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Stat Reason PDF
Stat Reason PDF
H. G. Wells
UNIT 5A
Fundamentals of Statistics: We discuss how
statistical studies are conducted, with empha-
sis on the importance of sampling.
UNIT 5B
Should You Believe a Statistical Study? We
Statistical develop eight useful guidelines for evaluating
statistical claims.
Reasoning UNIT 5C
Statistical Tables and Graphs: We investi-
gate basic tables and graphs, including fre-
Is your drinking water safe? Do most people quency tables, bar graphs, pie charts,
histograms, and line charts.
approve of the Presidents tax plan? How much is
the cost of health care rising? These questions and UNIT 5D
thousands more like them can be answered only Graphics in the Media: News media go well
beyond the basics with fancy statistical graph-
through statistical studies. Indeed, statistical infor- ics. We explore common types of media
mation appears in the news every day, making the graphics.
ability to understand and reason with statistics cru-
UNIT 5E
cial to modern life. Correlation and Causality: One of the most
important uses of statistics is to identify cause-
and-effect relationships. We investigate how to
interpret correlations and how to decide
whether a correlation is the result of causality.
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The subject of statistics plays a major role in modern society. Its used to determine
By the Way whether a new drug is effective in treating cancer. Its involved when agricultural
Youll sometimes hear inspectors check the safety of the food supply. Its used in every opinion poll and sur-
the word data used as a vey. In business, its used for market research. Sports statistics are part of daily conver-
singular synonym for sation for millions of people. Indeed, youll be hard-pressed to think of a topic that is
information, but techni- not linked in some way to statistics.
cally the word data is
But what is (or are) statistics? There are two answers, because the term statistics can
plural. One piece of
information is called a be either singular or plural. When it is singular, statistics refers to the science of statis-
datum, and two or more tics. The science of statistics helps us collect, organize, and interpret data, which are
pieces are called data. numbers or other pieces of information about some topic. When it is plural, the word
statistics refers to the data themselves, especially those that describe or summarize
something. For example, if there are 30 students in your class and they range in age
from 17 to 64, the numbers 30 students, 17 years, and 64 years are statistics that
describe your class.
Nielsen seeks to learn about the population of all Americans by studying a much
smaller sample of Americans in depth. More specically, Nielsen has devices (called By the Way
people meters) attached to televisions in 5000 homes, so the people who live in Arthur C. Nielsen
these homes make up the sample of Americans that Nielsen studies. The individual founded his company
measurements that Nielsen collects from the sample, such as who is watching each and invented market
show at each time, constitute the raw data. Nielsen then consolidates these raw data research in 1923. He
into a set of numbers that characterize the sample, such as the percentage of young began producing ratings
for radio programs in
male viewers watching Lost. These numbers are called sample statistics. 1942 and added televi-
sion ratings in the 1960s.
Nielsens people meters,
DEFINITIONS attached to all the tele-
visions in 5000 homes, tell
The population in a statistical study is the complete set of people or things being the company when
studied. The sample is the subset of the population from which the raw data are each television is on and
actually obtained. what show is being
watched. People in the
Population parameters are specic characteristics of the population that a statis- homes are supposed to
tical study is designed to estimate. Sample statistics are numbers or observations push buttons that tell
that summarize the raw data. Nielsen who is watching
each television. Nielsen
can thereby determine
the breakdown of view-
ership by age, sex, and
E X A M P L E 1 Population and Sample ethnicity, as well as total
viewing numbers.
For each of the following cases, describe the population, sample, population parame-
ters, and sample statistics.
a. Agricultural inspectors for Jefferson County measure the levels of residue
from three common pesticides on 25 ears of corn from each of the 104 corn-
producing farms in the county.
b. Anthropologists determine the average brain size of early Neanderthals in
Europe by studying skulls found at three sites in southern Europe.
SOLUTION
a. The inspectors seek to learn about the population of all ears of corn grown
in the county. They do this by studying a sample that consists of 25 ears
from each farm. The population parameters are the average levels of residue
from the three pesticides on all corn grown in the county. The sample sta-
tistics describe the average levels of residue that are actually measured on
the corn in the sample.
b. The anthropologists seek to learn about the population of all early Nean-
derthals in Europe. Specically, they seek to determine the average brain
size of all Neanderthals, which is the population parameter in this case. The
sample consists of the relatively few individual Neanderthals whose skulls
are found at the three sites. The sample statistic is the average brain size
(skull size) of the individuals in the sample. Now try Exercises 2530.
The process of inference is simple in principle, though it must be carried out with
By the Way great care. For example, suppose Nielsen nds that 7% of the people in its sample
Statisticians often divide
watched Lost. If this sample accurately represents the entire population of all Ameri-
their subject into two cans, then Nielsen can infer that approximately 7% of all Americans watched the show.
major branches. In other words, the sample statistic of 7% is used as an estimate for the population
Descriptive statistics is parameter. (By using statistical techniques that well discuss in Unit 6D, Nielsen can
the branch that deals also estimate the uncertainty in the inferred population parameters.)
with describing data in
the form of tables,
Once Nielsen has estimates of the population parameters, it can draw general con-
graphs, or sample statis- clusions about what Americans were watching. The process used by Nielsen Media
tics. Inferential statistics is Research is similar to that used in many statistical studies. Figure 5.1 summarizes the
the branch that deals general relationships among a population, a sample, the sample statistics, and the
with inferring (or estimat- population parameters.
ing) population charac-
teristics from sample
data.
1. State the goal of your study precisely. That is, determine the population you
want to study and exactly what youd like to learn about it.
2. Choose a representative sample from the population.
3. Collect raw data from the sample and summarize these data by nding sample
statistics of interest.
4. Use the sample statistics to infer the population parameters.
5. Draw conclusions: Determine what you learned and whether you achieved your
goal.
START
1. Identify goals.
4. Make inferences
POPULATION about population. SAMPLE
PARAMETERS STATISTICS
E X A M P L E 2 Unemployment Survey
Each month, the U.S. Labor Department surveys 60,000 households to determine
characteristics of the U.S. work force. One population parameter of interest is the
U.S. unemployment rate, dened as the percentage of people who are unemployed
By the Way
among all those who are either employed or actively seeking employment. Describe According to the Labor
how the ve basic steps of a statistical study apply to this research. Department, someone
who is not working is not
SOLUTION The steps apply as follows. necessarily unemployed.
For example, stay-at-
Step 1. The goal of the research is to learn about the employment (or unem- home moms and dads
ployment) within the population of all Americans who are either are not counted among
employed or actively seeking employment. the unemployed unless
they are actively trying
Step 2. The Labor Department chooses a sample consisting of people employed to find a job, and peo-
or seeking employment in 60,000 households. ple who had been try-
ing to find work but
Step 3. The Labor Department asks questions of the people in the sample, and
gave up in frustration
their responses constitute the raw data for the research. The Department are not counted as
then consolidates these data into sample statistics, such as the percentage unemployed.
of people in the sample who are unemployed.
Step 4. Based on the sample statistics, the Labor Department makes estimates of
the corresponding population parameters, such as the unemployment
rate for the entire United States.
Step 5. The Labor Department draws conclusions based on the population
parameters and other information. For example, it might use the current
and past unemployment rates to draw conclusions about whether jobs
have been created or lost. Now try Exercises 3136.
Choosing a Sample
Choosing a sample may be the most important step in any statistical study. If the sam-
ple fairly represents the population as a whole, then its reasonable to make inferences
from the sample to the population. But if the sample is not representative, then theres
little hope of drawing accurate conclusions about the population.
Suppose you want to determine the average height and weight of students at a
large university by measuring the heights and weights of a sample of 100 students. A
sample consisting only of members of the football and basketball teams would not be
reliable, because these athletes tend to be larger than most students. In contrast, sup-
pose you select your sample with a computer program that randomly draws student
numbers from the entire university population. In this case, the 100 students in your
sample are likely to be representative of the entire student body. You can therefore
expect that the average height and weight of students in the sample are reasonable
estimates of the averages for all students.
DEFINITION
Simple random sampling: We choose a sample of items in such a way that every
sample of a given size has an equal chance of being selected.
Systematic sampling: We use a simple system to choose the sample, such as
selecting every 10th or every 50th member of the population.
Convenience sampling: We use a sample that is convenient to select, such as peo-
ple who happen to be in the same classroom.
Stratified sampling: We use this method when we are concerned about differ-
ences among subgroups, or strata, within a population. We rst identify the sub-
groups and then draw a simple random sample within each subgroup. The total
sample consists of all the samples from the individual subgroups.
Hey!
Do you support
the death
penalty?
Regardless of what type of sampling is used, always keep the following two key
ideas in mind:
No matter how a sample is chosen, the study can be successful only if the sample
is representative of the population.
Even if a sample is chosen in the best possible way, it is still just a sample (as
opposed to the entire population). Thus, we can never be sure that a sample is rep-
resentative of the population. In general, a larger sample is more likely to be rep-
resentative of the population, as long as it is chosen well.
E X A M P L E 3 Sampling Methods
Identify the type of sampling used in each of the following cases, and comment on
whether the sample is likely to be representative of the population.
a. You are conducting a survey of students in a dormitory. You choose your
sample by knocking on the door of every 10th room.
b. To survey opinions on a possible property tax increase, a research rm ran-
domly draws the addresses of 150 homeowners from a public list of all
homeowners. By the Way
c. Agricultural inspectors for Jefferson County check the levels of residue from Neanderthals lived
three common pesticides on 25 ears of corn from each of the 104 corn- between about 100,000
producing farms in the county. and 30,000 years ago in
d. Anthropologists determine the average brain size of early Neanderthals in Eurasia and northern
Africa. They were physio-
Europe by studying skulls found at three sites in southern Europe.
logically distinct from
SOLUTION modern humans, but sci-
entists are not yet sure
a. Choosing every 10th room makes this a systematic sample. The sample may whether they repre-
be representative, as long as students were randomly assigned to rooms. sented a separate
species or could inter-
b. The records presumably list all homeowners, so drawing randomly from
breed with Homo sapi-
this list produces a simple random sample. It has a good chance of being ens. Neanderthals
representative of the population. developed many
c. Each farm may have different pesticide use, so the inspectors consider corn aspects of culture,
from each farm as a subgroup (stratum) of the full population. By checking including caring for the
sick and burying their
25 ears of corn from each of the 104 farms, the inspectors are using strati-
dead. Skull measure-
ed sampling. If the ears are collected randomly on each farm, each set of ments suggest that
25 is likely to be representative of its farm. Neanderthals had larger
d. By studying skulls found at selected sites, the anthropologists are using a brains than modern
convenience sample. They have little choice, because only a few skulls humans.
remain from the many Neanderthals who once lived in Europe. However, it
seems reasonable to assume that these skulls are representative of the larger
population. Now try Exercises 3944.
Besides occurring in a poorly chosen sample, bias can arise in many other ways.
For example, a researcher may be biased if he or she has a personal stake in the out-
come of the study. In that case, the researcher might distort (intentionally or uninten-
tionally) the true meaning of the data. You should always be on the lookout for any
type of bias that may affect the results or interpretation of a statistical study. Well dis-
cuss sources of bias further in Unit 5B.
DEFINITION
A statistical study suffers from bias if its design or conduct tends to favor certain
results.
group that takes large doses of vitamin C and a control group that does not take With proper treat-
vitamin C. The researchers can then look for differences in the numbers of colds ment, a cold can be
among people in the two groups. Having a control group is usually crucial to inter- cured in a week. Left
preting the results of experiments. to itself, it may linger
In an experiment, it is very important for the treatment and control groups to be for seven days.
alike in all respects except for the treatment. For example, if the treatment group con- A MEDICAL FOLK SAYING
sisted of active people with good diets and the control group consisted of sedentary
people with poor diets, we could not attribute any differences in colds to vitamin C
alone. To avoid this type of problem, assignments to the control and treatment groups
must be done randomly.
In statistical terminology, the practice of keeping people in the dark about who is
in the treatment group and who is in the control group is called blinding. A single-
blind experiment is one in which the participants dont know which group they
belong to, but the experimenters (the people administering the treatment) do know.
Using a placebo is one way to create a single-blind experiment. Sometimes, a single-
blind experiment can still be unreliable if the experimenters can subtly inuence
outcomes. For example, in an experiment that involves interviews, the experi-
menters might speak differently to people who received the real treatment than to
those who received the placebo. This type of problem can be avoided by making the
experiment double-blind, which means neither the participants nor the experi-
menters know who belongs to each group. (Of course, someone must keep track of
the two groups in order to evaluate the results at the end. In typical double-blind
experiments, researchers hire experimenters to make any necessary contact with the
participants.)
BLINDING IN EXPERIMENTS
Case-Control Studies
Sometimes it may be impractical or unethical to conduct an experiment. For example,
suppose we want to study how alcohol consumed during pregnancy affects newborn
babies. Because it is already known that alcohol can be harmful during pregnancy, it
would be unethical to divide a sample of pregnant mothers randomly into two groups
and then force the members of one group to consume alcohol. However, we may be
able to conduct a case-control study, in which the participants naturally form groups
by choice. In this example, the cases consist of mothers who consume alcohol during
pregnancy by choice, and the controls consist of mothers who choose not to consume
alcohol.
A case control study is observational because the researchers do not change the
behavior of the participants. But it also resembles an experiment because the cases
effectively represent a treatment group and the controls represent a control group.
DEFINITIONS
DEFINITION
How condent can we be in a poll result? Unless we are told otherwise, we assume
that the margin of error is dened to give us 95% condence that the condence
interval contains the population parameter. Well discuss the precise meaning of 95%
condence in Unit 6D, but for now you can think of it as follows: If the poll were
repeated 20 times with 20 different samples, 19 of the 20 polls (that is, 95% of the
polls) would have a condence interval that contains the true population parameter.
E X A M P L E 6 Close Election
An election eve poll nds that 52% of surveyed voters plan to vote for Smith, and she
needs a majority (more than 50%) to win without a runoff. The margin of error in the
poll is 3 percentage points. Will she win?
EXERCISES 5A
17. What is a placebo? Describe the placebo effect and how it 29. Harris Interactive surveyed 2435 U.S. adults nationwide
can make experiments difficult to interpret. How can mak- and asked them to rate quality of American public schools.
ing an experiment single-blind or double-blind help?
