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FEATURE

Validity of the Original and Short Versions of the Dynamic


Gait Index in Predicting Falls in Stroke Survivors
SeungHeon An1, PT, PhD, YoungJu Jee2, RN, PhD, HyeonHui Shin3, OT, MPH &
GyuChang Lee4, PT, PhD
1 Department of Physical Therapy, National Rehabilitation Center, Seoul, Republic of Korea
2 Department of Nursing, Kyungnam University, Changwon-si, Korea
3 Department of Rehabilitation Science, Graduate School of Inje University, Gimhae-si, Korea
4 Department of Physical Therapy, Kyungnam University, Changwon-si, Korea

Keywords Abstract
Falls; stroke; injury prevention.
Purpose: This study aimed to investigate the validity of the original version
Correspondence and short version of the Dynamic Gait Index (DGI-8 and DGI-4) in predicting
GyuChang Lee, Department of Physical falls in stroke survivors.
Therapy, Kyungnam University, 7 Design: This is a retrospective, cross-sectional study.
Kyungnamdaehak-ro, Masanhappo-gu,
Method: This study collected data for 57 chronic stroke survivors, and evalu-
Changwon-si, Gyeongsangnam-do 631-701,
ated the validity of the DGI-8 and DGI-4. To test functional ability, the Sit-to-
Korea.
E-mail: leegc76@kyungnam.ac.kr
Stand Test, gait subscale of the Performance-Oriented Mobility Assessment, the
10-meter Walk Test, the Fugl-Meyer assessment, and the Trunk Impairment
Accepted March 8, 2016. Scale were used.
Findings: For the DGI-8, the cut-off value for the prediction of a fall was
doi: 10.1002/rnj.280
shown to be 16.5, with an area under the curve (AUC) of 0.78. The cut-off
value of the DGI-4 was shown to be 9.5, with an AUC of 0.77.
Conclusions: The study results show that the DGI-8 and DGI-4 have discrimi-
nation in the prediction of fall in stroke survivors.
Clinical Relevance: DGI-8 and DGI-4 can be useful for predicting falls of
stroke patients, allowing better quality of care.

walking over uneven surfaces, turning, going up and


Introduction
down stairs, navigating past obstacles; Cho, Yu, & Rhee,
Patients with neurological problems such as stroke find it 2015; Hollands, Agnihotri, & Tyson, 2014; Weerdesteyn,
difficult to maintain balance during activities and loco- de Niet, van Duijnhoven, & Geurts, 2008). Balance defi-
motion. Impairment of balance may result in persistent cits of stroke survivors also can cause reduced postural
disabilities such as a decrease in mobility, restriction of stability during quiet standing, and delayed and less coor-
physical activities, inability to live independently, and dinated responses to both self-induced and external per-
restrictions on participating in social activities (Jonsdottir turbation balance. Gait deficits include reduced
& Cattaneo, 2007). Ultimately, the most important goal propulsion at push-off, decreased lower extremity flexion
for stroke survivors is the restoration of balance and during the swing phase, and reduced stability during the
locomotor function. stance phase (Weerdesteyn et al., 2008).
An accurate evaluation of balance is a highly important Therefore, an evaluation of dynamic balance and
component in achieving this goal. Reliable and valid gait ability is particularly important (Cakar, Durmus,
examination tools in a clinical setting are fundamental for Tekin, Dincer, & Kiralp, 2010). Although the balance
planning care and evaluating outcomes. Most stroke sur- performance of stroke survivors has been studied with
vivors experience falls during ambulatory activities (e.g., respect to quiet and dynamic standing posture

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Validity of the 4- and 8-Item Dynamic Gait Index in Stroke Survivors S.-H. An et al.

