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High Frequency Design From April 2007 High Frequency Electronics

Copyright 2007 Summit Technical Media, LLC


MICROWAVE SENSORS

An Overview of Microwave
Sensor Technology

By Jiri Polivka
Spacek Labs, Inc.

T
his article persents
T/R
Here is a comprehensive the technical back- Switch Antenna

review of the current types ground and func- Modulator Transmitter Target

of microwave sensors, tion descriptions for


used in a wide variety of many kinds of sensors
detection and measure- that utilize microwave
ment applications technology. Applications Processor Receiver

of microwave sensors
cover industry, medicine, environment and
other fields, and a good knowledge of their Figure 1 Monostatic pulsed radar.
function, principles and limitations is essen-
tial before selection and deployment.
(transmitter), and a detector (receiver). The
Introduction differences between them consists in the type
There are many types of microwave sen- of signal modulation and system design.
sors that have been developed, and more are Some microwave sensors can operate at a
being developed. Many of their principles are distance from an object of interest, while other
generally known while some are new and sur- types can be mechanically joined with it.
prising.
Microwave sensors utilize electromagnetic Pulsed Radars
fields and devices internally operating at fre- Sensors of this kind can be arranged in
quencies starting from ~300 MHz up to the two basic modes. The monostatic arrange-
terahertz range. Such devices can be found in ment utilizes one common antenna to trans-
the following classes: mit and receive, as shown in Figure 1. The
transmitted signal pulse arrives at the object
Pulsed radar type, of interest, located in the field created by the
Doppler-effect radars, antenna, and is reflected back to the antenna,
FM-CW (frequency-modulated, continu- and received with a time delay:
ous-wave) radars,
UWB (ultra-wideband) systems T = 2 r/c (1)
Transmitter-receiver systems,
Passive detectors (radiometers) In which r is the distance between the
Resonator sensors antenna and object (meters) and c is the speed
Impedance meters, of light (3 108 meters/sec).
Noise-using devices, Such a system can measure the distance
Modulated targets. between the antenna and a selected object by
the delay T in (1), and the position of that
The majority of the above sensor types object is determined by antenna poniting.
(except radiometers) utilize a signal generator Because the antenna must be switched from

32 High Frequency Electronics


High Frequency Design
MICROWAVE SENSORS

Illuminating
Antenna Circulator Antenna
Moving
Transmitter Target
Modulator Transmitter Target

Coupler

Frequency
Receiver
Processor Receiver Counter

Search
Antenna
Figure 3 Doppler Effect sensor.
Figure 2 Bistatic (pulsed) radar.

Voltage- Power
Tuned Osc. Divider
Circulator Antenna
Target
Vehicle
Sweep
Voltage

Video LO
Output IF RF
to
Signal
Processor Video Mixer
Amplifier

Figure 4 Anti-collision radar mm-wave module con- Figure 5 Spacek Labs prototype of the mm-wave
figuration. module in Fig. 4.

the transmitter to the receiver, and very fast, it is difficult F = d/dt 1/2 = 2f/c dr/dt = 2vf/c (2)
to detect objects (targets) which are located close to the
antenna. For such cases, the probing pulse must be much Where v is the velocity (mutual speed) in meters per
shorter than T, as well as the switch response. Details are second, f is the signal frequency, Hz, and c is again the
numerous and can be found e.g. in Skolnik [1]. speed of light.
The bistatic arrangement shown in Figure 2 has two Recently, anti-collision radars are being developed to
separate antennas, one connected to the transmitter, the be deployed in automobiles. The operation frequency is
other to the receiver. The transmitted signal illuminates ~77 GHz, but for illustration we can more easily estimate
the volume of interest, and the receiver (or more the Doppler frequency for a probing signal at 10 GHz, and
receivers) detect the existence, distance and position of a car speed of 100 km/h:
target (or, multiple targets). Antennas are often arranged
as a matrix for a better pointing, also the mechanical F = 2.100/3600 10E10/(3.10E5) = 1851 Hz
antenna movement for pointing can be replaced by elec-
trical scanning. [2] It can be simply estimated that the Doppler frequency
(which is the beat frequency obtained in receiver) is the
Doppler-Effect Radars number of the half-waves of the signal frequency passed
To detect a moving object, an unmodulated (CW) sig- by the target per second. A higher speed will produce a
nal can be used. As shown in Figure 3, the receiver in this higher Doppler frequency.
type of sensor processes (in principle, multiplies) the Such a system, with a provision for detecting signal
transmitted signal with the received signal reflected from phase, can also indicate the sense of target movement:
a target. Due to the Doppler effect, the mutual speed of an escaping objects generate a lower frequency than the one
object related to the antenna causes a frequency shift that of the probing signal, approaching objects generate a
is determined by: higher frequency.