30. The American Institute of Education conducts an annual
18. What is meant by the margin of error in a survey or opin- study of attitudes of incoming college students by survey-
ion poll? How is it used to identify a condence interval? ing approximately 261,000 rst-year students at 462 col-
leges and universities. There are approximately 1.6 million
DOES IT MAKE SENSE? rst-year college students in this country.
Decide whether each of the following statements makes sense
Steps in a Study. Describe how you would apply the ve basic
(or is clearly true) or does not make sense (or is clearly false).
steps of a statistical study to the issues in Exercises 3136.
Explain your reasoning.
31. You want to determine the average number of hours per
19. In my experimental study, I used a sample that was larger
day students at a middle school spend listening to iPods.
than the population.
32. As an airline marketing executive, you want to know if
20. I followed all the guidelines for sample selection carefully, there has been an increase in frustration with air travel
yet my sample still did not reect the characteristics of the among business travelers.
population.
33. You want to know the percentage of male college students
21. I wanted to test the effects of vitamin C on colds, so I gave in America who do Sudoku puzzles at least once per week.
the treatment group vitamin C and gave the control group
vitamin D. 34. You want to know the typical percentage of the bill that is
left as a tip in restaurants.
22. I dont believe the results of the experiment, because the
results were based on interviews but the study was not 35. You want to know the average lifetime of windshield
double-blind. wipers on cars made in Japan.
23. The pre-election poll found that Kennedy would get 58% 36. You want to know the percentage of high school students
of the vote, with a margin of error of 4%, but he ended up who are vegetarians.
losing the election. 37. Representative Sample? You want to determine the
mean (average) number of hours spend studying each week
24. By choosing my sample carefully, I can make a good esti-
by high school girls. Which of the following samples is
mate of the average height of Americans by measuring the
most likely to be representative, and why? Also explain
heights of only 500 people.
why each of the other choices is not likely to make a repre-
BASIC SKILLS & CONCEPTS sentative sample for this study.
Population and Sample. For the studies described in Exer- The girls track team
cises 2530, describe the population, sample, population param- The girls in an advanced placement calculus course
eters, and sample statistics. The girls in the cast of the current theater production
25. In order to gauge public opinion on how to handle Irans
The rst 50 girls you meet in the school cafeteria
growing nuclear program, the Pew Research Center sur-
veyed 1001 Americans by telephone. 38. Representative Sample? You want to determine the typi-
26. Astronomers typically determine the distance to a galaxy (a cal dietary habits of students at a college. Which of the fol-
galaxy is a huge collection of billions of stars) by measuring lowing would make the best sample, and why? Also explain
the distances to just a few stars within it and taking the why each of the other choices would not make a good sam-
mean (average) of these distance measurements. ple for this study.
27. In a USA Today Internet poll, readers responded voluntar- Students in a single dormitory
ily to the question Do you consume at least one caf- Students majoring in public health
feinated beverage every day? Students who participate in intercollegiate sports
28. The Gallup Organization conducted a poll of 1003 Ameri- Students enrolled in a required mathematics class
cans in its household panel who plan to take a summer
vacation to determine what percentage of people plan to Identify the Sampling Method. Exercises 3944 each
cancel their summer vacation because of the increase in describe a sample. Identify the sampling method as simple ran-
gasoline prices. dom sampling, systematic sampling, convenience sampling, or
benn.8206.05.pgs 12/15/06 8:23 AM Page 336
stratied sampling. Briey explain why you think this sampling 49. A (hypothetical) study of 45 swimmers found that those
method was chosen. who were placed on a weight-training regimen in addition
39. An IRS (Internal Revenue Service) auditor randomly to daily swimming workouts improved their times by 3.5%.
selects for audits 30 taxpayers in each of the ling status 50. A survey of 275,811 rst-year college students revealed
categories: single, head of household, married ling jointly, that 32.4% of these students had an A average in high
and married ling separately. school (Higher Education Research Institute).
40. People magazine chooses its 25 most beautiful women by
looking at responses from readers who voluntarily mail in a Which Type of Study? For each of the questions in Exercises
survey printed in the magazine. 5156, what type of statistical study is most likely to lead to an
answer? Why?
41. A study of the use of antidepressants selects 50 participants 51. How many hours per week does the average public school
whose ages are between 20 and 29, 50 participants whose teacher work?
ages are between 30 and 39, and 50 participants whose
ages are between 40 and 49. 52. What is the percentage of American voters who favor a
constitutional amendment banning gay marriages?
42. Every 100th computer chip that is produced is given a reli-
ability test. 53. Do teenagers with a diet high in dairy products have a
higher incidence of acne?
43. A computer randomly selects 400 names from a list of all
registered voters. Those selected are surveyed to predict 54. Do drivers of the same model car get better mileage with
who will win the election for Mayor. high-ethanol fuel?
44. A taste test for chips and salsa is given at the entrance to a 55. Does a multi-vitamin a day reduce the incidence of
supermarket. strokes?
Type of Study. For Exercises 4550, state whether the study is 56. Are the Sunday horoscopes in a local newspaper more
an observational study or an experiment. If it is an experiment, accurate than the weekday horoscopes?
describe the treatment and control groups and discuss whether
single- or double-blinding is needed. If it is observational, state Margin of Error. Each of Exercises 5760 states both a sample
whether it is a case-control study and, if it is, distinguish statistic and a margin of error. Find the condence interval in
between the cases and the controls. each case, and answer any additional questions asked. Be sure to
explain your answers clearly.
45. A study at the University of Southern California separated
108 volunteers into groups, based on psychological tests 57. A poll is conducted the day before a state election for Sen-
designed to determine how often they lied and cheated. ator. There are only two candidates running. The poll
Those with a tendency to lie had different brain structures shows that 53% of the voters surveyed favor the Republi-
than those who did not lie (British Journal of Psychiatry). can candidate, with a margin of error of 2.5 percentage
points. Should the Republican plan a victory party? Why
46. A National Cancer Institute study of 716 melanoma or why not?
patients and 1014 cancer-free patients matched by age, sex,
and race found that those having a single large mole had 58. A poll is conducted the day before an election for U.S.
twice the risk of melanoma. Having 10 or more moles was Representative. There are only two candidates running.
associated with a 12 times greater risk of melanoma The poll shows that 48.5% of the voters surveyed favor the
(Journal of the American Medical Association). Democratic candidate, with a margin of error of 2.0 per-
centage points. Based on this poll, should the Democratic
47. In a study done at Boston University, researchers took candidate expect to lose the election? Why or why not?
snapshots of 4000 white adults every four years for 30 years
and determined that 9 of 10 men and 7 of 10 women will 59. Of 133 adult Americans surveyed in a Gallup poll who said
eventually become overweight (Annals of Internal Medicine). their vacation plans had changed because of high gasoline
prices, 58% said they had changed their destination or
48. A breast cancer study began by asking 25,624 women ques- shortened their trip. With a margin of error of 9.0 per-
tions about how they spent their leisure time. The health centage points, can you say that a majority of Americans
of these women was tracked over the next 15 years. Those changed their destination or shortened their trip?
women who said they exercise regularly were found to
have a lower incidence of breast cancer (New England Jour- 60. In a survey of 1002 people, 701 (which is 70%) said that
nal of Medicine). they voted in the most recent presidential election (based
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on data from ICR Research Group). The margin of error 65. In a TIME/CNN poll, 748 adults were asked whether they
for the survey was 3 percentage points. However, actual believed their children would have a higher standard of liv-
voting records show that only 61% of all eligible voters ing than they have; 63% of those polled said yes. The
actually did vote. Does this necessarily imply that people margin of error was 3.7 percentage points.
lied when they answered the survey?
66. A Gallup poll of 1002 American adults determined that
81% of those surveyed believed that the state of moral val-
ues in the country overall was getting worse. The margin
of error was 3.2 percentage points.
64. 25% of those in the treatment group showed improve- 72. Nielsen Sample. Use information available on the
ment; 50% of those in the placebo group showed Nielsen Media Research Web site to answer each of the
improvement. following questions.
Interpreting Real Studies. For each of Exercises 6570, do a. How does Nielsen select the sample of homes to be
the following: included in a viewer survey?
a. Identify the population and the population parameter of b. Describe a few ways by which Nielsen attempts to
interest. check that the results from its people meter surveys are
b. Briey describe the sample and sample statistic for the accurate.
study. c. Based on what you have learned, do you think the
c. Find the condence interval likely to contain the population Nielsen ratings are reliable? If so, why? If not, why
parameter of interest. not?
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73. Attitude Update. The Pew Research Center for the Peo- not chosen a major, answer this question for a major that
ple and the Press studies public attitudes toward the press, you are considering.)
politics, and public policy issues. Go to its Web site and
78. Statistics in Sports. Choose a sport and describe three
nd the latest survey about attitudes. Write a one-page
different statistics commonly tracked by participants in or
summary of what Pew surveyed, how it conducted the sur-
spectators of the sport. In each case, briey describe the
vey, and what it found.
importance of the statistic to the sport.
74. Labor Statistics. Use the Bureau of Labor Statistics Web 79. Sample and Population. Find a report in todays news
page to learn about its monthly survey. Choose one aspect concerning any type of statistical study. What is the popu-
of the survey, such as how the sample is chosen or how it is lation being studied? What is the sample? Why do you
used to compare unemployment rates over time. Write a think the sample was chosen as it was?
short summary of what you learn.
80. Poor Sampling. In a recent newspaper or magazine, nd
75. Professional Polling. Visit the Web site of a national an article about a study that attempts to describe some
polling organization and report on a recent poll. Write a characteristic of a population, but that you believe involved
short description of the poll and its results, commenting poor sampling (for example, a sample that was too small or
on features such as sampling technique, sample size, and unrepresentative of the population under study). Describe
margin of error. the population, the sample, and what you think was wrong
with the sample. Briey discuss how you think the poor
IN THE NEWS sampling affected the study results.
76. Statistics in the News. Select three news stories from the 81. Good Sampling. In a recent newspaper or magazine, nd
past week that involve statistics in some way. In each case, an article that describes a statistical study in which the
write one or two paragraphs describing the role of statistics sample was well chosen. Describe the population, the sam-
in the story. ple, and why you think the sample was a good one.
77. Statistics in Your Major. Write two to three paragraphs 82. Margin of Error. Find a report of a recent survey or poll.
describing the ways in which you think the science of sta- Interpret the sample statistic and margin of error quoted
tistics is important in your major eld of study. (If you have for the survey or poll.
Most statistical research is carried out with integrity and care. Nevertheless, statistical
research is sufficiently complex that bias can arise in many different ways. We should
always examine reports of statistical research carefully, looking for anything that
might make us question the results. In this unit, we discuss eight guidelines that can
help you answer the question Should I believe a statistical study?
E X A M P L E 2 Is Smoking Healthy?
By 1963, enough research on the health dangers of smoking had
accumulated that the Surgeon General of the United States publicly
announced that smoking is bad for health. Research done since that
time has built further support for this claim. However, while the
vast majority of studies show that smoking is unhealthy, a few stud-
ies found no dangers from smoking, and perhaps even health
benets. These studies generally were carried out by the Tobacco
Research Institute, funded by the tobacco companies. Analyze the
Tobacco Research Institute studies according to Guideline 2.
DEFINITION
A variable is any item or quantity that can vary or take on different values. The
variables of interest in a statistical study are the items or quantities that the study
seeks to measure.
lung cancer rates are nearly the same. Is it fair to conclude that radon is not a signi-
cant cause of lung cancer?
SOLUTION The variables under study are amount of radon and lung cancer rate. How-
ever, because smoking can also cause lung cancer, smoking rate may be a confounding
variable in this study. In particular, the smoking rate in Hong Kong is much higher
than the smoking rate in Colorado, so any conclusions about radon and lung cancer
must take the smoking rate into account. In fact, careful studies have shown that
radon gas can cause lung cancer, and the U.S. Environmental Protection Agency
(EPA) recommends taking steps to prevent radon from building up indoors.
Now try Exercises 2728.
SOLUTION A question like Do you favor a tax cut? is biased because it does not
give other options (much like the fallacy of limited choice discussed in Unit 1A). In fact,
an independent poll conducted at the same time gave respondents a list of options for
using surplus revenues. This poll found that 31% wanted the money devoted to Social
Security, 26% wanted it used to reduce the national debt, and only 18% favored using
it for a tax cut. (The remaining 25% of respondents chose a variety of other options.)
Now try Exercises 2930.
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E X A M P L E 9 Practical Signicance
An experiment is conducted in which the weight losses of people who try a new Fast
Diet Supplement are compared to the weight losses of a control group of people who
try to lose weight in other ways. After eight weeks, the results show that the treatment
group lost an average of 21 pound more than the control group. Assuming that it has
no dangerous side effects, does this study suggest that the Fast Diet Supplement is a
good treatment for people wanting to lose weight?
SOLUTION Compared to the average persons body weight, the difference of 12 pound
hardly matters at all. Thus, while the statistics in this case may be interesting, they
dont seem to have much practical signicance. Now try Exercises 3336.
benn.8206.05.pgs 12/15/06 8:23 AM Page 345
1. Identify the goal of the study, the population considered, and the type of study.
2. Consider the source, particularly with regard to whether the researchers may be
biased.
3. Look for bias that may prevent the sample from being representative of the
population.
4. Look for problems in dening or measuring the variables of interest, which can
make it difficult to interpret results.
5. Watch out for confounding variables that can invalidate the conclusions of a
study.
6. Consider the setting and the wording of questions in any survey, looking for
anything that might tend to produce inaccurate or dishonest responses.
7. Check that results are presented fairly in graphs and concluding statements,
since both researchers and media often create misleading graphics or jump to
conclusions that the results do not support.
8. Stand back and consider the conclusions. Did the study achieve its goals? Do the
conclusions make sense? Do the results have any practical signicance?
EXERCISES 5B
QUICK QUIZ 3. Consider a study designed to learn about the social net-
works of all college freshmen, in which the researchers
Choose the best answer to each of the following questions.
randomly interviewed students living in on-campus dormi-
Explain your reasoning with one or more complete sentences.
tories. The way this sample was chosen means the study
1. You read about an issue that was subject to an observa- will suffer from
tional study when clearly it should have been studied with
a double-blind experiment. The results from the observa- a. selection bias.
tional study are therefore b. participation bias.
a. still valid, but a little less reliable. c. confounding variables.
b. valid, but only if you rst correct for the fact that the 4. The show American Idol selects winners based on votes cast
wrong type of study was done. by anyone who wants to vote. This means that the winner
c. essentially meaningless. a. is the person most Americans want to win.
b. may or may not be the person most Americans want to
2. A study conducted by the oil company Exxon Mobil shows
win, because the voting is subject to participation bias.
that there was no lasting damage from a large oil spill in
Alaska. This conclusion c. may or may not be the person most Americans want to
win, because the voting should have been double-blind.
a. is denitely invalid, because the study was biased.
