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M, (Hence, safe] REFERENCES ‘Arya, AS. and Sharda, S.C. (1974), “Lateral load resistance of well foundations”, 1S" Annual General Meeting of the Indian National Group of IABSE. ‘Arya, AS. and Sharda, S.C. and Prakash, S. 1982), “Lateral load analysis of well foundation Considering non-linear behaviour of cohesionless soils’, Journal of Indian Road Congress. Sept. ‘Arya, AS. and Thakkar, S.K., (1983), “Seismie response of bridges and aqueducts founded in alluvial oils”, Int, Workshop on soil structure interaction, Vol. I, University of Roorkee. Chakrabarty LB (1967), ‘Effect of Embedment on Dynamic Response of Substructures of Bridges ME, Thesis, University of Roorkee, Roorkee, 1979. Chowdhary RLN, (1967, “Design of well foundations for eccentric loads”, Journal of Indian National Society of Soil Mechanics and Foundation Engineering, Vol. 6, No. 4, Oct, pp 413: Edwards, C. 2006), “Thailand lifelines after the December 2004 Great Sumatra Earthquake and ‘indian Ocean Tsunami, Earthquake Spectra, Vol. 22, No. S3, pp. 641-659. IRC: 6.2000, “Standard Specifications and Code of Practice for Road Bridges”, Section Il, Loads ‘and Stresses. IRC: 45-1972, “Recommendations for Estimating the Resistance of Soil Below the Maximum Scour “Level in the Design of Well Foundations of Bridges", Indian Road Congress, New Delhi.228 | Foundations and Retaining Structures IRC: 78-2000, “Standard Specification and Code of Practice for Road Bridges”, Section VIT- Foundations and Substructure. IRC: 3955-1967, “Indian Standard Code of Practice of Design and Construction of Well Foundations”, LS, New Delhi. IS: 1893-1982, Criteria for Earthquake Resistant Design of Structures, Indian Standards Institution, New Delhi, 1975, Melville, BW. (1997), “Pier and Abutment Scour : Integrated Approach”, Journal of Hydraulic Engineering, A.S.C.B. Vol. 123, No. 2, pp. 125-136, Okamoto, S. (1973), Introduction to Earthquake Engineering, University of Tokyo Press, Japan. Priestley, J. M,, Singh, J. P, Youd, L., and Rollins, K. M. (1991), “Bridges”, Earthquake Spectra, Vol. 7, pp. 59-91. Saran S. (2010), “Analysis and Design of Substructures ~ Limit State Design’, Oxford & IBH, New Delhi. Sarma, G., Thakkar, S.K. and Arya, A.S., (1985), “Elastic lateral load analysis of well foundation in cohesionless soils’, Proc. of Second Int. Conf. on computer aided analysis and design in Civil Engg, Jan., University of Roorkee, Roorkee. ‘Teng, Wyne, C. (1962), Foundation Design, Prentice Hall, Englewood Cliffs. Thakkar, S.K. (1991), Seismic behavior of bridges considering soil structure interaction, Second, Int, Conf. on Recent Advances in Geotechnical Earthquake Engineering and Soil Dynamics, St. Louis, Missauri, U.S.A. ‘Thakkar, S.K., (1992) Bridge foundation soil foundation interaction, All India Workshop on Bridge R & D 92, Institution of Engineers (India), Lucknow Centre. ‘Thakkar, S.K, and Chakrabarty IB, (1982), ‘Effect of embedment on earthquake response of bridge structures’. Journal of the Institution of Engineers (India), Vol. 63, C13, pp. 113-120, Thakkar, SK., Singh, Y, Ghosh, G., 2010), Behaviour of well foundations under earthquake generated forces, International Conf. at CRRI, New Delhi ‘Verma, S. (1966), Design of well foundation for eccentric loads, Journal of Indian National Society of Soil Mechanics and Foundation Engineering, Vol. 6, No. 4, Oct, pp. 413. PRACTICE PROBLEMS 1. Describe the procedure of obtaining the following for the design’of substructures of @ bridge: @ Live load reaction (®) Longitudinal forces © Water current forces @ Wind forces © Seismic forces 2. Explain the “elastic theory” and ultimate resistance approaches for checking the lateral stability of a well. 3. ct forction VII- undations”, Institution, Hydraulic Japan, “2 Spectra, IBH, New indation in min Civil ter “on, ering and ‘on Bridge 2 of enidge arthquake tal Society tures of a he! al eves e Wel Foundation | 229, 3. Check the lateral stability of a well foundation provided for a balanced cantilever bridge for the following data: Formation level of bridge Bed level HEL Level of bearing pins Level of the base of the bearing Width of bearing Length of outer edges of bearings Main span Suspended span Cantilever span Loading Footpath load Road width Footpath width Maximum design discharge Average velocity of flow Dead load of main span Allowable soil pressure ‘Area of elevation Depth of centre of area of elevation above road level Lacey's silt factor Bridge is located in a seismic area with 4, = 380.00 m 362.50-m 513.50 m 515.45 m 575.20 m 450 mm 40 m 25m sm 75m IRC class AA loading 4 kNim? Dm 15m = 3500 m’isec 2.0 misec 4000 KN. = 500 kNim*(staticcase) = 175 m? =20m 10 = 0.10Rigid Retaining Wall 7:4 OVERVIEW” Retaining walls are structures used to provide stability for or other material where conditions disallow the mass to assume its natural slope. These are commonly used to hold back or support soil banks, coal or ore piles, and water. They differ from other type of retaining structures because they do not require external bracing for stability. For this reason, retaining walls have been widely used for a variety of purposes. On the basis of method of achieving stability, retaining walls are classified into the following types: gravity wall, semi-gravity wall, cantilever wall and basement wall. Retaining walls are long structures. The usual design procedure to analyze a section of one unit in length except in counterforts or buttresses where a section that extends centre-to-centre distance between counterforts or buttresses is considered. The height of the soil to be retained usually vary along the length of the wall, and with homogeneous backfill and foundation ‘conditions the most severe design loading occurs where the height is greatest. The wall sections required for this crucial location is usually adopted for adjacent locations also, Earthquakes cause permanent deformation of retaining structures. In some cases, these deformations are very small; in others significant damages were observed. In this chapter, the procedure of designing the gravity type retaining wall during earthquake has been discussed. The basic requirements of the design are: () the wall should be safe against sliding; overturning and base failure and (i) the seismic displacement of the wall should be within permissible limits. The methodology discussed herein may be extended for other types of rigid walls mentioned in the second paragraph of this section. “COMMON PROPORTIONING ‘OF GRAVITY RETAINING WALI The design of a retaining wall proceeds with selection of tentative dimensions, which are then analyzed for stability and displacement requirements and are revised if necessary. Gravity walls, generally, are trapezoidal-shaped. The base and other dimensions should be such that the resultant of the forces lies within the middle one-third of the base. The top width of the wall should not be made less than 200 mm for the proper placement of the material. The base wide Projection pressure, modificati due to wat This will : earth press ‘would mal The wal discussed 7.3.1 § ‘The factor where, Horizoconditions ‘or support structures walls have following jon of one eto-ventre ver ined foundation all sections ases, these zarthquake afe against should be other types sh are then shor "4 be 2 top width, aerial. The igi Retaining Wal | 231 base width ranges generally from 50 per cent to 70 per cent of the height of the wall. Small projections of the base both beyond the face and back of the wall are provided to reduce the pressure. The trial section is shown in Fig. 7. +4200 mm IMiniur| batter 148, 4 ry 591mm Dy ql Fito o Hs osteo7H | Fig. 7-1. Tentative section fora gravity wall. /:3° STABILITY ANALYSIS 'OF GRAVITY WALLS © ‘The forces on a gravity wall are customarily taken per unit length. A gravity wall is acted upon by the forces as shown in Fig. 7.2, The backfill material is considered as c-@ soil. W,, represents the weight of the wall acting at its centre of gravity. Values of static active earth pressures and dynamic increments may be obtained as explained in Sections 3.2 to 3.3 and 3.6 (Fig. 7.2a). If the backfill soil is fully submerged, earth pressure will be computed as per the modifications suggested in Section 3.4. For the analysis and design of walls, in this case, forces due to water pressure (= ¥4 7,, H°) will also be considered in addition to active earth pressures. ‘This will act in the horizontal direction at a height of H/3 from base wall (Fig. 7.2b). Passive earth pressures developed on the other side of the wall are usually neglected. This assumption would make the analysis little on the safe side. ‘The wall is checked for structural stability and foundation stability. The procedure has been discussed considering fully submerged backfill (Fig. 7.2b). 