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HornbostelSachs

HornbostelSachs or SachsHornbostel is a system 1.1 Struck idiophones (11)


of musical instrument classication devised by Erich
Moritz von Hornbostel and Curt Sachs, and rst pub- These idiophones are set in vibration by being struck, for
lished in the Zeitschrift fr Ethnologie in 1914.[1] An En- example cymbals or xylophones.
glish translation was published in the Galpin Society Jour-
nal in 1961. It is the most widely used system for clas-
sifying musical instruments by ethnomusicologists and 1.1.1 Directly struck idiophones (111)
organologists (people who study musical instruments).
The system was updated in 2011 as part of the work of the The player herself executes the movement of striking;
Musical Instrument Museums Online (MIMO) Project.[2] whether by mechanical intermediate devices, beaters,
keyboards, or by pulling ropes, etc. It is denitive that
Hornbostel and Sachs based their ideas on a system de- the player can apply clear, exact, individual strokes, and
vised in the late 19th century by Victor-Charles Mahillon, that the instrument itself is equipped for this kind of per-
the curator of musical instruments at Brussels Conserva- cussion.
tory. Mahillon divided instruments into four broad cat-
egories according to the nature of the sound-producing
111.1 Concussion idiophones or clappers Two
material: an air column; string; membrane; and body
or more complementary sonorous parts are struck
of the instrument. Mahillon limited his system, for the
against each other.
most part, to instruments used in European classical mu-
sic. From this basis, Hornbostel and Sachs expanded 111.11 Concussion sticks or stick clappers.
Mahillons system to make it possible to classify any in-
111.12 Concussion plaques or plaque clappers.
strument from any culture.
111.13 Concussion troughs or trough clappers.
Formally, the HornbostelSachs is modeled on the Dewey
Decimal Classication for libraries. It has ve top-level 111.14 Concussion vessels or vessel clappers.
classications, with several levels below those, adding up 111.141 Castanets Natural and
to over 300 basic categories in all. The top ve levels of hollowed-out vessel clappers.
the scheme are as follows: 111.142 Cymbals Vessel clappers with
manufactured rim.

111.2 Percussion idiophones The instrument is


struck either with a non-sonorous object (hand,
stick, striker) or against a non-sonorous object (hu-
man body, the ground).
1 Idiophones (1)
111.21 Percussion sticks.
111.211 Individual percussion sticks.
Idiophones sound is primarily produced by the actual 111.212 Sets of percussion sticks in a
body of the instrument vibrating, rather than a string, range of dierent pitches combined into
membrane, or column of air. In essence, this group one instrument. All xylophones, as long
includes all percussion instruments apart from drums, as their sounding components are not in
as well as some other instruments. In the Hornbostel two dierent planes.
Sachs classication, idiophones are rst categorized ac-
cording to the method used to play the instrument. The 111.22 Percussion plaques.
result is four main categories: struck idiophones (11), 111.221 Individual percussion plaques.
plucked idiophones (12), friction idiophones (13), and 111.222 Sets of percussion plaques Ex-
blown idiophones (14). These groups are subsequently amples are the lithophone and also most
divided through various criteria. In many cases these sub- metallophones.
categories are split in singular specimens and sets of in-
111.23 Percussion tubes.
struments. The latter category includes the xylophone,
the marimba, the glockenspiel, and the glass harmonica. 111.231 Individual percussion tubes.
List of idiophones by HornbostelSachs number. 111.232 Sets of percussion tubes.

