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Medical Therapy in Peripheral Artery Disease

Jeffrey S. Berger and William R. Hiatt

Circulation. 2012;126:491-500
doi: 10.1161/CIRCULATIONAHA.111.033886
Circulation is published by the American Heart Association, 7272 Greenville Avenue, Dallas, TX 75231
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Peripheral Arterial Disease

Medical Therapy in Peripheral Artery Disease


Jeffrey S. Berger, MD, MS, FAHA; William R. Hiatt, MD, FAHA

T he epidemiology of peripheral artery disease (PAD) is


well described and related to age and, in particular, the
risk factors of diabetes mellitus and smoking. Recent data
Established Therapies for Management of the
Systemic Atherothrombosis in PAD
Several sets of guidelines provide physicians taking care of PAD
from the National Health and Nutrition Examination Survey subjects with a list of recommendations regarding optimal
found a 5.9% prevalence in subjects 40 years of age treatment recommendations.6 8 These include the American
resulting in an estimated prevalence of 7.2 million affected College of Cardiology Foundation/American Heart Association
individuals in the United States.1 These subjects have a guidelines and the international Inter-Society Consensus
significant increased risk of all-cause mortality because of the (TASC) II guidelines. Both are undergoing substantial revision
underlying atherosclerotic disease process and general under- at this time. However, only 15% of the American College of
treatment of PAD risk factors.2 Cardiology Foundation/American Heart Association PAD
There is a wide spectrum of clinical manifestations for guidelines come from evidence that is level A.9 Thus, there is a
PAD: (1) the completely asymptomatic patient found to have paucity of high-level data to guide decision making.
PAD from a screening ankle-brachial index (ABI), (2) atyp- Many of the medical therapeutics used in PAD target athero-
ical leg symptoms associated with an exercise limitation, (3) thrombotic pathways. For example, statins, antiplatelets, and
classic intermittent claudication, and (4) ischemic pain and angiotensin-converting enzyme inhibitors are used in PAD; yet,
ulceration in the lower extremity from chronic limb ischemia. much of the data supporting their use stem from data derived
However, despite the level and degree of limb symptoms, from patients with coronary or cerebrovascular disease. For
even asymptomatic persons with PAD have a greatly reduced example, the Heart Protection Study (HPS), which evaluated
functional capacity. This suggests that occlusive disease in simvastatin versus placebo, and the Clopidogrel versus As-
the lower extremity is associated with reduced exercise pirin in Patients at Risk of Ischemic Events (CAPRIE) trial
capacity and functional status regardless of the symptomatic enrolled patients with atherosclerosis in several vascular
state. territories, including a large subgroup of patients with PAD.
As noted above, symptomatic and asymptomatic PAD is Both studies found that in general PAD responds similarly to
associated with an increased risk for morbidity and mortality, non-PAD (except maybe somewhat better to clopidogrel than
and for impairment of quality of life, as well. A prospective to aspirin).10,11
cohort in subjects 65 years of age found a similar high
ischemic risk in symptomatic and asymptomatic adults with
Antiplatelet Therapy
Despite an abundance of data demonstrating the efficacy of
PAD.3 Pooled data from 11 studies in 6 countries found that
antiplatelet therapy in coronary artery disease and cerebro-
PAD, defined by a an ABI of 0.90 was associated with an
vascular disease, the data in PAD are less compelling. In the
increased risk of subsequent all-cause mortality (relative risk
Antithrombotic Trialists Collaborative meta-analysis, there
1.60), cardiovascular mortality (relative risk 1.96), coronary
was a significant 23% lowering of cardiovascular events from
heart disease (relative risk 1.45), and stroke (relative risk
a combined analysis of all antiplatelet agents, but the bene-
1.35) after adjustment for age, sex, conventional cardiovas- ficial effects were driven by picotamide (an inhibitor of
cular risk factors, and prevalent cardiovascular disease.4 thromboxane A2 synthase and thromboxane A2 receptors).12
The treatment of PAD has evolved over the past decade to Although antiplatelet therapy is effective at decreasing car-
include a broad approach, focusing on the reduction of diovascular events in patients with PAD, these drugs have no
adverse cardiovascular events, improving symptoms in clau- effect on symptomatic improvement in subjects with inter-
dication, and preventing tissue loss in critical limb ischemia.5 mittent claudication.13
Because quality of life is severely limited in these subjects, Aspirin, the most widely used antiplatelet agent in the world,
great emphasis is placed on ameliorating symptoms and does not have compelling evidence supporting a reduction in
reducing the risk of PAD progression. cardiovascular events in patients with PAD (despite a positive