34 High Frequency Electronics


High Frequency Design
MICROWAVE SENSORS

TX Antenna
Circulator Antenna
Pulse FM
Modulator Transmitter Target
Shaper Target Modulator

Signal Signal
Processor Receiver
Processor

Mixer-Multiplier RX Antenna
(correlator)

Figure 7 FM-CW radar sensor.For short distances, the


Figure 6 Ultra wideband (UWB) sensor with correlator circulator can be replaced with a less-costly power
mixer. TX and RX antennas can be combined. divider/coupler.

Such Doppler systems are a heart of well-known police problems is antenna design: many well-known antennas
speed radars: a typical range is up to 100 meters using a do not have flat reponse over frequency, and affect the
typical transmitter power of 10-100 mW. pulse shape and phase. The reverse thinking of design-
Doppler radars also can be used to measure the speed ers should be readjusted for this and other new chal-
of poured construction materials, of very-high speed lenges of UWB [3].
objects, and objects located in very dense environment
like mining or iron/steel mills. Doppler systems are usu- FM-CW Radars
ally low-cost, and when installed in triangle, one can Radars using frequency-modulated continuous-wave
measure a targets vector speed. Devices operating at mil- signals can combine the Doppler-radars capability to
limeter waves may one day assist blind persons in their measure target speed with the added ability to measure
daily navigation. target distance. Unlike pulsed-radar systems, distance
Figure 4 presents an anti-collision radar module uti- can be measured essentially from zero. The system
lizing millimeter waves. Figure 5 shows an example of an schematic of FM-CW radar is shown in Figure 7.
automotive radar mm-wave block developed by Spacek FM-CW systems usually sweep the signal frequency
Labs. over a band f, with a time period T. By multiplying the
transmitted and received signals, a new beat frequency
Ultra Wideband Systems F is generated:
Ultra-wideband (UWB) systems represent an old and
new technology. The signal structure used in UWB sys- F = 4 f r /(cT) (3)
tems is reminiscent of spark telegraphy, in that it uses
very short monocycle bursts or pulses with a very wide Where r is again the target distance, meters, c the
spectrum. By doing this, and by correlating the transmit- speed of light, and T the sweep period, seconds.
ted and/or reflected signals with the original, amplitude When the target is moving, in addition to the frequen-
over frequency features allow us to determine objects cy F in (3), the Doppler frequency as in (2) will be gener-
presence and shape in lossy media (e.g., ground-penetrat- ated. This makes possible to detect the movement sense
ing radar, GPD), or to transmit high-data rate informa- only by evaluating the output signal spectrum.
tion (just now in development). A typical UWB sensor A typical application is in airplane radio altimeters
schematic is shown in Figure 6. which indicate the actual airplane height over terrain.
GPD usually operates over the frequency band of 200- This system has an inherent error in determining the
2000 MHz and radiates its pulsed power of ~10W into the target distance, which only depends upon the sweep
soil to detect mines, pipes, and the like. The higher fre- bandwidth:
quency band was recently allocated by FCC, covering ~3
to 10 GHz, with only very low power allowed to prevent r = c/(4 f) (4)
interference to existing communication systems.
The UWB transmitter typically generates only one For instance, old altimeters used a bandwidth of ~50
wave, and the response is correlated to obtain the time MHz, with which the distance error was ~1.5 meters, neg-
delay, pulse power and phase. There are many problems ligible for airplanes flying up to 10,000 meters above ter-
to resolve before a good sensor is presented. One of the rain. But for industrial applications where ranging over

