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Blain GM, Smith CA, Henderson KS, Dempsey JA. Contribution rhythm-generating neurons in the pre-Botzinger complex, sug-
of the carotid body chemoreceptors to eupneic ventilation in the intact, gesting a reduced activity of the central respiratory control
unanesthetized dog. J Appl Physiol 106: 1564 1573, 2009. First pub- system after CBD (22) over and above that resulting from loss
lished February 26, 2009; doi:10.1152/japplphysiol.91590.2008.We of carotid chemoreceptor afferent input. 3) A significant reduc-
used extracorporeal perfusion of the reversibly isolated carotid sinus tion of the ventilatory response to focal acidosis with 80% CO2
region to determine the effects of specific carotid body (CB) chemo-
at multiple raphe sites was found after CBD in the goat (17). 4)
receptor inhibition on eupneic ventilation (VI) in the resting, awake,
intact dog. Four female spayed dogs were studied during wakefulness Several studies (2, 20, 26) have shown that, after the initial rise
when CB was perfused with 1) normoxic, normocapnic blood; and 2) in eupneic arterial PCO2 (PaCO2) following denervation, PaCO2
1564 8750-7587/09 $8.00 Copyright 2009 the American Physiological Society http://www. jap.org
EFFECTS OF MAXIMAL CAROTID BODY INHIBITION ON VENTILATION 1565
Chronic Instrumentation perfusion was abruptly switched to the extracorporeal circuit (2 s),
and the ventilatory and EMGdi responses were recorded for at least 7
Our preparation required two surgical procedures performed under min before the carotid sinus was abruptly returned to endogenous
general anesthesia and with strict sterile surgical techniques and perfusion.
appropriate postoperative analgesics and antibiotics. In the first pro- The dogs were perfused in random order from the extracorporeal
cedure, dogs were subjected to ovariectomy/hysterectomy, a chronic circuit with blood gases and pH concentrations matching a given
indwelling catheter was placed into the abdominal aorta via a branch dogs eupneic values (CB normal), or with hyperoxic (500 mmHg)
of the femoral artery, and bipolar electromyogram recording elec- and hypocapnic (20 mmHg) blood gases (CB inhibited). At least
trodes were installed into the costal diaphragm. In the second proce- two 1-ml blood samples were collected at 3 min and 7 min of
dure, the left CB was denervated, and the right carotid sinus was perfusion for determination of blood gases and pH. During inhibition
equipped with a vascular occluder and catheter to permit extracorpo- of CB chemoreceptors, inspired O2 fraction was increased to maintain
real perfusion of the reversibly isolated carotid sinus CB. A chronic arterial PO2 at control values.
indwelling catheter was also placed in the abdominal vena cava via a
branch of the femoral vein. Catheters were tunneled subcutaneously to Speed of Response
the cephalad portion of the dogs back where they were exteriorized.
Dogs recovered for at least 4 days before study. The instrumentation We determined the time to the first significant ventilatory response
was protected with a heavy nylon jacket and a padded Elizabethan [breath-by-breath minute ventilation (VI)]. A VI response was con-
collar modified to allow normal eating and drinking. sidered significant if it was 3 SDs lower than the mean of the
preceding normocapnic VI. We also quantified 1) the time to VI nadir,
Carotid Sinus Perfusion defined as the mean of the lowest VI and its two surrounding breaths;
2) the time required for VI to reach a steady state, defined as the first
Table 1. Mean steady-state values for blood gas, ventilatory, and EMGdi variables
f, breaths/
Dog No. PaCO2, Torr PaO2, Torr pHa HCO3, meq/l VI, l/min VT, liter min TI, s TE , s EMGdi, AU
Control
1 46.42.9 92.63.2 7.300.02 22.11.4 3.270.59 0.230.05 14.84.2 1.560.26 2.941.13 0.350.33
2 36.01.3 104.16.7 7.350.01 19.40.2 5.050.40 0.310.03 16.50.5 1.240.13 2.430.08 0.580.07
3 48.42.7 87.05.3 7.330.02 24.81.7 5.330.79 0.420.19 16.06.5 2.421.55 1.900.50
4 41.11.0 99.69.8 7.340.02 21.40.6 3.850.46 0.260.02 14.21.9 1.550.09 2.790.49 0.460.28
MeanSD 43.05.6 95.87.6 7.330.02 21.92.2 4.380.98 0.310.08 15.41.1 1.690.51 2.520.46 0.460.12
CB perfused normoxic-normocapnic
1 43.90.1 97.31.9 7.290.03 20.41.3 3.900.50 0.260.03 15.13.6 1.600.07 2.600.96 0.340.06
2 38.81.8 94.70.7 7.330.03 19.90.3 4.560.18 0.280.02 16.51.9 1.230.18 2.460.24 0.540.01
3 48.51.9 91.42.7 7.310.01 23.61.5 5.131.34 0.530.16 9.70.3 3.701.60 2.551.38
4 40.70.8 101.04.8 7.330.02 20.60.4 3.780.76 0.270.02 13.31.8 1.690.05 3.380.81 0.470.25
MeanSD 43.04.2 96.14.1 7.320.02 21.11.7 4.340.63 0.340.13 13.72.9 2.061.11 2.750.43 0.450.10
CB perfused hyperoxic-hypocapnic
1 60.43.2 91.24.7 7.240.02 24.40.41 1.700.56 0.180.03 10.13.9 1.640.27 5.362.58 0.230.03
note that, as CB inhibition was maintained, the VT and EMGdi variables obtained during control and steady-state periods of
amplitude tended to increase slowly over time; however, a CB inhibition are summarized in Table 1.
