPRYHWKHQQHUKQ,ONHFDUHQRWWRVFUDWFKWKH
GRRUSDQHO
6FUHZORFDWLRQ
,11(5+$1'/(52'
+22.
+22.6
+22.
,11(5+$1'/(
5HPRYHWKHSXOOSRFNHWSDQHOWKHQGLVFRQQHFWWKH
SRZHUZLQGRZVZLWFKFRQQHFWRU
6FUHZORFDWLRQ
38//32&.(73$1(/
+22.6
%
/
U KH+O,XOO-
5HPRYHWKH,
+22.
3,1
+22.
'225/4$5(5,11(575,0
$
+22.
(26(56,1'266,*+&211(&725
+22.6
QH
Q
#
127(3XWRQJORYHVWRSURWHFW\RXUKDQGV
5HPRYH
'RRUSDQHO
6QDSRQ$RUHTXLYDOHQW
75,03$'5(029(5
&OLSORFDWLRQV
'2253$1(/
/2&..12%
,QVWDOOLQWKHUHYHUVHRUGHURIUHPRYDODQGQRWHWKHVH
LWHPV
5HSODFHDQ\GDPDJHGFOLSV
0DNHVXUHWKHFRQQHFWRULVSOXJJHGLQSURSHUO\
DQGWKHURGLVFRQQHFWHGSURSHUO\
6OLSWKHORFNNQREWKURXJKWKHKROHLQWKHGRRU
SDQHO
52'3527(&725
'HWDFKWKHURGSURWHFWRUIURPWKHODWFKSURWHFWRU
!
5HPRYHWKHEROWDQGORRVHQWKHQXWWKHQPRYHWKHUHDU
ORZHUFKDQQHO5HPRYHWKHEROWVVHFXULQJWKHRXWHU
KDQGOHSURWHFWRUDQGRXWHUKDQGOH
%ROWORFDWLRQV
5HPRYHWKHRXWHUKDQGOHSURWHFWRUIURPWKHRXWHU
KDQGOH
1XWORFDWLRQ
/RRVHQ
5($5/2:(5&+$11(/
287(5+$1'/(
287(5+$1'/(3527(&725
&/,3
287(5+$1'/(
287(5+$1'/(3527(&725'HWDFKWKHFOLS
3XOORXWWKHRXWHUKDQGOH3U\WKHRXWHUKDQGOHURG
RXWRILWVMRLQWXVLQJGLDJRQDOFXWWHUV
127(
7RHDVHUHDVVHPEO\QRWHWKHGLVWDQFH RI
WKHRXWHUKDQGOHURGRQWKHMRLQWEHIRUH
GLVFRQQHFWLQJLW
7DNHFDUHQRWWREHQGWKHRXWHUKDQGOHURG
8VHDVKRSWRZHOWRSURWHFWWKHRSHQLQJLQWKH
GRRU
-2,17
',$*21$/&877(56
287(5+$1'/(
6+2372:(/
:
24/5$ 1(/52(
&
!
5H' H
H
H
HH
31
. -!"#
$
%&'%(
')
*+
,
*+
+,
&
"
9 %!
%
(
.
!"!!
!
"
)
*
))& "
)
*
%&
)
+
*
,*&"
"
)
*
&
))*
,
"
*
&
"
.)
"
"
&
"
.)
)
&
W!W
"
!
9 %!
!
9 !
" !
9 %!
.
();;()+
2-
/0
"
"1
%
.
%
;*(::4/2(*
;*(::
(*5/2(*
&
W!WW
/RRVHQWKHJODVVPRXQWLQJEROWV6OLGHWKHJXLGHW RWKH
IURQWWKHQUHPRYHWKHJODVVIURPWKHJXLGH&DUHIXOO\
SXOOWKHJODVVRXWWKURXJKWKHZLQGRZVORW7DNHFDUH
QRWWRGURSWKHJODVVLQVLGHWKHGRRU
%ROWORFDWLRQV
*/$66
5(*8/$725
/RRVHQ
*8,'(
/RRVHQ
'LVFRQQHFWDQGGHWDFKWKHFRQQHFWRUDQGKDUQHVV
FOLSIURPWKHGRRU5HPRYHWKHEROWVDQGORRVHQ
WKHEROWVWKHQUHPRYHWKHUHJXODWRUWKURXJKWKH
KROHLQWKHGRRU
%ROWORFDWLRQV
5HDUZDUG
52//(5*8,'(
5(*8/$725
/RRVHQ
+$51(66&/,3
/RRVHQ
&211(&725
+2/(
&
W!WW
R X
R
G R
0
&
!!"#$!%
!!"#$!%
"
(
, '
(
)
'.
!
)
,
+
*
+
,'
(
, -+
%
1
+
+
&
PRYHWKHFO
VDQGVFUHZVWKHQUHPRYHWKHGRRU
ORZHUSURWHFWRU7DNHFDUHQRWWRVFUDWFKWKHGRRU,I
QHFHVVDU\UHPRYHWKHGRRUZKHHODUFKVHDOIURPWKH
SURWHFWRU
&OLSORFDWLRQ
6FUHZORFDWLRQV
'225/2:(53527(&725
3527(&725
'225:+((/$5&+6($/
6HWWKHGRRUORZHUSURWHFWRURQWKHGRRUDQGLQVWDOOWKH
FOLS
7LJKWHQWKHXSSHUVFUHZILUVWDQGWLJKWHQWKHUHPDLQLQJ
VFUHZV
.
)
5
!
2
!
1/
34114/3
4
6 6
7
1
"
-
>
,
!
2
2
1846/$69:;
'8
&
3.
1<
% 2*=2(
% 2*=5(
% 2*=5(
4
3
.
$
.
$
0?
/
))#
))#
)
))#
))#
)
))#
)
))#
))#
))#
#$
#$
)
))#
&
#
&
!""#!
"
!""#!
&
!""#!
&
!""#!
&
!""#!
"
!""#!
"
!""#!
,
PSRQHQW/RFDWLRQ,QGH[
QP
3
QP
2Q
3
'
%
3
5
%
&
'
,
75,0833(5&/,3
48$57(5*/$665($575,0
833(558%%(5'$0
48$57(5*/$66
PQ
6HH3DJH%(
833(5&/,3 73
#
$(
48$57(5*/$66)52176($/
/2:(5&/,373
#
$(
/2:(558%%(5'$0
75,0/2:(5&/,3
,
U U
,
"
#
*
+
(!&(,
.
+
(!&(,
/
+
(!&%!
*
+
(!&%!
(
.
0
1
0.
% *
# 2
2
*
2
2
3 4
0
=
.
2
6
$ #
2
7
8
#
0.
%
"
"
U
)
(
%
3
5
6
$
"
,
)!
"
,
*9:*#;9
,#;9
949*
*#;9
949*
;*#;9
4<879=
949*
*9:;*#;9
949*
#
# 2
.
.
0
(+!!"-
0
2
<
0
>
0
*
#
0
:.
0
)! #
0
0
4
.
)) 9
2
0
.
2
#
2
:.
0
.
,
U U
,
"
)
4 K4
,WWK,
WK
4
W%
,%4WK4
W%
W
!""
#
$
#
#
#
#
%#
5
6
7
8
9
:
)**+, -.*
/
0
'
12+3.4+/*+
-33
.
)**+, -.*
12+3.4+/*+
12+3.4+
#
''
&
#'
5
6
7
8
)**+,,)&&+,1
;),/+,-33<,=%/3+)**+,,)&&+,1
-33
-=>+,,)&&+,1
;),/+,-33<,=%/3+-=>+,,)&&+,1
"
!