1
2 1 IDIOPHONES (1)

111.24 Percussion vessels. of a sonorous object, to be alternately lifted o the


111.241 Gongs The vibration is teeth and icked against them; or an elastic sonorous
strongest near the vertex. object moves along the surface of a notched non-
sonorous object to cause a series of impacts. This
111.241.1 Individual gongs.
group must not be confused with that of friction id-
111.241.2 Sets of gongs. iophones.
111.242 Bells The vibration is weakest
near the vertex. 112.21 Scraped sticks.
111.242.1 Individual bells. 112.211 Scraped sticks without res-
111.242.11 Resting bells whose onator.
opening faces upward. 112.212 Scraped sticks with resonator.
111.242.12 Hanging bells sus- 112.22 Scraped tubes.
pended from the apex. 112.23 Scraped vessels.
111.242.121 Hanging bells with-
112.24 Scraped wheels cog rattles or Ratchet
out internal strikers.
111.242.122 Hanging bells with 112.3 Split idiophones Instruments in the shape of
internal strikers. two springy arms connected at one end and touching
111.242.2 Sets of bells or chimes. at the other: the arms are forced apart by a little
stick, to jangle or vibrate on recoil.
111.242.21 Sets of resting bells
whose opening faces upward.
111.242.22 Sets of hanging bells 1.2 Plucked idiophones (12)
suspended from the apex.
111.242.221 Sets of hanging bells Plucked idiophones (lamellaphones) idiophones set in
without internal strikers. vibration by being plucked, for example the jaw harp or
111.242.222 Sets of hanging bells mbira. This group is sub-divided in the following two
with internal strikers. categories:

1.1.2 Indirectly struck idiophones (112) 1.2.1 In the form of a frame (121)

The player himself does not go through the movement of The lamellae vibrate within a frame or hoop.
striking; percussion results indirectly through some other
movement by the player. 121.1 Clack idiophones or Cricri The lamella is
carved in the surface of a fruit shell, which serves as
112.1 Shaken Idiophones or rattles The player resonator.
makes a shaking motion 121.2 Guimbardes and Jaw harps The lamella is
112.11 Suspension rattles Perforated idio- mounted in a rod- or plaque-shaped frame and de-
phones are mounted together, and shaken to pends on the players mouth cavity for resonance.
strike against each other. 121.21 Idioglot guimbardes The lamella is
112.111 Strung rattles Rattling objects of one substance with the frame of the instru-
are strung in rows on a cord. ment.
112.112 Stick rattles Rattling objects 121.22 Heteroglot guimbardes The lamella
are strung on a bar or ring. is attached to the frame.
112.12 Frame rattles Rattling objects are at- 121.221 Individual heteroglot guim-
tached to a carrier against which they strike. bardes.
112.121 Pendant rattles. 121.222 Sets of heteroglot guimbardes.
112.122 Sliding rattles.
112.13 Vessel rattles Rattling objects en- 1.2.2 In the form of a comb (122)
closed in a vessel strike against each other
or against the walls of the vessel, or usually The lamellae are tied to a board or cut out from a board
against both. like the teeth of a comb.

112.2 Scraped Idiophones The player causes a 122.1 With laced on lamellae.
scraping movement directly or indirectly; a non-
sonorous object moves along the notched surface 122.11 Without resonator.
1.5 Unclassied idiophones (15) 3

122.12 With resonator. 1.5 Unclassied idiophones (15)


122.2 With cut-out lamellae Musical box
2 Membranophones (2)

1.3 Friction idiophones (13) Membranophones sound is primarily produced by the


vibration of a tightly stretched membrane. This group
includes all drums and kazoos. List of membranophones
Idiophones which are rubbed, for example the nail violin,
by HornbostelSachs number
a bowed instrument with solid pieces of metal or wood
rather than strings.
2.1 Struck membranophones (21)
1.3.1 Friction sticks (131) Struck drums instruments which have a struck mem-
brane. This includes most types of drum, such as the
131.1 Individual friction sticks. timpani and snare drum.

