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Received 13 April 2004; received in revised form 1 June 2004; accepted 30 June 2004
Abstract
Regulation of gene expression is one mechanism by which drugs of abuse can induce relatively long-lasting changes in the brain
to cause a state of addiction. Here, we focus on two transcription factors, CREB (cAMP response element binding protein) and
DFosB, which contribute to drug-induced changes in gene expression. Both are activated in the nucleus accumbens, a major brain
reward region, but mediate dierent aspects of the addicted state. CREB mediates a form of tolerance and dependence, which
dampens an individuals sensitivity to subsequent drug exposure and contributes to a negative emotional state during early phases
of withdrawal. In contrast, DFosB mediates a state of relatively prolonged sensitization to drug exposure and may contribute to
the increased drive and motivation for drug, which is a core symptom of addictive disorders. A major goal of current research is
to identify the many target genes through which CREB and DFosB mediate these behavioral states. In addition, future work
needs to understand how CREB and DFosB, acting in concert with numerous other drug-induced molecular changes in nucleus
accumbens and many other brain regions, interact with one another to produce the complex behavioral phenotype that denes
addiction.
# 2004 Elsevier Ltd. All rights reserved.
(HSV-mCREB) encodes a mutant form of CREB, as seen both during drug withdrawal syndromes and
called mCREB, which is identical to wildtype CREB certain cases of depression and post-traumatic stress
except that it has an alanine residue substituted for disorder (Nestler et al., 2002).
Ser133. mCREB can dimerize with itself or with All the above conclusions concerning CREBs func-
endogenous CREB family proteins and these dimers tioning at the level of the nucleus accumbens are based
can bind to CRE sites within target genes. However, on the use of viral vectors, which could produce con-
because it cannot be phosphorylated on Ser133, dimers founding results due to the fact that all animals receive
containing even one copy of mCREB cannot interact intracranial surgery and viral infections. However,
with the basal transcriptional apparatus. Consequently, early work with inducible transgenic mice, in which
when expressed at high enough levels, mCREB can CREB or mCREB is expressed with some selectivity in
block the action of endogenous CREB and CREB-like the nucleus accumbens, support these conclusions.
proteins. Indeed, HSV-mCREB decreases CRE-medi- Thus, mice overexpressing CREB show reduced sensi-
ated transcription upon injection into the brain. Using tivity to drugs of abuse and stress, whereas mice
these viral vectors, we have found that increased expressing mCREB show increased sensitivity (Sakai
CREB function (via HSV-CREB injection) in the et al., 2002; Newton et al., 2002; McClung and Nestler,
nucleus accumbens decreases an animals sensitivity to 2003). The fact that the behavioral phenotype of
the rewarding eects of morphine and cocaine, whereas CREB is reproduced with a completely independent
decreased CREB function (via HSV-mCREB injection) method of locally controlling CREB function in adult
has the opposite eect (Carlezon et al., 1998; Barrot animals gives us greater condence in our current
et al., 2002). These results suggest that drug-induced working hypothesis of CREB action. Traditional
activation of CREB in the nucleus accumbens repre- knockout mice lacking CREB globally from early
sents a homeostatic, negative feedback adaptation stages of development also partially support this
which decreases an individuals sensitivity to sub- hypothesis (Walters and Blendy, 2001).
sequent drug exposure. In this way, CREB activation These same types of approaches are now needed to
could mediate a form of tolerance to a drugs reward- determine the role played by drug-induced activation
ing eects. of CREB in the other reward-related brain regions
Interestingly, the consequences of CREB activation mentioned above. Early work suggests that CREB in
in the nucleus accumbens go far beyond modulation of certain of these regions, amygdala, lateral hypothala-
drug reward. Increased CREB function in this region mus, and ventral tegmental area, for example, may
also dampens an animals interest for natural rewards, subserve very dierent aspects of the drug addiction
such as sucrose drinking, while decreased CREB func- phenotype compared with the nucleus accumbens
tion enhances sucrose drinking (Barrot et al., 2002). (Josselyn et al., 2001; Olson et al., 2001; Jentsch et al.,
These results suggest that drug-induced activation of 2002; Georgescu et al., 2003).