responses following diverse altered sensory inputs Therefore, this study aimed to investigate the validity
(Lim, Jung, Kim, & Paik, 2012), none of the devel- of the DGI-8 and DGI-4 in predicting falls and reflecting
oped tools can be used for evaluating dynamic balance functional abilities of stroke survivors.
during locomotion.
The Dynamic Gait Index (DGI) was developed to
Methods
evaluate gait dysfunctions related to the risk of falls and
the ability to maintain stability during ambulation in
Participants
the elderly (Shumway-Cook & Woollacott, 1995). The
eight items of the DGI are: walking on a level surface, In this study, stroke survivors were recruited from an
walking with speed changes, horizontal head turns, ver- inpatient rehabilitation center through advertisements. A
tical head turns, walking with pivot turns, stepping over total of 78 stroke survivors were recruited, and they were
an obstacle, stepping around an obstacle, and climbing screened against the following inclusion criteria: the abil-
steps. Most stroke survivors have deficiencies in sensory ity to walk more than 10 m without a walking aid; the
and neuromotor functions with a substantially lower absence of neurological or musculoskeletal problems in
ability to control momentum during activities (Ng the lower extremities; and a score of >24 points on the
et al., 2015). The DGI has been shown to have high Mini-mental state examination. Stroke survivors with a
reliability in evaluating elderly people (Shumway-Cook, pacemaker or uncontrolled diabetes were excluded from
Gruber, Baldwin, & Liao, 1997), those with vestibular the study. Out of 78 recruited stroke survivors, seven
dysfunction (Wrisley, Walker, Echternach, & Strasnick, stroke survivors were excluded based on the criteria;
2003), those with multiple sclerosis (Cattaneo, Regola, eight dropped out because of an inability to attend the
& Meotti, 2006), and stroke survivors (intraclass corre- evaluation, discharge from the rehabilitation center, or
lation coefficient [ICC] = .96–.98). Studies on the pre- poor health; and six were excluded after they were found
diction of falls showed that the cut-off points for to have incomplete data. Therefore, data were collected
elderly people (Shumway-Cook et al., 1997), those with from 57 stroke survivors. The purpose and procedure of
multiple sclerosis (Cattaneo et al., 2006), and those with the study was explained to all participants, and they
Parkinson’s disease (Landers et al., 2008) ranged from signed informed consent forms. The study was approved
12 to 19 points. For stroke survivors, it was reported by the Kyungnam University Institutional Review Board.
that the DGI shows significant correlations with the
Berg Balance Scale (r = .83), Activities-specific Balance
Procedures
Confidence (r = .68) (Jonsdottir & Cattaneo 2007), and
10-meter Walk Test (10 mWT) (r = .68–.83) (Lin, Hsu, This study was a retrospective cross sectional study. The
Hsu, Wu, & Hsieh, 2010). Thus, it has been shown that general and medical characteristics (gender, age, etiology,
the DGI is a useful tool in the prediction and discrimi- affected side, disease duration, and use of a walking aid)
nation of falls in stroke survivors with balance deficits of the subjects were collected from medical charts or brief
and gait dysfunction. interviews. The number of falls within the last 6 months
A four-item version of the DGI (DGI-4; short version) was recorded from interviews with the patients or care-
designed by Marchetti and Whitney (2006) was devel- givers. The number of falls of the stroke survivors who
oped by modifying the eight-item version of the DGI had a stroke incident less than 6 months ago was col-
(DGI-8; original version). The DGI-4 is an examination lected from the time of stroke to the present. Falls were
of psychometric measures similar to the original version defined as incidents in which the subject unintentionally
and shows reliability in the prediction of falls and the came to rest on a level below knee height (Lamb, Jorstad-
evaluation of the level of gait dysfunction in patients Stein, Hauer, & Becker, 2005).
with balance deficits and vestibular dysfunction. How- After investigating the general and medical characteris-
ever, no study has been conducted on the accuracy of tics and fall experiences, the subjects were examined using
the DGI-8 in predicting falls in stroke survivors. Further, the DGI-8 and DGI-4. In addition, to examine functional
the revised DGI-4 has not been investigated to determine ability, examination tools including the Sit-to-Stand Test
whether it has retained the characteristics of the original (STS), the Performance-Oriented Mobility Assessment
version and reflects the functional characteristics of (POMA-Gait subscale), the 10-meter Walk Test
stroke survivors. (10mWT), the Fugl Meyer-Lower Extremity (FM-LE),

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S.-H. An et al. Validity of the 4- and 8-Item Dynamic Gait Index in Stroke Survivors

