Settlement and Termination Ál!

reement
This Settlement and Tennination Agreement (the "Agreement") is made as of Februar i 5,
2008 (the "Effective Date") by and between CheckFree Services Corporation, a Delaware
corporation, with its offce located at 4411 East Jones Bridge Road, Norcross, Georgia 30092
(hereinafter referred to as "ChcckFree") and Satyam Computer Services Limited, a public limited
liability company incorporated under the laws of India, with its registered offce located at Mayfair
Centre, SoP. Road, Secunderabad - 500003, India (hereinafter referred to as "Satyam").

RECITALS:

WHEREAS CbeckFree and Satyam have entered into a Master Services Agreement, dated as
of August 23, 2004 (as amended to date, the "MSA") and various work orders executed by CheckFree
and Satyam under the MSA for the provision of softare development services, including a work
order relating to an "EPL" project, namely the Amended and Restated Work Order No. I dated
November 5, 2005 as amended by Amendment No.1 dated as of April 6, 2007 (the "EPL Work
Order");

WHEREAS CheckFree and Satyam have agreed that CheckFree will no longer avail of
services from Satyam under the EPL Work Order and wish to record the terms of cessation of such
services under the EPL Work Order; and

WHEREAS Satyam and CheckFree now wish to enter into this Agreement to terminate the
commercial relationship between Satyam and CheckFree solely with respect to the EPL Work Order
and all services under the EPL Work Order, whether in progress or completed, and by mutual consent
record their settlement of all claims between them in all respects solely with respect to the EPL Work
Order, and to provide a general mutual release of each other from any further liabilty solely under the
EPL Work Order.

Now, THEREFORE, the parties hereto hereby agree to enter into this Agreement in accordance with
the following terms.

I. Tennination. As of the Effective Date and subject to the tenns of this Agreement, all
provisions of and all rights and obligations of the parties hereto under the EPL Work Order shall be
terminated and no longer be in effect (it being expressly agreed that the MSA shall remain in effect
and only be terminated with respect to the EPL Work Order (but not any other work order). Without
limiting the generality of the foregoing sentence, it is the intention of the parties to tenninate the
commercial relationship between Sat yam and ChcckFree solely with respect to the EPL Work Order,
and each part agrees that all other work orders, to the extent currently in effect, shall remain in effect
and to the extent no longer in effect shall be governed, for purposes of any future disputes, by the
specific work order (and MSA as it applies to such specific work order). It is expressly agreed that the
following provisions of the MSA will survive termination of the EPL Work Order and continue in full
force and effect as they relate to the EPL Work Order: Sections 1.5,3.15,7,11.5,13.6,15,16.6
through 16.9, 16.15, 18.l(b) through (d), 18.1(t), 18.1(g) as it relates only to 16.6 through 16.9 and
16.15, 18.l(h), J 8.10), 18.4, 18.5, 22 (except Sections 22.2, 22.10 and 22.1 i) and 23. For avoidance
of all doubt and notwithstading anything to the contrary in this Agreement, the tenns and provisions
of Section 23 of the MSA shall remain in full force and effect and the period of sixty (60) months as
referrd to in Section 23(a) of the MSA shall be calculated from the Effective Date as it relates to the
EPL Work Order.

2. Satvam Transition Obligation. Subject to the terms of

with the provisions of

this Agreement and in accordance
the MSA and the eleven (1 i) bullet points for action by Satyam on Pages 2 and
3 of the letter of termination provided by CheckFree to Satyam on December 19, 2008 (the ~ ,

SY\246.2 tf/J.
"Termination Letter") and supported by the fmal trasition plan ("Satvam Plan") as agreed upon by
the parties, Satyam agrees to provide support for transition and production support in respect of the
services under the EPL Work Order at no cost up until June 30th 2008 ("Termination Date").
CheckFree and Satyam shall work towards finalizing mutually agreeable modifications to such
Satyam Plan. CheckFree shall be entitled to extend the Tennination Date for up to an additional six
(6) months and, following such extension, receive at no additional cost the transition and production
support specified hereunder. For avoidance of all doubt and notwithstading anything to the contrary
in this Agreement, (i) the MSA, as presently in effect, shall (x) apply to the transition services to be
provided by Sat yam pursuant to this Section 2 without regard to the tennInation of certain sections of
the MSA provided for in Section I and (y) constitute the basis for any remedies CheckFree may have
in the future for breach of this Section 2, except that applicable law and venue shall be as provided in
Section 7 of this Agreement (Le., New York instead of Georgia), and (ii) all other provisions orthis
Agreement relating to the EPL Work Order, termination thereof and general release of claims related
thereto (including, without limitation, Sections i, 2, 3, 4, 5 and 6) shall be fully operative and
enforceable by Satyam regardless of any actual or alleged breach of this Section 2 by Sat yam.

3. Good Faith Payment by SatYam. As a full settlement of all outstanding disputes and
issues surrounding the EPL Work Order, Satyam shall pay CheckFree US Dollars Two million and
three hundred thousand (US$2,300,000) in four quarerly installments, with each of the four (4)
sequential installments paid by Sat yam on or before March 3 i'l 2008, June 30il 2008, September 30lh
2008 and December 3 1'1 2008 and in any event the full settlement amount shall be fully paid by
Satyam by December 31, 2008. CheckFree acknowledges that this payment shall not be construed as
any admission by Sat yam of failure to perfonn its obligations under the EPL Work Order or MSA as
it applies to the EPL Work Order. Satyam shall be responsible for all taxes associated with the
payment of any amounts under this Section 3.

4. No Acknowledgment or Admission. No action taen by the parties hereto in connection

with the EPL Work Order or the MSA as it applies to the EPL Work Order, or in connection with this
Agreement, shall be deemed or construed to be an acknowledgement or admission by either par of
any fault whatsoever to the other part or to any third party. CheckFree hereby withdraws the
allegations of breach contained in the Termination Letter and all prior similar communications (the
"Termination Notices").

5. Confidentiality: Non-Disparagement. The parties hereto agree to maintain in confidence

the existence of this Agreement, the contents and tenns of this Agreement, and the consideration for
this Agreement and shall not disclose any such details to any third part except as may be required by
applicable law or regulation (including to obtain advice from professionals regarding such laws or
regulations) or to enforce this Agreement in a legal action. In particular, the parties shall not disclose
any infonnation regarding this Agreement or the EPL Work Order (and the MSA as it applies to the
EPL Work Order). Neither CheckFree nor Satyam shall make any statement to any third party
regarding the EPL Work Order (or the MSA as it applies to the EPL Work Order) or the services or
products contemplated thereunder as may defame the other par, except for any statement or
testimony required by applicable law.

6. General Release and Waiver of Claims by CheckFree and Satvam.

(a) Release. In consideration of the covenants and agreements provided by CheckFree

and Satyam in this Agreement, and after consultation with counsel, each party, individually and on
behalf of its partners, offcers, directors, shareholders, subsidiaries, employees, agents, affliates,
heirs, executors, administrtors, representatives, agents, successors and assigns (collectively, the
"Relcasors") hereby irrevocably and unconditionally releases and forever discharges the other part
and each of the other party's parers, offcers, directors, shareholders, subsidiaries, employees,
agents, affliates, heirs, executors, administrators, representatives, agents, successors and assigns
("Relcasccs") from any and all claims, actions, causes of action, rights, judgments, obligations,
damages, demands, accountings, representations, warrties, undertakings, lost profits, costs or (Ø
2 £yl.
5\1600246.2
 liabilties of whatever kind or character, known or unknown, direct or indirect, financial or non-
financial, whether based on law, contrct, indemnity, tort equity, the conduct of the parties,
negligence, misconduct, non-performance, frudulent misrepresentation or otherwise (collectively,
"Claims"), including, without limitation, any Claims under any federal, state, local or foreign law,
that the Releaors, in the past, present or future, had, have, may have, or may possess, arising out of
the EPL Work Order (and the MSA solely as it applies to the EPL Work Order) or any collateral or
subsidiar documents or agreements related to the EPL Work Order (including without limitation,
amendments to the EPL Work Order, the Termination Notices solely in relation to the EPL Work
Order or any theories expressed in the Termination Notices solely in relation 10 the EPL Work Order)
and (ii) any event, condition, circumstance or obligation that occurred, existed or arose on or prior to
the date hereof solely related to the EPL Work Order. for avoidance of all doubt and notwithstanding
anything to the contrary in this Agreement, (i) CheckFree does not release any Claims, or waive any
rights it may have, with respect to breaches (past, present or future) by Satyam of the terms and
provisions of Section 23 of the MSA (or any other provisions of the MSA that survive termination of
the EPL Work Order as identified in Section i above) and (ii) the release of Claims by CheckFree
provided for in this Section 6 shall not apply to the obligations of Satyam to provide trnsition
services as specified in Section 2 of this Agreement.

CHECKFREE AND SATYAM HEREBY EXPRESSLY WAIV ANY RIGHTS EACH

MAY HAVE UNDER ANY STATUTES OR COMMON LAW PRINCIPLES WHICH LIMIT
THE ABILITY OF A PARTY TO RELEASE ANOTHER PARTY FROM CLAIMS, WHERE
THE RELEASING PARTY DOES NOT KNOW OF THE EXISTENCE OF SUCH CLAIMS
OR GROUNDS FOR SUCH CLAIMS, OR DOES NOT SUSPECT THAT SUCH CLAIMS OR
GROUNDS FOR SUCH CLAIMS MAY EXIST OR ARISE, AT THE TIME THE RELEASE
IS EXECUTED.

(b) No Assignment. Checkfree and Satyam each represent and warrnt that it has not
assigned any of the Claims being released under this Agreement.

(c) Covenant Not to Sue. CheckFree and Satyam each covenants not to commence or
prosecute any lawsuit, arbitrtion or other form of litigation in respect of any of the Claims released
by this Agreement in any forum in any place in the world.

7. Applicable Law; Venue. This Agreement shall be governed by the laws of

the State of
New York. Any controversy, dispute, or claim related to this Agreement, whether arising under the
common law or any statute, including any claim arising out of, in connection with, or in relation to the
existence, validity, interpretation, scope, performance, breach and/or termination of
this Agreement or
any of the agreements referred to herein (collectively, "Disnutes") shall be resolved exclusively in the
appropriate courts within New York County, New York. Nothing in this Agreement shall limit the
right of the parties to obtain any provisional remedy, including injunctive or similar relief, from any
court of competent jurisdiction as may be necessar to protect their respective rights and interests.

8. Advice of Counsel ; Due Authorization. Each part acknowledges that it has been advised
by counselor has had adequate opportunity to be advised by counsel of the effect of this Agreement
and is executing this Agreement with full understanding of the provisions of this Agreement. The
signatories to this Agreement each represent that they have the full right, power and authority to
execute, deliver and perform this Agreement.

9. Entire Agreement. This Agreement represents the entire agreement and understating
between the parties concerning the subject matter and supersedes any representation, previous
understandings, oral or written, with respect to the commercial relationship between the paries,
including, without limitation, the EPL Work Order and MSA as it applies to the EPL Work Order, all
amendments to the EPL Work Order or other work orders and any other documents or agreements
signed between the paries related to the EPL Work Order. cW
3 lyf'
SV\600246,2
 EPL - TRANSITION PLAN
As of 15th February, 2008

From Satyam Computer Services Ltd to CheckFrce Investment Services (Now part of Fiserv)

Confidential Page 1
I

PURPOSE OF THE DOCUMENT

The purpose of this document is to propose a plan for knowledge transition of EPL code from Satyam Comp
Services ltd (abridged as Satyam henceforth) to CheckFree Investment Services (Now part of Fiserv) (referred to as
CheckFree henceforth) and plan for production support, post knowledge transition and additional defined
development.