131.2 Sets of friction sticks.


2.1.1 Directly struck membranophones (211)
131.21 Without direct friction.
Instruments in which the membrane is struck directly,
131.22 With direct friction. such as through bare hands, beaters or keyboards

1.3.2 Friction plaques (132) 211.1 Instruments in which the body of the drum is
dish- or bowl-shaped (kettle drums)
132.1 Individual friction plaques. 211.11 Single instruments
211.12 Sets of instruments
132.2 Sets of friction plaques.
211.2 Instruments in which the body is tubular
(tubular drums)
1.3.3 Friction vessels (133)
211.21 Instruments in which the body has
133.1 Individual friction vessels. the same diameter at the middle and end
(cylindrical drums)
133.2 Sets of friction vessels. 211.211 Instruments which have only one
usable membrane
211.211.1 Instruments in which the
1.4 Blown idiophones (14) end without a membrane is open
211.211.2 Instruments in which the
Blown idiophones idiophones set in vibration by the end without a membrane is closed
movement of air, for example the Aeolsklavier, an instru- 211.212 Instruments which have two us-
ment consisting of several pieces of wood which vibrate able membranes
when air is blown onto them by a set of bellows. The
211.212.1 Single instruments
piano chanteur features plaques.
211.212.2 Sets of instruments
211.22 Instruments in which the body is
1.4.1 Blown sticks (141) barrel-shaped (barrel drums)
211.221 Instruments which have only one
141.1 Individual blown sticks. usable membrane
211.221.1 Instruments in which the
141.2 Sets of blown sticks.
end without a membrane is open
211.221.2 Instruments in which the
1.4.2 Blown plaques (142) end without a membrane is closed
211.222 Instruments which have two us-
142.1 Individual blown plaques. able membranes
211.222.1 Single instruments
142.2 Sets of blown plaques. 211.222.2 Sets of instruments
4 2 MEMBRANOPHONES (2)

211.23 Instruments in which the body is 211.311 Instruments which have only one
double-conical usable membrane
211.231 Instruments which have only one 211.312 Instruments which have two us-
usable membrane able membranes
211.231.1 Instruments in which the 211.32 Instruments which have a handle
end without a membrane is open
211.321 Instruments which have only one
211.231.2 Instruments in which the usable membrane
end without a membrane is closed
211.322 Instruments which have two us-
211.232 Instruments which have two us-
able membranes
able membranes
211.232.1 Single instruments
211.232.2 Sets of instruments 2.1.2 Shaken membranophones (212)
211.24 Instruments in which the body is
hourglass-shaped Instruments which are shaken, the membrane being vi-
brated by objects inside the drum (rattle drums)
211.241 Instruments which have only one
usable membrane
211.241.1 Instruments in which the 2.2 Plucked membranophones (22)
end without a membrane is open
211.241.2 Instruments in which the Instruments with a string attached to the membrane, so
end without a membrane is closed that when the string is plucked, the membrane vibrates
211.242 Instruments which have two us- (plucked drums) Some commentators believe that instru-
able membranes ments in this class ought instead to be regarded as chor-
211.242.1 Single instruments dophones (see below).
211.242.2 Sets of instruments
211.25 Instruments in which the body is 2.3 Friction membranophones (23)
conical-shaped (conical drums)
211.251 Instruments which have only one Instruments in which the membrane vibrates as a result of
usable membrane friction. These are drums which are rubbed, rather than
211.251.1 Instruments in which the being struck.
end without a membrane is open
211.251.2 Instruments in which the
2.3.1 Friction drums with stick (231)
end without a membrane is closed
211.252 Instruments which have two us- Instruments in which the membrane is vibrated from a
able membranes stick that is rubbed or used to rub the membrane
211.252.1 Single instruments
211.252.2 Sets of instruments 231.1 Instruments in which the stick is inserted in a
211.26 Instruments in which the body is hole in the membrane
goblet-shaped (goblet drums)
231.11 Instruments in which the stick can not
211.261 Instruments which have only one
be moved and is subject to rubbing, causing
usable membrane
friction on the membrane
211.261.1 Instruments in which the
end without a membrane is open 231.12 Instruments in which the stick is semi-
211.261.2 Instruments in which the movable, and can be used to rub the membrane
end without a membrane is closed 231.13 Instruments in which the stick is freely
211.262 Instruments which have two us- movable, and is used to rub the membrane
able membranes
211.262.1 Single instruments 231.2 Instruments in which the stick is tied upright
to the membrane
211.262.2 Sets of instruments
211.3 Instruments in which the body depth is not
greater than the radius of the membrane (frame 2.3.2 Friction drum with cord (232)
drums)
Instruments in which a cord, attached to the membrane,
211.31 Instruments which do not have a handle is rubbed
3.1 Simple chordophones or zithers (31) 5