7.3.1 Structural Stability The factor of safety against sliding, F, is given by _ Horizontal resistance Fe Frorizontal force a) where, Horizontal resistance = jt (total vertical force) +c, B 12) tan 6, 0.5 ¢ to 0.75 ¢,232 | Foundations and Retaining Structures The sti Therefore, 2 at HE os, és where, L L ® 7 temay Fig, 7.2 Forces acting on a gravity retaining wall having (a) dry backfill and (b) fully submerged be obtaine backfill The fac ¢_ unit adhesion between wall material and base soil, for granul: ‘5= angle of friction between wall material and base soil, In the ¢= unit cohesion of base soil, and Son age B= base width of wall rem The value of 8 may be taken as % of @ of base soil in case itis dry or moist. For submerged using Eqs. base soil, 8 = % of @ of base soil. and 319. { Therefore, des ed HOP y + Bis) + eB A 03) 7.3.2 4 where, A retainin Wyy= weight of retaining wall, ec scott Péy™ vertical component of static earth pressure and dynamic increments, aaa (Cada + Padua Pada Poa + Pay» sin (a+ 8) eel Piy= horizontal component of static earth pressure and dynamic increments, and ‘and Agrav = Pada + Pagan ~ Paola + Paya * Pagal - 008 (0. + 8), and An ana Py force due to water pressure obliquely } ‘The safety factor against sliding should be at least 1.5 for cohesionless backfill, 1.75 for sided plas cohesive-frictional backfill and 2.0 for cohesive backfill. fae ea ‘The factor of safety against overturning, F, is given by: onal Stabilizing moment WD ¥ Os. °~ Overturning moment The ffect(yo) “a ly submerged 'r submerged 73) ats, nents, and ll, 175 for (74) Rigid Retaining Wall | 233 The stabilizing and overturning moments are determined about point 4 (Fig 7.2b). Therefore, Wry x Fe" BoD, (7.58) oF, 2 Wy x, + Dy > (7.56) where, d= [ear + (Pada Codi Can) + Caan cs + 8) 06 Dam [Payor a+ (Palin ~ Paden + Paylabes + Pega %2] sin + y (7.66) It may be noted that the above expressions will give different values of F,. Value of F, may bbe obtained using both Eqs. 7.5a and 7.5b and lesser of the two to be adopted for design. The factors of safety against overturning usually adopted are 1.5, 1.75 and 2.0 respectively for granular, cohesive-frictional and cohesive soils. In the case when the backfill soil is partly submerged, firstly static earth pressures are computed considering two cases separately i. (i) due to backfill soil only and (ii) due to surcharge only. Their points of application from the base of the wall are also obtained. Dynamic increments in the above two cases along with their points of application area then obtained using Eqs. 3.13 to 3.18. This has already been illustrated in Example 3.1(ii) with Figs. 3.18 ‘and 3.19, Structural stability of the retaining wall may then be checked as per the procedure described above. 7.3.2 Foundation Stability ‘A retaining wall must also be proportioned to have sufficient factor of safety against failure of foundation soil. In general, foundation of retaining wall is subjected to a vertical load, a horizontal force and a moment. Therefore, the resultant force amounts to an eccentric inclined load. In such a case, it is important to obtain safe bearing capacity of soil, settlement, tilt and horizontal displacement of the foundation of the wall. The work of Agrawal (1986) and Saran and Agrawal (1981) summarized below may be used for this purpose. ‘An analytical solution for calculating the ultimate bearing capacity of a long eccentrically- obliquely loaded footing using limit equilibrium approach has been developed assuming one sided plastic failure of the soil towards the horizontal component of the inclined load. The resistance mobilized on this side is full passive and on the other side is partial. This one sided failure towards the horizontal component of the inclined load has been evidenced in the model tests. The results have been plotted in terms of bearing capacity factors N,N, and N, (Figs. 73 to 7.14) for different e/B ratio (eccentricity/width ratio) and load inclination (). The effect of loss of contact width with excessive eccentricity has been accounted for while234 | Foundations and Retaining Structures evaluating these bearing capacity factors. Hence, no further allowance on this account is necessary. The results have been verified by limit analysis and model tests. The safe bearing capacity, g, may be computed using the following equatio 1 - 5 = BIEN. + Dy Ny ry + V2 YBN) where, B= width of the footing, = unit cohesion, init weight of soil, Dy= depth of the foundation, F= factor of safety, and TT) (78a) (786) Equation (77) is similar to Terzaghi equation (1943) for centrally loaded footing. The bearing capacity factors in this equation depends, in addition to the angle of internal friction of soil (@), on the e/B ratio and angle of inclination of the load with vertical (). 40 00 oa 02 03 ‘Angle of int d 020408080 Load inclination () = 0° N-Values 6.36 3.69 1.68 080 700 eB 9= 20 $= 90" p40" 29.45 168.16 1774 101.35 933 5776 400 25.50 120 Weight factor (M) Fig. 7.3. Ny versus @ for different e/B at i = 0° Tao 160 780 74 Fig. 7.5 |Fig Retaining Wall | 235 account is any fe bearing 3s ATI) L 3 Load inciation () = 10° vas i. sear gear ar 4 502 1925 8094 i 254 1099 48.53 425 ‘500 2890, % 20] 4g 234 17.70 (78a) g 15 (186) xe bearing 1 on wil a 80802 Weight facor() 7.4. N,versus @ for different e/8 at f= 10° | 40) [Angle of internal ction (), degrees 8 Cy 0 Wight factor (N) w Fig. 7.5. N, versus @ for different e/B at {= 20°236 | Foundations and Retaining Structures 3% o=30° b= 40" é 00 1.80 23.05 = Ot 0.90 15.21 { 3 2 ows 9a 3 os fa 38 a | : od 0% —o 70 Wht aor | Here Fig. 7.6 N, versus @ for different e/B at {= 30° 40 3 . | Boal | : ceaeeeees S25 i Nipralues Zod a 9-00 3 7482280 i 8271571 | Et) 3.62 11.50, 1 : ae Te | 310 | 2 | 010 803040808070 G0 ‘Surcharge factor (N) Fig. 7.7. Nq versus 9 for different e/B at { = 0° Fig. 7.9Rigid Retaining Wall | 237 8 & 3 Load retain () = 10° = Nlues 3 cl g=20" gna" g=40" oo 499 fast 48.09 of 358 1075 ase 2 210 (745875 03 oo ae 1740 ‘Angle of internal 0 2 ‘Surcharge factor(N) Fig. 7.8 N, versus @ for different e/B at J = 10° “0 i 20 | 3 Load inna () = 20° 5 > Nsaes 2 018 | p=a0" bdo" oo 43a of 731 aT s $2 488185, 3 9 03 310 10.89 | 2 ‘| | ! | 3 0 10 20 30 % Surcharge factor (N,) Fig. 7.9. N, versus @ for different e/B at i= 20°238 | Foundations and Retaining Structures 218 00 o4 02 03 ‘Angle of internal trieton (@), degrees 0 10 Load inclination i) = 30" N,values 6. 3. 2 1 20 wg 25 524 50 56 ‘Surcharge factor (N,) Fig. 7.10 N, versus for different e/B at # = 30 & 8 8s ‘Angle of internal friction (6), degrees 3S 8 % =40° 1937 4.08 942 6.15 Load inctination (7) = 0° Nevalues @=20" 1771 1229 845 5.65 = 30° 97.24 25.66 18.60 12.00 10 20-30 4060-60-70 Cohesion factor (N,) Fig. 7.11 N, versus © for different e/B at i= 0° 808000 Fig. 7.12 Fig 713i 11.38 8.0 651 421 Fig. 7.12. N, versus @ for different e/6 at f= 10° g=20" 203040 ‘Cohesion factor (N) Load inetination () = 10° values. 0=30° 22.40 1731 1258 778 + i =o i Lond etnaton = Is en i oe yc eae iH oo ose ras 2 O41 11.86 29.25 A Ne Be eee Q a canon er Fig. 7.13 N; versus @ for different e/B at {= 20° Rigid Retaining Wall | 239240 | Foundations and Retaining Structures 40 3 5 9 ‘Load inclination 2 ‘o=30" e Newaues z e8 }=9 gn4oe 3 001185 a8 i 0; ‘350 base z 02850 tae 5 03a ‘a0 2 102086 Cohesion factor (N) Fig. 7.14 N, versus @ for different e/B at i = 30° It is proposed to use the charts of bearing capacity factors when @ 2 36° (ie., considering general shear failure). For local shear failure (ie. < 28°), the bearing capacity factors are evaluated for reduced value of angle of internal friction, @”, where y= tan 2/3 tan 9) (79a) For intermediate value of 9, interpolation may be done in the conventional way. The cohesion ¢ may also be replaced by ” given by: =e (79) 7.3.3 Settlement and Tilt Settlement of a centrally loaded footing (e/B = 0°, i= 0°) is estimated on the basis, of the plate {oad test (1S:1888) or standard penetration test (1S:2131). An identical approach for determining the settlement and tilt of an eccentrically-obliquely loaded footing from a standard plate load test or standard penetration test has been proposed. An eccentrically-obliquely loaded footing settles as shown in Fig. 7.16 in which S, and S, represent respectively the settlements of the point under load and the edge of the footing, Maximum settlement (S,) occurs at the edge of the footing. If ‘is the tilt of the footing, then Sy, is given by the following equation 547 5.