From the Divisions of Cardiology and Vascular Surgery, New York University School of Medicine, New York, NY (J.S.B.); University of Colorado
School of Medicine, Division of Cardiology, and CPC Clinical Research, Aurora, CO (W.R.H.).
Correspondence to William R. Hiatt, MD, Professor of Medicine/Cardiology, University of Colorado School of Medicine, c/o CPC Clinical Research,
13199 E Montview Blvd, Suite 200, Aurora, CO 80045. E-mail Will.Hiatt@UCDenver.edu
(Circulation. 2012;126:491-500.)
2012 American Heart Association, Inc.
Circulation is available at http://circ.ahajournals.org DOI: 10.1161/CIRCULATIONAHA.111.033886

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491 by guest on November 7, 2014
492 Circulation July 24, 2012

Table 1. Effect of Medical Therapies in Subjects With with a focus on medical treatments including drugs and
Peripheral Artery Disease biological agents. Revascularization trials are not within the
Symptomatic Reduced scope of this review.
Improvement Cardiovascular Risk
Exercise Not studied
Exercise Training
Exercise rehabilitation is a class I, level of evidence A, recom-
Cilostazol Neutral
mendation for the treatment of claudication in patients with
Statins / PAD.7,8 A landmark meta-analysis in 1995 demonstrated that
Antiplatelets supervised exercise improves claudication symptoms and in-
L-Carnitine and Not studied creases pain-free walking distance on a treadmill by 100%.18
propionyl-L-carnitine In 2008, a rigorous systematic review by the Cochrane group19
Pentoxifylline Not studied involving 1200 participants from 22 randomized trials with
Naftidrofuryl Not studied stable claudication demonstrated a significant benefit in improv-
Gene therapy / Neutral ing treadmill walking time and walking distance with a super-
Cell therapy / Not studied vised exercise program. Although no benefit was seen in
reducing major adverse cardiovascular events or on improving
the ABI, subjects randomly assigned to exercise had improve-
trend).14 In a recent meta-analysis of 18 prospective randomized ment in claudication symptoms out to 2 years.19
trials comprising 5269 subjects with PAD, aspirin resulted in a Although supervised exercise is very effective in PAD sub-
12% reduction of the combined end point of nonfatal myocardial jects with claudication, several questions remain: (1) is exercise
infarction, nonfatal stroke, and cardiovascular death that failed to effective in PAD subjects without claudication and (2) what is
reach statistical significance.14 Whether a larger sample would the role of a nonsupervised exercise program? Two recent
provide more convincing benefit is unknown, but recent studies randomized trials address these issues.21,22 The effect of
of aspirin in subjects with asymptomatic PAD or PAD with supervised treadmill exercise or lower-extremity resistance
diabetes mellitus were entirely negative.15,16 However, the scar- training on functional performance and quality of life was
city of randomized data investigating aspirin in symptomatic evaluated in a randomized trial of 156 PAD patients, of whom
PAD compared with coronary artery disease or cerebrovascular 20% had symptoms of classic claudication.20 Although any
disease remains a major limitation in clinical decision making. exercise (treadmill or resistance training) improved func-
There is some evidence that clopidogrel monotherapy may tional performance, the treadmill exercise group had greater