5
:
7
8
4**2: >9*
>33
,K#
>=>2: >9*
/4 K
%< <
0 KE <
;4,/+,>33<,=%/32>
9,
,K#
,
U U
"
,QVWDOOWKHWULPXSSHUFOLSDQGWULPORZHUFOLSWRWKH
TXDUWHUJODVVUHDUWULPDQGLQVWDOOWKHTXDUWHUJODVVUHDU
WULPWRWKHTXDUWHUJODVV%HFDUHIXOQRWWRWRXFKWKH
TXDUWHUJODVVZKHUHDGKHVLYHZLOOEHDSSOLHG
75,0833(5&/,3
48$57(5*/$665($575,0
75,05($5&/,3
*/$66
:LWKDVSRQJHDSSO\DOLJKWFRDWRIJODVVSULPHUWR
WKHLQVLGHIDFHRIWKHTXDUWHUJODVVDVVKRZQWKHQ
OLJKWO\ZLSHLWRIIZLWKJDX]HRUFKHHVHFORWK
'RQRWDSSO\ERG\SULPHUWRWKHTXDUWHUJODVV
DQGGRQRWJHWERG\DQGJODVVSULPHUVSRQJHV
PL[HGXS
1HYHUWRXFKWKHSULPHGVXUIDFHVZLWK\RXU
KDQGV,I\RXGRWKHDGKHVLYHPD\QRWERQG
WRWKHTXDUWHUJODVVSURSHUO\FDXVLQJDOHDN
DIWHUWKHTXDUWHUJODVVLVLQVWDOOHG
.HHSZDWHUGXVWDQGDEUDVLYHPDWHULDOV
DZD\IURPWKHSULPHGVXUIDFH
$SSO\JODVVSULPHUKHUH
833(558%%(5'$0
*/$66
,QVLGH
48$57(5*/$665($575,0
5
/6:(558%%(5'$0
48$57(5*/$665($575,0
*/$66
,QVLGH
*/$66
/2:(558%%(5'$0
,QVLGH
48$57(5*/$66)52176($/
$/,*10(170$5.6
$/,*10(170$5.6
833(558%%(5'$0
*/$66
48$57(5*/$66)52176($/
,QVLGH
,
U U
"
:LWKDVSRQJHDSSO\DOLJKWFRDWRIERG\SULPHUWRWKH
RULJLQDODGKHVLYHUHPDLQLQJDURXQGWKHTXDUWHUJODV V
RSHQLQJIODQJH/HWWKHERG\SULPHUGU\IRUDWOHDVW
PLQXWHV
'RQRWDSSO\JODVVSULPHUWRWKHERG\DQGEH
FDUHIXOQRWWRPL[XSJODVVDQGERG\SULPHU
VSRQJHV
1HYHUWRXFKWKHSULPHGVXUIDFHVZLWK\RXUKDQGV
0DVNRIIWKHLQWHULRUSDUWVEHIRUHSDLQWLQJWKHIODQJH
3DFNDGKHVLYHLQWRWKHFDUWULGJHZLWKRXWDLU
SRFNHWVWRHQVXUHFRQWLQXRXVGHOLYHU\3XWWKH
FDUWULGJHLQDFKDONLQJJXQDQGUXQDEHDGRI
DGKHVLYHDURXQGWKHHGJHRIWKHJODVVDVVKRZQ
$SSO\WKHDGKHVLYHZLWKLQPLQXWHVDIWHUDSSO\LQJ
WKHJODVVSULPHU0DNHDVOLJKWO\WKLFNHUEHDGDW
HDFKFRUQHU
$SSO\ERG\SULPHUKHUH
$SSO\WKHDGKHVLYHDORQJWKHEHDG
7KRURXJKO\PL[WKHDGKHVLYHDQGKDUGHQHUWRJHWKH URQ
DFOHDQJODVVRUPHWDOSODWHZLWKDSXWW\NQLIH)ROORZ
WKHLQVWUXFWLRQVWKDWFRPHZLWKWKHDGKHVLYH
%HIRUHILOOLQJDFDUWULGJHFXWD9LQWKHHQGRIWKH
QR]]OHDVVKRZQ
12==/(
$'+(6,9(
833(558%%(5'$0
*/$66
<
=
8/
>9%:/2:;%77:2%:/:9#
*/$66
48$57(5*/$665($575,0
*/$66
,QVLGH
*/$66
/2:(558%%(5'$0
,QVLGH
/2:(558%%(5'$0
48$57(5*/$66)52176($/
$/,*10(170$5.6
$/,*10(170$5.6
833(558%%(5'$0
*/$66
48$57(5*/$66)52176($/
,QVLGH
,
U U
"
0
8VHVXFWLRQFXSVWRKROGWKHJODVVRYHUWKHRSHQLQJ
DOLJQWKHFOLSVDQGVHWLWGRZQRQWKHDGKHVLYH/LJKWO\
SXVKRQWKHJODVVXQWLOLWVHGJHVDUHIXOO\VHDWHGRQWKH
DGKHVLYHDOOWKHZD\DURXQG'RQRWRSHQRUFORVHWKH
GRRUVXQWLOWKHDGKHVLYHLVGU\
6FUDSHRUZLSHWKHH[FHVVDGKHVLYHRIIZLWKDSXWW\
NQLIHRUWRZHO7RUHPRYHDGKHVLYHIURPDSDLQWHG
VXUIDFHRUWKHJODVVZLSHZLWKDVRIWVKRSWRZHO
GDPSHQHGZLWKDOFRKRO
/HWWKHDGKHVLYHGU\IRUDWOHDVWRQHKRXUWKHQVSUD\
ZDWHURYHUWKHJODVVDQGFKHFNIRUOHDNV0DUNOHDNLQJ
DUHDVDQGOHWWKHJODVVGU\WKHQVHDOZLWKVHDODQW
/HWWKHYHKLFOHVWDQGIRUDWOHDVWIRXUKRXUVDIWHU
JODVVLQVWDOODWLRQ,IWKHYHKLFOHKDVWREHXVHG
ZLWKLQWKHILUVWIRXUKRXUVLWPXVWEHGULYHQVORZO\
.HHSWKHJODVVGU\IRUWKHILUVWKRXUDIWHULQVWDOODWLRQ
5HLQVWDOODOOUHPDLQLQJUHPRYHGSDUWV$GYLVHWKH
FXVWRPHUQRWWRGRWKHIROORZLQJWKLQJVIRUWZRWRWKUHH
GD\V
6ODPWKHGRRUVZLWKDOOWKHZLQGRZVUROOHGXS
7ZLVWWKHERG\H[FHVVLYHO\VXFKDVZKHQJRLQJLQ
DQGRXWRIGULYHZD\VDWDQDQJOHRUGULYLQJRYHU
URXJKXQHYHQURDGV
ULRU7ULP
7ULP5HPRYDODGVDOODL
'
\LQJZLWKDIODWWLSVFUHZGULYHUZUDSLWZLWKSURWHFWLYHWDSHWRSUHYHQWGDPDJH
7DNHFDUHQRWWREHQGRUVFUDWFKWKHWULPDQGSDQHOV
3XWRQJORYHVWRSURWHFW\RXUKDQGV
&HQWUHSLOODUDUHD
&OLSORFDWLRQV
5($5'22575,0
3XOOEDFNDVQHFHVVDU\
)5217'22575,0
3XOOEDFNDVQHFHVVDU\
&(175(3,//$575,0
)52176($7%(/7833(5
$1&+25%2/781)1P
NJIPOEIIW
833(5$1&+25&29(5
+22.
7$%
)52176,'(75,0
3,1
+22.
&(175(3,//$5/2:(575,0
5($56,'(75,0
+22.
+22.