5. Consider an experiment in which you measure the weights
b. may be correct, but the potential for bias means that you of 6-year-olds. The variable of interest in this study is
should look very closely at how the conclusion was
reached. a. the size of the sample.
c. could be correct if it falls within the condence interval b. the weights of 6-year-olds.
of the study. c. the ages of the children under study.
benn.8206.05.pgs 12/15/06 8:23 AM Page 346
6. Consider a survey in which 1000 people are asked How 12. Describe and contrast selection bias and participation bias
often do you go to the dentist? The variable of interest in in sampling. Give an example of each.
this study is
13. What do we mean by variables of interest in a study?
a. the number of visits to the dentist.
14. What are confounding variables, and what problems can
b. the 1000-person size of the sample.
they cause?
c. the integers 0 through 5.
7. Imagine a survey of randomly selected people found that DOES IT MAKE SENSE?
people who used sunscreen were more likely to have been Decide whether each of the following statements makes sense
sunburned in the past year. Which explanation for this (or is clearly true) or does not make sense (or is clearly false).
result seems most likely? Explain your reasoning.
a. Sunscreen is useless. 15. The TV survey got more than 1 million phone-in
b. The people in the study all used sunscreen that had responses, so it is clearly more valid than the survey by the
passed its expiration date. professional pollsters, which involved interviews with only
a few hundred people.
c. People who use sunscreen are more likely to spend time
in the sun. 16. The survey of religious beliefs suffered from selection bias
8. You want to know whether people prefer Smith or Jones because the questionnaires were handed out only at
for mayor, and you are considering two possible ways to Catholic churches.
word the question. Wording X is Do you prefer Smith or 17. My experiment proved beyond a doubt that vitamin C can
Jones for mayor? Wording Y is Do you prefer Jones or reduce the severity of colds, because I controlled the exper-
Smith for mayor? (That is, the names are reversed in the iment carefully for every possible confounding variable.
two wordings.) The best approach is to
a. use Wording X for everyone. 18. Everyone who jogs for exercise should try the new training
regimen, because careful studies suggest it can increase
b. use the same wording for everyoneit doesnt matter your speed by 1%.
whether it is Wording X or Wording Y.
c. use Wording X for half the people and Wording Y for BASIC SKILLS & CONCEPTS
the other half.
Would You Believe This Study? Exercises 1930 each
9. A self-selected survey is one in which describe some aspect of a statistical study. Based solely on the
a. the people being surveyed decide which question to information given in each case, decide whether you have any
answer. reason to doubt the results of the study. Explain your reasoning.
b. people decide for themselves whether to be part of the 19. Researchers who want to assess the quality of school
survey. lunches in American elementary schools visit a school in
Topeka, Kansas.
c. the people who design the survey are also the survey
participants. 20. An experimental, double-blind study nds that people who
eat more fast food are more likely to feel tired throughout
10. If a statistical study is carefully conducted in every possible
the day.
way, then
a. its results must be correct. 21. The staff at the conservative Heritage Foundation con-
ducted a study to nd out what people think of the new
b. we can have condence in its results, but it is still possi-
Democratic tax plan.
ble that they are not correct.
c. we say that the study is perfectly biased. 22. A study nanced by a major pharmaceutical company nds
that its new drug is no more effective against high blood
REVIEW QUESTIONS pressure than older, less expensive drugs.
11. Briey describe each of the eight guidelines for evaluating 23. A TV talk show host asks the TV audience, Do you sup-
statistical studies. Give an example to which each guideline port a national speed limit of 55 mph? and asks people to
applies. vote by telephone at a toll-free number.
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24. In trying to determine whether their candidate for gover- 36. Researchers, monitoring the health of 200 people who take
nor has a chance of defeating the incumbent Democrat, at least two pills per day, claim that people who take pills
the Republican Party conducts a survey of 1000 of its regularly have better health.
members, selected at random.
25. A study claims to have found that Europeans lead more FURTHER APPLICATIONS
fullling lives than Americans. Bias. Exercises 3744 present situations in which bias may be
an issue. Describe one potential source of bias in the situation,
26. A government study nds, based on people who had their and briey discuss whether the bias should affect your view of
tax returns audited, that 15% of taxpayers understate their the situation.
income.
37. People visiting the Web site SaveTheAnimals.com can
27. In a study designed to determine whether people who wear vote on whether or not euthanasia of prairie dogs is
helmets while riding a bicycle have fewer accidents, acceptable.
researchers tracked 500 riders with helmets for one month.
38. Market researchers conduct a survey at a supermarket on a
28. A study seeks to learn about obesity among children. The weekday between 10:00 a.m. and noon to determine what
researchers monitor the eating and exercise habits of the fraction of customers use coupons.
children in the study, carefully recording everything they
eat and all their activity.
33. The U.S. Census Bureau claims that a larger proportion of 40. An exit poll designed to predict the winner of a national
U.S. residents than ever have earned high school and col- election uses interviews with randomly selected voters in
lege diplomas. New York.
34. Based on data showing that a new cold treatment can 41. In order to determine the opinions of people in the 18- to
shorten the average duration of a cold from 7 days to 24-year age group on controlling illegal immigration,
6.8 days, the company that sells the treatment claims that researchers survey a random sample of 1000 National
everyone should use it. Guard members in this age group.
35. A study of 20 nations (in the Canadian Medical Association 42. A college mails survey forms to all current seniors, asking
Journal) discovered that Germany has the most mean for the students choice of their all-time best and worst
annual visits to a doctor (8.5), while Finland has the professor. Students are asked to return the survey in the
fewest (3.2). campus mail.
benn.8206.05.pgs 12/15/06 8:23 AM Page 348
43. Planned Parenthood members are surveyed to determine 48. CNN reports on a Zagat Survey of Americas Top Restau-
whether American adults prefer abstinence, counseling and rants which found that only nine restaurants achieved a
education, or morning-after pills for high school students. rare 29 out of a possible 30 rating and none of those
restaurants is in the Big Apple.
44. Scientists working for Greenpeace (which opposes geneti-
cally engineered crops) conduct a study to determine 49. USA Today reports that two-thirds of adults say that cell
whether Monsantos new, genetically engineered soybean phone use during a dinner for two at a nice restaurant is
poses any threat to the environment. unacceptable.
50. Only 2% of the estates of Americans who died in the past
45. Its All in the Wording. Princeton Survey Research Asso- year paid estate taxes, while 60% of Americans favor
ciates did a study for Newsweek magazine illustrating the repealing estate taxes.
effects of wording in a survey. Two questions were asked:
51. Time Magazine reports that 28% of Americans polled
Do you personally believe that abortion is wrong?
believe the Bible is literally true, down from 38% in 1976.
Whatever your own personal view of abortion, do you
favor or oppose a woman in this country having the 52. Thirty percent of newborns in India would qualify for
choice to have an abortion with the advice of her doctor? intensive care if they were born in the United States.
To the rst question, 57% of the respondents replied yes, Accurate Headlines? Exercises 5355 give a headline and a
while 36% responded no. In response to the second ques- brief description of the statistical news story that accompanied
tion, 69% of the respondents favored the choice, while the headline. In each case, discuss whether the headline accu-
24% opposed the choice. Discuss why the two questions rately represents the story.
produced seemingly contradictory results. How could the 53. Headline: Drugs shown in 98 percent of movies
results of the questions be used selectively by various
groups? Story summary: A government study claims that drug
use, drinking, or smoking was depicted in 98% of the top
46. Tax or Spend? A Gallup poll asked the following two movie rentals (Associated Press).
questions:
54. Headline: Sex more important than jobs
Do you favor a tax cut or increased spending on other
government programs? Result: 75% for tax cut. Story summary: A survey found that 82% of 500 people
interviewed by phone ranked a satisfying sex life as impor-
Do you favor a tax cut or spending to fund new retire- tant or very important, while 79% ranked job satisfaction
ment savings accounts, as well as increased spending on as important or very important (Associated Press).
education, defense, Medicare and other programs?
Result: 60% for the spending. 55. Headline: Grape juice may ght disease
Story summary: A study of 15 people, partially funded by
Discuss why the two questions produced seemingly contra-
Welch Foods, found that grape juice helps to expand blood
dictory results. How could the results of the questions be
vessels and increase the levels of HDL cholesterol. Both
used selectively by various groups?
constricted blood vessels and low HDL levels are risk fac-
tors for heart disease (Milwaukee Journal Sentinel).
Stat-Bytes. Politicians must make their political statements
(often called sound-bytes) very short because the attention span 56. Exercise and Dementia. A recent study in the Annals of
of listeners is so short. A similar effect occurs in reporting sta- Internal Medicine was summarized by the Associated Press,
tistical news. Major statistical studies are often reduced to one in part, as follows:
or two sentences. The summaries of statistical reports in Exer- The study followed 1740 people aged 65 and older who showed
cises 4752 are taken from various news sources. Discuss what no signs of dementia at the outset. The participants health was
crucial information is missing and what more you would want evaluated every two years for six years. Out of the original
to know before you acted on the report. pool, 1185 were later found to be free of dementia, 77 percent
47. The Atlantic, summarizing a Federal Highway Administra- of whom reported exercising three or more times a week;
tion report, says that the worst traffic bottleneck in the 158 people showed signs of dementia, only 67 percent of whom
United States is the U.S. 101/I-405 interchange, which said they exercised that much. The rest either died or withdrew
generates 27,144 hours of delay every year. from the study.
benn.8206.05.pgs 12/15/06 8:23 AM Page 349
Frequency Tables
A teacher makes the following list of the grades she gave to her 25 students on an
essay:
A C C B C D C C F D C C C B B A B D B A A B F C B
benn.8206.05.pgs 12/15/06 8:23 AM Page 350
TABLE 5.1 This list contains all the raw data, but it isnt easy to read. A better way to display
Grade Frequency these data is with a frequency tablea table showing the number of times, or freq-
uency, that each grade appears (Table 5.1). The ve possible grades are called the
A 4 categories for the table.
B 7 There are two common variations on the idea of frequency. The relative fre-
quency for a category expresses its frequency as a fraction or percentage of the total.
C 9
For example, 4 of the 25 students received A grades, so the relative frequency for A
D 3 grades is 4 > 25, or 16%. The total relative frequency must always be 1, or 100%.
F 2 However, because of rounding, you may sometimes nd that the relative frequencies
in a table or chart add up to slightly more or less than 100%.
Total 25 The cumulative frequency is the number of responses in a particular category
and all preceding categories. For example, the cumulative frequency for grades of C
and above is 20, because 20 students received grades of either A, B, or C.
DEFINITION
TABLE 5.2
Grade Frequency Relative Frequency Cumulative Frequency
A 4 4 > 25 5 16% 4
B 7 7 > 25 5 28% 7 1 4 5 11
C 9 9 > 25 5 36% 9 1 7 1 4 5 20
D 3 3 > 25 5 12% 3 1 9 1 7 1 4 5 23
F 2 2 > 25 5 8% 2 1 3 1 9 1 7 1 4 5 25
Total 25 1 5 100% 25
Data Types
Essay grades represent subjective ratings, not actual measurements or counts. We say
that the grade categories are qualitative, because they represent qualities such as bad
or good. In contrast, scores on a multiple-choice exam are quantitative, because they
represent an actual count (or measurement) of the number of correct answers. As
well see shortly, distinguishing between qualitative and quantitative data can be use-
ful in creating tables or graphs.
DATA TYPES
E X A M P L E 2 Data Types
Classify each of the following types of data as either qualitative or quantitative.
a. Brand names of shoes in a consumer survey
b. Heights of students
c. Audience ratings of a lm on a scale of 1 to 5, where 5 means excellent
SOLUTION
Binning Data
When we deal with quantitative data categories, its often useful to group, or bin, the
data into categories that cover a range of possible values. For example, in a table of
income levels, it might be useful to create bins of $0 to $20,000, $20,001 to $40,000,
and so on. In this case, the frequency of each bin is simply the number of people with
incomes in that bin.
Determine appropriate bins and make a frequency table. Include columns for relative
and cumulative frequency, and interpret the cumulative frequency for this case.
SOLUTION The scores range from 72 to 98. One way to group the data is with 5-point
bins. The rst bin represents scores from 95 to 99, the second bin represents scores
from 90 to 94, and so on. Note that there is no overlap between bins. We then count the
frequency (the number of scores) in each bin. For example, only 1 score is in bin 95 to
99 (the high score of 98) and 2 scores are in bin 90 to 94 (the scores of 91 and 94).
Table 5.3 shows the complete frequency table. In this case, we interpret the cumula-
tive frequency of any bin to be the total number of scores in or above that bin. For
example, the cumulative frequency of 6 for the bin 85 to 89 means that 6 scores are
either between 85 and 89 or higher than 89.
7 28%
Relative frequency
frequency of 100%. The size of each wedge is proportional to the relative frequency
of the category it represents. Figure 5.4 shows a pie chart for the essay grade data. To
make comparisons easier, relative frequencies are often written on pie chart wedges.
A
16% F
8%
B D
28% 12%
C
36%
FIGURE 5.4 Pie chart for the essay grade data in Table 5.1.
Nowadays, most people make graphs with the aid of computers that measure bar
lengths or wedge sizes automatically. However, you must still specify any labels or
axis marks you want on a graph. This labeling is extremely important: Without
proper labels, a graph is meaningless. The following summary lists the important
labels for graphs. Of course, not all labels are necessary in all cases. For example, pie
charts do not require a vertical or horizontal scale. Notice how these rules were
applied in Figure 5.3.
Title/caption: The graph should have a title or caption (or both) that explains
what is being shown and, if applicable, lists the source of the data.
Vertical scale and title: Numbers along the vertical axis should clearly indicate
the scale. The numbers should line up with the tick marksthe marks along the
axis that precisely locate the numerical values. Include a label that describes the
variable shown on the vertical axis.
Horizontal scale and title: The categories should be clearly indicated along the
horizontal axis. (Tick marks may not be necessary for qualitative data, but should
be included for quantitative data.) Include a label that describes the variable shown
on the horizontal axis.