SCOPE OF KNOWLEDGE TRANSITION

The scope of knowledge transition is to make CheckFree's limited staff (less than 10) to understand the knowledge
and documentation / artifacts of EPL in-production (1.0, 1.01, and 1.02) releases and work-In-progress 1.03
release, as well as any other interim releases (before or after 1.03), comprising releases to resolve only high
priority bugs. This knowledge transition ("KT") wil include without limitation KT with respect to the following
materials:

. Realized & implemented use cases

. Design documents (e.g. architectural design, EA diagrams or pseudo code as applicable, UJ prototype and
database design)
. Code files
. Test cases (manual)
. Databases
. Diagnostics and Utilty Tools
. Training and Release Materials
. Satyam defect tracking database/log with resolution comments (i.e. Mercury QC - CIA QA Database)
. Other support documentation / operations manual

All the above assets (artifacts and code base) will be "as-is" as of Feb 15, 2008, with the exception of those assets
under development in support of the 1.03 release and the knowledge transfer workshop materiaL. These assets
wil be included once the 1.03 release is complete. Due to the pending release (1.03) and the need to start
Knowledge Transfer, CheckFree requires 5atyam to structure Knowledge Transfer in two phases. Phase 1 will be
the complete and in-production code base (1.0, 1.01 and 1.02). Phase 2, comprising the knowledge to be
transitioned only for the new use cases developed as part of v1.03 CRs, wil be started once the release is complete
for (1.03).

Please refer to the embedded worksheet for the listing of the asset inventory. The details in the worksheet are
current as of Jan 4, 2008.

~
~;J
C:\Douments and
Settings\rgupta\My D

Satyam will update this Use Case Asset list to:

1) Reflect all Use Cases for 1.0, 1.01, 1.02, bug fixes and for the 1.03 release

Confidential Page 2

~
ç.re()'
 2) Classify the Use Cases into 2 groups 1.03 and below (1.0, 1.01, 1.02) and 1.05

3) Classify the Use Cases in 1.03 and below into high/medium/low complexity

4) Map the Use Cases in 1.03 and below into the following categories:

Business Partner

Program Setup
Strategy and Model
User Setup

Mise Data Setup

Security Setup
Account Transaction
Account
Dashboard
Config Rules
Corporate Action

Default Settings
BatchProcessing
Common
Fees and Billng
UDF

1.03 DEVELOPMENT
Satyam will complete all development, testing and fixes / corrections with respect to the 1.03 release, specifically
limited to the following Change Requests:

CR-61: Change dropdown to List box in all Advanced Search Screens

CR-66: Add Quick Search functionality for Securities

CR-69: Process dividend revisions

CR-75: Add Close account functionality (search closed account)

CR-77: Cost Basis Change

CR-82: Provide the abilty to search and edit security prices.

CR-85:NASDAQ Symbol Changes

The development work for which Satyam is responsible under this document is limited to completion of the work
associated with the Change Requests listed above (collectively, the "Development Work").

Confidential Page 3
£fß.
l-~
~~
 In reviewing and testing the Development Work, the parties wil use the following defect prioritization definitions:

Urgent! Showstopper- Highly visible, negatively impacts the c1ients abilty to conduct business.

- Requires a hot-fix release

High - Highly visible, negatively impacts the clients ability to conduct business but not as time sensitive as Urgent
/ Showstopper category.

- Required to be included in weekly release

Medium - Moderately, to slightly visible, has low negative impact on the c1ients abilty to conduct business.

- Deferred to next maintenance release

Low- Little to no visibility, has little to no impact on the c1ients ability to conduct business.

CheckFree shall have the right to reasonably designate the defect category. Satyam agrees to provide and/or fix all
Development Work such that there are no Urgent / Showstopper or High category defects. Notwithstanding
anything to the contrary in the Settlement Agreement (as defined below), Satyam's liabilty for any damages solely
for its failure to provide the Development Work or otherwise correct any defects such that all Urgent /
Showstopper and High category defects as set forth hereunder are eliminated shall be limited to an amount of
three hundred thousand dollars ($300,000). This special
liability cap shall apply only to the Development Work
performed hereunder and not apply to any other aspects of or services provided hereunder, which such liability
shall be as set forth in the Settlement Agreement.

SATYAM DELIVERED ARTIFACTS

The entire code base of 1.0, 1.01 (includes 1.0) and 1.02 (includes 1.0 & 1.01) constitutes the core engine of EPL
("EPL Core Engine"). Excluded from the EPL Core are Report, Interfaces and Prism.

When complete, release 1.03 as well as corrections to high-priority defects as identified by CheckFree in its
discretion wil also be considered part of the EPl Core Engine to be delivered under this plan. The DPG Process, in
effect today, wil serve as the prioritization and rating mechanism for all defects identified.

On a summary level, the components of EPl to be delivered by Satyam can be broken into the following part-

. "Core Engine" - EPL vl.0i (in production)

. Expand Core Engine to include release 1.03
. Additional capabilty for EPl Core Engine as provided by correction of high-priority defects as identified by

CheckFree in its discretion

. For code developed for releases 1.05 and above, (1.05, 1.1, 1.i, etc.) Sat
yam has created libraries for
CheckFree and the code is stored there..
. Additionally, Sat yam shall place all work product and materials developed under this engagement on the
EPL shared drive.

For further details, please refer to the attached "EPL asset inventory" spreadsheet.

Confidential Page 4 ltP.

&ì
 SLAs FOR ApPLICATION QUALITY (1.03)
Please refer to appendix A for the 2 key SLAs that will be monitored, controlled and used to measure the
application quality objectively.

LOCATION
CheckFree Jersey City Premises, Satyam Pune India or another location as mutually agreed upon by the parties.

SATYAM STAFF AVAILABLE FOR KNOWLEDGE TRANSITION

Satyam will provide knowledge transition to CheckFree staff as necessary to complete all obligations under this
transition plan and as otherwise required by Satyam to perform its obligations under the Termination and
Settlement Agreement between the parties dated February 15, 2008 ("Settlement Agreement').

Satyam agrees to cooperate with CheckFree to provide support and assistance necessary to complete all activities
set forth in this plan.

The knowledge transition staff shall comprise at a minimum:

. Business Analyst Resource (As a part of agreement between Satyam and CheckFree, Satyam lead BA _
Sandeep Chowdhury has been transferred to CKFR. CKFR agrees to make him available to Satyam, for the
entire duration of knowledge transition)
. 4 Technical Analysts / Sr. Developers (Jayant Sawant, Sagar Pandkar, Taheri Kapasi & Mehul Prajapati)

. 1 Database administrator / data modeler (Gourikanth)

. 1 QA Analyst (Aditya Narumanchi)

PROPOSED TRANSITION PLAN

Packaging and preparation Mar 3 Mar12 days atyam Readiness for transition

PageS øP-

~
Confidential
 ign off 2 days ritten sign off from
CheckFree

orkshop- II (Walkthrough Mar 21 pr3 10 days atyam and CheckFre ame as above
I code lor the abov ransition team
cenariosJ

ignoff 2 days sign off from

orkshop-IV (Discussion 0 pr 15 pr18 days atyam and CheckFre ame as above

items left open in 1.0 but to ransition team
be carried forward in 1.05 0
above)

ign off 2 days sign off from

PRODUCTION SUPPORT
During & post knowledge transition phase, the Satyam team proposed to provide knowledge transition wil
continue to provide dedicated production support.

The production support staff shall comprise at a minimum:

. 1 Business Analysts -Sandeep Chowdhury (provided by CheckFree)

. 4 Technical Analysts / Sr. Developers (Jayant Sawant, Rahul G, Anand J & Mehul Prajapati)

. 1 Database administrator / data modeler (Gourikanth)

. 1 QA Analysts (Aditya Narumanchi)

Confidential Page 6
~lJ
~
 Satyam wil not be held accountable for retention of these named resources in the event the resource resigns
from Sat yam's employment. Sat yam will make every reasonable effort to retain the resources named above.

TIMELINES OF PRODUCTION SUPPORT

Sat yam team wil provide production support, in parallel to and after the knowledge transition phase for the
greater of as long as a production version of EPL is in use by a CKFR client or as long as necessary to complete all

obligations under this transition plan and as otherwise required by Satyam to perform its obligations under the
Settlement Agreement but in no event is Satyam obligated to provide production support beyond 12/31/08.
CheckFree reserves the right to terminate Production Support prior to 12/31/08 at its discretion.

LOCATION
CheckFree Jersey City Premises and Sat yam Pune India

ADDITIONAL DOCUMENTS AND ACTIVITIES TO BE PROVIDED BY SATYAM,

1. A complete Asset Inventory to reflect all physical and intellectual propert assets. This
includes but is not limited to:

a. Software and Licenses (Mercury QC, Doors)

b. Hardware or other physical devices (HW for VPN tokens, laptops)

c. Other IP and/or project documents

d. EPL Database Contents

2. Satyam Staffng Plan to document all staff on the project (both onsite and offshore) along
with current tasks and proposed transition schedule.

3. Identification of potentially patentable material resulting from working on EPl; Satyam shall

provide all assistance requested by CheckFree to secure or process any patentable rights.

4. Identification of any Satyam Intellectual Propert introduced into EPL

S. Identification of any Sat yam Softare introduced into EPL

6. Identification of any 3rd Part Software introduced into EPl

7. Ust of physical assets purchased by Satyam that could be transferred to CKFR

8. 1.0, 1.01, 1.02 and 1.03 Test cases on the EPl QA Shared Server

9. Application Documentation that contains one or more diagrams, as well as text, describing
the major components and process flow of the application. Material may be copied from
existing EPL reference, but must be adapted to describe what was actually implemented, not
the long term target.

Specific content should include, but not be limited to:

Confidential Page 7

?lif
C¥
 , a. Diagram of the 3~tier architecture and text describing general principals for
'I functionality implemented at each tier. (E.g., whether business logic included at the
data tier.)

The updated EPl architecture document is expected to address the above need.

b. A list and description of all services provided by the application tier, grouped by
associated Use Case.

The updated traceabilty maintained by the project team is expected to address the
above need.

c. A list and description of services and stored procedures used broadly across the
application, including but not limited to those used for market value calculation,
error and exception handling, logging, presentation, common searches and similar
types of shared functionality.

The updated traceabilty maintained by the project team is expected to address the
above need.

d. Any EPL specific facts (e.g., a non-obvious dependency between services or stored
procedures) that could avoid common coding errors encountered by the Satyam
team. This is not intended be an exhaustive list, but rather a capture of the most
useful facts built on experience.

Several EPl specifc documents developed by project team are expected to address
the above need.

EXIT CRITERIA FOR THIS TRANSITION PLAN,

CheckFree shall consider this Transition Plan complete when:

1) All the items identified in this document are completed, delivered, reviewed and signed-off by CheckFree

2) Completion of the development, test and delivery of 1.03 (which includes CRs 61, 66, 69, 75, 77, 82 and
85. No additional CRs are to be included in the scope for v1.03 or later releases).

3) Fix, test and delivery of all Urgent / Showstopper and High priority bugs (including currently open, related

to 1.03 or newly identified and critical to SiX):

a. Non production High priority open defects (see appendix 5)

b. Production defects from 1.0, 1.01, and 1.02

c. 1.03 defects as part of item 2 above*.

*For 1.03 High priority defects, a cut off list wil be defined 30 working days before the final date of
exit/closure on Production Support.

