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API 4th Amentment Regulations 2016 PDF
API 4th Amentment Regulations 2016 PDF
-33004/99
vlk/kj.k
EXTRAORDINARY
Hkkx III[k.M 4
PART IIISection 4
izkf/dkj ls izdkf'kr
PUBLISHED BY AUTHORITY
la- 285] ubZ fnYyh] lkseokj] tqykbZ 11] 2016@vk"kk<+ 20] 1938
No. 285] NEW DELHI, MONDAY, JULY 11, 2016/ASADHA 20, 1938
1-2 ;s ,sls izR;sd fo'ofo|ky; ij ykxw gksaxs tks fdlh dsUnzh; vf/kfu;e] izkra h; vf/kfu;e vFkok jkT; vf/kfu;e ds
vUrxZr LFkkfir vFkok fuxfer gSa rFkk lkFk gh ,sls izR;sd laLFkku] la?kVd vFkok lac) egkfo|ky; ij ykxw gksaxs tks
lEc) fo'ofo|ky; ds ijke'kZ ls fo'ofo|ky; vuqnku vk;ksx vf/kfu;e] 1956 ds vuqHkkx 2 dh /kkjk ,Q ds vUrxZr
,oa mDr vf/kfu;e ds vuqHkkx 3 ds vUrxZr izR;sd ekfur fo'ofo|ky;] tks fo'ofo|ky; vuqnku vk;ksx }kjk ekU;rk
izkIr gSaA
1-3 ;s fofu;e ljdkjh jkti= esa izdk'ku dh frfFk ls rqjUr izHkkoh :Ik ls ykxw gksaxsA
2- fo'ofo|ky; vuqnku vk;ksx esa fo'ofo|ky;ksa ,oa egkfo|ky;ksa esa f'k{kdksa ,oa vU; vdknfed LVkWQ+ dh fu;qfDr ds fy,
U;wure vgZrk, ,oa mPp f'k{kk ekudksa ds vuqj{k.k ds vU; mik; fofu;e 2010 ds fuEufyf[kr fofu;e fuEuor~ iBuh;
,oa la'kksf/kr ekus tk,xs%&
fofu;e f'k{kdks
k{kdksa ,oa vdknfed LVkWQ dh fo'ofo|ky;ks
fo ofo|ky;ksa ,oa f'k{kdks
k{kdksa ,oa vU; vdknfed LVkWQ dh fo'ofo|ky;ks
fo ofo|ky;ksa
egkfo|ky;ksa esa fu;qfDr laca/kh ,oa mPp f'k{kk
f k{kk ds ,oa egkfo|ky;ksa esa fu;qfDr laca/kh U;wure vgZrk ,oa
ekudksa ds vuqj{k.k ds mik; fofu;e 2010 ds mPp f'k{kk
f k{kk esa ekudksa ds vuqj{k.k laca/kh mik; fofu;e
ekStwnk izko/kku 2010 ds la'kksf/kr izko/kku
3-4-1 vuqlwfpr tkfr@vuqlwfpr tutkfr@fofHkUu vuqlwfpr tkfr@vuqlwfpr tutkfr@ i`Fkd #i ls
'kkjhfjd fodykaxrkvksa okyh 'kkjhfjd ,oa pk{kq"k l{ke 'kkjhfjd ,oa pk{kq"k rkSj ls i`Fkd :i ls
rkSj ls i`Fkd~ :i ls fodykax Jsf.k;ksa ds O;fDr;ksa l{kevU; fiNM+k oxZ vkschlh xSj le`) Jsf.k;ksaesa
dks Lukrd Lrj ij rFkk LukrdksRrj Lrj ij 5 Lukrd ,oa Lukrdkskj Lrj ij ik=rk ,oa JsB
izfr'kr dh NwV miyC/k djkbZ tk ldrh gS f'k{k.k vdknfed fjdkMZ ds mn~ns'; ls kSf{kd inksa ij izR;{k
laca/kh LFkkuksa@inksa ij HkrhZ dh izf;k esa ik=rk ,oa HkrhZ ds nkSjku 5%rd dh NwV iznku dh tk ldrh
Js"B vdknfed fjdkWMZ dks fu/kkZfjr djus ds gSA ik=rk laca/kh 55% vad vFkok ,d leLrjh; xzsM
mn~ns'; ls gksxhA ik=rk ds fy, vko';d 55 ,d IokbaV Ldsy esa tgkWa Hkh xzsfMax iz.kkyh dk vuqlj.k
izfr'kr vad vFkok ,slh dksbZ fLFkfr tgk xzsfMax fd;k tk jgk gks rFkk mijksDr Jsf.k;ksa ds fy, nh
iz.kkyh dk vuqlj.k fd;k tk jgk gS] ogk ij fdlh tkus okyh 5% dh NwV dh vuqefr dsoy vgZdkjh
Hkh ikWbUV Ldsy dh led{k Js.kh esa rFkk 5 vadksa ij vk/kkfjr] vuqxzgkad lfEefyr fd;s fcuk]
izfr'kr dh NwV ftu mijksDr Jsf.k;ksa ds fy, O;Dr gksxhA
dh xbZ gS&os vuqer gksaxh&tks fd vgZdkjh vadksa ij
vk/kkfjr jgsxh&vkSj ftuesa vuqxzgkad ds lfEefyr
djus dh fof/k ykxw ugha gksxhA
8-2-1tksfd dqyifr ds inksa ij #075]000@&ds fu;r osru ds dqyifr ds inksa ij #075]000@&ds fu;r osru ds
/kkjk6-8-0 lkFk #0 5]000@&izfrekg dk fo'ksk osru ns; lkFk #0 5]000@&izfrekg dk fo'ksk HkRrk ns; gksxkA
dh vuqlwph gksxkA osru ds vfrfjDr dqyifr dh vU; leLr osru ds vfrfjDr dqyifr dh vU; leLr ik=rk ,oa
dk gS ik=rk ,oa lqfo/kk,a lEc) fo'ofo|ky; ds lqfo/kk,a lEc) fo'ofo|ky; ds vf/kfu;e@lkafof/k;ksa
vf/kfu;e@lkafof/k;ksa ds izko/kkuksa ds vuqlkj ykxw ds izko/kkuksa ds vuqlkj ykxw gksaxhA
gksaxhA
5-1-6 Mh egkfo|ky; ds izkpk;Z dh fu;qfDr vof/k ikp okZ egkfo|ky; ds izkpk;Z dh fu;qfDr vof/k 5okZ dh gksxh
dh gksxh rFkk lerqY; p;u lfefr dh izf;k ds rFkk lerqY; p;u lfefr dh izf;k ds Ik'pkr gh os
Ik'pkr gh os ,d vkSj l= ds fy, iqu% fu;qfDr ds ,d vkSj l= ds fy, iqu% fu;qfDr ds ik= gksaxs]ftl
ik= gksaxsA izf;k ds vUrxZr okg~; led{kksa ds iqujh{k.k dks rFkk
mldh vuq'kalkvksa ,oa mlds ifj.kkeksa dks /;ku esa j[kk
tk,xkA okg~; led{k iqujh{k.k ds <kps dks
fo'ofo|ky; vuqnku vk;ksx }kjk fofufnZV fd;k
tk,xkA
6-0-5i fofHkUUk fof'kV fok;ksa ds MkVkcsl }kjk izys[khd`r fo'ofo|ky; fok; fo'kskK lfefr;ksa ds ek/;e ls
lwphc) izdk'kuksa ds vfrfjDr] lEc) fo'ofo|ky; if=dkvksa dks fok;okj :Ik ls fpfUgr djsxk rFkk
vius fok; fo'kskKksa ,oa ISBN/ISSN fo'kskKksa vuq'kalk;sa ;wthlh }kjk fu/kkZfjr izk#i esa ;wthlh dh
dh lgk;rk ls (a) lEc) fok;ksa esa xq.kokk;qDr LFkk;h lfefr dh Lohd`fr gsrq vxzlkfjr djsxkA
jkVh;@{ks=h; Lrj dh if=dkvksa dh lqfoLr`r lwph ;wthlh LFkk;h lfefr }kjk ftu if=dkvksa dks ,slh
tkjh djsxk ,oa (b) fofHkUUk Hkkkk fudk;ksa dh lwph esa ls Lohd`r fd;k tk,] mUgsa ;wthlh dh
Hkkjrh; Hkkkkvksa dh if=dkvksa vf/klwfpr ^^if=dk lwph** esa lfEefyr fd;k tk,xkA
tuZy@ikf{kd@ljdkjh izdk'ku ds [k.Mksa dks rS;kj fo'ofo|ky; ls ,slh lwph izkIr gksus ds 60 dk;Zdkjh
djsxk rFkk mUgsa fo'ofo|ky; dh osclkbV ij fnolksa ds Hkhrj ;wthlh LFkk;h lfefr mldh vuq'kalk;sa
viyksM djsxk rFkk mUgsa vkof/kd :Ik ls v|ru izLrqr dj nsxhA ^^if=dk lwph** esa lfEefyr fd;s tkus
djk,xkA ds fy, ;wthlh LFkk;h lfefr vius vkils Hkh if=dkvksa
dh vuq'kalk dj ldrh gSA
3- fo'ofo|ky; vuqnku vk;ksx fo'ofo|ky;ksa ,oa egkfo|ky;ksa esa f'k{kdksa ,oa vU; vdknfed LVkQ dh fu;qfDr ds fy,
U;wure vgZrk ,oa mPp f'k{kk ekudksa ds vuqj{k.k ds vU; mik;r`rh; la'kks/ku fofu;e 2016 ds vUrxZr fofu;e 3-3-
1]4-4-1]4-4-2]4-4-2-2] 4-4-2-3] 4-5-3 ,oa 4-6-3 esa fu/kkZfjr izko/kku tks 11 tqykbZ] 2009 ls iwoZ ih,p0Mh0 ikB~;eksa esa
iathd`r vH;fFkZ;ksa dks NwV fn;s tkus ds fok; esa gSa] os fuEuor~ la'kksf/kr ,oa iBuh; ekus tk,xs%&
c'krsZa] fnukad 11 tqykbZ] 2009 ls iwoZ ,e- fQy-@ih,p0Mh0 gsrq ikB~;eksa ds fy, iathr vH;fFkZ;ksa dks iznku dh tkus
okyh fMxzh] lacaf/kr laLFkku ds rRdkyhu v/;kns'k@mica/kksa@fofu;eksa ds }kjk vfHk'kkflr gksxh vkSj ih,p0Mh0 fMxzh/kkjd
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 3
vH;fFkZ;ksa dks fuEuor~ 'krksZa ij [kjk mrjus ds v/;k/khu fo'ofo|ky;@egkfo|ky;@laLFkkuksa esa lgk;d vkpk;Z vFkok
led{k inksa ij HkrhZ ,oa fu;qfDr gsrq mUgsa usV@LySV@lSV dh U;wure ik=rk krksZa dh vfuok;Zrk ls NwV izkIr gksxh%&
d vH;FkhZ dks dsoy fu;fer (Regular)i)fr ls ih,p0 Mh0 fMxzh iznku dh xbZ gksA
[k de ls de nks ckgjh ijh{kdksa }kjk 'kks/k izca/k dk ewY;kadu fd;k x;k gksA
x vH;FkhZ dk eqDr ekSf[kd lk{kkRdkj fd;k x;k gksA
?k vH;FkhZ us vius ih,p0Mh0 kks/k dk;Z esa ls nks 'kks/k i= izdkf'kr fd;s gSa ftuesa ls de ls de ,d i= lanfHkZr
(Refereed) if=dk esa izdkf'kr gqvk gksA
M+ vH;FkhZ us vius ih,p0Mh0 kks/k dk;Z esa ls nks izLrqfr;ka lEesyuksa@laxksf"B;ksa esa nhgSaA
mijksDr d ls ysdj M+ dqyifr@le dqyifr@v/;{k vdknfed ekeys@v/;{kfo'ofo|ky; vuqns'k }kjk
izekf.kr fd;k tkuk pkfg,A
4- fo'ofo|ky; vuqnku vk;ksx f'k{kdksa ,oa vU; vdknfed LVkWQ dh fo'ofo|ky;ksa ,oa egkfo|ky;ksa esa fu;qfDr laca/kh
U;wure vgZrkvksa ,oa mPp f'k{kk ds ekudksa ds vuqj{k.k ds mik;ksa f}rh;
f}rh; la'kks/ku
ku fofu;e 2013 ds fofu;e 6-0-1 dk f}rh;
izko/kku fuEu }kjk izfrLFkkfir gksxk%&
^^c'krs
^^c krsZ Js.kh III 'kkskks/k ,oa vdknfed ;ksxnku