36 High Frequency Electronics


Object

Insertion
Receiver
Transmitter Loss
A Processor
Indicator

Antenna BPF High Gain Detector


Antennas Amplifier
Warm Body

Receiver Insertion
B Loss
Indicator Figure 9 Microwave radiometer funtional diagram.

Figure 8 Transmitter-receiver sensor. Insertion loss


and reflection loss are often angle-dependent.
Warm Body with
TA Temperature T

short distances is important, f should be adjusted to To Radiometer

make r acceptable. As shown in [5], by using two-fre-


quency modulation, distance was measured over a range is the viewing angle; is the antenna beam width
TA ~ T if TA = T ( 2 / ) for >
0 to 200 mm with an error of <2 mm.
FM-CW sensors are simple and low-cost, and could
find industrial applications where IR or optical sensors Figure 10 Illustration of the microwave radiometry
fail due to the presence of dust, smoke or vibrations. principle.
Recently, FM-CW microwave sensors with dielectric-
rod or horn antennas have been widely marketed for liq-
uid-level indication in tanks [6]. mal radiation of objects. [8]. Figure 9 presents the basic
diagram of a microwave radiometer.
Transmitter-Receiver Systems Two principal features of radiometers are:
The transmitter-receiver systems are presented sepa-
rately as they offer other features than the above, which 1) Temperature resolution in Kelvins, achieved by
also use transmitters and receivers. using low-noise receivers, and by smoothing the output
As shown in Figure 7, those systems are close to their voltage; sometimes also by interrupting the input noise:
optical equivalents in that the purpose of the arrange-
ment is mainly to measure insertion loss or reflectivity of 1/2 dT = Ts (Bt) (5)
tested objects, not distance or movement.
During the measurement, for insertion loss, the stan- Where dT is the smallest temperature variation dis-
dard power level is measured without a lossy object, then tinguished (K), Ts is the system noise temperature (K), B
with it. For reflectivity, the standard power level is is the system RF bandwidth (Hz) and t is the time con-
taken with a good reflector, e.g. an aluminum plate mirror stant of system integrator, s.
adjusted to 45 degrees.
Comparing insertion loss and reflectivity of similar 2) Spatial resolution, determined by antenna parame-
objects is often useful to evaluate object form, material ters, in steradians. This resolution allows to separate two
composition uniformity or contamination. objects before the antenna. See Figure 10 for an illustra-
For special purposes in science, polarization of waves tion of the microwave radiometry principle.
is also studied, using polarimetric analyzers. They allow a
tensor characterization of objects or media. In addition to detecting object temperature over a dis-
Finally, the tested object must be fixed between the tance, radiometers can measure spectral characteristics
antennas as shown in Figure 8 for good results. If moving of ionized gas or plasma, etc. In short, it can be said that
objects are to be tested, skip to the section Noise a radiometric system (radiometer plus antenna) is a tem-
Utilizing Devices. perature-measuring device operating over a distance.
Astronomers use such devices with radio telescopes to
Radiometers precisely measure surface temperature of distant plan-
Passive detectors, radiometers, are essentially sensi- ets. [9].
tive microwave receivers capable to detect mainly ther- Designing microwave radiometers remains an art but

April 2007 37
High Frequency Design
MICROWAVE SENSORS

Resonator Resonator

Signal Signal
Generator Generator
Actuator Actuator
Movement Detector Movement Detector
transferred transferred
to wall of to parasitic
resonator element
Indicator Indicator

