Professional Documents
Culture Documents
DOI 10.1007/s12306-009-0003-9
Abstract Today advances in techniques and materials for be taken into account before implementing a rehabilita-
rotator cuff surgery allow the repair of a large variety of tion protocol after rotator cuff surgery. These mainly
types or extensions of cuff lesions in patients from a wide include the technique (materials and procedure) used by
range of age groups who have different kinds of jobs and the surgeon. Moreover, tissue quality, retraction, fatty
participate in different kinds of sports, and who have infiltration and time from rupture are important biologi-
widely different expectations in terms of recovery of cal factors while the patients work or sport or daily
functions and pain relief. A large number of factors must activities after surgery and expectations of recovery must
also be assessed. A rehabilitation protocol should also
take into account the timing of biological healing of bone
to tendon or tendon to tendon interface, depending on the
type of rupture and repair. This timing should direct the
therapists choice of correct passive or assisted exercise
and mobilisation manoeuvres and the teaching of correct
active mobilisation movements the patient has to do.
Following accepted knowledge about the time of biolog-
M. Conti () ical tissue healing, surgical technique and focused reha-
Via L. Settala 82, Milan, Italy bilitation exercise, a conceptual protocol in four phases
Office: Via Locatelli 6, Milan, Italy could be applied, tailoring the protocol for each patient.
e-mail: maconti@swissonline.ch
It starts with sling rest with passive small self-assisted
M. Conti G. Delle Rose M. Randelli A. Castagna arm motion in phase one, to prevent post-op stiffness. In
Shoulder Unit phase two passive mobilisation by the patient dry or in
IRCCS Istituto Clinico Humanitas water, integrated with scapular mobilisation and stabilis-
Rozzano (MI), Italy er reinforcement, are done. Phase three consists of pro-
R. Garofalo gressive active arm mobilisation dry or in water integrat-
Orthopaedic and Traumatologic Unit ed with proprioceptive exercise and core stabilisation.
Regional Hospital F. Miulli In phase four full strength recovery integrated with the
Centre of Excellence recovery of work or sports movements will complete the
Acquaviva delle fonti (BA), Italy protocol. Because of the multi-factorial aspects of the
G. Massazza problem, the best results can be obtained through a full
Orthopaedic and Traumatologic Unit and transfer of information from the surgeon to the therapist
Occupational Medicine to optimise timing and sizing of the individual rehabilita-
Medicine Faculty, University of Turin tion protocol for each patient.
Turin, Italy
Introduction and therefore the grade of the lesion, the quality of the
tissue and any associated surgical actions [16].
It is well known that rotator cuff tendon lesions are fre-
quently found in the framework of shoulder pathologies
[1], especially among patients aged over 45. However, Tendon healing
especially in sports and overhead working activities,
younger people are increasingly subjecting their scapu- One of the most important aspects the rehabilitation proto-
lar-humeral joints to significant stress and can therefore col must take into account is biological time for the tendon
suffer from this type of lesion. The presence of a rotator to heal. This process involves tendon healing at the bone
cuff tendon lesion does not necessarily suggest the need footprint if the tendon has been reinserted into its anatomi-
for surgical operations [25]. There is in fact increasing cal place using a technique with anchors and sutures or
agreement that surgery is indicated after failure of pre- alternatively tendon with tendon healing if a suture tech-
ventive rehabilitation treatment carried out for a period nique with latero-lateral stitches has been carried out.
of at least 34 months, or in the cases in which signifi- The reparative phenomena follow a cascading series
cant and progressive rotator cuff tendon insufficiency of mechanisms in an orderly manner one after another in
occurs [6]. healthy individuals [20] (Table 1).
Today, the surgical repair of a rotator cuff tendon tear The first stage is the inflammatory one: during the
(RCT) can be carried out using a variety of methods, first week it is characterised by inflammatory cells,
open, mini-open and arthroscopic techniques [7], and the leukocytes, lymphocytes and monocytes, which release
post-op results are generally good and substantially com- histamine and bradykinin, which increase vascular per-
parable [811]. At present, one of the great topics of dis- meability and therefore allow the plates to reach the level
cussion is not therefore the surgical technique to use but of the repair site. The fibrin along with the fibronectin
rather post-surgery recurrence. When minor re-ruptures form a fragile scar which reduces the haemorrhaging
occur, patients may still show improvement of the clini- process without any real adhesion between tendon and
cal symptoms compared with the pre-operative period, bone. The inflammatory stage lasts for a period which
while patients with massive re-ruptures do not benefit in varies between 1and 2 weeks and which is generally
any way from the surgical operation [512]. The clinical transformed into the proliferative stage.