232.1 Instruments in which the drum is held station- 3.1.1 Bar or stick zithers (311)
ary while playing
The string bearer is bar shaped.
232.11 Instruments which have only one us-
able membrane
311.1 Musical bows The string bearer is exible
232.12 Instruments which have two usable (and curved).
membranes
311.11 Idiochord musical bows The string is
232.2 Instruments in which the drum is twirled by a cut from the bark of the cane, remaining at-
cord, which rubs in a notch on the stick held by the tached at each end.
player
311.111 Mono-idiochord musical bows
Containing one string only
2.3.3 Hand friction drums (233) 311.112 Poly-idiochord musical bows or
harp-bows Containing several strings
Instruments in which the membrane is rubbed by hand that pass over some type of bridge.
311.12 Heterochord musical bows The string
is of separate material from the bearer.
2.4 Singing membranes (kazoos) (24)
311.121 Mono-heterochord musical
This group includes kazoos, instruments which do not bows The bow has one heterochord
produce sound of their own, but modify other sounds by string only.
way of a vibrating membrane. 311.121.1 Without resonator.
311.121.11 Without tuning noose.
2.4.1 Free kazoos (241) 311.121.12 With tuning noose.
311.121.2 With resonator.
Instruments in which the membrane is vibrated by an un- 311.121.21 With independent res-
broken column of wind, without a chamber onator.
311.121.22 With resonator at-
tached.
2.4.2 Tube or vessel-kazoos (242)
311.121.221 Without tuning
Instruments in which the membrane is placed in a box, noose.
tube or other container 311.121.222 With tuning noose.
311.122 Poly-heterochord musical bows
The bow has several heterochord
2.5 Unclassied membranophones (25) strings.
311.122.1 Without tuning noose.
3 Chordophones (3) 311.122.2 With tuning noose.

311.2 Stick zithers With rigid string carrier


Chordophones sound is primarily produced by the vi-
bration of a string or strings that are stretched between 311.21 Musical bow/stick The string carrier
xed points. This group includes all instruments gener- has one rigid and one exible end.
ally called string instruments in the west, as well as many
(but not all) keyboard instruments, such as pianos and 311.22 True stick zithers NB Round sticks
harpsichords. List of chordophones by HornbostelSachs which happen to be hollow by chance do not
number belong on this account to the tube zithers, but
are round-bar zithers; however, instruments in
which a tubular cavity is employed as a true
3.1 Simple chordophones or zithers (31) resonator, like the modern Mexican harpa, are
tube zithers.
Instruments which are in essence simply a string or strings 311.221 With one resonator gourd.
and a string bearer. These instruments may have a res- 311.222 With several resonator gourds.
onator box, but removing it should not render the instru-
ment unplayable (although it may result in quite a dier-
ent sound being produced). They include the piano there- 3.1.2 Tube zithers (312)
fore, as well as other kinds of zithers such as the koto, and
musical bows. The string bearer is a vaulted surface.
6 3 CHORDOPHONES (3)

312.1 Whole tube zithers The string carrier is a 3.2 Composite chordophones (32)
complete tube
Acoustic and electro-acoustic instruments which have a
312.11 Idiochord tube zithers. resonator as an integral part of the instrument, and solid-
312.12 Heterochord tube zithers. body electric chordophones. This includes most west-
ern string instruments, including lutes such as violins and
312.121 Without extra resonator.
guitars, and harps.
312.122 With extra resonator.