I~
,
Confidential PageS

~
 Appendix
W~
~...
-
-,--""
~
i-P,
Appendbc B-
A- 1.03
SLA DefinitiOn.doc Residual High Defect

SATYAM~
Name' AN\L- kvlvllR.
Title: Ó\i."ßAl ~A'D - fS&i
Date: 21 (:j IO'i

~ £.ff
CHECKFREE SERVICES CORPORATION

Name, 'i~MtI i:. Ol'¡lf

Title' Q"'k~ ~()L¡~ (),,
Date' 'l-d,u,,,~ \ s. :ll'Ob

Confidential Page 9 l~() .

 c:c:c:c:c:
nnnnn ~~~~~~ c:c:c:c:c:c:c:c:
nnnnnnnn ~~c:c:c:c:c:c:c:c:c:c:c:c:c:c:c:
i-i-i-i-i- i-i-i-i-i-i-
000000000""""
=-.=u...o,""~c:woo
. ". ,
i-i-i-i-i-i-i-i- i-i-ppppppppppppppp ~~~~~~~~~~~~~~~
""""""""""""""""""""
====oooooo-.-.-. -.oooooo-.-.-.-.-.-.-.-.===
w=u...""~owoo-. u.""~c:woo-.=""""_o",=-. ~~~~~~~~~~~~~~~ ~
~
~~~~~i-i-i-i-i-i-i-i-i-i-5~

~~~~~- ~~~-~~~~~~~ -- ~~~~~~~ 00000000 ~~~~~~~~~~~- -;f

0000000000000000000000 00 000000000 000000000000 :.00o,
.1

""" " ". .,""",...,"...

~ ~~ ~ ~ ~ ~ ~ ~ ~~~~~~ ~ ~~ ~~~ ~ ~ ~ ~ ~~~~ ~~~~~ ~ ~~~ ~~ ~ ~ ~~~ ~ ~ ~~~~~~ ~£
~
00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 &

w w w w w w w w w w W~~~~ ~ ~ ~ ~ ~~ ~ ~ ~ ~ ~~~~ ~ ~~~~ ~ ~~~ ~~ ~ ~ ~~~ ~ ~ ~ ~ ~~~~ ~

~.~.~.~~~~~.~.~.~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~
~ m m m m m ~ ~ ~ ~ ~ aaaaaaaaaaaaaaaaaaaaaaaa~~~~~~~~~~~~aa~~~~a
~ ~ ~ ~ ~ ~~~~~~ ~~~~ ~ ~~~ ~~ ~~ ~ ~ gggg g ~ggg g ggg
sssssssssssii iiiiiiii ii iiii iiii iiii iiii ii iiiiiiii iiiiiiiiii iiiiii
~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~~~ååååå~aaaãa~åååå~åaaã~ãå
g
~~gggg
~~~mg gg
~~ g~ g
~ gg gg ~g ~~~m
~~ ~~ gggg ggggg
~~~~~ ggg
~~~
o
c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: c: m m m m m m m m m mi;i;mi; mi;i;i¡ m g n
~ ß ß ß ß ß ~ ~ ~ ~ ~ ~ ß ~ ~ ~ ~ ~ ~ ß ~ g g g g g ~ g g g g g g g g g g gr ~r ~rr ~rrrrr ~ ~
bbbbbbbbbbb~~~~~~~~~~~~~~~~~~~~~~~~~~~
c c c c c c c c c c c ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ a ~ ~c:~
~ ~c:~
~ ~ c:c:~c: c: c: ~~
~ nnnnnnnnnn gn
.n~
~
~
~~~~~~~~~~~iiii¡¡iiiiii¡¡ii¡¡ii¡¡¡¡¡¡iiii¡¡iiiiii¡¡¡¡¡¡¡¡¡¡¡¡iiiiFFFFFFFFrri
~
~ ~~ ~~ ~~ ~~ ~~~~~....
~ ~ ~~~~~aaaaaaaaaaaaaaaaaaaaaaaaaaaH
w w ~ ~ ~ ~ ~ ~ ~ ~ w ~ ~ ~ ~ ~ ~ ~ ~H~H~ H
~w§ H §
l~
~ ~H~~~~~~~~~~~
§ § § § § § §~3
§..
..
~~~~~~~~~~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ § § § § § § § § § § § § § § § § ~ m
~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~~lp~I~~I~~~I~~I~~I~~I~~~I~~~~I~~I~~I~~CÇsÇçççsçççççççb ~
...
~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~~o~
..""-OO""u...O"c:"'-.~ ~~=..
~~~~æ~~~ ~~ ~~=~
~ =x ~~ =æ
~ ~I~
æ'"~ ~..
F gi~
~..g~
~ ~~I~
~ ~~ W
ßßß~~~~~ß~~'"~'m',,lm'mI:sI:sI~lnlm'mlm'clmloo'n'w'nw'n'oo'o'ooln'00'0' ~ ~I~moonmnoo
~, ~I ~r ~I ~'~-. -,~,
~ooQoo~:SooQ~:Sn8 ~ o~ =~ ~ ~ ~ 1='" =.. =~ ~~ l~ la §c §~ §~ &æ ~ &~ ~ _~æ ~ _~ ~ &~
""~oon
~ ~I ~~'
~ I~ ,~ I=
oonmoo ...
n-n
~..~ n--~~ nw ~oo ~ w~o n ",,~~~~ a - ..~c
=~%~~ Ww-~~-.~R~oo
_ ~_ ~m ~~
~ ~ æ ~ ~ ~ ~ æ R ~ æ ~ ~ ~ ~ ~ &.~..~'" g ~ ~ 1&'" &.. &.. ~ ~ a ~ ~ a ~ ~ ~ ~ ~§ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ & ...
m~.. w5"~cw=~-~
!~!~!l~!~~~:
~~~i-~~gg~~~~~~~~a
§K!s&l~ ilã~a§~ .o
5~S~5"'~5~~~~~g~~s~~ ~O~ .~~ ~ i-~~ I~l ~~l~
~~~na-~-.~l ä l~l~
~=~~
~êm~~~~m~..'."'=o~~_ ~ ~~ ~~g.~g' ~ ~~ ~~ &~~&~~_--~~
l~~ -~~~=~
~~a~nU ~ II ¡;
~~~"'~~~~~"~~"3g2ii
~"~~~~"~"~"~&~~l2
~~~~~~~~~~W~=~ ns ~ng"'
~
~S~~z~~=_Q:¡tQ:~c
== ~~~~~~~
~~~S~~R
~~~ ~~~ ~ .'l
"
::S"'_.~~S~S"'sgg", ~=
;;~;;'" ~ ~¡¡¡¡.!!
~~~~~
~i~ §~~ g- .. -~ga 02~ ¡t
~~~~~dz~
¡¡ ~ ~~ ~3~c
~~s~ a
~~:: ~1l~
o~~(D
CD ~ ~
0 5. ll
~ g
~
m-æ.m-~ c !!Ra "o
~
~
=
=
~
~d' .
!/. ~ !/.
~ ¡¡ 3
ia~ ia

~ ~ ~ ~~~ ~ ~ ~~ ~ ~ ~~ ~ ~~ ~ ~~ ~~ ~ ~ ~ ~ ~~~ ~ ~~ ~ ~ ~~ ~ ~ ~ ~ ~~ ~~ ~ ~~~ ~ ~ ~~~~ ~.

~ ~ ~ ~ ~ ~~ ~~~ ~ ~~ ~ ~~~ ~~ ~~ ~~ ~ ~ ~~ ~ ~~~ ~ ~~ ~ ~~~ ~ ~~ ~~ ~~ ~ ~ ~~~ ~~~~~o.

~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~~ ~ ~ ~ ~ ~~ ~~ ~ ~ ~~ ~~ ~~~ ~ ~~ ~ ~ ~~ ~ ~ ~~ ~ ~~ ~ ~~ ~ ~ ~~~ ~ ~ ~",~o'-. ~

en ""
- ..
F" ...
",
z z z z z z z z zz z zzz zz z zz zz zz z z z z zzz zzzz z z z z z z zz zz zzz Z zzz z z zpiDo'~ .o
50

..
"
~
"
~ ~ ~~ ~ ~ ~ ~ ~ ~~~ ~~ ~ ~~ ~ ~ ~ ~ ~~ ~ ~ ~~ ~ ~~ ~ ~~~ ~ ~~ ~~ ~ ~~ ~~ ~~~ ~ ~~ ~ ~ ~ ~§~ nc~ .
::
~
c
~
.s ii
S ~ ~
"-
~0 50
...
~ ~ ~ ~ ~ ~ ~~ ~~ ~ ~~ ~ ~~ ~~ ~~ ~~ ~~ ~ ~ ~~ ~ ~~ ~ ~~ ~ ~~ ~ ~ ~~ ~ ~~ ~ ~~ ~ ~~ ~ ~ ~ ~~~ nc~. ."
~
~'"
lI .
~
~
~
~~
o
~~ ~ ~ ~ ~~ ~~ ~ ~~ ~ ~~ ~ ~ ~ ~ ~ ~ ~~ ~ ~ ~~ ~~~ ~~ ~ ~ ~~ ~ ~ ~ ~ ~ ~~ ~~ ~ ~~ ~ ~~ ~ ~ ~ ~
~
c
~
õ'

~~
o
 8uslness Parter Y Y Y N Y Y Y
to Busines
ParlerParter
Y YYYYN Y N
YYYYY Y
vei. iog 1.1.0 SR. Business Parter UCS_8uslnesPartec033As¡ n cis Prooucl and Servce to
UCL-ll0 1-1.0 SR-8usiness Parter UCS_BusinesFarter_034 Search ciS PfQduct and Servces
to Business
vei -117 r - 1.0 SR. CA UCS_CAProcln _o01 Process!n Fa.U Fa -Dow Y Y Y N Y Y Y
UCL-111 1-1.0 SR-BuslnessParter UCS_BuslnessParter_036 Modi CiS Producl and Servces
vel.292 . 1.0 SR - CA UCS_CACa lure_C02 Search Fractonal Quanti Sale Y Y Y N Y Y Y
Vei- 295 -to SR - CA UCS_CACa lure_OD5_Create Dividend Ca ital Galn Y Y Y N Y Y Y
vel.296 .1.0 SR. CA UCS_CACa lure_COS_Search Dividend Ca ital Gain Y Y Y N Y Y Y
UCL-2g9 -1.0 SR-CA UCS_CACa ture_029 Create
vei - 303 -1.0 SR - CA UCS_CAProcessin _002 Piocin Dividend and Ca llal Galn y Y Y N Y Y Y
Relum ofCa ilal y Y Y N Y Y Y
UCL-304 -1.0 SR-CA UCS_CAProcessin _003Plocin Fractional uanti sale Y Y Y N Y Y Y
UCl - 305 -1.0 SR - CA UCS_CAProcessin _004 Procin Inteiest Y Y Y N Y Y Y
UCl - 306 -1.0 SR - CA UCS_CAProcessin _007 Piocin Mal\rities Y Y Y N Y Y Y
UCl - 307 -1.0 SR - CA UCS_CAProcsin _008 Piocin Pre..efondin Y Y Y N Y Y Y
UCL.309 -1.0 SR-CA UCS_CAProcesin _010Prossin RetumofCa ltal Y Y Y N Y Y Y
UCl - 407 -1.0 SR. CA UCS CACa lue_001 Create Fractonal uanti sale Y Y Y N Y Y Y
-1.0
.1.0 SR
SR. - CA
CA UCS_CACa
UCS_CACa lure_017
lure_018 Creale
Search Pre
Pre refundin
refondin Y
Y Y
Y Y
Y N
N Y
Y Y
Y Y
Y Seltn Y sYY Y
DefaultSettn Y YN NYY YY Y
Y
UCl-121 -1.0 DefaullSeltn s UCS_DefaultSeltn _001
UCL-310 -1.0 DefaullSeltn s UCS DefaullSeltn _002
UCL.311 .1.0 Default Selln s UCS_DefaullSelln _003
UCL.312 -1.0 DefaullSeltn s UCS_DefaultSeltn _004
Seltn
Creale
Search
Seltn s
s Y
DefaultSettn
Y YY
Edit Defaull
View
Y
Y N
Defauil
s Y Y Y
N Y
NYYY
Y Y Y
Y
Y
Cofi urableRule Y Y Y N Y Y Y
UCl-313 -1.0 DefaullSeltn s UCS_DefaultSelln 005
UCL-122 -1.0 Confi urableRules UCS_Rule 001CrealeConfi urableRule Y Y Y N Y Y Y
Delete Default
Search
UCL-314 1-1.0 Confi urableRules UCS_Rule_OG3EdiiConfi urableRule Y Y Y N Y Y Y
UCL-123 -1.0 Confi urableRules UCS_Rule_002
UCL.315 1-1.0 Confi urableRules UCS_Rule_OG4ViewCon urableRule Y Y Y N Y Y Y
UCL-316 1.1.0 Confi urableRules UCS_Rule_OG5DeleteCofi urableRule Y Y Y N Y Y Y
UCL-131 1.1.0 SR-Mlse Data Setu UCS_MiseData_001CrealeR 10n Y Y Y N Y Y Y
UCL. 133 1-1.0Setu UCS_MIseDala_002SearchR ion Y Y Y N Y Y Y
SR - Mise Data Selu UCS_MlseDala_004 Modi R 10n Y
Y YYY Y Y
N NYYYY Y
UCL-132 1.1.0 SR-Mise Data
Setu UCS_MiseData_022CrealeHolidas
Data
UCL -135 1-1.0 SR - Mise Data Setu UCS MiseDala_023 Search Hollda s Y Y Y N Y Y Y
UCL-l34 1-1.0 SR.Mlse
UCl - 136 1-1.0 SR. Mise Data Setu UCS_MiseDala 027 Creale Client Curren Threshold Y Y Y N Y Y Y
UCL -137 1- 1.0 SR - Mise Data Selu UCS_MiseDala_028 Search Clienl Currn Threshold Y Y Y N Y Y Y
UCL -138 i. 1.0 SR - Mise Data Selu UCS_MiseData_032 Creale Curren Grou Y Y Y N Y Y Y
UCL-139 1-1.0 SR.MiseDataSeiU UCS_MiseData_038SearchCurr Grou Y Y Y N Y Y Y
UCL-140 1.1.0 SR-MiseDataSelu UCS_MiseData_041 Exehan eMaster Y Y Y N Y Y Y
Settn Y Y Y N Y Y Y
Create
UCL.141 1-1.0 SR-MiscDataSetu UCS_MiscData_042SeaichExchan eRaleMasler Y Y Y N Y Y Y
UCL.161 1-1.0 SR.Preference.O lions UCS_Dashbord_002
UCL -162 1-1.0 SR. Preference.O tions UCS_Dashboard_004 View Dashbord Y Y Y N Y Y Y
Dashboard
UCL -168 1-1.0 SR. Preference-O tions UCS_Ex OrOOL Ex rt Y Y Y N Y Y Y
UCl-164 1-1.0 SR.Preference-O tions UCS_Dashbord_012 View Transation Actvi Y Y Y N Y Y Y
UCL-169
-170 1.1.0 SR-Preference-O
- Pieference-O tions UCS Hel _OOlHelPrinlYYYY YYN NYYY YY
UCL 1.1.0 SR lions UCS_PtinlOOl
UCL-344 1-1.0 SR-Pleferenees.O tions UCS_Dashboard 026 View

