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This appendix has been provided by the authors to give readers additional information about their work.
Supplement to: Postma DF, van Werkhoven CH, van Elden LJR, et al. Antibiotic treatment strategies for commu-
nity-acquired pneumonia in adults. N Engl J Med 2015;372:1312-23. DOI: 10.1056/NEJMoa1406330
Table of contents
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List of investigators (CAP-START study group)
Diakonessenhuis Utrecht
D.F. Postma, MD Department of Internal Medicine
S.F.T. Thijsen, MD PhD Department of Medical Microbiology
S.U.C. Sankatsing, MD PhD Department of internal medicine
L.J.R. van Elden, MD PhD Department of Pulmonology
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Supplementary methods
Setting
Of 24 hospitals in the Netherlands that were screened for the trial, seven hospitals agreed to
participate. These were two university and five non-university teaching hospitals: University Medical
Center Utrecht (hospital A), Spaarne Hospital Hoofddorp (B), Kennemer Gasthuis Haarlem (C),
Medical Center Alkmaar (D), Amphia Hospital Breda (E), Diakonessenhuis Utrecht (F) and Amsterdam
Medical Center (G). Starting dates of each hospital can be found in Figure S1.
Mortality status at day 90 was recorded from the medical charts in patients that died in-hospital, and
patients that had visited the hospital after day 90 (e.g. in an out-patient clinic). The status of all other
patients, except in one hospital, were checked electronically in the municipal personal records
database, which is based on the citizen service number, date of birth and name. In the one hospital
without electronic access to this database, research nurses contacted the general practitioner of
each patient with an unknown status. In the Netherlands, every inhabitant is registered with a single
general practitioner, who is routinely informed about important medical affairs. We were unable to
assess mortality status in 4 patients because they were not Dutch residents.
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Figure S1: Randomization chart
* due to supply problems of fluoroquinolones in hospital F, four weeks of the first fluoroquinolone
monotherapy period were exchanged with the subsequent beta-lactam/macrolide combination period
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Figure S2: Eligible and included patients per month per treatment arm.
Light gray and colored bars represent number of included patients. Dark gray bars represent number
of eligible non-included patients.
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Figure S3: Antibiotic pattern during admission
The daily proportion of patients receiving in-hospital treatment with a certain class or combination of
antibiotics is plotted for the three treatment strategies.
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Figure S4: Survival curve
Survival curve for the three treatment strategies. Four patients (2 in the beta-lactam, 1 in the beta-
lactam macrolide and 1 in the fluoroquinolone strategy) that were discharge alive, but for whom no
day 90 mortality status is known, are censored at time of discharge. BL: beta-lactam monotherapy;
BLM: beta-lactam / macrolide combination therapy; FQL: fluoroquinolone monotherapy.
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Figure S5: Time to discharge alive
Cumulative percentage of patients discharge alive per treatment strategy. BL: beta-lactam
monotherapy; BLM: beta-lactam / macrolide combination therapy; FQL: fluoroquinolone
monotherapy.
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Figure S6: Time to oral treatment
Cumulative percentage of patients that either started with oral treatment, or switched from iv
treatment to oral treatment, or stopped iv treatment for reason other than death. BL: beta-lactam
monotherapy; BLM: beta-lactam / macrolide combination therapy; FQL: fluoroquinolone
monotherapy.
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Table S1: Causative pathogens in patients with radiologically confirmed CAP
Beta-lactam Beta-lactam/macrolide Fluoroquinolone
strategy strategy strategy
Proven pathogens: based on pathogens detected in blood cultures, pleural fluid cultures, and urinary antigen tests
(BINAX Now for S. pneumoniae and L. pneumophila). Possible pathogens: based on pathogens detected in sputum
cultures, bronchoalveolar lavage fluid cultures, and serology.
Candida species cultured from sputum and common skin contaminants from blood cultures where antibiotic
treatment was not changed, were considered as contamination. BL: beta-lactam monotherapy; BLM: beta-lactam /
macrolide combination therapy; FQL: fluoroquinolone monotherapy.