nku
ku ds vUrxZr bu mi&Jsf.k;ksa esa] ySDplZ@isilZ dh mi Js.kh ds vykok] izR;sd
dh ,ihvkbZ (API) izkIrkad dh nkosnkjh ij lhek ugha gksxhA
ifj.kker%] fo'ofo|ky; vuqnku vk;ksx f'k{kdksa ,oa vU; vdknfed LVkWQ dh fo'ofo|ky;ksa ,oa egkfo|ky;ksa esa fu;qfDr
laca/kh U;wure vgZrk ,oa mPp f'k{kk esa ekudksa ds vuqj{k.k laca/kh mik;ksa f}rh; la'kks/ku fofu;e 2013 ds fofu;e 6-0-1 dh
rkfydk foyksfir ekuhs tk;saxhA
5- xq.kokk iksfkr djus ds fy,] Nk= ^^Q+hMcSd**] mPp kSf{kd laLFkkuksa ds vdknfed fodkl dk ,d vfHkUu vax gSA Nk=
^^Q+hMcSd** ,oa f'k{kdksa }kjk fn;k x;k vuqkj] v/;kiu&f'k{kk izkfIr ,oa laLFkkxr fodkl esa lq/kkj ds izfr ,d mRizsjd dh
Hkwfedk vnk djrs gSaA ladYiukvksa dh LiVrk] fok;xr ,oa vdknfed fok;ksa esa #fp dks fodkl ,oa xgu #i ls loaf/kZr
djus ds fy, Nk= Q+hMcSd tks v/;kiu] laizsk.k] izfof/k ,oa f'k{kk kkL= ls lac) gS] og izeq[k gSA fo'ofo|ky;ksa ,oa
egkfo|ky;ksa dks v/;kiu& vf/kxe ij jpukRed Q+hMcSd miyC/k djkus esa Nk=ksa dks izksRlkfgr djuk pkfg, rkfd xq.kokk
iw.kZ f'k{kk loaf/kZr gks lds rFkk Q+hMcSd ij vuqf;k izkIr gks ldsA
6- ifjfkV III dh rkfydk&I, II(A), II(B), III, IV, V(A), V(B), VI, VII, VIII(A), VIII(B) ,oa IX tks fd
fo'ofo|ky; vuqnku vk;ksx fo'ofo|ky;ksa ,oa egkfo|ky;ksa esa f'k{kdksa ,oa vU; vdknfed LVkWQ dh fu;qfDr laca/kh U;wure
vgZrk,W ,oa mPp f'k{kk ds ekudksa ds vuqj{k.k laca/kh vU; mik; r` r`rh; la'kks/ku
ku fofu;e 2016 ds fok; esa gS] og
ifjfkV&III: rkfydk- I, II(A), II(B), III, IV, V(A), V(B), VI, VII, VIII(A), VIII(B) ,oa IX tks fd bu prqFkZ
la'kks/ku fofu;eksa ls layXu gS] muds }kjk izfrLFkkfir gksaxhA
izks- Mk- tliky flag lU/kw] lfpo
[ foKkiu III/4/vlk-@113165]
ifjf'k"V&III%
ifjf'k"V& % rkfydk&I
rkfydk&
fo'ofo|ky;ksa vkSj egkfo|ky;ksa esa lgk;d vkpk;Z] lg&vkpk;Z] vkSj vkpk;Z ds fy, dfj;j izxfr ;kstuk lh,,l inksUufr
gsrq vdknfed izn'kZu ladsrkad ,ihvkbZ rFkk lg&vkpk;Z vkSj vkpk;Z dh lh/kh HkrhZ gsr izkLrkfor vad
f'k{kdksa ds fofHkUu Lrjks
Lrjksa ds fy, izR;{k f'k{k.k dk;ZHkkj
Hkkj vkSj vf/keku fn;k tk,
f'k{kd ds Lo&vkdyu ij vk/kkfjr] ,ihvkbZ vadksa dks fuEufyf[kr ds fy, izLrkfor fd;k tkrk gS df'k{k.k lacaf/kr
f;kdyki dk;Z{ks= dh tkudkjh [k ijh{kk vkSj ewY;kadu esa Hkkxhnkjh vkSj x uoksUeskh f'k{k.k] u;s ikB~;eksa ds izfr
;ksxnku vkfnA bl Js.kh ds f'k{kdksa }kjk t:jh U;wure ,ihvkbZ vad inksUufr ds fofHkUu Lrjksa gsrq vyx&vyx gSaA
Lo&vkdyu vad rVLFk :i ls lR;kiuh; vfHkys[k ij vk/kkfjr gksus pkfg,A bls Nkuchu lg ewY;kadu@p;u lfefr }kjk
vafre :i fn;k tk,xkA fo'ofo|ky; f;kdykiksa dk C;kSjk vFkok] ;fn laLFkkfud fofufnZ"Vrk dh vko';drk gks] bl Js.kh
ds varxZr vko';d U;wure dqy ,ihvkbZ vadksa dks ifjofrZr fd, fcuk vf/kekuksa dks lek;ksftr dj ldrs gSaA
uksV%
1- izfr lIrkg 16@14@14 ?kaVs esa O;k[;ku@vuqf'k{k.k@izSfDVdYl@izkstsDV i;Zos{k.k@{ks=h; dk;Z 'kkfey gSaA
2- fo'ofo|ky; U;wure 75% dV&vkWQ fu/kkZfjr dj ldrk gS] ftlds uhps bu mi&Jsf.k;ksa esa dksbZ Hkh izkIrkad lfEefyr
ugha fd;s tk ldrs gSaA
3- LFkkfir vdknfed ,oa f'k{k.k ijEijkvksa ds vuq:Ik rFkk Nk= dsfUnzr] ns[k&js[k dks izfriqV djus ds mn~ns'; ls v/;kidksa
dks] d{kkxr v/;kiu dh lajpuk ds vfrfjDr] Nk=ksa ds lkFk feydj dk;Z djus ds fy, izksRlkfgr fd;k tkuk pkfg,A izR;{k
:Ik ls bl izf;k esa Nk=ksa dh lqj{kk] ekxZn'kZu ,oa ijke'kZ dks lfEefyr fd;k tk ldrk gSA i`Fkd :Ik ls v'kDr Nk=ksa dh
vko';drkvksa dks fpfUgr djus ds fy, vFkok mudh vko';drkvksa ,oa muds vdknfed fuiknu ds fy, vFkok mudh
vleFkZrk nwj djus ds fy, v/;kidlokZf/kd mi;qDr gSaA ,sls iz;klksa ds fy, dksbZ le; vof/k fu/kkZfjr ugha gS vkSj u gh
mls ,ihvkbZ izkIrkadksa ds ifjizs{; esa vFkok ifjdyu esa lIrkgksa vFkok eghuksa ds :Ik esa vkadfyr fd;k tk ldrk gSA rFkkfi
v/;kidksa }kjk ,sls dk;ksZa }kjk vko';d ,oa egRoiw.kZ xfrfof/k;ksa dks iwjk fd;k tkuk pkfg,A
f'k{kd ds Lo&vkdyu ij vk/kkfjr] Js.kh nks ,ihvkbZ vadksa dks O;kolkf;d fodkl] lg&ikB~;e vkSj foLrkj.k f;kdykiksa
vkSj lacaf/kr ;ksxnkuksa ds fy, izLrkfor fd;k tkrk gSA inksUufr dh ik=rk gsrq f'k{kdksa }kjk vko';d U;wure ,ihvkbZ dks
rkfydk II& , esa fu/kkZfjr fd;k x;k gSA enksa vkSj vadksa dh ,d lwph uhps nh xbZ gSA Lo&vkdyu vad rVLFk :i ls
lR;kiuh; vfHkys[kksa ij vk/kkfjr gksus pkfg, vkSj bls Nkuchu lg ewY;kadu lfefr }kjk lgk;d vkpk;Z ls mPprj inksa gsrq
rFkk p;u lfefr }kjk lgk;d vkpk;Z ls lg&vkpk;Z vkSj lg&vkpk;Z ls vkpk;Z in ij inksUufr gsrq rFkk lg&vkpk;Z vkSj
vkpk;Z ds in ij lh/kh HkrhZ gsrq vafre :i fn;k tk,xkA
uhps nh xbZ uewuk rkfydk esa f;kdykiksa vkSj ,ihvkbZ vadksa ds lewg fn;s x;s gSaA fo'ofo|ky; f;kdykiksa dk C;kSjk
vFkok] ;fn laLFkkfud fofufnZ"Vrk dh vko';drk gks rks bl Js.kh ds varxZr vko';d U;wure dqy ,ihvkbZ vadksa dks
ifjofrZr fd, fcuk vf/kekuksa dks lek;ksftr dj ldrs gSaA
Js.kh f;kdyki dh izd`fr vf/kdre okLrfod vad
nks ,ihvkbZ vad
Nk= laca/kh lg&ikB~;e] foLrkj.k vkSj {ks= vk/kkfjr fdz;kdykiA izfr 'kSf{kd o"kZ
d i fo"k; laca/kh lg&ikB~;skj xfrfof/k;ka mnkgj.kkFkZ mipkjkRed d{kk;sa] 15 O;rhr okLrfod
dfj;j ijke'kZ] v/;;u nkSjk] Nk= laxks"Bh vkSj vU; vk;kstu] vkfn ?kaVs
ii vU; lg&ikB~;skj xfrfof/k;ka lkaLd`frd] [ksydwn] jkVh; lsok ;kstuk] 10
,u-lh-lh- vkfn
foLrkj.k vkSj izlkj.k f;kdyki lkoZtfud@izfl)
iii
O;k[;ku@ppkZ@laxksf"B;ka vkfn
i dkjiksjsV thou ds izfr ;ksxnku vkSj 'kSf{kd vkSj iz'kklfud lfefr;ksa 15 izfr 'kSf{kd o"kZ
rFkk mRrjnkf;Roksa esa Hkkxhnkjh ds ek/;e ls foHkkx vkSj laLFkk dk izca/ku mi;ksx fd, x,
iz'kklfud mRrjnkf;Ro blesa Mhu@izkpk;Z@lHkkifr@la;kstd@izHkkjh okLrfod ?kaVs
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 5
[k- ii f'k{kd@vU; leku M~;wVh ftuds fuLrkj.k gsrq fu;fer dk;kZy; vkus 10
dh vko';drk gksrh gS os 'kkfey gSa
v/;;u] cksMZ] vdknfed ,oa iz'kklfud lfefr;ksa esa Hkkxhnkjh
O;kolkf;d fodkl f;kdyki ;Fkk laxksf"B;ksa@lEesyuksa] y?kq vof/k ds 15 izfr 'kSf{kd o"kZ
x- izf'k{k.k ikB~;eksa] vkS|ksfxd vuqHko] ppkZ esa Hkkx ysuk] iqu'p;kZ@ladk; mi;ksx fd, x,
fodkl ikB~;eksa esa O;k[;ku nsuk] izlkj] vkSj lkekU; ys[k rFkk vU; okLrfod ?kaVs
dksbZ ;ksxnku 10
Js.kh&III%
kh& % 'kks/k vkSj 'kSf{kd ;ksxnku
f'k{kd ds Lo&vkdyu ij vk/kkfjr] ,ihvkbZ vadksa dks 'kks/k vkSj 'kSf{kd ;ksxnku gsrq izLrkfor fd;k tkrk gSA bl Js.kh ds
f'k{kdksa }kjk t:jh U;wure ,ihvkbZ vad] fo'ofo|ky;ksa vkSj egkfo|ky;ksa esa inksUufr ds fofHkUu Lrjksa gsrq vyx&vyx gSaA
Lo&vkdyu vad lR;kiuh; dlkSVh ij vk/kkfjr gksus pkfg, vkSj bls Nkuchu&lg&ewY;kadu lfefr }kjk lgk;d vkpk;Z ls
mPprj inksa gsrq rFkk p;u lfefr }kjk lgk;d vkpk;Z ls lg&vkpk;Z vkSj lg&vkpk;Z ls vkpk;Z in ij inksUufr gsrq rFkk
lg&vkpk;Z vkSj vkpk;Z ds in ij lh/kh HkrhZ gsrq vafre :i fn;k tk,xkA
tgka dgha Hkh fdlh fo'ks"k fo"k; ls izklafxd gks] lanfHkZr (Refereed) if=dkvksa esa i= gsrq ,ihvkbZ vadksa dks fuEu izdkj tksMk+ tk,xk%%
tks ,d 1 ls de izHkko dkjd okys i=& 5 vadksa }kjk nks 1 vkSj 2 ds chp izHkko dkjd okys i=&10 vadksa }kjk rhu 2 vkSj 5 ds