results therefore seem to be linked to the level of healing During the proliferative stage, the inflammatory tis-
of the repaired tendon [13], a factor which increasingly sue is gradually replaced by fibroblasts, myofibroblasts
appears to be the linchpin for therapeutic success. Many and endothelial cells, which organise themselves with the
factors can influence healing of the repaired tendon [14,
15]: we can in fact distinguish between surgical factors Table 1 Stages of the tendon healing process
associated with recognition of the type of lesion (forms
and number of tendons involved), the size of the lesion, Stage (duration) Evolution of the process
the technique as such, the mobilisation of the tendon tis- Inflammatory (014th day) Leucocytes, lymphocytes,
sue it was possible to obtain intraoperatively, the tendon monocytes
quality, the degree of muscular hypo-atrophy, as well as Release of histamine and
adequate subacromial decompression, correct prepara- bradykinin which increase
tion of the humeral tuberosity, and the anchoring and vascular permeability
Increase of platelets in situ
suturing method. Then a series of factors related to the Initial scar thanks to fibrin and
patient such as age, lifestyle and the presence of other fibronectin
shoulder complaints or systemic illnesses [7] are by no
Proliferative (2nd3rd/4th week) Inflammatory tissue replaced by
means secondary either. In this light, the post-surgery fibroblasts, myofibroblasts and
rehabilitative treatment assumes great importance as it endothelial cells
must be able to protect the repair in the early stages, to Formation of granulation tissue
prevent post-op stiffness and then restore the function of Tighter tendon-bone adhesion
Production of collagen III
the scapular-humeral joint [15, 16].
(immature) by fibroblasts
Many rehabilitation protocols have been proposed, (after 15 post-op days)
often based only on empirical experiences, without fully
Maturation and remodelling Maturation of the scar tissue
taking into account biological aspects relative to the heal- (3rd4th week 12th/26th week) Collagen III replaced by mature
ing steps of the repaired tendon [1719]. Post-surgical collagen I
rehabilitation of the suture of rotator cuff tendons, fur- Formation of dense connective
thermore, can vary from patient to patient, bearing in tissue
mind the surgical technique, the patients expectations Integration of the tendon in the
bone
and functional demands, the number of tendons repaired
Musculoskelet Surg (2009) 93:S55S63 S57
b
Immobilisation and sling
Fig. 1a,b Sling positioning in the neutral or rest position
Bearing in mind the biological healing stages of the
repaired cuff tendon tissue, it is clear that precocious and know that the hypovascular zone of a healthy supraspinatus
aggressive mobilisation or violent muscular contraction tendon is about 1.5 cm from the greater tuberosity of the
can exceed the mechanical strength of the repair and humerus and the position of the head of the humerus influ-
damage it, even though precocious mobilisation could ences tendon vascularisation significantly [24].
reduce the risks of articular stiffness. The purpose of a Assessing tendon microcirculation in relation to the
reasoned rehabilitative process after a rotator cuff repair head position, Rathbun and Macnab showed that there is
is therefore to obtain cuff tendon healing by recovering a reduction of the haematic flow to the tendon when the
mobility and shoulder function gradually. From this arm is in a total adduction position [25]. Based on these
standpoint, an adequate immobilisation of the limb is observations, it seems prudent to recommend post-op
very important during the initial post-operative stage in immobilisation in a sling with the arm abducted at least
order to guarantee effective tendon healing. A study on to 30 and an external rotation of 0 (a neutral or rest
rats has in fact highlighted that the cuff tendons that were position) for the first 46 post-operative weeks in order
immobilised after surgical suturing revealed excellent to improve microcirculation and reduce the stress on the
orientation of the collagen fibres and enhanced organisa- operated tendon, especially in the case of a repair carried
tion of the extracellular matrix compared with rats that out on an inveterate tendon lesion [26, 27] (Fig. 1a,b).
were left free after the repair [22].
Adequate immobilisation must however take into
account the vascular and biomechanical characteristics of the Continuous passive mobilisation
rotator cuff [23]. The use of an abduction sling during the
early weeks seems capable of reducing tension at suture level There are not many studies in the literature that help us
and improving vascularisation of the scar. We do in fact to understand if this therapeutic aid (obtained today with
S58 Musculoskelet Surg (2009) 93:S55S63
Table 2 Objectives of the various rehabilitation stages physiotherapy sessions [39]. CPM can be useful in this
stage, particularly with patients who have had a reduction
Stage Objectives
of the physiological range of movement or capsulitis.