substantial hypoventilation remained throughout the 4-min Representative breath-by-breath time course of response of
period of CB perfusion. VI and PETCO2 are shown in Fig. 2 for each animal. In all four
animals, VI fell abruptly, and PETCO2 rose with the onset of CB
Steady-State Ventilatory Response to CB Inhibition
inhibition; shortly thereafter, VI rose slightly and reached a
We performed a total of 27 CB inhibition experiments in steady-state plateau over the remaining several minutes of each
four dogs. The mean values for blood gases and ventilatory trial. In the steady state, PaCO2 (superimposed on the figure)
rose to 714 Torr greater than control and was accompanied by
Table 2. Mean steady-state values a significant respiratory acidosis. EMGdi fell 24% (range 19
for cardiovascular variables 34%), mean inspiratory flow rate (VT/TI, where TI is inspira-
tory time) was reduced by 30% (range 22 49%), and VI
Dog No. MAP, mmHg HR, beats/min decreased 31% (range 16 48%) below control. This reduction
in steady-state VI was due almost entirely to a reduced VT, with
Control only one of the four animals showing a significant decrease in
1 101.66.8 78.7113 breathing frequency as well as in VT (see Table 1).
2 92.73.6 77.011.6
3 105.98.3 67.33.4
4 98.45.7 58.34.8 Time Course and Magnitude of the Ventilatory Depression
MeanSD 99.75.6 70.39.5 via CB Inhibition
CB perfused normoxic-normocapnic Figure 3 divides the time course of the ventilatory response
1 102.82.9 68.19.0 with CB inhibition into five segments.
2 99.87.8 78.110.7 Time to first ventilatory depression. The time to the first
3 103.93.6 65.12.3
4 90.09.6 57.84.2 detectable breath with a reduction in VI and VT/TI to more than
MeanSD 99.16.3 67.38.4 3 SDs below the control mean averaged 8 s (range, 4 12 s)
CB perfused hyperoxic-hypocapnic
from the onset of CB hyperoxic hypocapnia.
Nadir of the ventilatory response. Thirty seconds (range
1 117.77.7 84.310.5
2 108.57.0 78.411.9
24 41 s) following the onset of CB inhibition, VI and VT/TI
3 111.010.4 69.97.3 were reduced to an average of 60% (range 49 80%) and 58%
4 108.61.2 53.40.7 (range 44 87%) of control, respectively. These nadir values
MeanSD 111.59.2* 71.513.4 were averaged over three breaths (1318 s), during which time
Values are means SD. MAP, mean arterial pressure; HR, heart rate. the reduced VI and VT/TI remained unchanged. Thereafter, VI
Significant difference from *control values and CB normal values, P 0.05. and VT/TI began to increase systematically, presumably repre-
J Appl Physiol VOL 106 MAY 2009 www.jap.org
EFFECTS OF MAXIMAL CAROTID BODY INHIBITION ON VENTILATION 1567
senting a compensatory response to the initial hypoventilation remained elevated throughout the duration of CB inhibition.
and systemic CO2 retention. Heart rate did not change systematically from control over the
Compensatory response to steady state. From their nadir, time course of CB inhibition. In the two dogs (dogs 1 and 3) in
both VI and VT/TI rose over the subsequent 30 s to reach a which acceptable off-transient data were available, cessation of
new steady state, with values that averaged 31% (range 16 CB inhibition was accompanied by a return of MAP to control
48%) and 30% (range 22 49%) less than control, respectively values within 30 s (range 26 34 s).
(see Fig. 3 and Table 1).