Figure 11 Microwave resonator movement sensor Figure 12 Microwave resonator movement detector
using a moving or deformable wall. using a moving parasitic element.

as microwave and mm-wave compo- Selecting the operating frequency with clouds also contributing [8].
nents become available in good qual- for a radiometric sensor is important. At 23.4 GHz, water-vapor reso-
ity and low cost, their deployment It is essential to avoid interference by nance in the atmosphere offers a
will be soon common in industry as other radar and communication sys- means to evaluate its density and
well as in scientific applications. tems, while there are natural phe- height distribution, usually with
nomena to know: comparison to a 31 GHz reference fre-
For radiometer antennas pointed quency.
Movement
pick-up to the sky, precipitations emit At 50-60 GHz, oxygen emission/
microwave noise above 8-10 GHz, absorption lines can be used for the
Axial
guide

Control Power
Oscillator DVM HP8350A
Unit Supply
Antenna
LB040
Keyence

Laser Scale

Parasitic Gunn Diode


Element or Transistor Horn

Modulator
Figure 13 A prototype of the sen-
Detector 51.35 GHz
sor of Fig. 12. aluminum
foil Generator
HP83556A

Vector 1 kHz
Precision
Network Driver
Sliding Platform
Analyzer Sample

Y X
VSWR
Meter
Antennas HP54600A
Ocilloscope

HP Color Pro
Plotter

Tested object

Figure 14 Impedance-measuring Figure 15 Experimental setup for measuring dielectric permittivity of con-
sensor. crete at 50 GHz.

38 High Frequency Electronics


Radiometer resolution dT ( _ ), K

Tested object 30 Avalanche

ENR (dB) Excess Noise Ratio at A


noise diodes
k
10
1k
k
0.1
Noise 20
Radiometer Indicator
Generator
Gas-discharge
noise tubes
Antenna Antenna
A C 10

Antenna
B 0 10 20 30 40 50
Insertion Loss (dB) A-C or B-C in Fig. 15

Figure 16 Microwave noise sensor indicating insertion Figure 17 Estimation of noise sensor sensitivity by
loss. It can indicate reflectivity is noise is radiated from noise ENR at position A and radiometer resolution
location B. dT at position C in Fog. 16.

study of higher atmosphere. Above nal, to a remote receiver located at a structures using a bridge or a reflec-
120 GHz, there are multiple reso- safe place. Both sensors could be tometer are designed for particular
nances of atmospheric gases, again overdriven heavily while maintain- applications [13].
useful for studying the atmosphere. ing their sensitivity. [12]. The author designed a simple
reflectometer operating at ~50 GHz
Resonator Sensors Impedance Meters to measure the permittivity of a con-
To measure movement and vibra- Impedance-measuring sensors are crete plate, see Figure 15 [14]. The
tion of objects, there are many other close to the Transmitter-Receiver sys- results were comparable and even
sensors as well, utilizing electrical tems described earlier. They differ in more accurate than those obtained by
capacitance, induction, infrared and that, instead of antennas, applica- a special polarimetric radar while the
optical methods. tors are used to transmit the gener- sensor and its operation were quite
Using a microwave resonator is ated microwave field into and out of simple.
possible, and in certain situations, the tested sample or object. One or
this technology can be preferred. two applicators can be used, as e.g. in Noise Utilizing Sensors
Usually, microwave sensors are sensi- Figure 14. Whenever microwave sensors as
tive, able to survive overdrives and The microwave test instrumenta- outlined above are used, interference
their signal can be directly transmit- tion is often a Vector Network fields appearing close to antennas
ted over a distance to be evaluated at Analyzer allowing to measure inser- can be important obstacle in a real
a safe location. tion loss, reflectivity and time delay installation. Components of
There are many principles of res- over a chosen frequency band. microwave sensors, mainly antennas,
onator sensors, usually deforming Instead of such complex and cause signal reflections as well as
their conductive walls, as shown in expensive instrumentation, simpler surrounding objects. Often it is diffi-
Figure 11. [10]. Long ago, the author
needed a sensor with a low inertial Sand layer IF Amp Detector Audio BPF Det. Indicator
Amp 1 kHz
mass to measure low-frequency
vibration in seismography, so he
developed and patented [11] a sensor NG LNC