+ (Be) sine (710) Fig. 7.15 Fi. .16 Two-di state, Tw Tr dir Tectangul:onsidering actors are A198) + cohesion (1.96) C the plate termining plate load 5, ard Sy 2 fag. ting, then 710) 19) 19 a & ction Reduction factor A 40, w Fig. 7.15 Correction factors for position of water table Fig. 7.16 llustrating the method for maximum settlement, 5, ‘Two-dimensional and three-dimensional model tests were conducted on dry sand in dense state, Two-dimensional tests were conducted on a strip footing of size 100 mm x 600 mm. Three-dimensional tests were conducted on a square footing (200 mm x 200 mm) and @ rectangular footing (200 mm * 400 mm).242 | Foundations and Retaining Structures The stip footing was tested at the surface as well as ata depth equal to 0.5 B. The square footing and rectangular footing were tested at the surface only. All the footings were tested for eB ratios equal to 0, 0.1, 02 and 0.3 and load inclinations i equal to 0°, 5° 10° and 20° Each test was repeated twice to ensure reproducibility of the test resulls, Jn the model tests $, # and Hp (horizontal displacement) were measured, was computed With the help of equation (7.10). From model tests on footings subjected to’ central vertical loads (@/B = 0, i= 0°), values of S, were also measured, Plots of S/S, e/B and Sp/Syy eB for different load inclinations (2) 0°, 5°, 10°, 15° and 20° were obtained, Unique curves: were obtained for the relationship between SUS, and eB, Sy/S, and elB for different load inclination, Which is independent of factor of safety and size of the footing. The average relationships are Fepresented by the following simple expressions: 5s, Sin Ao + A, CIB) + 4, (By ay Where, doy 4; and A, are constants which depend on the value of (i) ratio, The equations for Constants dq, 4, and. 4, were obtained by plotting them against i/p ratios and using the method least square following expressions were derived Ay = 1 ~ 0.56 (i/p) — 0.82 Woy (712), A, =~ 3.51 + 147 (ig) + 5.67 (iio)? (7.13) A, = 474 ~ 1.38 (ip) ~ 12.45 (ig)? (7.14) 5, 7 Fo +B (eB) as) here By and B, are the constants which depend on the value of ratio of i/. The equations for Bp and B, were obtained by plotting them against i/p ratio and using the method of least Square following expressions were obtained for constants By and By 0.48 (il) ~ 0.82 (il)? (7.16) 1,80 + 0.94 (ig) + 1.63 (i/o)? (TIT) j{ iniy be noted that S,, $, and S, belong to the same factor of safety. Correlations (711) and (7.15) were found independent to the type of the sol, size and shape of footing. Itis evident from equations (7.11) and (715) that the values of $, and S, could be obtained if os known which can be predicted from Eqn, (7.18) in ease of sand by conducting the plate load test (Saran, 2006) S¢_[B; [Bp + 300 \pP 5, [B, | B+ 300 etlement of centrally loaded footing of width B,in mm jp = settlement of centrally loaded plate of width B, in mm, Alternat test data: where, the 7.3.4 H From Figuy Thus se obliquely 1 penetration Eq. (77). The con by an Exar “74 Di The design has ined disp._eme: @ Riel Gi) Son Gi Soh (iv, Nad () Sarhhe square ere tested > and 20°. computed al vertical 5ylSyy eB ves were clination, ships are (7) ations for e method (7.12) 413) (4) 718) «quations | of least (7.16) IT) ns (7.11) obtained che plate od) Rigid Retaining Wall | 243 Alternatively settlement 5, may be obtained by the following expression using penetration test data 5, = q044 Nr’) 019) where, q= pressure intensity on the actual footing, and N= corrected value of standard penetration resistance. In case of clay, settlement may be obtained using Eq. (7.20), Ce Hy Po + Ap Tre, M80 py (7.20) So where, 5, = consolidation settlement = S,, C, = compression index obtained from consolidation test or = LL = liquid limit, H, = thickness of clay layer, P, ~ initial overburden pressure, and ‘Ap =increase in stress at the centre of clay layer due to overburden pressure on the footing, 1009 (LL ~ 10%), 7.3.4 Horizontal Displacement From Figure 7.16, horizontal displacement (Fp) may be obtained using Eq. (7.21) Hp = S, sini (7.21) ‘Thus settlement, tilt and horizontal displacement of a footing subjected to eccentrically- obliquely load can be predicted using the data of conventional plate load test, standard penetration test and consolidation test. The safe bearing capacity can be determined using Eq. 77). ‘The complete methodology of using above correlations and equations has been illustrated by an Example 7.1 for lucid understanding. SPLACEMENT ANALYSI The design of a retaining wall based on allowable displacement under dynamic condition hhas gained importance in recent years. There are very few methods available to compute displacements of rigid retaining walls during earthquake. These are (@ Richard-Elms model based on Newmark’s approach (i Sotation in pure translation Gii) Sotution in pure rotation (iv) Nadim-Whitman model (W) Saran-Reddy-Viladkar model244 | Foundations and Retaining Structures 7.4.1 Richard-Elms Model ‘Newmark (1965) proposed a basic procedure for evaluating the potential deformation that would be experienced by an embankment dam shaken by an earthquake by considering the sliding block-on-a-plane mode as shown in Fig. (7.17 a). In this important development, it was envisaged that slope failure would be initiated and movements would begin to occur if the inertial forces on the potential sliding mass were reversed. Thus by computing an acceleration at which the inertial forces become sufficiently high to cause yielding to begin, and integrating the effective acceleration on the sliding mass in excess of this yield acceleration as a function Velocity 5 g é Failure stress a Sian © Fig. 7.17 (a) Forces on sliding block (b) Integration of effective acceleration time history to determine velocity and displacement (c) Rigid plastic stress strain behaviour of a material of time (Fig. 7.17 evaluated. This analysis is Though this methe Richard and Elms a method for desig wall inertia effect. A gravity retain earthquake. In this We= Ay Ay= dam Fig. 7.18 Forces on Summing ~ > for At sliding.1 deformation that by considering the levelopment, it was xin to occur if the ing an acceleration sin, and integrating ation as a function history to determine Aig Retaining Wal | 245 of time (Fig. 7.17b) velocities and ultimately the displacements of the sliding mass could be evaluated. This analysis is based essentially upon the rigid plastic behaviour of materials Fig. (7.17 o) ‘Though this method was developed for sliding analysis of an earth dam, it has been used by Richard and Elms (1979) to compute the displacements of retaining walls. They have proposed ‘a method for design of gravity retaining walls based on limiting displacement considering the wall inertia effect. The procedure developed by them is described below. ‘A gravity retaining wall is shown in Fig. 7.18, along with the forces acting on it during an earthquake. In this figure various terms used are: W,, = weight of the retaining wall, horizontal and vertical seismic coefficients, Caan = dynamic active earth pressure, ‘= inclination of wall face with vertical, ‘8 = angle of wall friction, 95= soil-wall friction angle at the base of the wall, N= vertical component of the reaction at the base of the wall, and T= horizontal component of the reaction at the base of the wall. Fig. 7.18 Forces on a gravity wall Summing the forces in the vertical and horizontal directions, we get N= W,, #4, H+ Cdayn Sin (0+ 8) (122) T= Ay Wy + (Pda 008 (0+ 8) (123) At sliding, T= N tan (1.24)246 | Foundations and Retaining Structures Solving Eqs. (7.22), (7.23), and (7.24), we get (Paap [eos (c+ 8) — sin (0+ 8) tan 6, Pha keer ICRA 025) (2a) and, A, Putting 4, = as + A) tan 2, the Eq. (7.25) can be written as = Pian Ce (7.26) jpn E+ 8) ~ sin (0 +8) tn a) (= A) (an 0 — tan 9) For, static condition, the weight the wall 17 is given by: W= Pu (0.28) cos (6 + 8) ~ sin (o1 + 8) tan gy where, C= SET (729) 7 ‘an $y (729) Py tan dom __tan (7.30) Wo (Pia (1 A) (tan gy ~ tan 2) Substituting, = Ratio of total earth pressures in dynamic and Pian sate eases = Gy” (731) A= factor = — 32 and = Wall inera tor = Hg ey ORD in Bq. (730), = FpF;= w F,, is factor of safety applied to the weight of the wall to take into account the effect of soil pressure and wall inertia, Figure 7.19 shows a plot of F;, F, and F,, for various values of 4,. From this figure for F, = 1.5, the value 4, works out to be 0.18. However, if the wall inertial factor is considered, the critical horizontal acceleration corresponding to F,, = 1.5 is equal to 0.105. Therefore, if a wall is designed such that W,, = 1.5 W, the wall will start to move laterally at a value of 4, = 0.105. Hence, for no lateral movement, the weight of the wall has to be increased by a considerable amount over the static condition, which may prove to be uneconomical. Keeping this in view, the actual design is carried for some lateral displacement of wall Richards and Elms (1979) have given a design procedure based on a limited allowable wall movement, rather than on the assumption that the wall will not move at all. Such procedure is as follows: (@ Decide upon an acceptable maximum displacement, d. ii) Determine the design value of Ayg from Eq, (7.33) [Franklind and Chang, 1977] | i Fig. 7.19. Variation where, A, = ace d=ma Gi) Using yy 4 value of A, Gv) Apply a suit There are three 1 L. The soil is : displacemen’ very large d 2. The phvsical are mons 3. The displace(1.25) (1.26) 27) (728) (729) (730) (731) = (732) account the effect of 'y for various values However, if the wall ading to F,, = 15 is he wall will start to xe weight of the wall aich may prove to be lateral displacement miteu Allowable wall all. Such procedure 1Chuug, 1977] Rigid Retaining Wall | 247 Fig. 7.19. Variation of F;, Fj and Fy with A, (Richards and Elms, 1979) 544, J Anam An ( 7 (733) where, acceleration coefficient from earthquake record, and d= maximum displacement in mm ii) Using 4, determine the required wall weight, 17, by substituting it in Eq. (7.25). The value of A, may be taken as % Ay. (iv) Apply a suitable factor of safety, say 1.5, to Wy. ‘There are three limitations to Richard-Elms analysis (Prakash, 1981). These are: 1. The soil is assumed to be a rigid plastic material. The walls do undergo reasonable displacements before the limiting equilibrium conditions (active) develop and experience very large displacements before the passive conditions develop. 