Preparatory Course for

Chartered Financial Analyst

(CFA) Examination
June 2017 Examination for Level I, II & III

>> Exclusive CFA training provider for CFA Singapore

>> Approved Prep Provider by CFA Institute
>> Kaplan Financial and Kaplan Schweser an compelling combination in CFA training
>> Schweser study materials including our world renowned SchweserNotes
>> Choice of Study Packages to suit your busy lifestyle
 ABOUT CFA SINGAPORE

Founded in 1987, CFA Singapore is the first CFA chapter to be formed outside of North America and one of the most active societies of CFA Institute, a
non-profit global association of investment professionals that sets the standard for professional excellence and credentials.
CFA Singapore is the 8th largest member society of CFA Institute with more than 3,500 members and it organises more than 100 events a year.
The mission of CFA Singapore is to lead the investment profession by promoting the highest standards of ethics, education, and professional excellence for
the ultimate benefit of society.

COLLABORATION WITH KAPLAN FINANCIAL

(Part of Kaplan Learning Institute)
In 5 October 2016, CFA Singapore appointed Kaplan Learning Institute to be the exclusive training provider for the CFA Singapore Research Programme
Level 1 & 2. CFA Singapore Research Programme Level 1 & 2 are accredited under the Institute of Banking and Finance Singapore Standards Training
Scheme (IBF-STS).

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ABOUT KAPLAN FINANCIAL
Part of Kaplan Learning Institute, Kaplan Financial is one of Singapores leading providers of professional accounting and finance programmes,
having trained thousands of students to date.
With a focus on training excellence, Kaplan Financial has been accorded a number of honours by our partners, demonstrating our commitment
to achieve excellent standards of learning facilities and provide outstanding student support. Widely recognized as an institution with dedicated
lecturers and a proven track record of exceptional pass rates, Kaplan Financial will equip you with the skills and confidence you need to shine in the
challenging accounting and finance industry.

EXTENSIVE ACCESSIBILITY
Well-established Our centrally-located campuses
with a complete at Wilkie Edge, PoMo and at the
range of professional National Library Building facilitate
accounting and your learning.
financial courses in
Singapore, catering to
all levels.

EXPERIENCE
To date, thousands of students
have been through our doors. REPUTATION
We boast one of the largest Voted #1 Preferred Private Education
accounting and finance Institution for Professional Certifications,
lecturer teams, who bring with Short Courses and Workshops for 4
them an invaluable pool of consecutive years (2010/11 to 2013/14)
experience which our students in the JobsCentral Learning Rankings
can readily tap on. and Survey.
Voted Top 3 Private School in Singapore
ACCREDITATIONS (2013 to 2016) by AsiaOne Peoples
ACCA Approved Learning Partner (ALP) Student Tuition Choice Awards.
Platinum Status, Accredited Learning Organisation (ALO)
for Foundation and Professional Programmes for Singapore
QP by the Singapore Accountancy Commission (SAC),
Registered Tuition Provider for CPA Program by CPA
Australia, Training provider for CAIA, Exclusive CFA
training provider for CFA Singapore.

THE KAPLAN WAY

Kaplan is the leading global provider of financial education for hundreds of thousands of students and business professionals around the world. Our
comprehensive learning strategy, known as The Kaplan Way, utilizes learning science in the instructional design of our educational tools and courses.
The system is the most effective, comprehensive study packages in the industry by employing a three-phase learning strategy:

Acquire new Apply new knowledge through Evaluate mastery of

knowledge through simulation and practice. new knowledge and
demonstration and ------------------------------------- identify achieved
examples. Practice solving problems utilizing the outcomes.
--------------------------------- information received in the prepare -----------------------------
Sets the foundation phase Put your newly acquired
PRACTICE

PERFORM

Directly interact with new knowledge

PREPARE

Provide you with the knowledge to the test

necessary tools to begin and skills, identify gaps in Demonstrate mastery
acquiring new knowledge performance and build expertise of the objective by
Provide you with just what Receive guidance and feedback answering questions
you need to begin the when solving the problems and solving problems
practice phase Learning science has shown that the
work (and rework) during the practice
phase is essential to cementing
developing practices and the earlier
information for long-term retention

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 COURSE DESCRIPTIONS
Our Preparatory Course for CFA Examination is made up of 3 distinct phases:

Education Course
Classroom, Online
Level I & II : 19 sessions, 66.5 hours
Level III : 17 sessions, 51 hours
Our education course is designed to take candidates through the topics with clear Course Materials
and thorough explanation, making home study far more productive. Teaching Slide Pack
Topics are taught with the use of worked examples throughout the course. It is Schweser Essential
designed to help you: Self-Study Package
Develop a good understanding of each topic Schweser Video Classes
Focus on the key knowledge needed for the exam
Cover the vast majority of CFA Institutes prescribed Learning Outcomes
Statement (LOS)
The sessions are spread evenly over the months leading to the exam via a
combination of weekday evenings and weekend classes.
Full coverage of the curriculum organized by LOS and presented online by faculty.
Available on Kaplan Schweser website, the sessions used the same slide pack as
contained in the classroom materials to dovetail seamlessly with the classroom
experience to provide useful additional source of reference.

Designed for CFA exam candidates, our revision courses help them discover the Course Materials
key subject areas and dive much deeper into more challenging concepts which are
usually tested during exams. Revision Mindmap Book
These courses also include mock-exam practice questions to better ensure that Revision Question Bank
you are able to put your knowledge into practice and be more confident on the day
of the exam.

Our Revision Course is designed to help you:

Revision Course
Classroom
Level I : 6 sessions, 21 hours
Level II : 7 sessions, 21 hours
Level III : 6 sessions, 18 hours
Apply knowledge in questions and reinforce exam techniques
Focus on topics you feel weak
Develop your exam strategy
Crystallize and refresh the understanding of topics
Obtain an overview and debrief
Revisit some tricky and difficult concepts
Non-Education Course Candidates
Our revision course is built up on the knowledge learned during our education
course. Non-education course candidates are welcome to join, but to truly benefit
from our revision course; you are encouraged to have a thorough understanding of
the topics through your own self-study.

Schwesers Online Mock exam will be available from 20 May to 3 June 2017.
Online Schweser Mock Exam is as close to the actual CFA exam in format, difficulty, and length as we can make it.
The Mock Exam helps develop your test-taking skills, identify your weak areas, and demonstrate your mastery of the
CFA curriculum. Afterward, view answer explanations, check your score compared to those of other candidates, and
drill deeper into each question with our Mock Exam Tutorial.

The Online Schweser Mock Exam includes:

CFA Institute topic weightings
Printable answer key and online answer explanations
Online scoring and performance tracking by topic area with a comparison to other Mock Exam candidates
Answer explanations that include LOS and CFA curriculum page references for every question
Kaplan Schweser Mock Exam Tutorial
Online Mock Exam Unlock your Mock Exam and increase your potential for better performance. After taking the Online Schweser Mock
Exam, the Mock Exam Tutorial gives you a detailed explanation of how we arrived at the answers. It is designed as a
Online
Timed 6-hour exam (two 3-hour sessions) focused, efficient review of each question to help you fill in the gaps in your knowledge. As you review your answers
online, simply click View Tutorial under the answer explanations to view the multimedia instruction.

The Mock Exam Tutorial features:

Over 10 hours of instruction on the concepts and techniques necessary to answer each question
Voice-over animated slides and instructor annotations that review the underlying concepts and techniques for each
Mock Exam question and relates them to selecting the correct answer choice

CFA Institute does not endorse, promote, review, or warrant the accuracy of the products or services offered by KLI. CFA Institute, CFA and the Chartered Financial Analyst are trademarks owned by CFA Institute.

2
CFA PROGRAMME ENROLLMENT & EXAM REGISTRATION FEES

The earlier you enroll, the lower the fees are. CFA Institute will not accept enrollments for the exam after the final deadline. Please note that these fees are
paid directly to CFA Institute and not to Kaplan and are not included in our course fees.

Level I, II, III

Programme Enrolment + Exam
Payment Deadlines Total Cost
(new candidates only) Registration
15 February 2017 US$ 450 US$ 930 US$ 1,380

15 March 2017 US$ 450 US$ 1,380 US$ 1,830

The one-time programme enrollment fee and the exam registration fee are payable in US dollars only, and the fee are non-transferable and non-refundable.
The exam registration fee covers the cost of:
The eBook (contains the complete curriculum you need to study)*
An interactive study planner to guide and track your exam preparation
Topic-based practice tests
Mock exams
A mobile study app with access to everything listed above

*You may purchase a print version of the curriculum (available for a non-refundable fee of US$150, plus any fees associated with shipping) at the same
time you register for an exam, or later.