be particularly effective in PAD. In a subgroup analysis of increases in the 6-minute walk distance and in the maximum
CAPRIE, clopidogrel (versus aspirin) had its greatest effect treadmill walking time in comparison with the resistance
on reducing cardiovascular events in subjects with PAD (P for group. Of note, the changes in the primary outcomes were
heterogeneity0.045).11 Subsequently, the Clopidogrel for High similar between subjects with and without claudication and
Atherothrombotic Risk and Ischemic Stabilization, Management between asymptomatic and symptomatic participants. Despite
and Avoidance (CHARISMA) trial evaluated the effect of the efficacy of a supervised exercise program in PAD, lack of
aspirin plus clopidogrel versus aspirin alone in patients with reimbursement in the United States remains a major barrier to
established and at risk for cardiovascular disease. In a subgroup utilization of this treatment.
analysis of PAD patients, no benefit was observed for dual- Evaluating the role of home-based exercise, Gardner and
antiplatelet therapy with aspirin plus clopidogrel.17 colleagues randomly assigned 119 subjects with claudication
Current guidelines recommend antiplatelet therapy in patients to either home-based exercise, supervised exercise, or a usual
with PAD. Because the majority of patients with PAD have care control group.21 Both exercise programs increased clau-
concomitant symptomatic coronary artery disease or cerebrovas- dication onset time and peak treadmill walking time versus
cular disease, aspirin is an acceptable antiplatelet agent in this the control group; however, the changes in average walking
setting. In addition to aspirin, clopidogrel monotherapy is a cadence time were greater in the home-based exercise group.
reasonable alternative strategy. Implicit in these recommenda- Although this study was small, and nearly 25% of subjects
tions is that a large prospective randomized trial investigating the did not complete follow-up, it suggests that a quantified
optimal antiplatelet strategy in patients with PAD is long home-based approach may be useful in this high-risk popu-
overdue. lation with impaired quality of life. However, a meta-analysis
of home-based exercise training in PAD was negative.22
Established Therapies for Future exercise studies with improved home-training meth-
Symptomatic Improvement ods, larger populations, and clinically meaningful end points
Over the past decade there has been a tremendous growth of are certainly warranted. In the meantime, subjects with PAD
PAD limb-specific clinical studies suggesting that treatment (symptomatic or not) are likely to benefit from an aggressive
with metabolic agents, antimicrobials, cell therapy, and gene exercise regimen.
therapy would result in improved lower-extremity function
and viability in subjects with PAD. Trials in humans have led Cilostazol
to inconsistent results. This review will provide the current Cilostazol is a phosphodiesterase type 3 inhibitor approved in
state of medical therapy in subjects with PAD (Table 1). This the United States in 1999 to treat intermittent claudication. Its
will include the evidence for and against these new modalities possible mechanism of action includes increasing intracellu-
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Berger and Hiatt Medical Therapy in Peripheral Artery Disease 493