312.2 Half-tube zithers The strings are stretched 3.2.1 Lutes (321)
along the convex surface of a gutter.

312.21 Idiochord half-tube zithers. The plane of the strings runs parallel with the resonators
surface.
312.22 Heterochord half-tube zithers.
321.1 Bow lutes Each string has its own exible
3.1.3 Raft zithers (313) carrier.

321.2 Yoke lutes or lyres The strings are attached


The string bearer is composed of canes tied together in
to a yoke which lies in the same plane as the sound-
the manner of a raft
table and consists of two arms and a cross-bar.

313.1 Idiochord raft zithers. 321.21 Bowl lyres.


321.22 Box lyres.
313.2 Heterochord raft zithers.
321.3 Handle lutes The string bearer is a plain han-
dle.
3.1.4 Board zithers (314)
321.31 Spike lutes.
The string bearer is a board
321.311 Spike bow lutes.
321.312 Spike box lutes.
314.1 True board zithers.
321.313 Spike tube lutes.
314.11 Without resonator. 321.32 Necked lutes
314.12 With resonator. 321.321 Necked bowl lute Mandolin,
314.121 With resonator bowl. Balalaika, etc.
314.122 With resonator box the piano 321.322 Necked box lutes Guitar,
is part of this subdivision. Violin, etc.

314.2 Board zither variations.


3.2.2 Harps (322)
314.21 Ground zithers.
314.22 Harp zithers. The plane of the strings lies perpendicular to the res-
onators surface.

3.1.5 Trough zithers (315) 322.1 Open harps The harp has no pillar.
The strings are stretched across the mouth of a trough 322.11 Arched harps.
322.12 Angular harps.
315.1 Without resonator.
322.2 Frame harps The harp has a pillar
315.2 With resonator.
322.21 Without tuning mechanism.
322.211 Diatonic frame harps.
3.1.6 Frame zithers (316)
322.212 Chromatic frame harps.
The strings are stretched across an open frame 322.212.1 With all strings in one
plane. Inline chromatic harp
316.1 Without resonator. 322.212.2 With strings in two planes
crossing each other. Cross-strung
316.2 With resonator. harp
4.2 Non-free aerophones (wind instruments proper) (42) 7

322.22 With tuning action. 412.121 Independent percussion reeds.


322.221 With manual tuning action. 412.122 Sets of percussion reeds. Ear-
Lever harp lier organs
322.222 With pedal action. Pedal harp 412.13 Free-reed instruments feature a reed
which vibrates within a closely tting slot
(there may be an attached pipe, but it should
3.2.3 Harp lutes (323) only vibrate in sympathy with the reed, and
not have an eect on the pitch instruments
The plane of the strings lies at right angles to the sound- of this class can be distinguished from 422.3
table; a line joining the lower ends of the strings would by the lack of nger-holes).
be perpendicular to the neck. Notched bridge
412.131 Individual free reeds.
412.132 Sets of free reeds Accordion,
3.3 Unclassied chordophones (33) harmonica, and reed pipes of the pipe or-
gan.
4 Aerophones (4) 412.14 Band reed instruments The air hits
the sharp edge of a band under tension. The
acoustics of this instrument have so far not
Aerophones sound is primarily produced by vibrating been investigated. (British Columbia.)
air. The instrument itself does not vibrate, and there are
no vibrating strings or membranes. List of aerophones by 412.2 Non-idiophonic interruptive instruments.
HornbostelSachs number
412.21 Rotating aerophones.
412.22 Whirling aerophones.
4.1 Free aerophones (41)
Instruments in which the vibrating air is not con- 4.1.3 Plosive aerophones (413)
tained within the instrument, for example sirens, or the
bullroarer. The sound is caused by a single compression and release
of air. For example the botija, gharha, ghatam, or udu.

