Professional Documents
Culture Documents
After Stroke
Allie A. Ritchie
Andie B. Campbell
University of Utah
CIMT IN ADULTS AFTER STROKE 2
Introduction
According to the National Institute of Neurological Disorders and Stroke (2016), a stroke
occurs when there is an interruption in blood flow to the brain, either by a blocked blood vessel
(ischemic stroke) or a ruptured vessel causing abnormal bleeding (hemorrhagic stroke). The
Centers for Disease Control and Prevention (2015) estimates that stroke is the fifth leading cause
of death in the United States, with 800,000 strokes occurring each year and it is the leading cause
of serious long-term disability (CDC, 2015). In the United States, strokes cost $34 billion per
year in medications, health care costs, and loss of productivity poststroke (CDC, 2015).
Up to 85% of people after a stroke experience an upper limb deficit, and only 50% will
regain functional use of this limb (Pedlow, Lennon, & Wilson, 2014, p. 276). This creates a
challenge for individuals who have had a stroke to adapt to living with the debilitating effects of
a stroke in many aspects of their lives. Activities of daily living (ADLs) pose a unique
(Pedlow et al., 2014, p. 276). A stroke can affect many different facets of life including:
recreational activities, employment, mood, financial status and quality of life in both stroke
occupational therapy practitioners to understand the multifaceted effects stroke can have on a
client, and to educate themselves to provide the best multifaceted client-centered treatment to
clients. With stroke being the leading cause of long-term disability, there are many treatment
options that are available to clients through occupational therapy and other healthcare services.
A treatment option that has been widely researched recently is constraint-induced movement
CIMT IN ADULTS AFTER STROKE 3
Constraint-induced movement therapy forces the use of the affected limb by restraining
the unaffected limb with a sling after a stroke. By using the affected limb intensively, it is widely
believed to help stroke survivors overcome the initial feelings of failure when trying
unsuccessfully to use the affected limb (American Stroke Association, 2014). Constraint-induced
movement therapy has become a viable option for therapeutic intervention, and current research
suggests there are increased patient benefits when using CIMT. However, compared to
conventional stroke therapy, the implementation of CIMT into clinical practice has yet to
increase. Therefore, the researchers main objective in this paper was to analyze literature to
find evidence regarding the effectiveness of using CIMT as a therapeutic intervention on affected
Methods
Three scientific research databases were used to collect relevant data: PubMed, CINAHL
and OTSeeker. To find scientific data relevant to OT, a research question was developed based
on the PICO (Person, Intervention, Comparison, Outcome) format. The initial PICO question
used to refine search outcomes was: Does Constraint Induced Movement Therapy (CIMT)
increase functional use of affected upper extremity in adults after stroke? The initial PICO
question resulted in too few search results. Researchers modified the original PICO question to
increase search results. The modified PICO question applied to the research databases was:
increased number of search results. In conjunction with the PICO question, keywords were also
used to find pertinent articles. The keywords that were employed were: stroke, adult, constraint-
CIMT IN ADULTS AFTER STROKE 4
induced movement therapy. Twelve articles were found, and researchers developed inclusion
and exclusion criteria in order to narrow down the amount of articles that were relevant based on
Inclusion Criteria
Articles were read and evaluated by researchers and determined usable based on the
following inclusion criteria: articles were published after 2006; participants were adults who had
for stroke, outcome measures relevant to occupational therapy were used to determine efficacy of
CIMT treatment and articles were published in a peer-reviewed journal. Studies that were
randomized-control trials (RCTs) were assessed for quality using the PEDro scale, with a score
of six being the minimum level for inclusion in this review. It is important to note that blinding
the participants and therapists in these studies was difficult, due to the fact that both parties
would recognize if they were receiving or administering CIMT. See Table 2 for the PEDro
scores of each RCT. Articles that were not randomized-control studies were evaluated by
researchers to determine the validity and reliability of the studies using the following criteria:
article findings were accurate; findings are applicable in multiple contexts; and others can
replicate results. Articles that met the criteria and minimized threats to internal and external
Exclusion Criteria
Articles were excluded based on the following criteria: articles were published before
2006; participants were not adults; m-CIMT treatment or CIMT treatment was used for
diagnoses other than stroke, or CIMT treatment was not used. Randomized-control studies that
scored below six on the PEDro scale were not used in this review.
