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89371

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A WORLD BANK STUDY


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Climate Change
and Migration
EVIDENCE FROM THE MIDDLE EAST
AND NORTH AFRICA
Public Disclosure Authorized

Quentin Wodon, Andrea Liverani,


George Joseph, and Nathalie Bougnoux
Editors
Climate Change and Migration
A WO R L D BA N K S T U DY

Climate Change and Migration


Evidence from the Middle East and North Africa

Quentin Wodon, Andrea Liverani, George Joseph,


and Nathalie Bougnoux, Editors

Washington, D.C.
© 2014 International Bank for Reconstruction and Development / The World Bank
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ISBN (paper): 978-0-8213-9971-2
ISBN (electronic): 978-0-8213-9972-9
DOI: 10.1596/978-0-8213-9971-2

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Library of Congress Cataloging-in-Publication Data
Climate change and migration : evidence from the Middle East and North Africa / edited by Quentin Wodon,
Andrea Liverani, George Joseph, and Nathalie Bougnoux.
pages cm
“World Bank Study.”
ISBN 978-0-8213-9971-2—ISBN 978-0-8213-9972-9
1. Migration, Internal—Environmental aspects—Middle East. 2. Migration, Internal—Environmental aspects—
Africa, North. 3. Climatic changes—Economic aspects—Middle East. 4. Climatic changes—Economic aspects—
Africa, North. 5. Middle East—Environmental conditions. 6. Middle East—Economic conditions. 7. Africa,
North—Environmental conditions. 8. Africa, North—Economic conditions. I. Wodon, Quentin. II. World Bank.
HB2093.3.A3C55 2013
304.80956--dc23 2013015475

Climate Change and Migration  •  http://dx.doi.org/10.1596/978-0-8213-9971-2


Contents

Acknowledgments xi
Overview xiii
Introduction xiii
Perceptions and Impacts of Weather Shocks on Households xv
Coping and Adaptation Strategies xvi
Migration xix
Remittances xxii
Conclusion and Policy Implications xxiii
Note xxvii
Bibliography xxvii

PART 1 Synthesis 1

Chapter 1 Climate Change, Migration, and Adaptation


in the MENA Region 3
Introduction 4
Perceptions about Climate Change and Extreme Weather
Events 8
Migration 13
Remittances 20
Other Coping and Adaptation Strategies 21
Community and Government Programs 27
Conclusion 30
Notes 31
Bibliography 32

PART 2 Focus Countries and Data 37

Chapter 2 Focus Countries 39


Introduction 39
Criteria for the Choice of Focus Countries 40
Algerian Context 43
Egyptian Context 47
Moroccan Context 50

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vi Contents

Syrian Context 53
Yemeni Context 56
Conclusion 59
Notes 59
Bibliography 59

Chapter 3 Data Collection 65


Introduction 65
Household Survey Questionnaire 66
Household Survey Data Collection 68
Qualitative Data Collection 81
Conclusion 86

PART 3 Impacts, Coping Strategies, and


Adaptation Mechanisms 87
Chapter 4 Perceptions of Climate Change, Weather Shocks,
and Impacts on Households 89
Introduction 89
Data 90
Perceptions of Climate Change 92
Impact on Households 97
Conclusion 103
Annex 4A: Distribution of Perceptions by Quintiles
of the MCA’s First Factor 104
Bibliography 105

Chapter 5 Weather Shocks, Impacts, and Households’


Ability to Recover in Morocco 107
Introduction 107
Data 109
Basic Statistics 110
Correlates of the Likelihood of Shocks and
the Ability to Recover 114
Conclusion 120
Bibliography 120

Chapter 6 How Do Households Cope with and Adapt


to Climate Change? 123
Introduction 123
Data and Methodology 124
Household Coping Mechanisms 127
Household Adaptation Strategies 132
Community-Level and Government Responses 139
Conclusion 141
Bibliography 142

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Contents vii

PART 4 Climate Change and Migration 143

Chapter 7 Do Changes in Weather Patterns and the


Environment Lead to Migration? 145
Introduction 145
Data 147
Basic Statistics 149
Correlates of Resident and Nonresident Migration 155
Conclusion 160
Annex 7A: Reasons for Migration by Country,
Five Countries Sample 161
Bibliography 162

Chapter 8 Climate-Induced Migration in the MENA Region:


Results from the Qualitative Fieldwork 163
Introduction 163
Rationale for Qualitative Work and Methodology 165
Focus Groups and In-depth Interviews in
Rural (Sending) Areas 170
Focus Groups and In-depth Interviews in
Urban (Receiving) Areas 174
Heterogeneity between Countries in the
Reasons for Migration 179
Interviews with Key Informants: The Example of Morocco 182
Conclusion 184
Annex 8A: Focus Group Discussion and In-depth
Interview Questions in Urban Areas 185
Annex 8B: Focus Group Discussion and In-depth
Interview Questions in Rural Areas 186
Annex 8C: Key Informant Questions for Government
Officials and Nongovernmental Experts 188
Notes 189
Bibliography 189

Chapter 9 Is Climate Change Likely to Lead to Higher Net Internal


Migration? The Republic of Yemen’s Case 191
Introduction 191
Data and Methodology 192
Results 194
Conclusion 202
Bibliography 202

Chapter 10 Extreme Weather Events and Migration: The Case


of Morocco 205
Introduction 205

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viii Contents

Data 206
Basic Statistics 208
Correlates of the Probability of Migration 213
Conclusion 217
Bibliography 218

PART 5 Remittances 221

Chapter 11 Do Remittances Reach Households Living in Unfavorable


Climate Areas? Evidence from the Republic of Yemen 223
Introduction 223
Data and Methodology 225
Results 234
Conclusion 236
Notes 237
Bibliography 237

Chapter 12 Does the Impact of Remittances on Poverty and Human


Development Depend on the Climate of Receiving Areas? 241
Introduction 241
Data and Methodology 243
Results 244
Conclusion 250
Bibliography 251

Boxes
8.1 Testimony from a Rural Respondent in Algeria 171
8.2 Testimony from an Urban Respondent in the Republic
  of Yemen 176

Figure
3.1 Sampling Methodology for the Household Surveys 75

Maps
3.1 Map of the Selected Area for the Household Survey in Algeria 69
3.2 Map of the Selected Area for the Household Survey in the
  Arab Republic of Egypt 70
3.3 Maps of the Selected Area for the Household Survey in Morocco 71
3.4 Map of the Selected Area for the Household Survey
  in the Syrian Arab Republic 72
3.5 Map of the Selected Area for the Household Survey
  in the Republic of Yemen 73