For full details on CFA Programme Fees, please visit: http://www.cfainstitute.org/programs/cfaprogram/register/Pages/fee_schedule.aspx

CFA Institute Contact Details

CFA Institute Headquarters (U.S.A.)
Tel: (434) 951 5499
Fax: (434) 951 5262
Email: info@cfainstitute.org
Web: www.cfainstitute.org
CFA Institute Asia Pacific (Hong Kong)
Toll-free Information Line:
001-800-8228-8820
Tel: (852) 2868 2700
Fax: (852) 2868 9912
Email: infohk@cfainstitute.org
Web: www.cfainstitute.org

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COURSE SCHEDULE CFA LEVEL I

Lecturer: Richa Gupta

EDUCATION COURSE
Class 1A Class 1B
SESSION TOPIC DAY DATE TIME DAY DATE TIME
1 Quantitative Methods Sun 15-Jan 9.30am - 1pm Wed 8-Feb 7pm - 10.30pm
2 Quantitative Methods Sun 15-Jan 2pm - 5.30pm Fri 10-Feb 7pm - 10.30pm
3 Quantitative Methods Fri 20-Jan 7pm - 10.30pm Wed 15-Feb 7pm - 10.30pm
4 Quantitative Methods + Financial Reporting & Analysis Sun 22-Jan 9.30am - 1pm Fri 17-Feb 7pm - 10.30pm
5 Financial Reporting & Analysis Sun 22-Jan 2pm - 5.30pm Wed 22-Feb 7pm - 10.30pm
6 Financial Reporting & Analysis Wed 25-Jan 7pm - 10.30pm Fri 24-Feb 7pm - 10.30pm
7 Financial Reporting & Analysis Fri 3-Feb 7pm - 10.30pm Wed 1-Mar 7pm - 10.30pm
8 Financial Reporting & Analysis + Portfolio Management Sun 5-Feb 9.30am - 1pm Fri 3-Mar 7pm - 10.30pm
9 Portfolio Management Sun 5-Feb 2pm - 5.30pm Wed 8-Mar 7pm - 10.30pm
10 Corporate Finance Sun 12-Feb 9.30am - 1pm Fri 10-Mar 7pm - 10.30pm
11 Corporate Finance + Securities Markets Sun 12-Feb 2pm - 5.30pm Wed 15-Mar 7pm - 10.30pm
12 Equity Investments Sun 19-Feb 9.30am - 1pm Fri 17-Mar 7pm - 10.30pm
13 Equity Investments + Fixed Income Sun 19-Feb 2pm - 5.30pm Wed 22-Mar 7pm - 10.30pm
14 Fixed Income Sun 26-Feb 9.30am - 1pm Fri 24-Mar 7pm - 10.30pm
15 Fixed Income Sun 26-Feb 2pm - 5.30pm Wed 29-Mar 7pm - 10.30pm
16 Fixed Income + Derivatives Sun 05-Mar 9.30am - 1pm Fri 31-Mar 7pm - 10.30pm
17 Derivatives Sun 05-Mar 2pm - 5.30pm Wed 05-Apr 7pm - 10.30pm
18 Economics Sun 12-Mar 9.30am - 1pm Thu 06-Apr 7pm - 10.30pm
19 Economics Sun 12-Mar 2pm - 5.30pm Fri 07-Apr 7pm - 10.30pm

Lecturer: Richa Gupta

REVISION COURSE/ONLINE MOCK
EXAM/MULTIMEDIA TUTORIAL Class 1AR Class 1BR
SESSION TOPIC DAY DATE TIME DAY DATE TIME
1 Quantitative Methods Sun 19-Mar 9.30am - 1pm Wed 12-Apr 7pm - 10.30pm
2 Portfolio Management + Corporate Finance Sun 19-Mar 2pm - 5.30pm Thu 13-Apr 7pm - 10.30pm
3 Financial Reporting & Analysis Sun 26-Mar 9.30am - 1pm Wed 19-Apr 7pm - 10.30pm
4 Financial Reporting & Analysis + Equity Investments Sun 26-Mar 2pm - 5.30pm Fri 21-Apr 7pm - 10.30pm
5 Equity Investments + Fixed Income Sun 2-Apr 9.30am - 1pm Wed 26-Apr 7pm - 10.30pm
6 Derivatives + Economics Sun 2-Apr 2pm - 5.30pm Fri 28-Apr 7pm - 10.30pm

ONLINE CFA SCHWESER

MOCK EXAM
Kaplan Schweser CFA Online Mock Exam
The CFA Online Mock Exam will be available from 20 May 2017 to 3 June 2017
& Multimedia Tutorial

All information is accurate at time of print (November 2016). KLI reserves the right to vary or cancel any of the courses described on the planner or alter the composition of the relevant team as the venue for
lectures, should the circumstances so require.