CIMT IN ADULTS AFTER STROKE 5
Results
Seven studies were selected that met the inclusion criteria for this review, including six
randomized-control trials (Level 1 evidence), and one 2-group non-randomized study (Level 2
Key Findings
Wu, Chuang, Lin, Chen, and Tsay (2011) conducted a RCT to examine the effects of
bilateral arm training (BAT), distributed constraint-induced therapy (dCIT), and control
treatment (CT) on performance of daily functions and motor control of the hemiparetic upper
extremity in people who have sustained a stroke. The results showed that dCIT significantly
improved performance in the WMFT-Time and WMFT-FAS compared to the CT group. The
dCIT group also showed better scores in the MAL-AOU and MAL-QOM tests than the BAT or
CT groups. Kinematic analysis showed smoother movements in the dCIT and BAT groups, but
the BAT group showed a significant increase in force produced during movement compared to
the dCIT and CT groups. Overall, the study concluded that BAT is a better choice if force
generation is a goal, whereas dCIT is better at increasing functional ability and use of the
affected upper extremity. The study recognized limitations such as the limited amount of tasks
used to perform the kinematic analysis, as well as the movement requirements of the patients as
techniques on the affected upper extremity in adults after a stroke. The results showed that both
groups significantly improved in all outcome measures, however, there were significant
CIMT IN ADULTS AFTER STROKE 6
differences between the two groups in WMFT-FA and MAL-QOM after the intervention and at
the follow-up, with the mCIMT group showing greater improvements. Both groups appeared to
show a decrease in spasticity of the affected arm after treatment. The study concluded that
mCIMT may improve function and use of the affected arm better than conventional
rehabilitation techniques. The authors addressed limitations such as the lack of a long-term
follow-up (such as 6 months to 1 year), the high attrition rate at the 3-month follow-up which
affected the interpretation of the outcome measures of disability, and the lack of a patient diary
to monitor intensity of household activities. They also noted that it was difficult to actually test
the specific effects that the modified-intensity of the restraining mitt had on the outcomes versus
traditional-intensity CIMT.
Wolf et al. (2006) performed a very large clinical trial that examined the effect of CIMT
on upper extremity function compared to usual and customary care in adults who had sustained
a stroke within 3-9 months. The results presented significant improvements in the CIMT group
on the affected limb movement time (WMFT) and the quality of movement and amount of use of
the limb (MAL-AOU/MAL-QOM) which were still present at the 12-month follow-up. The
CIMT group also reported a decreased perceived difficulty with the affected limb (SIS) at the 12-
month follow-up. The control group also showed improvements in these areas, but not as
significant as the CIMT group. Overall, the study concluded that with patients who have had a
stroke within 3-9 months, CIMT produced better improvements in UE function that lasted for 12
months. Limitations that were identified were the high amount of low-functioning individuals in
their study, which made it difficult to interpret the outcomes as a result of the intervention or the
inherent characteristics of the population itself. They discussed how it was difficult to compare
the intensity of treatments between the groups, and that there is a possibility that customary care
CIMT IN ADULTS AFTER STROKE 7
was just as intense as CIMT. In addition, they had limited knowledge of the types of strokes,
medications, and outside treatments that the patients were receiving, thus they could not assess
CIMT, and typical stroke rehabilitation techniques on UE motor function in adults in an acute
inpatient stroke rehabilitation setting. The authors rationale for studying this is the idea that
high-intensity CIMT can reduce costs during inpatient rehabilitation while trying to improve
patient outcomes. In addition, early CIMT may prevent the learned non-use phenomenon and
result in better function.The results showed an inverse dose effect, where high-intensity CIMT
showed less improvements than the standard CIMT group. There were also no significant
differences between the standard CIMT group and the control group, which suggests it is equally
beneficial as traditional poststroke therapy. This study identified limitations such as the inability
to control for outside treatments such as medication and treatment, as well as the differing levels
Lin, Wu, Wei, Lee, and Liu (2007) examined how modified constraint-induced
movement therapy affected motor control during reach-to-grasp tasks as well as functional
performance of ADLs compared to traditional therapy in adults after chronic stroke. The results
showed significant improvements on functional performance (MAL and FIM tests) for the
mCIMT group compared to the control group. The mCIMT also showed significant
improvement in reaction time during the kinematic analysis of reaching and grasping, however it
did not decrease overall movement time. The authors suggest that the mCIMT group were taking
less time to preplan the movement and shifted towards a feedforward movement strategy rather
than feedback. The study concluded that mCIMT improved functional use during reaching and
CIMT IN ADULTS AFTER STROKE 8
grasping tasks more than traditional rehabilitation therapy. Lin et al. (2007) discussed a large
measurement limitation in which a marker used to measure grasp was moved during assessment,
thus confounding the grasp data. In addition, they did not use a variety of objects during the
grasp measurements, so the outcomes may not be generalized to the overall grasping abilities.