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Contents ix

Tables
O.1 Perceptions of Climate Change, Last Five Years,
  Five Countries Sample, 2011 xv
O.2 Economic Impacts of Weather Shocks, Five Countries
  Sample, 2011 xvi
O.3 Weather Shocks and Impact on Agriculture, Morocco, 2009/10 xvii
O.4 Adaptive Strategies of Households to Deal with Climate
  Change and Shocks xviii
O.5 Summary Results from Regression Analysis on Weather
  Shocks and Migration xxii
1.1 Perceptions of Climate Change, Five Countries, 2011 9
1.2 Weather Shocks and Impact on Agriculture, Morocco, 2009/10 10
1.3 Incidence of Extreme Weather Events and Impact, Five
  Countries, 2011 11
1.4 Economic Impacts of Environmental Change, Five Countries, 2011 12
1.5 Share of Households with Migrants—Household Level 14
1.6 Summary Results from Regression Analysis on Weather Shocks
  and Migration 19
1.7 Household Coping Strategies to Deal with Climate Change
  and Shocks 22
1.8 Adaptive Strategies of Households to Deal with Climate
  Change and Shocks 25
1.9 Adaptive Strategies of Communities to Deal with Climate
  Change and Shocks 27
1.10 Government Programs to Deal with Climate Change and Shocks 29
2.1 Population Data for the Most Populated Arab Countries, 2012 40
2.2 Areas within Arab Countries Vulnerable to Droughts 42
3.1 Location Information for Algeria Survey Sample 75
3.2 Location Information for Arab Republic of Egypt Survey Sample 76
3.3 Location Information for Morocco Survey Sample 76
3.4 Location Information for Syrian Arab Republic Survey Sample 78
3.5 Location Information for Republic of Yemen Survey Sample 79
3.6 Qualitative Research Sites 84
4.1 Perceptions of Climate Change and Environmental Conditions 94
4.2 Results from Multiple Correspondence Analysis—First Factor 96
4.3 Results from Multiple Correspondence Analysis—Second Factor 98
4.4 Reported Incidence of Extreme Weather Events and their Impact 99
4.5 Economic Impacts of Environmental Change 100
4.6 Correlates of Probability of Various Losses Due to Adverse
  Events (dF/dX) 102
4A.1 Distribution of Perceptions by Quintiles of the MCA’s First Factor 104
5.1 Weather Shocks and Impact on Agriculture 111
5.2 Incidence of Shocks and Ability to Recover 112
5.3 Correlates of the Probability of Being Affected by Different
  Types of Shocks (dF/dX) 115

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x Contents

5.4 Correlates of the Ability to Recover from Shocks (dF/dX) 119


6.1 Household Coping Mechanisms to Deal with Climate
  Change and Shocks 127
6.2 Correlates of the Coping Mechanisms Used by Households
 (dF/dX) 129
6.3 Household Adaptation Strategies to Deal with Climate
  Change and Shocks 133
6.4 Correlates of the Use of Adaptation Strategies by Households
 (dF/dX) 135
6.5 Community Level Response to Deal with Climate Change
  and Shocks 140
6.6 Government Response to Deal with Climate Change and
 Shocks 141
7.1 Household-Level Migration Rates 149
7.2 Individual-Level Migration Rates by Selected Characteristics 151
7.3 Self-Declared Reasons for Migration 154
7.4 Correlates of Migration among Resident Members (dF/dX) 156
7.5 Correlates of Migration among Nonresident Members (dF/dX) 158
7A.1 Reasons for Migration by Country, Five Countries Sample 161
8.1 Qualitative Research Sites for Focus Groups and In-depth
 Interviews 168
8.2 Types of Migration by Area of Destination—Individual Level 169
8.3 Selected Suggestions by Participants for Government Assistance
  in Rural Areas 173
8.4 Selected Suggestions by Participants for Government Assistance
  in Urban Areas 175
8.5 Reasons for Permanent Migration, Five Countries Sample, 2011 181
9.1 Basic Statistics on Key Variables of Interest, Republic of Yemen,
 2004–06 195
9.2 District-Level Correlates of Net Migration Rates, District Level 197
9.3 Fields Decomposition of Explained Variance in Migration Rates 199
9.4 Actual and Predicted Net Migration Rates 201
10.1 Summary Statistics on Individual Level Migration Rates 209
10.2 Reasons for Migration by Household Members, Morocco,
 2009/10 214
10.3 Correlates of Individual Migration, Morocco, 2009/10 (dF/dX) 215
11.1 Summary Statistics 227
11.2 Heckman Selection Model for Domestic Remittances, 2006 230
11.3 Heckman Selection Model for International Remittances, 2006 232
12.1 Matching Results-Any Remittances, Republic of Yemen,
 2005/06 245
12.2 Matching Results-Domestic Remittances, Republic of Yemen,
 2005/06 246
12.3 Matching Results-International Remittances, Republic of
  Yemen, 2005/06 248

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Acknowledgments

This study was led by Quentin Wodon (World Bank) and Andrea Liverani
(World Bank, task manager), with support from George Joseph at the World
Bank and Nathalie Bougnoux at the Agence Française de Développement. The
implementation of the new household surveys and qualitative work in the five
focus countries were led by Nicholas Burger and Audra Grant at Rand based on
a survey questionnaire designed by George Joseph and Quentin Wodon. Alex
Kremer (World Bank) contributed to the initial development of the study par-
ticularly from the methodological point of view. Franck Adoho (World Bank),
Aditi Banerjee (World Bank), Brian Blankespoor (World Bank), Saliha Dobardzic
(World Bank), Bonnie Ghosh-Dastidar (Rand), Sarah Kups (Rand), Minh Cong
Nguyen (World Bank), Yashodhara Rana (Rand), Teague Ruder (Rand), and
Olesya Tkacheva (Rand) contributed to various chapters.
The research was funded by a research program on Climate Change,
Migration, and Food Security/Vulnerability, with one component of the program
for the Middle East and North Africa Region led by Andrea Liverani, and the
other for Sub-Saharan Africa led by Quentin Wodon. Both components were
funded by the Trust Fund on Environmentally and Socially Sustainable
Development. In addition, the Middle East and North Africa component bene-
fited from substantial additional funding from the Agence Française de
Développement, and from support from the Center for Mediterranean
Integration.
The authors benefited from comments from many colleagues at the Agence
Française de Développement, Rand, and the World Bank, as well as from partici-
pants at seminars and presentations given among others at the Center for
Mediterranean Integration in Marseilles, the European Commission in Brussels,
IDDRI-Sciences Po in Paris, the Institute for the Study of Labor in Bonn, the
annual conference of the Society of Government Economists in Washington, DC,
and the Human Development Forum of the World Bank also in Washington, DC.
Peer reviewers for the final report were Erick Fernandez, Robin Mearns, Sonia
Plaza, and Emmanuel Skoufias. Overall guidance for the study was provided by
Franck Bousquet, Sector Manager for Sustainable Development in the Middle
East and North Africa Region at the World Bank, and Mats Karlsson, Director of
the Center for Mediterranean Integration in Marseilles.