7581.6,'(75,03$1(/
,QVWDOOLQWKHUHYHUVHRUGHURIUHPRYDODQGQRWHWKHVHLWHPV
5HSODFHDQ\GDPDJHGFOLSV
%HIRUHLQVWDOOLQJWKHDQFKRUEROWPDNHVXUHWKHUHDUHQRWZLVWVRUNLQNVLQWKHVHDWEHOW
HULRU7ULP
7ULP5HPRYDODQG,QVWDOODWLRQRG
5HDUVLGHDUHD
5PRYHWKHIROORZLQJSDUWV
5HDUVHDWFXVKLRQDQGVHDWEDFNHHDH
5HDUVHDWSLYRWEUDFNHWHHDH
5HDUVLGHWULP
5HDUFHQWUHVKHOI
6SDUHW\SHOLG
5HDUIORRUEXFNHW
5HDUWULPSDQHO
%ROWVFUHZORFDWLRQV
&OLSORFDWLRQV
55""575,
!5"#5""$7/HIWVLGHRQO\
557%"7
6OLSWKHVHDWEHOWWKURXJKWKHVOLWLQWKH
UHDUVLGHVKHOI
55&$"'
"7
75()*&75, )"
557+#7%5!*7
7&#,)$##*
7&#,)$##*
$##*
!5"#'5
$##*
,QVWDOOLQWKHUHYHUVHRUGHURIUHPRYDODQGQRWHWKHVHLWHPV
5HSODFHDQ\GDPDJHGFOLSV
0DNHVXUHWKHFDUJRDUHDOLJKWFRQQHFWRULVSOXJJHGLQSURSHUO\OHIWVLGH
0DNHVXUHWKHZLUHKDUQHVVHVDUHQRWSLQFKHG
HULRU7ULP
7ULP5HPRYDODQG,QVWDOODWLRQRG
UWHULOO
UDQGUHDULOO
UDUHD
5PRYHWKHW
L,HW LPH6HH
H>
! 5 (5""(5 5#
5 (5$%%5 5#2
#
$
&(5 5""(5 5#
1 5 (56 (' 5(5()'
HULRU7ULP
:KHQS\LQJZLWKDIODWWLSVFUHZGULYHUZUDSLWZLWKSURWHFWLYHWDSHWRSUHYHQWGDPDJH
7DNHFDUHQRWWREHQGDQGVFUDWFKWKHKHDGOLQHU
% FDU I!.
RWWRGDPDJHWKHGDVKERDUGDQGRWKHULQWHULRUWULP
" PRYHWKHKHDGOLQHU
#.LS.RFDWLRQV$
#
!"
"!
#
!
!#
!
(
VD..L
K V RUGHURIUHPRYDODQGUHSODFHDQ\GDPDJHGFOLSV
&
D
D RR
D
D
RR D Y D R
R
DR
!"#$
$
R RY R R
RDU
URR
:KHQS\LQJZLWKDIODWWLSVFUHZGULYHUZUDSLWZLWK
SURWHFWLYHWDSHDQGDSSO\SURWHFWLYHWDSHDUR
KH
UHODWHGSDUWVWRSUHYHQWGD*DJH
!"#LVVKRZQ$"#LVVL*LODU
&DUHI..\LQVHUWDIODWWLSVFUHZGULYHUWRWKHQRWFKRIWKH
VZLWFKWUL*DQGJHQWO\SU\WKHVZLWFKWUL*RRGHWDFK
WKHORZHUFOLS
&.LSORFDWLRQV'
'
0
1
'
0
1
$($)7!+*",:+&"&&$-)RUVR* *RGHOV.
,:+&"$+/
&"
2:($/+$$$,:+&"&&$
# DFKWKHSSHUFOLSDQGS..KHVZLWFKWUL*R
#LVFRQQHFWWKHSRZHU*LUURUVZLWFKFRQQHFWRUDQGUHDU
IRJOLJKWVZLWFKFRQQHFWRU-IRUVR* *RGHOV.
+
VWDOOLQWKHUHYHUVHRUGHURIUH*RYDODQGQRWHWKHVH
LWH*V
2VKWKHFOLSSRUWLRQVLQWRSODFHVHF .\
U
YDODQG,QVWDOODWLRQ
'
D
D RR
D
ER$R D D
RY
RY DED
D D
DD $ DR DED
RY 'E T'
"RR
DR
'R
DR%
$
%
&
%
(
)
-
.
$/
$$
$%
$&
$%
$
$(
$)
$-
/()76($7%$&.
6(/)/2&.1876
3,927%5$&.(7
3LYRWEUDFNHWUHPRYDO
6/,7
6($7&86+,21
&(175(%(/7%8&./(*+RR
R ,
3,927%5$&.(7&29(5
3,927%5$&.(7
+22.
&/,3
3,927%5$&.(7
3,927%5$&.(7&29(5
&(175(%(/7*+RR R ,
6/,7
5,*+76($7%$&.
6(/)/2&.1876
+22.6
" R DD
D DED
D D
'RD ' D R1R D DE D
E
D D
'R DE E'
D
E *RR R ,R' D
'R
V
5U
D
D RR D DRDD D
RY
RRY R+R
RD
RY DD
RY
D!
D RR RRR, DD
#D$ +
%RD
R, DD
RY D+D
& RY
'# RY
RY
)
R
R,R
D! /,
D# RY
R
- RY R# RY
D!
,
'#-RR
D R
&
-
.
/
0
1
2
&
&
%
)
D
D RR
D
ER$D .D D
$DD
DR
D R DDJ
D.D
! " RY RRR.
" RY
DR RRR. RY ER.#$ R%&'E(
! ). RRR. DDD RY .
...DR RR ED
& *
R
R$ED .
R
R
+ " RY .
.R RR ED
,R..R
DR!
!
!"#
$%
&
!## !
& &
+ &
-
.
&'
&(
)
/ *+
0 !!*
'
$%
1 !!*
!&
'
&'
&(
)
!!*
'
$%
! !!*
'
& !!*
!&
&
+
-
.
" .D
DDDJ
.
2D.. .
.R RRR.
3R
R$ED .
R
R4D $
R
R.$ R .
5D.. .
.R R. RR ED
%
V)VVHP
D
D RR
D
RRG
RR
DR
'
!
!"#$
$% &
"
%
&
(
)
&$!"&
!"&
#
""& "
#$#
""& "
!"&
D
DDD+
,D
R D
-R D DID
$
, !
%
)HQGHUZHOO7ULP5HSODFHPHQW
)HQGHUZHOO3URWHFWLRQ7DSH
5HSODFHPHQW
'
)
RU
)
R
E
RU
R
RU% )R
E
)
)
)
RU E
R
)
E%
R
)ERER%
) R%
R)R!
%"#R"%
R%
%R
)
$ !
)%RRR
)
)
E
)R
6&
GLQHV31RUHTXLYDOHQW
$
,
-
.
/
,
-
%&'(()*
!%
+
+(
+!(!
)*
)
)
)
+RU
)0
R
)
RR
UR
R
"
) R
)R
RR)R
)RUVRPH'PRGHOV
R
)
R
)R
R
"
%R
)
$ 1
)) E#%RR
)R
R
, !%
)R
R
)
)%R
)ER
%" )R"
)
)R
R
R
3
%R
)ER%
!&2+)>4! 5)6
%&'((1 )!1
-
)
%
D
D R
.D
D
D R
.
RYH
D D
R
9 !"#
D D ED
$. %
9 !"#
'D $
*
R
% ..R
DE. %R % ..R
'.$
DE.
R.R
DR
!
"#$
!
%
"&
'$(
!
%
'$(
)!
$"%
%
"&
R
. (
D
9
!
%
'$(
0
!
%
"&
'$(
!
"
-
.
!
"
-
D
. %R
../D
. RYH$
.$D RYH
.
R
RYH % ...D
$ RYH % ..R
DE. %R YH
.
0.. YH R R% RYD.$D .D
D$DD/
.D
DE.
R
(
D
D
V
D#V
E#
V
!
)
V
V
#!