Finally, authors also discussed the inconsistency in functioning among the participants and how
Barzel et al. (2015) examined the efficacy of home constraint-induced movement therapy
in order to understand whether home CIMT programs are as effective as other CIMT programs.
Barzel et al. (2015) compared home CIMT programs to standard stroke home therapies. After
four weeks of intervention, both groups showed an increase in the quality of arm use and
improved performance time. The home CIMT group showed more increase in the quality of arm
use, but there was no significant difference between the two groups and performance time based
on the Wolf Motor Function Test of Performance Time (WMFT-PT). Both groups showed
improvement in functional ability of their arm use. After a six-month follow up was conducted,
the home CIMT group showed a greater increase in quality of arm movement, and a significant
increase in use of the affected arm. These results show that a home CIMT program can improve
quality of arm use, and an increase of use of the affected arm after CIMT treatments.
Barzel et al. (2015) discussed the lack of measurements that assess perceived
performance or actual performance in daily life. The authors discussed that the limitations of
using measurements that only measure function in the sense of capacity, rather than using
measurements that measure arm use in activities of daily living that are relevant to the person
could alter results as participants might not be motivated if the tasks are not pertinent to them.
Barzel et al. (2015) also examined bias in their study from using a non-professional as a personal
CIMT IN ADULTS AFTER STROKE 9
coach to motivate and monitor the participants in the home CIMT study. This introduces a
limitation of introducing CIMT intervention at the participant's home as there becomes a lack of
Sawaki et al. (2014) conducted a study to measure the effectiveness of CIMT for stroke
treatment and the timeliness of treatment. The WMFT was considered the primary outcome
measure, and transcranial magnetic stimulation (TMS) was conducted on three occasions:
baseline, two-weeks post intervention, and at a four- month follow up. There were no significant
differences between the two groups at baseline. Results showed that the early group had greater
improvement in the WMFT compared to the late group. Both groups showed TMS enlargement,
however, the later group showed greater cortical recognition than the early group. The study
concludes that CIMT will lead to greater improvement in motor function of the affected limb
when the individual seeks treatment early after stroke. Sawaki et al. (2014) discussed using a
small sample size with unequal groups as a limitation to their study. Sawaki et al. (2014) also
stated that the unequal sample size in the two groups could be considered a confounding
variable.
Discussion
Interpretation of Findings
Drawing from the conclusions of Wu et al. (2011), Smania et al. (2012), and Wolf et al.
(2006), it appears that CIMT, or some modified version of it, has significant improvements in
motor function as well as perceived function. All three of those studies used similar performance
measures to assess the outcomes of the groups receiving CIMT treatment. The design layout of
these studies were similar, with the types of intervention and duration being comparable. The
major difference between these three studies was the amount of time that the CIMT groups wore
CIMT IN ADULTS AFTER STROKE 10
the restraining mitt. Lin et al. (2007) also recorded significant improvements for their CIMT
group, concluding that the CIMT group improved significantly in perceived functional
performance (MAL) and during the functional independence measure. This study was focused on
reach-to-grasp functional movements and therefore used different performance measures than the
three studies above. In contrast, Dromerick et al. (2009) did not find significant improvements in
their standard CIMT group compared to the control group, suggesting that CIMT has comparable
in rehabilitation than traditional stroke therapy. It did not appear to have any adverse effects on
patients, suggesting that it may be a useful therapy technique when working with a post-stroke
hemi-paretic population.
One common theme among the studies was the difficulty in dose-matching the intensities
of CIMT, mCIMT, and standard therapy. It is important to note that Wu et al. (2011) had their
participants wear the mitt for 6 hours/day and Wolf et al. (2006) instructed their participants to
wear it for 90% of waking hours. In Dromerick et al. (2009), high-intensity CIMT was
considered to be wearing the mitt for 90% of waking hours.This variability in duration makes it
difficult to ascertain what is considered standard CIMT versus high-intensity CIMT. In addition,
both Smania et al. (2012) and Wolf et al. (2006) both specifically identified the difficulties with
matching intensities and interpreting results based on potential intensity differences. It was also
noticed that there were differences in what is considered standard therapy which the vast
majority of the control groups received. Without having a universal standard for comparison, it is
Another common limitation among the studies was the differing levels of ability among
the participants and how the type of stroke and resulting deficits would respond differently to the
interventions. Three studies also had difficulties with controlling outside treatments such as
Researchers also noted a lack of long-term evidence within the research, as follow-up
measures ranged from one month to twelve months. This leaves a hole in the evidence for the
Strengths among the research included the use of established measures such as the Wolf
Motor Function Test, Motor Activity Log, and Functional Independence Measure. Several
studies used one or more of these outcome measures, which made the results more comparable
across the different studies. In addition, there was a large amount of Level 1 evidence on this
topic, with several studies implementing baseline similarity comparisons, blind assessors, and
Recommendations
As established from the above studies, CIMT appears to significantly improve functional
performance and motor control in affected upper extremities after stroke in adults. None of the
studies resulted in adverse effects due to the CIMT intervention, and therefore the benefits of the
intervention when working with adults with upper extremity hemiparesis following a stroke.