Legend: If multiple data sets are displayed on a single graph, include a legend or
key to identify the individual data sets.
SOLUTION The categories are the countries. Because country names are qualitative
data, a bar graph is appropriate.
The values for total carbon dioxide emissions go from 154 to 1582 (millions of
tons), so a range of 0 to 1600 makes a good choice for the vertical scale. Each bars
height corresponds to its data value, and we label the category (country) under the
bar. Figure 5.5a shows the bar graph for total emissions, with bars in order of decreas-
ing height.
The data values for per person emissions range from 0.3 to 5.4 (tons), so a range of
0 to 6 will work for this vertical scale. Figure 5.5b shows the bar graph, again with
bars placed in order of descending height.
Total CO2 Emissions Per Person CO2 Emissions
HISTORICAL NOTE
A bar graph with the 1500 6
Per capita CO2 emissions
of metric tons of carbon)
bars in descending
CO2 emissions (millions
0 0
U.S.
U.S.
China
Russia
United
Kingdom
Japan
India
Canada
Canada
Russia
United
Kingdom
China
India
Japan
Germany
Germany
(a) (b)
FIGURE 5.5 Bar graphs for (a) total carbon dioxide emissions by country and (b) per per-
son carbon dioxide emissions by country. Now try Exercises 3738.
Democrat
25%
Republican
25%
Independent
50%
Figure 5.7 is a pie chart showing planned major areas for Undecided
rst-year college students. Make a bar graph showing Other Fields
8.3%
9.9%
the same data, with the bars in order of decreasing size. Arts and
Technical
What are the three most popular major areas? Comment 2.1%
Humanities
12.1%
on the relative ease with which this question can be
Social
answered with the pie chart and the bar graph. Sciences
Biological
10.0%
SOLUTION Figure 5.8 shows the bar graph for the data. Sciences
6.6%
Note that, because we have only relative frequency
data from the pie chart, we can show only relative fre- Professional
quencies on the bar graph. This bar graph makes it 11.6%
immediately obvious that the three most popular major Business
Physical 16.7%
areas are business (16.7%), arts and humanities (12.1%), Sciences
and professional (11.6%). (Professional includes elds 2.6% Engineering
Education
with professional licensing, such as architecture, nurs- 8.7% 11.0%
ing, and pharmacy.) In contrast, it takes a fair amount of FIGURE 5.7 Planned major areas for first-year college
study of the pie chart before we can easily list the three students.
most popular major areas. Source: The Chronicle of Higher Education.
benn.8206.05.pgs 12/15/06 8:23 AM Page 356
18
16
14
Percentage of students
12
10
8
6
4
2
0
Business
Arts and
Humanities
Professional
Education
Social Sciences
Other
Engineering
Undecided
Biology
Physical
Sciences
Technical
FIGURE 5.8 Bar graph for the data in Figure 5.7. Now try Exercises 41 42.
7 7
6 6
5 5
Frequency
Frequency
4 4
3 3
2 2
1 1
0 0
70 75 80 85 90 95 100 70 75 80 85 90 95 100
Scores Scores
(a) (b)
FIGURE 5.9 (a) Histogram for the data in Table 5.3. (b) Line chart for the same data.
benn.8206.05.pgs 12/15/06 8:23 AM Page 357
A histogram is essentially a bar graph in which the data categories are quantita- Technical Note
tive. Thus, the bars on a histogram must follow the natural order of the numerical Different books define
categories. In addition, the widths of histogram bars have a specic meaning. For the terms histogram
example, the width of each bar in Figure 5.9a represents 5 points on the exam. and bar graph differ-
Because there are no gaps between the categories, the bars on a histogram touch each ently. In this book, a
other. bar graph is any
A line chart serves the same basic purpose as a histogram, but instead of using graph that uses bars,
and histograms are
bars, a line chart connects a series of dots. When data are binned, the dot is placed at
bar graphs used for
the center of each bin. Histograms and line charts are often used to show how some
quantitative data
variable changes with time. For example, the line chart in Figure 5.10 shows how the categories.
U.S. homicide rate has changed with time. The categories are time intervals. In this
case, each bin represents a year in the data. Histograms and line charts with time on
the horizontal axis are often called time-series diagrams.
10
4
0
1992
1962
1972
1982
1968
1978
1988
1998
1976
1996
1970
1960
1966
1980
1986
1990
2000
2002
2004
1964
1974
1984
1994
Year
FIGURE 5.10 U.S. homicide rate per 100,000 people.
Source: FBI Uniform Crime Reports.
DEFINITIONS
A histogram is a bar graph for quantitative data categories. The bars
have a natural order and the bar widths have specic meaning.
TABLE 5.5
A line chart shows the data value for each category as a dot, and the dots are Number of
connected with lines. For each dot, the horizontal position is the center of Age Actresses
the bin it represents and the vertical position is the data value for the bin.
2029 7
A time-series diagram is a histogram or line chart in which the horizon-
tal axis represents time. 3039 15
4049 6
5059 1
E X A M P L E 7 Oscar-Winning Actresses 6069 3
Table 5.5 shows the ages of 34 recent Academy Awardwinning actresses at 7079 1
the time when they won their award. Make a histogram and a line chart to
8089 1
display these data. Discuss the results.
benn.8206.05.pgs 12/15/06 8:23 AM Page 358
SOLUTION The fact that the categories are 10-year bins makes the data quantitative.
Thus, a histogram is appropriate. Figure 5.11a shows the histogram. The bars touch
one another because there are no gaps between the categories.
Figure 5.11b shows the same data as a line chart. The histogram is also included to
show how it relates to the line chart. In looking at these data, we see that actresses are
most likely to win Oscars when they are fairly young.
Number of actresses
15 15
10 10
5 5
0 0
10 20 30 40 50 60 70 80 90 10 20 30 40 50 60 70 80 90
Age at time of award Age at time of award
(a) (b)
FIGURE 5.11 Histogram for ages of 34 recent Academy Awardwinning actresses. (b) Line chart for the same data, with
histogram overlaid for comparison. Now try Exercises 4344.
SOLUTION The graph shows that the $100 in the stock fund would have been worth
about $101 on August 4. The $100 bond investment would have declined in value to
about $96. The gold investment would have held its initial value of $100. Thus, on
August 4, your complete portfolio would have been worth $101 1 $96 1 $100 5
$297. You would have lost $3 on your total investment of $300.
Now try Exercises 4546.
EXERCISES 5C
QUICK QUIZ 7. You have a list of the GPAs of 100 college graduates, pre-
cise to the nearest 0.001. You want to make a frequency
Choose the best answer to each of the following questions.
table for these data. A good rst step would be to
Explain your reasoning with one or more complete sentences.
1. In a class of 100 students, 25 students received a grade of a. group all the data into bins 0.2 of a grade point wide.
B. What was the relative frequency of a B grade? b. draw a pie chart for the 100 individual GPAs.
a. 25 c. count how many people have identical GPAs.
b. 0.25 8. You have a list of the average gasoline price for each month
c. It cannot be calculated with the information given. during the past year. Which type of display would be most
appropriate for these data?
2. For the class described in Exercise 1, what was the
cumulative frequency of a grade of B or above? a. a bar graph b. a pie chart c. a line chart
a. 25 9. A histogram is
b. 0.25 a. a graph that shows how some quantity has changed
through history.
c. It cannot be calculated with the information given.
b. a graph that shows cumulative frequencies.
3. Which of the following is an example of qualitative data?
c. a bar chart for quantitative data.
a. waist sizes in inches b. ratings of restaurants
10. You have a histogram and you want to convert it into a line
c. meal costs at restaurants
chart. A good rst step would be to
4. The sizes of the wedges in a pie chart tell you a. make a list of all the categories in alphabetical order.
a. the number of categories in the pie chart. b. place a dot at the top of each bar, in the center of the bar.
b. the frequencies of the categories in the pie chart. c. calculate all the relative frequencies that you can read
c. the relative frequencies of the categories in the pie chart. from the histogram.
5. You have a table listing ten tourist attractions and their REVIEW QUESTIONS
annual numbers of visitors. Which type of display would 11. What is a frequency table? Explain what we mean by the
be most appropriate for these data? categories and frequencies. What do we mean by relative
a. a bar graph b. a pie chart c. a line chart frequency? What do we mean by cumulative frequency?
6. Where should you put the names of the ten tourist attrac- 12. What is the distinction between qualitative data and quan-
tions when you make your display of the data described in titative data? Give a few examples of each.
Exercise 5?
13. What is the purpose of binning? Give an example in which
a. They should be in the title of the display. binning is useful.
b. They should be in alphabetical order along the vertical
14. What two types of graphs are most common when the cat-
axis.
egories are qualitative data? Describe the construction of
c. They should be listed along the horizontal axis. each.
benn.8206.05.pgs 12/15/06 8:23 AM Page 360
15. Describe the importance of labeling on a graph, and briey 29. The responses of people in a sausage taste test where
discuss the kinds of labels that should be included on 0 5 inedible up to 5 5 outstanding
graphs.
30. The lowest high temperature in each month of the year in
16. What two types of graphs are most common when the cat- Sedona, Arizona
egories are quantitative data? Describe the construction of
each. 31. The responses (yes, no, undecided) to the question Will
you vote for a new water treatment plant?
DOES IT MAKE SENSE? 32. The total income of each household in America
Decide whether each of the following statements makes sense
33. The dessert selections at a restaurant used in a customer
(or is clearly true) or does not make sense (or is clearly false).
preference poll
Explain your reasoning.
17. I made a frequency table with two columns, one labeled 34. The number of people voting for each dessert selection in
State and one labeled State Capitol. a restaurant preference poll
18. The relative frequency of B grades in our class was 0.3. Binned Frequency Tables. In Exercises 3536, use the indi-
cated bin size to make a frequency table for the following set of
19. Your bar graph must be wrong, because your bars are
exam scores:
wider than the ones shown on the teachers answer key.
20. Your bar graph must be wrong, because it shows different 89 67 78 75 64 70 83 95 69 84
frequencies than the ones shown on the teachers answer 77 88 98 90 92 68 86 79 60 96
key. Include columns for relative frequency and cumulative fre-
21. Your pie chart must be wrong, because you have the 45% quency. Briey explain the meaning of each column.
frequency wedge near the upper left and the answer key 35. Use 5-point bins (95 to 99, 90 to 94, etc.).
shows it near the lower right.
36. Use 10-point bins (90 to 99, 80 to 89, etc.).
22. Your pie chart must be wrong, because when I added the
percentages on your wedges, they totaled 124%. 37. Largest States. The following table shows the ve most
populous U.S. states as of 2004. Make a bar graph for these
23. I was unable to make a bar chart, because the data cate- data, with the bars in descending order.
gories were qualitative rather than quantitative.
24. I rearranged the bars on my histogram so that the tallest State Population
bar would come rst. California 35.9 million
Texas 22.5 million
BASIC SKILLS & CONCEPTS
New York 19.2 million
Frequency Tables. Make a frequency table for the data in
each of Exercises 2526. Include columns for relative frequency Florida 17.4 million
and cumulative frequency. Briey explain the meaning of each Illinois 12.7 million
column.
25. Final grades of 20 students in a math class:
38. Food Franchises. The table below shows the ve food
AA BBBBB CCCCCCCC DDD FF companies with the most franchises. Make a bar graph for
these data, with the bars in descending order.
26. A lm section of a local newspaper lists 5 ve-star lms
(the highest rating), 10 four-star lms, 20 three-star lms, Company Number of franchises
15 two-star lms, and 5 one-star lms.
McDonalds 22,183
Qualitative vs. Quantitative. In Exercises 2734, determine
Subway 21,444
whether the variable described is qualitative or quantitative, and
explain why. Kentucky Fried Chicken 10,040
27. The hair color of individuals Dominos Pizza 6953
28. The average service time in a bank Dunkin Donuts 5759
benn.8206.05.pgs 12/15/06 8:23 AM Page 361
Constructing Pie Charts. Exercises 3940 each give a data set. 45. Homicide Rates. Study Figure 5.10. Write one to two
Compute the percentage for each category and construct a pie paragraphs summarizing how the homicide rate has
chart for the data. changed with time since 1960.
39. Six candidates ran for three seats on the City Council. The 46. Death Rates. Figure 5.13 shows overall death rates in the
vote tallies for the candidates are given in the table below. United States during the 20th century. Note that the spike
in 1919 was due to a worldwide epidemic of inuenza.
Candidate Votes Write a few sentences summarizing the overall trend,
Aniston 2380 describing how much the death rate changed during the
century, and putting the 1919 spike into context in terms
Clooney 1030 of its impact on the population.
Cruise 987
Jolie 1753 Death Rates per 1000 Population
20
Pitt 1914
15
Streep 2208
Rate
10
40. In a pizza preference poll, 92 people voted for their 5
favorite toppings as follows. 1900 1910 1920 1930 1940 1950 1960 1970 1980 1990 2000
Year
Topping Votes Figure 5.13 Source: National Center for Health Statistics.
Anchovies 8
FURTHER APPLICATIONS
Cheese 27
Statistical Graphs. Each of Exercises 4756 gives a table of
Pepperoni 16 data. For each exercise, do the following:
Sausage 36 a. Explain whether the data categories are qualitative or
Vegetarian 23 quantitative.
b. If the data categories are qualitative, draw either a bar graph
41. Government Income. The pie chart in Figure 4.12 on or a pie chart for the data. If the data categories are quanti-
p. 308 shows the makeup of federal government receipts. tative, draw either a histogram or a line chart for the data.
Make a bar graph for these data. c. Write a one-paragraph summary of any interesting infor-
42. Government Spending. The pie chart in Figure 4.13 on mation revealed by the graphic.
p. 309 shows the makeup of federal government spending.
47. The following frequency table gives the ages of the Nobel
Make a bar graph for these data.