V
(
#
$#
%&
)DV
GRRUKDWFKEDFNPRGHOKDVEHHQDGGHGIROORZLQJLQIRUPDWLRQZDVHQWHUHG
3RZHUDQGJURXQGGLVWULEXWLRQVKDYHEHHQFKDQJHG
5HDUIRJOLJKWVZLWFKRQ.*DQG.(PRGHOVKDVEHHQFKDQJHG
+HDGOLJKWDGMXVWHUVZLWFKRQ.*DQG.(PRGHVKDVEHHQFKDQJHG
'DVKOLJKWVEULJKWQHVVFRQWUROFLUFXLWRQ.4PRGHOKDVEHHQFKDQJHG
,QWHULRUOLJKWVFLUFXLWKDVEHHQFKDQJHG
3RZHUZLQGRZVFLUFXLWKDVEHHQFKDQJHG
3RZHUGRRUORFNVFLUFXLWKDVEHHQFKDQJHG
,QWHJUDWHGFRQWUROFLUFXLWKDVEHHQFKDQJHG
3RZHUPLUURUVZLWFKORFDWLRQKDVEHHQFKDQJHG
1RDQGIXVHDPSHUHKDVEHHQFKDQJHG
3RZHUDQGJURXQGGLVWULEXWLRQVKDYHEHHQFKDQJHG
+D]DUGZDUQLQJOLJKWRQ.*DQG.(PRGHOVKDVEHHQUHPRYHG
$7JHDUSRVLWLRQFRQVROHOLJKWKDVEHHQDGGHG
/('W\SHKLJKPRXQWEUDNHOLJKWKDVEHHQDGGHG)23
,QWHULRUOLJKWVFLUFXLWKDVEHHQFKDQJHG
3RZHUGRRUORFNVFLUFXLWKDVEHHQFKDQJHG
,QWHJUDWHGFRQWUROFLUFXLWKDVEHHQFKDQJHG
7KHZLUHFRORXUVRISRZHUPLUURUVFLUFXLWKDVEHHQFKDQJHG
$XGLRXQLWZLWKUDGLRVXEKDUQHVVRQ.<.7DQG.4PRGHOVKDVEHHQDGGHG
6HDWKHDWHUVZLWFKRQ.*PRGHOKDVEHHQFKDQJHG
(
D
D
V
5O
O
'
'
5
'
00
0
0
(
#
0
'&RQWURO8QLW/RFDWLRQV
'DVKERDUG
/
\SHLVVKRZQ5+'W\SHLVVLPLODU
$
,17(*5$7('&21752/81,7
.(</(6632:(5'225/2&.
&21752/81,7
5($5:,1'2:,17(50,77(17
:,3(5&21752/81,7.*.(
PRGHOV
9(+,&/(63(('$/$5081,7
.<PRGHO
'$6+/,*+76%5,*+71(66
&21752/81,7.4PRGHO'
3*0),0$,15(/$<
32:(5:,1'2:5(/$<>:LUH
FRORXUV<(/%/.%/.%/.:+7
DQG*51%/.@
78516,*1$/+$=$5'5(/$<
>:LUHFRORXUV*51251%/.DQG
*51:+7@
7$,/*$7(5(/$<>:LUHFRORXUV
5('<(/<(/5('%/.DQG
5('<(/@
81'(5'$6+)86(5(/$<%2;
6($7+($7(50$,15(/$<.*
PRGHO>:LUHFRORXUV%/.
%/.<(/%/.251DQG
:+7*51@
6+,)7/2&.5(/$<.4.8
PRGHOV&97>:LUHFRORXUV
%/.%/8<(/*51:+7DQG
<(/%/.@
67$57(5&875(/$</+'
W\SH&97>:LUHFRORXUV%/.:+7
:+75('%/.5('DQG%/.:+7@
$ *URXQG/RFDWLRQV
'DVKERDUG
127(/+'W\SHLVVKRZQ5+'W\SHLVVLPLODU
$
5$',268%+$51(66.<.7DQG
.4PRGHOV
+DUQHVVDQG*URXQG/RFDWLRQV
)
+*+(8. *+
68+ 66" #$%&
+DUQHVVDQG*URXQG/RFDWLRQV
'RRU
'RRU
$
,*+%$$'22,$+$$
$$%$$'22,$+$$
4
zS 4
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
'
'
$ _
$ _
$ _
$ _
$ _
$ _
_
_
_
_
$ _
_
$ _
$ _
_
$ _
$ _
_
$ _
_
$ _
_
$ _
$ _
$ _
$ _
$ _
$ _
$ _
!
"
5(':+7
5('*51
5('%/8
5('%/8
5('<(/
:+7%/.
*51
:+75('
:+7*51
%/.:+7
%/.:+7
%/8%/.
%/8%/.
:+7*51
%/85('
%/8%/.
%/8%/.
5('
:+7<(/
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
%DWWHU\SRZHUGLVWULEXWLRQ
_
,JQLWLRQ6ZLWFK%$7
_
5LJKWKHDGOLJKWKLJKEHDPLQGLFDWRUOLJKW
_
5HDUIRJOLJKWFRQWUROXQLW.*.(PRGHOV
_
/HIWKHDGOLJKW
_
7DLOOLJKWUHOD\FORFNVZLWFKOLJKWVWDLOOLJKWVOLFHQVHSODWHOLJKWVLQWHJUDWHGFRQWURO
_
XQLWJDXJHOLJKWV$7JHDUSRVLWLRQFRQVROHOLJKWDXGLRXQLWOLJKWEHYHUDJHKROGHU _
OLJKWKHDWHUFRQWUROSDQHOOLJKWIURQWSDUNLQJOLJKWVGDVKOLJKWVEULJKWQHVVFRQWUROOHU _
.4PRGHO'GDVKOLJKWVEULJKWQHVVFRQWUROXQLW.4PRGHO'RSWLRQFRQQHFWRU _
&
_
%UDNHOLJKWVNH\LQWHUORFNVROHQRLG.4.8PRGHOV$%6PRGXODWRUDVVHPEO\
_
(&03&0
_
$%6PRGXODWRUDVVHPEO\
_
7XUQVLJQDOKD]DUGUHOD\
_
_
$%6PRGXODWRUDVVHPEO\
_
3RZHUZLQGRZUHOD\SDVVHQJHUVZLQGRZPRWRUOHIWUHDUSRZHUZLQGRZPRWRU' _
_
ULJKWUHDUSRZHUZLQGRZPRWRU'
3RZHUZLQGRZUHOD\SDVVHQJHUVZLQGRZPRWRUOHIWUHDUSRZHUZLQGRZPRWRU' _
ULJKWUHDUSRZHUZLQGRZPRWRU'
_
3RZHUZLQGRZPDVWHUVZLWFKGULYHUVZLQGRZPRWRU
_
1RWXVHG
_
1RDQGIXVHVLQWKHXQGHUGDVKIXVHUHOD\ER[RSWLRQFRQQHFWRU%
_
6HDWKHDWHUV.*PRGHO
_
%ORZHUPRWRU
_
5DGLDWRUIDQPRWRU
_
&RQGHQVHUIDQPRWRU
_
$&FRPSUHVVRUFOXWFK
_
3*0),PDLQUHOD\GDWDOLQNFRQQHFWRU
_
"
"!!$
K)XVH5HOD\%R[
%
4
zS
4
7RSRZHUZLQGRZUHOD\
7RWXUQVLJQDOKD]DUGUHOD\
7RWDLOOLJKWUHOD\
7RLJQLWLRQVZLWFK
7RVHDWKHDWHUPDLQUHOD\.*PRGHO
7RVKLIWORFNUHOD\.4.8PRGHOV
&97
7R656PDLQKDUQHVV
K)XVH5HOD\%R[
_
_
$
_
_
_
_
$
_
_
$
_
_
$
_
_
_
_
_
_
_
_
$
_ $
_
_
_
_
_
_
_
_
_
$
_
_
_
_
_
_
$
_ $
_
_
_
_
_
_
_
_
_
_
_
_
_ $
_
_
$
_
_
$
_
_
$
_
_
_
_
$
_
_
_
_
_
_
_
_
_
_ $
_
_
_
_
_
_
$
_
_
$
_
_
_
_
_
_
1RWXVHG'
!"
) )""$
#
_ 656XQLW9%
_
(':+7 _
_
_
*51
_ 656XQLW9$
_
_ RU%/.5(' _
_
_
%/.5(' _ ,QHUWLDVZLWFK.*.(PRGHOV3*0),PDLQUHOD\([FHSW.*.(PRGHOV
_
_
*51%/. _ :LQGVKLHOGZLSHUPRWRUZLQGVKLHOGZDVKHUPRWRU
_
_
<(/%/.