lar concentrations of cAMP, thereby causing vasodilation and randomly assigned to propionyl-L-carnitine 2 g/d for 12 months
inhibiting platelet aggregation.23 Although other drugs with (n248) or placebo (n253).37 The primary analysis was the
vasodilating and platelet-inhibiting properties have not been subgroup of 171 patients who had a maximum walking distance
demonstrated to improve claudication symptoms, cilostazol is between 50 and 250 m and baseline variability 25%. After
effective in ameliorating symptoms. A meta-analysis of 8 12 months of treatment, patients randomly assigned to pla-
randomized trials including 2702 PAD subjects with claudi- cebo increase maximal walking distance 44% versus 61% on
cation found that cilostazol improved maximum and pain-free drug. This difference had a probability value of 0.055 by the
treadmill walking distance and quality-of-life measures.24 Of primary analysis and 0.048 with a secondary analysis. The
note, cilostazol decreased triglyceride concentration by 16% quality-of-life questionnaire was also positive in favor of
and increased high-density lipoprotein levels by 13%, but drug (P0.002). In the second pivotal trial, a total of 161
also increased the incidence of headache, bowel concerns, subjects were randomly assigned to propionyl-L-carnitine, 2
and palpitations. g/d (n85), or placebo (n76).38 After 6 months of therapy,
Cilostazol may have an additional benefit of reducing reste- treated patients increased peak walking time 78% with a 37%
nosis and repeat revascularization following endovascular ther- increase in controls (P0.002). Patients randomly assigned
apy.25 Similar to patients with coronary artery disease,26 28 to propionyl-L-carnitine also had significant improvements in
patients with PAD have lower rates of target vessel revascular- the physical function scores of the SF-36 (P0.31), but not
ization following cilostazol therapy.29,30 However, these studies with the Waling Impairment Questionnaire (P0.26). How-
have been small and open label in design, thus hypothesis ever, more recent studies in which propionyl-L-carnitine was
generating. given on a background of exercise training, although showing
Milrinone, another phosphodiesterase type 3 inhibitor, was favorable trends, were not statistically significant on the
noted to increase mortality in subjects with heart failure.31 In primary end point.39 Thus, the overall incremental benefit of
response, the US Food and Drug Administration mandated a propionyl-L-carnitine in PAD remains to be determined.
long-term safety study of cilostazol. Hiatt and colleagues per-
formed a phase 4 (postmarketing) randomized, double-blind, Other Medical Therapies
placebo-controlled trial of cilostazol in 1435 PAD subjects with Pentoxifylline
claudication.32 Although underpowered because of a lower Pentoxifylline is a xanthine derivative used to treat patients
mortality than projected and poor study drug adherence, this is with intermittent claudication. Its mechanism of action is
the largest study to date that has evaluated serious adverse events thought to be a rheological modifier that includes improving
and mortality. No difference was observed for overall mortality the deformability of red blood cells and white blood cells, and
or serious bleeding events between the cilostazol and placebo decreasing fibrinogen concentration, platelet adhesiveness,
groups; however, the study could not exclude a modest increased and whole-blood viscosity. A meta-analysis demonstrated a
risk. In comparison with milrinone, cilostazol has fewer cardiac modestly improved walking distance, substantially less effec-
inotropic effects but equivalent vasodilating and platelet- tive than either cilostazol or a supervised exercise program.40
inhibiting properties.33 Nonetheless, an advisory from the US
Food and Drug Administration stated that cilostazol should not Naftidrofuryl
be used in subjects with congestive heart failure. Naftidrofuryl is a serotonin 5-hydroxytryptamine 2 receptor
antagonist with vasoactive properties in addition to its effect
Statin Therapy on oxidative metabolism and rheological properties on the red
Subgroup analyses of PAD patients from large randomized blood cell and platelet.41 Although not approved in the United
trial data in subjects with PAD found a reduction in cardiovas- States, it is currently used in Europe for the treatment of
cular events from statin therapy. Exploratory analyses suggested claudication. In a patient-level meta-analysis, naftidrofuryl
an improvement of claudication symptoms in subjects with improved symptomatic claudication without any serious ad-
PAD.34 In a randomized trial of 354 PAD subjects with claudi- verse events.42
cation, Mohler and colleagues35 demonstrated that atorvastatin
(10 or 80 mg daily) improved pain-free walking distance and Medical Treatment of the Patient
community-based physical activity. However, the functional Undergoing Revascularization
benefits of statins on claudication have not been proven. Antiplatelet therapy has good evidence for the prevention of
graft occlusion after peripheral vascular surgical procedures.
Carnitine and Propionyl-L-Carnitine Therapy In the Antithrombotic Trialists Collaboration meta-analysis,
L-Carnitine and propionyl-L-carnitine may improve muscle 3000 patients with peripheral artery procedures had a 16%
metabolism and exercise performance in patients with PAD. graft occlusion rate on antiplatelet therapy in comparison
Initial studies evaluated L-carnitine given orally as 2 g twice with 25% in the control group (P0.00001).43 Aspirin with
daily, and also given as a single 3-g dose intravenously.36 or without other antiplatelet therapy was associated with a
These early studies in PAD were indicative of clinical benefit significantly lower risk of graft occlusion.44 Ticlopidine has
and therefore led to the development of propionyl-L-carnitine, also been shown to promote vein graft patency without any
an acyl form of L-carnitine. difference in cardiovascular events.45 Dual-antiplatelet ther-
In 2 published phase 3 trials, propionyl-L-carnitine had a apy with aspirin plus clopidogrel versus aspirin alone was
significant improvement on claudication-limited treadmill tested in the clopidogrel and acetylsalicylic acid in bypass
exercise performance. In Europe, a total of 501 subjects were surgery for peripheral arterial disease (CASPAR) trial.46
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494 Circulation July 24, 2012