Y
1-1.0 SR - Pleference.Q tions UCS_Dashboard_028 View Cross Reference Y Y Y N Y Y Y
UCL-179
To 10 Hoidin s Y Y Y N Y Y Y
UCl - 180 1-1.0
1- 1.0SR.Pr
SR. PrramSelu
ram Setu UCS_Pr
UCS_Pr ram_001CreatePI
ram_OOJ Moi Pram ram Y
YY YY YNNY YYY Y
Y
UCl -181 ¡. 1.0 SR - Pr ram Sell UCS_Pr ram_Ol0 Assi n Busines Parter iD 10 Pr ram Y Y Y N Y Y Y
UCL-182 1-1.0 SR.Pr ramSell UCS_Pr ram_011Moi BusinessParterlDtoPr ramAsi nment Y Y Y N Y Y Y
UCL-207 1-1.0
1.1.0 SR-Secri ParterlDloPr ramAssi nmenl Y Y Y N Y Y Y
SR. SecriSell
SellUCS_Secrilies_001_CreateSecurities Y Y Y N Y Y Y
UCL-183 I-tO SR.Pr lamSell UCS_Pr lam_019 Search Busines
UCL.208 UCS_SecritieL002_Search Secrities Y Y Y N Y Y Y
UCL.210 1-1.0 SR.Securi Selu UCS_Securities_048_CreatelssueT eloAssetClassMa In Y Y Y N Y Y Y
UCl - 367 1.1.0 SR - Securi Sell UCS_Securities_004_Edil Secrities Y Y Y N Y Y Y (
UCL.218 1-1.0 SR. Strat and Model UCSJnvestmentS le_OOl Create lnvestment S Ie Y Y Y N Y Y Y
UCl - 219 1.1.0 SR - Slrat and Model UCS-investmentS le_002 Search Investment S e Y Y Y N Y Y Y /
UCL.220 1-1.0 SR-Slrat andMode1 UCS-investmentS le_004EdlllnvestmentS Ie Y Y Y N Y Y Y (.
Model UCS InvestmentS le_006CreatelnvestmentS leMa in Y Y Y N Y Y Y c:
UCl - 226 1.1.0 SR - Slra and Model UCS_Slrat _001 Create Strat Y Y Y N Y __n Y Y
UCL.221 1-1.0 SR.Slrat and
UCL-227 1-1.0 SR-Slrl and Mode! UCS_Strat _002 Search Slrt Y Y Y N Y Y Y
UCL.228 1.1.0 SR.Strat and Model UCS_Strat _004 Edit Strat Y Y Y N Y Y Y
UCL-229 1-1.0 SR-Slrat and Model UCS Slrat y_008CrealeStrategyMapping Y Y Y N Y Y Y
UCL-231 1-1.0 SR-TransactionFees UCS_TransactionFees_OOCSetu TransactionFees Y Y Y N Y Y Y
UCL-232 1-1.0 SR-TransactiOlFees UCS_TransactiOl Fee_002_ProcsTransacton Fees Y Y Y N Y Y Y
UCL.234 1.1.0 SR. User Setu UCS User_005 Create User Role Y Y Y N Y Y Y
UCL-235 1-1.0 SR-Usersetu UCS_Usei-007 Search User Role y y y N Y Y Y
UCL-236 1-1.0 sR.UserSetu UCS_User_008ViewUserRole y y y N Y Y Y
UCL-237 1-1.0 SR-UserSetu UCS_User_009CreateUser Y Y Y N Y Y Y
UCL-238 I-tO SR. User Setu UCS_User_Ol1 Search User Y Y Y N Y Y Y
UCL-239 1-1.0 SR-UserSetu UCS_User_012 View User Y Y Y N Y Y Y
UCL.240 -1.0 SR-UserSetu UCS_User_013Ass' nDataFieldPennission Y Y Y N Y Y Y
UCL-241 .1.0 SR. User Setu UCS User 015 ViewData Field Pemlsslon Y Y Y N Y Y Y
UCL-242 -1.0 SR-UserSetu UCS_User_033L in User Y Y Y N Y Y Y
UCL-243 -1.0 SR-UserSetu UCS_User_03g Create Data Accs Pennlsion Que y y y N Y Y Y
UCL-244 -1.0 SR-UserSetu UCS_User_040Modi DataAccsPemilssionQue Y Y Y N Y Y Y
UCL.245 .1.0 SR-UserSetu UCS_User_042Ass nDataAccessPemilssion Y Y Y N Y Y Y
UCL.246 .1.0 SR. User Setu UCS_User_053 Search Data Acc Pemisslon Que y y y N Y Y Y
UCL.247 .1.0 SR.UserSetu UCS_Usei-054 Mol Data Acc Pemiission Asl nmenl Y Y Y N Y Y Y
UCL.248 .1.0 SR-UserSelu UCS_User_055 Search DalaAcc nmenl Pennisslon Assi Y Y Y N Y Y Y
UCl.249 -1.0 SR-UserSelu UCS_User_056 Resel User PIN Y Y Y N Y Y Y
UCL-250 -1.0 SR-UserSelu UCS_User_058R Isler User Y Y Y N Y Y Y
-1.0 SR-UserSelu UCS_User_034 AulhorizeUser Y Y Y N Y Y Y
-1.0 SR-UserSetu UCS User 057Chan eUserPasord Y Y Y N Y Y Y
1-1.0 SR. User Setu UCS_Usei-060AulhorizeRe rt Y Y Y N Y Y Y
UCL.43 1.1.05 SR-Accnt EPL_UCS_AccunL105_Creale New Accunl Tern late Y Y Y N Y N N
UCL-260 1.1.05 SR. Accnt EPL_UCS_AccunL025_ViewAccnt Y Y Y N Y N N
UCL-263 1-1.05 SR-Accont EPL_UCS_AccounL030_EditP ram lo Accunl Ass' nmenl Y Y Y N Y N N
UCL.266 1.1.05 SR. Accnt EPL_UCS..ccunL048 View Household Y Y Y N Y N N
UCL-269 1-1.05 SR-Accunt EPL_UCS_AccunL059_Edil Financial Advisor Y Y Y N Y N N
UCL.272 1.1.05 SR.Accunt EPL_UCS..ccunL073_EdilFlnanciaIAdvisorAsl nment Y Y Y N Y N N
UCL.274 1.1.05 SR-Accunt EPL_UCS_AccunL093_Edil Stakeholder Address Y Y Y N Y N N
UCL-275 1-1.05 SR-Accunt EPl.UCS..ccunL099_EdilStakeholderAssl nmenl Y Y Y N Y N N
1-1.05 SR.Accunt EPL_UCS..ccunLl09_Search New Accunl Tern late Y Y Y N Y N N
UCL-73 1-1.05 SR-AccunlTransactons UCS_TransactonL007_Nonnal Account Tennination Y Y Y N Y N N
UCL.284 1-1.05 SR. Accunt Transactions UCS_Transactons_030_ViewStandln Instrction Y Y Y N Y N N
UCL.293 1.1.05 SR-CA UCS CACa ture_003EdltFractional uanti sale Y Y Y N Y N N
UCL.294 1-1.05 SR-CA UCS_CACa ture_004DeleteFractonalQuanti Sale Y Y Y N Y N N
UCL-297 1-1.05 SR-CA UCS_CACa ture_OO7_EditDividendCa italGaln Y Y Y N Y N N
UCL-298 1-1.05 SR-CA UCS_CACa tue_008_De!eteDividendCa ltalGaln Y Y Y N Y N N
UCL-300 1-1.05 SR.CA UCS_CACa lure_030 Searc Retum ofCa ltal Y Y Y N Y N N
UCL-301 1-1.05 SR.CA UCS_CACa Iure_031 EdilRetumofCa ital Y Y Y N Y N N
UCL.302 1.1.05 SR-CA UCS_CACa ture_032 ofCa ltal
Delete Retum Y Y Y N Y N N
1-1.05 SR-CA UCs_026Can~orateActOnS y y y N Y N N
1.1.05 SR-CA UCS 027 View rate Actions Y Y Y N Y N N
UCL-308 1-1.05 SR-CA UCS_CAProcln _009Procin 0 tionEx iration Y y Y N Y N N
UCL.614 1.1.05 SR-CA UCS_CACa lure_020_DelelePreRelundln y y y N Y N N
UCL-615 1-1.05 SR.CA UCS_CACa ture_019_EdltPreRefundin Y y Y N Y N N
UCL-320 1.1.05 SR-Misc Data Setu UCS_MiscData_060_Save Accunt Search Que y y y N Y N N
UCL.321 1.1.05 SR-MiseDataSetu UCS_MiscData_061 Ass nAccountSearchQue Y y Y N Y N N
1-1.05 SR-MiseDataSetu UCS_MiscOata_063_0elele Search au y y y N Y N N
UCL-560 1-1.05 SR. Mise Data Setu UCS_MiscOata_006 Mult Edit Data Y Y Y N Y N N
1-1.05
1.1.05
1.1.05
1-1.05
1.1.05
1.1.05

SR.
SR.
SR.