_ +HDGOLJKWDGMXVWHUVZLWFK.*.(PRGHOVKHDGOLJKWDGMXVWHUXQLW.*.(
_
_
_ PRGHOVUHDUZLQGRZLQWHUPLWWHQWZLSHUFRQWUROXQLW.*.(PRGHOVUHDU
_
_
_ ZLQGRZZDVKHUPRWRUUHDUZLQGRZZLSHUPRWRUSRZHUZLQGRZPDVWHUVZLWFK
_
_
_ SRZHUZLQGRZUHOD\
_
_
*51:+7 _ ,QWHJUDWHGFRQWUROXQLWWXUQVLJQDOKD]DUGUHOD\EDFNXSOLJKWV
_
<(/
_ *DXJHDVVHPEO\FORFNYHKLFOHVSHHGDODUPXQLW.<PRGHOVHDWEHOWDODUPXQLW _
_
_ .<.4PRGHOVNH\OHVVGRRUORFNFRQWUROXQLWVHFRQGDU\+26.*.(.1 _
_
_
_ .4PRGHOV(/'XQLW&97DOWHUQDWRU966SULPDU\+26.*.(.8
_
_
_ PRGHOV3&0(9$3SXUJHFRQWUROVROHQRLGYDOYH.*.<.(.8PRGHOV
_
_
%/.<(/
_ 'LVWULEXWRU
_
_
_ 1RWXVHG
_
_
_ 1RWXVHG
_
_
%/8
_ 5HDUZLQGRZGHIRJJHU
_
_
%/.<(/
_ %ORZHUPRWRUUHOD\UDGLDWRUIDQUHOD\FRQGHQVHUIDQUHOD\$&VZLWFK$&
_
_
_ FRPSUHVVRUFOXWFKUHOD\UHFLUFXODWLRQFRQWUROPRWRU$&WKHUPRVWDW$%6
_
_ PRGXODWRUDVVHPEO\SRZHUPLUURUDFWXDWRUSRZHUPLUURUGHIRJJHU.*PRGHO _
_
_ SRZHUPLUURUUHWUDFWDFWXDWRU:LWKNH\OHVVHQWU\V\VWHPVHDWKHDWHUPDLQUHOD\ _
_
_
_ .*PRGHO
_
_
_ 1RWXVHG
_
_
%/8:+7 _ (&03&03*0),PDLQUHOD\
_
_
<(/5(' _ /HIWUHDUSRZHUZLQGRZPRWRU
_
_
<(/%/.
_ 5LJKWUHDUSRZHUZLQGRZPRWRU
_
_
*51%/. _ )URQWSDVVHQJHUVSRZHUZLQGRZPRWRU
_
_
_ 1RWXVHG
_
_
<(/5(' _ $XGLRXQLWFLJDUHWWHOLJKWHU
_
_
_ 1RWXVHG
_
_
_ 1RWXVHG
_
_
_ 1RWXVHG
_
_
_ 1RWXVHG
_
_
:+7%/8 _ &ORFNVHDWEHOWDODUPXQLW.<.4PRGHOVLQWHJUDWHGFRQWUROXQLWFHLOLQJOLJKWV _
_
_
_ LPPRELOLVHULQGLFDWRUOLJKW.*.(.1.4.8PRGHOVFDUJRDUHDOLJKW
_
_
_ (&03&0
_
:+7
_ $XGLRXQLW
_
_
:+7*51 _ .H\OHVVSRZHUGRRUORFNFRQWUROXQLW
_
_
_ 1RWXVHG
_
_
_ 1RWXVHG
_
_
_ 1RWXVHG
_
"
)
"
HS H
HH
H
HH
EH
.
!'99%0
"
HS H
HH
H
HH
EH
.
!'990
"
"
"
\SH
"
\SH
HS H
H3HH
H,
H, H
H3
/ !$$
"
\SH
HS H
H3HH
H,
H, H
H3
/ !$(
"
\SH
Ground Distribution
Circuit Identification (LHD type)
23-B-16
Ground Distribution
Circuit Identification (LHD type) (contd)
23-B-17
Ground Distribution
Circuit Identification (LHD type) (contd)
23-B-18
Ground Distribution
Circuit Identification (RHD type)
23-B-19
Ground Distribution
Circuit Identification (RHD type) (contd)
23-B-20
Ground Distribution
Circuit Identification (RHD type) (contd)
23-B-21
Lighting System
Component Location Index
23-D-2
4D:
NOTE: LHD type is shown, RHD type is similar.
1. REAR FOG LIGHT SWITCH (KG, KE
models)
Test, (See Page 23-D-4)
2. COMBINATION LIGHT SWITCH
3. HIGH BEAM INDICATOR LIGHT
4. REAR FOG LIGHT CONTROL UNIT
(KG, KE models)
5. DASH LIGHTS BRIGHTNESS
CONTROL UNIT (KQ model: 4D)
Input Test, (See Page 23-D-7)
6. HEADLIGHT ADJUSTER SWITCH
(KG, KE models)
Test, (See Page 23-D-5)
DASH LIGHTS BRIGHTNESS
CONTROLLER (KQ model: 4D)
Controller Test, ( See Page 23-D-8)
7. UNDER-DASH FUSE/RELAY BOX
8. TAILLIGHT RELAY
Lighting System
Component Location Index (contd)
23-D-3
Common:
1. HIGH MOUNT BRAKE LIGHT (LED
type)
Replacement, (See Page 23-D-9)
23-D-4
1.
2.
3.
1.
2.
6P CONNECTOR
SWITCH PANEL
4.
23-D-5
1.
2.
3.
4.
1.
2.
3.
23-D-6
23-D-7
| Cavity |
|
|
|
5 |
|
|
|
|
|
|
|
|
|
|
|
1 |
|
|
|
4 |
|
|
|
|
|
|
RED/BLK |
|
|
|
|
|
BLK
|
|
RED
|
|
|
Wire
Test condition |
|
Combination light |
switch ON
|
|
|
|
|
Under all
|
conditions
|
Combination light |
switch ON
|
|
|
|
Check for voltage to ground:
|
There should be battery voltage. |
|
|
|
|
Check for continuity to ground: |
There should be continuity.
|
Connect to ground:
|
Dash lights should come on full |
bright.
|
Test: Desired result
|
|
|
|
|
|
|
|
|
|
|
|
|
23-D-8
1.
2.
1.
2.
3.
3.
4.
Brake Lights
Circuit Diagram (With LED type High Mount Brake
Light)
23-D-9
1.
2.
1.
2.
3.
4.
Interior Lights
Component Location Index
23-D-10
4D:
NOTE: LHD type is shown, RHD type is similar.
1.
2.
3.
4.
5.
6.
7.
8.
9.
Interior Lights
Circuit Diagram
23-D-11
Power Windows
Component Location Index
23-E-2
4D:
NOTE: LHD type is shown; RHD type is similar
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
Power Windows
Circuit Diagram (2D)
23-E-3
Power Windows
Circuit Diagram (4D)
23-E-4
Power Windows
Circuit Diagram (4D) (contd)
23-E-5
Power Windows
Master Switch Input Test (4D)
23-E-6
NOTE: The control unit is built into the power window maste r switch, and only controls drivers door window op erations.
1. Remove the power window master switch and armrest pocket from the door panel.
2. Disconnect the 14P and 7P connectors from the power window master switch.
3. Inspect the connector and socket terminals to be sure they are all making good contact.
If the terminals are bent, loose or corroded, repair them as necessary, and recheck the system.
If the terminals look OK, make the following input tests at the connector.
If a test indicates a problem, find and correct the cause, then recheck the system.
If all the input tests prove OK, the power window master switch must be faulty; replace it.
1.
2.
3.
4.
5.
6.
7P CONNECTOR
POWER WINDOW MASTER SWITCH
14P CONNECTOR
LHD type
RHD type
Wire side of female terminals
Power Windows
Master Switch Input Test (4D) (contd)
23-E-7
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
B7 | BRN/YEL
|
|
|
|
|
|
|
|
|
A1 | RED/BLU
|
[A6] |
|
|
|
|
|
|
|
A7 | RED/YEL
| [A14] |
|
|
|
|
|
|
[ ]: RHD type
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
terminal to the B6
terminal, and the B3
terminal to the B2
terminal.
Connect the B7
terminal to the B6
terminal, and the B3
terminal to the B2
terminal.