According to the AHA chart, multiple RCTs were performed with the majority concluding that it
was a useful intervention, thus this would be a Level A-Class IIa recommendation, meaning it is
reasonable to perform this intervention. Because CIMT is very time consuming, there may be a
lack of professionals that are able to effectively supervise their patient participating in CIMT
CIMT IN ADULTS AFTER STROKE 12
treatments due to the time constraints. It is important to implement effective training and
education to professionals before using CIMT in order to ensure proper technique and
References
Centers for Disease Control and Prevention. (2015). Stroke Facts. Retrieved from:
http://www.cdc.gov/stroke/facts.htm
http://www.strokeassociation.org/STROKEORG/LifeAfterStroke/RegainingIndependenc
e/PhysicalChallenges/Constraint-Induced-Movement-Therapy_UCM_309798_Article.jsp
Barzel, A., Ketels, G., Stark, A., Tetzlaff, B., Daubmann, A., Wegscheider, K., . . . Scherer, M.
(2015). Home-based constraint-induced movement therapy for patients with upper limb
Blanton, S., Wilsey, H., & Wolf, S.L. (2008). Constraint-induced movement therapy in stroke
28.
Dromerick, A.W., Lang, C.E., Birkenmeier, R.L., Wagner, J.M., Miller, J.P., Videen, T.O., . . .
10.1212/WNL.0b013e3181ab2b27
Lin, K.C., Wu, C.Y., Wei, T.H., Lee, C.Y., & Liu, J.S. (2007). Effects of modified constraint-
National Institute of Neurological Disorders and Stroke. (2016). NINDS Stroke Information
Pedlow, K., Lennon, S., & Wilson, C. (2014) Application of constraint-induced movement
Sawaki, L., Butler A. J., Leng, X., Wassenaar P. A., Mohammad, Y., Blanton, S., . . .
constraint-induced movement therapy during early and late period after stroke: A
Smania, N., Gandolfi, M., Paolucci, S., Iosa, M., Ianes, P., Recchia, S., . . . Farina, S. (2012).
10.1177/1545968312446003
Wolf, S.L., Winstein, C.J., Miller, J.P., Taub, E., Uswatte, G., Morris, D., . . . Nichols-Larsen, D.
9 months after stroke: The EXCITE randomized clinical trial. Journal of American
Wu, C.Y., Chuang, L.L., Lin, K.C., Chen, H.C., & Tsay, P.K.. (2011). Randomized trial of
distributed constraint-induced therapy versus bilateral arm training for the rehabilitation
of upper-limb motor control and function after stroke. Neurorehabilitation and Neural
Wu et al. RCT/Level 1 -66 patients recruited from 4 stroke rehab Design: -3 groups: dCIT, BAT, CT
(2011) units -Pretest/posttest
-average age of 53.11 yrs -All groups had therapy 2
-average time since stroke = 16.20 months Measures: hrs/day, 5x/week, 3-weeks
-unilateral stroke 1. Kinematic analysis -dCIT group wore mitt for 6
(unilateral desk bell hrs/day
-inclusion criteria: task/bilateral drawer
> 6 months post stroke, no significant opening and object
cognitive deficits, significant nonuse of retrieval)
affected UE, no balance problems or 2. Wolf Motor Function
rehab/drug studies, limited spasticity, Test (WMFT) [Time,
Brunnstrom stage 3 or above Functional ability (FA), and
strength]
3. Motor Activity Log
(MAL) [Amount of use
(AOU) and Quality of
movement (QOM)]
Smania et al. RCT/Level 1 -66 participants aged 32-84 Design: -2 groups: mCIMT, CG
(2012) -17% female, 83% male -Pretest, posttest, 3 month -Both groups: 1 hour
follow-up outpatient individual session,
-inclusion criteria: 1 hour household activities
3-24 months poststroke, 10 degrees Measures: 5x/week x 2 weeks.