4.1.1 Displacement free aerophones (411)


4.2 Non-free aerophones (wind instru-
The air-stream meets a sharp edge, or a sharp edge is ments proper) (42)
moved through the air. In either case, according to more
recent views, a periodic displacement of air occurs to the The vibrating air is contained within the instrument. This
alternate anks of the edge. Examples are the swordblade group includes most of the instruments called wind in-
or the whip. struments in the west, such as the ute or French horn,
as well as many other kinds of instruments such as conch
shells.
4.1.2 Interruptive free aerophones (412)

The air-stream is interrupted periodically 4.2.1 Edge-blown aerophones or utes (421)

412.1 Idiophonic interruptive aerophones or reeds The player makes a ribbon-shaped ow of air with his lips
The air-stream is directed against a lamella, set- (421.1), or his breath is directed through a duct against an
ting it in periodic vibration to interrupt the stream edge (421.2).
intermittently. In this group also belong reeds with
a 'cover,' i.e. a tube in which the air vibrates only in 421.1 Flutes without duct The player himself cre-
a secondary sense, not producing the sound but sim- ates a ribbon-shaped stream of air with his lips.
ply adding roundness and timbre to the sound made
421.11 End-blown utes The player blows
by the reeds vibration; generally recognizable by the
against the sharp rim at the upper open end of
absence of ngerholes.
a tube.
412.11 Concussion reeds Two lamellae 421.111 Individual end-blown utes.
make a gap which closes periodically during 421.111.1 Open single end-blown
their vibration. utes The lower end of the ute is
412.12 Percussion reeds A single lamella open.
strikes against a frame. 421.111.11 Without ngerholes.
8 4 AEROPHONES (4)

421.111.12 With ngerholes. 421.21 Flutes with external duct The duct
421.111.2 Stopped single end-blown is outside the wall of the ute; this group in-
utes The lower end of the ute is cludes utes with the duct chamfered in the
closed. wall under a ring-like sleeve and other similar
arrangements.
421.111.21 Without ngerholes.
421.111.22 With ngerholes. 421.211 (Single) utes with external duct.
421.112 Sets of end-blown utes or pan- 421.211.1 Open utes with external
pipes Several end-blown utes of dif- duct.
ferent pitch are combined to form a single 421.211.11 Without ngerholes.
instrument.
421.211.12 With ngerholes.
421.112.1 Open panpipes.
421.211.2 Partly stopped utes with
421.112.11 Open (raft) panpipes external duct.
The pipes are tied together in the
421.211.3 Stopped utes with exter-
form of a board, or they are made
nal duct.
by drilling tubes *in a board.
421.112.12 Open bundle (pan-) 421.212 Sets of ute with external duct.
pipes The pipes are tied together 421.22 Flutes with internal duct The duct is
in a round bundle. inside the tube. This group includes utes with
421.112.2 Stopped panpipes. the duct formed by an internal bae (natural
421.112.3 Mixed open and stopped node, bock of resin) and an exterior tied-on
panpipes. cover (cane, wood, hide).

421.12 Side-blown utes The player blows 421.221 (Single) utes with internal duct.
against the sharp rim of a hole in the side of 421.221.1 Open utes with internal
the tube. duct.
421.121 (Single) side-blown utes. 421.221.11 Without ngerholes
421.121.1 Open side-blown utes. Whistle
421.121.11 Without ngerholes. 421.221.12 With ngerholes
Recorder
421.121.12 With ngerholes
Western concert ute. 421.221.2 Partly stopped ute with
internal duct.
421.121.2 Partly stopped side-blown
utes The lower end of the tube is 421.221.3 Stopped utes with inter-
a natural node of the pipe pierced by nal duct.
a small hole. 421.221.31 Without ngerholes.
421.121.3 Stopped side-blown utes. 421.221.311 With xed stopped
421.121.31 Without ngerholes. lower end.
421.121.311 With xed stopped 421.221.312 With adjustable
lower end (apparently non- stopped lower end.
existent). 421.221.4 Vessel utes with duct.
421.121.312 With adjustable 421.221.41 Without ngerholes.
stopped lower end piston utes.
421.221.42 With ngerholes
421.121.32 With ngerholes. Ocarina.
421.122 Sets of side-blown utes. 421.222 Sets of utes with internal duct.
421.122.1 Sets of open slide-blown
421.222.1 Sets of open utes with in-
utes.
ternal duct.
421.122.2 Sets of stopped side-
421.222.11 Without ngerholes
blown utes.
Open ue pipes of the pipe organ.
421.13 Vessel utes (without distinct beak) 421.222.12 With ngerholes
The body of the pipe is not tubular but vessel- Double ageolet.
shaped Xun.
421.222.2 Sets of partly stopped
421.2 Flutes with duct or duct utes A narrow duct utes with internal duct.
directs the air-stream against the sharp edge of a lat- 421.222.3 Sets of stopped utes with
eral orice internal duct.
4.3 Unclassied aerophones (43) 9