Prize winners in literature at the time of their award for
43. Oscar-Winning Actors. The following data show the 1990 through 2005.
ages of 34 recent Academy Awardwinning actors at the
time they won their award. Make a frequency table for Age Number of winners
these data, using bins of 2029, 3039, and so on. Then
5859 2
draw both a histogram and a line chart to display the
binned data. 6061 1
32 37 36 32 51 53 33 61 35 45 55 39 6263 3
76 37 42 40 32 60 38 56 48 48 40 43 6465 0
62 43 42 44 41 56 39 46 31 47 40 43 6667 1
6869 2
44. Oscar Winners. In words, contrast the graphs in Exam-
7071 1
ple 7 with those you drew in Exercise 43. Do actors appear
to be more likely to win Oscars when they are younger, 7273 2
older, or neither? Do you think these graphs indicate any 7475 2
difference in how movie makers treat male and female per-
formers? Defend your opinion. 7677 2
benn.8206.05.pgs 12/15/06 8:23 AM Page 362
48. The following table lists the top eight retail companies in 51. The following table lists areas of the worlds major land
the United States, by total sales volume. masses.
Source: Wall Street Journal Almanac. 52. The following table gives the percentages of total energy
produced in the United States from various sources.
49. The following table shows the average SAT scores for vari-
ous ethnic groups in the United States in 2005. Energy source Percentage of total energy
Coal 32.2%
Ethnic group Average SAT score Natural gas 31.0%
White 1068 Crude oil 16.4%
Black 864 Nuclear power 11.7%
Native American 982 Renewable 8.7%
Asian/Pacic Islander 1091 Source: U.S. Department of Energy.
Hispanic 917
53. The following table gives the stated religions of rst-year
Source: The College Board. college students. (Note: The other religions category
consists of religions that were stated by less than 1% of the
50. The following table lists the ten musical groups with the students in the sample.)
most platinum albums in the United States (1,000,000
sales). Religion Percent of sample
Baptist 11.6
Group Number of platinum albums Catholic 30.5
The Beatles 92 Episcopal 1.7
The Eagles 81 Jewish 2.8
Led Zeppelin 80 Lutheran 5.8
AC/DC 60 Methodist 6.4
Aerosmith 59 Mormon 1.5
Pink Floyd 54 Presbyterian 4.0
Van Halen 50 United Church of Christ 1.5
U2 45 Other religions 19.3
Alabama 44 No religion 14.9
Fleetwood Mac 44 Source: UCLA Higher Education Research Institute.
benn.8206.05.pgs 12/15/06 8:23 AM Page 363
54. The following table gives the rates of violent crimes (rape, c. The total numbers of automobile fatalities in 1982 and
robbery, assault, theft) by age of victim. Rates are units of 2003 were 43,945 and 42,643, respectively. What percent-
crimes per 1000 people aged 12 or older. age of all fatalities in these two years involved alcohol?
d. In view of your answer to part c, can you offer explana-
Age group Crime rate tions for the trend in these data? Explain.
1215 51.6 57. Ages of Presidents. The following table gives the order
1619 53.0 of the presidents of the United States and the ages at
which they rst took office.
2024 43.3
a. Find a creative way to display these data.
2534 26.4 b. Which presidents could have said that they were the
35 49 18.5 youngest president (or the same age in years as the
50 64 10.3 youngest) at the time they took office?
c. Which presidents could have said that they were the
.65 2.0
oldest president (or the same age in years as the oldest) at
Source: Bureau of Justice Statistics. the time they took office?
d. Write a paragraph describing signicant features of the
55. The following table gives average family size in the United
data.
States since 1940.
Order 1 2 3 4 5 6 7 8 9 10 11
Year Family size Year Family size
Age 57 61 57 57 58 57 61 54 68 51 49
1940 3.76 1980 3.29
Order 12 13 14 15 16 17 18 19 20 21 22
1950 3.54 1985 3.23
Age 64 50 48 65 52 56 46 54 49 50 47
1960 3.67 1990 3.17
Order 23 24 25 26 27 28 29 30 31 32 33
1965 3.70 1995 3.19
Age 55 55 54 42 51 56 55 51 54 51 60
1970 3.58 2000 3.17
Order 34 35 36 37 38 39 40 41 42 43
1975 3.42 2003 3.19
Age 62 43 55 56 61 52 69 64 46 54
Source: U.S. Bureau of Census.
56. Drunk Driving Deaths. Figure 5.14 shows the number WEB PROJECTS
of automobile fatalities in the United States in which alco-
hol was involved for each year from 1982 to 2003. Find useful links for Web Projects on the text Web site:
www.aw.com/bennett-briggs
Alchohol-Related Fatalities 58. CO2 Emissions. Look for updated data concerning inter-
30,000 national carbon dioxide emissions at the Web site for the
25,000 International Energy Annual, published by the U.S. Energy
Information Administration (EIA). Create an updated or
Fatalities
20,000
15,000 expanded version of Figure 5.5. Discuss any new features
10,000 of your updated graphs.
5000 59. Energy Table. Explore some of the many energy tables at
0 the U.S. Energy Information Administration (EIA) Web
1982
1984
1986
1988
1990
1992
1994
1996
1998
2000
2002
you made your graph, and briey discuss what can be 63. Pie Chart. Find a recent news article that includes a pie
learned from it. chart. Briey discuss the effectiveness of the pie chart. For
example, would it be better if the data were displayed in a
IN THE NEWS bar graph rather than a pie chart? Could the pie chart be
improved in other ways?
61. Frequency Tables. Find a recent news article that
includes some type of frequency table. Briey describe the 64. Histogram. Find a recent news article that includes a his-
table and how it is useful to the news report. Do you togram. Briey explain what the histogram shows, and dis-
think the table was constructed in the best possible way cuss whether it helps make the point of the news article.
for the article? If so, why? If not, what would you have Are the labels clear? Is the histogram a time-series dia-
done differently? gram? Explain.
62. Bar Graph. Find a recent news article that includes a bar 65. Line Chart. Find a recent news article that includes a line
graph with qualitative data categories. Briey explain what chart. Briey explain what the line chart shows, and discuss
the graph shows, and discuss whether it helps make the whether it helps make the point of the news article. Are the
point of the news article. labels clear? Is the line chart a time-series diagram? Explain.
Now that weve discussed basic types of statistical graphs, we are ready to explore some
of the fancier graphics that appear daily in the news. We will also discuss several cau-
tions to keep in mind when interpreting media graphics.
20 E X A M P L E 1 Computing Trends
10 Summarize two major trends shown in Figure 5.15.
0 SOLUTION The most obvious trend is that both data sets
1995 1997 1999 2001 2003
show an increase with time. That is, the number of homes
FIGURE 5.15 Trends in home computing. with computers and the number of online homes both
Source: Statistical Abstract of the United States. increased with time. We see a second trend by comparing
benn.8206.05.pgs 10/12/07 4:01 PM Page 365
the bars within each year. In 1995, the number of online homes (about 10 million) was
less than one-third the number of homes with computers (about 33 million). By 2003,
the number of online homes (about 62 million) was about 90% of the number of
homes with computers (about 70 million). This tells us that a higher percentage of
computer users are going online. Now try Exercises 2324.
Stack Plots
Another common type of graph, called a stack plot, shows different data sets in a ver-
tical stack. Figure 5.16 uses a stack plot to show trends in death rates (deaths per
100,000 people) for four diseases since 1900. Each disease has its own color-coded
region, or wedge; note the importance of the legend. The thickness of a wedge at a
particular time tells you its value at that time: When a wedge is thick it has a large
value, and when it is thin it has a small value.
700
600 620
Deaths per 100,000
400 Tuberculosis
and the bottom is at about 180. So the 1980
death rate for cardiovascular disease was Cancer
300 about 620 180 = 440 (deaths per 100,000).
200 180
100
0
1900 1910 1920 1930 1940 1950 1960 1970 1980 1990 2000
Year
FIGURE 5.16 A stack plot showing trends in death rates from four diseases.
E X A M P L E 2 Stack Plot
Based on Figure 5.16, what was the death rate for cardiovascular disease in 1980? Dis-
cuss the general trends visible on this graph.
SOLUTION For 1980, the cardiovascular wedge extends from about 180 to 620 on
the vertical axis, so its thickness is about 440. Thus, the death rate in 1980 for cardio-
vascular disease was about 440 deaths per 100,000 people. The graph shows several
important trends. First, the downward slope of the top wedge shows that the overall
death rate from these four diseases decreased substantially, from nearly 800 deaths per
100,000 in 1900 to about 525 in 2003. The drastic decline in the thickness of the
tuberculosis wedge shows that this disease was once a major killer, but has been nearly
benn.8206.05.pgs 12/15/06 8:23 AM Page 366
wiped out since 1950. Meanwhile, the cancer wedge shows that the death rate from
By the Way cancer rose steadily until the mid-1990s, but has dropped somewhat since then.
Since the mid-1980s,
Now try Exercises 2528.
there has been a small
but noticeable resur-
Graphs of Geographical Data
gence of tuberculosis in We are often interested in geographical patterns in data. Figure 5.17 shows one com-
the United States. Part of mon way of displaying geographical data. In this case, the data on per capita (per per-
the resurgence is due to son) income are shown state by state. The legend explains that different colors
new strains of the dis- represent different income levels. Similar colors are used for similar income levels.
ease that resist most
common drug
Thus, it is easy to see that income levels tend to be highest in the northeast and lowest
treatments. in the south.
MT ND VT ME
OR MN
NH
ID SD WI MA
MI NY
WY RI
IA PA CT
NE NJ
NV IL OH
UT IN DE
CO WV MD
CA KS MO VA DC
KY
Key: NC
OK TN
$20,000$24,999 AZ SC
NM AR
$25,000$29,999
MS AL GA
$30,000$34,999
$35,000$39,999 TX LA
$40,000$44,999 FL
AK
HI
The display in Figure 5.17 works well because each state is associated with a
unique income level. For data that vary continuously across geographical areas, a
contour map is more convenient. Figure 5.18 shows a contour map of temperature
over the United States at a particular time. Each of the contours connects locations
with the same temperature. For example, the temperature is 50F everywhere along
the contour labeled 50 and 60F everywhere along the contour labeled 60F.
Between these two contours, the temperature is between 50F and 60F. Note that in
regions where contours are tightly spaced, there are greater temperature changes. For
example, the closely packed contours in the northeast indicate that the temperature
varies substantially over small distances. To make the graph easier to read, the regions
between adjacent contours are color-coded.
benn.8206.05.pgs 10/12/07 4:01 PM Page 367
SOLUTION
a. Connecticut was the only state with a per capita income in the highest cate-
gory shown on the graph ($40,000$44,999), so it had the highest per capita
income. (The District of Columbia was also in this category, but it is not a
state.)
b. The 80 contour passes through southern Florida, so the parts of Florida
south of this contour had a high temperature above 80.
Now try Exercises 2930.
Num
NEW YORK ber o
f bird
s
70
Alfred Richford Jefferson
Cuba
60
Oneonta
Ithaca
Beaver Dams 50
40 40
30 30
20
20
10 10
0
Jeffe
One rson
Hou
8
7 rs a onta
6 fter Rich
5 8:30 Itha ford
4 p.m ca
. Bea
ver D
Alfre ams
3
2 d
Cub
a
1
the winter. Thus, the three axes measure number of birds, time of night, and east-west
location.
SOLUTION The number of birds detected in all the cities peaked between 3 and
5 hours after 8:30 p.m., or between about 11:30 p.m. and 1:30 a.m. More birds ew
over the two easternmost cities of Oneonta and Jefferson than over cities farther west.
Thus, most of the birds were ying over the eastern part of the state. To answer the
specic question about Oneonta, note that 12:00 midnight is the midpoint of time
category 4. On the graph, this time aligns with the dip between peaks on the line at
Oneonta. Looking across to the number of birds axis, we see that about 30 birds were
ying over Oneonta at that time. Now try Exercises 3139.
Combination Graphics
All of the graphic types we have studied so far are common and fairly easy to create.
But the media today are often lled with many varieties of even more complex graph-
ics. For example, Figure 5.21 shows a graphic concerning the participation of women
in the summer Olympics. This single graphic combines a line chart, many pie charts,
and numerical data. It is certainly a case of a picture being worth far more than a
thousand words.
25.8 2,500
23.0 2,000
20.7 21.5 1,500
14.8
14.2
10.5 11.4 13.3 1,000
9.6 9.4 16.1
1.6% 0.9 1.8 2.2 2.9 4.4 9.0 8.1 500
0
1900 04 08 12 16 20 24 28 32 36 40 44 48 52 56 60 64 68 72 76 80 84 88 92 96 00 04
3 2 3 6 no 6 11 14 14 15 no 19 25 26 29 33 39 43 49 50 62 86 98 108 121 135
games games
Number of events for women
Source: International Olympic Committee
FIGURE 5.21 Source: Adapted from The New York Times.
benn.8206.05.pgs 12/15/06 8:23 AM Page 370
E X A M P L E 5 Olympic Women
Describe three trends shown in Figure 5.21.
SOLUTION The line chart shows that the total number of women competing in the
summer Olympics has risen fairly steadily, especially since the 1960s, reaching nearly
5000 in the 2004 games. The pie charts show that the percentage of women among all
competitors has also increased, reaching 44% in the 2004 games. The bold red num-
bers at the bottom show that the number of events for women has also increased dra-
matically, reaching 135 in the 2004 games.
Now try Exercises 40 41.
Perceptual Distortions
1980 $1.00
Many graphics are drawn in a way that distorts our perception of them. Figure 5.22
shows one of the most common types of distortion. The dollar-shaped bars are used
to represent the declining value of the dollar over time. The lengths of the bars repre-
sent the data, but our eyes tend to focus on the areas of the bars. For example, the bot-
tom bar is supposed to show that a dollar in 2005 was worth only 42% as much as a
dollar in 1980. Its length is indeed 42% that of the top bar, but its area is much
smaller in comparison (about 18% of the area of the top bar). This gives the percep-
1990 $0.63 tion that the value of the dollar shrank even more than it really did.
Now try Exercises 42 43.
60 100
90
55 80
70
Percent women
Percent women
50
60
45 50
40
40
30
20
35
10
30 0
1920
1960 1980 2000 1940
1920 1940 1960 1980 2000
Year Year
(a) (b)
FIGURE 5.23 Both graphs show the same data, but they look very different because their vertical
scales have different ranges.
Source: National Center for Education Statistics and Bureau of Labor Statistics.
Sometimes the scale may not be deceptive, but still requires care to avoid misinter-
pretation. Consider Figure 5.24a, which shows how the speeds of the fastest comput-
ers have increased with time. At rst glance, it appears that speeds have been
increasing linearly. For example, it might look as if the speed increased by the same
amount from 1990 to 2000 as it did from 1950 to 1960. However, if we look closely,
we see that each tick mark on the vertical scale represents a tenfold increase in speed.