Individual mean values for VI and VT/TI are shown after 5 DISCUSSION
min of continued CB inhibition in each animal, as well as for
the average maximum duration of CB inhibition, which varied Our study shows that physiological inhibition of the carotid
from 7 to 10 min across the four animals. The constancy of these chemoreceptor via hyperoxic-hypocapnic perfusion in intact,
values in all animals in all trials between 1 and 10 min of CB unanesthetized dogs significantly and markedly inhibits eu-
inhibition demonstrates that the compensatory increases of VI pneic EMGdi, VT, and VI. The maximal ventilatory depression
and VT/TI were essentially complete within 30 s following the that was observed consistently within 30 s of the onset of
nadir of hypoventilation achieved via CB inhibition. isolated CB inhibition suggests that more than one-half of the
Off-transient. Due to normal behavioral patterns (stretching, eupneic drive to breathe in the normoxic, intact animal is
licking, etc.), technically acceptable ventilatory and cardiovascu- attributable to sensory tonic input from the carotid chemore-
lar data following the abrupt cessation of CB inhibition were not ceptor. Longer periods of isolated CB inhibition were accom-
available in all dogs. In two dogs (dogs 1 and 3) in which panied by marked hypoventilation and systemic respiratory
acceptable off-transient data were available, cessation of CB acidosis for which there was significant but incomplete venti-
inhibition was accompanied by a brief VI overshoot, followed by latory compensation. This limited compensatory response was
a return to control values within 27 s (range 24 29 s; Fig. 4). attributed to a secondary inhibitory effect on medullary che-
Note, in this example, that the CB inhibition-induced hypoventi- moresponsiveness (to brain hypercapnia) caused by the ab-
lation was maintained throughout 25 min of CB inhibition. sence of CB sensory input.
Fig. 2. PETCO2 (left) and VI (right) responses from one representative trial of CB inhibition from each dog: dog 1 (A and B), dog 2 (C and D), dog 3 (E and F),
and dog 4 (G and H). Data are breath by breath and normalized to control (endogenous CB perfusion; i.e., CB not inhibited). CB inhibition commenced at time
0 (vertical line). Numbers at arrow indicate arterial PCO2 (Torr) and pH measured at that time. Note that the hypoventilation is maintained throughout CB
inhibition, despite marked CO2 retention and arterial acidosis. , Change.
potential compensatory changes in the central respiratory con- mechanoreflexes, and baroreflexes were not obtunded, as is
troller or in central and/or non-CB peripheral chemoreceptor known to occur with anesthesia (10, 15, 29). Finally, the
sensitivities resulting from CBD (2, 20, 22, 26); and 2) any isolated, blood-perfused CB preparation permits reversible
changes in baseline ventilation or acid-base status, as is com- physiological inhibition of the CB chemoreceptor, thereby
monly observed following bilateral CBD (14, 31) (also see allowing analysis of the time course of the cardiorespiratory
Introduction). Moreover, our study provides unique data in the response to sustained inhibition of carotid chemoreceptor
unanesthetized dog, in which both chemoreflexes, pulmonary sensory input in the absence, as well as in the presence, of
J Appl Physiol VOL 106 MAY 2009 www.jap.org
EFFECTS OF MAXIMAL CAROTID BODY INHIBITION ON VENTILATION 1569
ing three animals (14, 9.5, and 6.6 Torr), which showed
no significant alteration in eupneic PaCO2 following unilateral
CBD. Taken together, these findings suggest that animals with
one intact CB have a ventilatory control system that responds
similarly to that of the intact animal.
To produce retrograde flow through the carotid sinus region
sufficient to isolate the CB from systemic blood, perfusion
pressure was slightly higher (510 mmHg) than systemic
arterial pressure. However, data from the present study using
normoxic and normocapnic control perfusions, as well as a
previous study using increases in blood pressure limited to the
carotid sinus in the awake dog (33), showed that pressure
increases of this magnitude had no significant ventilatory or
cardiovascular effects. Consequently, we do not think that the
imposed slight increase in carotid sinus pressure is a significant
limitation to this study.
Significant sex differences in peripheral and central chemo-
sensitivities could be a potential limitation to our use of spayed
female dogs in the present study. However, our interpretation
Fig. 5. Mean arterial pressure (MAP; left) and heart rate (HR; right) responses from one representative trial of CB inhibition from each dog: dog 1 (A and B),
dog 2 (C and D), dog 3 (E and F), and dog 4 (G and H). Data are beat by beat and normalized to control (endogenous CB perfusion; i.e., CB not inhibited).
CB inhibition commenced at time 0 (solid line). Discontinuities in the data are due to blood sampling, which interrupted pressure measurement. Note the
persistent increase in MAP during CB inhibition. bpm, Beats per minute.
animal literature (again, when scaled correctly) is generally in our dogs would be most analogous to postmenopausal
agreement with that of the human literature in that there are women. Even if modest non-hormone-mediated sex differ-
either no differences in the ventilatory responses to hypoxia ences in peripheral and central chemosensitivities do exist,
and hypercapnia (34, 42) or slightly increased ventilatory we think it unlikely that there would be qualitative effects
responses to hypoxia in women (23, 42). It is important to on our results. Large differences would, of course, be a
recall that, in the present study, using spayed female dogs, greater concern, but, to our knowledge, there is no evidence
ovarian hormone levels would be low and cycling absent, so for such differences.