There was no significant difference in the primary end point endothelial or other progenitor cells that will synthesize
(graft occlusion, amputation, or death) between groups. In a multiple angiogenic cytokines.
subgroup analysis, clopidogrel plus aspirin was better than
aspirin alone among patients who received prosthetic grafts. Gene Therapy
As expected, bleeding was more common in the dual-antiplatelet Gene therapy involves transfer of genetic material into cells
therapy group.47 to modify their genetic expression to produce a clinically
Anticoagulation has also been recommended as an adju- useful effect on angiogenesis, capillary generation, and col-
vant to maintain surgical graft patency.47 The use of heparin lateral formation. Clinical trials have sought to establish the
anticoagulation in the immediate postoperative period, par- role for therapeutic angiogenesis by use of gene transfer with
ticularly low-molecular-weight heparin, may improve the proangiogenic factors mediated by plasmids or viral vectors
patency of infrainguinal bypass grafts (vein and prosthetic), in patients with PAD, although results have been inconsistent
but has also been associated with increased bleeding.48,49 The (Table 2). These proangiogenic factors include vascular
role of long-term oral anticoagulation is more controversial. endothelial growth factor (VEGF), fibroblast growth factor
In one trial of patients undergoing infrainguinal bypass (FGF), hypoxia-inducible factor (HIF)-1, and hepatocyte
surgery (including the use of vein, prosthetic material, and growth factor (HGF).
endarterectomy), long-term warfarin was associated with an In a meta-analysis evaluating the efficacy and safety of
increased bleeding risk but no benefit in patency or survival.50 different gene therapies, recombinant protein and cellular-
In contrast, another study performed in a similar population based treatment approaches in patients with PAD, therapeutic
demonstrated that oral anticoagulation improved graft pa- angiogenesis was associated with a modest, albeit significant
tency, limb salvage, and survival.51 clinical improvement in peak walking time, ulcer healing, rest
Several trials have compared the benefits of anticoagula- pain relief, and limb salvage versus placebo in subjects with
tion versus antiplatelet therapy. Among patients treated with PAD (odds ratio 1.44, 95% CI 1.032.00).62 The improve-
infrainguinal bypass procedures (predominantly using pros- ment was most impressive in subjects with CLI. There was
thetic material), randomization to low-molecular-weight hep- also a 30% increase in the odds of the adverse events of
arin versus aspirin and dipyridamole was associated with edema, hypotension, and proteinuria. No significant differ-
ence was detected for the endpoints of mortality, malignancy,
better graft patency, especially in the patients treated for
or retinopathy.
critical limb ischemia.52 The Dutch Bypass Oral Anticoagu-
lants or Aspirin study evaluated 2690 patients undergoing
Vascular Endothelial Growth Factor
infrainguinal bypass.53 Half the patients were treated for Vascular endothelial growth factor is expressed under hy-
claudication and the other half were treated for critical limb poxic conditions and is a potent regulator of endothelial cell
ischemia with a fairly even distribution of vein versus migration, proliferation, repair, and survival.63 In previous
prosthetic material. The aspirin dose was 80 mg/d, and, in studies involving animal studies, VEGF gene transfer induced
patients randomly assigned to anticoagulation, the interna- rapid production of nitric oxide and prostacyclin from endo-
tional normalized ratio was maintained at 3.0 to 4.5. The thelium causing a vasculoprotective effect.64,65 In a hindlimb
primary end point of patency was equal between groups after ischemia animal model, VEGF was demonstrated to induce
21 months follow-up. In subgroup analysis, anticoagulation angiogenesis and arteriogenesis.66,67 Initial uncontrolled clin-
maintained vein graft patency better than aspirin but at a ical trials have suggested promising therapeutic effects with
higher risk of bleeding complications. In contrast, aspirin naked VEGF plasmid gene transfer.68,69 In a comparison of
maintained prosthetic graft patency better than anticoagula- intra-arterial infusion of adenoviral VEGF165, plasmid lipo-
tion. Although these results suggest that patients receiving some VEGF165, or Ringers lactate placebo, Makinen et al70
vein grafts should be preferentially treated with warfarin and noted that both VEGF165 treatments appeared safe and were
those with prosthetic material with aspirin, adequately pow- associated with significant increases in vascularity.
ered studies are needed to determine the optimal antithrom- In a phase I trial, Baumgartner and colleagues70 found that
botic and antiplatelet strategy following vascular surgery. intramuscular injection achieves overexpression of VEGF
In the context of promoting patency after a revasculariza- sufficient to induce therapeutic angiogenesis in selected
tion procedure, antiplatelet and antithrombotic therapy have a patients with CLI.
clear role, but the data are somewhat dated. In terms of In the Regional Angiogenesis with VEGF (RAVE) trial, a
selection between type of therapy, aspirin may be favored for single intramuscular adenoviral delivery of VEGF121 in
prosthetic grafts and anticoagulation for vein grafts or for patients with unilateral exercise-limiting claudication failed
higher-risk patients for occlusion.44 Future trials are needed. to achieve its primary end point of change in treadmill peak
walking time.54 There was no difference in any of the
Novel Therapies secondary end points, and VEGF121 was associated with a
Therapeutic angiogenesis is a promising investigational strat- dose-dependent increase in peripheral edema. Reasons for the
egy for the treatment of patients with claudication and lack of efficacy could be the population selected (patients
chronic leg ischemia (CLI). It is an application of biotech- with bilateral PAD were excluded), the duration of expression
nology to stimulate new vessel formation via local adminis- of the VEGF121 transgene by use of the adenoviral approach
tration of proangiogenic growth factors delivered as recom- may be insufficient to induce a phenotypic response, and the
binant protein or by gene therapy, or by implantation of single injection may be insufficient.71 It is possible that
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Berger and Hiatt Medical Therapy in Peripheral Artery Disease 495