and the Trunk Impairment Scale (TIS) were applied. The eight gait items are as follows: gait initiation, stepping
STS was used to evaluate muscle strength in the lower length from the left and right side, foot clearance, sym-
extremity of the affected side, the POMA-Gait subscale metrical gait, step continuity, path deviation, postural
for examining gait ability, the 10mWT for examining gait stability, and gait stance. The items are scored on a
speed, the FM-LE assessment for examining motor recov- 2–3-point scale, with 12 total scores. In stroke patients,
ery in the lower extremity of the affected side, and the the inter-rater reliability of the POMA-Gait subscale was
TIS for examining trunk control. reported as ICC = .85–.94 (Sterke, Huisman, van Beeck,
General and medical characteristics and the number of Looman, & Van der Cammen, 2010).
falls of stroke survivors were collected by research assis-
tants on the first day. All examinations including DGI, Sit-to-Stand Test
STS, POMA-Gait subscale, 10mWT, FM-LE, and TIS The STS test evaluates muscle strength in the lower
were performed over a period of 2 days by two physical extremities by assessing the time taken to repeat the sit-
therapists who had more than 15 years of experience to-stand task five times. In this study, the participants
caring for neurological patients. The assessors had read sat on a chair with a back and without armrests and
the protocols and understood the examination tools then crossed their arms on their chests and sat and
sufficiently. The participants were allowed to rest for 2– stood five times without the aid of the upper extremities.
5 minutes after each examination followed by a verbal or The measurement started the moment the participant’s
physical demon- back left the chair’s back and stopped when the partici-
stration to help the participants understand the next pant’s back touched the chair’s back again (Mong, Teo,
examination. & Ng, 2010). The criteria for standing up was achieved
when both knee and hip joints were fully extended with
the trunk erect. The intra-rater/inter-rater reliability of
Outcome Measurements
this test was reported to be ICC = .99–.97 (Mong et al.,
Dynamic Gait Index 2010).
The DGI is composed of eight items: (1) walking on a
level surface, (2) walking with speed changes, (3) hori- 10-meter Walk Test
zontal head turns, (4) vertical head turns, (5) walking The 10mWT was used to assess gait ability and is mea-
with pivot turns, (6) stepping over an obstacle, (7) step- sured as the time taken to walk a 10-m distance following
ping around an obstacle, and (8) climbing steps. The subtraction of a 2-m acceleration zone and 2-m decelera-
individual items are scored on an ordinal 4 point scale, tion zone for a total 14-m distance. In this study, we
from 0 (severe dysfunction) to 3 (intact function); a max- marked a zero point (beginning line) and an endpoint on
imum of 24 points can be obtained for the DGI-8. The the flat ground and had the participants walk at a com-
inter-rater reliability of the DGI for stroke survivors is fortable walking pace when an assessor provided the start
ICC = .96 (Jonsdottir et al., 2007). The DGI-4 is a short signal. As soon as the participants arrived at the 10 m
version of the DGI-8 and consists of items 1–4 with a endpoint, the stopwatch recorded the time. The test-retest
total score of 12 (Marchetti & Whitney, 2006). The test- reliability of the 10mWT has been reported to be high
retest reliability of DGI-4 for stroke survivors is (ICC = .88–.97) (Flansbjer, Holmback, Downham, Patten,
ICC = .92; the convergent validity with 10mWT was & Lexell, 2005).
reported to be r = .68–.73, whereas the convergent valid-
ity with the Postural Assessment Scale for Stroke was Fugl Meyer-Lower Extremity (FM-LE) Assessment
reported as r = .85–.83 (Lin et al., 2010). The FM-LE test was used to examine the motor func-
tion of the affected side (Fugl-Meyer, Jaasko, Leyman,
Gait Subscale in Performance-Oriented Mobility Assessment Olsson, & Steglind, 1975). It is a tool used to quantita-
(POMA-Gait Subscale) tively examine the degree of motor recovery in stroke
The gait subscale in POMA was developed to evaluate the patients. In particular, the FM-LE test for the lower
mobility and fall risk in the elderly (Tinetti, 1986). This extremity is subdivided into hip, knee, ankle, and coor-
examination tool consists of balance items (9 items, 16 dination, with a total score of 34. The maximum score
points) and gait items (8 items, 12 points), for 28 points for each item is 3, with 0 = “not able to perform,”
in total. In this study, only the gait items were used. The 1 = “partial performance,” and 2 = “complete

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Validity of the 4- and 8-Item Dynamic Gait Index in Stroke Survivors S.-H. An et al.

performance.” The reported inter-rater reliability of the


Results
FM-LE was ICC = .96 (Sanford, Moreland, Swanson,
Stratford, & Gowland, 1993).
Subject Characteristics by Falling Status