Now we see that computer speed grew from about 1 to 100 calculations per second
between 1950 and 1960, and from about 100 million to 10 billion calculations per sec-
ond between 1990 and 2005. This type of scale is called an exponential scale (or
logarithmic scale), because each unit corresponds to a power of 10. In general, expo-
nential scales are useful for displaying data that vary over a huge range of values. You
can see this usefulness by looking at Figure 5.24b, where the computer data have been
recast with an ordinary scale. Because the speeds have grown so rapidly, the ordinary
scale makes it impossible to see any detail in the early years shown on the graph.
Computer Speed
1011
Calculations per second
100
108
By the Way
Billions of
1980
1990
2000
1950
1950
1960
1970
1980
1990
2000
1970
16% $24,000
Public
$20,000 Public Private
Percentage change from
previous academic year
12%
$16,000
Private
8% $12,000
$8,000
4%
$4,000
0 0
9596
9798
96 97
98 99
99 00
00 01
0102
0203
0304
0405
0506
95 96
96 97
9798
98 99
99 00
00 01
0102
0203
0304
0405
05 06
FIGURE 5.25 This graph shows the rate of increase FIGURE 5.26 This graph shows the change with time in
the actual cost (not adjusted for inflation) of tuition and
with time in tuition and fees at four-year public and
fees at four-year public and private colleges. You can
private colleges.
use the rise in these costs to calculate the percentage
Source: The College Board.
increases shown in Figure 5.25.
Source: The College Board.
Now try Exercise 47.
Pictographs
Pictographs are graphs embellished with additional artwork. The artwork may make
the graph more appealing, but it can also distract or mislead. Figure 5.27 is a picto-
graph showing the rise in world population from 1804 to 2054 (numbers for future
years are based on United Nations projections). The lengths of the bars correspond
correctly to world population for the different years listed. However, the artistic
embellishments of this graph are deceptive in several ways. For example, your eye
may be drawn to the gures of people lining the globe. Because this line of people
rises from the left side of the pictograph to the center and then falls, it might give the
benn.8206.05.pgs 12/15/06 8:23 AM Page 373
impression that future world population will be declining. In fact, the line of people is
purely decorative and carries no information.
Perhaps the most serious problem with this pictograph is that it makes it appear
that world population has been rising linearly. However, notice that the time intervals
on the horizontal axis are not uniform in size. For example, the interval between the
bars for 1 billion and 2 billion people is 123 years (from 1804 to 1927), but the inter-
val between the bars for 5 billion and 6 billion people is only 12 years (from 1987 to
1999).
Pictographs are very common, but as this example shows, you have to study them
carefully to extract the essential information and not be distracted by the cosmetic
effects. Now try Exercise 48.
EXERCISES 5D
5. Consider Figure 5.18. Notice the small loop labeled 40F 14. Describe how perceptual distortions can arise in graphics
near the southeast corner of Idaho (ID). What can you say and how they can be misleading.
about temperatures within that small region?
15. How can graphics be misleading when the scales do not
a. They were 40F. go all the way to zero? Why are such graphics sometimes
b. They were higher than 40F but lower than 50F. useful?
c. They could have been anything above 40F.
16. What is an exponential scale? When is an exponential scale
6. Suppose you are given a contour map showing elevation useful?
(altitude) for the state of Vermont. The region with the
most closely spaced contours represents 17. Explain how a graph that shows percentage change can
show descending bars (or a descending line) even when the
a. the highest altitude. variable of interest is increasing.
b. the lowest altitude.
18. What is a pictograph? How can a pictograph enhance a
c. the steepest terrain. graph? How can it make a graph misleading?
7. Consider Figure 5.21. Approximately how many women
participated in the 1948 Olympics? DOES IT MAKE SENSE?
a. 19 b. 9.4 c. 450 Decide whether each of the following statements makes sense
(or is clearly true) or does not make sense (or is clearly false).
8. Consider Figure 5.23a. The way the graph is drawn
Explain your reasoning.
a. makes the graph completely invalid. 19. My bar chart contains more information than yours,
b. makes the changes from one decade to the next appear because I made my bars three-dimensional.
larger than they really were.
20. I used an exponential scale because the data values for my
c. makes it more difficult to see the upward and downward categories ranged from 7 to 450,000.
trends that have occurred over time.
9. Consider Figure 5.24a. Moving one tick mark up the verti- 21. Theres been only a very slight rise in our stock price over
cal axis represents an increase in computer speed of the past few months, but I wanted to make it look dramatic
so I started the vertical scale from the lowest price rather
a. 1 billion calculations per second. than from zero.
b. a factor of 2.
22. A graph showing the yearly rate of increase in the number
c. a factor of 10. of computer users has a slight downward trend, even
10. Consider Figure 5.25. In years where the graph slopes though the actual number of users is rising.
downward with time,
BASIC SKILLS & CONCEPTS
a. college costs decreased.
23. Net Grain Production. Net grain production is the dif-
b. the cost of college rose, but by a lower percentage than
ference between the amount of grain a country produces
in previous years.
and the amount of grain its citizens consume. It is positive
c. the cost of college rose, but the new cost represented a if the country produces more than it consumes, and nega-
lower proportion of the average persons income. tive if the country consumes more than it produces. Fig-
ure 5.28 shows the net grain production of four countries
REVIEW QUESTIONS in 1990 and projected for 2030.
11. Briey describe the construction and use of multiple bar a. Which of the four countries had to import grain to meet
graphs and stack plots. its needs in 1990?
12. What are geographical data? Briey describe at least two b. Which of the four countries are expected to need to
ways to display geographical data. Be sure to explain the import grain to meet needs in 2030?
meaning of contours on a contour map.
c. Given that India and China are the worlds two most
13. What are three-dimensional graphics? Explain the differ- populous countries, what does this graph tell you about
ence between graphics that only appear three-dimensional how world agriculture will have to change between now
and those that show truly three-dimensional data. and 2030?
benn.8206.05.pgs 12/15/06 8:23 AM Page 375
Net Grain Production, school. What do these data say about the value of a col-
1990 and 2030 (projected) lege education?
100
c. The graph has a three-dimensional appearance. Is it
1990 showing true three-dimensional data, or is the appear-
50
2030
ance purely cosmetic? Do you think the three-
0 dimensional appearance helps or hinders the display?
Millions of tons
Median Earnings of Workers 21 Years and Over by d. Compare the total numbers of degrees awarded in 1950
Educational Attainment, 1985 to 2000 and 2005.
50,000 1400
College graduates (thousands)
1200
40,000
1000 Women
30,000 Men
800
20,000 600
10,000 400
200
0
Overall Not high High Some Bachelors Advanced 0
1900
1910
1920
1930
1940
1950
1960
1970
1980
1990
2000
27. Federal Spending. Figure 5.31 shows the changes in Interpret the stack plot and discuss some of the trends it
major spending categories of the federal budget. (Payments reveals.
to individuals includes Social Security and Medicare; net
a. Find the percentage of the budget that went to net
interest represents interest payments on the national debt;
interest in 1990, 1995, and 2005.
all other represents non-defense discretionary spending.)
b. Find the percentage of the budget that went to defense
in 1960, 1980, and 2005.
Percentage Composition of Federal
Government Outlays c. Find the percentage of the budget that went to pay-
ments to individuals in 1980, 2000, and 2005.
100
All other
28. Federal Trends. Consider Figure 5.31. Summarize at
80 Net interest least three trends shown in the gure.
30. Contour Elevations. Contour maps are often used to (projected) in two different ways; the age categories are in oppo-
show geographical elevations. Figure 5.33 shows elevation site order so that all of the data can be viewed. Use these graphs
contours around Boulder, Colorado. Discuss a few key fea- to answer the questions in Exercises 3139.
tures shown on the map. 31. Briey describe the meaning of each bar.
N
32. Do these graphs display true three-dimensional data, or is
the three-dimensional look cosmetic?
W E
33. How has the percentage of the youngest Americans
S changed since 1960?
34. Estimate the percentage of 5- to 17-year-olds in 1960 and
in 2000.
35. Estimate the percentage of 45- to 65-year-olds in 1960 and
in 2010.
36. In which year did (will) the 25- to 44-year-old group com-
prise the largest percentage of the population?
37. In which year did (will) the 45- to 65-year-old group com-
prise the largest percentage of the population?
38. Which age group is expected to see the greatest increase
FIGURE 5.33 between 2000 and 2050?
U.S. Age Distribution. Parts (a) and (b) of Figure 5.34 display 39. Describe the most signicant changes that you see in the
the age distribution of the U.S. population from 1960 to 2050 U.S. population between 1960 and 2050.
40. Extending the Olympic Graph. Make a list of all the
U.S. Age Distribution data you would need in order to extend the graph in
Figure 5.21 to the 2008 Olympics and beyond.
35
30
41. Data for 2008 Olympics. Use the Web to nd the data
you need to extend Figure 5.21 (see Exercise 40) through
25
Percent of 20
the 2008 Olympics (assuming they have occurred by the
population time you read this problem). Then photocopy the graph
15 5 and add the new data on the same graph.
10 517
5
1824 42. Volume Distortion. Figure 5.35 uses television sets to
2544 represent the numbers of homes with cable in 1980 and
0 4565
1960
1970
1980
65
1990
2000
2050
Year
(a)
35
30
25
Percent of 20
population 2005
15 65
10 4565
5 2544
1824
0 517
1960
1980
1970
1980
5
1990
2000
2010
2050
Year
(b)
18 million homes 73 million homes
FIGURE 5.34 FIGURE 5.35
benn.8206.05.pgs 12/15/06 8:23 AM Page 378
2005. Note that the heights of the TVs represent the num-
bers of homes. Briey explain how the graph creates a per- Lincoln
ceptual distortion that exaggerates the true change in the
number of homes with cable. Saab
750
700
47. Rising College Costs. Refer to Figures 5.25 and 5.26 to
650 answer the following questions.
600 a. In what academic year did public college costs rise by
the largest percentage? What was the percentage
550
increase?
500
Men Women b. In the same year (as part a), what was the percentage
FIGURE 5.37 Source: U.S. Census Bureau. increase in private college costs?
c. In the same year, which had the larger increase in actual
45. Braking Distances. Figure 5.38 shows the braking dis- cost (in dollars): public or private colleges? Explain.
tance for four different cars. Discuss the ways in which it
might be deceptive. How much greater is the braking dis- 48. World Population. Recast Figure 5.27 with a proper hor-
tance of Lincolns than the braking distance of Oldsmo- izontal axis. What trends are clear in your new graph that
biles? Draw the display in a fairer way. are not clear in the original? Explain.
benn.8206.05.pgs 12/15/06 8:23 AM Page 379
FURTHER APPLICATIONS 51. Daily Newspapers. The following table gives the number
of daily newspapers and their total circulation (in millions)
Creating Graphics. Exercises 4952 give tables of real data.
for selected years since 1920.
For each table, make a graphical display of the data. You may
choose any graphic type that you feel is appropriate to the data
set. In addition to making the display, write a few sentences Number of Circulation
explaining why you chose this type of display and a few sen- Year daily newspapers (millions)
tences describing interesting patterns in the data. 1920 2042 27.8
49. Percent Never Married. The following table shows the 1930 1942 39.6
percentages, for 1970 and 2003, of men and women in var-
ious age categories who were never married. 1940 1878 41.1
1950 1772 53.9
1960 1763 58.8
Women 1970 2003 Men 1970 2003 1970 1748 62.1
2024 35.8 75.4 2024 54.7 86.0 1980 1747 62.2
2529 10.5 40.3 2529 19.1 54.6 1990 1611 62.3
3034 6.2 22.7 3034 9.4 33.1 2000 1485 56.1
3539 5.4 14.3 3539 7.2 21.8 2003 1456 55.2
40 44 4.9 12.2 4044 6.3 17.4 Source: Editor & Publisher.
Source: U.S. Census Bureau. 52. Firearm Fatalities. The following table summarizes
deaths due to rearms in different nations in a recent year.
50. Alcohol on the Road. The following table gives the total Fatal
number of automobile fatalities and the number of fatali- Country Total Homicides Suicides accidents
ties in which alcohol was involved for 1982 to 2004. All
gures are in thousands of deaths. U.S. 35,563 15,835 18,503 1225
Germany 1197 168 1004 25
Canada 1189 176 975 38
Year Total Alcohol Australia 536 96 420 20
1982 43,945 26,173 Spain 396 76 219 101
1984 44,257 24,762 U.K. 277 72 193 12
1986 46,087 25,017 Sweden 200 27 169 4
1988 47,087 23,833 Vietnam 131 85 16 30
1990 44,599 22,587 Japan 93 34 49 10
1992 39,250 18,290 Source: Coalition to Stop Gun Violence.
1994 40,716 17,308
53. Seasonal Effects on Schizophrenia? The graph in
1996 42,065 17,749 Figure 5.39 shows data regarding the relative risk of schiz-
1998 41,501 16,673 ophrenia among people born in different months.
2000 41,945 17,380 a. Note that the scale of the vertical axis does not include
zero. Sketch the same risk curve using an axis that
2002 42,815 17,419
includes zero. Comment on the effect of this change.
2004 42,643 17,013
b. Each value of the relative risk is shown with a dot at its
Source: National Highway Traffic most likely value and with an error bar indicating the
Safety Administration. range in which the data value probably lies. The study
benn.8206.05.pgs 12/15/06 8:23 AM Page 380
concludes that the risk was also signicantly associated WEB PROJECTS
with the season of birth. Given the size of the error
Find useful links for Web Projects on the text Web site:
bars, does this claim appear justied? (Is it possible to
www.aw.com/bennett-briggs
draw a at line that passes through all of the error bars?)
55. Weather Maps. Many Web sites offer contour maps with
current weather data. For example, you can use the Yahoo
1.4
Weather site to generate many different contour weather
maps. Generate at least two contour weather maps and dis-
1.3
cuss what they show.