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COURSE SCHEDULE CFA LEVEL II

Lecturer: Wong Choon Yuan

EDUCATION COURSE
Class 2A Class 2B
SESSION TOPIC DAY DATE TIME DAY DATE TIME
1 Equity Valuation Tue 17-Jan 7pm - 10.30pm Sun 5-Feb 9.30am - 1pm
2 Equity Valuation Thu 19-Jan 7pm - 10.30pm Sun 12-Feb 9.30am - 1pm
3 Alternative Investments Tue 24-Jan 7pm - 10.30pm Sun 12-Feb 2pm - 5.30pm
4 Alternative Investments Thu 26-Jan 7pm - 10.30pm Sun 19-Feb 9.30am - 1pm
5 Portfolio Management Tue 31-Jan 7pm - 10.30pm Sun 19-Feb 2pm - 5.30pm
6 Portfolio Management Thu 2-Feb 7pm - 10.30pm Sun 26-Feb 9.30am - 1pm
7 Quantitative Methods Tue 7-Feb 7pm - 10.30pm Sun 26-Feb 2pm - 5.30pm
8 Quantitative Methods Thu 9-Feb 7pm - 10.30pm Sun 5-Mar 9.30am - 1pm
9 Economics Tue 14-Feb 7pm - 10.30pm Sun 5-Mar 2pm - 5.30pm
10 Economics Thu 16-Feb 7pm - 10.30pm Sun 12-Mar 9.30am - 1pm
11 Ethical and Professional Standards & Corporate Finance Tue 21-Feb 7pm - 10.30pm Sun 12-Mar 2pm - 5.30pm
12 Corporate Finance Thu 23-Feb 7pm - 10.30pm Sun 19-Mar 9.30am - 1pm
13 Financial Reporting & Analysis Tue 28-Feb 7pm - 10.30pm Sun 19-Mar 2pm - 5.30pm
14 Financial Reporting & Analysis Thu 2-Mar 7pm - 10.30pm Sun 26-Mar 9.30am - 1pm
15 Financial Reporting & Analysis Tue 7-Mar 7pm - 10.30pm Sun 26-Mar 2pm - 5.30pm
16 Fixed Income Thu 09-Mar 7pm - 10.30pm Sun 2-Apr 9.30am - 1pm
17 Fixed Income Tue 14-Mar 7pm - 10.30pm Sun 2-Apr 2pm - 5.30pm
18 Derivative Investment Thu 16-Mar 7pm - 10.30pm Sun 16-Apr 9.30am - 1pm
19 Derivative Investment Tue 21-Mar 7pm - 10.30pm Sun 16-Apr 2pm - 5.30pm

REVISION COURSE/ONLINE MOCK Lecturer: Wong Choon Yuan

EXAM/MULTIMEDIA TUTORIAL Class 2AR Class 2BR
SESSION TOPIC DAY DATE TIME DAY DATE TIME
1 Quantitative Methods Tue 4-Apr 7pm - 10pm Sun 23-Apr 10am - 1pm
2 Portfolio Management + Corporate Finance Thu 6-Apr 7pm - 10pm Sun 7-May 10am - 1pm
3 Financial Reporting & Analysis Tue 11-Apr 7pm - 10pm Sun 7-May 2pm - 5pm
4 Financial Reporting & Analysis + Equity Investments Thu 13-Apr 7pm - 10pm Sun 14-May 10am - 1pm
5 Equity Investments + Fixed Income Tue 18-Apr 7pm - 10pm Sun 14-May 2pm - 5pm
6 Derivatives + Economics Thu 20-Apr 7pm - 10pm Sun 21-May 10am - 1pm
7 Fixed Income & Derivative Investment Tue 25-Apr 7pm - 10pm Sun 21-May 2pm - 5pm

ONLINE CFA SCHWESER

MOCK EXAM
Kaplan Schweser CFA Online Mock Exam
The CFA Online Mock Exam will be available from 20 May 2017 to 3 June 2017
& Multimedia Tutorial

All information is accurate at time of print (November 2016). KLI reserves the right to vary or cancel any of the courses described on the planner or alter the composition of the relevant team as the venue for
lectures, should the circumstances so require.