chp izHkko dkjd okys i=&15 vadksa }kjk pkj 5 vkSj 10 ds chp izHkko dkjd okys i=&20 vadksa }kjk ikap 10 ls vf/kd izHkko dkjd
okys i=&25 vadksa }kjkA la;qDr izdk'kuksa gsrq ,ihvkbZ dh x.kuk fuEufyf[kr rjhds ls dh tk,xh lacaf/kr f'k{kd }kjk izdk'ku dh
izklafxd Js.kh gsrq dqy vadksa ds] izFke vkSj izeq[k@vuq#i Corresponding ys[kd@i;Zos{kd@ekxZn'kZd dqy vadksa ds 70% dks
leku :i ls lk>k djsaxs vkSj 'ks"k 30% 'ks"k vU; ys[kdksa }kjk leku :i ls lk>k fd, tk,axsA
fo
foofo|ky; if=dkvksa dks fo"k
#fo fo"k;okj
"k;okj :Ik ls fo
foks"kK
kK lfefr ds }kjk fpfUgr djk;sxk] rFkk viuh vuqkalk;sa ;wthlh LFkk;h lfefr dh
Lohd`fr gsrq] ;wthlh }kjk fu/kkZfjr izk#i esa vk;ksx dks vxzlkfjr djsxkA bl lwph esa ls tks if=dk;sa ;wthlh dh LFkk;h lfefr }}kjk kjk
Lohd`r dh x;ha gSa] mUgsa ;wthlh }kjk vf/klw
vf/klwfpr ^^izf=dkvksa dh lwph** esa lfEefyr fd;k tk,xkA fo foofo|ky; ls lwph izkIr gksus ds 60
dk;Z fnol ds Hkhrj ;wthlh dh LFkk;h lfefr viuh vuqkalk;sa izLrqr djsxhA ;wthlh dh LFkk;h lfefr Lo;aeso] ^^if=dkvksa dh lwph** esa
lfEefyr djus ds fy, if=dkvksa dh vuqkalk djsxhA fo foofo|ky; }kjk /kkjk 6-
6-0-5 (i) dk dM+kbZ ls vuqikyu fd;k tk,xkA
ifjf'k"V&III
ifjf'k"V& rkfydk&IId
rkfydk& d
ifjf'k"V&III
ifjf'k"V& rkfydk&I
rkfydk& esa n
nkkZ, x, U;wure ,ihvkbZ]ftUgsa fo'ofo|ky; foHkkxksa vkSj egkfo|ky;ksa esa dfj;j mUufr ;kstuk
lh,,l ds vUrxZr f'k{kdksa dh inksUufr ,oa fo
foks"kKksa ds vkdyu gsrq vf/keku
vf/keku ds fy, ykxw fd;k tkuk gSA
Js.kh f;kdyki lgk;d lgk;d lgk;d vkpk;Z lg&vkpk;Z vkpk;Z
vkpk;Z@led{k laoxZ vkpk;Z@led{k pj.k 3 ls pj.k 4 ls pj.k 5 ls
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 7
ifjf'k"V&III
ifjf'k"V& rkfydk&III
rkfydk&
fo'ofo|ky;ksa vkSj egkfo|ky;ksa esa f'k{kdksa dh inksUufr gsrq U;wure 'kSf{kd izn'kZu vkSj lsok laca/kh vis{kk,a
dze lh,,l ds ek/;e ls lsok vko';drk,a U;wure 'kSf{kd izn'kZu vkSj Nkuchu@p;u ekun.M
la[;k f'k{kdks
f'k{kdksa dh inksUufr
1 lgk;d pj.k 1 esa lgk;d vkpk;Z vkSj (i) fo-v-vk- }kjk fodflr ihch,,l x.kuk izk:i dk
8 THE GAZETTE OF INDIA : EXTRAORDINARY [PART IIISEC. 4]
vkpk;Z@led{k ih,pMh ds lkFk pkj o"kZ dh mi;ksx dj U;wure ldy ,ihvkbZ izkIrkadtks rkfydk II
laoxZ pj.k 1 ls lsok iwjh dj yh gks vFkok d esa fn, x, ekun.Mksa ds vuqlkj gS
pj.k 2 rd ftUgksausa ,e-fQy@,y,y-,e] (ii)2@3 lIrkg dh vof/k dk ,d izcks/ku vkSj ,d
,e-Vsd] ,e-oh-,llh-] ,e-Mh- iqu'p;kZ@'kks/k iz.kkyh ikB~;e
tSls O;kolkf;d ikB~;eksa esa (iii)inksUufr dh vuq'kalk gsrq Nkuchu lg lR;kiu
LukrdksRrj fMxzh ds lkFk ikap izf;k
o"kZ dh lsok iwjh dj yh gks
vFkok ftUgksaus ih,p-Mh-@,e-
fQy-@O;kolkf;d ikB~;eksa ds
fcuk Ng o"kZ dh lsok iwjh dj
yh gksA
2 lgk;d pj.k 2 esa ikap o"kZ dh iwjh lsok (i)fo-v-vk- }kjk fodflr ihch,,l x.kuk izk:i dk
vkpk;Z@led{k okys lgk;d vkpk;Z mi;ksx dj U;wure ldy ,ihvkbZ izkIrkad tks rkfydk
laoxZ pj.k 2 ls II d esa fn, x, ekun.Mksa ds vuqlkj gS
pj.k 3 rd (ii)iqu'p;kZ ikB~;eksa] izfof/k dk;Z'kkykvksa] izf'k{k.k]
f'k{k.k&KkuktZu&ewY;kadu rduhdh ikB~;eksa] ljy
dkS'ky fodkl dk;eksa vkSj ladk; fodkl dk;eksa dh
Jsf.k;ksa esa ls 2@3 lIrkg dh vof/k
dh,dikB~;p;kZ@ikB~;e
(iii)inksUufr dh vuq'kalk gsrq Nkuchu lg&lR;kiu
izf;k
3 lgk;d vkpk;Zpj.k pj.k 3 esa rhu o"kZ dh iwjh lsok (i) fo-v-vk- }kjk fodflr ihch,,l x.kuk izk:i dk
3 ls lg&vkpk;Z okys lgk;d vkpk;Z mi;ksx dj U;wure ldy ,ihvkbZ izkIrkad tks rkfydk
pj.k 4 rd II d esa fn, x, ekun.Mksa ds vuqlkj gS
(ii)lgk;d vkpk;Z ds rkSj ij laiw.kZ vof/k ckjg o"kZ esa
de ls de rhu izdk'ku gksaA rFkkfi] egkfo|ky; ds
f'k{kdksa ds ekeys esa ,e-fQy- /kkjdksa dks ,d izdk'ku vkSj
ih,p-Mh- /kkjdksa dks nks izdk'kuksa dh NwV iznku dh tk
ldrh gSA
(iii)izfof/k dk;Z'kkykvksa] izf'k{k.k]
f'k{k.k&KkuktZu&ewY;kadu rduhd ikB~;eksa] ljy
dkS'ky fodkl ikB~;e vkSj ladk; fodkl dk;Ze dh
Jsf.k;ksa esa ls de ls de ,d lIrkg dh vof/k dk ,d
ikB~;e @ikB~;p;kZ gksA
(iv) rkfydk II d esa fu/kkZfjr fofu;e ds vuqlkj ,d
p;u lfefr izf;k
4 lg&vkpk;Zpj.k 4 pj.k 4 esa rhu o"kZ dh iwjh lsok (i) fo-v-vk- }kjk fodflr ihch,,l x.kuk izk:i dk
ls vkpk;Z pj.k okys lg&vkpk;Z mi;ksx dj U;wure ldy ,ihvkbZ izkIrkadtks rkfydk II
5rd d esa fn, x, ekun.Mksa ds vuqlkj gS] ;fn vkko';d
gks rks f'k{kd U;wure izkIrkad miyC/k djus ds fy,
pj.k 2 vkSj 3 ds vUrxZr nks vkdyu vof/k;ksa dks
la;ksftr dj ldrs gSaA
(ii)f'k{kd ds pj.k 3 esa vkus ds ckn ls de ls de ikap
izdk'kuA
(iii) rkfydk II d esa fu/kkZfjr fofu;e ds vuqlkj ,d
p;u lfefr izf;k
5 vkpk;Zpj.k 5 ls nl o"kZ dh iwjh lsok okys (i) fo-v-vk- }kjk fodflr ihch,,l x.kuk izk:i dk
vkpk;Z pj.k 6rd vkpk;Z dsoy fo'ofo|ky; mi;ksx dj U;wure ldy ,ihvkbZ izkIrkad tks rkfydk
II d esa fn, x, ekun.Mksa ds vuqlkj gS
(ii)vfrfjDr izR;k;dksa ds lk{; :Ik esa fuEu dks izLrqr
fd;k tkuk pkfg,A
d mPp Lrjh; iksLVMkWDVksjy 'kks/k ifj.kke
[k iqjLdkj@lEeku@izek.ku@mRiknksa ij isVsaV vkSj
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 9
ifjf'k"V&III%
ifjf'k"V& % rkfydk IV
'kkjhfjd ,oa [ksydwn f'k{kk esa]dfj;j mUufr ;kstuk lh,,l ds fy,] lgk;d funs'kd]egkfo|ky; funs'kd dh inksUufr gsrq
rFkk fo'
fo'ofo|ky;ks
ofo|ky;ksa esa mi funs'kd vkSj funs'kd dh lh/kh HkrhZ ds fy, vdknfed izn'kZu ladsrkad ,ihvkbZ
'kkjhfjd f'k{kk dkfeZdksa ds fofHkUu Lrjksa ds fy, izR;{k dk;ZHkkj vkSj fn;k tkus okyk vf/keku
izfr lIrkg izR;{k dk;Z ?kaVs vf/keku
lgk;d funs'kd] 40 100
'kkjhfjd f'k{kk
mi funs'kd] 'kkjhfjd 36$4 90
f'k{kk
funs'kd] 'kkjhfjd f'k{kk 32$8 80
'kkjhfjd f'k{kk dkfeZdksa ds Lo&vkdyu ij vk/kkfjr] ,ihvkbZ vadksa dks fuEufyf[kr ds fy, izLrkfor fd;k tkrk gS d
O;k[;ku lg vH;kl vk/kkfjr ,FkyhV@[ksy d{kk,a] vuqf'k{k.k vkSj izf'k{k.k laca/kh f;kdyki [k [ksydwn vkSj [ksy
izfr;ksfxrkvksa dk vk;kstu djuk rFkk izca/ku laca/kh f;kdyki vkSj x [ksy volajpuk vkSj foLrkj.k lsokvksa vkfn dk
mUu;uA bl Js.kh ds 'kkjhfjd f'k{kk dkfeZdksa }kjk t:jh U;wure ,ihvkbZ vad inksUufr ds fofHkUu Lrjksa gsrq vyx&vyx
gSaA Lo&vkdyu vad rVLFk :i ls mn~ns'; ijd lR;kiu ;ksX; vfHkys[kksa ij vk/kkfjr gksus pkfg,A bls Nkuchu lg
ewY;kadu@p;u lfefr }kjk vafre :i fn;k tk,xkA ;fn laLFkkfud fofufnZ"Vrk dh vko';drk gks] rks fo'ofo|ky;
fz;kdykiksa dk C;kSjk bl Js.kh ds varxZr vko';d U;wure dqy ,ihvkbZ vadksa dks ifjofrZr fd, fcuk vf/kekuksa dks
lek;ksftr dj ldrs gSaA
iz'kklfud mRrjnkf;Roksa] uoksUesk] lqfo/kkvksa dk mUu;u] lsok dk foLrkj vkfn ds laca/k esa mi;ksx fd, x, ?kaVs
Js.kh I%% f'k{k.k] izf'k{k.k] vuqf'k{k.k] f[kykM+h fodkl vkSj [ksy iizzca/ku ls tqMs+ f;kdyki
vkSj 'kkjhfjd f'k{kk rFkk okLrfod ?kaVs okLrfod ?kaVs okLrfod ?kaVs
[ksyksa esa uhfr;ksa dk 10 10 10
ewY;kadu 10 vad
varjkZ"Vh;@ jk"Vh;@
jkT;@
varj&fo'ofo|ky;@varj
tksu Lrjksa ij [ksydwn vkSj
[ksy izfr;ksfxrkvksa dk
vk;kstu djkuk 10 vad
x- 'kkjhfjd f'k{kk vkSj [ksyksa 10 izfr 'kSf{kd 10 izfr 'kSf{kd 10 izfr 'kSf{kd
esa oSKkfud vkSj rduhdh o"kZ mi;ksx o"kZ mi;ksx o"kZ mi;ksx
Kku dk mUu;u 10 vad fd, x, fd, x, fd, x,
vodk'k ds fnuksa esa laLFkkvksa okLrfod ?kaVs okLrfod ?kaVs okLrfod ?kaVs