2. The physical properties of the system and its geometry (particularly its natural period) are not considered. 3. The displacement computed by this method is in sliding only.248 | Foundations and Retaining Structures 7.4.2 Solution in Pure Translation ‘A method for computation of displacement in translation only, of rigid retaining wall under dynamic loads had been developed by Nandakumaran (1973). ‘The force-displacement relationships considered in this analysis are shown in Fig. 7.20. Figure 7.20a shows the variation of earth pressure with displacement, In Fig. 7.20b, variation of base resistance with displacement is given. The net force away from the fill is the difference of active earth pressure P, and the base resistance, Ray (Fig. 7.20c). The net force towards the fill is the sum of the passive earth pressure, Pp and the base resistance, Rgp (Fig. 7.20c). The resulting bilinear force-displacement relationship is shown in Fig. 7.20d and is characterized by the following parameters: (@ Slope of force displacement relationship on the active and passive sides as K, and K, respectively, where Ky = K i) Yield displacement, Z,. Earth | pressure ) Displacement @ GlRee Pa) (Pa-PT A Displacement @ (c) Resultant of ‘P” and B.F. versus displacement; (d) Simplified bilinear force-displacement diagram; (e) Computation of base resistance For the resistance of the base, it is assumed that a column of soil of height (B/2) tan @ provides all of the resistance in a passive case (Fig. 7.20e), B being the width of the wall base. ‘The mathemati the system for di: soils system, (3) y motion, Fig. 7.21 Mathem The vibrating vibrating with the and found that fc ‘measured natural of soil of the Ran Yield dicen relationships. The ground m period. The eqr me where, For ease in co (Biggs, 1963) to b can be divided b, becomes constanttaining wall under town in Fig. 7.20. ig. 7.20b, variation ill is the difference t force towards the p (Fig. 7.20c). The id is characterized tides as K, and K, ver: _isplacement; ‘placement diagram; height (B/2) tan @ wi of the wall fig Retaining Wal | 249 ‘The mathematical model is shown in Fig. 7.21. The parameters that are needed to define the system for displacement analysis are: (1) the mass of system, m, (2) period of the wall- soils system, (3) yield displacement, (4) damping in the system, and (5) parameters of ground ‘motion, Leys vein ot zex-y tee Fig. 7.21 Mathematical model considered for the analysis (Nandkumaran, 1973) ‘The vibrating mass of the system consists of the mass of the wall and that of the soil vibrating with the wall. Nandakumaran (1973) conducted vibratory tests on translating walls ‘and found that for the purposes of matching the computed frequency of the wall with the ‘measured natural frequency, the soil mass participating in the vibrations is 0.8 times the mass of soil of the Rankine failure wedge. Yield displacement for a given wall can be determined by considering the force-displacement relationships. The ground motion is considered to be a sinusoidal motion of definite magnitude and period. ‘The equation of motion can be written in the following form (Fig. 7.21): mi + Cle — 3) + K@e-y)=0 (7348) mi + Ci +Kz=-my (7346) 24 Inge +niz= 5 (7340) where, -y 134d) 1? = K/m, where K has been defined as the stiffness on the tension side, and &= Damping ratio = —S— (735) 2 Km For ease in computations, all the three equations obtained by linear acceleration method (Biggs, 1963) to be satisfied at each instant of time or at the end of each time interval selected, can be divided by Z, the relative displacement on the tension side at which the resistance becomes constant (yield displacement) to obtain the following relations: Vat = Vat Ve 1 Oy 1 +2) (1.36) Warr Vat 5 Waor +20) 031) Weer = In NOW, tWK-Z, y+ D (7.38)250 | Foundations and Retaining Structures where, y= 2 039) Zs 2 740) Zz, a (al) ‘With these relationships the analysis is performed for the range of the variable listed in Table 7.1. Table 71_Rango of variables considerd in displacement analysis in translaton To study the response characteristics of the system, two cases were considered; one in which plastic deformation does not take place and the other in which it does. Figure 7.22 shows the response of the elastic system. It is evident from this figure that steady state conditions are attained in about 6 cycles and also that displacements on the tension side are larger than those (on compression side. The response of the system wherein slips take place has been plotted in Fig. 7.23. This shows that even when plastic deformations occur, a sort of steady state is achieved in the sense that slip per cycle becomes a constant after about 6 cycles. 12 i = i 4 2,=200mm 4 y=20 12 Damping = 10% Fig. 7.22 Response of an elastic system with different stiffness of tension and compression sides (Nandakumaran, 1973) Fig. 7.23 Disp Figure 7.24 period of the and n = 2 for uniform peak Any proble: 1. Detern 2. Select 3, Detern olac 4. Compt This metho ( definite pre has been form’ the force displ of the wall ha 7.4.3, Sole ‘A method of ¢ dynamic load assumptions: @ kit not afl ii) The «: consta Gi) “ew(7.39) (740) (TAN) iable listed in Saae one in which 22 shows the conditions are ger **an those ¥ be. plotted steady state is pression sides i Book 221mm Sic 7 Damping = 10% i 5 5 = 9 Time (5) = él oe Fig. 7.23 Displacement versus time (Nandakumaran, 1973), Figure 724 shows typical set of results in the form of slip per cycle versus the natural period of the wall in second for the yield displacement Z, = 5.0 mm and 10.0 mm, & = 10% ‘nd n = 2 for different ground motions. The ground motion is considered to be an equivelant ‘uniform peak acceleration of well defined cycles. ‘Any problem can be solved with the following steps: 1. Determine the natural period of the wall using the following equation T= 2 fe (742) 2. Select the suitable values of yield displacement 3, Determine the slip per cycle from Fig. 7.24 or similar other plots corresponding to yield displacement, the natural period of the wall and the ground motion considered. 4, Compute the total slip during the ground motion. ‘This method of analysis is better than the one proposed by Richards and Elms (1979) in that: ( definite procedure for determining the natural period of the soil-wall system in translation has been formulated, and (i) physical behaviour of the retaining wall is considered in developing. the force displacement relationships. The method, however, suffers from the fact that the tilting of the wall has not been considered. 