J Appl Physiol VOL 106 MAY 2009 www.jap.org
EFFECTS OF MAXIMAL CAROTID BODY INHIBITION ON VENTILATION 1571
Carotid Chemoreceptor Contributions to Eupneic Drive It is somewhat surprising that these steady-state levels of
to Breathe in Normoxia systemic CO2 retention and brain acidosis do not yield greater
compensatory ventilatory responses. Studies in intact animals
Our estimates of the carotid chemoreceptor contribution to using ventricular-cisternal perfusion of brain extracellular fluid
eupneic drive to breathe are at least about twofold greater than (27, 36) or of inhaled CO2 with the isolated CB maintained
previously reported. Prior estimates of this contribution include normocapnic (37), claim that the great majority of the ventilatory
the following: 1) the 10% reduction in VT and VI achieved response to systemic hypercapnia is attributable to the central
transiently in humans via a few breaths of a hyperoxic inspirate (7, chemoreceptors. One explanation for the limited responsiveness
11, 12); 2) the 28% reduction in VI achieved transiently in of the central chemoreceptors observed in the present study may
unanesthetized dogs during 100% O2 breathing (6); and 3) the be that central chemoreceptor responsiveness to brain CO2 is
20% reduction in VI several days after chemoreceptor denerva- critically dependent on the level of afferent input reaching che-
tion in dogs, goats, or ponies (3, 14, 26, 31). Previously, we used mosensitive neurons, including that from carotid chemoreceptors,
extracorporal perfusion of the isolated CB to inhibit the chemo- via pathways through the nucleus of the tractus solitarius. In
receptor with either hyperoxic or hypocapnic blood (38). With support of this postulate, Takakura et al. (40) showed that CB
either of these perfusates, we observed a maximum 29% reduc- stimulation via cyanide or hypoxia activated CO2-sensitive neu-
tion in VI after 30 s of perfusion. In the present study, our time rons in the retrotrapezoid nucleus in anesthetized rats, and that
course analysis revealed again a maximum ventilatory depression these responses were prevented via CBD. Furthermore, Hodges
30 s following the onset of CB inhibition, but the magnitude et al. (17) observed that CBD caused a significant depression of
was much greater, i.e., 60% (range 49 80%) below normocap- the ventilatory response in awake goats to focal acidosis in the
ulation. 1) Central and peripheral chemoreceptors do not act 17. Hodges MR, Opansky C, Qian B, Davis S, Bonis JM, Krause K, Pan
independently of one another. 2) It follows that interaction of LG, Forster HV. Carotid body denervation alters ventilatory responses to
ibotenic acid injections or focal acidosis in the medullary raphe. J Appl
central and peripheral chemosensory inputs to the ventilatory Physiol 98: 1234 1242, 2005.
control system would not be simply additive but would likely be 18. Honda Y, Myojo S, Hasegawa S, Hasegawa T, Severinghaus JW.
more complex than currently appreciated. 3) If, as suggested by Decreased exercise hyperpnea in patients with bilateral carotid chemore-
Guyenet and colleagues (15a, 40), the chemosensitive neurons of ceptor resection. J Appl Physiol 46: 908 912, 1979.
19. Jordan AS, Catcheside PG, Orr RS, ODonoghue FJ, Saunders NA,
the RTN also possess integrating properties for a variety of
McEvoy RD. Ventilatory decline after hypoxia and hypercapnia is not
sensory inputs (e.g., pulmonary stretch receptors, baroreceptors, different between healthy young men and women. J Appl Physiol 88: 39,
central locomotor areas), then there is potential for complex 2000.
interactions between chemosensory and other nonchemosensory 20. Klein JP, Forster HV, Bisgard GE, Kaminski RP, Pan LG, Hamilton
reflexes. LH. Ventilatory response to inspired CO2 in normal and carotid body-
denervated ponies. J Appl Physiol 52: 1614 1622, 1982.
21. Kollai M, Koizumi K. Reciprocal and non-reciprocal action of the vagal
GRANTS and sympathetic nerves innervating the heart. J Auton Nerv Syst 1: 3352,
This material is based on work supported, in part, by grants to C. A. Smith 1979.
and J. A. Dempsey from the National Heart, Lung, and Blood Institute of the 22. Liu Q, Kim J, Cinotte J, Homolka P, Wong-Riley MT. Carotid body
National Institutes of Health. G. M. Blain was supported by a postdoctoral denervation effect on cytochrome oxidase activity in pre-Botzinger
fellowship from the American Heart Association. complex of developing rats. J Appl Physiol 94: 11151121, 2003.
23. Mortola JP, Saiki C. Ventilatory response to hypoxia in rats: gender
differences. Respir Physiol 106: 2134, 1996.
REFERENCES