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 COURSE SCHEDULE CFA LEVEL III

Lecturer: Dr Nilanjan Sen

EDUCATION COURSE
Class 3A
SESSION TOPIC DAY DATE TIME
1 Ethics Sat 4-Feb 10am - 1pm
2 Behavioral Finance Sat 4-Feb 2pm - 5pm
3 Private Wealth Management Sat 11-Feb 10am - 1pm
4 Private Wealth Management Sat 11-Feb 2pm - 5pm
5 Institutional Portfolio Management Tue 14-Feb 7pm - 10pm
6 Equity Portfolio Management Thu 16-Feb 7pm - 10pm
7 Fixed Income Tue 21-Feb 7pm - 10pm
8 Fixed Income Thu 23-Feb 7pm - 10pm
9 Risk Management Sat 4-Mar 10am - 1pm
10 Risk Management Sat 4-Mar 2pm - 5pm
11 Capital Market Expectations and Economics Sun 5-Mar 10am - 1pm
12 Asset Allocation Sun 5-Mar 2pm - 5pm
13 Alternative Investments Tue 4-Apr 7pm - 10pm
14 Execution of Portfolio Decisions Thu 6-Apr 7pm - 10pm
15 Performance Evaluations & Attribution Tue 11-Apr 7pm - 10pm
16 GIPS Thu 13-Apr 7pm - 10pm
17 GIPS Tue 18-Apr 7pm - 10pm

REVISION COURSE/ONLINE MOCK EXAM Lecturer: Dr Nilanjan Sen

/MULTIMEDIA TUTORIAL Class 3AR
SESSION TOPIC DAY DATE TIME
1 Behavioral Finance, Private Wealth Management Sat 6-May 10am - 1pm
2 Private Wealth Management, Institutional Portfolio Management, Equity Portfolio Management Sat 6-May 2pm - 5pm
3 Fixed Income, Risk Management Sat 13-May 10am - 1pm
4 Capital Market Expectation and Economics, Asset Allocation, Alternative Investments Sat 13-May 2pm - 5pm
5 Execution of Portfolio Decisions, Performance Evaluations & Attribution Sat 20-May 10am - 1pm
6 Performance Evaluations & Attribution, GIPS Sat 20-May 2pm - 5pm

ONLINE CFA SCHWESER

MOCK EXAM
Kaplan Schweser CFA Online Mock Exam
The CFA Online Mock Exam will be available from 20 May 2017 to 3 June 2017
& Multimedia Tutorial

All information is accurate at time of print (November 2016). KLI reserves the right to vary or cancel any of the courses described on the planner or alter the composition of the relevant team as the venue for
lectures, should the circumstances so require.

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COURSE FEES
Members of CFA Singapore DBS/PO
SB

Individual Course
Course Fees Premier Package#
(after Early Bird Discount) Mock Exam
Education Revision Revision Plus
Schweser Online
Level I $2,950.00 $2,700.00 $765.00 $690.00 $100.00
Level II $3,100.00 $2,790.00 $963.00 $690.00 $100.00
Level III $3,100.00 $2,907.00 $1,012.50 $690.00 $100.00
Prepare
Education Course
Classroom Sessions
Level I - 66.5 hours
Level II - 66.5 hours
Level III - 51 hours
Schweser Essential Self-Study Package
Schweser Online Videos
Weekly Live Online Class
Lecture Notes
Practice
Revision Course - 21 hours
Mind Map
Question Book
Perform
Schweser Online Mock Exam

Non-members of CFA Singapore

Individual Course
Course Fees Premier Package#
(after Early Bird Discount) Mock Exam
Education Revision Revision Plus
Schweser Online
Level I $2,950.00 $3,000.00 $850.00 $817.00 $100.00
Level II $3,100.00 $3,100.00 $1,070.00 $960.00 $100.00
Level III $3,100.00 $3,230.00 $1,125.00 $991.00 $100.00
Prepare
Education Course
Classroom Sessions
Level I - 66.5 hours
Level II - 66.5 hours
Level III - 51 hours
Schweser Essential Self-Study Package
Schweser Online Videos
Weekly Live Online Class
Lecture Notes
Practice
Revision Course - 21 hours
Mind Map
Question Book
Perform
Schweser Online Mock Exam

Discounts (Not Applicable for Resit Candidates)

Early Bird Discount

Enjoy early bird discount on Premier Package when you sign up before 6 January 2017 for Levels I & II, and 27 January 2017 for Level III. Terms and conditions
apply. Only 1 discount scheme is allowed per student.