with a parasitic element in a


microwave resonator (Figure 12). The
sensor was used in one version to cal- A/D
ibrate seismometers (resolution <10
m, frequency 0-20 Hz). Another ver- RS-232
1 kHz
sion was a small microwave trans-
mitter with its frequency varied by a
spring-mounted parasitic element, as NG Noise Generator, 1 kHz modulated
LNC Low Noise Converter, 11 GHz in this case
in Figure 13. This version transmit- BPF/Detector/Indicator Selective Audio Level Meter, 1 KHz
ted the P-wave pulse above an under-
ground explosion, by a ~10 GHz sig- Figure 18 System to measure moving object loss using noise.

April 2007 39
High Frequency Design
MICROWAVE SENSORS

10


Noise
6
Loss (dB/cm)

CW Signal

4

0
0 2 4 6 8 10 12 14
Water Content (%)

Figure 19 Measured loss of sand layer at 2.5 cm


wavelength.

cult to separate such interference from the useful signal. Figure 20 Michelson Interferometer setup fo use in
Utilizing microwave noise as a probing signal was Microwave Coherence Tomography.
pioneered by the author in a number of instruments and
sensor designs [15]. The principles of Transmitter-
Receiver or Radiometer systems remain, but a noise radi- profiles in depth, with a reasonable resolution. Figure 20
ator is used as the probing signal source, and a radiome- shows the MCT test system.
ter as a typical receiver. Creating a noise field in and out-
side of an antenna brings an important advantage: the Modulated Targets
interference field is random in time, and its effects are Modulated targets, or, often called modulated scatter-
removed by output smoothing. It was observed that the ers, offer to all above sensing methods several useful
tested objects could be moderately moved during sensor advantages:
operation without affecting the measurement. Figure 16
presents a diagram of the noise system, Figuse 17 shows 1) The loss or reflectivity can be periodically keyed by
the coverable loss by different source ENR and radiome- the modulating square-wave signal, and the response can
ter resolution. be retrieved by synchronous detector, improving the sig-
As one typical example, a sand-moisture measuring nal-to-noise ratio of the system
system was designed and tested in a concrete-mixing fac-
tory. [16]. The moisture of the sand moving on a conveyor
or pouring chute could be determined over 0-14% with
~1% accuracy. Figure 18 presents the schematic diagram
of the developed sand-moisture measuring system. Figure
19 shows the calibration response of the described sand-
moisture meter using noise.
Another noise test system was used to measure reflec-
tivity of hot-aluminum-metallized plastic boards. It was
detected that aluminum particles baked into the plastic
support created a partially-conducting layer which did
not reflect correctly back under the angle of incidence.
Recently, the author has experimented with
Microwave Coherence Tomography [17] which was con-
firmed capable of expanding on the success generated in
the field of the Optical Coherence Tomography during the Figure 21 The partially-coherent source is provided
last decade [20]. More development is needed, but the by a noise diode (E-B junction of a transistor) connect-
MCT sensor could be utilized in medicine to detect tissue ed directly to an antenna.