vkSj laxBuksa esa lsok,a] [ksy 10 10 10
lqfo/kk,a vkSj izf'k{k.k laca/kh
lsokvksa dk foLrkj.k djuk
10 vad
tgka dgha Hkh izklafxd gks] lanfHkZr (Refereed) if=dkvksa esa i=ksa gsrq ,ihvkbZ izkIrkadksa dks fuEu izdkj ls tksMk+ tk,xk% ii
1 ls de izHkko dkjd okys i=& 5 vadkssa }kjk (ii 1 vkSj 2 ds chp izHkkodkjd (Impact) okys i=& 10 vadkssa }kjk (iii 2
vkSj 5 ds chp izHkko dkjd (Impact) okys i=& 15 vadkssa }kjk iv 5 vkSj 10 ds chp izHkko dkjd (Impact) okys i=& 20
vadkssa }kjk v 10 ls vf/kd izHkko dkjd (Impact) okys i=& 25 vadkssa }kjkA la;qDr izdk'kuksa@iqLrdksa gsrq ,ihvkbZ dh
x.kuk fuEufyf[kr rjhds ls dh tk,xh% lacaf/kr f'k{kd }kjk izdk'ku dh izklafxd Js.kh gsrq dqy izkIrkadksa ds] izFke vkSj
izeq[k@vuq#i Corresponding ys[kd@i;Zos{kd@f'k{kd ds ekxZn'kZd dqy izkIrkadksas ds 70% dks leku :i ls lk>k
djsaxs vkSj 'ks"k 30% ckdh vU; ys[kdksa }kjk leku :i ls lk>k fd, tk,axsA
#fo'Ofo|ky; vuqnku vk;ksx dh Lohd`fr gsrq fok; fo'kskK lfefr fo'ofo|ky; fok;okj if=dk,W fpfUgr djsxk rFkk
;wthlh }kjk fu/kkZfjr izk#i esa viuh vuq'kalk;sa izsfkr djsxkA bl lwph ds vUrxZr vuqeksfnr if=dk,W tks fd ;wthlh LFkk;h
lfefr us Lohd`r dh gSa] os ^^if=dk lwph** & tks ;wthlh }kjk vf/klwfpr gS&mlesa lfEefyr fd;k tk,xkA fo'ofo|ky; ls
;g lwph izkIr gksus ls 60 dk;Zdkjh fnolksa ds Hkhrj ;wthlh LFkk;h lfefr viuh vu'kalk,a izLrqr dj nsxhA ^^if=dk lwph** esa
lfEefyr djus ds fy, ;wthlh LFkk;h lfefr Loeso gh if=dkvksa dh vuq'kalk dj ldrh gSA fo'ofo|ky; }kjk /kkjk 6-0-5
i dk dM+kbZ ls vuqikyu fd;k tk,xkA
ifjf'k"V&III
ifjf'k"V& rkfydk&V
rkfydk& d
fo'ofo|ky; vkSj egkfo|ky;ksa esa lgk;d@egkfo|ky; funs'kd vkSj mi funs'kd] 'kkjhfjd f'k{kk dh dfj;j mUufr ;kstuk
lh,,l ds vUrxZr inksUufr gsrq ifjf'
ifjf'k"V&rhu rkfydk&I
rkfydk& esa fn, x, U;wure ,ihvkbZ dks ykxw fd;k tk,] vkSj p;u
lfefr;ksa esa fo
fok"s kK vkdyu gsrq vf/kekurk izksUur djus ds fy,A
Js.kh f;kdyki 'kkjhfjd f' f'k{kk esa 'kkjhfjd f' f'k{kk esa 'kkjhfjd f'
f'k{kk esa 'kkjhfjd f'k{kk esa mi
lgk;d@egkfo|ky; lgk;d@egkfo|ky; lgk;d@egkfo|ky; funs'kd
funs'kd pj.k 1 ls funs'kd pj.k 2 ls funs'kd pj.k 3 ls pj.k 4 ls funs'kd]
pj.k 2rd pj.k 3 rd mi@egkfo|ky; 'kkjhfjd f'k{kk pj.k
funs'kd pj.k 4rd 5rd
I f'k{k.k] izf'k{k.k] 80@o"kZ 80@o"kZ 75@o"kZ 70@o"kZ
dksfpax] f[kykfM+;ksa
dk fodkl vkSj
[ksy izca/ku
f;kdyki
II O;kolkf;d 50@vkdyu vof/k 50@vkdyu vof/k 50@vkdyu vof/k 50@vkdyu vof/k
fodkl vkSj
foLrkj.k
f;kdyki&U;wure
izkIrkadksa dk
vkdyu dqy
feykdj fd;k
tkuk vko';d gS
III 'kks/k vkSj 'kSf{kd 20@vkdyu vof/k 50@vkdyu vof/k 75@vkdyu vof/k 100@vkdyu vof/k
;ksxnku& U;wure
vadksa dk vkdyu
dqy feykdj fd;k
tkuk vko';d gS
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 13
II Js.kh II vkSj III 90@vkdyu vof/k 120@vkdyu vof/k 150@vkdyu vof/k 180@vkdyu vof/k
+ ds varxZr U;wure
III dqy ,ihvkbZ
izkIrkad
fo'ks"kK vkdyu Nkuchu lg vkdyu Nkuchu lg vkdyu p;u lfefr p;u lfefr
iz.kkyh lfefr lfefr
V fo'ks"kK vkdyu esa vyx ls dksbZ vad vyx ls dksbZ vad 30%'kks/k ;ksxnku 50%'kks/k ;ksxnku
vf/keku vadkssa dk ughaA Nkuchu ughaA Nkuchu 50% fo"k; {ks= ds 30% fo"k; {ks= ds
izfr'kr forj.k lfefr dks ,ihvkbZ lfefr dks ,ihvkbZ Kku vkSj f'k{k.k Kku vkSj f'k{k.k vuqHko
dqy vf/keku vad dk lR;kiu vad dk lR;kiu vuqHko dk vkdyu dk vkdyu
100-U;wure 50 djuk gSA djuk gSA 20%lk{kkRdkj 20%lk{kkRdkj izn'kZu
vko';d izn'kZu
Js.kh II+III ds varxZr vko';d U;wure izkIrkad izkIr djus ds fy, Js.kh II vFkok Js.kh III fdlh ls Hkh izkIrkadksa ds
vadkssa dk 'ks"k izkIr dj ldrs gSaA
ifjf'k"V&III
ifjf'k"V& rkfydk&V
rkfydk& [k
lgk;d funs'kd 'kkjhfjd f'k{kk mi funs'kd 'kkjhfjd f'k{kk funs'kd 'kkjhfjd f'k{kk
pj.k 1 pj.k 4 pj.k 5
U;wure ,ihvkbZ izkIrkad bu fofu;eksa esa ;Fkk of.kZr la?kfVr ,ihvkbZ dh Js.kh II la?kfVr ,ihvkbZ dh Js.kh II
U;wure ;ksX;rk vkSj III ls 300 izkIrkadksa ds vkSj III ls 400 izkIrkadksa ds
dqy ,ihvkbZ izkIrkadksa dh dqy ,ihvkbZ izkIrkdksa dh
vko';drk dqy feykdj vko';drk dqy feykdj
p;u lfefr d thrh xbZ izfr;ksfxrk dk d 'kks/k i= 3 ewY;kadu d 'kks/k i= 5 ewY;kadu
ekun.M@vf/keku dqy fjdkMZ 30% 40% 50%
vf/keku= 100 [k [ksy vkSj ,FkyhV dkS'ky [k laxBukRed [k laxBukRed lrr~ :i
40% dkS'ky@[ksyksa dh vk;kstuk ls fujh{k.k dh tkus okyh
x lk{kkRdkj esa izn'kZu 30% 30% ;kstuk25%
x lk{kkRdkj esa izn'kZu x lk{kkRdkj esa izn'kZu
30% 25%
ifjf'k"V&III&rkfydk&
ifjf'k"V& &rkfydk&VI
&rkfydk&
fo'ofo|ky;ksa vkSj egkfo|ky;ksa esa 'kkjhfjd f'k{kk laoxkZsa dh inksUufr gsrq U;wure 'kSf{kd izn'kZ
'kZu vkSj lsok laca/kh vis{kk,aa
e lh,,l ds ek/;e ls 'kkjhfjd lsok vko';drk,a ekuo lalk/ku U;wure 'kSf{kd izn'kZu vko';drk,a vkS
vkSj Nkuchu
la[;k f'k{kk laoxksZa dh inksUufr fodkl ea=ky; dh vf/klwpuk }kjk @p;u ekun.M
;Fkk fu/kkZfjr
1 lgk;d funs'kd 'kkjhfjd pj.k 1 esa lgk;d funs'kd 'kkjhfjd (i) rkfydk Vd esa fn, x, ekun.Mksa ds vuqlkj
f'k{kk@egkfo|ky; funs'kd f'k{kk @egkfo|ky; funs'kd 'kkjhfjd fo'ofo|ky; vuqnku vk;ksx }kjk fodflr ihch,,l
'kkjhfjd f'k{kk ls lgk;d f'k{kk vkSj ih,p-Mh- ds lkFk pkj o"kZx.kuk izk:i dk mi;ksx dj U;wure ldy ,ihvkbZ
funs'kd 'kkjhfjd f'k{kk ofj"B dh lsok iwjh dj yh gks vFkok ftUgksauas
izkIrkad
osrueku@egkfo|ky; ,e-fQy ds lkFk ikap o"kZ dh lsok iwjh(ii) 3@4 lIrkg dh vof/k dk ,d izcks/ku vkSj ,d
funs'kd 'kkjhfjd f'k{kk ofj"B dj yh gks vFkok ftUgksaus ih,p-Mh- iqup;kZ@'kks/k iz.kkyh ikB~;e
osruekupj.k 1 ls pj.k 2 @,e-fQy- ds fcuk Ng o"kZ dh lsok (iii) inksUufr dh vuq'kalk gsrq Nkuchu lg lR;kiu
iwjh dj yh gksA
izf;k
2 lgk;d funs'kd 'kkjhfjd pj.k 2 esa ikap o"kZ dh iwjh lsok okys (i) rkfydk Vd esa fn, x, ekun.Mksa ds vuqlkj
f'k{kk ofj"B lgk;d funs'kd 'kkjhfjd f'k{kk ofj"B fo'ofo|ky; vuqnku vk;ksx }kjk fodflr ihch,,l
14 THE GAZETTE OF INDIA : EXTRAORDINARY [PART IIISEC. 4]
ifjf'k"V&III%
ifjf'k"V& % rkfydk VII
fo'ofo|ky;ksa esa lgk;d iqLrdky;k/;{k@egkfo|ky; iqLrdky;k/;{k@dh dfj;j mUufr ;kstuk lh,,l ds vUrxZr
inksUufr ,oa fo'
fo'ofo|ky;ks
ofo|ky;ksa esa mi&iqLrdky;k/;{k ,oa iqLrdky;k/;{k dh lh/kh HkrhZ ds fy, vdknfed izn'kZu ladsrkad
,ihvkbZ
iqLrdky;k/;{kksa ds fofHkUu Lrjksa ds fy, izR;{k dk;ZHkkj vkSj vf/keku fn;k tk,
iqLrdky;k/;{k laoxZ ds Lo&vkdyu ij vk/kkfjr] ,ihvkbZ izkIrkadksa dks fuEufyf[kr ds fy, izLrkfor fd;k tkrk gS d
iqLrdky; lalk/kuksa dk vk;kstu vkSj iqLrdksa] if=dkvksa] fjiksZVksa] fodkl] vk;kstuk vkSj bZ&lalk/kuksa dk izca/ku mi;ksxdRkkZ
tkx:drk vkSj funsZ'k( [k iqLrdky; lsokvksa ds mUu;u gsrq vkbZlhVh vkSj vU; ubZ rduhdksa dk mi;ksx vkSj x
vfrfjDr lsok,a tSls vodk'k ds fnuksa esa iqLrdky; lqfo/kk,a iznku djuk] 'ksYQ vkWMZj dk j[k&j[kko] iqLrdky; mi;ksx
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 15
iqfLrdk] Hkou vkSj ckgjh lnL;rk ekudksa ds ek/;e ls ckgjh yksxksa dks laLFkkxr iqLrdky; lqfo/kk,a iznku djukA bl Js.kh
ds iqLrdky; dkfeZdksa }kjk t:jh U;wure ,ihvkbZ izkIrkad inksUufr ds fofHkUu Lrjksa gsrq vyx&vyx gSaA Lo&vkdyu
izkIrkad mn~ns';ijd :i ls lR;kiuh; dlkSVh ij vk/kkfjr gksus pkfg,A bls Nkuchu lg ewY;kadu@p;u lfefr }kjk