Climate
Change and Migration  •  http://dx.doi.org/10.1596/978-0-8213-9971-2  xi
xii Acknowledgments

The opinions expressed in the study and chapters are only those of the authors,
and need not represent those of the World Bank, its Executive Directors, or the
countries they represent, nor need they represent the opinions of the Agence
Française de Développement or Rand.

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Overview

Quentin Wodon and Andrea Liverani

Climate change and migration are major concerns in the MENA region, yet the
empirical evidence on the impact of climate change and extreme weather events on
migration remains limited. Information is broadly lacking on how households in vul-
nerable areas perceive changes in the climate, how they are affected by extreme
weather events, whether they benefit from community and government programs to
help them cope with and adapt to a changing climate, and how these conditions influ-
ence the decision of household members to migrate, either temporarily or permanently.
This introductory chapter summarizes briefly the main results of the study which
relied on existing data as well as focus groups and new household surveys collected in
2011 in Algeria, the Arab Republic of Egypt, Morocco, the Syrian Arab Republic, and
the Republic of Yemen. The results suggest that households do perceive important
changes in the climate, and that many households are being affected by extreme
weather events resulting in losses in income, crops, and livestock. The coping and
adaptation strategies used by households to deal with weather shocks are diverse, but
also limited, with most households not able to recover from the negative impact of
weather shocks. The ability of community-level responses and government programs
to support households is also very limited. Finally, while climate change is not today
the main driver of migration flows, it does appear to contribute to these flows, and
worsening climatic conditions are likely to exacerbate future migration flows.

Introduction
Do households living in climate-affected areas in the Middle East and North
Africa (MENA) region believe that changes in climate patterns and their envi-
ronment are taking place? Have households been affected by extreme weather
events, and in that case to what extent and which events have had the largest
impact? What are the coping strategies that households declare having used, or
could be using to cope with climate change and weather shocks? To what extent
are perceived and actual changes in weather patterns and the environment driv-
ing temporary and permanent migration flows in MENA countries? Finally, to
what extent do remittances reach households living in climate poor areas, and
what is the impact of such remittances on poverty and human development
indicators?

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xiv Overview

It is widely acknowledged that the MENA region will be strongly affected by


climate change, and yet the current evidence on the relationship between climate
change and migration in the MENA region is weaker than in most other regions
(see Foresight 2011). This study is not meant to review the limited evidence on
climate change in the MENA region, nor does it provide specific policy recom-
mendations (for a recent study doing just that, see Verner 2012; on the evidence
and policies related to climate change worldwide, see World Bank 2010; and on
migration, see Foresight 2011). The aim of the study is more modest: it is to pro-
vide new empirical evidence on the relationship between weather patterns, per-
ceptions of climate change, and migration so that at least partial answers can be
provided to the questions asked above.
This introductory overview chapter summarizes the main results of the study.
A more detailed synthesis is provided in chapter 1 (Wodon et al. 2013). The study
is based in part on new household surveys collected in 2011 in climate-affected
areas in Algeria, Egypt, Morocco, Syria, and the Republic of Yemen. On purpose,
in order to achieve variability in the data collected, the selection of the countries
and areas sampled within countries included some countries and areas highly vul-
nerable to droughts, as is the case in Syria, and others much less vulnerable, as is
the case in Egypt (given that Egypt’s agriculture is mostly irrigated). The sample
of countries also included low income countries such as the Republic of Yemen,
and higher-income countries such as Algeria, Egypt, Moroco, and Syria. Finally, the
sample included countries and areas affected by diverse types of extreme weather
events, including both droughts and floods (for example in some areas of Morocco).
Beyond survey data collection generating quantitative data, the study also
relies in part on qualitative focus groups implemented in both urban and rural
areas in the five countries in 2011. In addition, some of the analysis is based on
previously existing survey data for Morocco, as well as survey and census data for
the Republic of Yemen. The context that led to the study and the literature to
which it contributes, as well as the approach used for both quantitative and quali-
tative data collection are discussed in chapters 2 and 3. This introduction focuses
on the main empirical results which are provided in a series of technical papers
in chapters 4 through 12.
One important caveat is required before presenting the main results. It is
sometimes said that “Climate is what we expect. Weather is what we get.” Simply
put, climate relates to the distribution of variables such as temperature and rain-
fall over a period of time, often 30 years at least. This distribution is characterized
by its moments, including the mean and the variance of key climatic variables.
Climate change is then used to refer to the change in the distribution of rainfall
and temperature. However, it is difficult to tell if the weather experienced at any
point in time is due to a change in climate (the overall mean and variance of
rainfall and temperature) or is simply part of an existing distribution. The impli-
cation for this study is that our results do not provide clear new evidence on the
direct relationship between climate change and migration per se, but the results
do contribute to the evidence on three specific related issues: (1) the impact of
weather shocks on migration; (2) the impact of perceptions of recent climate

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Overview xv

change on migration; and (3) the impact of climate patterns (but not directly
climate change) on migration.