Connect the A7 [A14]
terminal to the A8
[A13] terminal, and the
A1 [A6] terminal to the
A12 [A9] terminal.
Connect the A7 [A14]
terminal to the A8
[A13] terminal, and the
A1 [A6] terminal to the
A12 [A9] terminal.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
motor.
|
motor
It should run. (the window moves | Faulty right rear window
down)
|
switch
| An open in the wire
Check for right rear window
| Faulty right rear window
motor.
|
motor
It should run. (the window moves | Faulty right rear window
down)
|
switch
| An open in the wire
Check for drivers window motor. | Faulty drivers power
It should run. (the window moves |
window motor
down)
| An open in the wire
|
|
Check for drivers window motor. | Faulty drivers power
It should run. (the window moves |
window motor
down)
| An open in the wire
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Power Windows
Master Switch Input Test (4D) (contd)
23-E-8
LHD type:
RHD type:
COMMON:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Power Windows
Master Switch Test (2D)
23-E-9
1.
2.
3.
Passengers Switch
[ ]: RHD type
4. Check that the switch light comes on when
connecting the battery power to the No. 4 [3]
terminal and ground to the No. 1 [6] terminal.
If it does not come on, replace the master
switch.
1.
Drivers Switch:
The drivers switch is combined with the control un it so you
cannot isolate the switch to test it. Instead, run the master
switch input test procedures.
If the tests are normal, the drivers switch must be faulty.
Power Windows
Master Switch Test (4D)
23-E-10
1.
2.
3.
1.
Drivers Switch:
The drivers switch is combined with the control un it so you
cannot isolate the switch to test it. Instead, run the master
switch input test procedures (See Page 23-E-6).
If the tests are normal, the drivers switch must be faulty.
4.
switch.
Power Windows
Rear Window Switch Test
23-E-11
1.
2.
1.
2.
3.
1.
2.
1.
2.
2P CONNECTOR
Terminal side of male terminals
4.
23-E-12
23-E-13
23-E-14
23-E-15
1.
2.
1.
2P CONNECTOR
23-E-16
Power Mirrors
Component Location Index
23-F-2
4D:
NOTE: LHD type is shown, RHD type is symmetrical.
1. POWER MIRROR
Function Test, (See Page 23-F-6)
2. POWER MIRROR SWITCH
Power Mirrors
Circuit Diagram (KG model: With Defogger)
23-F-3
Power Mirrors
Circuit Diagram (With Retractable Power Mirror)
23-F-4
Power Mirrors
Circuit Diagram (Without Retractable Power Mirror)
23-F-5
Power Mirrors
Function Test (4D)
23-F-6
1.
2.
3.
1.
2.
3.
10P CONNECTOR
POWER MIRROR SWITCH
Wire side of female terminals
23-F-7
23-F-8
1.
2.
1.
2.
3.
4.
5.
6.
7.
CLOCK
ANTENNA LEAD
4P CONNECTOR
20P CONNECTOR
BRACKET
SCREW
AUDIO UNIT
3.
4.
1.
2.
3.
BRACKET
SCREW
AUDIO UNIT
Cavity
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Wire
YEL/BLK
YEL/RED
--------------------------------------------RED/GRN
BLU
RED/BLK
WHT
------------------------------------------------------------------BRN/BLK
GRN/BLK
-----------BLK
Connects to
Roof Antenna
ACC (main power supply)
Not used
Not used
Not used
Not used
Right Front Door Speaker (+)
Left front door speaker (+)
Lights-on signal
Constant power (tuning memory)
Not used
Not used
Not used
Not used
Not used
Not used
Right front door speaker (-)
Left front door speaker (-)
Not used
Ground (G403)
23-F-9
23-F-10
3.
Check for continuity between the terminals in each switch position according to the table.
Restraints Index
Seat Belts
Supplemental Restraint System (SRS)
24-1
24-7
NOTE: Refer to the 1999 HR-V Shop Manual, P/N. 62S2H00, for the items not shown in this section.
Outline of Model Change
5-door model has been added. The work of the following items are different against the 3-door model.
Front seat belt
Front seat belt shoulder anchor adjuster (added)
Rear seat belt
Centre belt and seat belt buckles
Seat Belts
Front Seat Belt Replacement
24-2
SRS components are located in this area. Review the SRS component locations, precautions and procedures in the 1999 HR-V
Shop Manual, P/N. 62S2H00, before performing repair s or service.
NOTE: Check the front seat belts for damage, and replace them if necessary. Be careful not to damage them during removal and
installation.
Front seat belt (5D):
1. Disconnect the negative battery cable, and wait at least three minutes before beginning work.
2. Slide the front seat all the way around.
3. Remove (see section 20):
Front side trim
Rear side trim
Centre pillar lower trim
4. Remove the upper anchor cover, and pull the lower anchor cover back.
1. UPPER ANCHOR BOLT 7/16-20UNF
32 Nm (3.3 kgf/m, 24 lbf/ft)
2. SHOULDER ANCHOR ADJUSTER
3. FRONT SEAT BELT
4. RETRACTOR PROTECTOR
5. SEAT BELT TENSIONER
CONNECTOR
6. RETRACTOR BOLT 7/16-20UNF
32 Nm (3.3 kgf/m, 24 lbf/ft)
7. LOWER ANCHOR BOLT 7/16-20UNF
32 Nm (3.3 kgf/m, 24 lbf/ft)
8. LOWER ANCHOR COVER
9. RETRACTOR
10. RETRACTOR MOUNTING SCREW
6 x 1.0 mm 4Nm (0.4 kgf/m, 3 lbf/ft)
11. UPPER ANCHOR COVER
5.
6.
Seat Belts
Front Seat Belt Replacement (contd)
24-3
7.
8.
9.
1.
2.
3.
4.
5.
BUSHING
UPPER ANCHOR
TOOTHED LOCK WASHER
COLLAR
UPPER ANCHOR BOLT
1.
2.
3.
4.
5.
6.
7.
8.
BUSHING
COLLAR
SPRING WASHER
COLLAR
TOOTHED LOCK WASHER
WASHER
LOWER ANCHOR
LOWER ANCHOR BOLT
1.
2.
3.
RETRACTOR BOLT
RETRACTOR
TOOTHED LOCK WASHER
Seat Belts
Rear Seat Belt Replacement
24-4
Check the rear seat belts for damage, and replace them if necessary. Be careful not to damage them during removal and
installation.
Rear seat belt (5D):
1. Remove:
Rear centre shelf
Spare tyre lid
Rear floor bucket
Rear trim panel
Rear seat cushion (see section 20)
Rear seat-back (see section 20)
Rear side trim (see section 20)
Rear side shelf (see section 20)
Trunk side trim panel (see section 20)
2. Remove the lower anchor bolt.
1. UPPER ANCHOR BOLT 7/16-20UNF
32 Nm (3.3 kgf/m, 24 lbf/ft)
2. GUIDE STAY
3. RETRACTOR PROTECTOR
4. REAR SEAT BELT
5. LOWER ANCHOR BOLT 7/16-20UNF
32 Nm (3.3 kgf/m, 24 lbf/ft)
6. RETRACTOR
7. RETRACTOR BOLT 7/16-20UNF
32Nm (3.3 kgf/m, 24 lbf/ft)
8. RETRACTOR MOUNTING BOLT
6 x 1.0 mm 9.8 Nm (1.0 kgf/m, 7.2
lbf/ft)
9. UPPER ANCHOR COVER
3.
4.
Pull the upper anchor cover back, then remove the upper anchor bolt. Take care not to damage the upper anchor cover.
Remove the retractor mounting bolt and the retractor bolt, and remove the rear seat belt retractor.
Seat Belts
Rear Seat Belt Replacement (contd)
24-5
5.
1.
2.
3.
4.
GUIDE STAY
TOOTHED LOCK WASHER
COLLAR
UPPER ANCHOR BOLT
Apply liquid thread lock.
1.
2.
3.
4.
5.
6.
7.
Outside
For some models.