vafre :i fn;k tk,xkA fo'ofo|ky; f;kdykiksa dk C;kSjk vFkok] ;fn laLFkkfud fofufnZ"Vrk dh vko';drk gks] bl Js.kh
ds varxZr vko';d U;wure dqy ,ihvkbZ izkIrkadksa dks ifjofrZr fd, fcuk vf/kekuksa dks lek;ksftr dj ldrs gSaA
iz'kklfud mRrjnkf;Roksa] uoksUesk] lqfo/kkvksa dk mUu;u] foLrkfjr lsokvksa vkfn ds laca/k esa mi;ksx fd, x, ?kaVs
Js.kh I%% iqLrdky; lsokvksa ds ek/;e ls Kku vkSj lwpuk dh miyfC/k] la;kstu ,oa mldk lEizs"k.k
fz;kdyki dh izd`fr fo'ofo|ky; lgk;d mi&iqLrdky;k/;{k iqLrdky;k/;{k
iqLrdky;k/;{k@egkfo|ky;
rdky;k/;{k@egkfo|ky;
iqLrdky;k/;{k
vf/kdre okLrfod vf/kdre okLrfod vf/kdre okLrfod
izkIrkad izkIrkad izkIrkad izkIrkad izkIrkad izkIrkad
d- iqLrdky; lalk/kkuksa dk 70 izfr 'kSf{kd o"kZ 60 izfr 'kSf{kd 55 izfr 'kSf{kd
vk;kstu vkSj iqLrdksa] mi;ksx fd, o"kZ mi;ksx o"kZ mi;ksx
if=dkvksa] fjiksZVksa dk x, okLrfod fd, x, fd, x,
j[k&j[kko] iqLrdky; ?kaVs okLrfod okLrfod ?kaVs
ikBd&lsokvksa dk izko/kku] 20 ?kaVs 20
'kks/kkfFkZ;ksa ds fy, muds 20
lkfgR; laca/kh lsokvksa dks
iqu% miyC/k djkuk vkSj
fjiksZVksa dk fo'ys"k.k] fjiksZVksa]
iqfLrdkvksa vkSj lacaf/kr
nLrkostksa dks rS;kj djus ds
fy, vko';d tkudkjh ds
lkFk
fo'ofo|ky;@egkfo|ky;
ds foHkkxksa ds fy;s lgk;rk
dk izko/kku] fdz;kdyki
laca/kh tkudkjh ds lkFk
laLFkkfud osclkbV dks
v|ru djus vkSj laLFkkfud
lekpkj i=ksa vkfn dk
izdk'ku djus gsrq lgk;rk
40 vad
bZ&lalk/kuksa dk fodkl]
O;oLFkk vkSj izca/ku ds
lkFk&lkFk baVjusV ij mu
rd igqap@baVjusV]
iqLrdky; lalk/kuksa dk
fMftVyhdj.k] lwpuk dk
bZ&ifjnku vkfn15 vad
iqLrdky;k/;{k laoxZ ds Lo&vkdyu ij vk/kkfjr] Js.kh II ,ihvkbZ izkIrkadks dks lg&ikB~;p;kZ] foLrkj.k fdz;kdykiksa vkSj
O;kolkf;d fodkl ls lacaf/kr ;ksxnkuksa ds fy, izLrkfor fd;k tkrk gSA enksa vkSj izkIrkadksa dh ,d lwph uhps nh xbZ gSA
Lo&vkdyu izkIrkad rVLFk :i ls lR;kiuh; dlkSVh ij vk/kkfjr gksus pkfg, vkSj bls Nkuchu lg ewY;kadu lfefr }kjk
lgk;d iqLrdky;k/;{k@egkfo|ky; iqLrdky;k/;{k ls mPprj inksa gsrq rFkk p;u lfefr }kjk lgk;d iqLrdky;k/;{k ls
mi iqLrdky;k/;{k rFkk mi iqLrdky;k/;{k ls iqLrdky;k/;{k in ij inksUufr gsrq rFkk mi iqLrdky;/;{k vkSj
iqLrdky;/;{k ds in ij lh/kh HkrhZ gsrq vafre :i fn;k tk,xkA
uhps nh xbZ uewuk rkfydk esa fdz;kdykiksa vkSj ,ihvkbZ izkIrkadksa ds lewg fn;s x;s gSaA fo'ofo|ky; fdz;kdykiksa dk C;kSjk
vFkok] ;fn laLFkkfud fofufnZ"Vrk dh vko';drk gks] bl Js.kh ds varxZr vko';d U;wure dqy ,ihvkbZ izkIrkadksa dks
ifjofrZr fd, fcuk vf/kekuksa dks lek;ksftr dj ldrs gSaA
f;kdyki
f;kdyki dh izd`fr vf/kdre ,ihvkbZ okLrfod izkIrkad
izkIrkad
dNk= laca/kh lg&ikB~;p;kZ] foLrkj.k vkSj {ks= vk/kkfjr fdz;kdyki 15 izfr 'kSf{kd o"kZ mi;ksx
lkaLd`frd vknku&iznku vkSj iqLrdky; lsoko`fk ck; vkSj fd, x, okLrfod ?kaVs
var%lZaLFkkfudo`fk ds fofHkUu Lrj] foLrkj.k] fofHkUu iz.kkfy;ksa ds ek/;e 10
ls iqLrdky;&lkfgfR;d dk;Z
[kiqLrdky; vkSj iz'kklfud lfefr;ksa rFkk mRrjnkf;Roksa esa Hkkxhnkjh 15 izfr 'kSf{kd o"kZ mi;ksx
ds ek/;e ls iqLrdky; bdkb;ksa vkSj laLFkk dk izca/ku esa dkWiksZjsV thou fd, x, okLrfod ?kaVs
ds izfr ;ksxnku] 10
xO;kolkf;d fodkl fdz;kdyki ;Fkk laxksf"B;ksa@lEesyuksa] y?kq 15 izfr 'kSf{kd o"kZ mi;ksx
vof/k ds bZ&iqLrdky; izf'k{k.k ikB~;eksa] dk;Z'kkykvksa vkSj vk;kstuksa] fd, x, okLrfod ?kaVs
ppkZ esa Hkkx ysuk] O;k[;ku] la?kksa dh lnL;rk] izlkj] vkSj lkekU; ys[k] 10
tks uhps Js.kh II esa 'kkfey ugha gSa
Js.kh&III%
kh& % 'kks/k vkSj vdknfed ;ksxnku
Lo&vkdyu ij vk/kkfjr] ,ihvkbZ izkIrkadksa dks 'kks/k vkSj [ksy ;ksxnku gsrq izLrkfor fd;k tkrk gSA bl Js.kh esa t:jh
U;wure ,ihvkbZ izkIrkad fo'ofo|ky;ksa vkSj egkfo|ky;ksa esa inksUufr ds fofHkUu Lrjksa gsrq vyx&vyx gSaA Lo&vkdyu
izkIrkad lR;kiuh; dlkSVh ij vk/kkfjr gksaxs vkSj os Nkuchu lg&ewY;kadu lfefr }kjk lgk;d iqLrdky;k/;{k@egkfo|ky;
iqLrdky;k/;{k ls mPprj inksa gsrq rFkk p;u lfefr }kjk lgk;d iqLrdky;/;{k ls mi iqLrdky;/;{k rFkk mi
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 17
iqLrdky;/;{k ls iqLrdky;k/;{k in ij inksUufr gsrq rFkk mi iqLrdky;k/;{k vkSj iqLrdky;k/;{k ds in ij lh/kh HkrhZ
gsrq vafre :i fn;k tk,xkA
Js.kh f;kdyki fo'ofo|ky;@egkfo|ky; iqLrdky;k/;{k
rdky;k/;{k vf/kdre vad
IIId 'kks/k i=ksa dk izdk'ku% fo-v-vk- }kjk ;Fkk vf/klwfpr lanfHkZr 25 izfr izdk'ku
if=dk,a
fo-v-vk- }kjk ;Fkk vf/klwfpr vU; izfrf"Br 10 izfr izdk'ku
if=dk,a
III[k if=dk ys[kksa ds vfrfjDr vU; vUrjkZVh; izdk'kdksa }kjk izdkf'kr 30 izfr iqLrd ,dy
izdk'ku iqLrdsa] iqLrdksa esa v/;k; ikB~;@lanfHkZr iqLrdsa ftuesa fo'ofo|ky; ys[kd gsrq
}kjk Lohd`r iqLrdsa ,oa viuh osclkbV ij
iznf'kZr vkbZ,lchu@vkbZ,l,l,u la[;k
lafgr gS
tSlk fd fo'ofo|ky; }kjk Lohd`r ,oa viuh 20 izfr iqLrd ,dy
osclkbV ij iznf'Zkr gS] fok;xr iqLrdsa tks ys[kd gsrq
jkVh; Lrj ij vkbZ,lch,u@vkbZ,l,l,u
la[;k lafgr gS vFkok jkT;@dsUnzh; ljdkj
izdk'ku gSA lwph tkudkjh gsrq ;wthlh dks
Hksth tk,xhA
fo'ofo|ky; }kjk Lohd`r ,oa viuh osclkbV 15 izfr iqLrd ,dy
ij iznf'kZr vU; LFkkuh; izdk'kdksa }kjk ys[kd gsrq
izdkf'kr fok;xr iqLrdsa ftu ij
vkbZ,lch,u@vkbZ,l,l,u la[;k lafgr gSA
lwph tkudkjh gsrq ;wthlh dks Hksth tk,xhA
jkVh; ,oa vUrjkZVh; izdk'kdksa }kjk varjkZ"Vh;&10 izfr
izdkf'kr iqLrdksa ds v/;k; ftuesa v/;k; jk"Vh;& 5 izfr
vkbZ,lch,u@vkbZ,l,l,u la[;k lafgr gS v/;k;
vkSj tks fo'ofo|ky; }kjk Lohd`r ,oa mudh
osclkbV ij iznf'kZr gSaA lwph tkudkjh gsrq
;wthlh dks Hksth tk,xhA
III x 'kks/ k ifj;ks
t uk,a
IIIx (i) izk;ksftr ifj;kstuk,a d #0 5-0 yk[k ls vf/kd vuqnku okyh 20 izfr ifj;kstuk
cM+h ifj;kstuk,a
[k #0 3-0 yk[k ls vf/kd #0 5-0 yk[k 15 izfr ifj;kstuk
rd vuqnku okyh cM+h ifj;kstuk,a
x #0 1-0 yk[k ls vf/kd #0 3-0 yk[k 10 izfr ifj;kstuk
rd okyh y?kq ifj;kstuk,a
IIIx ijke'kZ gsrq ifj;kstuk,a U;wure #0 2-0 yk[k dh jkf'k dks la?kfVr 10 izR;sd #0 2-0
(ii) djuk yk[k gs
r q
IIIx ifj;kstuk ifj.kke@fu"d"kZ vUrjkZVh; fudk; tSls fd MCY;w ,p vUrjkZVh; fudk;ksa ds
(iii) vks @;w,uvks@;wusLdks@;wfulsQ bR;kfn izeq[k uhfr
fudk;ksa ,oa dsUnzh;@jkT; ljdkj@LFkkuh; nLrkost&30
fudk;ksa ds fy, eq[; uhfr nLrkost dsUnzh; ljdkj& 20
jkT; ljdkj& 10
LFkkuh; fudk;& 5
III?k 'kks/k ekxZn'kZu
III?k(i) ,e-fQy- mikf/k iznku dh xbZ 5 izfr mEehnokj
III ?k ih,p-Mh- mikf/k iznku dh xbZ@'kks/k izca/k izLrqr fd;k 15 @10izfr mEehnokj
(ii) x;k
IIIM+ vokMZ@QSyksf'ki@iznku fd;s x;s vkeaf=r O;k[;ku@lEesyuksa@laxksfB;ksa esa izLrqr i=
tgka dgha Hkh izklafxd gks] lanfHkZr if=dkvksa esa i= gsrq ,ihvkbZ izkIrkadksa dks fuEu izdkj tksMk+ tk,xk% (i) 1 ls de izHkko
dkjd okys i=& 5 vadkssa }kjk (ii) 1 vkSj 2 ds chp izHkko dkjd okys i=& 10 vadkssa }kjk (iii) 2 vkSj 5 ds chp izHkko dkjd
okys i=& 15 vadkssa }kjk (iv) 5 vkSj 10 ds chp izHkko dkjd okys i=& 20 vadkssa }kjk (v) 10 ls vf/kd izHkko dkjd okys
i=& 25 vadkssa }kjkA la;qDr izdk'kuksa@iqLrdksa gsrq ,ihvkbZ dh x.kuk fuEufyf[kr rjhds ls dh tk,xh% lacaf/kr f'k{kd }kjk
izdk'ku dh izklafxd Js.kh gsrq dqy izkIrkadksa ds] izFke vkSj izeq[k@vuq#i Corresponding ys[kd@i;Zos{kd@f'k{kd ds