7.4.3 Solution in Pure Rotation 'A method of analysis for computing the rotational displacement of rigid retaining walls under dynamic loads has been presented by Prakash et al, (1981) and it is based on the following assumptions: () Rocking vibrations are independent of sliding vibrations and the rocking stiffness is not affected by sliding of the wall i) The earthquake motion may be considered an equivalent sinusoidal motion having constant peak acceleration. . (ii) The wall may be assumed to rotate about the heel.252 | Foundations and Retaining Structures wa a ba ah SF ea denis} EB ell “| —o Natural period, $ Fig. 7.24 Natural period versus stip per cycle (Nandakumaran, 1973) Gv) Soil stiffness for rotational displacement of the wall away from the backfill may be computed corresponding to average displacement for development of fully active conditions. () Soil stiffness for rotational displacement of the wall towards the backfill may be computed corresponding to average displacement for development of fully passive conditions. (vi) The stiffness values computed in (iv) and (y) remain unchanged during the phases of wall rotation towards and away from backfill respectively. (vii) Soil participating in vibrations may be neglected. ‘The mathematical model based upon these simplifying assumptions is shown in Fig. 7.25a. Figure 7.25b shows the scheme for calculation of side resistance corresponding to active and passive conditions. If fully active conditions are assumed to develop at a displacement of 0.25% of height of wall, then soil stiffness KX in the active state is given by Kyl Ky ih Po~Pa =-=2 2 43) © average displacement & a) 100 Similarly if fully passive conditions are assumed to develop at 2.5% of the wall height, soil stiffness K, in passive state may be computed as: Fig. 7.25 (a) spring stiffnes where, ‘The rotatic given by in which Cy base about ar and @, and @ The aatioe pare p backfill may of fully active okf.. may be fully passive the phases of in Fig, 725a. to active and ment of 0.25% all height, soil Fig Retaining Wall | 253 25H 25H, N00 “00 Displacement © Fig. 7.25. (a) Mathematical model for rotation of rigid retaining walls, (b) Scheme for computation of spring stiffnesses (after Prakash et al., 1981) bp, Wh Kot ~—Pe-Po__ = 2 *2~ ‘erage displacement 25 wad) 100 where, ‘P,= active earth pressure, Pp= passive earth pressure, Po = earth pressure at rest, K,= coefficient of active earth pressure, Kp= coefficient of passive earth pressure, and K, = coefficient of earth pressure at rest. ‘The rotational resistances of the base, in active and passive states (Mp, and Mgp) may be given by Mra = Co1 9 Mpp = Col Op in which C, is coefficient of elastic non-uniform compression, J is moment of inertia of the ‘base about an axis through the heel of the wall and perpendicular to the plane of and @, and @p are angles of rotation away and towards the backfill. ‘The equations of motion for rotation of wall away and towards the backfill are: KP Moo 94 + (Cyl - 5} O4= MO 0.462) K, # and Myo dp + (cr - ) ‘p= M@__ respectively. .(TA6D)254 | Foundations and Retaining Structures Since the stiffness K, and Ky are different the period of the wall for the two conditions i.e,, towards the backfill and away from the backfill would be different. This would result in different values of g, and @p for each half cycle of motion and net rotational displacement ‘of (4 ~ 9») for one cycle of ground motion, The maximum displacement of the wall for any umber of cycles may be computed as: or (741) ~ OH where, n= number of equivalent uniform cycles of ground motion, and H= height of wall. Based on the above, a parametric study was made considering the range of variables listed in Table 7.2 Table 7.2 Range of the variable considered in displacement analysis in rotation It was observed that the contribution of rotational displacement may be significant. The contribution of rotational displacement using the above approach was compared with the sliding displacement for a 3 m high wall with backfill having angle of internal friction, @, equal to 36°, period of ground motion equal to 0.3 s, horizontal seismic coefficient equal to 0.25 and Cy ‘equal to 3 = 10* KN/m’. The total slip in 15 cycles due to sliding was 213 mm. Displacement of top of wall due to rotation found by this analysis was 147 mm. ‘This illustrates that the rotational displacement may not be’negligible and an attempt should be made to account for it. The displacement analysis for rotational displacement is highly simplified. Nevertheless it shows explicitly that in some cases neglecting rotational displacement ‘may seriously underestimate the total displacement, In actual practice it may be essential to account for combined effects of rocking and sliding that will affect the overall response of the system. 7.4.4 Nadim-Whitman Analysis ‘The Richard-Elms model assumes a constant value of wall acceleration (4, g) when slippage is taking place. But once the backfill beings to slip, compatibility of the movement requires the backfill to have a vertical acceleration, thus causing change in the wall acceleration. Zarrabi (1979) considered the equilibrium of the wall and the backfill wedge separately and satisfied the continuity requirements at failure surfaces as shown in Fig. 7.26a. An iterative Wiese Fig. 7.26 (@ finite elemen (Zarrabi, 197° procedure w plane, the 4: horizontal inclination 0 Generally computed w by Lai (197 than Richard to Zar i pt failure rane Both Rict material. He: more of less const, HeRigid Retaining Wall | 255 wo conditions vould result in displacement . wall for any 4 a OAT) 3 | ‘ariables listed | @ /—Contact element with O,= 1 8 iNimim, Co. ‘Sip element with'G, = 1E 8 kNimin, —— Nai omnes nga Tee tzemin saith Y Cy=tE5kNimin ‘Scale ,= Normal stiness of sip elements C= Shear sitiness of sip elements gnificant. The - vith) sliding 1, ©, equal to Fig. 7.26 (a) Force resolution of wall and soil wedge in Zarrabi’s model (b) Retaining wall and its eo asteaale! finite element idealization (c) Effect of ground motion amplification on permanent wall displacement ‘ : (arrabi, 1979) Displacement procedure was developed for computing the instantaneous values of the inclination of failure attempt should plane, the dynamic active earth pressure and the acceleration of the wall, given the input of nent is highly horizontal and vertical ground accelerations. The horizontal acceleration of the wall and the | displacement inclination of failure plane in the backfill are not constant in Zarrabi’s model. ve essential to Generally, displacements computed with Zarrabis model are slightly lower than those esponse of the compiited with the Richard-Elms model. Dynamic tests on model retaining walls performed by Lai (1979) show that Zarrabi’s model predicts the movement of the wall more accurately than Richard-Elms model. Lai also observed a single rupture plane in the backfill in contrast . to Zarrabi prediction. Later on, Zarrabi model was modified to have a constant inclination of pe eens failure plane in the backfill. ; at requires the Both Richard-Elms and Zarrabi’s models assume a rigid-plastic behaviour of the backfill ation. ‘material. Hence the input ground acceleration is constant throughout the backfill. But due to separstely and ‘more or less elastic behaviour of soil at stress level below failure the input acceleration is not 1 A _deritive constant. Hence, amplification of motion cannot be taken into account in these models.256 | Foundations and Retaining Structures Nadim and Whitman (1983) used a two-dimensional plane-strain finite element model for ‘computing permanent displacements taking into account the ground motion amplification. The slip element at the base of the wall has been assigned a very large value of normal stiffness, thus restraining the wall from vertical and rotational movements relative to its base. Thus, the wall undergoes only translational movements. In their paper, the results of finite element mesh used by them are shown in Fig. 7.26 b. To understand the effect of ground motion amplification, ‘typical results are shown in Fig, 7.26 c. In this figure, R is the ratio of permanent displacement from the FE model to the permanent displacement from rigid-plastic (Richard-Elms or Zarrabi’s) ‘model. f; is the fundamental frequency of wall and / is the frequency of ground motion. It can be seen that effect of amplification of motion on displacement is greater when fif, is greater than 0.3. The FE model predicts zero permanent displacement at high frequency, because in the analysis only three cycles of base motion are considered during which steady state conditions cannot be achieved, However, it can be said that large values of fif, are not of great practical interest because displacements are very small. Nadim and Whitman (1983) suggested the following simple procedure for taking into account the effects of ground motion amplification in the seismic design: (@ Evaluate the fundamental frequency f; of the backfill for the design earthquake using one-dimensional amplification theory by using the following equation y fa (7.48) where, H= height of retaining wall in m, and V, = peak velocity of earthquake in m/s. Also estimate the ground motion frequency, f Gi) IE /Wf is less than 0.25, neglect the amplification of ground motion. If f /f, is in the vicinity of 0.5, increase the peak acceleration, 4 and the peak velocity, V of the design earthquake by 25-30%. If fif, is between 0.7 and 1, increase A and V by 50%. Obtain Ay as Ale iii) Use the value of 4,, from the previous step in the Eq, (7.33) given by Richard-Eims ‘model for getting Ay. for known value of the displacement. (iv) The value of 4,, estimated in step (iii) is used as the value of horizontal seismic coefficient in the Mononobe-Okabe analysis to calculate the lateral thrust for which the wall is designed, The value of vertical seismic coefficient may be taken as % Ane. 7.4.5 Saran, Reddy and Viladkar Model Saran et al. (1985) have chosen the mathematical model in such way that it results translation and rotation simultaneously and therefore it has two degrees of freedom. In practice, cross-section of the rigid retaining wall varies to a great extent. A reasonable approximation is, therefore, made