CENTRE ANCHOR BOLT 7/16-20UNF
32 Nm (3.3 kgf/m, 24 lbf/ft)
SEAT BELT BUCKLE
CENTRE BELT BUCKLE (For some models)
CENTRE BELT (For some models)
SEAT BELT BUCKLE
1.
2.
3.
1.
2.
3.
RETRACTOR BOLT
RETRACTOR
TOOTHED LOCK WASHER
1.
2.
3.
4.
Seat Belts
Inspection
24-6
1.
2.
3.
Inside
RETRACTOR
Forward
Rear (5D):
1.
2.
3.
Forward
RETRACTOR
Inside
3.
In-vehicle:
1. Check that the seat belt is not twisted or caught on
anything.
2. After installing the anchors, check for free
movement on the anchor bolts. If necessary,
remove the anchor bolts and check that the
washers and other parts are not damaged or
improperly installed.
3. Check the seat belts for damage or discolouration.
Clean with a shop towel if necessary. Use only
soap and water to clean.
NOTE: Dirt build-up in the metal loops of the upper
anchors can cause the seat belts to retract slowly.
Wipe the inside of the loops with a clean cloth
dampened in isopropyl alcohol.
4. Check that the seat belt does not lock when pulled
out slowly. The seat belt is designed to lock only
during a sudden impact.
5. Make sure that the seat belt will retract
automatically when released.
6. On the rear shoulder seat belt, make sure that the
locking mechanism in the seat belt retractor will
engage when the seat belt is pulled all the way out.
7. Replace the seat belt with a new assembly if there
is any abnormality. Do not disassemble any part of
the seat belt for any reason.
24-7
24-8
1.
2.
1.
2.
3.
MOUNTING BOLT
RETRACTOR
MOUNTING BOLT
1.
2.
3.
24-9
Installation
3.
4.
5.
6.
7.
1.
2.
3.
4.
5.
2.
1.
2.
Preparation of Work
1-1
Description
1-2
Preparation of Work
Description
1-2
Most monocoque bodies are composed as a single unit by welding together pressed parts made of steel plates which come in a
variety of different shapes and sizes. Each part is responsible for displaying a certain strength and durability in order that it may
play its role in meeting the functions of the body as a whole.
Damage to the exterior of the body can be inspected visually, but where there has been an external impact, it is necessary to
inspect the extent of the damage. In some cases, the deformation may have spread beyond the actual areas that were in the
collision so the deformation must be inspected closely.
Unit: mm (in)
Replacement
Replacement
4-1
Construction
Exterior Body Parts Removal/Installation
Side Sill (Outer Panel)
Mass Production Body Welding Diagram
Replacement
Roof Panel
Mass Production Body Welding Diagram
Rear Side Outer Panel
Mass Production Body Welding Diagram
Replacement
4-2
4-3
4-4
4-5
4-8
4-9
4-10
To avoid rendering the SRS inoperative, which could lead to personal injury or death in the event of a severe frontal collision, all
SRS service work must be performed by an authorized Honda dealer.
Improper service procedures, including incorrect removal and installation of the SRS, could lead to personal injury caused by
unintentional deployment of the airbags, side airbags and seat belt tensioners.
All SRS electrical wiring harnesses are indicated with yellow colo r. Related components are located in the steering column, front
console, dashboard, dashboard lower panel, and in the dashb oard above the glove box, front seats and around the floor. Do not use
electrical test equipment on these circuits.
Replacement
Construction
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
Part Name
Hood
Front Fender
Front Door Panel/Door Skin
Rear Door Panel/Door Skin
Tailgate
Bulkhead Side Stay
Bulkhead Upper Frame
Front Lower Cross-member
Wheelhouse Upper Member
Front Fender Support
Wheelhouse Extension
Front Wheelhouse
Damper Housing
Front Side Frame
Front Side Outrigger/Lower Arm Support
Dashboard Lower
Dashboard Upper
4-2
Zinc-platedNo.
20
O
21
O
22
O
23
O
24
O
25
O
26
O
O
27
28
29
30
O
31
O
32
O
33
O
34
O
35
O
36
Part Name
Centre Pillar Stiffener
Front Pillar Inner Lower
Front Pillar Inner Upper/Roof Side Panel
Side Sill Stiffener
Inside Sill
Roof Panel
Rear Inner Panel
Wheel Arch Extension
Rear Wheelhouse
Rear Pillar Stiffener
Rear Pillar Gutter
Front Floor
Middle Floor Cross-member
Rear Floor
Rear Panel
Side Sill Extension
Rear Frame
Zinc-plated
O
O
O
O
O
O
O
O
O
O
O
O
O
18
19
Outer Panel
Front Pillar Stiffener
O
O
37
4-3
NOTE: To adjust the hood, door and tailgate alignment, refer to the HR-V Shop Manual.
Mounting bolts/nuts Torque:
6 x 1.0 mm: 9.8 Nm (1.0 kgf/m, 7.2 lbf/ft)
8 x 1.25 mm: 22 Nm (2.2 kgf/m, 16 lbf/ft)
*8 x 1.25 mm: 28 Nm (2.9 kgf/m, 21 lbf/ft)
10 x 1.25 mm: 38 Nm (3.9 kgf/m, 28 lbf/ft)
: Sealing locations
NOTE: Seal the following areas to prevent water leak and rust.
Mastic sealer: 3M #08654 or equivalent.
1. HOOD HINGE
2. HOOD
3. POP NUT, 4 mm (0.16 in), Staking
stroke: 2.5 mm (0.1 in) (with mast
antenna)
4. TAILGATE HINGE
5. TAILGATE
6. REAR BUMPER EXTENSION
7. FUEL LID
8. REAR DOOR
9. DOOR HINGE
10. REAR FLOOR PIPE
11. FRONT DOOR
12. DOOR HINGE
13. FRONT FENDER
14. UPPER BEAM
15. FRONT BUMPER BEAM
4-4
The side sill should, depending on the degree of damage, be repaired as much as possible rather than replaced (Repair by pulling
out with slide hammer with pin and washer welded on).
A.
B.
C.
D.
E.
F.
G.
H.
I.
J.
K.
L.
M.
N.
O.
P.
Q.
R.
S.
T.
4-5
1.
2.
3.
1.
2.
3.
4.
REPAIR PART
Overlap 30 mm (1.2 in)
REPAIR PART
Overlap 30 mm (1.2 in)
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
4.
4-6
5.
7.
8.
Fillet welding
Fillet welding
1.
2.
3.
4.
5.
6.
4-7
9.
1.
2.
3.
Fillet welding
Butt welding
Butt welding
Ventilate when spraying paint. Most paint contains
substances that are harmful if inhaled or swallowed.
Read the paint label before opening the paint container.
Avoid contact with skin. Wear an approved
respirator, gloves, eye protection and appropriate
clothing when painting.
Paint is flammable. Store it in a safe place and
keep it away from sparks, flames or cigarettes.
13. Apply the undercoat.
Undercoat the front floor, and apply an anti-rust
agent to the inside of the side sill and centre pillar.
14. Install the related parts.
Install in the reverse order of removal.
Check the doors for proper installation and
level differences from the fender.
15. Clean the passenger compartment and check for
water leaks.
4.
5.
Roof Panel
Mass Production Body Welding Diagram
4-8
Deformation of the roof panel is highly noticeable in terms of the vehicle's outer appearance.
Before replacing the roof rail, make sure that the body is horizontal. Before welding the roof panel, adjust the roof rail flanges so
that they contact the roof panel.
NOTE: When replacing the outer panel, drill holes at the areas where it joins to the roof side rail and rear inner panel as shown.
A.
B.
C.
D.
E.
F.
G.
H.
I.
J.
K.
L.
4-9
The rear side outer panel is a conspicuous part of the vehicle. It is especially important for the body line continuing from the door.
Therefore, pay particular attention to it when conducting work. This part is also next to the trunk lid, door and rear window, and
other parts and must be aligned with them.