ekxZn'kZd dqy vadksa ds 70% dks cjkcj :i ls lk>k djsaxs vkSj 'ks"k 30% ckdh vU; ys[kdksa }kjk cjkcj :i ls lk>k fd,
tk,axsA
# fo'ofo|ky; ,d fok; fo'kskK lfefr ds ek/;e ls fok;okj if=dkvksa dks fpfUgr djsxk rFkk viuh vuq'kalk;sa ;wthlh
}kjk fu/kkZfjr izk#i esa ;wthlh dh LFkk;h lfefr dh Lohd`fr ds fy, vk;ksx dks HkstsxkA bl lwph esa ls ;wthlh LFkk;h lfefr
}kjk Lohd`r if=dkvksa dks ;wthlh }kjk vf/klwfpr ^^if=dkvksa dh lwph** esa lfEefyr fd;k tk,xkA fo'ofo|ky; ls bl lwph
dh izkfIr ds 60 dk;Zdkjh fnolksa ds Hkhrj ;wthlh dh LFkk;h lfefr viuh vuq'kalk;sa izLrqr djsxkA ;wthlh LFkk;h lfefr
Lo;a vius ls gh **if=dkvksa dh lwph** esa lfEefyfr djus dh vuq'kalk dj ldrk gSA fo'ofo|ky; }kjk /kkjk 6-0-5 (i) dk
dM+kbZ ls vuqikyu fd;k tk,xkA
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 19
ifjf'k"V&III
ifjf'k"V& rkfydk&VIIId
rkfydk& d
rdky;k/;{k@egkfo|ky;
fo'ofo|ky;ksa vkSj egkfo|ky;ksa esa lgk;d iqLrdky;k/;{k@egkfo|ky; iqLrdky;k/;{k vkSj mi iqLrdky;k/;{k dh dfj;j
fo''ks"kK vkdyu gsrq vf/keku
mUufr ;kstuk lh,,l inksUufr gsrq U;wure ,ihvkbZ vkSj p;u lfefr;ksa esa fo
ifjf'k"V&IIIrkfydk&
ifjf'k"V& rkfydk&IX
rkfydk&
fo'ofo|ky;ksa vkSj egkfo|ky;ksa esa iqLrdky;k/;{k lacxksZa dh inksUufr gsrq U;wure 'kSf{kd izn'kZu vkSj lsok laca/kh vis{kk,a
e lh,,l ds ek/;e ls lsok vko';drk,a ekuo lalk/ku U;wure 'kSf{kd izn'kZu vko';drk,a vkSj
la[;k iqLrdky;k/;{k laoxksZa dh fodkl ea=ky; dh vf/klwpuk }kjk Nkuchu @p;u ekun.M
inksUufr ;Fkk fu/kkZfjr
1 lgk;d pj.k 1 esa lgk;d (i) ifjf'k"V III dh rkfydk VIIId esa
iqLrdky;k/;{k@egkfo|ky; iqLrdky;k/;{k@egkfo|ky; fo'ofo|ky;ksa esa iqLrdky;k/;{k laoxksaZ
iqLrdky;k/;{k ls lgk;d iqLrdky;k/;{k vkSj ih,p-Mh- ds lkFk vkSj egkfo|ky; iqLrdky;k/;{k laoxksZa
iqLrdky;/;{k ofj"B pkj o"kZ dh lsok iwjh dj yh gks vFkok gsrq fn, x, ekun.Mksa ds vuqlkj
osrueku@egkfo|ky; ftUgksausa ,e-fQy- ds lkFk ikap o"kZ dh fo'ofo|ky; }kjk fodflr ihch,,l
iqLrdky;k/;{k ofj"B lsok iwjh dj yh gks vFkok ftUgksaus x.kuk izk:i dk mi;ksx dj U;wure
osrueku pj.k 1 ls pj.k ih,p-Mh-@,e-fQy- ds fcuk Ng o"kZ ,ihvkbZ izkIrkad izk#i tks foofo|ky;
2rd dh lsok iwjh dj yh gksA }kjk fodflr fd;k x;k gSA
(ii) 3@4 lIrkg dh vof/k dk ,d izcks/ku
vkSj ,d iqu'p;kZikB~;e
(iii) inksUufr dh vuq'kalk gsrq Nkuchu
lg lR;kiu izf;k
2 lgk;d iqLrdky;k/;{k pj.k 2 esa 5 o"kZ dh iwjh lsok okys (i) ifjf'k"V III dh rkfydk VIII d esa
ofj"B lgk;d iqLrdky;k/;{k ofj"B fo'ofo|ky;ksa esa iqLrdky;k/;{k laoxksaZ
osrueku@egkfo|ky; osrueku@egkfo|ky; vkSj egkfo|ky; iqLrdky;k/;{k laoxksZa
iqLrdky;/;{k ofj"B iqLrdky;k/;{k ofj"B osrueku gsrq fn, x, ekun.Mksa ds vuqlkj
osrueku ls lgk;d fo'ofo|ky; }kjk fodflr ihch,,l
iqLrdky;k/;{k p;u x.kuk izk:i dk mi;ksx dj U;wure
xzsM@egkfo|ky; ,ihvkbZ izkIrkad izk#i tks foofo|ky;
iqLrdky;k/;{k p;u xzsM }kjk fodflr fd;k x;k gSA
pj.k 2 ls pj.k 3rd
(ii) lkFk gh] vkdyu vof/k ds nkSjku
U;wure 3 ls 4 lIrkg vof/k ds nks
iqu'p;kZ ikB~;eksa esa Hkkx fy;k gksA
(iii) inksUufr dh vuq'kalk gsrq Nkuchu
lg lR;kiu izf;k
3 lgk;d iqLrdky;k/;{k pj.k 3 esa 3o"kZ dh iwjh lsok okys (i) ifjf'k"V III dh rkfydk VIII d esa
p;u xzsM@egkfo|ky; lgk;d iqLrdky;k/;{k p;u fo'ofo|ky;ksa esa iqLrdky;k/;{k laoxksaZ
iqLrdky;k/;{k p;u xszM xzsM@egkfo|ky; iqLrdky;k/;{k vkSj egkfo|ky; iqLrdky;k/;{k laoxksZa
ls mi iqLrdky;k/;{k @ p;u xszM gsrq fn, x, ekun.Mksa ds vuqlkj
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 21
1.1 These Regulations may be called the University Grants Commission (Minimum Qualifications for Appointment
of Teachers and other Academic Staff in Universities and Colleges and Measures for the Maintenance of
Standards in Higher Education) (4th Amendment), Regulations, 2016.
1.2 They shall apply to every University established or incorporated by or under a Central Act, Provincial Act or a
State Act, every institution including a constituent or an affiliated College recognized by the Commission, in
consultation with the University concerned under clause (f) of Section 2 of the University Grants Commission
Act, 1956 (3 of 1956) and every Institution Deemed to be a University under Section 3 of the said Act.
1.3 They shall come into force with immediate effect from the date of their publication in the Official Gazette.
2. The following regulations in the University Grants Commission (Minimum qualifications for appointment of
teachers and other academic staff in Universities and Colleges and other measures for the maintenance of
standards in higher education) Regulations, 2010 shall stand amended and be read as under:-
8.2.1 of The posts of Vice-Chancellor shall carry a The post of Vice-Chancellor shall carry a fixed
Schedule for fixed pay of Rs.75,000/- alongwith a special pay of Rs.75,000/- alongwith a special
clause 6.8.0 pay of Rs.5,000/- per month. All other allowance of Rs.5,000/- per month. All other
eligibility and facilities for the Vice-Chancellor eligibility and facilities for the Vice-Chancellor
as provided in the Act/Statutes of the as provided in the Act/Statutes of the
University concerned shall be applicable University concerned shall be applicable
besides the pay. besides the pay.
5.1.6 (d) The term of appointment of the College The term of appointment of the College
Principal shall be FIVE years with eligibility Principal shall be five years with eligibility for
for reappointment for one more term only after reappointment for one more term only after a
a similar Selection Committee process. similar Selection Committee process which
shall take into account an external peer review,
its recommendations and its outcomes. The
framework of the external peer review shall be
specified by the UGC.
6.0.5(i) Besides the indexed publications documented The University shall identify the journals
by various discipline-specific databases, the subject-wise through subject expert committees
University concerned shall draw through and forward the recommendations to UGC in
committee(s) of subject experts and the format prescribed by UGC for approval of
ISBN/ISSN experts : (a) a comprehensive list the UGC Standing Committee. The journals
of National/Regional level journals of quality approved from this list, by the UGC Standing
in the concerned subject(s); and (b) a Committee, shall be included in the List of
comprehensive list of Indian language Journals notified by the UGC. The UGC
journals/periodicals/official publication Standing Committee shall give its
volumes of language bodies and upload them recommendations within 60 working days of
on the University website which are to be the receipt of the list from the University. The
updated periodically. UGC Standing Committee may also, suomotu,
recommend journals for inclusion in the List
of Journals.