Table 2. Phase II and Phase III Randomized, Controlled Trials of Gene Therapy and Cell Therapy in Subjects With Peripheral
Artery Disease
Primary End
Study Phase Population No. Treatment Follow-Up Point Findings
Gene therapy
RAVE54 II Claudication 105 VEGF121 12 wk Peak walking No benefit. Dose-dependent
time peripheral edema
Kusumanto II Diabetics 54 VEGF165 100 d Major No benefit in primary EP, but
et al55 with CLI amputation improvement in
hemodynamics and skin ulcer
healing
DELTA56 II Claudication 105 Del-1 90 d Peak walking No benefit and no major
time safety issues
TRAFFIC57 II Claudication 190 FGF-2 protein 90 d Peak walking Significant benefit in primary
time EP. No major safety concern
TALISMAN58 II CLI 125 NV1FGF 25 wk Ulcer healing No benefit in the primary EP.
Secondary of amputation and
death was reduced. No major
safety issues
TAMARIS59 III CLI 525 NV1FGF 1y Death or major No benefit and no major
amputation safety issues (malignancy,
retinopathy, or proteinuria)
Cell therapy
START60 II Claudication 40 GM-CSF 14 d Walking distance No benefit
Arai et al61 II CLI 39 G-CSF 1 mo Safety and No significant adverse events.
feasibility Improvement in ABI and
transcutaneous oxygen
pressure
CLI indicates critical leg ischemia; VEGF, vascular endothelial growth factor; Del-1, Developmentally Regulated Endothelial Locus; FGF, fibroblast growth factor;
GM-CSF, granulocyte-macrophage colony-stimulating factor; NV1FGF, nonviral 1 fibroblast growth factor; ABI, ankle-brachial index; and EP, end point.