Perceptions and Impacts of Weather Shocks on Households


Do households living in rural areas susceptible of being affected by climate change
believe that changes in climate patterns are taking place? Questions on percep-
tions of climate change and migration were asked with a focus on events and
changes that took place in the last five years, bur the analysis of migration is done
both for the last five years and for longer periods.
Table O.1 from Adoho and Wodon (2014a) suggests that indeed households do
believe that the climate has been changing in recent years. In the combined sample
for the five countries where new household surveys were implemented, more than
three fourths of households declare that rain has become more erratic, and almost
three quarters say that temperatures are higher. Between half and two thirds
declare that there is less rain today than five years ago, that the land is dryer or less
fertile, that the rainy season starts later, is shorter, or ends earlier, and that droughts
are more frequent. The changes in climate in turn appear to lead to more diseases
in animals and livestock, more insects and pets in crops, less water in boreholes,
rivers, lakes or streams, more air pollution, more frequent crop failures and live-
stock loss, and more soil erosion. Some of the extreme weather events associated
with climate change such as rainstorms and floods are not perceived as more fre-
quent by a majority of households, and in some cases, households do suggest that
temperatures are becoming cooler, and that there is more rain, but this is a minor-
ity of households. But overall, while there are differences between households and
areas or countries, there is a clear perception that the climate is worsening.
In focus groups as well the majority of respondents mentioned long-term shifts
in climate and they attributed declining agriculture fortunes to deteriorating envi-
ronmental conditions caused by changing weather patterns (Grant et al. 2014).
For crops such as potatoes, wheat, and rice, the results may be devastating: “Rice
is burnt in some seasons, because we cannot find enough water to irrigate it” (Male,

Table O.1  Perceptions of Climate Change, Last Five Years, Five Countries Sample, 2011
Percent
Perception Percent Perception Percent
Rain more erratic 77.52 More diseases in animal and livestock 57.45
Temperature is hotter 72.37 More insects and pets in crops 56.31
Less rain 66.57 Less water in boreholes, rivers,
lakes or streams 56.11
Land is dryer 64.84 More air pollution 55.59
Less fertile land 62.24 More frequent crop failure 55.36
Rainy season starts later 60.53 Rainy season end earlier 54.00
Rain season is shorter 60.24 More frequent livestock loss 52.47
More frequent droughts 59.09 More soil erosion 52.43
Source: Adoho and Wodon 2014a.

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xvi Overview

36–45 years old, Egypt1). The inability to earn a stable income for crops makes it
difficult to rely solely on agriculture as a source of revenue. “The conditions [for]
farming are very poor. There’s drought on the one hand and the unavailability of
the new equipment and poor methods we use on the other hand. … All farmers
in this region have been affected by the drought and lost their yields” (Male,
35–45 years old, Algeria). In the Republic of Yemen, residents from Hudaydah
emphasized the problems of warm weather and increasing heat waves. Furthermore,
unfavorable crop prices have led some growers to shift from cultivating food crops
to qat which is more profitable but requires a great deal of water: “People there
[in villages] work shoulder to shoulder, but the problem lies in agriculture. They
have stopped cultivating crops … and replaced them with qat” (Male, 30–39 years
old, the Republic of Yemen). Importantly, as shown in table O.2, many house-
holds are affected by weather shocks, especially in terms of crop and income
losses, but also in terms of losses in livestock and less fish caught.
Additional information on perceptions about the climate, weather shocks, and
their impact on households is available for Morocco through special modules on
climate change and shocks incorporated in a national survey implemented in
2009/10 (Nguyen and Wodon 2014a). In the survey, as shown in table O.3, 28.1
percent of households were involved in agriculture, and among those 92.1 percent
declared having been affected by deteriorating climatic conditions in the last five
years. The most likely shock was a reduction in agricultural yields due to inade-
quate rainfall, mentioned by 62.2 percent of agricultural households. In a separate
part of the survey, more than one in five households declared having been affected
by a recent weather shock such as a drought or flood. Most of the households that
were affected declared that they had not been able to recover from the shock, and
this was especially the case among poorer households. According to regression
analysis, households in the top quintile of wealth were 20 percentage points more
likely to recover from weather shocks than households in the bottom quintile.

Coping and Adaptation Strategies


What are the coping strategies that households declare having used, or could be
using to cope with climate change and weather shocks? In the five country
sample, 60.6 percent of households declare that they have used or would use
their savings, 46.8 have sold or would sell their assets, 46.2 percent have asked

Table O.2  Economic Impacts of Weather Shocks, Five Countries Sample, 2011
Percent
  Quintiles
  Poorest Q2 Q3 Q4 Richest All
Lost income 46.37 44.14 43.21 29.25 20.72 36.59
Lost crops 58.12 61.96 62.13 49.42 42.10 54.62
Lost livestock or cattle 23.81 25.19 30.11 23.17 15.23 23.43
Less fish caught 9.51 10.27 8.90 9.65 4.69 8.60
Source: Adoho and Wodon 2014a.

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Overview xvii

Table O.3  Weather Shocks and Impact on Agriculture, Morocco, 2009/10


Percent
Poorest Wealthiest
  quintile quintile All
Household has a member involved in agriculture or related activities 70.69 5.30 28.07

Among household in agriculture, share affected by climate-related shock


Reduction in agricultural yields due to inadequate rainfall 60.98 50.35 62.18
Reduction in agricultural yields due to too much water 39.89 19.15 38.17
Poor soil quality due to erosion reducing agricultural yields 22.91 16.51 21.80
Changing and unpredictable climate and temperatures reducing agricultural 34.84 22.89 34.51
yields
Pest or locust infestation reducing agricultural yields 14.13 7.08 17.21
Reduced job opportunities in the agricultural sector 43.75 34.15 43.86
Death of livestock due to bad weather conditions 28.37 10.41 26.44
Reduction in stock of livestock due to lower availability of grazing land 37.55 10.61 31.24
At least one problem in the last five years 93.09 81.20 92.10
Source: Nguyen and Wodon 2014a.

for a loan or would do so, 40.6 percent have sold or would sell their livestock,
and 36.4 percent have withdrawn or would withdraw their children from school
(Adoho and Wodon 2014b). The proportions of households resorting to these
coping strategies are higher among lower quintiles which have fewer other
means to cope. There are differences between countries, especially regarding the
possibility of withdrawing children from school—in Egypt this is not being con-
sidered by most households. Also, households receiving international remittanc-
es, which tend to be better off, are less likely to resort to these various coping
strategies, except using their savings. The qualitative focus groups also reveal
different coping strategies, including selling assets, shifting food consumption
habits, and removing children from school to have them support the household
(Grant et al. 2014).
Households were also asked about actions that they took or might take to
cope with the loss of crops, income, or livestock due to weather or environmen-
tal changes. As shown in table O.4 from Adoho and Wodon (2014b), between
one in four and one in five households have relied or would rely more on stored
grains/products and stored water, have sought or would seek off-farm work,
have used or would use more fertilizers or pesticides, or have made or would
make a change in their farm production technology. Undertaking training for
nonfarmwork or changing crop mixes and varieties is mentioned by about 15
percent of households, versus only 9 percent for changing the crops versus live-
stock mix. Thus most households do not implement many adaptation strategies.
However more than 4 in 10 households say that they know people who have
moved out of the community due to climate pressures, and 14 percent say that
some people have moved in, which may generate conflict over water, land, or
livestock.