Trunk Impairment Scale The participants were divided into two groups, a group
The TIS was used to examine trunk control and consists with a history of falls (faller group) and a group without
of three sections totaling 23 points. The items for static a history of falls (nonfaller group). Among general and
sitting balance examined the ability to maintain posture medical characteristics, gender, age, diagnosis, type, dis-
with the nonaffected side crossed on the affected limbs ease duration, and use of a gait aid showed no significant
and both feet touching the ground (7 points). The items differences between the two groups. However, the faller
for dynamic sitting balance examine the separate move- group had a significantly lower score than the nonfaller
ment of both the upper trunk and lower trunk through group on the DGI-8 (p < .001), DGI-4 (p < .001),
trunk lateral flexion (10 points). The items for coordi- POMA-Gait subscale (p < .001), 10mWT (p < .05), STS
nation examined the rotating movement in the horizon- (p < .01), FM-LE (p < .05), and TIS (p < .01) (Table 1).
tal plane of both the upper trunk of the shoulder girdle
and the pelvic girdle (6 points). The reliability of the
Cut-off Value of the DGI-8 and DGI-4 for Predicting
TIS for stroke patients is ICC = .96 (Verheyden et al.,
Falls
2004).
Based on the ROC curves, the cut-off value for predicting
falls using the DGI-8 was 6.5 (sensitivity, 60%; specificity,
Statistical Analysis
72%), with an AUC of 0.78 (95% CI: 0.67–0.90,
Statistical analysis was performed using SPSS, version p < .001). The cut-off value for DGI-4 was 9.5 (sensitiv-
16.0 (IBM, Armonk, NY). Descriptive statistics were ity, 68%; specificity, 59%), with an AUC of 0.77 (95%
used to analyze the general characteristics of the partici- CI: 0.65–0.89, p < .001). The PPVs were 63% and 57%
pants. The independent t test or chi-squared test was for DGI-8 and DGI-4 in regard to a positive diagnosis
used to compare differences in the general characteristics (≤16.5 and ≤9.5, respectively), whereas the NPVs were
and functional level between the two groups. The cut-off 70% and 70% with respect to a negative diagnosis (>16.5
values of DGI-8 and DGI-4 for predicting falls was and >9.5, respectively) (Table 2).
determined by using receiver operating characteristic
(ROC) curves. To investigate the relationship between
Comparison of Functional Ability Depending on the
the cut-off values of DGI-8 and DGI-4 depending on
Cut-off Values of the DGI-8 and DGI-4
the fall experience, the chi-square test was used. In addi-
tion, positive predictive values (PPVs) and negative pre- The POMA-Gait subscale, 10mWT, STS, FM-LE, and TIS
dictive values (NPVs) were calculated to evaluate the showed significant differences between the two groups in
accuracy for diagnosis. The accuracy of prediction was the comparison of functional ability depending on the
measured by the area under the ROC curve (AUC), cut-off values of DGI-8 and DGI-4 for falls (p < .01)
which was classified into less informative (AUC = 0.5), (Table 3).
less accurate (0.5 < AUC ≤ 0.7), middle level of accuracy
(0.7 < AUC ≤ 0.9), very accurate (0.9 < AUC < 1), and
Analysis of Factors Affecting the Experience of Falls
perfect accuracy (AUC = 1) (Greiner, Pfeiffer, & Smith,
2000). The subjects were divided into two groups if the In Model A, the DGI-8 showed the most significant effect
fall prediction values calculated using the cut-off values on the fall experience (OR = 0.74). In Model B, the
for the DGI-8 and DGI-4 were significant. The indepen- POMA-Gait subscale had the most significant effect
dent t-test was conducted to check for differences in the (OR = 0.50). Moreover, stroke survivors with a DGI-8
functional ability (POMA-Gait subscale, 10mWT, STS, score of ≤16.5 had a 3.8-fold higher probability of falling
FM-LE, TIS). Moreover, logistic regression analysis was compared to those with a DGI-8 score of >16.5. In addi-
used for the validity of fall prediction. Odds ratios tion, stroke survivors with a DGI-4 score of ≤9.5 had a
(ORs) were calculated for forward walking. The statisti- 3.1-fold higher probability of falling relative to those with
cal significance level was a = .05. a DGI-4 score of >9.5 (Table 4).