1 Prevention of joint stiffness due to post- The second stage runs from the 4th6th week until
operative adherences the 12th (3rd month). This is because from the 6th week
2 Progressive recovery of the range of passive after the operation, the extent of healing of the tendon to
movement without scapular compensation
3 Recovery of strength and of physiological the bone and of the tendon to tendon begins to be suffi-
scapulohumeral rhythm cient to allow the introduction of active movements at a
4 Complete the recovery of the power and minimum load. At this stage, the mobilisation exercises
normal actions for both work and sports can also be carried out by a therapist and it is possible to
begin greater and greater stretching, with decoaptation of
ed/active type which begin gradually to apply work loads the humeral head to prevent a subacromial iatrogenous
on the repaired tendons. conflict in order to begin to recover the range of move-
The aim of the third stage is to recover strength and ment towards the greatest angles. It is possible at this
physiological scapular-humeral rhythm by means of ton- stage to begin to use aids such as pulleys and sticks. In
ing exercises focussing on the recovery of power and the this case too it is necessary to continue to maintain cer-
strength of the rotator cuff tendons. tain stratagems. For example, if the top fibres of the sub-
The aim of the fourth stage is the best recovery of the scapular muscle have been sutured, the recovery of exter-
strength and normal actions for both work and sports. nal rotation should preferably be obtained by means of an
These stages naturally interweave and overlap without abduction of the limb to 45 (and with the elbow raised
any break and it is possible, in the same stages, to find a 46 cm from the couch to reduce stress on the sutures to
series of variables linked to all the conditions regarding a minimum if the execution is carried out in a supine
the patient and type of lesions treated and to the type of position). At 68 weeks it is very useful to begin the
surgical technique used. active mobilisation exercises in water; this should be
The first rehabilitation stage runs from the immediate deemed to be an active mobilisation exercise assisted in
post-op period until the 4th6th week. During this stage a situation of reduced force of gravity and, as a conse-
the patient wears the abduction sling (up to 6 weeks for quence, with low loading at the level of the operated ten-
complete lesions; up to 4 weeks for partial and incom- don. The patient can be allowed to swim breaststroke and
plete lesions) and it is only removed 34 times per day to when front passive flexion reaches around 130 some
carry out passive abduction, front flexion and external modified backstroke can be added, without submerging
rotation mobilisation exercises. During this stage the the limb but ending the movement at surface level. At
loads on the repair made must be minimal and, in fact, this stage, therefore, it is possible to start active move-
this stage is characterised biologically by a slight coagu- ments without forcing and therefore the use of the arm is
lation of fibrin with type III collagen; therefore exercises permitted in everyday activities. The proprioceptive exer-
with active muscular contraction on the operated limb cises on the scapular-thoracic joint are intensified as is
must be avoided at this stage. The recovery of the passive active toning of the active scapular fixator muscles.
movement must be carried out inside a safety range and Particularly important at this stage is the use of neuro-
the patient must work without pain and with the avoid- muscular biofeedback systems which, though simple,
ance of maximum stretching. In the event of a subscapu- help the therapist to get the patient to relearn the abili-
lar repair, external passive rotation must be limited to 0 ty of voluntary and coordinated control of the fundamen-
and no more. Therefore patients can make active move- tal muscle groups for scapulohumeral stabilisation and
ments of the wrist, hand and elbow. The active flex- which, in general, have been dysfunctioning for some
ionextension of the latter must be modulated and limit- time because of profound alteration of the motor patterns
ed in this stage if tenodesis of the long end of the biceps induced by the cuff lesion and by the compensation
has been carried out, especially if of the dynamic type at mechanisms implemented instinctively so as to permit
the rotator cuff. Pendulum exercises are useful at this the spatial positioning of the hand for as long as possible
stage, to be carried out with extreme relaxation of the on the basis of living needs (see Fig. 3).
musculature and with the trunk tilted 30 forward. The third stage begins around the third month
Furthermore, preference must be given to active and pro- (10th12th week) and is the muscular toning stage with
prioceptive work of the scapular/thoracic joint. Once the progressive functional recovery. This stage lasts until the
suture stitches have been removed the passive mobilisa- 12th week and beyond. The start of this stage obviously
tion and slight stretching exercises can also be carried out depends on various factors. As we have already said, one
in a pool (23 times per week, for 1520 min per session) of the most important factors is the type of lesion
[26]. Ice is a useful anti-inflammatory aid for use in this repaired. This is because the more serious the tendon
stage, especially in the first 1015 days and after the lesion repaired, the further this stage is put back.
S60 Musculoskelet Surg (2009) 93:S55S63
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