4.2.2 Reed aerophones (422) 423.121.1 End-blown straight trum-


pets The tube is neither curved nor
The players breath is directed against a lamella or pair folded.
of lamellae which periodically interrupt the airow and 423.121.11 Without mouthpiece.
cause the air to be set in motion. 423.121.12 With mouthpiece.
423.121.2 End-blown horns The
422.1 Double reed instruments There are two tube is curved or folded.
lamellae which beat against one another.
423.121.21 Without mouthpiece.
422.11 (Single) oboes. 423.121.22 With mouthpiece.
422.111 With cylindrical bore. 423.122 Side blown trumpets.
422.111.1 Without ngerholes. 423.2 Chromatic trumpets The pitch of the instru-
422.111.2 With ngerholes. ment can be altered mechanically
422.112 With conical bore Oboe,
bassoon. 423.21 Keyed trumpets - Ophicleide.

422.12 Sets of oboes. 423.22 Slide trumpets Trombone.


423.23 Valved trumpets French horn,
422.121 With cylindrical bore.
euphonium, baritone horn, trumpet, and tuba.
422.122 With conical bore.
423.231 Conical bore
422.2 Single reed instruments The pipe has a sin- 423.232 Semi-conical bore
gle 'reed' consisting of a percussion lamella. 423.233 Cylindrical bore
422.21 (Single) clarinets.
422.211 With cylindrical bore. 4.3 Unclassied aerophones (43)
422.211.1 Without ngerholes.
422.211.2 With ngerholes West- 5 Electrophones (5)
ern clarinet.
422.212 With conical bore Saxophone. 51. Instruments having electric action (e.g. pipe or-
422.22 Sets of clarinets. gan with electrically controlled solenoid air valves);
422.3 Reedpipes with free reeds The reed vibrates 52. Instruments having electrical amplication, such
through [at] a closely tted frame. There must be as the Neo-Bechstein piano of 1931, which had 18
ngerholes, otherwise the instrument belongs to the microphones built into it;
free reeds 412.13.
53. Radioelectric instruments: instruments in which
422.31 Single pipes with free reed. sound is produced by electrical means.
422.32 Double pipes with free reeds.
The fth top-level group, electrophones category was
added by Sachs in 1940, to describe instruments involv-
4.2.3 Trumpets (423) ing electricity. Sachs broke down his 5th category into
3 subcategories: 51=electrically actuated acoustic instru-
The players vibrating lips set the air in motion. ments; 52=electrically amplied acoustic instruments;
53= instruments which make sound primarily by way
423.1 Natural trumpets There are no means of of electrically driven oscillators, such as theremins or
changing the pitch apart from the players lips. Ex- synthesizers, which he called radioelectric instruments.
amples are: Bugle, didgeridoo and shofar. Francis William Galpin provided such a group in his
own classication system, which is closer to Mahillon
423.11 Conches A conch shell serves as
than SachsHornbostel. For example, in Galpins 1937
trumpet.
book A Textbook of European Musical Instruments, he
423.111 End-blown. lists electrophones with three second-level divisions for
423.111.1 Without mouthpiece. sound generation (by oscillation, electro-magnetic,
423.111.2 With mouthpiece. and electro-static), as well as third-level and fourth-
423.112 Side-blown. level categories based on the control method. Sachs him-
self proposed subcategories 51, 52, and 53, on pages
423.12 Tubular trumpets. 447467 of his 1940 book The History of Musical Instru-
423.121 End-blown trumpets The ments. However, the original 1914 version of the system
mouth-hole faces the axis of the trumpet. did not acknowledge the existence of his 5th category.
10 9 REFERENCES