CREB in the nucleus accumbens could decrease an As a transcription factor, CREB produces its beha-
individuals interest in natural rewards, as is seen in vioral eects via the regulation of other genes. Numer-
many human addicts. ous genes are known to contain CRE sites within their
Moreover, exposure of an animal to stress causes a promoter regions (see Mayr and Montminy, 2001).
similar activation of CREB in the nucleus accumbens However, genes that are regulated by CREB in the
as seen with drugs of abuse. Accordingly, we found nucleus accumbens or elsewhere remain largely
that increased CREB function in the nucleus accum- obscure. Work to date has implicated the opioid pep-
bens decreases an animals responsiveness to a variety tide, dynorphin, as one relevant target gene for CREB
of aversive or negative emotional stimuli, including in nucleus accumbens. Chronic administration of
anxiogenic, stressful, and nociceptive stimuli (Pliakas cocaine or other stimulants induces dynorphin
et al., 2001; Barrot et al., 2002). Conversely, decreased expression in this region, and this induction is depen-
CREB function in this region increases the animals dent on CREB (Cole et al., 1995; Carlezon et al.,
sensitivity to these conditions. Hence, CREB activation 1998). Dynorphin is known to dampen reward mechan-
in the nucleus accumbens would appear to mediate a isms in the nucleus accumbens via activation of
more general behavioral syndrome, characterized by j opioid receptors (Shippenberg and Rea, 1997),
reduced sensitivity to any type of emotional stimulus, suggesting that CREB induction of dynorphin could
regardless of whether the stimulus is rewarding or aver- mediate at least some of CREBs behavioral eects
sive. In a physiological context, CREB activation in in this region. Indeed, the ability of CREB activation
response to mild stress could be seen as part of a cop- to dampen cocaine reward, as well as responses to
ing mechanism to diminish sensitivity to further stress. stress, can be blocked by j opioid receptor antagonists
However, under more extreme (pathological) circum- (Carlezon et al., 1998; Pliakas et al., 2001), which is
stances, CREB activation could contribute to a beha- consistent with this model (Fig. 2). A major focus of
vioral syndrome of emotional numbing and anhedonia, current research is to identify additional target genes
E.J. Nestler / Neuropharmacology 47 Supplement No. 1 (2004) 2432 27
inducible transgenic mice, where DFosB can be induced of HSV vectors, causes increased sensitivity to the
selectively within these regions of adult mice (Kelz behavioral eects of cocaine, indicating that induction
et al., 1999). Studies to date indicate three major phe- of GluR2 could account for at least some of DFosBs
notypes in mice that overexpress DFosB. First, the ani- behavioral phenotype. Since AMPA receptors contain-
mals show greater sensitivity to the behavioral eects ing a GluR2 subunit show reduced conductance com-
of cocaine in locomotor activity, conditioned place pared to those not containing GluR2 subunits, it is
preference, and self-administration assays (Kelz et al., possible that cocaine- and DFosB-mediated induction
1999; Nestler et al., 2001a,b; Colby et al., 2003). of GluR2 could account for the reduced sensitivity of
Second, the mice seem to show enhanced incentive nucleus accumbens neurons to glutamate, which has
motivation for cocaine. This conclusion is based on been observed in electrophysiological studies (White
studies in progressive ratio tests and in a model et al., 1995; Thomas et al., 2001). Regulation of GluR2
of relapse which involves non-reinforced responding is likely to be just one of the many ways in which
(Nestler et al., 2001a,b; Colby et al., 2003). Third, the chronic drug exposure alters glutamatergic trans-
mice show greater sensitivity to the behavioral eects mission in the nucleus accumbens (see Baker et al.,
of morphine, and also show greater responding to 2003; Yao et al., 2004).
naturally reinforcing behaviors, including running and Another putative target for DFosB is the cyclin-
eating (Nestler et al., 2001a, b; Werme et al., 2002; dependent kinase, Cdk5. Cdk5 is enriched in neural
Olausson et al., 2002; Zachariou et al., 2003). tissues, where it is implicated in the regulation of neu-
Together, these ndings suggest that drug-induced ronal growth and survival. The identication of Cdk5
accumulation of DFosB in nucleus accumbens and dor- as a target for DFosB came from DNA microarray stu-
sal striatum could be a mechanism of relatively pro- dies (Chen et al., 2000). Subsequently, chronic cocaine
longed sensitization to drug exposure. Moreover, the administration was shown to induce Cdk5 mRNA and
ndings suggest that DFosB could be part of a sus- protein expression, as well as Cdk5 catalytic activity, in
tained molecular switch, which functions to rst induce nucleus accumbens and dorsal striatum (Bibb et al.,
and later maintain a state of heightened incentive 2001). Based on Cdk5s hypothesized role in neural
motivation, perhaps even compulsiveness, toward rein- growth, we considered the possibility that cocaine- and
forced behaviors (Nestler et al., 2001a,b). The obser- DFosB-induction of Cdk5 could be involved in