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Table O.4  Adaptive Strategies of Households to Deal with Climate Change and Shocks
Percent
Change in Change in Change in More Seeking
production crops mix or crops vs. ­fertilizers/ ­nonfarm Training for
  technology varieties ­livestock pesticides work nonfarmwork
Share of households 19.35 15.53 8.89 21.12 22.67 15.09
Stored People Conflict
Use of stored grains/­ ­moving People over land, Conflict
  water products out ­moving in ­livestock over water
Share of households 20.54 28.37 40.29 13.99 12.85 8.35
Source: Adoho and Wodon 2014b.

The qualitative work suggests that residents often rely on each other to cope
and adapt: “Rural residents are willing to pay [give] half of what we have to help
others. If I have 10 pounds, I will pay 5. If I have 100 pounds, I will pay 50. This
is how the social norms work here. We are all one family” (Male, 36–45 years old,
Egypt). Yet solidarity does not always work, and conflicts over natural resources
do occur due to changes in climate, as the estimates in table O.3 show. In the
Republic of Yemen in particular, rural residents worried in the focus groups that
water scarcity has led to conflict over access to wells. One woman described a
water distribution scheme where water is distributed to certain communities on
certain days of the week. For farmers in all five countries, living in impoverished
rural areas is not only difficult financially, but it also has negative impacts for
health, a concern mentioned in Egyptian focus groups. Farmers may be increas-
ingly exposed to contaminated water because waste leaks into irrigation canals.
Others mention being sick. With only limited income at their disposal, many
households cannot afford quality health care and they also often cannot access
health facilities (Grant et al. 2013).
What about community-level responses? Households were asked whether to
cope with the loss of crops, income, or livestock due to weather or environmental
changes, the communities in which they live did any of the following: planting
trees or installing soil protection measures; building banks on rivers, streams, or
small check banks to reduce flooding; developing new infrastructure such as
boreholes, wells, irrigation, or roads; gathering and disseminating information on
measures to reduce the loss of crops, income, or livestock; taking measures to
prepare for future disasters like floods or droughts; taking action to improve mar-
ket access for agricultural products or handicrafts; and taking action to purchase
seeds, animals, or farm equipment. In most cases community action is limited. As
shown by Adoho and Wodon (2014b), only one in five households declare that
the community has planted trees or taken soil erosion measures, and one in seven
mentioned measures to purchase seeds, animals, or farm equipment. The other
actions are mentioned by only one in ten households or less.
Similar questions were asked about governments, albeit with slightly different
modalities, including more transfers and social protection programs, such as cash
or food for work programs, cash for food during floods and droughts, as well as
the provision of drinking water, the provision of skills training programs, the
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provision of credit during crop loss, improvements in access to markets through


transportation, and price support for crops when agricultural prices are low.
Except for the provision of drinking water which is probably less related to cli-
mate change and shocks, government involvement in adaptation strategies and
safety nets is also limited. For most programs, only about one in ten households
declared that the government has been active.
The fact that community and government programs to help households cope
with weather shocks and adapt to climate change are the exception rather than
the rule was also a conclusion of the qualitative work. When asked about such
programs, respondents said that they were aware of few programs and organiza-
tions geared toward assisting the rural poor affected by climate change. Participants
suggested areas where government initiatives could help, such as the provision of
agricultural inputs or loans to purchase machinery. Job training and improved
employment opportunities were also mentioned. Yet some respondents, especially
in the Republic of Yemen, were doubtful that government program would bear
fruit, due to corruption and distrust.

Migration
Migration is also a widespread strategy to cope with and adapt to changes in cli-
matic and environmental conditions. In the five country sample, the data suggest
that three in every 10 households (29.9 percent) have migrants, whether residents
(current members of the households) or nonresidents (former members of the
household). Lower rates are obtained when restricting migration to the last five
years. At the individual level, 7.6 percent of individuals in the sample as a whole
have migrated temporarily, and the proportion over the last five years is 6.2 per-
cent. For permanent migration, the rates are 8.0 percent in the sample as a whole,
and 5.7 percent in the last five years (Adoho and Wodon 2014c). Most migration
is internal, but the likelihood of migration abroad is high in Egypt and also in
general higher for individuals from higher quintiles, as expected due to the cost
of international migration. For both residents and nonresidents, migration to
urban areas, and especially to large cities, is much more likely than migration to
rural areas.
To what extent are households migrating away from climate-affected areas, and
is climate itself a key push factor in such migration? This is a complex question.
Regression results suggest that poor climate and extreme weather events lead to
a higher probability of migration, but the role of climate is smaller than that of
socioeconomic characteristics and job prospects in cities. More precisely, data
from the five country sample are used by Adoho and Wodon (2014c) to construct
two indices or factors that summarize household perceptions regarding changes
in weather patterns and the environment. The first factor captures the extent to
which households perceive that the climate is becoming dryer and warmer, and it
is associated with droughts. The second factor captures the extent to which
households suffer from excess water, and it is associated with floods. Both factors
are normalized and take a value between zero and one.