MiscData
SR-MiscDataSelu
SR-MiseDataSetu
MiscData
Mise Data
SR-MiseDataSelu

Setu
Setu
setu

UCS MiscDala_064
UCS_MlscData_066
Create
Edit Reason
UCS_MlscDala_025 Modi Hollda 5
UCS MiscData_024 View Holida
UCS_MlscData_062 Create
UCS_MlscData_063 EditExectin Broker

Reason Coes
Coes
Executin Broker

y
y
Y
Y
Y
Y

y
y
Y
y
y
y

y
y
Y
Y
Y
Y

N
N
N
N
N
N

Y
Y
Y
Y
Y
Y

N
N
N
N
N
N

N
N
N
N
N
N

~
Çjf2.
1-1.05 SR-MiseDataSetu UCS_MiscData 050_View Batch Procsses Y y Y N Y N N
1.1.05 SR-MiseDataSetu UCS_MiscData_051_Balch Process Status y y y N Y N N
UCL-144 1-1.05 SR-Pmioranoo UCS_Pmiormance 011 ViewPmiormanooCal 0 Y Y Y N Y N N
UCL.145 .1.05 SR.Perormance UCS_Performance_013_PosIPerormanooData Y Y Y N Y N N
UCL-146 -1.05 SR-Performance UCS_Performance_014CalculalePmiormanoo Y Y Y N Y N N
UCL.149 .1.05 SR. Performance UCS_Performance_024_PostEstimaled_Fee Y Y Y N Y N N
UCL-322 -1.05 SR-Performance UCS_Penormance_009 CrealePerformanooCal 0 y y y N Y N N
UCL.327 .1.05 SR-Penormance UCS_Penormance_029_ViewPenormance Y Y Y N Y N N
UCL-621 -1.05 SR-Performance UCS_Penormanoo_04LCalculatePenormance-Ml ratedDala Y Y Y N Y N N
.1.05 SR-Penormance UCS_Penorance_036_EditPerformance Y Y Y N Y N N
-1.05 SR-Penormanoo UCS_Penorance_042_PenormanceStart Date Batch Procs Y Y Y N Y N N
-1.05 SR-Performanoo UCS_Penoranoo_043_PosIGoLivePenoranceData Y Y Y N Y N N
UCL-165 -1.05 SR-Prelerences-Q tions UCS_Dashboartt015 View Recn Cash and Positlon Y Y Y N Y N N
UCL.166 -1.05 SR.Preleces-Q tionsa UCS_Dashboani-20 View Recn A in Y Y Y N Y N N
.1.05 SR.Preleces-Qtlons UCS_Dashboard 016 View Assets Under Mana ement Y Y Y N Y N N
UCL.184 .1.05 SR. Reconciliatlon UCS Reco 001 RecncileTransactlons Y Y Y N Y N N
UCL.185 .1.05 SR. Recnciliatlon UCS RecOI 002.RecncileCashBalance y y y N Y N N
UCL.347 .1.05 SR. Recnciliatlon UCS_Recon057 View Transactons NolHandled Y Y Y N Y N N
UCL.349 .1.05 SR-Recnciliatlon UCS_RecOl_011ViewDetaliedBook-ke in TransactonRecMatch Y Y Y N Y N N
UCL.350 .1.05 SR-Recnciliation UCS_Rec_012 View Detailed Trade Recnciliation Match Ex tlons Y Y Y N Y N N
UCL-351 -1.05 SR-Recnciliation UCS_Rec 014 View Detailed Poslton Exce tions Y Y Y N Y N N
UCL-352 -1.05 SR. Recnciliatlon UCS_RecOl_028 Refresh Transaction Recn Y Y Y N Y N N
UCL-353 -1.05 SR-Recnciliation UCS Rec_030 Refresh Cash Balance OR Position Reconcilation Y Y Y N Y N N
UCL.354 .1.05 SR-Recnciliation UCS_Rec_032_SearchExce tion Y Y Y N Y N N
UCL-355 -1.05 SR. Reconciliation UCS Rec_040 View and Edit Un.reccile Transactions Fron Cash Balance Re Y Y Y N Y N N
UCL.356 .1.05 SR-Recnciliation UCS_Rec_041 View and Edit Un-reconcile Transactions Fron Position Recci lia Y Y Y N Y N N
UCL-357 -1.05 SR-Recnciliation UCS Reco 042 View Detailed Trade Recnciliation Post Y Y Y N Y N N
UCL-358 1-1.05 SR.Recnciliatlon UCS_Reco_043 View Detailed Bookee in ReconPost Y Y Y N Y N N
UCL-360 1.1.05 SR.Recciliatlon UCS_Rec_22 View I noredTransactions Y Y Y N Y N N
UCL.433 1.1.05 SR-Recciiiation UCS_Rec_OO3RecncilePosition Y Y Y N Y N N
UCL-464 1-1.05 SR-Recociliatioo UCS_Recon 013 View Detailed Cash 8alanoo Exce tlons and Creale Adustmenl: Y Y Y N Y N N
UCL-618 1-1.05 SR-Recciliatioo UCS Recn_058_View Cash Balance & Position Accunls not Handled Y Y Y N Y N N
UCL-359 1-1.05 SR. Recociliation UCS_Recn_044DTCProcsin and Confirm-Affrm Procs Y Y Y N Y N N
UCL-209 1-1.05 SR-Seari Setu UCS_Securities_Ol0 Search Benchmark Y Y Y N Y N N
UCL-211 1-1.05 SR-Seari Setu UCS_Searities 062-.si nBenchmarktoBPIO Y Y Y N Y N N
UCL.366 -1.05 SR-Seari So. UCS_Searities_003_ViewSearities Y Y Y N Y N N
UCL.368 -1.05 SR-Seari So. UCS_Searities_009_CreateBenchmark Y Y Y N Y N N
UCL-370 -1.05 SR-Seari So. UCS_Securities_012_EdiIBenchmark Y y Y N Y N N
UCL-374 -1.05 SR-SecuriSo. UCS_Searities_055-.si nBenchmark Y Y Y N Y N N
UCL-375 -1.05 SR-SecuriSo. UCS_Securities_064_Edit Blended Benchmark Y y Y N Y N N
UCL-377 -1.05 SR.Securi So. ucs_Serities 066_SearchBenchmarkAssi nment Y Y Y N Y N N
-1.05 SR-Secri So. UCS_Securities_060_Create8IendedBenchmark y y y N Y N N
-1.05 SR.Secri So. UCS_Secrities_065jnactvaleSecrities Y y Y N Y N N
.1.05 SR-Securi 5.. UCS_Secrities_011_ViewBenchmark Y y Y N Y N N
-1.05 SR.Secri 5.. UCS_Secrities_067_ViewBenchmarkAssi nmenl Y y Y N Y N N
.1.05 SR-Secri 5.. UCS Secrities_069_U dale Benchmark Values Y Y Y N Y N N
UCL-394 .1.05 SR-Strl and Moel UCS_Strat _003 ViewStrl Y Y Y N Y N N
UCL-395 -1.05 SR-Stral and Moel UCS_Strl _005 DfleteStrat Y y Y N Y N N
UCL-394 1-1.05 SR.CRM UCS_CRM OOLCreate Dia Notes Y Y Y N Y N N
UCL.395 1-1.05 SR-CRM UCS_CRM 002_EditDia Notes Y Y Y N Y N N
1-1.05 SR-CRM UCS_CRM.003_SendDia Notes Y y Y N Y N N
1-1.05 SR-OtherRe rt UCS_Re orTem late 042.)etMix Duration-Yield Summa Y y Y N Y N N
1-1.05 SR-OtherRe rt UCS_Re orLTem late_004_3_and_ 4_Fixed Income Maluri Date REPORTS Y Y Y N Y N N
1.1.05 SR-OtherRe ort UCS_ReorTemlale_OOU_CashTransactonActivl B Accnt Y y Y N Y N N
1.1.05 SR-OtherRe ort UCS_ReorTemlate_OOU_Bu-SeIiActvl b Accunt Y y Y N Y N N
1-1.05 SR-OtherRe ort UCS_Re or_124_ConsoiidatedPerformanceb AccunlCat 0 Reort Y Y Y N Y N
I~
N
1.1.05 SR-OtherRe ort UCS_Re orTem lale_123 Secri ZeroorNoValue Y y Y N Y N N
1-1.05 SR-OtherRe rt UCS_Re orTem late 072_SECAudiIRe Of Y Y Y N Y N N
1-1.05 SR . Other Renrt UCS_R orTem late_03B_Fixed Income Holdln s Cross Referenoo with YTM an Y Y Y N Y N N
1-1.05 SR.OtherRe ort UCS Re or Tern late_004 1_Fixed Income Maluri Concentrtion Summa y y y N Y N N
1-1.05 SR-OtherRe ort UCS_R OlLTem late_001 5_TradeActvl Y y Y N Y N N
1-1.05 SR.OtherRe ort Secrit Asset Mix. Based on UCS_Re ort_142_View Asset Mix Re Of Y Y Y N - Y N N
 1.1.05 SR.OUerRe rt UCS_Re rLTem late_l078rokerCommissJon Y Y Y N Y N N
DalaReyrt YY Y Y YNNYY NN N N
Activi
1-1.05 SR-OlherRe rt UCS Re rtTem late_08CHO\sehold
1.1.05 SR-OtherRe It UCS Re rLTem late 0014 Transaction
1-1.05 SR-OtherRe It UCS_Re rLTem late_OOC6_TransmJttalletterRe ort Y Y Y N Y N N
Refereice
1-1.05 SR-OlherRe rt UCS_Re orLTem Reference
1-1.05 SR-OtherRe It UCS_Re ort_140_VlewACCunt y YsAudil
late_OSLHoldin YN Y YY Y NN Y NN N
DetaHs Cross
loss Y Y Y N Y N N
1-1.05 SR.OlherRe ort UCS_Re orLTem late_095_CommissJon-FeeAccuntSumma Re or Y Y Y N Y N N
1-1.05 SR-OlherRe ort UCS_Re orLTem late_046_Multi Ie
1-1.05 SR-OlherRe ort UCS_Re orLTem late_001_1_Bu .SellActvi b Securi Y Y Y N Y N N
Account Gain
UCS Re orLTem late_002_CC Y Y Y N Y N N
ViewCashleder Y Y Y N Y N N
1-1.05 SR-OlherRe rt Cash and Cash E ulvaleilsBaiance. 8asedon
1-1.05 SR-OtherRe rt PerfmianceStatemeniofChan es-UCS_Re orTem late_090 AccuntMultlSu Y Y Y N Y N N
-1.05 SR-OtherRe rt UCSReort 141
.1.05 SR-OtherRe ort UCS_Re rt_043_View r ateSecri CrossRelerence Y Y Y N Y N N
-1.05 SR. Other Re rt UCS_Re rL Tem lale_043_Realized_Galnloss_Sin Ie Accnt Y Y Y N Y N N
-1.05 SR-OterRe UCS_Re rLTem lale_032_Holdln
DalaAudlt-UCS_Re
-1.05 SR.OterRe or Penomiance
s
ort_143_Mlssin
Raw
Summa
PriceYYYY Y YNNY YNNNN
.1.05 SR-OterR ors PenomiancelocetValues.UCS_R orU44_0e sltWithdraalEffecRe rt Y Y Y N Y N N
-1.05 SR-OterR orts UCS_Re ortJem lale_105_PenomianeeHisto -Monthl .00arteri -Year! b Y Y Y N Y N N
-1.05 SR
-1.05 SR-_User