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Table 1 Subject characteristics by faller status

All Subject (N = 57) Fallers (N = 25) NonFallers (N = 32) t/v2 p

Gender, male/female (n) 32 (56.1%)/25 (43.9%) 13 (52%)/12 (48%) 19 (59.38%)/13 (40.62%) .310 .602
Age (years) 52  15.48 53.72  16.18 50.66  15.03 .739 .463
Etiology, infarction/hemorrhage (n) 39 (68.4%)/8 (31.6%) 20 (80%)/5 (20%) 19 (59.38%)/13 (40.62%) 2.763 .151
Affected side, left/right (n) 30 (52.6%)/27 (47.4%) 15 (60%)/10 (40%) 15 (46.88%)/17 (53.12%) .970 .425
Stroke duration (month) 9.04  3.02 8.44  2.89 9.50  3.08 1.325 .191
Walking aids type, 25 (43.9%)/15 8 (32%)/7 17 (53.12%)/8 3.022 .221
independent/one-point (26.3%)/17 (29.8%) (28%)/10 (40%) (25%)/7 (21.88%)
cane/four-point cane (n)
DGI-8-item (score) 15.56  4.69 12.76  4.88 17.75  3.18 4.662 .001***
DGI-4-item (score) 8.79  2.53 7.28  2.84 9.97  1.45 4.651 .001***
POMA-Gait subscale (score) 8.81  1.89 7.76  1.48 9.63  1.79 4.202 .001***
10mWT (m/s) .77  .32 .65  .26 .86  .34 2.515 .015*
STS (sec) 15.79  7.40 18.69  7.29 13.53  6.75 2.768 .008**
FM-LE (score) 22.00  6.75 19.96  5.88 23.59  7.03 2.076 .043*
TIS (score) 16.65  4.23 14.76  4.18 18.13  3.71 3.218 .002**

The values are presented as mean (SD) or frequency (%).


DGI, Dynamic Gait Index; POMA-Gait scale, Gait subscale in Performance-Oriented Mobility Assessment; 10mWT, 10-meter Walk
Test; STS, Sit-to-Stand Test; FM-LE, Fugl Meyer-Lower Extremity; TIS, Trunk Impairment Scale.
Significant differences between two groups were presented as *p < .05, **p < .01, ***p < .001.

Table 2 Cut-off value of the DGI-8 item and DGI-4 item as the factor for predicting falls

Sensitivity PPV
Variable Cut-off value AUC 95% CI Specificity NPV p

DGI-8-item ≤16.5 score .78 .67–.90 15/25 (60%) 15/24 (63%) .001*
23/32 (72%) 23/33 (70%)
DGI-4-item ≤9.5 score .77 .65–.89 17/25 (68%) 17/30 (57%) .001*
19/32 (59%) 19/27 (70%)

AUC, area under the curve; CI, confidential interval; PPV, positive predictive value; NPV, negative predictive value.
Significant differences were presented as *p < .001.

4. For both DGI-8 and DGI-4, the subjects in the faller


Discussion
group (scores of 12.76 and 7.28, respectively) had lower
Falls risk prediction should be performed using a valid tool scores compared to those in the nonfaller group (scores of
on admission to hospital. A plan of care should be initi- 17.75 and 9.97, respectively). However, in a setting where
ated for all those identified as at risk of falls. Examples of the majority of people were considered to be at increased
suggested falls risk screening tools used in the hospital set- risk of falling (e.g., in some residential care settings), a
ting include the STRATIFY, a 5-item tool (Coker & Oliver, screening process might be redundant.
2003); the Conley scale, a 6-item scale (Conley, Schultz, &
Selvin, 1999); and the Morse Scale, a 6-item scale (Morse,
Analysis of Cut-Off Value of the DGI-8 and DGI-4 for
Morse, & Tylko, 1989). Each of these has been shown to
Predicting Falls
have intermediate to high accuracy in the identification of
patients or residents at risk of falls. However, in some In one previous study, the faller group had a score of
instances, these tools have been shown to classify the 15.3, as assessed with the DGI-8, while the nonfaller
majority of patients or residents as being at high risk, thus group had a score of 18.6 (Cattaneo et al., 2006). More-
limiting the usefulness of the screening process. Hence, in over, Forsberg, Andreasson, and Nilsag ard (2013)
this study, we attempted to investigate the validity of pre- reported there were significant differences in the DGI
dicting falls in stroke survivors using the DGI-8 and DGI- scores between the faller (score of 13.3) and nonfaller

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Validity of the 4- and 8-Item Dynamic Gait Index in Stroke Survivors S.-H. An et al.

