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Aby Warburg: His Study of Ritual
and Art on Two Continents*
KURT W. FORSTER
As a young man, intensely concerned in the first few years after his doc
with the anthropological basis of the art history of his time, Aby Warburg r
from a year's military service to the study of Renaissance civilization in
In his thesis, he had described one pronouncement of Jacob Burckh
"infallibly" correct; namely, that "Italian festive pageantry in its more
cultural forms" is "a true transition from life into art."i
* An earlier German version of this article was published in Aby Warburg, Akten des internationalen
Symposiums Hamburg 1990, ed. Horst Bredekamp, Michael Diers, and Charlotte Schoell-Glass
(Weinheim: VCH, Acta Humaniora, 1991), pp. 11-37. See also my "Aby Warburg's History of Art:
Collective Memory and the Social Mediation of Images," Daedalus 105, no. 1 (1976), pp. 169-76; and
"Warburgs Versunkenheit," in Aby M. Warburg: "Ekstatische Nymphe... trauernder Flussgott," Portrait eines
Gelehrten, ed. Robert Galitz and Brita Reimers (Hamburg: D611ing and Galitz, 1995), pp. 184-206. I
am currently preparing the English edition of Warburg's Collected Writings (Gesammelte Schriften
[Leipzig-Berlin: Teubner, 1932]), which will be published in the Getty Research Institute's book series
Texts & Documents. Permission to print David Britt's English translation of this essay has been granted
by The Getty Research Institute for the History of Art and the Humanities, Santa Monica, CA.
1. Warburg, Gesammelte Schriften 1 (Leipzig-Berlin: Teubner, 1932), p. 37.
OCTOBER 77, Summer 1996, pp. 5-24. C 1996 Kurt W Forster Translation ? 1996 The Getty Research Institute
for the History of Art and the Humanities.
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6 OCTOBER
The fearfu
Spits out f
Snorts and roars...2
2. Ibid., pp. 259-300: "Lo spaventoso serpe: in questo loco vomita fiamma, e foco, e fischia e
rugge ..
3. Ernst H. Gombrich, Ab9y Warburg, An Intellectual Biography (London: Warburg Institute, 1970),
4. See especially Warburg, Schlangenritual, mit einem Nachwort von Ulrich Raulff (Berlin:
Wagenbach, 1988), p. 65 passim. Hereafter cited as Schlangenritual. This essay has been transla
English as Images from the Region of the Pueblo Indians of North America, translated with an interpret
essay by Michael P Steinberg (Ithaca: Cornell University Press, 1995). All page citations are from
German edition.
5. Warburg was thoroughly acquainted with the researches of Adler, Cushing, Mooney, an
fundamental for his understanding of Moki dances were the studies of Jesse Walter Fewkes
snake ritual at Oraibi ("Tusayan Flute and Snake Ceremonies," in Sixteenth Annual Report of the Bur
American Ethnology, 1894-95 [Washington, 1897], pp. 273-312, and Nineteenth Annual Report
Bureau of American Ethnology, 1897-98 [Washington, 1900], pp. 957-1011, as well as "A Few Su
Ceremonials at the Tusayan Pueblos," A Journal of American Ethnology and Archaeology 2 [1892], pp
The Warburg Archive in London [46.1.68], holds extensive notes on, and translations of, th
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Aby Warburg: His Study of Ritual and Art on Two Continents 7
At first sight, it is a matter of sheer chance that Warburg's last work before hi
visit to America had culminated in his suggestive comments on the Florentine
intermezzo of Apollo and Python, but this acquires a unique significance from t
fact that at the other end of his journey it was once again the serpent that h
encountered-although the nature and symbolic significance of the beast h
now swung over to its polar opposite. Warburg described the
Those Indians were undoubtedly grappling with natural forces and dangers
great as any personified in the Florentine intermezzo of Apollo and Python. The
mentioned and other articles on Indian rituals. Warburg continued to follow ethnographic resear
on "Pueblo Indians" throughout his lifetime). It can serve as an index of the fault lines dividi
modern scholarship that a popular book such as Vincent Scully's Pueblo: Mountain, Village, Da
(Chicago: University of Chicago Press, 1975, 1989) lacks any reference to Warburg.