3. The proviso prescribed under Regulation 3.3.1, 4.4.1, 4.4.2, 4.4.2.2, 4.4.2.3, 4.5.3 and 4.6.3 in the University
Grants Commission (Minimum qualifications for appointment of teachers and other academic staff in
Universities and Colleges and other measures for the maintenance of standards in higher education) (3th
Amendment) Regulations, 2016 regarding exemption to the candidates registered for Ph.D. programme prior to
July 11, 2009 shall stand amended and be read as under:-
Provided further, the award of degree to candidates registered for the M.Phil/Ph.Dprogramme prior to July 11,
2009, shall be governed by the provisions of the then existing Ordinances/Bylaws/Regulations of the Institutions
awarding the degree and the Ph.D candidates shall be exempted from the requirement of NET/SLET/SET for
recruitment and appointment of Assistant Professor or equivalent positions in Universities/Colleges/Institutions
subject to the fulfillment of the following conditions:-
a) Ph.D. degree of the candidate awarded in regular mode only;
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 23
b) Evaluation of the Ph.D. thesis by at least two external examiners;
d) Candidate haspublished two research papers from his/her Ph.D. work out of which at least one must be in a
refereed journal;
e) Candidate has made at least two presentations in conferences/seminars, based on his/her Ph.D work.
4. The second proviso prescribed under Regulation 6.0.1 in the University Grants Commission (Minimum
qualifications for appointment of teachers and other academic staff in Universities and Colleges and other measures for
the maintenance of the standards in higher education) (2nd Amendment) Regulations, 2013 shall be substituted with the
following: -
Provided also that the API score claim of each of the sub-categories in the Category III (Research and Academic
Contributions) shall not have a cap except for the sub-category of invited lectures/papers.
As a consequence, the table at Regulation 6.0.1 of the University Grants Commission (Minimum qualifications for
appointment of teachers and other academic staff in Universities and Colleges and other measures for the maintenance of
the standards in higher education) (2nd Amendment) Regulations, 2013 stands deleted.
5. Student Feedback is an integral part of the institutional and academic development of higher educational
institutions and in fostering quality. Student feedback and teacher response plays a catalytic role towards improvement
in teaching-learning and institutional development. Feedback from students on teaching, delivery, methodology and
pedagogy is pivotal with a view to enhancing clarity of concepts, subject understanding and developing and deepening an
interest in the academic discipline. Universities and Colleges should encourage teachers to assist students in providing
constructive feedback on teaching-learning in order to enhance quality education and in responding to the feedback.
Based on the teachers self-assessment, API scores are proposed for (a) teaching related activities; domain
knowledge; (b) participation in examination and evaluation; and (c) contribution to innovative teaching, new courses
etc. The minimum API score required by teachers from this category is different for different levels of promotion.
The self- assessment score should be based on objectively verifiable records. It shall be finalized by the screening
cum evaluation / selection committee. Universities may detail the activities, in case institutional specificities require,
adjust the weightages without changing the minimum total API scores required under this category.
CATEGORY I: TEACHING, LEARNING AND EVALUATION RELATED ACTIVITIES
Category Nature of Activity Assistant Professor Associate Professor Professor
Max. Actual Score Max. Actual Score Max. Actual Score
Score Score Score
I a. Direct Teaching 70 Actual hours 60 Actual hours 60 Actual hours
spent per spent per spent per
24 THE GAZETTE OF INDIA : EXTRAORDINARY [PART IIISEC. 4]
Note:
1. Direct Teaching 16/14/14 hours per week include the Lectures/Tutorials/Practicals /Project Supervision/Field Work. .
2.University may prescribe minimum cut-off, say 75%, below which no scores may be assigned in these sub-categories.
3.In consonance with established academic and teaching traditions, and with a view to reinforcing a student-centric and
caring approach the teachers are encouraged to work with students, beyond the structure of classroom teaching.
Indicatively, this could entail mentoring, guiding and counseling students. In particular teachers would be the best placed
to identify and address the needs of students who may be differently abled, or require assistance to improve their
academic performance, or to overcome a disadvantage. There are no prescribed hours for such efforts, measured either in
weeks or months, or in the context and calculation of the API scores, these are nevertheless important and significant
activities that could be carried out by teachers.
The model table below gives groups of activities and API scores. Universities may detail the activities or, in case
institutional specificities require, adjust the weightages without changing the minimum total API score required under
this category.
Cate-
Maximum
gory Nature of Activity Actual score
API Score
II
Student related co-curricular, extension and field based activities.
Actual hours
(i) Discipline related co-curricular activities (e.g. remedial classes, career spent per
counselling, study visit, student seminar and other events.) academic year
a. 15
(ii) Other co-curricular activities (Cultural, Sports, NSS, NCC etc.)
(iii) Extension and dissemination activities (public /popular 10
lectures/talks/seminars etc.)
Contribution to corporate life and management of the department and
institution through participation in academic and administrative committees
Actual hours
and responsibilities.
spent per
i). Administrative responsibility (including as Dean / Principal / Chairperson / academic year
b. 15
Convener / Teacher-in-charge/similar other duties that require regular office
hrs for its discharge)
10
(ii). Participation in Board of Studies, Academic and Administrative
Committees
c. Professional Development activities (such as participation in seminars, 15 Actual hours
conferences, short term training courses, industrial experience, talks, lectures spent per
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 25
in refresher / faculty development courses, dissemination and general articles academic year
and any other contribution)
10
respectively
30 for each International /
20 for each national level
Major Policy document output or patent.
Projects prepared for international
III (C) Patent / Technology transfer / bodies like Major policy document of
(iii) Outcome / Product / Process WHO/UNO/UNESCO/UNICEF International bodies - 30
Outputs etc. Central / State Govt./Local Central Government 20,
Bodies State Govt.-10
Local bodies 5
III
RESEARCH GUIDANCE
(D)
III(D)(i) M.Phil. Degree awarded Degree awarded 5 per candidate
III(D) Degree awarded / Thesis Degree awarded / Thesis
Ph.D. 15/10 per candidate
(ii) submitted submitted
III E Fellowships, Awards and Invited lectures delivered in conferences / seminars
International
International Award / Fellowship 15 per Award / 15
Award/Fellowship from
from academic bodies/associations per Fellowship
academic bodies
III(E) Fellowships/
National Award/Fellowship National Award/Fellowship from 10 per Award / 10
(i) Awards from academic bodies academic bodies/associations per Fellowship
State/University level Award State/University level Award from
5 Per Award
from academic bodies academic bodies/associations
III(E) Invited lectures / International International 7 per lecture /
(ii) papers 5 per paper
presented
National level National level 5 per lecture /
3 per paper
presented
State/University level State/University level 3 per lecture /
2 per paper
presented
The score under this sub-category shall be restricted to 20% of the minimum fixed for Category III for any
assessment period
III(F) Development of e-learning delivery process/material 10 per module
* Wherever relevant to any specific discipline, the API score for paper in refereed journal would be augmented as
follows: (i) paper with impact factor less than 1 - by 5 points; (ii) papers with impact factor between 1 and 2 by 10 points;
(iii) papers with impact factor between 2 and 5 by 15 points; (iv) papers with impact factor between 5 and 10 by 20
points: (v) papers with impact factor above 10 by 25 points. The API for joint publications shall be calculated in the
following manner: Of the total score for the relevant category of publication by the concerned teacher, the First and
Principal / corresponding author /supervisor / mentor would share equally 70% of the total points and the remaining 30%
would be shared equally by all other authors.
# The University shall identify the journals subject-wise through subject expert committees and forward the
recommendations to UGC in the format prescribed by UGC for approval of the UGC Standing Committee. The journals
approved from this list, by the UGC Standing Committee, shall be included in the List of Journals notified by the
UGC. The UGC Standing Committee shall give its recommendations within 60 working days of the receipt of the list
from the University. The UGC Standing Committee may also, suo-moto, recommend journals for inclusion in the List
of Journals. The clause 6.0.5 (i) will be strictly followed by the University.
APPENDIX - III TABLE - II (A)
MINIMUM APIS AS PROVIDED IN APPENDIX - III TABLE I TO BE APPLIED FOR THE PROMOTION
OF TEACHERS UNDER CAREER ADVANCEMENT SCHEME (CAS) IN UNIVERSITY DEPARTMENTS
AND COLLEGES, AND WEIGHTAGES FOR EXPERT ASSESSMENT
Assistant Assistant Assistant Professor Associate Professor
Category Activity Professor / Professor / (Stage 3) to Assoc. Professor (Stage 5) to
equivalent equivalent Professor/equivalent (Stage 4) to
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 27
Scores Qualification as of 300 points from categories II & III requirement of 400 points from
stipulated in these of APIs (cumulative) categories II & III of APIs
regulations (cumulative)
Selection a) Academic Record and a) Academic Background (20%) a) Academic Background (20%)
Committee Research Performance b) Research performance based on b) Research performance based on
criteria / (50%) API API
weightages
b) Assessment of Domain score and quality of publications score and quality of publications
(Total (40%) (40%).
Knowledge & Teaching
Weightages =
Skills c) Assessment of Domain c) Assessment of Domain
100)
(30%) Knowledge and knowledge
c) Interview Teaching Skills (20%) and Teaching Skills (20%).
performance (20%) d) Interview performance: (20%) d) Interview performance:(20%)
4) to Professor service in Stage 4. in Table II (A). Teachers may combine two assessment
(Stage 5) periods (in Stages 2 and 3) to achieve minimum API scores,
if required.
(ii)A minimum of five publications since the period that the
teacher is placed in stage 3.
(iii) A selection committee process as stipulated in the
regulation and in Tables II (A).
5. Professor (Stage Professor with ten years of (i) Minimum cumulative API scores for the assessment
5) to Professor completed service period as per the norms provided in Table II (A).
(Stage 6). (universities only) (ii) Additional credentials are to be evidenced by: (a) post-
doctoral research outputs of high standard; (b) awards /
honours / recognitions / patents and IPR on products and
processes developed / technology transfer achieved; and (c)
Additional research degrees like D.Sc., D.Litt., LL.D., etc.,
(iii) A review process by an Expert Committee as stipulated
in this regulation and in Tables II (A)..
b) Management of Physical Education & Sports 10 Actual hours 10 Actual hours 10 Actual hours
Program for students (planning, executing and spent per spent per spent per
evaluating the policies in physical education & academic academic academic
Sports) (10 Points) year year year
Organizing and conducting sports and games
competitions at the International / National / 10 10 10
State /
Inter University/Inter Zonal Levels (10
Points)
c) Upgradation of scientific and technological 10 Actual hours 10 Actual hours 10 Actual hours
knowledge in Physical Education and Sports (10 spent per spent per spent per
Points) academic academic academic
Extending services, sports facilities and training year year year
on holidays to the institutions and organizations
(10 Points) 10 10 10
Maximum
Nature of Activity Actual score
API Score
a) Student related co-curricular, extension and field based activities
Actual hours spent
(i) Discipline related co-curricular activities (Cultural, Sports, NSS, NCC etc.) per academic year
(various levels of intramural and extramural programmes) 15
(ii) Extension and dissemination activities (public /popular lectures/talks/seminars
10
etc.)
b) Contribution to Corporate life and management of the sports units and institution Actual hours spent
through participation in sports and administrative committees and per academic year
15
responsibilities(including as Principal / Director / Convener / similar other duties
that require regular office hrs for its discharge) 10
c) Professional Development activities (such as participation in seminars, Actual hours spent
conferences, short term training courses, camps & events, talks, lectures in refresher per academic year
15
/ faculty development courses, membership of associations, dissemination and
general articles and any other contribution) 10
III (A) Research Refereed Journals as notified by the UGC# 25 per Publication
Publications in Other Reputed Journals as notified by the UGC# 10 per Publication
III (B) Text/Reference Books, published by International
Publishers, with ISBN/ISSN number as approved by the 30 per Book for Single
University and posted on its website. The List will be Author
intimated to UGC.
Publications other Subject Books, published by National level publishers, 20 per Book for Single
with ISBN/ISSN number or State / Central Govt. Author
than journal
Publications as approved by the University and posted on
articles
its website. The List will be intimated to UGC.
(books, chapters
Subject Books, published by Other local publishers, with 15 per Book for Single
in
ISBN/ISSN number as approved by the University and Author
books) posted on its website. The List will be intimated to UGC.