Table 3 Comparison of functional ability depending on the cut-off values of the DGI-8-item and DGI-4-item

Type

Variables DGI-8-item (≤16.5 score, n = 24) DGI-8-item (>16.5 score, n = 33) t p

POMA-Gait subscale (score) 7.33  1.20 9.88  1.56 6.684 .001**


10mWT (m/s) 0.62  0.27 0.88  0.32 3.140 .003*
STS (sec) 19.53  7.33 13.07  6.25 3.581 .001**
FM-LE (score) 18.42  4.61 24.61  6.91 3.809 .001**
TIS (score) 14.13  3.83 18.48  3.55 4.434 .001**
DGI-4-item (≤9.5 score, n = 30) DGI-4-item (>9.5 score, n = 27)
POMA-Gait subscale (score) 7.90  1.61 9.81  1.69 4.389 .001**
10mWT (m/s) 0.65  0.28 0.91  0.32 3.251 .002*
STS (sec) 18.25  7.67 13.06  6.12 2.806 .007*
FM-LE (score) 19.00  5.65 25.33  6.37 3.979 .001**
TIS-total (score) 14.77  4.26 18.74  3.12 3.982 .001**

POMA-Gait subscale, Gait subscale in Performance-Oriented Mobility Assessment; DGI, Dynamic Gait Index; 10mWT, 10-meter
Walk Test; STS, Sit-to-Stand Test; FM-LE: Fugl Meyer-Lower Extremity; TIS, Trunk Impairment Scale.
Significant differences were presented as *p < .01, **p < .001.

Table 4 Analysis of factors affecting the experience of falls

Type Independent Variables Regression Coefficient Standard Error Wald p Odd Ratio (95% CI)

Model A DGI-8-item .301 .088 11.70 .001** .740 (.623–.880)


Model B POMA-Gait subscale .698 .215 10.50 .001** .498 (.326–.759)
DGI-8-item 1.344 .567 5.62 .018* 3.833 (1.262–11.642)
DGI-4-item 1.133 .560 4.10 .043* 3.106 (1.037–9.304)

Model A: Independent variables: gender, age, etiology, affected side, stoke duration, walking aids type, POMA-Gait subscale,
10mWT, STS, FM-LE, TIS, DGI-8-item, DGI-4-item. Dependent variable: fall (nonfallers = 0, fallers = 1).
Model B: Dichotomous model in DGI-8-item and DGI-4-item; DGI (≤16.5 score = 0, >16.5 score = 1), DGI-4-item (≤9.5
score = 0, >9.5 score = 1). Independent variables: gender, age, etiology, affected side, stoke duration, walking aids type,
POMA-Gait subscale, 10mWT, STS, FM-LE, TIS, DGI-8-item, DGI-4-item. Dependent variable: fall (nonfallers = 0, fallers = 1).
DGI, Dynamic Gait Index; POMA-Gait subscale, Gait subscale in Performance-Oriented Mobility Assessment.
Significant differences were presented as *p < .05, **p < .001.

(score of 15.3) groups, as assessed with the DGI-4. In the understanding of stroke survivors and their families
present study, the subjects showed significant differences regarding the possibilities of falling down while perform-
in the DGI-4 score based on their fall experience. The ing gait activities by using the DGI cut-off value.
results demonstrate the DGI-4 reflects functional ability Marchetti et al. (2006) conducted a study on predict-
and can serve as a useful assessment tool for the predic- ing falls in patients with balance deficits and vestibular
tion of falls. In addition, based on previous studies on dysfunction using the DGI-8 and DGI-4. The results con-
the prediction of falls using DGI, patients with multiple firmed these two assessment tools have similar character-
sclerosis and Parkinson’s disease were found to have istics, with an AUC of 0.67. The cut-off values for the
mean scores of 12 and 18.5, respectively (Cattaneo et al., DGI-8 and DGI-4 in predicting falls were reported to be
2006; Landers et al., 2008). Healthy elderly people had a 19 (sensitivity, 68%; specificity, 60%) and 9 (sensitivity,
score of 19 (Shumway-Cook et al., 1997). 68%; specificity, 59%), respectively, with the AUC at the
A discriminative, valid, and reliable assessment tool acceptable level of 0.77–0.78. The average gait speed of
that can identify patients at risk of falling is very impor- the subjects was 0.77 m/s, whereas the gait speeds of
tant in setting goals and planning a care program for patients with limited-community ambulation ranged from
stroke survivors. Thus, rehabilitation professionals such as 0.4 to 0.8 m/s (Perry, Garrett, Gronley, & Mulroy, 1995).
physical therapists, occupational therapists, and nurses Hence, the average speed was sufficient for performing
can play an important role in enhancing the the task of walking on a level surface. Among the four