6. The text of the lecture Warburg gave in the psychiatric clinic of Dr. Binswanger at Kreuzling
has been established by Fritz Saxl and Gertrud Bing on the basis of variant versions and notes by
author. This edited version is reprinted in Schlangenritual.
7. Ibid., p. 41.
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Agostino Caracci. Stage set for third
intermezzo of La Pellegrina. 1589.
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Aby Warburg: His Study of Ritual and Art on Two Continents 9
is, however, one crucial distinction: classical culture could envisage no resolution
of the conflict without a decisive victory for Apollo and a sacrificial death for th
beast; by contrast, at the end of the Indian ceremony the snake could return to
Nature, unharmed.
To the Moki, the snake, which dwells in the folds of the earth, shedding its
skin to live again, represents the earthly form of lightning: celestial energy that dis-
charges from the clouds and dispenses life-giving rain. Of course, Warburg was well
aware that he was not observing an intact Moki practice, but his response casts
considerable light on his own "dialectic of enlightenment." He concluded the pape
he read at Kreuzlingen with some disturbing and mysterious thoughts that must
be understood not as telltale signs of his mental illness, but as hard-won insights
into the nature of culture itself. They have lost none of their relevance today.
Warburg began his concluding remarks by saying that the serpent ritual
showed the "primal state" that modern civilization had undertaken to "refine and
abrogate and replace."8 This unpunctuated sequence of ideas, "refine and abrogate
and replace," anticipates certain phases of present-day cultural evolution. It
implies a historical process, beginning with the "refinement" of sensibility-as
embodied, say, in Art Nouveau-proceeding by way of a dialectical "abrogation,"
as in nascent modernism's annulment of its own premises, and concluding with a
state of "replacement": the media age with all its surrogates and simulations. In a
flowing unpunctuated sequence, Warburg deduced these successive stages from
his own understanding of the "primal state" of all culture as he encountered it-
in however corrupt a form-among the Moki. It is probably inherent in the natur
of this search for origins that it casts far more light upon what follows than on the
origins themselves.
In the white man's America, too, the Apollo and Python syndrome had
taken hold. Warburg remarked laconically, "The rattlesnake holds no terrors fo
the modern America. It is killed; at all events, it is not worshipped as a god. Th
answer it receives is Extermination."9 Far worse, the answer received by the bearers
of the Indian culture was also physical annihilation.
It would be an impertinence, not to say a lapse of taste, to work back from
the symptoms of Warburg's illness to the motifs of his work. But certain of thos
symptoms are directly relevant to his scholarly activities, particularly to his view of
books-of their location in relation to other books, and of their use by the
scholar. Warburg's decision to create his own academic library bore witness to
something more than a combination of youthful enthusiasm and a burning
eagerness to press forward into areas inadequately covered even by the university
libraries of his day. The frequent assertions of Warburg's colleagues that hi
8. Ibid., p. 58.
9. Ibid., p. 58f. As a curious instance of transcultural migration of a ritual practice, one sho
mention rodeo sideshows like the "Texas Snake Handlers." On these occasions, Caucasian cowboys ha
dle rattlesnakes with their bare feet. It is clear that, contrary to the Indian practice, daredevil perfor
mance and the "mastery of nature" have regained their place as the purpose of these public spectacles.
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"Medicine bowl" altar of the Hopi
Indians (after Geertz). 1984.
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10. See Tilmmann von Stockhausen, Die Kulturwissenschaftliche Bibliothek Warburg: Architektur,
Einrichtung und Organisation (Hamburg: D611ing and Galitz, 1992); and Salvatore Settis, "Warburg con-
tinuatus; Descrizione di una biblioteca," Quaderni storici 58, 30, 1 (1985), pp. 5-38.
11. Gombrich, Aby Warburg, p. 138.
12. While still a student, Warburg declared in a letter to his mother of January 7, 1889: "I need to
lay the foundations for my library and photographic collection; both are expensive but represent last-
ing value" (quoted in ibid., p. 45).