Privileges
Level I/II/III Exam Resit
Kaplan CFA students who wish to retake their Level I/II/III exam in June 2017 can enrol for our Premier Package at 30% off and Education Class at 30% off.
Terms and conditions apply.
Kaplan CFA Study Material Discount
Kaplan CFA students who enroll for course package will enjoy up to 20% discount off selected Kaplan Schweser individual products. Terms and conditions apply.
Approved CFA Calculator
Kaplan Students who enroll for course package can purchase the Texas Instrument Calculator, BA-ll Plus Professional at discounted price at S$85.60*. Terms and
conditions apply.
#
Original Fees for Premier Package (Level I - S$3,350/Level II - S$3,450/Level III - S$3,550)
^
Six months interest free instalment plans are available for DBS/POSB cardholders who sign up for Premier Package.
* Prices are inclusive of 7% GST.
* Only valid for 2017 materials.
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 LECTURER PROFILES
Richa Gupta
CFA, PGBA (Finance & Information System), B.E. (Electronics and Communication)

Chartered Financial Analyst (CFA) and mentor for candidates studying for the level I CFA Examination.
Always focused on getting students to understand fundamental concepts and apply them during examinations.
Awarded the scholarship for CFA Level III by CFA Singapore.
Held distinction in both PGBA in Finance & Information Systems and Bachelor of Engineering in Electronics &
Communication.
10 years of teaching experience in the area of finance and is the Subject Matter Expert (Finance) for the diploma
programs in Kaplan, Singapore.
In her overseas assignments, she taught Portfolio Management and Asset Allocation to MBA students at the
Indian Institute of Planning and Management (IIPM) for their Wealth Management Programme.
Previously conducted on Banking, Investment Analysis and Portfolio Management and other finance modules at
various universities such as University of Essex (UK) and Murdoch University (Australia).
Previously conducted lectures for the Financial Management module in the foundation programme that leads
to the professional programme of the Singapore Qualification Programme (QP) and the revision course for the
Financial Strategy (F3) for the Chartered Institute of Management Accounting (CIMA).

Wong Choon Yuan

CFA , FRM, MSc. Financial Engineering, MSc. Applied Finance, B.E. (Chemical Engineering)

Chartered Financial Analyst (CFA) and mentor for candidates studying for the level II CFA Examination.
Over 10 years of working experience in Banking and Finance industry with prior experience in feedstock
optimisation in the Oil and Gas industry.
Conducted lectures on Hedge Funds and Portfolio Management in MSc. Financial Engineering at National
University of Singapore (NUS) and MSc. Applied Finance and MSc. Wealth Management at Singapore
Management University (SMU).
Published a hedge fund research paper in Journal of Wealth Management, Spring 2006.

Dr Nilanjan Sen
Ph.D., CFA, Associate Dean (Graduate studies) and Associate Professor of Banking and Finance at
Nanyang Business School, NTU

Chartered Financial Analyst (CFA) and mentor for candidates studying for the level III CFA Examination.
Concurrently holds an adjunct Associate Professor position at Lorange Institute, Zurich.
Received his Ph.D. from Virginia Tech and was a faculty member at Arizona State University prior to joining NTU,
Singapore.
Published extensively in academic as well as practitioner journals and currently teaches corporate and international
finance.
Presented in several international conferences and presently works in the area of corporate governance and
international dividend policy.
Provided leadership in several key initiatives in his 8 year at Nanyang Business School.
Worked with several leading U.S. universities to launch various Advanced Management Programs that addresses
industry specific needs.
Substantially expanded the open and custom program portfolio that includes specialized program for banks and
MNCs in one of the highest growing region.
Conducted training programs for several corporations, banks and government agencies.
Was the chief examiner for Certified Investment and Security Analyst Institute (CISA), Thailand, and has worked
with several U.S. based preparatory programs for CFA examinations.
Currently conducts executive training programs for Cornell-NTU Institute, Nanyang Executive Education as well
as CFA review programs for the Financial Training Company.
Recipient of the researcher of the year award from School of Global Management and Leadership, Arizona State
University and best teacher award from the division of Banking and Finance, Nanyang Business School in 2004.
Recipient of the Teacher of the Year award in Financial Engineering program for 2006 and 2008.