40 High Frequency Electronics


High Frequency Design
MICROWAVE SENSORS

Sensors, IRE Trans. ANE-8, March


Unmodulated
Signal
1961, pp.7-19.
Modulated
Scattering Probe 11. J. Polivka, Resonator Sensor
Source of Movement and Vibration, Czech.
Pat. No. AO 166546, 1975.
DUT
12. J. Polivka, Movement and
Circulator Vibration Sensor Using a Microwave
Stripline Oscillator, Microwave
Colloquium, Czech Technical
High-frequency
University, Prague, 1979.
receiver Modulated 13. M. Tiuri, Microwave Sensor
Signal Applications in Industry, Alta
Frequenza, LVI, No. 10, Dec. 1987, pp.
Low-frequency Low-frequency 393-397.
coherent detector modulator 14. J. Polivka, Measuring
Concrete Permittivity at Millimeter
Waves, Internat. Journal of IR/MM
Figure 22 Electrical modulation setup in a monostatic configuration, also Waves, vol. 17, No.10, 1997,
showing the frequency spectrum of the incoming signal (CW) and of the pp. 1673-1683.
reflected signal (modulated). 15. J. Polivka, Noise Can Be
Good, Too, Microwave Journal,
March 2004, pp. 66-78.
2) It is possible to use more modu- more microwave, millimeter and ter- 16 J. Polivka, Microwave
lated targets (scatterers) with differ- ahertz-wave sensors in near future. Radiometry in Measuring Sand
ent modulating signals, to simultane- Moisture, 3rd Internat.Workshop on
ously obtain data from more loca- References Electromagnetic Wave Interaction
tions. 1. M.I. Skolnik, Radar Systems, With Water and Moist Substances,
3) The sensor operation can be McGraw-Hill, NY, 2001. Athens, Georgia, 1999, Apr. 11-13.
easily automated and/or digitized. 2. M. Harvey, Microwave 17. J. Polivka, Experiments with
Engineering, McGraw-Hill, NY, 1961. Microwave Coherence Tomography,
Figure 21 presents a schematic of 3. M. Ghavami, L.B. Michael, R. High Frequency Electronics, 2006,
one particular modulated-target sys- Kohno, UWB Signals and Systems, Part 1, July, pp. 36-40, Part 2,
tem. There are many other variations John Wiley & Sons, UK, 2004. August, pp. 36-43.
on the system design, described in 4. M. Harvey, Microwave 18. RISOE Report by L. Thrane et
[19]. Engineering, McGraw-Hill, NY, 1961. al., DOPS-NYT 4-2001 (Danish
[5] T. Shiraiwa, S. Kobayashi, Optical Society, Roskilde, Denmark,
Conclusion Applications of Microwave Tech- also http://e.wikipedia.org/wiki/OCT.
In the above, the author present- niques in Steel Industry, Proc.of 19. J-C. Bolomey, F. Gardiol,
ed only some examples of a wide SIMAC 1974, Tokyo, P16, pp. 1-12. Engineering Applications of the
selection of sensors utilizing 6. Low-Cost Smart Radar Modulated Scatterer Technique,
microwave technology; other types Sensing Liquid Levels, HITECH Artech House, Boston, 2001.
have been or are being developed. Technology, www.hitechtech.com and 20. Y-J. Park, et al., Buried Small
The size of microwave wave- many others. Objects Detected by UWB GPR,
lengths compares well with the 7. G.C. Rose. et al. Determining of IEEE A&E Systems Magazine, Oct.
human body size and with objects we Complex Diel. Constants, IEEE 2004, pp. 3-6.
encounter in daily life. While sensors Trans. IM-21, Aug. 1972, pp. 286-7.
using other methods, also optical and 8. J. Polivka, Microwave Author Information
IR, can offer a high accuracy and Radiometry and Applications, Dr. Jiri Polivka is Chief Scientist
other advantages, microwave and International Journal of IR/MM at Spacek Labs Inc., 212 East
millimeter-wave sensors are gradual- Waves, Vol.16, No. 9, Sep. 1995, pp. Gutierrez St., Santa Barbara, CA
ly coming into light as the cost of 1593-1672. 93101. He can be reached by tele-
devices is decreasing. 9. J.D. Kraus, Radio Astronomy, phone at 805-564-4404 or by e-mail at
Given recent interest in sensor McGraw-Hill, NY, 1967. polivka@spaceklabs.com. The compa-
ttechnologies, we will certainly see 10. W.K. Saunders, Resonator ny web site is www.spaceklabs.com.

42 High Frequency Electronics

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