vation that drugs of abuse more readily induce DFosB cocaines demonstrated ability to induce dendritic
in adolescent animals compared with adults raises the spines in nucleus accumbens neurons (Robinson and
possibility that DFosB induction may provide a mech- Kolb, 1997). Indeed, infusion of roscovitine, a Cdk5
anism for the greater vulnerability of younger animals inhibitor, directly into the nucleus accumbens was
to develop addiction (Ehrlich et al., 2002). found to prevent the ability of cocaine to induce den-
Recent work, in a dierent mouse model, has pro- dritic spines in this region (Norrholm et al., 2003). This
vided further support for an important role for DFosB nding raises the notion that DFosB may be respon-
in drug addiction. These mice enable the expression of sible for this morphological plasticity and, moreover,
a dominant negative mutant of c-Jun, which functions that some of DFosBs impact on the nucleus accum-
as an antagonist of DFosB and other Fos family bens may be even more long-lasting than the protein
proteins, in nucleus accumbens and dorsal striatum. itself. One major question in the eld is what is reec-
These mice show reduced sensitivity to the rewarding ted by the cocaine-induced increase in dendritic spine
eects of cocaine and of morphine in conditioned place density on nucleus accumbens neurons. Such an
preference assays (Peakman et al., 2003; Zachariou increase in spine density could be associated with the
et al., 2003). Along with the ndings from DFosB over- strengthening of synapses and perhaps sensitized beha-
expressing mice, these data suggest that DFosB is both vioral responses to cocaine. However, it is just as poss-
necessary and sucient for induction of a sensitized ible that the increase in spine density could represent a
behavioral state after drug exposure. Analysis of this neuropathologic change in these neurons. Further work
mouse in other behavioral assays is underway. is needed to answer this critical question.
As with CREB, a major interest is to identify target In a similar way, we have little knowledge of the
genes through which DFosB produces these behavioral behavioral consequences of Cdk5 induction in the
eects in nucleus accumbens and dorsal striatum. nucleus accumbens. Acute inhibition of Cdk5, by
Several putative target genes have been found. GluR2 infusion of an inhibitor such as roscovitine, increases
is an AMPA glutamate receptor subunit. Over- locomotor responses to cocaine (Bibb et al., 2001).
expression of DFosB induces GluR2 in nucleus accum- This suggests that activation of Cdk5 may normally
bens, and cocaine induction of GluR2 in this region is dampen sensitivity to cocaine. However, these ndings
blocked upon expression of dominant negative c-Jun must be viewed with caution, since they involve acute
(Kelz et al., 1999; Peakman et al., 2003). Moreover, disruption of Cdk5 and not the prolonged enhance-
overexpression of GluR2 in nucleus accumbens, by use ment of Cdk5 function as would be expected after
E.J. Nestler / Neuropharmacology 47 Supplement No. 1 (2004) 2432 29
Fig. 4. Regulation of gene expression by cocaine: role of CREB and DFosB. Mice were treated with cocaine for ve days (A) or four weeks (B),
and RNA isolated from the nucleus accumbens was subjected to DNA microarray analysis. The Venn diagrams show the number of genes whose
regulation by short- or longer-term cocaine administration (blue circles) could be accounted for by DFosB (red) or CREB (yellow). The gure
illustrates an important role for CREB in earlier phases of cocaine exposure, and an increasingly dominant role for DFosB during more prolonged
periods of drug administration. From McClung and Nestler (2003) (For interpretation of the references to colour in this gure legend, the reader
is referred to the web version of this article).
chronic cocaine exposure. We are now in the process of DFosB have been identied on DNA microarrays,
developing new experimental systems to test the func- which now warrant further investigation (Chen et al.,
tional eects of such prolonged induction of Cdk5 in 2000; McClung and Nestler, 2003).
this brain region. A recent comparison of the gene expression changes
Still other putative targets for DFosB have been induced in nucleus accumbens by CREB or by DFosB
identied. DFosB induces nuclear factor-jB (NF-jB), revealed interesting patterns of gene regulation
another transcription factor, in nucleus accumbens (McClung and Nestler, 2003). In general, CREB and
(Ang et al., 2001). DFosB has also been shown to DFosB were found to induce opposite changes in the
inhibit the expression of the opioid peptide, dynorphin, expression of numerous genes, which is consistent with
in this brain region. Many additional targets for the generally opposite behavioral phenotypes produced
Fig. 5. Scheme showing the opposite functional eects, and distinct temporal properties, of drug-induced adaptations mediated via CREB versus
DFosB. CREB appears to mediate an aversive or dysphoric state during early phases of withdrawal, whereas DFosB appears to mediate sensitiza-
tion to subsequent drug exposures at more distant withdrawal times. From Nestler (2001b).
30 E.J. Nestler / Neuropharmacology 47 Supplement No. 1 (2004) 2432
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