by lumping the mass of the rigid retaining wall at its centre of gravity. The backfill soil is replaced by closely spaced independent elastic springs shown in Fig. 727. Fig. 7.27 Me To deter depends on t clays, but re variation k = below > ba wall moving range of 1h i Table 73 Ri Denst Tn the cas: as a triangul the height of to be simply convenient 1 values at varnt model for ification. The mal stiffness, ase. Thus, the slement mesh amplification, displacement sor Zarrabi's) notion. It can ‘if, is greater vecause in the ite conditions ‘reat practical ‘uggested the amplification hhquake using 48) * ff, is im the of the design 50%, Obtain Richard-Elms ontal seismic for which the 35% Ang tst lation ‘A reasonable {at its centre rin "shown Dynamic, Dynamic active passive Fig. 7.27 Mathematical model for displacement analysis under dynamic condition To determine the spring constants soil modulus values have been used. The soil modulus depends on the type of the soil. It varies linearly with depth in sands and normally consolidated clays, but remains constant with depth in case of overconsolidated clays. For linear form of variation k = nj, h, where 7), is the constant of horizontal subgrade reaction and h is the depth below the backfill soil surface. Value of 1), also depends on the type of movement namely, (9 wall moving away from backfill (active) an (i) wall moving towards backfill (passive). Probable range of 1), in cohesionless soils is given in Table 7:3 Table 7.3 Range of values of modulus of subgrade reactions m), In the case of soil modulus varying linearly with depth, the soil reaction is assumed to act sa triangular loading intensity. Treating this load to be acting on a beam of length equal to the height of the retaining wall, the reactions at different points are evaluated treating this beam to be simply supported at the spring points. For a retaining wall of height H, divided into a convenient number of equal segments of height Af, the reactions hence, the spring constants values at various division points would be as under, bog OH? (7498) ky = Ny (AAP ATA9B) ky = ny, (OH? (7490) k= @— Dm OW (749A) £,=4Gn—4n, (by (7496)258 | Foundations and Retaining Structures where k; and k, are the spring constants at the topmost and bottommost points, k, the spring ‘constant at any division point ‘7’ In case of soil modulus constant with depth, the soil reaction is assumed to act as uniformly distributed loading intensity. Treating this uniformly distributed load to be acting on a beam of length equal to the height of retaining wall, the reactions at different points are evaluated treating this beam to be simply supported at these points. The spring constants would be as ‘under, For the topmost spring, k= ka (7.508) For the intermediate spring, k= k() (7.508) For the bottommost spring, k= 4k OH 50¢) The method is based on the following assumptions: 1. The earthquake motion may be considered an equivalent sinusoidal motion with uniform peak acceleration and the total displacement is equal to the residual displacement per cycle multiplied by the number of cycles. 2. Soil stffnesses (or spring constants) for displacement of wall towards the backfill and away from the backfill are different 3. Soil participating in vibration, damping of soil and base friction are neglected. Assumptions 1 and 2 are usually made in such analysis while assumption 3 needs justification. Itis difficult to determine analytically the soil mass that would participate in vibrations along with the wall when it undergoes translational and rotational motions simultaneously. Neglecting this mass, the method gives higher displacements and the solution is conservative, However, the ‘mass of vibrating soil can be determined by carefully conducted experiments. For the case of pure translation, Nandakumaran (1973) had conducted experiments to determine the vibrating soil mass and concluded that it can be taken equal to 0.8 times the mass of Rankine’s wedge. By adopting similar technique, the soil mass vibrating along with rigid retaining wall under combined rotational and translational motions can be obtained. Then it is added to the mass of the wall lumped at its centre of gravity and the analysis can be carried out without any change. In soils, it is customary to consider values of damping such as 15% or 20% of eritical in view of larger energy absorption compared to other engineering structural materials. In the present analysis however, energy absorption in the form of plastic displacement of the wall has been considered. Therefore, smaller damping values would be appropriate. Neglecting even this smaller damping, the displacement of the wall by this method will be more than the actual displacement. The dis alluvial de the walls soil, retai retaining analysis v Howev. base frict displace To stuc plastic de do occur Analysis using dA Jb- where, Lettin; Esk, the spring as uniformly gon a beam are evaluated would be as (7.508) (7.506) (7.50) with -niform lace...ent per backfill and ion 3 needs rations along y. Neglecting However, the F the case of the vibrating sine’s wedge. 3 wall under to the mass without any of enttical in vrials. In the the wall has ing even this nth actual Rigid Retaining Wall | 259 ‘The displacement of retaining wall is greatly influenced by base friction. In case of walls in alluvial deposits and at the waterfront, translational motion is predominant. In some other cases, the walls may have predominant rotational motion, But in general for any type of foundation Soil, retaining wall possesses translational and rotational motions simultaneously. For rigid retaining walls, the stability is mainly due to its gravity, hence neglecting base frietion, the ‘analysis will lead to an overestimation of the displacement. However, refinement of the model by including vibrating soil mass, damping of soil and base friction is needed so that the analysis can predict displacement close to the actual displacement. ‘To study the response characteristics of the system, two cases are considered, one in which plastic deformations do not occur (elastic system) and the other in which plastic deformations do occur (plastic system). “Analysis of an elastic system-active condition: The equations of motion of the retaining wall, using d’Alembert’s principle can be written in general terms as follows: ky be + (HB) - @— 1) AW] = Fy sin or (7.51) Mi+ Jb +E ke + (A -H) - GY) AMO -F) - GD) AN] = 0 (7.52) ‘where, M= mass of retaining wall, ‘J= polar mass moment of inertia of the wall about the axis of rotation, ‘= frequency of the excitation foree, H = height of retaining wall, height of centre of gravity of wall from its base, translatory displacement, and = rotational displacement Letting: ea rE (7.53) 5i7% (54) Zk 6- an M . (055) x ky (HW) - and ” 7 =e (7.56)260 | Foundations and Retaining Structures ‘The equations of motion of the rigid retaining wall can thus be written as, E+ ax=b0 +a, sin or 0.51) d+c0-(4)s (758) where, J= Mr’, r being radius of gyration and ‘b’ can be called the coupling coefficient because if b = 0, the two equations become independent of each other. ‘The solutions of Eqs. (7.57) and (7.58) can be written as x= Xsin of (759) B sin ar (7.60) where, X and B are arbitrary constants. Substituting Eqs. (7.59) and (7.60) in Eqs. (7.57) and (7.58), we get Ca? + AX = b B+ ay A761) b A ae 0) Cot + of (a)* (182) Solving Eqs. (7.61) and (7.62), we get 4 x= > 7 (1.63) Few (7.64) @-0}) ¢-0) 5 Hence, the solution becomes x = sin of (765) B ©) e 7 sin o (7.66) @-o)C-o 5 Therefore, the displacement of the top of the rigid retaining wall is given by: Xop =x + (HF) 0 (1610) _{[@-0 7-2 ui) or, Sw" | G@oatecehe wr} vm! (1676) Natural Frequencies: Under free vibration conditions, the equations of motion are E+ ar = 50 (7.68) ‘The solu where, 4 a Eqs. (7.6 From the Passive con by n. Hence The solut Analysis of displ: ent as:(251) (7.58) sient because A759) (7.60) (761) (7.62) (7.63) 164) (7.65) (7.66) (7.678) (7.676) 7.68) Rigid Retaining Wal | 261 6+ 00 (3) (7.69) ‘The solutions of Eqs. (7.68) and (7.69) can be written as x= A sin Of (770) 0=B sin of any where, A and B are arbitrary constants. Eqs. (7.68) and (7.79) becomes C0; + ad = BB wAT72) co; +o8=(5)4 03) From these we get, A774) (7.75) Equating wt-@+Qa+ ( (076) And solving we get, 1 oh = 7 @+ 9-4 Passive condition: The ratio of stifnesses on the compression and tension sides is denoted by n. Hence, in the passive condition, the values of a, b and c change and can be given by: a=n@, 079) nb), eu(7.80) Oy A781) ‘The solution for this condition is similar to active condition described above. Analysis of an elastic system-plastic condition: Assume that Z, and @, are the yield displacements occurring simultaneously in all springs, the equation of motion can be written as262 | Foundations and Retaining Structures 4 02, = BO, + a, sin of (082) ; 2 8+ 00,=(5)z, 783) Integrating the above equations twice, we get 2 a, sin ot a (184) 4 e 0=(5 4-6) 5+ cree, (785) Let f, be the time after which displacement of the top of the wall (y,,.) becomes greater than the yield displacement (y,) and plastic system starts. Let x,, ,, 0,,0, be the values corresponding to time 4, and can be calculated by using the equations developed for elastic system, The following boundary condition can be applied to evaluate the constants of integration: @ the --(7.86a) @) t=Q2=%, (1.866) Gi) += 1,6 = 6, (7.860) (iv) t= 1,,0=6, (7.864) Therefore, we have a=" (1878) 8,0, (7876) a, sin ot, y= 3, — (08, ~ a2) 1, + SAE (788) ¢ i. 1, + (8 sin (789) = x= Se te + (66, ~ a AI: am He Fete + (08, — a) 5 + 789) G=6- (5 a (790) C= 0+ (5 Bp (7.91) Displacement of the top of rigid retaining wall is given by: Sop =x ~ (H-H)0 (7.92) Passive condition: The ratio of stifnesses on the compression and tension sides is denoted by rn. Hence, in the passive condition, the values of a, b and c change and can be given by: a=n@q (793) nq (7.94) c=n@, (798) The solution is similar to the above procedure for active condition except the values of Z, and @,. In compression side (passive condition), the displacements for achieving yield condition « considered. 