extension of wrist and fingers, no balance 1. WMFT (quality of -household activities were
problems, able to stand without arm movement [FA] and same for mCIMT and CG
support, passive ROM requirements performance [T]) groups
hi 2. MAL (AOU/QOM) -mCIMT group restrained
3. Ashworth Scale (AS)- unaffected limb for 12
resistance to passive stretch hrs/day, not during individual
on paretic elbow treatment sessions
Wolf et al. RCT/Level 1 -222 participants recruited from Design: -2 groups: CIMT, control
(2006) participating sites -Pretest, Posttest,, 4-, 8-, -2 weeks
-stratified by sex, prestrike dominant side, 12-month follow-up -control group: ranged from
side of stroke, level of function in paretic no treatment, orthotics,
arm Measures: PT/OT techniques
1. Wolf Motor Function -intervention group: shaping
-inclusion criteria: 3-9 months poststroke, Test (WMFT)- 15 timed and task training for 6hrs/day
first stroke incident, wrist and finger tests, 2 strength tests on weekdays. Wore restraint
extension, adequate balance, low 2. Motor Activity Log on non-affected limb for 90%
spasticity, ability to stand without support (MAL)- given to participant of waking hours. Instructed
and caregiver. Measures to complete 2-3 practice
how well (QOM) and how tasks every day after
much (AOU) affected arm treatment
was used during ADLs. -Participants encouraged to
3. Stroke Impact Scale- do 30 minutes of task
measures impairment, practice daily after
function, QOL following intervention
stroke -control group was offered
CIMT after 12-month
CIMT IN ADULTS AFTER STROKE 16
evaluation
Lin et al. RCT/Level 1 -32 chronic stroke patients Design: -2 groups: mCIMT, control
(2007) -mean age of 57.9 years -Pretest/posttest -5 days/week, 2hrs/day, x 3
-11 women, 21 men weeks
-mean stroke onset: 16.3 months Measures: -mCIMT group: wore
1. Kinematic analysis- restraint for 6 hrs/day,
-inclusion criteria: evaluate motor control practice activities
at least 12 months poststroke, cognitively during reach-to-grasp task -control group: strength,
stable, Brunnstrom stage 3, significant 2. Motor Activity Log balance, fine motor training,
non-use of affected UE, no balance or interview about amount of etc.
cognitive problems, no excessive use and quality of
spasticity movement of affected UE
3. Functional Independence
Measure functional
performance
Barzel et RCT/Level 1 -156 patients with mild to moderate Design: -37 patients were randomly
al.(2015) impairment of arm function due to stroke. -Pretest, posttest (after 4 assigned to provide 4 weeks
weeks of intervention), 6 of home CIMT.
-inclusion criteria: at least 6 months after month follow up. - 34 patients were assigned to
stroke, mild to moderate impairment of provide 4 weeks of standard
arm function, friend or family member Measures: therapy.
that was willing to act as a coach. 1 Motor Activity Log -Patients of both therapy
(MAL)-measures activity groups received 5 hours of
2 Wolf Motor Function Test professional therapist contact
(WMFT)-measures stroke in 4 weeks.
specific functional ability. -All assessments were done
3 Motor Activity Log- by masked outcome
assessors at baseline, after 4
CIMT IN ADULTS AFTER STROKE 17
Sawaki et 2 group non- 26 stroke patients were enrolled in the Design: -Each subject participated in
al.(2015) randomized study. -Pretest, posttest 10 weekdays of CIMT based
study/Level 2 -17 participants were considered early upper extremity therapy.
in getting CIMT < 9 months post stroke. Measures: -Subjects wore a padded mitt
-9 participants were considered late in 1 Wolf Motor Function Test that covered the non-paretic
receiving treatment > 10-12 months (WMFT)-measures upper hand. The mitt was to be
extremity motor function worn 90% of the time,
-inclusion criteria: identical to the 2 Neurological Assessment- including two weekends.
EXCITE trial: active movement in the Transcranial Magnetic
paretic arm had to include at least 20 Stimulation (TMS)-
degrees of wrist extension and 10 degrees measures cortical
of extension at the thumb and 2 other recognition
digits. No history of seizures, alcohol and
drug abuse, cognitive deficits that would
prevent participant from the ability to
consent. Participants were also excluded
if they were pregnant or were childbearing
age.
CIMT IN ADULTS AFTER STROKE 18
Study Random Concealed Baseline Blind Blind Blind Measures Intention- Between Point PEDro
Allocation Allocation Similarity Subjects Therapists Assessors of key to-treat group measures Score
outcomes analysis comparison and
measures of
variability