UserUCS_Usel-006_Modi
UCS_User_010_ModiUserUser
RoleYYYYYYN
NYYN
NNN
-1.01 SR-AccntTransactons UCS_Transactons_040_Mult le_Secri Transactions Y Y Y N Y Y Y
-1.01 SR-AccntTransactons UCS_Transactons_04CMult le_Cash_Transactons Y Y Y N Y Y Y
-1.01 SR-AccntTransactons UCS_Transactons_042_QuickSearc_Transaetion Y Y Y N Y Y Y
-1.01 SR-AccntTransactons UCS_Transactons_043_QuickSearch_Position Y Y Y N Y Y Y
-1.01 SR-AccountTransaetions UCS_TransactonL044_Quick_Search_Tax_lot Y Y Y N Y Y Y
-1.01
UCL-32 SR
.1. - CA UCS_CACa
SR-Accnt lue 033 Procs CoslBasls
EPLUCS--ccni016_ViewStakeholder Chan eYYNYNY N N Y
N Y
N Y
N
UCL.262 -1. SR-Accnt EPLUCS--ccuni029_ViewStrat Assi nmenltoAccounl Y N N N N N N
UCL-268 -1. SR-Accnt EPLUCS--ccnl058_ViewFinaneialAdvisor Y N N N N N N
UCL-270 -1. SR-Account EPLUCS--ccnLQ62_ViewStakeholderAss nmenl Y N N N N N N
AdvisorAsI nment Y N N N N N N
Address Y N N YN N NN N NN
i
UCL-271 -1. SR-Account EPl_UCS Accnl072_View Financial i
Account EPLUCS--ccnL111_ViewNewAccuntUst
UCL-27 -1. SR-Accnt EPLUCS--ccuni092_View
UCL-276 .1. SR. NN N
UCL.286 -1. SR-AccntTransactons UCS_Transactons_032_Curren ConversionToo Y N N N N N N
Stakeholder I
I
Mana er Y N N N N N N
UCL-287 .1. SR-AccntTransactons UCS_Transactons_035_Chan ePr ram
UCL - 427 -1. SR - Alloction and Matcl UCS_Alloction 002_Create Alloction Y N N N N N N
Details.Sin Ie
UCL-428 .1. SR-AlloctlonandMatehl UCS--loctlon_003_SendAlloctlon Y N N N N N N
UCL-429 -1. SR-AlloctiorandMatehi UCS_TOM_UnallocleSin Ie Orders Y N N N N N N
UCL - 290 -1. SR - Business Parter UCS_BuslnessParter 023 View Busines Parter Reiationshi Y Y Y N N N N
UCL - 291 -1. SR - Business Parter UCS BuslnesPartel-035 View CiS Product and Servces 10 Business Parter Y Y Y N N N N
UCL - 522 -1. SR. Business Parter UCS_Buslnes Parter_058 Assi n FIeld Ustlo Business Parter 10 Y Y N N N N N
UCL- 523 .1. SR - Business Parter UCS_Buslnes Parter_059 Search FIeld UsHer Busines Parter 10 Y Y N N N N N
Modi Utlli
UCL.317 1-1. SR-MiseDataSelu UCS_MiseDala_021
UCL-319 1-1.1 SR-MiseDataSelu UCS MIseDala_025 HolidaYs Y YY N NNNNN NN N
View Calendar N
UCL.524 .1. SR - Business Parter UCS_Business Parter_060 Modi Feild Ustfor Business Parter Y Y N N N N N
UCL - 566 I. 1.1 SR - MIse Data Setu UCS MlseDala_043 View Exehan e Rate Master Y Y N N N N N
UCl - 628 1 - 1.1 SR. Mise Data Selu UCS_MiseData_062_Create Exectin Broker Y Y N N N N N
UCL - 629 i - 1.1 SR. Mise Data Setu UCS_MiseDala_06LEdil Exectin Broker Y Y N N N N N
UCL -
UCL.324323 i.
(-1.1 1.1 SR
SR. - Penorance
Penormance UCS_Penorance
UCS 025_Create
Penormance_026_Search Co~te
Co~le1 YYN NNNNNNNNNN N
UCL - 325 (-1.1 SR - Penormance UCS_Penorance_027 View Co osite Y N N N N N N
UCL - 326 1.1.1 SR - Penormance UCS Penormance_028_Edil Co osite Y N N N N N N I \ A
UCL - 328 (-1.1 SR - Penormance UCS_Penormance_030_Com ute Com osite Penormanee Statistics Y Y N N N N N I 'WL.
UCL.331 1-1. SR - Penormance UCS_Penormance 034_Edil Com osite En Exit1n Accunt Y N N N N N N do
UCL.332 1-1.1 SR-Penormance UCS_Penormance_035_RecrdCom ositeEn Exit.inAccontBatchProc Y N N N N N N
UCl.598 (- 1.1 SR. Penormance UCS Penorance_0380 amie.Blended Benchmark Y N N N N N N I A
UCL-599 1-1.1 SR.Penorance UCS_Penorance_039AccunIPerfmianceStatlstics Y N N N N NNW
VCL- 620 (. 1.1 SR - Penermance UCS_Penomiance 040_0 namic Blended Benclmark Balcl Procss! Y N N N N N N
Uei- 637 (. 1.1 SR - Penorance UCS Penomiance_043_Edit D namie Blended BenclmarksE Y N N N N N N
VCL-160 (.1. SR.Preleiences-O tlons UCS--erL001_ViewActiorAJert Y N N N N N N
 cc
~r cnon
nn
--
~~ ~ ~
eei: ""
'" õnonnn
~ ~ ~
ccccc
~ ~
õ non
~ ~
cccc
'Õ õõ
~ ~
on cc
~ ~ ~
on
e ~ ~ ~
.,...""..., ,
ccccccc
,. 000000000000
""õr õ õ õ õõõ
~ ~ ~ ~
c c ccccc
-- =~~ ~ ~~~~ ~_~ ~~ N~ O~~ØN~ ~~ ~~~o ~~ ø~~~===~N~N~=~~N= "",,,,,,,,,,..~-
.
~ ~ ~ ~ ~
00 õõ CC5CCCCCCCCCCCCCC
~ ø ~ e æ ~ ~ ~ æ ~ * $ ~
,"""""'" , ." ".",
~ e ~ ~ ~ ~
cccc:c:i:c:c:c:
P P õ P p p p p p p p p p p p p p onnnnnnnn
i-i-r-i-r-i-i-r-r-
""........""''."CD
==-.""........"'
-- -- - - -- -- -- -- -- -- - -- -- -- -- -- -- -- - -- -- -- -- -- -- -- -- -- -- -- -- - - - - -- - - - - - - -- -- - - - - - - - -- - - - -- -- -- -- -
- - -
- - - - - - - - -- - - -- - - - ~ ~ ~ ~ ~ - ~ ~ - - - - ~
.."."".",.,.... .. ..
. .
- --------
~~ ~ ~ ~~ ~ ~~~~ ~ ~~ ~ ~~ ~ ~~~~~ ~ ~ ~~~~ ~~ ~ ~ ~~ ~~~~ ~ ~ ~ ~~~~~~ ~~ ~~ ~ ~~ ~~ ~ ~ ~
ø ø m 00 m m W m W W W W W w m m m w w w w w w w w w w m w w w w w w w w w w W W 00 W W W W W w w w m w w w w w w w w w w
wwwwwwwwwwwwwoowwwoowwwwoooo~~~~ ~ ~~ ~~ ~ ~ ~~~~ ~ ~ ~~~~~~ ~ ~~ ~~ ~ ~ ~ ~~ ~ ~ ~
ãã~ggggggggggggg~ ~ææææææmmmmmmm
-------- -------llllllll~~~~~~~~ ~ æ~æ ~
æ æ~æ~æ æ
~ æ~~ ~~~ W..WWWWWWWWWWWWWWWWW
mmmaaammmammaaaa
~~~ ~~~~~~~&&&&&&&g3 ~========~~
~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~ ~ g g ~ ~~~~~~~~~~
g g g g g ~ g~~~~~~
g~gg
m m m m m m m m m m m m m m m m oooooooooooooooog g g g g g g ~~'~~'~~'~'~'ooQ n. 0. Q Q Q ~ ~ ~ ~ Q Q n.o. Q Q Q Q Q Q
~~~~~~~~~~~~~~~~ëëëëëëëë~~~~~~~ggggggggë666666'" 66666666666
KKKKKKKRRRRRRRRR
~~~~~~~~~~~~~~~~ ~~~~~~~
~~~~~~~ =====ggggggggggggggg
~~~~~~~~~~~~~~~~~~~~
cccccccccccccccccccccccccccccccccccccccccccccccccccccccccccc
ßßßßßßßßßßßßßßßßßßßßßßßßßßßßßßßßggggßßßßßßßßßßßßßßßßßßßßßßßß
~ ~ ~ ~ ~NNN~
RRRR~~~ ~ _____~
1-1-'-'-1-1-
~ ~~~~~~~ a~ g~ ~~~ama ma m
~ ~~R~
~~~ I;; a!!~'~'~
I~ I~'~ I;;3"
ë am~~~~~~~~
m m m ~ ~ ~ ~ ~~ ~~~~~ ~
I~ 1-'-1-1- ~ '00
~ ~'e~100
~~
~ ~~ ~0~r~~~~~~~~~~~~~~~~~~~
~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~:
ê: '.Ii'e
ê: n'100
n' ';:n"';: n'
1;:n....
1;: 1;:...i~ i~ ,~ i~1;:I~~I:¡~ i~'~ 1-0
ii3 ~0bg10g10
sr10
g '0
g bgbg10g '0g10
g bg bg10g I~~ ~~~~I~~b g10g
000000 ~ ~oooom~~mmm~~========oo=~ooo °mm~mmmmmmmmmm~~~~mm
'~~I:¡~ '~~I:¡~ '~I:'i;; I;; I;;~I:¡;; I;; 'II'¡Ø
~~~5:~2 R =-~~ß5:1 1~1~1 1 I 1~1~a"g,ga,lg,glg""æ~~oD~~~'o'''aaaaaaaaaaaaa¡iï¡;.¡¡¡¡aa
';: ';:ll:i~ 'fl"i;: l;:fl:!~ '~fl:!;:
101010 !!.!!.!!. !!.Iolo
~,~~
m ~~ ;;~~""
~ ooooo-~ ~ ~ OoDØ~~~~~.. ~~..,.~!l::-!!l!¡¡~§="""",.~Ø""oØ..""~CJ=~"'''''''oDoD
~~~_~ m __ = ..~ """"~~~~,.,.,.~~ooO 0 0 0,.0
ø. ;: 5" 0 ~ S?"Iæ.I!!I!!I~ 00 Q Q 00. ~i:,,, 0*1:,,,:,.-1:, "':;¡""i:¡ ß ~ a 52 2 ~~ 52 52 52li s; øli liI-oI...,:: ¡?
!!mgiS=:iooooo~mm!!ml
§ ,.~~~ ~ &~ Ii1 I_' 1¡?¡?
~c ~~~ 1 m~""
~~~~~ lW Q øl! l~c ~ l S sss S S ss s; S S;W~~~~~ s;s
10101010
b
101010
'010

;;~ro;; R~- ~WQ~;;;;;;;;m m -:: g:::::: ~ is=~::!! m ~!!~~~:i crwg ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ m m .."",.~~ ~

R .~;;~!!!!~~;~ ~W~~~~~~ g~~~~~'o~~'o~&ro~!l g ~~~ g~~~ -oa ~o;:~~ooo;;z~~ro ~~WQoo~
~
i~~R-f~llf~!g3
~;;~~~m~~~_~w§~~nm~o_~o~;:;:~ ~ow~~c~- =~oma
- !~ 3 §3 r~;3 "3 ~li;¡!l;~¡:;~§g~i~ m~~~~~=mm2~
I~i~~!~o ~~~55!~l*=
00 s ~ ~ _ ~ _ w. ~ ~ m ë m g 0 ~ = = . = ~ 0 m ~ . c - ~. = m!! .. = ~ ~ ~
~ ~~~~~~iS~ w~~~~~~~~g~gs~~gg~~£ ~ ~~~g g ~wi~~~ ~~559
~ oR~;;f.~~ g~~~m~§-s ~
= g~~.-o~~~~~ ~x0
~dii f&_~g &~!! ~3-o-o~
~
~
~
3 -
!!-_'"
~~-R~~_c
oo~ 3c3'"
~!!g-=-nC'~
l9:~~ ;:""3
~!!~-!!
9: 60u.
~~;;
~~-0
"'mmm
E~~ =
g",0n
=~~ff
g a~m
ff~ ~l:'"
~~~
~ ¡¡ö.-.-.~
n__~;;
~~;g.~m
W §m
~-~~
~~~3~
~"'~l
i! '" =-=- i- s:
~ mš'ls:s:
=;i! 0 ld '" ~~~Q0;= ~ i;~~ g~ g '"
,. :i !!¡;~~
¡:
:-;j
~~~cc
¡: ~.
3~P
..:. =-