8
TERMS & CONDITIONS
General:
- Procedures on course withdrawal, transfer and refund policy can be
found in Kaplan Learning Institute (KLI) Student Handbook and website
- Enrollment and purchases will only be recognized upon receipt of
payment
- All fees quoted includes GST unless otherwise stated
- Course fees must be paid in full
- All bona-fide students will be issued a Kaplan Student Access Card
- KLI reserves the right to vary, amend or discontinue any or all of the
discounts as it deems appropriate
- KLI reserves the right to vary or cancel any of the courses described or
alter the composition of the relevant lecturing team, as well as the venue
for lectures should the circumstances so require
Transfer Policy:
Transfer of Courses and Intakes: Student who wish to transfer the
course of study or to a new intake must withdraw from the current course
and the refund policy applies.
Refund Policy: No refund /exchange of materials purchased with courses
(ii) Medical reasons certified by a Singapore registered doctor
is allowed. Should a student withdraw and materials are collected, he/she is
required to pay the cost of the materials (S$1,251.90). Only the net amount
after deducting material cost will be refundable. The student concerned will
be informed of the final decision in writing within 4 weeks.
Refunds for Withdrawal Without Cause: Where students withdraw from
the Course, KLI shall review after receiving the students written notice of
withdrawal and refund to the Student within 7 working days, the following
sums:
% of (the amount of fees
paid under Schedules B If Students written notice of withdrawal
and C). Please refer to is received
Student Contract.
More than [60] days before the course
80% commencement date
Before, but not more than [60] days before
60% the course commencement date
Before, but not more than [29] days before
50% the course commencement date
0% On or after the course commencement date
Refund During Cooling-Off Period: KLI will provide the Student with a
cooling-off period of seven (7) working days after the date that the Contract
has been signed by both parties. The Student will be refunded the highest
percentage of the fees already paid if the Student submits a written notice
of withdrawal to the KLI within the cooling-off period, regardless of whether
the Student has started the course or not. In the event that a student wishes
to withdraw from the programme, the application fee and the administrative
fee are not refundable. Students are liable to pay (where applicable) fees
that are imposed by the government authorities or other external partners.
For more information on Fee Protection Scheme and refund policy, please
refer to www.cpe.gov.sg.
Non-Tuition Fees: Fee Protection Scheme Insurance is non-refundable
after commencement of classes Medical Insurance Premium is non-
refundable after commencement of classes Student membership fees
payable to CFA Institute are non-refundable.
Withdrawal Without Cause: KLI will review all written notice of withdrawal
supported by relevant documents on a case by case basis within 4 weeks.
KLI will consider the following as grounds for request to withdraw:
(i) Overseas assignments of more than 1 month with official letter
from company
eg. Hospitalization
(iii) Pregnancy certified by a Singapore registered doctor
(iv) Reservist service of more than 1 month with official document
(v) Exemption granted by relevant institution
Withdrawal/Refund Procedure:
- Student must inform Program Management in writing and complete a
Course Request Form with reasons for withdrawal/refund accompanied
with relevant supporting documents
- All requests for withdrawal/refund are subject to KLIs approval
- The student concern will be informed of the final decision in writing within
4 weeks
- Upon approval, student will be withdrawn from their course
- Refund where applicable will be available within 7 working days from
date of approval
- Student will be required to collect the cheque personally from our
Reception Counter. They will need to provide a letter of authorization if
they wish to authorize a third party to collect on their behalf
- Student will need to sign on the Student Acknowledgement Checklist
upon collection of the cheque/credit note
Confidentiality Clause: KLI shall treat all students particulars with the
strictest confidence for legitimate purpose and will not disclose to external
parties.
CFA Institute does not endorse, promote, review, or warrant the accuracy
of the products or services offered by KLI. CFA Institute, CFA and the
Chartered Financial Analyst are trademarks owned by CFA Institute.
9