A. Roof side rail
B. Rear inner panel
C. Rear pillar gutter, rear inner panel and
rear pillar stiffener
D. Rear pillar gutter and rear pillar stiffener
E. Outer panel and rear pillar gutter
F. Rear pillar stiffener
G. Rear pillar gutter
H. Rear panel
I. 4-plate weldings
J. Outer panel and rear inner panel
K. VIEW Z
L. Outer panel and rear pillar gutter
M. Rear damper stiffener
N. Side sill (outer panel) (see page 4-5)
O. Rear wheel arch extension
P. Rear wheelhouse
4-10
1.
4.
3.
gutter for position and damage. Pull out the inner panel
by cutting the outer if necessary.
Jack-up the body and place safety stands at the
four designated support points.
Pull out the damaged rear side outer panel with the
frame straightener, then pull out and straighten the
inner panel and rear wheelhouse.
NOTE: Be careful not to pull out more than necessary.
After pulling, check the inner pillar and rear panel
gutter position using the body dimensional drawings
(see section 6).
Peel off the undercoat.
Heat the undercoat at the weld areas of the rear wheel
house with a gas torch and peel off the undercoat with
metal spatula.
1.
2.
3.
4.
5.
6.
4-11
5.
6.
1.
2.
Cut line
REAR PILLAR GUTTER
7.
8.
1.
2.
9.
4-12
1.
1.
2.
Fillet welding
REAR PILLAR GUTTER (New part)
4-13
1.
2.
3.
4.
5.
6.
7.
8.
Butt welding
PATCH
OUTER PANEL (Repair part)
Fillet welding
Overlap 30 mm (1.2 in.)
Butt welding
PATCH
OUTER PANEL (Repair part)
4-14
Ventilate when spraying paint. Most paint contains
substances that are harmful if inhaled or swallowed. Read
the paint label before opening the paint container.
Avoid contact with skin. Wear an approved respirator,
gloves, eye protection and appropriate clothing when painting.
Paint is flammable. Store it in a safe place and keep it
away from sparks, flames or cigarettes.
22. Apply the undercoat.
Apply undercoat to the wheelhouse and apply anti-rust
agent to the inside of the outer panel and rear pillar
gutter.
23. Install the related parts in the reverse order in which they
were removed.
24. Inspect, check and clean.
Adjust the clearance with the door and tailgate then
adjust the level differences and fit.
Check operation.
Test for leaks in the trunk and passenger
compartments.
Check the quarter glass for water leaks.
Clean the trunk floor.
5-1
5-2
5-3
5-2
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
Front floor
Middle floor extension
Front floor
Side sill
Side sill
Side sill extension
Side sill
Middle floor
Rear seta centre bracket
Rear floor
Middle floor
Middle floor extension
Middle floor
Rear floor
Front floor
Floor cap
Middle floor extension
Front floor
Front floor
Floor cap
Seat bracket
Rear wheelhouse
Stiffener extension
Rear floor
Side sill extension
Floor cap
Rear floor
Rear frame
Rear floor
Damper base
Rear frame
Rear floor
Stiffener extension
Rear wheelhouse
5-3
Left side:
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
Right side:
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
Outer
Inner
Wheelhouse
Damper base
Rear inner
Wheelhouse
Rear inner
Wheel arch extension
Wheelhouse
Wheel arch extension
Wheelhouse
Rear frame
Rear floor
Rear frame
Rear floor
Wheelhouse
6-1
6-2
6-2
6-3
6-4
6-2
(Passenger Compartment)
Unit: mm (in.)
1.
2.
(Windshield/Door Opening)
Unit: mm (in.)
1.
2.
3.
A
Windshield lower cowl cover mounting hole
B, b, C
Windshield opening flange notch
D, E, e, F, G, g, H, h, I, i, J, j, K, k
Door opening flange notch
6-3
Unit: mm (in.)
1. A, a
FRONT LOWER CROSS-MEMBER
POINT 14 (0.55)
2. B, b
FRONT SIDE FRAME POINT 16 (0.63)
3. C, c
REAR BEAM MOUNTING HOLE 16
(0.63)
4. D, d
FLOOR FRAME POINT 14 (0.55)
5. E, e
FRONT FLOOR POINT 15 (0.59)
6. F, f
REAR FRAME POINT 20 (0.8)
7. G
PANHARD ROD MOUNTING HOLE
12 (0.47)
8. H
REAR FLOOR CROSS-MEMBER
POINT 20 (0.8)
9. I, i
REAR FRAME POINT 20 (0.8)
10. Left side
11. Right side
6-4
6-5
6-6
6-7
8-1
8-2
8-2
|
|
|
Type
Body Colour Code Name
|
KG
|
New Vogue Silver Metallic, NH-583M
|
|
|
Starlight Black Pearl, NH-592P
|
|
|
Mirano Red, R-81
|
|
|
Sunburst Yellow Metallic, Y-57M
|
|
|
Super Sonic Blue Pearl, R-90P
|
|
|
Fresh Copper Metallic, YR-532M
|
|
|
Tropic Jade Pearl, R-504P
|
|
KE
|
New Vogue Silver Metallic, NH-583M
|
|
|
Starlight Black Pearl, NH-592P
|
|
|
Mirano Red, R-81
|
|
|
Sunburst Yellow Metallic, Y-57M
|
|
|
Super Sonic Blue Pearl, R-90P
|
|
|
Fresh Copper Metallic, YR-532M
|
|
|
Tropic Jade Pearl, R-504P
|
|
KY
|
Taffeta White, NH-578
|
|
|
Lightening Silver Metallic, NH-617M
|
|
|
Super Sonic Blue Pearl, R-90P
|
|
|
Fresh Copper Metallic, YR-532M
|
|
|
Tropic Jade Pearl, R-504P
|
|
|
Ruby Red Pearl, R-504P
|
|
KN
|
Taffeta White, NH-578
|
|
|
Lightening Silver Metallic, NH-617M
|
|
|
Super Sonic Blue Pearl, R-90P
|
|
|
Fresh Copper Metallic, YR-532M
|
|
|
Tropic Jade Pearl, R-504P
|
|
|
Ruby Red Pearl, R-504P
|
|
KT
|
Taffeta White, NH-578
|
|
|
Lightening Silver Metallic, NH-617M
|
|
|
Super Sonic Blue Pearl, R-90P
|
|
|
Fresh Copper Metallic, YR-532M
|
|
|
Tropic Jade Pearl, R-504P
|
|
|
Ruby Red Pearl, R-504P
|
|
KQ
|
Taffeta White, NH-578
|
|
|
Lightening Silver Metallic, NH-617M
|
|
|
Super Sonic Blue Pearl, R-90P
|
|
|
Fresh Copper Metallic, YR-532M
|
|
|
Tropic Jade Pearl, R-504P
|
|
|
Ruby Red Pearl, R-504P
|
|
KU
|
Lightening Silver Metallic, NH-617M
|
|
|
Super Sonic Blue Pearl, R-90P
|
|
|
Fresh Copper Metallic, YR-532M
|
|
|
Tropic Jade Pearl, R-504P
|
|
|
Ruby Red Pearl, R-504P
|
|
|
Eternal Blue Pearl, B-96P
|
NOTE: Apply NH-86 black (gloss 40) to the front and rear wheelhouses after installing equipment (except vehicle painted with
NH592P, G-95P, B-90P, B-74P and B-96P).
1. FRONT BUMPER
Body colour
2. FRONT GRILLE
BP - Dark Grey, NH-533
3. ROOF MOLDING
Black NH-72 (Gloss 30)
4. DOOR OUTER HANDLE
Body colour
5. DOOR MIRROR
Body colour
6. ROOF SPOILER
Body colour (for some models)
7. REAR LICENSE TRIM
Body colour
8. REAR BUMPER
Body colour
9. REAR UNDER COVER
BP. Medium dark grey NH-590
10. TAILGATE LOWER TRIM
Body colour
11. QUARTER GLASS MOLDING
Black NH-72 (Glass 30)
12. SIDE SILL PANEL
BP. Medium dark grey NH-590
Body colour (for some models)
13. DOOR SASH
Black NH-86 (Gloss 40)
Apply the door channel tape (refer to
the HR-V Shop Manual)
14. ROOF SIDE TRIM
Body colour (for some models)
15. GRILLE
BP - Dark Grey, NH-533