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Table S2: Antimicrobial resistance patterns of most common proven and probable pathogens
Number of Amoxicillin / 2nd/3rd gen. Levofloxacin or
Pathogen Penicillins Amoxicillin Macrolides
isolates clavulanate cephalosporins moxifloxacin
2/157 (1.3%) 2/118 (1.7%) 0/99 (0.0%) 0/71 (0.0%) 7/145 (4.8%) 0/31 (0.0%)
Streptococcus pneumoniae 168
11 unk 50 unk 69 unk 97 unk 23 unk 137 unk
37/52 (71.2%) 8/9 (88.9%) 0/13 (0.0%) 0/14 (0.0%) 6/57 (10.5%) 3/34 (8.8%)
Staphylococcus aureus 62
10 unk 53 unk 49 unk 48 unk 5 unk 28 unk
37/39 (94.9%) 13/87 (14.9%) 6/117 (5.1%) 1/104 (1.0%) 47/92 (51.1%) 0/2 (0.0%)
Haemophilus influenzae 122
83 unk 35 unk 5 unk 18 unk 30 unk 120 unk
14/15 (93.3%) 15/21 (71.4%) 2/24 (8.3%) 3/18 (16.7%) 10/24 (41.7%) 0/1 (0.0%)
Moraxella catarrhalis 24
9 unk 3 unk 0 unk 6 unk 0 unk 23 unk
Klebsiella pneumoniae / 50/63 (79.4%) 23/64 (35.9%) 6/64 (9.4%) 6/20 (30.0%)
64 - -
Escherichia coli 1 unk 0 unk 0 unk 44 unk
* P. aeruginosa is intrinsically resistant to moxifloxacin and was tested only for levofloxacin
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Table S3: Antibiotics received as initial treatment and during hospitalization in each strategy
As initial therapy During hospitalization
Beta-lactams
Amoxicillin 201 (30.6%) 113 (15.3%) 40 (4.5%) 229 (34.9%) 221 (29.9%) 105 (11.8%)
Amoxicillin / clavulanate 280 (42.7%) 246 (33.3%) 84 (9.5%) 330 (50.3%) 354 (47.9%) 127 (14.3%)
Ceftriaxone 109 (16.6%) 118 (16.0%) 41 (4.6%) 120 (18.3%) 142 (19.2%) 63 (7.1%)
Macrolides
Fluoroquinolones
Any atypical coverage 176 (26.8%) 601 (81.3%) 770 (86.7%) 254 (38.7%) 618 (83.6%) 796 (89.6%)
Data given as number (percentage) per study arm. * Penicillin and ciprofloxacin were not allowed as preferred
initial treatment in beta-lactam and fluoroquinolone monotherapy periods respectively. # Atypical coverage
includes macrolides, fluoroquinolones and doxycycline. In hospital days represent number of days during
hospitalization with at least one atypical antibiotic prescribed. BL: beta-lactam strategy; BLM: beta-lactam /
macrolide strategy; FQL: fluoroquinolone strategy. Antibiotic adherence throughout the admission is visualized
in Figure S3.
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Table S4: Strategy adherence and reasons for deviation
BL (n=656) BLM (n=739) FQL (n=888)
* Other reasons include: concomitant infection, aspiration, diagnostic uncertainty, recent pneumonia, recent
admission, based on medical history, possible ICU indication. BL: beta-lactam strategy; BLM: beta-lactam /
macrolide strategy; FQL: fluoroquinolone strategy.
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Table S5: Reasons for switch to a different antibiotic class in the antibiotic adherent population
BL (n=468) BLM (n=538) FQL (n=712)
Only switches to other antibiotic classes were defined as treatment switches. De-escalation of beta-
lactam/macrolide combination to beta-lactam monotherapy based on clinical recovery after at least 2
treatment days, was not considered as a treatment switch since macrolides are often given as short course
treatment. BL: beta-lactam strategy; BLM: beta-lactam / macrolide strategy; FQL: fluoroquinolone strategy.