locally expressed VEGF121 has a short tissue half-life and, improvements in wound healing, pain, transcutaneous partial
consequently, induces only the first step in angiogenesis, pressure of oxygen, and ABI. The Therapeutic Angiogenesis
whereas the longer tissue retention of VEGF165 may permit with Intramuscular NV1FGF Improves Amputation-Free Sur-
execution of the full paradigm of angiogenesis. vival in Patients with Critical Limb Ischemia (TALISMAN
In a small randomized trial, Kusumanto et al55 evaluated 201) trial was a phase II trial in patients with CLI.58 There
the effect of 2 intramuscular injections of plasmid-encoded was no difference in the primary end point of ulcer healing
VEGF165 versus placebo in 54 diabetic patients with PAD and between the NV1FGF group and placebo group. However,
CLI. The authors claim the study was powered to detect a use of NV1FGF significantly reduced the secondary end
25% absolute difference in major amputations. There were point of risk of all amputations by 50% with a nonsignifi-
numerically fewer major amputations (3 [11%] versus 6 cant trend toward a lower mortality. These results served as
[22%]), but this difference failed to reach statistical signifi- the basis for a large phase 3 trial of NV1FGF on amputation-
cance. There was more skin ulcer healing and increased free survival.
hemodynamic improvement in the VEGF165 group. In a landmark trial, the Therapeutic Angiogenesis for the
Management of Arteriopathy in a Randomized International
Fibroblast Growth Factor Study (TAMARIS) study was designed to demonstrate the
Fibroblast growth factor modulates and enhances new blood clinical benefit of NV1FGF in delay of the time to major
vessel formation and activates migration, proliferation, and amputation or death in patients with CLI.59 In this phase III
differentiation of endothelial cells, resulting in angiogenesis. trial, 525 patients were enrolled from 171 sites in 30 countries
FGF acts on endothelial cells, smooth muscle cells, and fibro- and were randomly assigned to NV1FGF or placebo in a 1:1
blasts via an interaction with specific receptors on the cell ratio. After follow-up of 1 year, there was no significant
surface. There are 22 known FGF ligands that are involved in difference in the primary efficacy end point (36% in the
angiogenesis.71 FGF-1 and FGF-2 have been studied in NV1FGF group and 33% in the placebo group, hazard ratio
human PAD gene therapy trials. FGF-1 and FGF-2 are 1.11, P0.48). There was no trend for a benefit for any of the
different from other FGF proteins in lacking a signal se- secondary end points or in any subgroup of patients. It is
quence for extracellular transport.72 In a phase I trial, intra- likely that the different results observed in the phase II trial
muscular administration of nonviral 1 fibroblast growth may have occurred by chance, especially because the trial
factor (NV1FGF) to limbs of patients with CLI was well was small (n125) and the primary outcome was null. The
tolerated.73 In an open-label design, patients experienced disappointing results of the TAMARIS study highlight the
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496 Circulation July 24, 2012