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Heinrich Midler Control Room in the Power
Substation Wilhelmsruh. Berlin. 1926.
Is-
/ / /iiiiii
.................
The unique value that he assigned to the book among all the products of
civilization reflects the illustrative and, indeed, denotative function performed by
books and the whole bibliographical apparatus within the edifice of Warburg's
thought. This is why the arrangement of his books could never be allowed to ossify
so long as his thoughts were still on the move. Warburg associated the physical
location, the ubi, of books with the irreducible rightness of things and their
significances-as is clearly shown by the converse, the agonies he suffered when
that order was disrupted. Carl Georg Heise tells us that Warburg "fell into frightful
states of agitation if certain trifling objects on his desk were moved out of place ...
or, to put it astrologically, if their mutual aspects were changed."13 To disturb the
relative positions of objects was to call into question their very nature and
derivation: their quid and their unde.
The library, which demanded a building of its own, and the scholar's desk,
which as the mensa of mental labor signifies a ritual site of mental sacrifice, present
positive analogies with the world of primitive religious ritual. We now know for
certain-and Warburg, too, was well informed on the matter, thanks to detailed
studies by Jesse W. Fewkes and others published shortly before and after his visit to
Black Mesa-that the so-called altar superstructures of the Hopi are based on a
coherent scheme. They represent the cosmic forces that preside over Hopi life and
destiny: the heavens unfold in six segments, separated by corncobs; lightning
serpents frame the altar; and a meticulous sequence governs those objects
between which interactive forces must operate to ensure the survival of the
13. Carl Georg Heise, Pers6nliche Erinnerungen an Aby Warburg (New York: n.p., 1947), p. 42.
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12 OCTOBER
tribe.14 In th
ordering of r
The library
books conne
is induced to flow. The scholar's desk is the site of a ritual invocation of those
forces that impel, and also those that assail, human beings within their culture
Not only the scholar's desk, but also the painter's paper and canv
serve to invoke forces far older in origin than the practice of Western art. In
a few years before Warburg's visit to the Indians of the Southwest,
Kandinsky undertook an ethnographic expedition to Siberia and publi
findings.15 Many years later, in his book of reminiscences, Riickblicke, Ka
had some extremely revealing things to say about the venture.16
Unlike Warburg's visit to Indian territory, which was made for rea
his own and without a scholarly mission of any kind, Kandinsky's expeditio
Government of Vologda had a clearly defined, professional purpose,
Kandinsky himself, then a student of law, fulfilled by publishing his obse
in meticulous detail. For Warburg and Kandinsky alike, these studies were
one-time reconnaissances; for both, the impact of the ethnographic exp
was a paradoxical one, retaining a profound personal significance w
demanding any repetition or academic elaboration. The unexpected i
that both derived from ethnography, and the lifelong importance
insights in their respective artistic and historical work, owe their unique
conjunction of great personal significance with complete academic and s
inconsequence.17
In later life, Kandinsky (again like Warburg) took his own experi
the last vestiges of archaic life as a theme for autobiographical reflection
happened in 1913, at the moment when his own increasingly abstract com
had carried him across the threshold of a new era, and again in 1936, when
isolation of his Parisian exile, he reached out for historical certainty. Kan
ethnographic study of shamanistic invocation had afforded him an insig
the relationship between the wild gallop of the imagination and the contr
the rider can exert through reason, but it had also initiated him into the invoc
of spirits and forms, and this he was able to transpose out of ritual life i
14. See Armin W. Geertz, Hopi Indian Altar Iconography (Leiden: Brill, 1987), esp. p. 27f: "T
a model, in reduced form, of the cosmos."
15. For the full text of Kandinsky's "Beitrag zur Ethnographie der Sysol- und Vecegda-Sy
1889, see Kandinsky, Die gesammelten Schriften 1, ed. Hans K. Roethel and Jelena Hahl-Ko
Benteli, 1980), p. 68ff; and also Peg Weiss, "Kandinsky and 'Old Russia'; An Ethn
Exploration," in The Documented Image: Visions in Art History, ed. Gabriel Weisberg and L
Dixon (Syracuse: Syracuse University Press, 1987), pp. 187-222.