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Table S6: Risk differences and 90% confidence intervals of 90-day mortality as compared to the
beta-lactam strategy
Beta-lactam/macrolide Fluoroquinolone
N
strategy strategy
All cases
Positive numbers indicate higher mortality in the comparative strategy, compared to the beta-lactam
monotherapy strategy. Crude analyses take into account cluster-period effects and center effects. Adjusted
analyses are additionally corrected for PSI (including age and gender), smoking, chronic pulmonary diseases,
chronic cardiovascular diseases, diabetes mellitus, immunosuppression, previous antibiotics and number of
hospitalizations in the previous year. The antibiotic adherent analysis is further adjusted for duration of
symptoms, dependency in activities of daily living, hematologic malignancy, generalized malignancy,
immunosuppression, c-reactive protein level, blood leucocyte count and temperature on admission.
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Table S7: Odds ratios and 95% confidence intervals of 90-day mortality as compared to the beta-
lactam strategy
Beta-lactam/macrolide Fluoroquinolone
Analysis N
strategy strategy
All cases
Crude analyses take into account cluster-period effects and center effects. Adjusted analyses are additionally
corrected for PSI (including age and gender), smoking, chronic pulmonary diseases, chronic cardiovascular
diseases, diabetes mellitus, immunosuppression, previous antibiotics and number of hospitalizations in
previous year. The antibiotic adherent analysis is further adjusted for duration of symptoms,
dependency in activities of daily living, hematologic malignancy, generalized malignancy,
immunosuppression, c-reactive protein level, blood leucocyte count and temperature on admission.
BL: beta-lactam monotherapy. BLM: beta-lactam/macrolide combination therapy. FQL: fluoroquinolone
-7
monotherapy. Intra-cluster correlation for cluster-period effects in primary analysis: 4.5 x 10 .
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Table S8: Risk differences and 90% confidence intervals of 30-day mortality according to treatment
arm
All cases
Positive numbers indicate higher mortality in the comparative strategy, compared to the beta-lactam
monotherapy strategy. Crude analyses take into account cluster-period effects and center effects. Adjusted
analyses are additionally corrected for PSI (including age and gender), smoking, chronic pulmonary diseases,
chronic cardiovascular diseases, diabetes mellitus, immunosuppression, previous antibiotics and number of
hospitalizations in the previous year. The antibiotic adherent analysis is further adjusted for duration of
symptoms, dependency in activities of daily living, hematologic malignancy, generalized malignancy,
immunosuppression, c-reactive protein level, blood leucocyte count and temperature on admission.
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Table S9: Complications
BL (n=656) BLM (n=739) FQL (n=888)
Other complications include: splenic infarction, urine retention, psychiatric disorder decompensation,
hydronephrosis, seizures, ileus, collapse, icu-acquired weakness / critical illness polyneuropathy, other
pulmonary complications. BL: beta-lactam monotherapy; BLM: beta-lactam / macrolide combination therapy;
FQL: fluoroquinolone monotherapy.
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Table S10: baseline characteristics of antibiotic adherent populations
Beta-
Beta-lactam Fluoroquinolone
lactam/macrolide
monotherapy (n=468) monotherapy (n=712)
combination (n=538)
One or more hospitalizations last year 189 (40.5%) 193 (36.6%) 258 (36.6%)
Data given as N (%), unless otherwise indicated. * normally distributed variable reported as mean
(standard deviation). ^ non-normally distributed variable reported as median (inter quartile range).
PPSV23: 23-valent pneumococcal polysaccharide vaccine. PCV13: 13-valent pneumococcal conjugate
vaccine received in CAPiTA trial. ADL: activities of daily living. $ Active malignancy: treated with radio
and/or chemotherapy for solid or hematologic malignancy within the last five years.
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