1.2
1.1 56. Cancer Cure. As shown in Figure 5.16, cancer is one of
Relative risk
r
57. USA Snapshot. The USA Today Web site offers a daily
br y
M ry
ch
l
ay
ne
A ly
em t
r
em r
ec ber
be
ri
pt us
O be
e
Fe u a r
Ju
N tob
ua
Ap
M
ar
Ju
c
Ja
ov
Month of birth
FIGURE 5.39 Source: New England Journal IN THE NEWS
of Medicine. 58. News Graphics. Find a recent news report that shows a
multiple bar graph or stack plot. Comment on the effec-
tiveness of the display. Could another display have been
54. Starting Salaries for Men and Women. Consider the used to depict the same data?
data in the table below showing the average starting
59. Geographical Data. Find an example of a graph of geo-
salaries for men and women with various levels of educa-
graphical data in a recent news report. Comment on the
tion. Construct a graphical display and write two para-
effectiveness of the display. Could another display have
graphs that demonstrate as clearly as possible the evident
been used to depict the same data?
disparity in the salaries of men and women.
60. Three-Dimensional Effects. Find an example of a three-
Male Female dimensional display in a recent news report. Are the data
three-dimensional or are the three-dimensional effects
Overall $44,726 $28,367
cosmetic? Comment on the effectiveness of the display.
Not a HS graduate 21,447 14,214 Could another display have been used to depict the same
HS graduate only 33,266 21,659 data?
Some college 36,419 22,615 61. Graphic Confusion. Find an example in a recent news
report of a graph that is misleading in one of the ways dis-
Associates degree 43,462 29,537
cussed in this unit. Explain what makes the graph mislead-
Bachelors degree 63,084 38,447 ing, and describe how it could have been drawn more
Masters degree 76,896 48,205 honestly.
Professional 136,128 72,445 62. Outstanding News Graph. Find a graph from a recent
Doctorate 95,894 73,516 news report that, in your opinion, is truly outstanding in
displaying data visually. Discuss what the graph shows, and
Source: U.S. Census Bureau, 2003. explain why you think it is so outstanding.
benn.8206.05.pgs 12/15/06 8:23 AM Page 381
A major goal of many statistical studies is to determine whether one factor causes
another. For example, does smoking cause lung cancer? In this unit, we will discuss
how statistics can be used to search for correlations that might suggest a cause-and-
effect relationship. Then well explore the more difficult task of establishing causality.
Seeking Correlation
What does it mean when we say that smoking causes lung cancer? It certainly does not
mean that youll get lung cancer if you smoke a single cigarette. It does not even mean Smoking is one of the
that youll denitely get lung cancer if you smoke heavily for many years, since some leading causes of
heavy smokers do not get lung cancer. Rather, it is a statistical statement meaning that statistics.
you are much more likely to get lung cancer if you smoke than if you dont smoke. FLETCHER KNEBEL
Lets try to understand how researchers learned that smoking causes lung cancer.
Before they could investigate cause, researchers rst needed to establish correlations
between smoking and cancer. The process of establishing correlations began with
observations. The early observations were informal. Doctors noticed that smokers
made up a surprisingly high proportion of their patients with lung cancer. This sug-
gestion of a linkage led to carefully conducted studies in which researchers compared
lung cancer rates among smokers and nonsmokers. These studies showed clearly that
heavier smokers were more likely to get lung cancer. In more formal terms, we say
that there is a correlation between the variables amount of smoking and incidence of lung
cancer. A correlation is a special type of relationship between variables, in which a rise
or fall in one goes along with a corresponding rise or fall in the other.
DEFINITION
A correlation exists between two variables when higher values of one variable
consistently go with higher values of another or when higher values of one vari-
able consistently go with lower values of another.
Scatter Diagrams
Table 5.6 shows the production cost and gross receipts (total revenue from ticket
sales) for the 15 biggest-budget science ction and fantasy movies of all time (through
mid-2006). Movie executives presumably hope there is a favorable correlation
between the production budget and the receipts. That is, they hope that spending
more to produce a movie will result in higher box office receipts. But is there such a
correlation? We can look for a correlation by making a scatter diagram showing the
relationship between the variables production cost and gross receipts.
Note: Gross receipts are for United States only; worldwide receipts are often sub-
stantially higher. These figures are not adjusted for inflation.
DEFINITION
A scatter diagram is a graph in which each point represents the values of two
variables.
benn.8206.05.pgs 12/15/06 8:23 AM Page 383
The following procedure describes how we make the scatter diagram, which is
shown in Figure 5.40:
1. We assign one variable to each axis, and we label each axis with values that
comfortably t the data. Here, we assign production cost to the horizontal axis
and gross receipts to the vertical axis. We choose a range of $50 to $250 million
for the production cost axis and $0 to $450 million for the gross receipts axis.
2. For each movie in Table 5.6, we plot a single point at the horizontal position
corresponding to its production cost and the vertical position corresponding to Technical Note
its gross receipts. For example, the point for the movie Waterworld goes at a We often have some
position of $175 million on the horizontal axis and $88 million on the vertical reason to think that
axis. The dashed lines on Figure 5.40 show how we locate this point. one variable depends
at least in part on the
3. (Optional) If we wish, we can label data points, as is done for selected points in other. In the case of
Figure 5.40. Figure 5.40, we might
guess that gross
receipts should
450
depend on the pro-
Gross receipts (millions of dollars)
400 Spider-Man
Spider-Man 2
duction cost. We
350
therefore call produc-
tion cost the expla-
300 Harry Potter/Goblet of Fire Chronicles of Narnia natory variable and
250 gross receipts the
King Kong response variable,
200 Batman Begins
because the produc-
150 Terminator 3 tion cost might help
Hulk Van Helsing
100
explain the gross
Waterworld receipts. The explana-
50 Poseidon tory variable is usually
0 plotted on the hori-
50 100 150 200 250 zontal axis and the
Production cost (millions of dollars) response variable on
FIGURE 5.40 Scatter diagram for the data in Table 5.6. the vertical axis.
Types of Correlation
Look carefully at the scatter diagram for movies in Figure 5.40. The dots seem to be
scattered about with no apparent pattern. In other words, at least for these big-budget
movies, there appears to be little or no correlation between the amount of money
spent producing the movie and the amount of money it earned in gross receipts.
Now consider the scatter diagram in Figure 5.41, which shows the weights (in
carats) and retail prices of 23 diamonds. Here, the dots show a clear upward trend,
indicating that larger diamonds generally cost more. The correlation is not perfect.
For example, the heaviest diamond is not the most expensive. But the overall trend
seems fairly clear. Because the prices tend to increase with the weights, we say that
Figure 5.41 shows a positive correlation.
benn.8206.05.pgs 12/15/06 8:23 AM Page 384
Higher weight generally goes with Higher life expectancy generally goes with lower
higher price, so this is a positive correlation. infant mortality, so this is a negative correlation.
12,000 80
India Egypt
10,000
60 Brazil
8,000 Peru Israel,
Kenya Guatemala Czech
6,000 40
Republic
Mexico
4,000 Russia Greece
20 South
2,000 Canada,
Korea Australia
0 0
0 1.5 0.52 1
2.5 60 70 80 50
Weight (carats) Life expectancy (years)
FIGURE 5.41 A scatter diagram for diamond weights FIGURE 5.42 A scatter diagram for life expectancy and
and prices. infant mortality.
In contrast, Figure 5.42 shows a scatter diagram for the variables life expectancy and
infant mortality in 16 countries. We again see a clear trend, but this time it is a
negative correlation: Countries with higher life expectancy tend to have lower infant
mortality.
Besides stating whether a correlation exists, we can also discuss its strength. The
more closely the data follow the general trend, the stronger is the correlation.
By the Way
In statistics, the
correlation coefficient
RELATIONSHIPS BETWEEN TWO DATA VARIABLES
provides a quantitative
measure of the strength No correlation: There is no apparent relationship between the two variables.
of a correlation. It is
defined to be 1 for a Positive correlation: Both variables tend to increase (or decrease) together.
perfect (meaning all
data points lie on a sin- Negative correlation: The two variables tend to change in opposite directions,
gle straight line) positive with one increasing while the other decreases.
correlation, 21 for a per-
fect negative correla- Strength of a correlation: The more closely two variables follow the general
tion, and 0 for no trend, the stronger the correlation (which may be either positive or negative). In a
correlation. perfect correlation, all data points lie on a straight line.
Source: U.S. Bureau of Labor Statistics; 2006 data through May of that year.
SOLUTION We make the scatter diagram by plotting the variable unemployment rate
on the horizontal axis and the variable ination rate on the vertical axis. To make the
graph easy to read, we use values ranging from 3.5% to 8% for the unemployment
rate and from 0 to 6% for the ination rate. Figure 5.43 shows the result. To the eye,
there does not appear to be any obvious correlation between the two variables. (A cal-
culation conrms that there is no appreciable correlation.) Thus, these data do not
support the historical claim of a negative correlation between the unemployment and
ination rates.
5
Inflation rate (%)
4
3
2
1
0
4 5 6 7 8
Unemployment rate (%)
FIGURE 5.43 Scatter diagram for the data in Table 5.7.
Now try Exercises 2324.
70 70
50 50
40 40
30 30
20 20
20 30 40 50 60 20 30 40 50 60
Same-day forecast (F) Three-day forecast (F)
FIGURE 5.44 Comparison of actual high temperatures with same-day and three-day
forecasts.
SOLUTION Both scatter diagrams show a general trend in which higher predicted
temperatures mean higher actual temperatures. Thus, both show positive correla-
tions. However, the points in the left diagram lie more nearly on a straight line, indi-
cating a stronger correlation than in the right diagram. This makes sense, because we
expect weather forecasts to be more accurate on the same day than three days in
advance. Now try Exercises 2526.
Establishing Causality
Suppose you have discovered a correlation and suspect causality. How can you test
your suspicion? Lets return to the issue of smoking and lung cancer. The strong cor-
relation between smoking and lung cancer did not by itself prove that smoking causes The truth is rarely pure
lung cancer. In principle, we could have looked for proof with a controlled experi- and never simple.
ment. But such an experiment would be unethical, since it would require forcing a
OSCAR WILDE
group of randomly selected people to smoke cigarettes. So how was smoking estab-
lished as a cause of lung cancer?
The answer involves several lines of evidence. First, researchers found correlations
between smoking and lung cancer among many groups of people: women, men, and
people of different races and cultures. Second, among groups of people that seemed
otherwise identical, lung cancer was found to be rarer in nonsmokers. Third, people
who smoked more and for longer periods of time were found to have higher rates of
lung cancer. Fourth, when researchers accounted for other potential causes of lung
cancer (such as exposure to radon gas or asbestos), they found that almost all the
remaining lung cancer cases occurred among smokers.
These four lines of evidence made a strong case, but still did not rule out the possi-
bility that some other factor, such as genetics, predisposes people both to smoking
and to lung cancer. However, two additional lines of evidence made this possibility
highly unlikely. One line of evidence came from animal experiments. In controlled
experiments, animals were divided into randomly chosen treatment and control
groups. The experiments still found a correlation between inhalation of cigarette
smoke and lung cancer, which seems to rule out a genetic factor, at least in the ani-
mals. The nal line of evidence came from biologists studying cell cultures (that is,
small samples of human lung tissue). The biologists discovered the basic process by
which ingredients in cigarette smoke can create cancer-causing mutations. This
process does not appear to depend in any way on specic genetic factors, making it all
but certain that lung cancer is caused by smoking and not by any preexisting genetic
factor.
benn.8206.05.pgs 12/15/06 8:23 AM Page 388
The following box summarizes these ideas about establishing causality. Generally
By the Way speaking, the case for causality is stronger when more of these guidelines are met.
The first four guidelines
for establishing causality
are called Mills meth- GUIDELINES FOR ESTABLISHING CAUSALITY
ods, after the English
philosopher and econo- To investigate whether a suspected cause actually causes an effect:
mist John Stuart Mill
(18061873). Mill was a
1. Look for situations in which the effect is correlated with the suspected cause
leading scholar of his even while other factors vary.
time and an early advo- 2. Among groups that differ only in the presence or absence of the suspected
cate of womens right to cause, check that the effect is similarly present or absent.
vote.
3. Look for evidence that larger amounts of the suspected cause produce larger
amounts of the effect.
4. If the effect might be produced by other potential causes (besides the suspected
cause), make sure that the effect still remains after accounting for these other
potential causes.
5. If possible, test the suspected cause with an experiment. If the experiment can-
not be performed with humans for ethical reasons, consider doing the experi-
ment with animals, cell cultures, or computer models.
6. Try to determine the physical mechanism by which the suspected cause pro-
duces the effect.
CO2 (ppm)
400 average temperature. 360 occurring in the past
350 today 400,000 years.
CO2 (ppm)
300 340
1750
250
320
200
150 300
400,000 300,000 200,000 100,000 0 1960 1970 1980 1990 2000 2010
Years ago Year
FIGURE 5.45 The atmospheric concentration of carbon dioxide and global average tempera-
ture over the past 400,000 years.The recent CO2 data (right) represent direct meas-
urements (at Mauna Loa, Hawaii); the past data come from studies of air bubbles
trapped in Antarctic ice.The concentration is measured in parts per million (ppm).
1.0
Observations show a clear rise
average global temperature) (C)
0.5
0.0
1.0
1850 1900 1950 2000
Year
FIGURE 5.46 This graph compares the predictions of
various climate models (green swath) with observed tem-
perature changes (red line) since about 1860. The agree-
ment is not perfecttelling us we still have much to
learnbut it is good enough to give us confidence that
greenhouse gases are indeed causing global warming.
model data and real data, showing good agreement and clearly suggesting that human
activity is the cause of global warming. If you include the effects of the greenhouse
gases put into the atmosphere by humans, the models agree with the data, but if you
leave out these effects, the models fail.
benn.8206.05.pgs 12/15/06 8:23 AM Page 391
Confidence in Causality
If human activity is causing global warming, wed be wise to change our activities so as
to stop it. But while we have good reason to think that this is the case, not everyone is
yet convinced. Moreover, the changes needed to slow global warming might be very
expensive. How do we decide when weve reached the point where something like
global warming requires steps to address it?
In an ideal world, we would continue to study the issue until we could establish
for certain that human activity is the cause of global warming. However, we have
seen that it is difficult to establish causality and often impossible to prove causality
beyond all doubt. We are therefore forced to make decisions about global warming,
and many other important issues, despite remaining uncertainty about cause and
effect.