importance of performing large phase III trials in this new in the Del-1 group. Although ABI, claudication onset time,
area of gene therapeutics. and quality of life improved in both groups, no difference
In the setting of claudication, Lederman and colleagues57 emerged between Del-1 and the control group. The improve-
performed the Therapeutic Angiogenesis with FGF-2 for ment of outcomes in both groups observed in this study
Intermittent Claudication (TRAFFIC) phase II trial testing the underscores the substantial placebo effect and the importance
efficacy and safety of intra-arterial FGF-2 protein in 190 of having a placebo group.
patients with moderate-to-severe intermittent claudication. Advancement of gene therapy from the safety-and-feasibility
Intra-arterial FGF-2 protein resulted in a significant increase stage to routine clinical use will require carefully designed,
in peak walking time at 90 days. No follow-up study has been adequately powered, large-scale, randomized, controlled phase
performed. III trials that incorporate end points that address methodological
improvements, long-term safety, and clinically important end
Hypoxia Inducible Factor-1 points.
The transcription factor HIF-1 is important in vascular
hemostasis; HIF-1 regulates the expression of specific genes
Cell Therapy
involved in the response to hypoxia and wound healing.74
Another potential novel treatment modality for PAD patients
Because HIF-1 involves both physiological and pathologi-
with claudication and chronic ischemia is the stimulation of
cal angiogenesis, strategies that target this factor have been
angiogenesis with cell therapy. Endothelial progenitor cells
tested in the setting of PAD. In a phase I dose escalation
are important mediators in postnatal neovascularization after
study, HIF-1 delivered intramuscularly with an adenoviral
mobilization from the bone marrow.81,82 Numerous studies
vector was safe out to 1-year.75 There were data to suggest
that certain subjects had amelioration of rest pain symptoms have demonstrated that, in the setting of both hindlimb and
and complete ulcer healing. In a larger study (WALK) to coronary ischemia models, endothelial progenitor cells can be
assess the transcription factor HIF-1 , results demonstrated harvested, expanded ex vivo, and delivered to augment capillary
no benefit in the primary end point.71 density, perfusion, and organ function.83 Bone marrow derived
mononuclear cell implantation stimulates the production of
Hepatocyte Growth Factor endothelial progenitor cells and increases collateral vessel
Hepatocyte growth factor stimulates the growth of endothe- formation in both ischemic limb models and patients with
lial cells and promotes angiogenesis.76 HGF is able to induce limb ischemia.84,85 Implantation of bone marrow mononu-
robust collateral formation in preliminary studies.77 Subse- clear cells (versus peripheral blood mononuclear cells) im-
quently, a randomized trial was performed to assess the safety proved the ABI, transcutaneous oxygen pressure, rest pain,
and potential efficacy of intramuscular injections of HGF and pain-free treadmill walking time at 4 and 24 weeks after
plasmids in 104 patients with CLI.78 There was no safety injection.85 In a follow-up study, Higashi and colleagues86
concern attributed to the HGF therapy. Seventy-three patients demonstrated that bone marrow mononuclear cells improved
were available for the efficacy component; the highest-dose endothelium-dependent vasodilation in patients with limb
treated group had a significant increase in transcutaneous ischemia in addition to an effect on ischemic symptoms and
partial pressure of oxygen at 6 months, which was signifi- findings of angiography. Several international phase II trials
cantly greater than in the placebo group. There was no are underway to assess the benefit/safety profile of cell therapy
difference between groups in the ABI, toe-brachial index, in patients with PAD.
pain relief, wound healing, or major amputation. In a recent In an animal model, intra-arterial infusion of granulocyte-
phase I/IIa study, Morishita and colleagues79 evaluated the macrophage colony-stimulating factor (GM-CSF) stimulates
safety and potential efficacy of intramuscular injection of the development of arterial collateral blood vessels following
plasmid HGF in patients with CLI. No serious adverse events femoral artery occlusion.87 In a small study of 21 subjects
were noted. In a nonrandomized comparison, patients had an
with extensive coronary artery disease not eligible for bypass
improvement in ABI, toe-brachial index, rest pain, and ulcer
surgery, intracoronary injection of GM-CSF improved collat-
size at 6 months. There was no difference in transcutaneous
eral flow and led to a reduction in ST-segment changes and
partial pressure of oxygen. Larger studies are needed to
episodes of angina.88 The STimulation of ARTeriogenesis
determine the efficacy and safety profile of HGF.
(START) study was the first placebo-controlled study in the
Developmentally Regulated Endothelial Locus setting of moderate or severe claudication to investigate the
Developmentally Regulated Endothelial Locus (Del-1) is an effect of GM-CSF on walking distance.60 Patients were
extracellular matrix protein that accumulates around angio- treated with placebo or subcutaneously applied GM-CSF (10
genic blood vessels and promotes angiogenesis even in the g/kg) for a period of 14 days. No major side effects were
absence of exogenous growth factors.80 The Del-1 for Ther- observed; however, skin rash, muscle pain, and fever were
apeutic Angiogenesis (DELTA) trial randomly assigned 105 more common in the GM-CSF group. There was no differ-
PAD patients with claudication to intramuscular injections of ence in the primary end point (increase in maximum walking
Del-1 plasmid with poloxamer 188 (to enhance transfection) distance) or secondary end point (ABI) either directly after
or poloxamer 188 alone.56 No significant safety issues were treatment or at 90 days of follow-up. Treatment with granu-
associated with Del-1. Peak treadmill walking time improved locyte colony-stimulating factor is another promising ap-
significantly in both groups without any incremental benefit proach in this setting.61
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Berger and Hiatt Medical Therapy in Peripheral Artery Disease 497

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