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In the regression analysis with the five country sample, higher values for both
factors (that is, worse climatic conditions) result in higher rates of resident or
temporary migration, with the coefficients being statistically significant and the
effects of each of the two factors of a similar order of magnitude. The effects for
nonresident or permanent migration are similar, although statistically significant
only for the whole period, as opposed to the last five years. Thus overall higher
values for both factors result in higher rates of both temporary and permanent
migration, but with weaker evidence for permanent migration. The regression
estimates suggest that a significant deterioration of climatic conditions would lead
to an increase of about 1.5 percentage point for both types of migration. Given
the overall migration rate, this increase would represent between one tenth and
one fifth of the overall level of migration observed, and its magnitude is of an
order of magnitude similar to that obtained when considering the reasons stated
by households for the migration of some of their members.
Additional evidence for Morocco from Nguyen and Wodon (2014b) using the
national survey for 2009/10 mentioned earlier suggest that weather shocks
increase the likelihood of temporary migration by slightly more than one percent-
age point, an order of magnitude again similar to that observed in the five country
sample. While in the Morocco national survey, the impact of weather shocks on
permanent migration is not statistically significant, the impact of changing struc-
tural conditions such as reduced agricultural yields due to lack of water is, and it
does contribute to higher permanent migration away from the affected areas.
Finally, using a different approach based on combining census and weather sta-
tion data from the Republic of Yemen, Joseph and Wodon (2014a) find that cli-
mate variables do affect migration from some districts to other districts, but in a
somewhat limited way, with socioeconomic and cost factors playing a much more
prominent role. This analysis, which is based on past data, suggest that migration
flows are unlikely to increase sharply in the near term, but if conditions were to
change drastically, the effect of weather variables on migration could become
much larger (Joseph, Wodon, and Blankespoor 2014).
The focus groups data reported in Grant et al. (2013) also suggest a link
between climate and migration, although again the role of socioeconomic factors
is probably at least as important as that of climatic conditions. Respondents linked
migration to chronic droughts which lead to declining agricultural productivity:
“The lack of water has resulted in a failure to be able to cultivate rice and it is an
important crop” (Male, 25–35 years old, Dakhalia, Egypt). On the other hand, few
mentioned flooding or being displaced as a result of natural disasters as a reason
for relocation. Respondents appear to choose migration after other strategies have
proven unsuccessful. The qualitative work also suggests that remittances are
important, especially in the Republic of Yemen where there is a long-standing
tradition of migration to Saudi Arabia. But conversely consequences can be sev-
ered in the absence of remittances: “My brother is in Saudi Arabia. He used to
send me money all of the time and we were well off, even when I wasn’t working.
[But] we lost the house and everything we [owned] because of the discontinuity
of these aids. We live at God’s mercy” (Male, 30–45 years old, Hudaydah, the

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Republic of Yemen). Participants in focus groups from Morocco and Algeria did
not depend on remittances as much. Though urban residents in Algeria, Morocco,
Syria, and Egypt overwhelmingly report sending remittances back home, the
Republic of Yemeni urban respondents by contrast were more likely to receive
remittances from family members working abroad, especially again from Saudi
Arabia.
What happens to the migrants once they leave? Many migrants hope to work
and save enough to own their own business (a small store or shop). Finding jobs,
however, is not an easy feat amid widespread joblessness found throughout the
region, given that unemployment levels hover around 15 percent, and a much
higher 20–40 percent among youth 15–30 years old. While some migrants find
urban communities receptive, others say they were met with hostility: “They look
at us and call us ‘Berber countrymen.’ They think we are invaders” (Male, 18–25
years old, Casablanca, Morocco). Some rural migrants said that they felt disadvan-
taged vis-à-vis urban dwellers because they lacked what is needed to secure
proper employment, especially a degree and French- and Arabic-speaking capabil-
ity, both of which tend to be needed even for jobs requiring minimal skills. For
the Republic of Yemenis, the main obstacle to finding a job may be corruption,
which appears to be deep and pervasive: “You need to bribe your way into a posi-
tion” (Male, 30–39 years old, Sanaa). Finding adequate housing was also a chal-
lenge: “I’m 39, married, with five kids and I don’t have a flat of my own. I pay 300
Egyptian pounds per month and cannot have a flat. Why don’t they grant me one?
They say you have to rent for just one year, and then it all depends on the owner”
(Male, 36–45 years old, Cairo, Egypt). “We live on top of each other. There’s no
privacy. Sometimes you get your money stolen” (Male, 18–25 Casablanca,
Morocco).
Established communities that share potential migrants’ lineage, tribe, or ethnic
background ease the transition. Many focus group respondents spoke of relying
on relatives or family friends as an intermediary for finding a job and a place to
live. Networks also ease feelings of isolation. Participants mentioned that they
now have only limited interactions with their neighbors, if they are fortunate to
know them at all. In the words of one Egyptian woman: “Neighbors are close in
the villages. Here [in Cairo], I don’t know my neighbors, what their job is or how
they live” (Female, 36–45 years old, Cairo, Egypt). They also lamented the shift of
emphasis away from family and traditions. Crime and harassment were also men-
tioned. Yet while life in the city is more “chaotic,” it is also exciting and full of
opportunity. In Morocco, for example, migration appeared to widen the options
available to young immigrants as young respondents expressed a greater sense of
independence, belonging, and self-actualization.
Table O.5 summarizes in a very stylized way the main results from the analysis.
The evidence suggests that worsening climatic conditions, or the perceptions
thereof, are clearly a push factor leading to temporary migration away from the
affected (mostly rural), but the evidence is a bit weaker for permanent migration.
It must be noted that in an analysis such as that of Joseph and Wodon (2014a),
which is at the level of a country as a whole, the impact of the climate on the

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xxii Overview

Table O.5  Summary Results from Regression Analysis on Weather Shocks and Migration
Variables Country Paper Temporary Permanent Magnitude
Perceptions of climate 5 countries Adoho and Wodon (2014c) + Weak Medium
change
Recall of weather Morocco Nguyen and Wodon (2014b) + Weak Medium
shocks and
­structural changes
in climate
Actual climate variables Yemen, Joseph and Wodon (2014a) n.a. + Small
Rep. Joseph, Wodon, and Blankespoor (2014)
Qualitative focus 5 countries Grant, Burger, and Wodon (2014) + + Substantial
groups
Source: World Bank.
Note: n.a. = not applicable.

overall patterns of migration tends to be diluted. By contrast, in the analysis based


on the five countries sample, as well as when looking at weather shocks with the
national Morocco survey, the effects are estimated mostly on those affected by
these shocks, which also explains why the impacts are larger in affected areas. In
those areas, it seems fair to suggest that climatic conditions account for at least
10–20 percent of the current migration flows, and this could increase in the
future.