In other areas of mathematics, accepted techniques help us deal with uncertainty
by allowing us to calculate numerical measures of possible errors. But there are no
accepted ways to assign such numbers to the uncertainty that comes with questions of By the Way
causality. Fortunately, another area of study has dealt with practical problems of For criminal trials, the
causality for hundreds of years: our legal system. You may be familiar with the follow- Supreme Court
ing three broad ways of expressing a legal level of condence. endorsed this guidance
from Justice Ginsburg:
Proof beyond a reason-
able doubt is proof that
leaves you firmly con-
vinced of the defen-
dants guilt. There are
BROAD LEVELS OF CONFIDENCE IN CAUSALITY very few things in this
world that we know with
Possible cause: We have discovered a correlation, but cannot yet determine
absolute certainty, and
whether the correlation implies causality. In the legal system, possible cause (such in criminal cases the law
as thinking that a particular suspect possibly caused a particular crime) is often the does not require proof
reason for starting an investigation. that overcomes every
possible doubt. If, based
Probable cause: We have good reason to suspect that the correlation involves on your consideration of
cause, perhaps because some of the guidelines for establishing causality are satis- the evidence, you are
ed. In the legal system, probable cause is the general standard for getting a judge firmly convinced that
the defendant is guilty
to grant a warrant for a search or wiretap.
of the crime charged,
Cause beyond reasonable doubt: We have found a physical model that is so suc- you must find him guilty.
If on the other hand, you
cessful in explaining how one thing causes another that it seems unreasonable to
think there is a real possi-
doubt the causality. In the legal system, cause beyond reasonable doubt is the usual bility that he is not guilty,
standard for conviction. It generally demands that the prosecution show how and you must give him the
why (essentially the physical model) the suspect committed the crime. Note that benefit of the doubt
beyond reasonable doubt does not mean beyond all doubt. and find him not guilty.
benn.8206.05.pgs 12/15/06 8:23 AM Page 392
While these broad levels remain fairly vague, they give us at least some common
language for discussing condence in causality. If you study law, you will learn much
more about the subtleties of interpreting these terms. However, because statistics has
little to say about them, we will not discuss them much further in this book.
EXERCISES 5E
QUICK QUIZ 6. What type of correlation would you expect between wages
and the unemployment rate?
Choose the best answer to each of the following questions.
Explain your reasoning with one or more complete sentences. a. none
1. If X is correlated with Y, b. positive: higher wages would go with higher
a. X causes Y. unemployment
b. increasing values of X go with increasing values of Y. c. negative: higher wages would go with lower
unemployment
c. increasing values of X go with either increasing or
decreasing values of Y. 7. You have found a higher rate of birth defects among babies
2. Consider Figure 5.42. According to this diagram, life born to women exposed to second-hand smoke. To support
expectancy in Russia is about a claim that the second-hand smoke caused the birth
defects, what else should you expect to nd?
a. 22 years. b. 63 years. c. 58 years.
a. evidence that higher rates of defects are correlated with
3. If the points on a scatter diagram fall on a nearly straight exposure to greater amounts of smoke
line sloping upward, the two variables have
b. evidence that these types of birth defects occur only in
a. a strong positive correlation. babies whose mothers were exposed to smoke, and never
b. a weak negative correlation. to any other babies
c. no correlation. c. evidence that the types of birth defects in these babies
are more debilitating than other types of birth defects
4. If the points on a scatter diagram fall into a broad swath
that slopes downward, the two variables have 8. Consider Figure 5.45. According to this graph, how does
a. a strong positive correlation. the CO2 concentration today compare to the highest CO2
concentrations during the 400,000 years before humans
b. a weak negative correlation.
began industry?
c. no correlation.
a. The values are about the same.
5. When can you rule out the possibility that changes to vari-
b. Todays value is about 10% higher.
able X cause changes to variable Y?
a. when there is no correlation between X and Y c. Todays value is about 30% higher.
b. when there is a negative correlation between X and Y 9. Based on the trend shown in Figure 5.45, predict the CO2
c. when a scatter diagram of the two variables shows points concentration in the year 2040.
lying in a straight line a. 390 ppm b. 420 ppm c. 600 ppm
benn.8206.05.pgs 12/15/06 8:23 AM Page 393
10. A jury nding that a person is guilty beyond reasonable 21. I had originally suspected that an increase in variable E
doubt is supposed to mean that would cause a decrease in variable F, but I no longer
a. the person is denitely guilty. believe this because I found no correlation between the
two variables.
b. the 12 members of the jury each felt that there was more
than a 50% chance that the person was guilty. 22. I agree that we should require kids to wear helmets if hel-
c. any reasonable person would conclude that the evidence mets really lower injury rates, but it makes no sense to start
was sufficient to establish guilt. this requirement until we have absolute proof that helmets
cause the lower injury rate.
REVIEW QUESTIONS
BASIC SKILLS & CONCEPTS
11. What is a correlation? Give three examples of pairs of vari-
ables that are correlated. Interpreting Scatter Diagrams. Exercises 2326 each show a
scatter diagram with its axes labeled. For each exercise, do the
12. What is a scatter diagram, and how do you make one? How following:
can we use a scatter diagram to look for a correlation? a. Indicate the variables for which we can seek a correlation
with this diagram.
13. Dene and distinguish among positive correlation, nega-
tive correlation, and no correlation. How do we determine b. State whether the diagram shows a positive correlation, a
the strength of a correlation? negative correlation, or no correlation. If there is a positive
or negative correlation, state whether it is strong or weak.
14. Describe the three general categories of explanation for a c. In words, summarize any conclusions you can draw from
correlation. Give an example of each. the diagram.
15. Briey describe each of the six guidelines presented in this
unit for establishing causality. Give an example of the 23. 2004 Model Cars
application of each guideline. 35
City gas mileage (mi/gal)
16. Briey describe three levels of condence in causality and 30
how they can be useful when we do not have absolute 25
proof of causality.
20
DOES IT MAKE SENSE? 15
Decide whether each of the following statements makes sense 10
(or is clearly true) or does not make sense (or is clearly false). 1500 2500 3500 4500
Explain your reasoning. Weight of cars (pounds)
17. There is a strong negative correlation between the price
of tickets and the number of tickets sold. This suggests
that if we want to sell a lot of tickets, we should lower the
price.
24. U.S. Presidential Elections, 19642004
18. There is a strong positive correlation between the amount
of time spent studying and grades in mathematics classes.
This suggests that if you want to get a good grade, you 8
should spend more time studying.
Unemployment (%)
7
6
19. I found a nearly perfect positive correlation between vari-
able A and variable B, and therefore was able to conclude 5
that an increase in variable A causes an increase in vari- 4
able B. 3
2
20. I found a nearly perfect negative correlation between 1
variable C and variable D, and therefore was able to con- 0
clude that an increase in variable C causes a decrease in 50 55 60 65 70
variable D. Voter turnout (%)
benn.8206.05.pgs 12/15/06 8:23 AM Page 394
$120,000
$180,000
$210,000
$90,000
$150,000
$240,000
$270,000
35. Defense and Economy. The table below gives the per
capita gross national product and the per capita expendi-
Salary level (dollars per year) ture on defense for eight developed countries. Gross
national product (GNP) is a measure of the total economic
output of a country in monetary terms. Per capita GNP is
26. U.S. Farms 19502000
the GNP averaged over every person in the country.
500
450
Average size (acres)
30. Altitude on a mountain hike and air pressure Ken Caminiti (1996 NL) 40 .326
Juan Gonzalez (1996 AL) 47 .314
31. Population of a state and average salary of public school
teachers Larry Walker (1997 NL) 49 .366
32. Population of a state and percentage of foreign-born Ken Griffey Jr. (1997 AL) 56 .304
residents Sammy Sosa (1998 NL) 66 .308
33. Fertility rate of women and life expectancy in the country Juan Gonzalez (1998 AL) 45 .318
Chipper Jones (1999 NL) 45 .319
34. Family income of public school students and experience of
teacher (continued)
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Alex Rodriguez (2003 AL) 47 .298 39. The following table gives the average teacher salary and
the expenditure on public education per pupil for ten states
Barry Bonds (2004 NL) 45 .362
in 2004.
Vladimir Guerrero (2004 AL) 39 .337
Albert Pujols (2005 NL) 41 .330 Average teacher Per pupil
State salary (dollars) expenditure (dollars)
Alex Rodriguez (2005 AL) 48 .321
Alabama 38,325 6701
Alaska 51,736 9808
37. The following table gives per capita personal income and Arizona 41,843 5474
percent of the population below the poverty level for ten Connecticut 57,337 11,774
states in 2004. Massachusetts 53,181 10,772
North Dakota 35,441 6683
Oregon 49,169 7587
Per capita Percent of
personal population below Texas 40,476 7168
State income (dollars) poverty level Utah 38,976 5245
California 35,019 13.1 Wyoming 39,532 9673
Colorado 36,063 9.7 Source: National Education Association.
Illinois 34,351 12.6
40. The following table gives mean daily Caloric intake (all
Iowa 30,560 8.9 residents) and infant mortality rate (per 1000 births) for
Minnesota 35,861 7.4 ten countries.
Correlation and Causality. Exercises 4146 make statements 50. High-Voltage Power Lines. Suppose that people living
about a correlation. In each case, state the correlation clearly near a particular high-voltage power line have a higher
(for example, there is a positive correlation between variable A incidence of cancer than people living farther from the
and variable B). Then state whether the correlation is most power line. Can you conclude that the high-voltage power
likely due to coincidence, a common underlying cause, or a line is the cause of the elevated cancer rate? If not, what
direct cause. Explain your answer. other explanations might there be for it? What other types
of research would you like to see before you conclude that
41. In a large resort city, the crime rate increased at the same high-voltage power lines cause cancer?
time that the number of tourists increased.
51. Soccer and Birthdays. A recent study revealed that the
42. Over the past three decades, the number of miles of free- best soccer players in the world tend to have birthdays in
ways in Los Angeles has grown, and traffic congestion has the earlier months of the year. Is this a coincidence or can
worsened. you nd a plausible explanation?
43. When gasoline prices rise, sales of sport utility vehicles
decline. WEB PROJECTS
44. Sales of ice cream in a local restaurant are positively corre- Find useful links for Web Projects on the text Web site:
lated with sales of swimming suits at a local store. www.aw.com/bennett-briggs
45. Automobile gas mileage decreases with tire pressure. 52. Success in the NFL. Use the Web to nd last seasons
NFL team statistics. Make a table showing the following
46. Over a period of twenty years, the number of ministers and for each team: number of wins, average yards gained on
priests in a city increased, as did attendance at movies. offense per game, and average yards allowed on defense
per game. Make scatter diagrams to explore the correla-
47. Identifying Causes: Headaches. You are trying to iden-
tions between offense and wins and between defense and
tify the cause of late-afternoon headaches that plague you
wins. Discuss your ndings. Do you think that there are
several days each week. For each of the following tests and
other team statistics that would yield stronger correlations
observations, explain which of the six guidelines for estab-
with the number of wins?
lishing causality you used and what you concluded.
The headaches occur only on days that you go to work. 53. Statistical Abstract. Explore the frequently requested
tables at the Web site for the Statistical Abstract of the
If you stop drinking Coke at lunch on days you go to
United States. Choose data that are of interest to you and
work, the headaches persist.
explore at least two correlations. Briey discuss what you
In the summer, the headaches occur less frequently if learn from the correlations.
you open the windows of your office slightly. They
occur even less often if you open the windows of your 54. Air Bags and Children. Starting from the Web site of the
office fully. National Highway Traffic Safety Administration, research
Having made all these observations, what reasonable con- the latest studies on the safety of air bags, especially with
clusion can you reach about the cause of the headaches? regard to children. Write a short report summarizing your
ndings and offering recommendations for improving
48. Smoking and Lung Cancer. There is a strong correla- child safety in cars.
tion between tobacco smoking and incidence of lung can-
cer, and most physicians believe that tobacco smoking 55. Global Warming. Use the Web to nd recent informa-
causes lung cancer. Yet, not everyone who smokes gets tion about global warming and its potential consequences.
lung cancer. Briey describe how smoking could cause Discuss the evidence linking human activity to global
cancer when not all smokers get cancer. warming. In light of your ndings, suggest how we should
deal with the issue of global warming.
49. Longevity of Orchestra Conductors. A famous study in
Forum on Medicine (1978) concluded that the mean lifetime 56. Tobacco Lawsuits. Tobacco companies have been the
of conductors of major orchestras was 73.4 years, about subject of many lawsuits relating to the dangers of smok-
5 years longer than that of all American males at the time. ing. Research one recent lawsuit. What were the plaintiffs
The author claimed that a life of music causes a longer life. trying to prove? What statistical evidence did they use?
Evaluate the claim of causality and propose other explana- How well do you think they established causality? Did they
tions for the longer life expectancy of conductors. win? Summarize your ndings in one to two pages.
benn.8206.05.pgs 12/15/06 8:23 AM Page 397
IN THE NEWS tion. Describe the study and the claimed causation. Do you
think the claim of causation is legitimate? Explain.
57. Correlations in the News. Find a recent news report
that describes some type of correlation. Describe the cor- 59. Legal Causation. Find a news report concerning an
relation. Does the article give any sense of the strength of ongoing legal case, either civil or criminal, in which estab-
the correlation? Does it suggest that the correlation lishing causality is important to the outcome. Briey
reects any underlying causality? Briey discuss whether describe the issue of causation in the case and how the
you believe the implications the article makes with respect ability to establish or refute causality will inuence the
to the correlation. outcome of the case.
58. Causation in the News. Find a recent news report in
which a statistical study has led to a conclusion of causa-
CHAPTER 5 SUMMARY
UNIT KEY TERMS KEY IDEAS AND SKILLS
5A statistics Understand and interpret the five basic steps in a statistical study.
is a science Understand the importance of a representative sample.
are data Be familiar with four common sampling methods:
population, sample simple random sampling
population parameters, systematic sampling
sample statistics convenience sampling
bias stratified sampling
observational study Distinguish between observational studies and experiments; also
case-control study recognize observational case-control studies.
experiment Understand the placebo effect and the importance of blinding in
placebo, experiments.
placebo effect Find a confidence interval from a margin of error:
blinding from (sample statistic 2 margin of error)
single-blind to (sample statistic 1 margin of error)
double-blind
margin of error
confidence interval
5B selection bias Understand and apply eight guidelines for evaluating a statistical
participation bias study.
variable (in a statistical
study)
(Continues on the next page)
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5D multiple bar graph Interpret multiple bar graphs, stack plots, contour maps, and other
stack plot media graphs.
geographical data Distinguish between true three-dimensional data and graphs that
contour map have a three-dimensional look for cosmetic reasons only.
Be aware of common cautions about graphs.