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S.-H. An et al. Validity of the 4- and 8-Item Dynamic Gait Index in Stroke Survivors

items of the DGI-4, the change in gait speed is a dual DGI-8 score of ≤16.5 and those with a DGI-4 score of
task in which patients need to cope with the gait speed ≤9.5 were 19.53 s and 18.25 s, respectively. Meanwhile,
demanded by the assessor. This effort to maintain the the STS results for the subjects with a DGI score of >16.5
expected gait speed may cause a bottleneck phenomenon and those with a DGI-4 score of >9.5 were 13.07 s and
and interfere with the use of the same nerve pathway 13.06 s, respectively. These results imply the group with a
(Pashler, 1994), resulting in staggering phenomena such DGI-8 score of ≤16.5 and those with a DGI-4 score of
as foot drag. Performing simultaneous balance mainte- ≤9.5 have a higher risk of falls compared to the other
nance during gait activity (e.g., preventing the foot from groups.
dragging while maintaining gait speed) makes it more dif- The average FM-LE score in this previous study was
ficult for stroke survivors to walk (Ng, Ng, Lee, Ng, & 18.7 and differed from the average score of 22 in this
Tong, 2012). study. Belgen, Beninato, Sullivan, and Narielwalla (2006)
reported the FM-LE score of a chronic stroke survivor to
be 23.8, suggesting that this assessment tool has a low
Analysis of Functional Ability Depending on the Cut-Off
discrimination for predicting falls. The nonfaller group
Values of the DGI-8 and DGI-4
had a score of 24.3, while the faller group (those with
The comparison of functional ability for the different one or more falls) had a score of 22.9; this difference was
DGI-8 and DGI-4 cut-off values showed significant differ- not statistically significant. However, the FM-LE scores of
ences in the functional ability (POMA-Gait subscale, the subjects with a DGI-8 score of ≤16.5 and those with a
10mWT, STS, FM-LE, and TIS). When the POMA-Gait DGI-4 score of ≤9.5 were 18.42 and 19, respectively.
subscales of the subjects with a DGI-8 score of ≤16.5 and Moreover, the FM-LE scores of the subjects with a DGI-8
those with a DGI-4 score of ≤9.5 were compared, the score of >16.5 and those with a DGI-4 score of >9.5 were
scores were 7.33 and 7.9, respectively. However, the com- 24.61 and 25.33, respectively; this difference was statisti-
parison of the two other groups (i.e., those with a DGI-8 cally significant. According to Verheyden et al. (2005) the
score of >16.5 and those with a DGI-4 score of >9.5) TIS score of <20 implies the person is incapable of per-
revealed scores of 9.88 and 9.81, respectively. The cut-off forming independent daily living activities and controlling
values of the POMA-Gait subscale for predicting falls is the trunk. Most of the subjects in this study had a TIS
known to be less than 10.5 (faller group, average of 5.8; score of <20. In particular, the subjects with a DGI-8
nonfaller group, average of 10.3). The above results indi- score of ≤16.5 and those with a DGI-4 score of ≤9.5 had
cate the group with a DGI-8 score of ≤16.5 and those TIS scores of 14.13 and 14.17, respectively. Furthermore,
with a DGI-4 score of ≤9.5 have a higher risk of falls the subjects with a DGI-8 score of >16.5 and those with a
compared to the other groups. Moreover, the results of DGI-4 score of >9.5 had TIS scores of 18.43 and 18.74,
the 10mWT for the group with a DGI-8 score of ≤16.5 respectively, suggesting a higher exposure to the risk of
and those with a DGI-4 score of ≤9.5 were 0.62 m/s and falls not only during gait activity but also during bed
0.65 m/s, respectively; these groups are classified as hav- mobility and transfers. Collectively, these results suggest
ing limited-community ambulation (0.4–0.8 m/s). The DGI-8 and DGI-4 can reflect functional ability in stroke
converted gait speeds are 1.3 mph (2.23 km/h) and 1.45 survivors and serve as useful examination tools.
mph (2.34 km/h), respectively, when the intensities of
physical activity are 2.76 MET and 2.86 MET, respectively
Limitations and Summary
(Ainsworth et al., 2011).
According to standard levels for healthy adults, a light Although nursing staff routinely monitor the general
walk in the garden corresponds to 2.3 MET; activities of health status of patients, it is also important to know
daily living (e.g., preparing meals or cleaning the house), how much function patients have recovered (e.g., level of
to 2.5 MET. Based on this standard, the stroke survivors independence, and level of professional assistance
with a DGI-8 score of ≤16.5 or DGI-4 score of ≤9.5 needed), and whether patients are at risk for falls. In par-
belong to the limited-community ambulation group, and ticular, patients with neurological problems such as
even a light walk in the garden is impossible. These stroke stroke, have a relatively high risk of falling. Although
survivors are heavily restricted in their physical activity, caregivers try to avoid patient falls while maneuvering the
which results in a higher possibility of being exposed to patient in and out of bed, transferring to the toilet, etc.,
the risk of falling. The STS results for the subjects with a falls often occur. Therefore, it is important to have fall