74.6 S ‘The author is obtained (ie, R= getting the and shear Convent @ Un ® © © Gi) Un © ) © A gravit on it durin IF * an wall, wen Fig. 7.28(782) (783) (784) (0.85) ‘greater than nrresponding system. The ion: (1862) (7866) (7.860) (7.864) (I8T8) (0876) (788) (789) (290) (091) (192) s denoted by iver (093) (194) (795) he vautes of sieving yield igi Retaining Wal | 263 ‘condition are very large, hence in most of the cases plastic system for passive case is not considered. 7.4.6 Saran’s Method ‘The author modified the Richards-Elms method. In this method the weight of the retaining wall js obtained for a given factor of safety against sliding instead of the retaining wall at sliding (ie, F,= 1) and then applying the factor of safety to it. Saran has also given the procedure of getting the weight of the retaining wall having adequate factor of safety against overturning ‘and shear failure of the soil, thus providing the complete solution. Conventionally a rigid retaining wall should satisfy the following criteria; (i) Under static case (@ Factor of safety against sliding, Fs > 1.5 (b) Factor of safety against sliding, Fs > 1.75 (©) Maximum base pressure, Gnax < allowable soil pressure, d, (i) Under seismic case (@ Factor of safety against sliding, Fs > 1.25 (b) Factor of safety against sliding, Fs 2 15 (©) Maximum base pressure, Jnyx $ 1.25 times the allowable soil pressure, dg ‘A gravity wall retaining cohesionless backfill is shown in Fig, 7.28, along with forces acting on it during an earthquake. JEN and 7 represent vertical and horizontal components of the reaction at the base of the wall, then Phan (Padact Pada Pada Pads Fig. 7.28 Forces on the wall due to selsmic forces264 | Foundations and Retaining Structures ‘Summing the forces in the vertical and horizontal directions, we get N= W, +A, Wy + (Pyayn sin (0c + 8) T= Ay Wy * (Padayy COS (+ 8) Factor of safety against sliding, F,=Ntan 6/7 Solving Eqs. (7.96),(7.97), and (7.98), we ‘get Pdam UF, 608 (ce + 8) — sin (& + 8) tan 05] . @=4) tan FA, Putting 4, = (1 + A,) tan A, the Eq. (7.99) can be written as Pain UF, 608 (4 + 8) ~ sin (& + 8) tan 64] 6 (#4) tan o,—F, tan 0 For, static condition, the weight of the wall W is given by: a (Pads LF, cos (0 + 8) - sin (@ + 8) tan os) tan 6, Let Y, be the unit weight of the wall material, then, Refer Fig. 7.28 B= b, + by + by tana w, JH Im (U2 by + by + U2 by) H foaled bs laoned tees 5, ( +2) ta (5,+5,42)] i i tn(p +m +b a) iH 2b} + 3 BF + BF + 6b,b, + 3bjbs + 3dyb, 30; ¥ 2b, + b,) Hi, H Ft bt 5 by El i i = tn (3 ++ doy) (+ 3b, +b) H ‘wh 3(b, + 2b, + By) (xia 8 tan) =) (8 ena) + Ca (B~ 4 tan ct) + Pay (3-7 tan «) aa Pan (7.100) (7.101) (7.102) (7.103) (7.104) (7.105) ana* Factor of Fe Solving 1 w= In static It may be Assuming obtai(0.96) (797) (7.98) (799) (7.100) (7.101) (7.102) (7103) (7.104) 7108) Cada + Cada + Cad * Cada 5 tna Cam Factor of safety against overturning, F, (LE AY y Fyy ~ Pada Si (0+ 8) Kya Solving Eq, (7.107) for Wy. we get Padayn [Fo £08 (0t + 8) Figg ~ Si. (0 + 8) pa] We (LA) Ey — Fy Ay Ptyn In static case, [adn (8 -% tan @) + ap (B= 220 «] “pe Pde hoe [Cada E+ Cada] rs a We [Fo 08 (1 + 8) hipyy — sin (01 + 8) p5] (Pee For shear failure: Net moment about point A, Myer = (1 Ay) Wey By + PDiyy Sit (C+ 8) pg ~ Wee At ~ Paaim £08 (06+ 8) Fgns Total vertical load on the base of the wall, V= (LA) Wy + Pda sin (0+ 8) Therefore, B_ Moet ee 2 ve (1+ $2) s attowable sol pressure, 1254, v4 ~£) 20 fo 0 tension emton Rigid Retaining Wall | 265 (7106) (7407) (7.108) (7.110) (711) (7412) (713) 7314) (7158) (TASB) It may be noted that b, = H tan a. A suitable value of By (= 0.5 m to 1 m) may be assumed, ‘Assuming trial values of b, Eqs. (7.102) and (7.107) are solved till the desired value of F, is obtained.1266 | Foundations and Retaining Structures In this case two values of W,, are obtained satisfying factor of safety against sliding (F,) and overturning (F,) requirements. A higher value of MF, is taken for the further analysis i, checking against shear failure of soil. This may be done satisfying Eqs. (7.115a) and (7.115b) or using procedure given in Sec. 7:3. Richards and Elms (1979) recommendations as described in Sec. 74.1 may be adopted for designing the wall for a limited allowable displacement. Since, in this method the value of the acceleration coefficient is significantly reduced it is recommended that factors of safety against sliding and overturning may be used as adopted in static case. ILLUSTRATIVE EXAMPLES Example 7.1 Design a solid gravity wall to retain a 4.0 m embankment. The backfill soil is dry cohesionless having y= 19 KN/m* and @ = 33° and slopes 15° to the horizontal. Angle of wall friction may be taken as 20°. Base soil properties are also same as of backfill and coefficient of base friction is 0.6. The wall is located in a seismic region having 4, = 0.08 and 4, = 0.04, Standard penetration tests were done at the site upto a depth of 10.0 m, and average corrected value of NV was evaluated as 15. Permissible values of settlement, tit and horizontal displacement are respectively 25 mm, 1° and 20 mm. Solution The trial section is as shown in Fig. 7.29 Fig. 7.29 Trial section of the wall By Mon byRigid Retaining Wall | 267 sli analysis 2 y= 19 kNim? and (71156) o= 3B a= tant 22. = 2656° adopted for a value of the ins afety against by Mononobe and Okabe (1992), the dynamic active earth pressure coefficient is given by . eo (#4) cos? @ ==) a P A Cos 2 cos’a: cos (8 + 0 + 2) 2a i] backfill soil cos (a — f) cos (G+ a+ A). ontal. Angle backfill and 4 = 0.08 and ‘and average 4 horizontal ) = 439° (1 0.04) cos? (33 — 26.56 - 4.39) cos 4.39 cos?26.56 cos (20 + 26.56 + 4.39) »({—_ +. r 1 sin @3 +20) sin @3— 15-439) * | cos @6.56 — 15) cos 20 + 26.56 + 4.39) p= 0.858 Taking -ve sign 4 = tan? (—*— nw (5) Pe awe 0.04) cos? (33 ~ 26.56 ~ 4.76) 4 “cos 4.76 c0s°26.56 cos (20 + 26.56 + 4.76) 7 r 1 ‘sin (33 + 20) sin (33 — 15 - 4.39) s cos (26.56 — 15) cos (20 + 26.56 + 4.76) C4= 0.804 ‘Adopt higher value of C, ie. 0.858 ‘Dynamic earth pressure 1 Pada = 3 HPCs Jie 19 « 0958 $= 203.77 kN268 | Foundations and Retaining Structures Static earth pressure coefficient K, = 280-9) | 1 P 4° costa. cos (8 + a) 14 [2s e—o } cos (Gf) eos (© + 0) _ ___608°33 — 26.56) x 1 P 608°26.56 cos (20 + 26.56) a sin (33 + 20) sin (33 — 15) 3 0s (26.56 — 15) cos (20 + 26.56) K,= 0.696 Static earth pressure Coda 5 PK, = 3 19 + 0696 « $= 165.40 kN Dynamic increment Pada = Pada ~ Pador = 203.77 - 165.42 = 38,35 kNim Pep acts at W/3 from the base and (Py), at h/2 ftom the base of wall qH cos a Cadan= cos (aa 8.0 x 5.0 x cos 26.56 x 0s (26.25 — 15) * 9858 = 36.52 x 0.858 = 31.33 kN/m 8.0 x 500 x cos 26.56 Cada os Q625 ~ 15) 3.42 KNim Pagar = Pagan — Pager = 31.33 — 25.42 = 5.91 kNim Cage acts at h/2 = 5/2 = 2.5 m from the base and (P,,)y, at 2/3 h = (2/3) x $0 = 3.33 m from the base of wall. Weight of retaining wall and its foundation = Weight of HKE + Weight of HGIE + Weight of GID + Weight of ABCF = 23 x 12x OS x 44 + 23 x 06 x44 + 1/2 x (23 x 2.2 x 44) +23 x 4.1 x 06 = 2530 + 60.72 + 111.32 + 56.58 = 253.92 kNim Horizontal component of (P4,)n, ~ 203.77 cos 46.56 = 140.11 KNin Vertical component of (P,)yq = 203.77 sin 46.56 = 147.95 kNim Horizontal component of (P4,)jjq = 31.33 cos 46.56 = 21.54 kNim * 0.696 = 36.52 x 0,696 sgt siete Vertical ¢ Safety fac Stabilizin; Stabilizing Overturns Sal fac Foundatior Net mome Total verti Eccentricit33 m 41x 06 Vertical component of (Pj_)jy, = 31.33 sin 46.56 = 22.75 kNim (253.92 + 147.95 + 22.75) * 0.6 (40a + 21.45) = 1.576 © 1.5 safe) Stabilizing moment due to weight of wall about point A (Fig. 7.29), 5.30 x (0.5 + 2/3 x 0.5) + 60-72 x (1,0 + 0.3) + 11132 * (16 + 2.2/3) + 56.58 * 4.1/2 1.08 + 78.94 + 259.97 + 115,99 = 47598 kNmin Stabilizing moment due to vertical component of earth pressures about point 4, = [1654 (4.1 — 0.3 ~ 1.07 tan 26.56) + 8.35 +254) x Gl - 03 = 19 tan 26.56) + 5.1 x (4.1 — 0.3 ~ 2.73 tan 26,56)] sin 46.56 [540.05 + 181.70 + 14.39] sin 46.56 = 534.51 KNm/n. Safety factor against sliding = Overturning moment about point 4, = 165.4 * 5/3 + 8.35 + 2541) x 2.5 + 591 x 10/3] cos 46.56 (275.10 + 159.40 + 19:70] cos 46.56 312.72 KNmim Safety factor against overturning _ 478.98 + 534.51 _ = TD 323. 