Remittances
The last part of the study includes two chapters looking at remittances in the case
of the Republic of Yemen. There is evidence in the literature that migration and
remittances tend to increase in response to climate shocks, so that both may func-
tion as coping mechanisms. It is not clear however whether remittances are
likely to be higher in areas that suffer from poor climate in the absence of
weather shocks. The first chapter in the last part of the study by Joseph, Wodon,
and Blankespoor (2014) use a national household survey for the Republic of
Yemen combined with weather data to measure remittance flows, both domestic
and international, and assess the likelihood of households receiving remittances
as well as the amounts received. The question is whether households living in less
favorable areas in terms of climate (as measured through higher temperatures,
lower rainfalls, more variability or seasonality in both, and larger differences in a
given year between extreme temperatures) are more likely to benefit from remit-
tances. The results suggest that this is not the case in the Republic of Yemen.
In the last chapter of the study, Joseph and Wodon (2014b) use matching
techniques and the same household survey for the Republic of Yemen combined
with weather data to measure the impact of remittances, both domestic and
international, on poverty and human development outcomes (school enrolment,
immunization, and malnutrition). The estimations are carried both nationally and
in areas with favorable and unfavorable climate. Four main results are obtained.
First, remittances—which are substantial in the Republic of Yemen—tend to have

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positive impacts on poverty measures, school enrollment, and measures of malnu-


trition. Second, the impact of international remittances tends to be larger than
that of domestic remittances, probably because among beneficiaries, the amount
of remittances received tends to be higher for international than for domestic
remittances. Third, the impact of remittances—and especially international remit-
tances—on measures of poverty and malnutrition tends to be larger in areas
affected by high temperatures, and also to some extent in areas with lower levels
of rainfall, which in both cases tend to be more vulnerable. Fourth, and by con-
trast, in areas with higher levels of rainfall or lower levels of temperatures, where
issues of poverty and malnutrition may be less severe, remittances—and again
especially international remittances—tend to have a larger impact on school
enrollment. Thus, in areas with unfavorable climate, remittances help first for
meeting basic needs in order to escape poverty and malnutrition, while in areas
with more favorable climate, remittances may be used more for investments,
including in the education of children.

Conclusion and Policy Implications


A solid foundation for decision making related to climate change adaptation
involves four iterative steps: (1) Assessing climate risks, impacts, and opportunities
for action; (2) Prioritizing policy and project options; (3) Implementing responses
in sectors and regions; and (4) Monitoring and evaluating implementation, then
reassessing the climate risks, impacts, and opportunities (Verner 2012). Our work
falls squarely within the first of these four steps. As mentioned in the introduc-
tion, the aim of this study was to contribute to a better understanding of percep-
tions of climate change, environmental degradation, and extreme weather events
and their relationship to migration and other coping strategies in the MENA
region. Quantitative and qualitative data collection activities were implemented
in climate-affected areas in five countries, and existing census and survey data for
Morocco and the Republic of Yemen were used as well. The analysis suggests that
a majority of households do perceive important changes in the climate, such as
more erratic rain, higher temperatures, less rain, dryer and less fertile land, and
more frequent droughts.
These changes have led to a range of negative consequences for agriculture and
livestock production, and extreme weather events have been associated with
losses in incomes, crops, and livestock. The coping and adaptation strategies used
by households to deal with shocks are diverse, including migration, selling various
assets and taking other emergency measures to get by, as well as changing the
household’s sources of livelihoods in terms of crops, livestock production, and
off-farm work among others. Yet many households do not appear to use these
strategies, and in addition the extent to which they benefit from community and
government programs and initiatives to help them cope with weather or environ-
mental changes is limited.
In terms of migration, the study suggests that the impact of weather shocks and
deteriorating conditions on migration is positive, leading to higher temporary and

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xxiv Overview

permanent migration. In the areas most affected by climate change, the analysis
suggests that climate factors may account for between one tenth and one fifth of
the overall level of migration observed today, but this is likely to increase as cli-
matic conditions continue to deteriorate. Furthermore, while many migrants
appreciate the opportunities that migration offer, their living conditions and their
ability to be well integrated in their areas of destination is far from being guaran-
teed, especially given intense competition for relatively few good job
opportunities.
Beyond addressing an existing research gap though, the findings provide much
ground for policy development. Five broad areas of implications for policy are
highlighted below.
First, affected communities call for more government action to help with
adaptation. In line with the conclusions reached in the recent study led by Verner
(2012) on adaptation in the MENA region, we have shown the extent to which
households in vulnerable rural areas are affected by climate change and weather
shocks, and how their ability to cope and adapt to these shocks is limited. The
cost of climate change and weather shocks is already felt today by many rural
households, which are essentially left on their own in the absence of strong com-
munity responses and government programs in the geographic areas studied.
While we have not conducted any cost-benefit analysis to assess which types of
programs might help households the most in rural sending areas—such analysis
would need to take local conditions into account, we have demonstrated the
need for more assistance in order to help households cope and adapt, given the
substantial damage already caused to livelihoods by changing weather patterns.
The populations sampled in this study perceive a lack of effective government
interventions to address the impacts of climate change and the migration it gen-
erates, and collective action solutions do not seem to work. The gap in the public
provision and financing of adaption interventions leaves individuals and com-
munities alone in making choices and decisions, including through migration.
Although this leaves space for private initiatives, it also leaves the space vulner-
able to forms of uncoordinated action that may lead to conflict and
maladaptation.
The role of safety nets and broader social protection programs is especially
important in this context, both for migrants and their families in sending areas.
MENA governments should be encouraged to adopt and expand the coverage of
their social protection and safety net programs. The coverage of those programs
appears very thin in the areas surveyed for this study. Investments in safety net
systems could have immediate pay-offs in the short run as well as in the long run
when the consequences of climatic change may become more obvious. In addi-
tion, it would be important to highlight the fact that the design, coverage, and
placement of safety net programs would not be just for the purpose of minimiz-
ing the future impacts of climate change; instead safety nets should be seen as an
integral part of the governments’ broader strategy toward poverty reduction and
urbanization and they should provide portable skills and human capital to the
segments of the population that need it the most (we come back to this below).