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Rehabilitation Nursing 2016, 0, 1–10 7
Validity of the 4- and 8-Item Dynamic Gait Index in Stroke Survivors S.-H. An et al.

prevention programs in place, and for nursing staff to Key Practice Points
identify predictors of fall risk.  The DGI-8 and DGI-4 items may be valid for predicting
DGI can be used to predict a fall that may occur falls in stroke survivors.
while walking. The present results support the use of
 The DGI-8 and DGI-4 items may reflect functional ability.
the DGI for fall prediction of stroke survivors. In addi-
tion, the results for the validity of fall prediction using  The rehabilitation professionals can play an important
the cut-off values of the DGI-8 and DGI-4 showed that role in enhancing the understanding of stroke survivors
the POMA-Gait subscale had the highest effect. The and their families regarding the possibilities of falling
down while performing gait activities by using the DGI
probability that stroke survivors with a DGI score of
cut-off value.
≤16.5 will experience a fall is 3.8 times higher than that
of stroke survivors with a DGI score of >16.5. Further,  Future prospective studies are needed to confirm the
the probability that stroke survivors with a DGI-4 score validity of the DGI-8 and DGI-4 items in predicting falls
of ≤9.5 will experience a fall is 3.1 times higher than
that of stroke survivors with a DGI-4 score of >9.5. Gait
variability has a significant correlation with an increased they might have shown a floor effect (i.e., poor discrimi-
risk of falling and with a balance deficit when walking native ability). Therefore, the results of this study can
(Verma, Arya, Sharma, & Garg, 2012). The POMA-Gait only be generalized within similar age and functional
subscale can identify gait asymmetry in stroke survivors, groups. Further, the number of falls was recorded
and can assess step length in relation to gait speed, as through the patient’s subjective reporting, which may
well as balance ability in relation to postural sway, gait deviate from the standard for defining falls. However, the
initiation, and base of support when walking (Canbek, results of this study indicate that both DGI-8 and DGI-4
Fulk, Nof, & Echternach, 2013). The two examination were able to identify dynamic balance and functional abil-
tools were demonstrated to be valid for predicting falls ity in stroke survivors during walking and have validity in
in stroke survivors. predicting falls.
In particular, the DGI-4 includes four items such as
gait on level surface, gait with speed changes, horizontal
Conclusion
head turns while walking, and vertical head turns while
walking. This tool can be used without special equipment In this study, we confirm that the DGI-8 and DGI-4 were
or device, and it does not include tasks that may increase valid for predicting falls and also reflected functional
risk of falls (walking around obstacles or climbing stairs). ability. In particular, DGI-4 can be used without any spe-
In addition, the time for evaluation using this tool is less cial equipment or device, and includes tasks that may
than five minutes. These points show that DGI-4 can be not increase the risk of falls. In addition, the time for
used to predict or identify fall risk for patients under a evaluation using the tool is less than five minutes. Thus,
nurse’s care, and this is supported in the results of the professionals such as rehabilitation nurses, physical thera-
study. In other words, at nursing care centers, rehabilita- pists, and occupational therapists can use these tools to
tion nurses, physical therapists, and occupational thera- better predict the risk of falling for stroke patients, allow-
pists can predict or identify the risk of falling in stroke ing better quality of care of patients. In the future, fur-
patients, and through that, qualified care of patients ther prospective study for prediction of falling will be
would be possible. needed.
A limitation of this study is that it retrospectively eval-
uated the use of DGI-8 and DGI-4 in predicting falls in
Conflict of Interest
stroke survivors. In addition, this might lead to the use of
a convenience sample, which may affect the generalizabil- The authors declare no conflict of interest.
ity of the findings. However, this study has significance in
suggesting that these two examination tools can be used
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