1S safe) Foundation stability ‘Net moment about point A = 457.64 + $34.51 — 312.72 = 697.77 kNm/m ‘Total vertical load = 253.92 + 147.95 + 22.75 Eccentricity of vertical load, Inclination of resultant load with vertical, -1 (Total horizontal load ) = tan! [ + 21.54) TTotal vertical toad) ~ “" 24.62 i= tan 20.85° = 20° 1 a= 2 YBN, + 1D, Nd As @ is 33°, the values of bearing capacity factors have to be determined by interpolation considering local shear and general shear failures.270 | Foundations and Retaining Structures For local shear failure where, = m = tan (2/3 tan 28°) = 19.5° of g KNin For @ = 19.5%, e/B = 0.1 and i = 20.85% N, = 1.0, N, = 3.5 (Figs. 7.5 and 79) lfv= settlement 9 = 385, e/B = 0.1 and i = 20.85%; N, = 26.0, N, = 170 (Figs. 7.5 and 79) 480 Ett N,= 10+ pon (3° ~ 19.5%) = 19.24 Using m : i= 208 0-35 ay. agg N,= 35+ GROSS G3" — 19.59) = 13.35 a. = Gy [2 * 19 x 44 x 19.24 + 19 x 10 « 13.35] = iy (749.40 + 253.65] = 334.35 kein? B _ 253.92 + 14795 + 22.75 _ 424.62 eae 4 41 = 103.56 kNim? (< 334,35 KN/m?, safe) Safety factor available against shear failure = 749.40 + 253.65 _ - ew a56 8 Ultimate pressure intensity for the case eB=i=0 . For = 195°; N, = 6.36, N, = 745 (Figs. 73 and 77) @ = 38°; N, = 145.00, N, = 67.00 (Figs. 73 and 77) 145.00 ~ 636 5. . y= 636 + ME90~ 636 30 _ 1955) = 7993 Horizont 3° - 195°) = 50.90 1 Example ; Guy = 5% 19 * 4 x 7893 + 19 x 1.0 x 50.90 G=1) w = 4041.14 Nim? Determit Pressure on the footing subjected to central vertical load, for same FOS, ie., 968, case with : 4041.14 2 30175 = ALI 417.50 NI ges ~ 475 vertical ace From Peck, Hanson and Thornburn (1974), pressure (g, kN/m?) may be expressed as foundation below: test worked q = 044N-S168, xpressed as A ei eh eo ea sisi: Rigid Retaining Wall | 271 where, N'= Standard penetration resistance value, = settlement, mm for the pressure intensity of q kNin’ If N= 15 and q = 417.50 kNim’, then S works out as 63.26 mm. This is the value of the settlement when the footing of width 4.1 m is subjected to a uniform pressure intensity of 417.50 KNim”, ie., it is S,. Using non-dimensional correlations for settlement ‘S,’, Eqs. (7.11) to (7.17) 1 = 20.85%, i/g = 20.85/33 = 0.632; e/B = 0.1 0.56 (0.632) — 0.82 (0.632)° = 0.318 Ay= 3.51 + 147 (0.632) + 5.67 (0.632) = -0.316 Ay = 4.14 ~ 1.38 (0.632) — 12.45 (0.632)' = -1.105 s, J — 0318 — 0.316 (0.1) ~ 1.105 (ly = 0.275 S,= 0.275 63.26 = 1742 mm By = 1 — 0.48 (0.632) — 0.82 (0.632)? = 0.369 1.80 + 0.94 (0.632) + 1.63 (0.632) = -0.555 = 0369 ~ 0.555 (0.1) = 0.3135 03135 x 63.26 = 19.83 mm (< 25 mm, safe) 1983 ~ 1742 = 2.41 mm 241 A007 — 407 0.08" 1°, safe) Horizontal displacement of the footing = S,tan i= 17.42 tan 20.85 = 6.63 mm (< 20 mm, safe) = 0.00147 Example 7.2 _A retaining wall 8 m high inclined 25° with vertical retains an inclined backfill (= 15°) with the following properties: y= ITS kNim’, @ = 35° and 8 = 23.3%. Determine the weight of retaining wall in the following cases: ( ‘case with zero displacement and (ii) Seismic case considering 5 mm, 12.5 mm, 25 mm, 50 mm, 75 mm and 100 mm cases respectively. For seismic cases consider horizontal and vertical acceleration coefficient as 0.15 and 0.10 respectively. Allowable soil pressure (g,) at foundation depth, obtained by performing conventional plate load test and standard penetration test worked out as 250 KN/m?,272 | Foundations and Retaining Structures Solution Oo (@) Using the concept of factor of safety against sliding, F, ta (@ Static case oft bey Keeping, 4, = 4, = 2 = 0 in Eq (3.3), the value of the active earth pressure coefficient (K_) works out as 0.6391 for @ = 35°, 8 = 233°, o. = 25° and i = 15°, ‘Therefore, | Cadu= $F Ky = x 175 x 8 x 0639 (Paug= 357.91 KNim Considering the value of internal friction of base soil (9,) equal to 35°, Eqs. (7.28) and (7.29) give: 1 357.91 [1.5 cos (25 + 23.3) ~ sin (25 + 233) tan 35] . ‘tan 35 = 242.82 KNim Gi) Seismic case for zero displacement For A, = 0.15 and 4, = 0.1, Eq. (3.3) gives Cy = 0.873 for (~ A,) and 0.977 for (+ A,) Therefore, Cedon™ 5 * 17S * 8 = 0873 = 488.97 kNim for ( A,) Cgdan™ 5 * 17S % 8 0977 = 54734 KNim_ for (+ 4,) Equations 7.25 and 7.26 give, 15 cos 25 + 23.3) — sin (25 + 23.3) tan 35 C= (#00 tan 35-15% 015 = 11724 for © A) and 0.8713 for (+ 4,) We = Pda Cus 488.97 x 1.1724 = 573.27 kNim for (- A,) 547.34 x 0.8713 = 476.89 kNim for (+ 4,) (ii) Seismic case considering allowable displacement 4 Considering maximum displacements as 5 mm, 12.5 mm, 25 mm, 50 mm, 75 mm and 100 mm, firstly values of 4,, are computed using Eq. (7.33). Values of A,g are taken equal to 2/3 A, The values of W,, were then obtained using Eq. (7.25) as | illustrated above keeping F, = 1.5. The results are summarized in Tables 7.4 (a) & (b). Values of W,/7 are listed in the last column of Tables 7.4 (a) and (b). Figure 730 shows the plot of IV,/W versus d/H (%) for both (~) A, and (+) 4, cases. It can be seen that Fig. 7.30Rigid Retaining Wall | 273 (A, case gives higher values of WV,/H: Further the ratio of H,/W reduces from 2.361 to 1.602 if the wall is designed for 5 mm allowable displacement (0.0625% of height of the wall). The decrease in weight of the wall is faster upto di ratio equal to 0.2%, beyond this the decrease is marginal. Therefore, it will be economical to design for + coefficient some allowable displacement recommended by the designer. ‘Table 7.4(a) Values of weight of retaining wall for (+ A,) keeping F, = 1.5 5. (7.28) and rece ae 1005 02 04 06 08 1 12 14 + Of Ag atHratio 4}. (7.25) as " i@e0. Fig. 7.30 Weight ratio versus d/H ratio for F,= 1.5 73° “hows e seed that274 | Foundations and Retaining Structures () Using the concept of factor of safety against overturning, F, For the sake of comparison, values of Ware also obtained for the factor of safety against overturning, F, equal to 1.5. Because the solution of the problem needs trial, it has been solved using a computer program. Firstly, a trial value of by is assumed. Weight Wis then computed using Eq, (7.102). Using Eqs. (7,103) to (7.107), corresponding value of factor of safety against overturning (F,) is computed. Proceeding in this manner, values of F, were computed for different values of by. Values of F, so obtained are listed in Tables (7.5) and (7.6), for static and seismic cases respectively. @ Static case Table 7.5 Showing detalls of computation (Seismic case for zero displacement Table 7.6 Showing details of computation for F, in seismic case It can be seen from Table 7.5, that in static case even for b, = 0, F,, works out as 1.73. However in seismic case (Table 7.6), value of b, is required as 0.6832 m to have F, = 1.5. Further (214, case is more critical. Total base width of the wall becomes 4.914'm and the weight of wall works out as 476.40 kNim. It may be noted that for satisfying the condition (factor of safety against sliding, F, = 1.5), ()4, case governed and WY, worked ‘out as 573.27 kN/m.Rigid Retaining Wall | 275 (ii) Seismic case considering allowable displacement ifety against Seismic case considering allowable displacement has been solved in similar way as been solved described for factor of safety against sliding ie., by revising the acceleration coefficient 2 computed A, using Eq, (7.33). Tables 7.7 (@) and (b) give the values of 5, B and W,, corresponding vfety against to F, = 1.5 and 1.75 respectively, for different values of allowable displacement. omputed for 5), for static Table 7.7(a) Details of computation in seismic case, for F, = 1.50 WA OA 7.7(p) Details of computation in seismic case, for Fe. HA, It is evident from these tables that, when the wall is designed for an allowable displacement, (*)4, case governs. Figure 7.31 shows the plots of W,/1V versus d/FT ratio for F, = 15 and 175, Itis evident from this figure that the ratio of 17/17 decreases at a faster rate when d/H ratio is less than or equal to 0.3%, Beyond it, decrease is marginal. In the case of F, = 1.5, Wy reduces from 476.38 KN/m to 417.33 kN/m when allowable displacement is increased from 0 to 100 mm, For F, = 1.75, the decrease is from 516.51 ‘Nim to 443.56 kN/m. Some typical results are summarized in Table 78. It is evident form this table that if the wall is designed say for 50 mm displacement the weight of wall is required 453.24 kN/m to satisfy F, = 15 and F, = 1.75 condition. For zero displacement W,, works out 573.27 kN/m (Table 7.8).