~ ~ ~ ~ ~~~ ~ ~~~ ~~ ~ ~~ ~~ ~~~ ~ ~ ~~ ~ ~~ ~ ~~ z zz zz ~ ~z~~ ~~ ~ ~~~ ~ ~~ ~ ~~ ~ ~ ~~~ ~ ~

~ ~~~~ ~ ~~~ ~ ~~ ~ ~ ~ ~ ~ ~ ~ ~~~ ~ ~~~ ~ ~~ ~~ zz z zz z zz~z zz z zzz z z z z zz z z zzz z z

~ z z~zz z zzz z z ~~ ~ ~z zz z zzz z zz z z~ ~z zz z zz z zz~ z zz z zz z ~z zz z~~ zzz z z z

z z z z zz z z zz z z z z z zz zz z zz z zzz z zz zz z zz zz zzzz z z z zz z zz z z zz z zz z zzzz

z z z z z zz z z z z z z z z zz z z z zz z zz z zz z z zz z zz zzz z z z z zz z zz z z zz zzz zzz z z z

z z z z z z zz z zz zz z zz z zz z zz z zz z zz z z zz z zz zz z z zz zz z zz z zz z zz z z zz z z zz

z zzz z z z zz z z z z z zz z zz z zz z zz z zz zz zz z zz zz z z zz zz z z z zz zz z z z z z z zz z z

L~
cc
nn
--
0_
.. ...,.,
c cccn nccccccc
~~ n~n n~~~
~- ~=~~ ~~~~~===
""""
n n non
~ ~ ~ ~ ~ ~ ~~
n ncnccccc
~ ~ ~ ~ ~~~
n n ncncc
n n""""""
~ ~=~~ ~ ~ ~~~~
n n cc
n n ccccccc
~ ~ ~o=~
"""
n n n n n "'"
~ ~ ~~~=~~~=
n ncncccccc
~ ~ ~ ~ ~~_=~=~
n nr n n n,r
~ ~ ~ ~ ~ ~~~
ccn cc
n
~ ~ ~ ~
n n ncc
n nccccccccc
.",."",
,r
-===~
,r n""õ""
n n n n n õõ
~ ~ ~ ~=~~-===
~ ~ ~ ~ ~ e~
n ncc
"..",
e e=~
nõõncc
e e==~
n nc cc
õn nõn Õ
~ ~ ~=~ ~ ~
- -- -- -- -- -- - - - - - -- -- -- -- -- -- -- -- -- -- -- - - - -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- - - - - - -- -- -- -- -- -- -- -- -- -- -- -- -- -
--~~~~-----~~~~~~~~~~~--------~~~~~~~~~~~-----
.". . .. -~~~~~~ -
~

000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000
~ ~ ~~ ~ ~ ~ ~~~~~~ ~ ~ ~~~~ ~ ~~ ~~~ ~~~~~ ~ ~~~~ ~ ~~~ ~~ ~~ ~~ ~ ~ ~ ~ ~ ~~~ ~ ~~ ~~ ~~
c ~ ~~~ ~ ~ ~~~~~~ ~ ~ ~~~~ ~~~ ~ ~~ ~~~~ ~ ~~~~ ~ ~ ~~~ ~~ ~ ~ ~ ~ ~ ~ ~ ~~~~~ ~oooooooooooo
~ ~~~ ~ ~ ~ ~ ~~~~~~ ~ ~ ~~~ ~ ~~ ~~~ ~~~~~ RR~RR R RRR RR R ~ ~ ~ ~ ~ ~ ~~~~~ ~~ ~ ~ ~ ~ ~
ft =," =,'=,' =," =," =," =,"=,"=,"=,"S=," =," =,'=,'=,'S=," =,"S=," S =,"S =,"SSS =," :;:;:;:;:;:;:;:;:;:;:;:;:; '" '" '" :.:.:.:.:.:.:.:. n¡n~
~ ~8
~~~8~~~~~~ ~~~~£~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~ ~8 ~8
~~~ ~~ ~~~~~~
~ ~ R~~8 ~8 8~ ~8 ~8 8~~8 8~~8 ~8 ~8 ~8 8~8~ aaaa a a aaa aa a a~~~aaaaaaa am m m ~~~
~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ &&&&&&
'" "''''''''''''''''''''''''''' "'''''''

c ccc c c c ccccccc ccccc cccc cc ccc c c~cc ccccc cc cc c cccccc c cccc ccccc c
~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ß ~ ~ ~ ~ ß ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ß ß ß ß ß ß ß ß "'''''''''i=''''''''''''!!m.m.!2m.!2
ßßßßß~~~ßßßßßß~~ß~
¡;"'''''''''''''''''''

~ ~~ ~ ~ ~ ~ ~ ~ ~ ~~~~ ~ ~ ~~~ ~~ ~~ ~~~~~ ~ ~c~~~~~~ ~ o~~ ~~~~ ~~~~~~~&~ ~ ~ ~ &

I:~c ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~¡I~~ ~~I:¡~ ~~I:¡~ ~ ~ ~ ~ ~ ~~I:¡~ ~~I:¡~ ~~I~~ ~~I:¡~ ~~I:¡~ ~lll~ ~!I:¡~ ~'~~W ~11~~1:~!

~&~ ~ ~~~~ ~~~~~~~~~

~ ~; ~ ~ ~ ~ ~ ~ ~ ~~ i~~~~;~~
~ ~~~~~~ ~~~~~
~ ~ ~;; ~ ~ i~ ~~_m~~~Q~~~I~~e~I~~I~~~~~~ggg;
~~~~I~~I~~~' ~~ft~ ~~~~~g~~~~~~~
~g~~W~~~~~~~~~~~~e~~~~~~~~~e2~=~ æ x æ. ~ s~a~s~ ~~~3 '" e m'" '" gm
-" 'o,1:¡0 'o~I:,o '0 '0,1:,0 'o.I~o 'o.I:¡o 'o~I:¡o 'o~I¡o 'o~I:¡o b 'o,I:~o 'o,I:¡o 'o.¡lio 'o~I:¡o b '0 '0 ~ ¡; g ¡¡ l! ~ ¡: cm:: ~ ¡¡ g. a :i :i :i 8 !2 m :i '" ~ ft $' ~
¡¡, , , , I I I I I , , , , I , , , I , , I , , I , , , , ': ':5 g Q ~ l: g ;: 8 _ '" 0 0 '" '" g a ~ 3 Q ~ g, ir m 9- g~.;;
~ ~~~£~~~l~~~$'s$'~~Q~£~~~~££~~£§ ~ ~g~m =g 3:;a ~a~~~ mQ~§ ~ l: ~mé*&
- ~ '" m - m ~ '" ~ i: '" -i '" '" '" g n i: ~ i- - g - ~ ~ 0 0. in 0 ~ ~ ~ '" 0. .F:i~ifilg
* Q ~;: * ~ ~ l;b l l l ~ §1 ~ ~ ~ ~ l * :i g- g- ~ * *;; ~ * § 5: ~~" ê. g ê; ~ ~ g. g" ii ~ ~ ~ ~ ~ ~ 33 in ~ ~"-l~IW g' ~

l~~~~~~~.~~~~~~*~g~~~~~*~83a~~§g.~.~~
. ~Q~g~p===£ £ ~go°o.",g.i-~~in o~
~~aQi-~~~o.~ ~o.î
~~~ ~",g ???o~o ~=m=~~"'o.- ~S ~ in
Co.o. ~=~QQQ~ ~'" ",_i: -i ~ ~
~~a ~~
i- ~~ '" ~in~~~ ~~ ~0 ~~1RI;
¡ng3
¡n ;:3 i a0 ~ î- -~
=",~
~z~ ~adaaal
~o~___'" ~~~~~i- i:~o.
",,,,,o.=o.~6~'" ~68
~~ in00 ~
0'" ~ in
- '" 3
~
Qag
_
2~
g.
'"
~","'mmm
~_~~~2
- ~~g.g.g.~
~g.zz
-"'~"'~li
o
a ~Ê.
l:
"'~n
~c:a
="'"
",Q;
:: ~:: '" co _. g g tt in '"
'" =~ '!:I:: ~ '" n in
~
m~
~_
g~~
co
tt-
~~~
a_""
=~~
0.0
gi:_
~n*
E i-
-i
'"
-~ ~
'"
~ 0
l ~ ~ '"
-oo
,.

~ ~ ~ ~ ~ ~ ~ ~ ~ ~~ ~ ~ ~~ ~ ~~ ~ ~~ ~~ ~ ~~ ~~~ ~ ~~~ ~ ~~ ~ ~~ ~~ ~ ~ ~ ~~~ ~ ~ ~~~~ ~ ~~ ~ ~~ ~

~ z z z zz z ~z ~ ~~z z zz~ ~ ~ ~ ~~ ~ ~~ ~~ ~ ~~ z zz z z zz z z z z z z z zzz z z zzz z z ~~ ~ ~~ ~

z z zz z z z z zz z z zz z zzz zz zz z ~z zz ~ ~~ z zzz z zz zz zz z zz zzz z z~z z z zzz zz z z

z z z z z z zz z z z z zz z zz z zz zz z zz zz zzz z zz z zz z zz z z z z z z z z zz z zzzz z z zz zz

z zz z z zz z z zz z zz z zz z zz z z z z zz z zz z zz z zz z zz zz z zz z z zz z z zz z z z zz z zz z

z z z z zz z zz z z z z zz z zz zz zz z z z z z zz z zz z zz z z z z z z zz z zzz z zz z zzzz z zz zz

z z zz z z z z zz zz z zz z zz z z zz z zz z z zz z zz z zz zz z z z z z z z zz z zz z zzzz z zz z z z

~p
 ~
r ~r ~~rr
~ 6 6r 5rrr
55ÕrÕ Õ Õ Õ Õr Õrr,.
rrrrrr. 5Õ Õor
ÕÕ ÕÕ
"r. rÕ
rÕ~ 5~Õ~5 ~5 5~~~~~
Õ Õ Õ~Õ~~
ÕÕ~ Õ
~ Õ
~Õ 5 ÕõÕ
~~~
...."'~ If ~ e ~ ~ ~ ~ ~ ~ ~ ~ 5 ~ ~ ~ ~ ~ ~ E ~ ~ $ * ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 8
-.-r:;0
~
. Q '" ¡;
II 0:~~
"'g.i: - -- -- -- - - ----- - - --- --- ---------------
NNNNNNN;";";"N"';"''N "':.
"''' '" '" '" '" N N N N '" N N N N N N N '" N '" N N '"
-----
---_:.
.