Chapters in Books, published by National and International International 10 per Chapter
level publishers, with ISBN/ISSN number as approved by National 5 per Chapter
the University and posted on its website. The List will be
intimated to UGC.
III (C) RESEARCH PROJECTS
III (C) Sponsored Major Projects with grants above Rs. 5 lakhs 20 per Project
(i) Projects
Major Projects with grants above Rs.3 lakhs up to Rs.5 15 per Project
lakhs
Minor Projects with grants above Rs. 1 lakh up to Rs.3 10 per Project
lakhs
III Consultancy
Amount mobilized with a minimum of Rs. 2 lakhs 10 for every Rs.2 lakhs
(C)(ii) Projects
Major policy document of
Projects Major Policy document prepared for international bodies International bodies - 30
III
Outcome / like WHO/UNO/UNESCO/UNICEF etc. Central / State Central Government 20,
(C)(iii)
Outputs Govt./Local Bodies State Govt.-10
Local bodies 5
III (D) RESEARCH GUIDANCE
III(D)(i) M.Phil. Degree awarded 5 per candidate
15 / 10 per candidate
III(D)(ii) Ph.D. Degree awarded / Thesis submitted
10 per candidate
III E Awards / Fellowships/Invited lectures delivered / papers presented in conferences / seminars
Award / International Award/Fellowship from Govt./recognized
15 per Award / 15 per
Fellowship International Sports Bodies/International Sports
Fellowship
Organizations
Award / National Award/Fellowship from Govt./recognized 10 per Award / 10 per
III(E) (i)
Fellowship National Sports Bodies/National Sports Organizations Fellowship
State / University Award/Fellowship from
Award
Govt./recognized State Sports Bodies/State Sports 5 Per Award
/Fellowship
Organizations
III(E) Invited lectures International 7 per lecture / 5 per paper
(ii) / papers presented
presented National level 5 per lecture / 3 per paper
presented
State/University level 3 per lecture / 2 per paper
presented
The score under this sub-category shall be restricted to 20% of the minimum fixed for Category III for any
assessment period
III(E) Development of e-learning delivery process/material 10 per module
32 THE GAZETTE OF INDIA : EXTRAORDINARY [PART IIISEC. 4]
(iii)
* Wherever relevant, the API score for paper in refereed journal would be augmented as follows: (i) paper with impact
factor less than 1 - by 5 points; (ii) papers with impact factor between 1 and 2 by 10 points; (iii) papers with impact factor
between 2 and 5 by 15 points; (iv) papers with impact factor between 5 and 10 by 20 points: (v) papers with impact
factor above 10 by 25 points. The API for joint publications/books shall be calculated in the following manner: Of the
total score for the relevant category of publication by the concerned teacher, the First and Principal / corresponding
author /supervisor / mentor of the teacher would share equally 70% of the total points and the remaining 30% would be
shared equally by all other authors.
# The University shall identify the journals subject-wise through subject expert committees and forward the
recommendations to UGC in the format prescribed by UGC for approval of the UGC Standing Committee. The journals
approved from this list, by the UGC Standing Committee, shall be included in the List of Journals notified by the
UGC. The UGC Standing Committee shall give its recommendations within 60 working days of the receipt of the list
from the University. The UGC Standing Committee may also, suo-moto, recommend journals for inclusion in the List
of Journals. The clause 6.0.5 (i) will be strictly followed by the University.
performance
* One may score the balance of points from either Category II or Category III to achieve the minimum score
required under Category II + III.
APPENDIX-III - TABLE VI
MINIMUM ACADEMIC PERFORMANCE AND SERVICE REQUIREMENTS FOR PROMOTION OF
PHYSICAL EDUCATION CADRES IN UNIVERSITIES AND COLLEGES
Sl.No. Promotion of Service (as prescribed Minimum Academic Performance Requirements and
Physical by the MHRD Screening/Selection Criteria
Education Cadres Notification)
through CAS requirement
1 Assistant DPE/ Assistant DPE / (i) Minimum cumulative API scores using PBAS scoring
College DPE to College DPE proforma developed by the UGC as per the norms provided
Assistant DPE completed four years of in Table V (A).
(Senior Scale) / service in Stage 1 with (ii) One Orientation and one Refresher / Research
College DPE Ph.D. or five years of Methodology Course of 3/4 weeks duration.
(Senior Scale) service with M.Phil. or
(iii) Screening cum Verification process for recommending
(Stage 1 to Stage six years of service
promotion.
2) without Ph.D./ M.Phil
2. Assistant DPE Assistant DPE (senior (i) Minimum cumulative API scores using the PBAS scoring
(senior scale) / scale) College DPE proforma developed by the UGC as per the norms provided
College DPE (senior scale) with in Table V(A)
(senior scale) to completed service of (ii) One course / programme from among the categories of
Deputy DPE / five years in Stage 2 refresher courses, methodology workshops, Training,
Assistant DPE Teaching-Learning-Evaluation Technology Programmes,
(selection grade) / Soft Skills development Programmes and Faculty
College DPE Development Programmes of 3/4 week duration.
(selection grade)
(iii) Screening cum Verification process for recommending
(Stage 2 to Stage
promotion.
3)
3. Assistant DPE Assistant DPE (i) Minimum cumulative API scores using the PBAS scoring
(Selection Grade) (Selection Grade) / proforma developed by the UGC as per the norms provided
/ College DPE College DPE (Selection in Table V(A).
(Selection Grade) Grade) with three years (ii) At least three publications in the entire period as
to Deputy DPE / of completed service in Assistant/College DPE (twelve years). However, in the case
College DPE Stage 3. of College DPE, an exemption of one publication may be
(Selection Grade) given to M. Phil. holders and an exemption of two
(Stage 3 to Stage publications may be given to Ph. D. holders.
4).
(iii) Evidence of having produced.teams / athletes
34 THE GAZETTE OF INDIA : EXTRAORDINARY [PART IIISEC. 4]
promotion of Assistant Librarian / College Librarian to higher grades and Selection Committee for the promotion of
Assistant Librarian to Deputy Librarian and for direct recruitment of Deputy Librarian and Librarian.
Category Activity University/College Librarians Max.score *
III (A) Research Refereed Journals as notified by the UGC# 25 per Publication
Publications in Other Reputed Journals as notified by the UGC# 10 per Publication
III (B) Text/Reference Books, published by International
Publishers, with ISBN/ISSN number as approved by the 30 per Book for Single
University and posted on its website. The List will be Author
intimated to UGC.
Subject Books, published by National level publishers, 20 per Book for Single
Publications other with ISBN/ISSN number or State / Central Govt. Author
Publications as approved by the University and posted on
than journal articles
its website. The List will be intimated to UGC.
(books, chapters in
Subject Books, published by Other local publishers, with 15 per Book for Single
books) ISBN/ISSN number as approved by the University and Author
posted on its website. The List will be intimated to UGC.
Chapters in Books, published by National and International 10 per Chapter
International level publishers, with ISBN/ISSN number National 5 per Chapter
as approved by the University and posted on its website.
The List will be intimated to UGC.
III (C) RESEARCH PROJECTS
III (C) Sponsored Projects Major Projects with grants above Rs. 5 lakhs 20 per Project
(i)
Major Projects with grants above Rs.3 lakhs up to Rs.5 15 per Project
lakhs
Minor Projects with grants above Rs. 1 lakh up to Rs.3 10 per Project
lakhs
III Consultancy
Amount mobilized with a minimum of Rs. 2 lakhs 10 for every Rs.2 lakhs
(C)(ii) Projects
Major policy document of
Major Policy document prepared for international bodies International bodies - 30
III Projects Outcome
like WHO/UNO/UNESCO/UNICEF etc. Central / State Central Government 20,
(C)(iii) / Outputs
Govt./Local Bodies prepared State Govt.-10
Local bodies 5
III (D) RESEARCH GUIDANCE
III(D)(i) M.Phil. Degree awarded 5 per candidate
15 /10 per candidate
III(D)(ii) Ph.D. Degree awarded / Thesis submitted
* Wherever relevant, the API score for paper in refereed journal would be augmented as follows: (i) paper with impact
factor less than 1 - by 5 points; (ii) papers with impact factor between 1 and 2 by 10 points; (iii) papers with impact factor
between 2 and 5 by 15 points; (iv) papers with impact factor between 5 and 10 by 20 points: (v) papers with impact
factor above 10 by 25 points. The API for joint publications/books shall be calculated in the following manner: Of the
total score for the relevant category of publication by the concerned teacher, the First and Principal / corresponding
author /supervisor / mentor of the teacher would share equally 70% of the total points and the remaining 30% would be
shared equally by all other authors.
# The University shall identify the journals subject-wise through subject expert committees and forward the
recommendations to UGC in the format prescribed by UGC for approval of the UGC Standing Committee. The journals
approved from this list, by the UGC Standing Committee, shall be included in the List of Journals notified by the
UGC. The UGC Standing Committee shall give its recommendations within 60 working days of the receipt of the list
from the University. The UGC Standing Committee may also, suo motu, recommend journals for inclusion in the List of
Journals. The clause 6.0.5 (i) will be strictly followed by the University.
APPENDIX-III - TABLE IX
MINIMUM ACADEMIC PERFORMANCE AND SERVICE REQUIREMENTS FOR PROMOTION OF
LIBRARIAN CADRES IN UNIVERSITIES AND COLLEGES
Sl.No. Promotion of Service (as prescribed Minimum Academic Performance Requirements and
Librarian Cadres by the MHRD Screening/Selection Criteria
through CAS Notification)
requirement
1 Assistant Assistant Librarian/ (i) Minimum API scores using PBAS scoring proforma
Librarian/ College College Librarian developed by the university as per the norms provided in
Librarian to completed four years of Table VIII (A) of Appendix III for Librarian cadres in
Assistant Librarian service in Stage 1 with universities and for college Librarian cadres.
(Senior Scale) / Ph.D. or five years of (II)One Orientation and one Refresher Course of 3/4 weeks
College Librarian service with M.Phil. or duration
(Senior Scale) six years of service
(iii) Screening cum Verification process for recommending
(Stage 1 to Stage without Ph.D./ M.Phil
promotion.
2)
2. Assistant Librarian Assistant Librarian (i) Minimum API scores using the PBAS scoring
(senior scale) / (senior scale) / College proforma developed by University as per the norms provided
College Librarian Librarian (senior scale) in Table VIII (A) of Appendix III for Librarian Cadres in
(senior scale) to with completed service universities and for college librarian cadres.
Assistant Librarian of five years in Stage 2 (ii)Additionally, two refresher courses, for a minimum period
(selection grade) / of 3 to 4 week duration to have been undergone during the
College Librarian assessment period.
(selection grade)
(iii) Screening cum Verification process for recommending
(Stage 2 to Stage
promotion.
3)
3. Assistant Librarian Deputy Librarian / (i) Minimum API scores using the PBAS scoring
(Selection Grade) / Assistant Librarian proforma developed by university as per the norms provided
College Librarian (Selection Grade) / in Table VIII (A) of Appendix III. Three publications over
(Selection Grade) College Librarian twelve years. In Colleges, an exemption of one publication
Hkkx III[k.M 4 Hkkjr dk jkti=k % vlk/kj.k 39
to Deputy (Selection Grade) with will be given to M. Phil holders and two publications to Ph.
Librarian / College three years of D. Holders.
Librarian(Selection completed service in (ii) Additionally one course/training under the
Grade)(Stage 3 to Stage 3. categories of Library automation / Analytical tool
Stage 4) Development for academic documentation.
(iii) A selection committee process as stipulated in the
Regulation and in Table VIII (A)
4. University Deputy Librarian in (i) Minimum cumulative API scores using the PBAS scoring
Librarian (Stage 5) universities with three proforma developed by the UGC as per the norms provided
(For universities years of completed in Table VIII (A). Librarians may combine two assessment
only) service in Stage 4. periods (in Stages 3 and 4) to achieve minimum API scores,
if required.
(ii) A minimum of five publications since the period that the
teacher is placed in stage 3
(iii) Evidence of innovative library service and organization
of published work.
(iv) A selection committee process as stipulated in the
regulation and in Table VIII (A)
Note: The explanatory note provided for Table IIA for CAS for teachers is also applicable for the Librarian cadres
as per the API score specified for this cadre.
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