Present-day ethnomusicologists, such as Margaret Kar- 7 Suxes and composite instru-


tomi (page 173), and Ellingson (PhD dissertation, 1979,
p. 544) suggest that, in keeping with the spirit of the
ments
original Hornbostel Sachs classication scheme, of cat-
egorization by what rst produces the initial sound in the After the number described above, a number of suxes
instrument, that only subcategory 53 should remain in the may be appended. An 8 indicates that the instrument
electrophones category. Thus it has been more recently has a keyboard attached, while a 9 indicates the instru-
proposed that, for example, the pipe organ (even if it uses ment is mechanically driven. In addition to these, there
electric key action to control solenoid valves) remain in are a number of suxes unique to each of the top-level
the aerophones category, and that the electric guitar re- groups indicating details not considered crucial to the
main in the chordophones category, etc.. fundamental nature of the instrument. In the membra-
nophone class, for instance, suxes can indicate whether
the skin of a drum is glued, nailed or tied to its body; in
the chordophone class, suxes can indicate whether the
6 Application of the system strings are plucked with ngers or plectrum, or played
with a bow.
Beyond the top three groups are several further levels of
There are ways to classify instruments with this system
classication, so that the xylophone, for example, is in
even if they have elements from more than one group.
the group labeled 111.212 (periods are usually added af-
Such instruments may have particularly long classica-
ter every third digit to make long numbers easier to read).
tion numbers with colons and hyphens used as well as
A long classication number does not necessarily indicate
numbers. Hornbostel and Sachs themselves cite the case
the instrument is a complicated one. The valveless bugle
of various bagpipes where some of the pipes are single
for instance, has the classication number 423.121.22,
reed (like a clarinet) and others are double reed (like the
even though it is generally regarded as a relatively simple
oboe). A number of similar composite instruments exist.
instrument (it is basically a bent conical tube which you
blow down like a trumpet, but it does not have valves or
nger-holes). The numbers in the bugles classication
indicate the following: 8 See also
List of musical instruments by Hornbostel-Sachs
4 an aerophone
number
42 the vibrating air is enclosed within the instru-
ment
9 References
423 the players lips cause the air to vibrate di-
rectly (as opposed to an instrument with a reed like [1] Volume 46 (1914) of the Zeitschrift is available online in
a clarinet, or an edge-blown instrument, like a ute) a variety of formats, as part of the digital collection of
the University of Toronto. The article by Hornbostel and
423.1 the players lips are the only means of chang- Sachs is to be found on pages 55390.
ing the instruments pitch (that is, there are no valves
[2] MIMO Project - Musical Instrument Museums Online
as on a trumpet)

423.12 the instrument is tubular, rather than being HornbostelSachs on www.music.vt.edu


a conch-type instrument
SVH Classication, Wesleyan University
423.121 the player blows into the end of the tube,
International Committee of Musical Instrument
as opposed to the side of the tube
Museums and Collections, publishes updates to the
423.121.2 the tube is bent or folded, as opposed HornbostelSachs system
to straight http://www.mimo-international.com/documents/
Hornbostel%20Sachs.pdf Revision of the
423.121.22 the instrument has a mouthpiece HornbostelSachs Classication of Musical
Instruments by the MIMO Consortium, 8 July 2011
423.121.22 does not uniquely identify the bugle, but
rather identies the bugle as a certain kind of instrument
which has much in common with other instruments in the
same class. Another instrument classied as 423.121.22
is the bronze lur, an instrument dating back to the Bronze
Age.
11

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