"...."".. .,.",.
:; ~ IE ig
g'" g'" '"l!ff
'"
--
¡rl3'"g '"
g ~~~ ~~ ~ ~ ~~~ ~ ~ ~~~~~~ ~~~ ~ ~~ ~~~ ~ ~ ~ ~ ~~~~~~~ ~ ~~ ~ ~~ ~~ ~ ~ ~
ø ø 00 00 00 00 00 00 00 00 0000 W W 00 00 00 00 00 00 00 00 00 00 00 W 00 00 W 00 00 00 00 00 W 00 W W 00 00 00 00 00 00 00 W W 00 00

"'5'(1'"
w"'''ñl
g.a-ê'-c ~
~ ~~~ ~~~ w w w w w w ~riii~~w~~~~~~~~~ ~~~ ~_,._,._._,~ ~~~~~~~~~~~~~~~~~~~~~~2~R~ ~~ ~~ ~~ ~~ ~~ ~~
c - so 0
:¡!reo ã' c; ~c;~ c; c; ~c;~ -~-~-~- ~- ~
il~få gl ~~ ~~~~~~~ ~~ ~
~ ~ ~ ~ ~¡¡~¡j~ ¡j
~ ~~.~.~.~.~.

~~~~~~~ ~
~¡~ ¡j ~ ~ ~ ~ il~'~' ~ ~ ~ W W W gi W W
£ ~. g.. ~~ ~~~ ~~ ~~w ~w w~ w ~w ~~ ~~I~~~ oooooooooooooooo~~~~~~~~~~~~~~~~~~W~
* * * * * * * * ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ m g Ë Ë Ë ~ ~ ~
i;~ IX Ò
,5'~ ~g iiiiiii~~~~~~ ~~~~ ~~ ~ ~~ ~~~~~~~~~~ ~~~ Ë~
§i~g.~
ii..¡i--.
_. ¡¡ ~ '"
g5'~~
"'ini¡", e e e e e e e e e e e e e e e e e e e e e e e e e e e e e e e e ~ ~ ~ e e e e e e e m e e e e e e
ll.g Ëg ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~ ~ ~~~~~~~~~~~~~~
'Cil:~C 'cil:~e 'e 'S '5!ll:; ':; ':; ':; ':;1~~ l-il, 'i:; ':;iii~ '~ll:i~ '~lll:; ':; '01 '01 '01 '01 '01 '01 '01 '01 '01 '01 S! S! S! 101 101 101 '01 '01 ':; ~~I:~C 'Cil:¡C 'Cil:¡C 'ciljc
ii.. ¡g §
¡'c Õ ~ ~ !!
!! ~~!! ~!!"~!I ~. mmmm~~~oooooooo~~~~~~~~~~
.~0.0 0.
0 00.0 0.
0 ~0.~:i_.:i _.
:i :i_.:i_.:i _.
:i :i_.!!.!!.!!.!!.!!.!!.!!.!!!!.
_. _. c c c c c c c c!!"e~I:¡e'e!!.!!!!!!.!!.:i
c c ~ ~ ~ c c c c c _.2_,(I!!
0 ~!!~!!~!!~ !!~ !!~
8 i; cr s:
"i
&22~~33~~~~~; ~ w w w w w w w w
~""..""..mm~~~oo" ¡¡¡¡¡¡¡¡¡¡Ii¡¡¡¡~~~~~~~~~~", ~~~~~¡¡~lS""....~..o ~ ~ ~ ~ * ~ * ~ * * ~~~m
~~~~~oM""
~ ~ m m w g.~~~&~~~
i'
.§§!; ~
!!'" ~ i; oø~oon~
m- ~ "".. =~=oo66666666~ ~~ ~~~~~~~ m mm-i-i -i -i -i66c 0005:;:;
~~(I(Iaoonmnoo""""~~~..oo~~~~~~~~~~cccwwwww""o~m~m 00
~ ~2.g
"'ò!"''' ~~g _~
m l--am
S ~¡i:,m ~ *~
n ~g~
~ ~~""""o~~oø~~~
~ ~ ~ ~ ~ ~ ~ ~ 0 ~ ~~~~I I~ì ~
ìì~
ìì~
ì m~*~m ~
!! ;;;~~~~~..~C~~~~
~~~~~Z0~~m0 QQ
~3 8 ~
"'co"";;"
'" '" CD_
~~ ~i:~gg~~~ m m a~
~~~~~F~os~w~~~ mnQa~ ~Q~ ~ ~g~~g~~~22~~-i60000~ OF~~~*~~
Om~ø""..=~..~..o=www~~~~~~~W!!!!¡¡~Ii!!
::r"_-i cm~~cao333£_&
~~ mnènn~~ ~",øn~~ooooooo~~~__~_o~-iw
~tl~m~3W_~~c~c=~=_ ~m~ ~~æmmmmm== -~=~~an ~~~~
o~ -
~(I","'''.
g. ~ a e e ~~~o
e~--30 0 ~ ¥ws~m~~_
~m3~3wm~~aOa~- 0 ~ww
-,,_- ~wwww~~~~~
-"-"-"~666~~-~wn~
~. _n
mm m
~
õ~.~ ll
gci!l",
~ ~~m~m 33~ ~~ ~ocw 0 ~ i: m ooo~i: nm~ z ~-i
!! !!~5"5"£S£oog~~~ Q c3¡¡ 0!!00~~i:~Q~""""~~~Q~Q;~ -i~~
o.g 5'g ~~:;S:;!!-3- QaQ~~gl~~~¡jm5"~~.&~~C~~:;~
ii&~&~W ~~acag w ~!!~~!!00~:;5no.5"(I~(I ~ Rm~~
~..
no c '" -=
= 3"0",
~ g:~' ~tlaa~=.:2
aa~ ~ i ¡pc
~~m=ce~
~ ~ee~ee~
gg~~m~:;n-n¡P!~:;~:;
n~nQ~~~~ a~~.&1
5~
(l00!! m s ~=~~g-~g!! ~-i~~ä~~~
w3~ ~ a.,g¡¡¡:a a ¡p m~p
~'; ¡i
..-0'..
. c

!! ~
.0-
_ m
. ~
or
~aa
~ ,
~z..w~7-i
~ !! 10.
=0 - ~
a zm Z ~ ¡¡
5' 00
=- ~g&¡¡Wma~
- ~ ~i~!!!!~~~ w3 ~~
~ :l ~ m g
:lm 15 ÔU'
~
~
~ .c c.
m 2! m
2! ~ 2!

~"
.
"
" ~~ ~~ ~~ ~ ~~ ~ ~~ ~ ~ ~~ ~ ~~ ~ ~~ ~~ ~ ~~ ~ ~~~ ~ ~ ~~~ ~ ~~ ~~ ~ ~ ~~~ ~ ~ ~
.~
§.
c
~
.. ~~~ ~~ ~ ~~ ~~ ~ ~~~ ~~~ ~ ~~ ~ ~~ ~ ~~ ~~ ~ ~~~ ~ ~~~ ~ ~~ ~~ Z Z ~~ ~ ~ ~~
;;
§?
..
;; zz zz zz z zz z zz z ~z z zz z zz zz z~ z Z~ ~ zzz z zzz z zz zz z z z z z z zz
,
~~
-"..~ zz z z z z z zz z zz zzz z zz z zz zz zz z zz z zz z zzz z zz z z zzz z z z zzz
§.
~
..5'
~
co,
n zz z z z z z zz z z z zzz zz z zz z z z z z zz z zz z zz z z zz z z zz z z z zz z zz

.
§.

z zz zz z z z z z zz z zz zzz zz z z z z z zz z z z zzz z zz z zz z z zz zz z z zz

zz z z z z zz zz z z z zz z zz zz z z z z z zz zz z zz z zz z z z z z zz z z z zzz z

"%~
1.03 Metrics for Application Quality measurement

Please note that these wil be the metrics to be used for certifying quality of 1.03 code. All the other
metrics defined anywhere else wil not be used besides this for Application quality measurement.

1. Defect Density at the end of 1.03 CIS Testing Phase

Definition
Formula - # Valid Defects IKLOC

# Valid Defects = Valid defects detected during CIS Testing phase (Task #191 "CIS Testing" in 1.03
plan which includes Testing by Satyam & CiS both).

KLOC = Manual code for EPL 1.03 including code written for 1.0,1.01 and 1.02.

SLA
. Target Value -1.2 defectslKLOC or less
. Upper Bound ~ 1.5 defects/KLOC

Criteria for valid defects

o Defects wil be validated by Defect Prevention Group for the correctness & validity.
o Duplicate defects wil be counted as a single defect. Pis note that defects may be duplicate
across Satyam & CiS Testing teams as these testing are done in parallel.
a Cascading defects should be counted as single defect. i.e. Multiple defects arising out of a
single defect should be counted as 1 defect
a Any other type of testing such as Client migrationfClient Six Testing should be excluded from
this metrics.
a Any logged defect leading to changes in the signed off UC wil not be counted as part of this
metrics calculation.

Notes
. As per the current approved schedule for 1.03 CiS testing is being done before Satyam finishes its IT
& ST (and corresponding defect fixing). Due to this parallelism and partially tested code Sat yam is
expecting more defects in CiS Testing (Task # 191 in the current plan).

~
~~()\
2. Cumulative Code Review Defect Density
Definition
Formula - # Valid code review Defects IKLOC

# Valid code review Defects = Valid cumulative code review defects detected during code review
phases for 1.0,1.01,1.02 and 1.03.

KlQC = Manual code for EPL 1.03 including code written for 1.0, 1.01 and 1.02.

SLA

Current Cumulative (for 1.0, 1.01 and 1.02) Code review defect density is 4.57
defects/KLOC. (Total code review defects found in 1.0, 1.01 and 1.02 divided by total
KLOC at the end of 1.02)

Following is the target at the end of 1.03 code review. (Total code review defects found in
1.0,1.01,1.02 and 1.03 divided by total KLOC althe end of 1.03)

. Target Value - 5.2 defects/KLOC or less

. Upper Bound - 5.4 defectslKLOC

Criteria for valid defects

o Code review Defects currently logged in QC for 1.0, 1.01 and 1.02 wil be used for this metric.
o Defects detected as part of 1.03 code review by Satyam's CiS Proxy team will be eligible for
this metric.
o Duplicate defects wil be counted as a single defect.
o Identical defects logged in different parts of application/module wil be counted as single
defect.
o Cascading defects should be counted as single defect. i.e. Multiple defects arising out of a
single defect should be counted as 1 defect
o Any logged defect leading to changes in the signed off UC wil not be counted as part of this
metrics calculation.

Notes
. This metrics wil show the technical quality of code in EPL 1.03.
. It is taken cumulative as it is practically hard to find incremental code size of 1.03
. 1.03 code size is going to be small as compared to 1.0 and hence the metric gets distorted if taken in
isolation.

~
~£,f)(
 DefeCt'D'rStâti.iš"""':':~-"""::1?Eltëctêdëliìi' ShOrt'DéscnptJöiï: .:;.: ,'; ':':'. '0',:: "::"" ':,'~::' ,-"lpeteritid'in Phäse ,": '. :'!EndUser':"::, EPL:Seveiit EPL.Prloi'ty )EPL:"Reieâs& 'I
! ',iDate ! : Function
__ .....__m___ ___ ....._.._.._..._;.._._"____...................._.._ .... .. ...___.._ .._.__._~_.. _ ...... ...... .Y....,...."".""".."",..., .......",..",...""....."......................_.....u....
13995 3C: Testing 11/13/2007 Gol different error message when nothing were enter User Acceptance Test Account 1-High 2-High 1.01
Completed forsearchlransaclion. Transactions
14040 3C:Testing 11/14/2007 Quick Search: Two accounts with the same Client ClienlMlg.Certification Account 1-High 2-High 1.0.0.1
Completed Accl#
14195 3C:Testing 11/27/2007 Account Transaction: Multi-Security Transaction: _ User Acceptance Test Account 2-Medium 2-High 1.02
Completed After Deleting Transaction Error Message stays in the Transactions
Grid.
14224 2A: Open: In 11129/2007 CA Capture:Process Cost basis application Integration Test CACapture 1-High 2-High 1.01.1
Analysis displaying error message.

15354 3B: Fixed: Test 1/3112008 Account Transactions:Multi-Security User Acceptance Test Account 1-High 2-High 1.02.9
I Pending Transactions:Can not create buy transaction entering Transactions
only Quantity and Execution Price.
15381 2A: Open: In 2/1112008 Batch: Batch process - The Short-term Indicator in User Acceptance Test Batch 1-High 2-High 1.02.10
Analysis the CACaptureMaster is set to Yes, but on the Processing
Iransaction it is set to No. It should be the same in

both places.

~""
i;
~