16. Kandinsky, Riickblicke (Berlin: Sturm-Verlag, 1913).
17. See Claudia Naber, "Pompeji in Neu-Mexico: Aby Warburgs amerikanische Reise," Freib
(1988), pp. 88-97, esp. n. 28.
18. Kandinsky compared the gestation of a work of art with cosmic events: "Technically,
evolves as the cosmos did-as a result of catastrophe" (Riickblicke, p. vii).
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Gerhard Langmaack (modeled on a
design by Warburg). Reading room in
the Warburg Institute. Hamburg. 1926.
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14 OCTOBER
work of the
his own paint
distant thund
itself, a concl
Kandinsky's im
youth in the c
polychromatic
far deeper. In
responded, w
strangeness of
the laws of na
and deeper int
As a student
"the soul of t
considered the
a thunderous collision between different worlds, destined to create, in and from
the conflict between them, the new world that is the work."22 A condensed, formu-
laic, clenched definition to which Warburg might have subscribed, word for word.
Kandinsky was oppressed by a question that also haunted Warburg: "are intuition
and logic equal partners in the production of the work? This important, apparently
simple, but truly complicated question is now taking on a crucial significance."23
Warburg reduced his own observations of the serpent and rain-making rituals
to a pithy formula: "Here magic and technology collide."24 In this context, he
defined the purpose as "the provision of food for society." Transposed to his own
library, this would become "feeding the individual mind," with rituals of invocation
that sought to unite the rapidly proliferating resources of technology-photography,
slide projection, international library services, telephone, pneumatic dispatch-
with the magic of inductive thought. In 1928, the faithful Fritz Saxl put it thus:
Ever since his return from a visit to the U.S.A. in 1896, which played a
decisive role in his life, he had been conscious of a profound debt to
the American ethnologists .... His experiences there placed him in a
position to recognize and to comprehend the existence of this dual
nature of truth, and to understand that to people in the age of the
Renaissance, no less than to the Indians, there are two largely indepen-
dent realms of fact: the world of rational experience and that of magic.25
19. Kandinsky, "Toile vide ...", Cahiers d'Art 10, 5-6 (1935), p. 117.
20. Kandinsky, Riickblicke, p. v.
21. Ibid., p. vii.
22. Kandinsky, "Toile vide ..", p. 117.
23. Warburg, Schlangenritual, p. 25.
24. Ibid.
25. Fritz Saxl, "Warburgs Besuch in Neu-Mexico," reprinted in Aby M. Warb
und Wiirdigungen, ed. Dieter Wuttke (Baden-Baden: Koerner, 1979), p. 317.
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Technical equipment in Warburg's Library. 1926.
(Photo courtesy Dieter Langmaack.)
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26. Sigmund Freud, Das Unbehagen in der Kultur (Vienna: Internationaler Psychoanalytischer Verlag,
1930), p. 136.
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16 OCTOBER
Enter, thro
learned in al
Tuscany-tog
ladeer, all re
they reach t
Francis, the
secular diversions.27
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Aby Warburg: His Study of Ritual and Art on Two Continents 17
aware from his student days that the irruption of motion into a rigid pictorial
organization, or the physiognomic and gestural accents within the picture, might
disclose the presence of something accessible only to a "historical psychology of
human expression."31 He therefore examined with particular insistence the
multifarious and multivalent relationship between pagan antiquity on one hand
and Christian worship and imagery on the other: the way in which pictorial
formulas conveying uninhibited motion introduced an invigorating-but also an
equivocal-element that was equally likely to reinforce the image or to shatter it.
Gombrich-though he ultimately parted company with Warburg-expressed this
point with great precision when he concluded from Warburg's thought "that the
primeval reaction of man to the universal hardships of his existence underlies all
his attempts at mental orientation."32
Warburg's study of votive and donor portraits in Florence was a corrective
to the then-prevalent, sanitized image of the Renaissance as an age of refinement
in art. He recalled how the church of Santissima Annunziata had once looked
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18 OCTOBER
and as both
repressed asp
cultural prac
home territo
Warburg wa
seemingly fa
to consciousn
reason transi
"It is only th
in church in
more favorab
sacred scenes
had failed to furnish us with the archival documentation that alone can make a
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Aby Warburg: His Study of Ritual and Art on Two Continents 19
35. The weighty torso of the Mnemosyne Atlas which Warburg assembled and left unedited is now
being restudied and prepared for publication under the directorship of Martin Warnke, Horst
Bredekamp, Michael Diers, Kurt W. Forster, and others. See also Peter van Huistede, "Der Mnemosyne-
Atlas: Ein Laboratorium der Bildgeschichte," in Aby M. Warburg: "Ekstatische Nymphe ... trauernder
Flussgott," pp. 130-71, and my article "Warburgs Versunkenheit" in the same volume, pp. 184-206.
36. By confronting a panel from Warburg's Mnemosyne Atlas with a trompe l'oeil painting by the
scarcely known Roman painter Francesco Alegiani (active in the later years of the nineteenth century),
I am suggesting a profound affinity between the frequent appearance of "found images"-in the form
of ephemera, clippings, reproductions, and the like-in later nineteenth-century painting and the
mutation in the status of images in general. For fascinating examples of the trompe l'oeil genre and its
significance in America, see my "Abbild und Gegenstand: Amerikanische Stilleben des spiten 19.
Jahrhunderts," in Bilder aus der neuen Welt (exhibition catalogue), ed. Thomas W. Gaehtgens (Munich:
Prestel, 1988), pp. 100-107.
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Francesco Alegiani. Trompe l'oeil still
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Aby Warburg: His Study of Ritual and Art on Two Continents 21
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37. Georg Wilhelm Friedrich Hegel, Enzyklopiidie der philosophischen Wissenschaften im Grundriss 10,
ed. E. Moldenhauer and K. M. Michel (Frankfurt am Main: Suhrkamp, 1986), p. 264.
38. Ibid.
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22 OCTOBER
indeed, it ex
with new, "s
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Aby Warburg: His Study of Ritual and Art on Two Continents 23
In Warburg's case, this "awareness of a past" extended far beyond the customary
conception of pictorial traditions, sources, models, and imitations, and reached
down, with conscious reference to Hegel, into the deep groundwater of culturally
mediated visual conceptions or "notions." From his categorization of memory and
its operations, Hegel himself concluded that "no one knows what an infinity of
images from the past sleeps within; from time to time they may chance to awake,
but it is impossible, as we say, to bring them to mind. These images are thus ours
only in a formal sense."44
This insight was Warburg's point of departure when he took the form of
expression-which continues to exist in the absence of any knowledge of its
content and subject matter-as the object of his wide-ranging investigations.
This was a perspective that largely leveled the conventional distinctions and
entrenched value judgments that encumbered the art history of his time. They
were replaced by what Walter Benjamin, referring expressly to Warburg's achieve-
ment, called "the hallmark of the new investigative spirit," namely, "feeling at
home in borderline areas."45
In the plans for his institute that absorbed all Warburg's energies, such i
found expression in spatial terms. Saxl tells us that "Kepler, who replaced the
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24 OCTOBER
with the ge
"a figure sym
This ment
room of the
the Wilhelm
assumed a p
gauges were
memory.
This contrast between symbolic, speculative magic and technological,
instrumental mensuration brings to mind once more the titanic conflict that
ultimately took its revenge, in a sense, on Warburg, who had always striven to
bring it under control. He knew well that the "lightning caught in the wire,"
"captive electricity," would call forth a completely new culture that would succeed
in its ambition of subduing the "forces of Nature," although perhaps at fatal cost to
itself. As Warburg concluded, "these forces of Nature [are] no longer encountered
in anthropomorphic or biomorphic form but as infinite waves, ruled by man at a
touch of his hand."49
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