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Second, migration policy needs to understand and address climate-induced


migration in the context of other push and pull factors. The study has shown that
while environmental and climatic factors do play a role in driving migration, a
range of other socioeconomic factors are at play. Although uncertainties remain
as to the magnitude of future climate change and its effects on migration, focusing
on environmental degradation alone as the dominant driver of migration would
be misleading. Similarly, characterizing environmental degradation as key driver
of transborder migration is also potentially misleading: in the countries studies,
when environmental factors play a role, migration is mostly internal. These find-
ings run somewhat against the received wisdom behind much of the recent global
hype around climate migration, but they are in line with the results of other
assessments, including the recently released Foresight report on environmental
change and migration (Foresight 2011). Identifying climate migration more
squarely as a domestic policy issue will lead to a different type of attention to the
problem for both domestic policy makers in MENA countries and donors alike.
Third, migration can be conceived of as a form of adaptation, but it is often
seen as a solution of last resort by households, especially in the qualitative work
presented in this study. One reason for this is that migration may be perceived as
more costly than other strategies such as using savings, selling assets, getting into
debt, or withdrawing children from school. In addition to material costs (travel-
ling and relodging), migration implies substantial risks due to unknown outcomes
(finding other forms of livelihood) in addition to immaterial costs such those as
stemming from the uprooting of individuals, households, and sometimes even
communities. In some cases, those left behind, whether at the level of the house-
hold or the community may be precluded from reaping the benefits from migra-
tion, especially when remittances are hampered by the high cost of remitting or
by the fact that migrants have a hard time finding jobs.
At the same time policy responses and development interventions need to
recognize that migration represents a viable and legitimate mechanism through
which people can address risks to their livelihoods and wider well-being, and a
means of adapting to climate change and its impacts. A key question for migration
policy is therefore where migration should be treated as a risk to be managed and
mitigated, and where it should be treated as an opportunity to be facilitated or
even encouraged. Enabling communities in sending areas to better leverage the
potential benefits of migration and increase their adaptive capacity is often a bet-
ter alternative than their progressive displacement. The effective economic inser-
tion of migrants in urban areas leads to opportunities for the sending communi-
ties, particularly thanks to the transfer of remittances. For example, the evidence
from the surveys and the qualitative work suggests a positive impact of remit-
tances in areas affected by climate shocks, especially in terms of human develop-
ment outcomes. Without a facilitating environment though, remittances are too
often turned into pure consumption and the accumulation of nonproductive
assets. This type of assets can be of little value both in terms of preventive and
ex-post adaptation, as their investment contribution is limited and they are not
liquid enough to be used when climate impacts strike, at which point their value

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xxvi Overview

can drop. Policy should focus on leveraging the impacts of remittances by encour-
aging their productive use, for instance by subsidizing forms of defiscalization for
remittance-funded investments and community saving schemes which also facili-
tate financial integration and increase liquidity.
Fourth, urban development policy is a fundamental component of the policy
package to address climate induced migration. Most of the study focuses on send-
ing areas, but the qualitative work conducted in urban areas suggests that the
integration of migrants into major destination cities is not working as well as it
should. The study shows that climate-induced migration tends to be toward cities,
mostly large ones. The policy responses to climate shocks and migration are there-
fore to be found in cities as much as in sending areas. Concerns about employ-
ment and housing abound among migrants, with migration simply adding to
existing pressures that can be dealt with only through broad-based economic
development not necessarily focused on migration per se. The climate induced
migration problem should be part of a broader policy debate about urbanization.
Most MENA countries are rapidly urbanizing. While the share of the urban
population in the region was at 48 percent in 1980, it almost reached 60 percent
in 2000 and is expected to reach 70 percent by 2015. The way MENA policy
makers will address the challenges posed by climate-induced migration is related
to how they will manage to promote an urbanization model that welcomes the
contribution of migrants to the development of cities.
Fifth, policy should focus on providing migrants with the portable skills and
capabilities they need to fully exploit the adaptation potential of migration. All
too often the policy debate focuses on whether migration should be encouraged
or not. The study has shown that climate-induced migration is already taking
place. It must therefore be accompanied. The provision of education and training
can help potential migrants better grasp labor market opportunities both in send-
ing and receiving areas, adapt to new living conditions, and shift more easily
among jobs in different sectors. An emphasis on basic and portable skills would
be effective regardless of the causes, timing, and destination of the migration deci-
sions involved. And it would benefit not only those that leave, but also those that
decide to stay or eventually return.
Sixth, while dealing with climate-induced migration will require some inter-
ventions specifically aimed at migrants, the policy package needed to deal with
both climate change and migration is much broader. This is both a challenge and
an opportunity. This is an opportunity because several levers can be applied to
better leverage migration’s potential for adaptation and development. But this is
also a challenge because an integrated policy response will require a level of coor-
dination and commitment that is likely to arise only through broader governance
reforms and strong political leadership in MENA countries.
Finally, it is worth investigating how safeguards could play a role in reducing
the risk that development initiatives result in negative impacts. For example,
could inadvertent increases in the vulnerability of certain groups take place as a
by-product of policies and projects that may or may not address climate change
directly, such as adaptation initiatives involving resettlement and relocation? Is

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there a risk of maladaptation associated with interventions that are founded on


unjustified assumptions about future climatic conditions and may thereby
increase dependence or pressure on resources threatened by climate change?
How to design safeguard mechanisms is a complex issue, if only because policy
responses related to migration differ depending on whether one considers sudden-
onset climate-related disasters or long-term climate-related environmental chang-
es. But the fact that such safeguard mechanisms are needed is not itself in
question.

Note
1. In the case of Egypt, the fact that much of the agriculture is irrigated means that results,
including quotes from the qualitatiuve work, must be interpreted with care. When
farmers are faced with lack of water, as this quote suggests, this may be related to short-
ages in the allocation of irrigation water which can themselves be due to any number
of problems that need not be related to climate change, such as the upstream use of the
Nile water by others.

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by Q. Wodon, A. Liverani, G. Joseph, and N. Bougnoux. World Bank Study. Washington,
DC: World Bank, chapter 11 in this study.
Joseph, G., Q. Wodon, A. Liverani, and B. Blankespoor. 2014. “Is Climate Change Likely to
Lead to Higher Net Internal Migration? The Republic of Yemen’s Case.” In Climate
Change and Migration: Evidence from the Middle East and North Africa, edited by
Q. Wodon, A. Liverani, G. Joseph, and N. Bougnoux. World Bank Study. Washington,
DC: World Bank, chapter 9 in this study.
Nguyen, M. C., and Q. Wodon. 2014a. “Weather Shocks, Impacts, and Households’ Ability
to Recover in Morocco.” In Climate Change and Migration: Evidence from the Middle
East and North Africa, edited by Q. Wodon, A. Liverani, G. Joseph, and N. Bougnoux.
World Bank Study. Washington, DC: World Bank, chapter 5 in this study.
———. 2014b. “Extreme Weather Events and Migration: The Case of Morocco.” In
Climate Change and Migration: Evidence from the Middle East and North Africa, edited
by Q. Wodon, A. Liverani, G. Joseph, and N. Bougnoux. World Bank Study. Washington,
DC: World Bank, chapter 10 in this study.
Verner, D., ed. 2012. Adaptation to a Changing Climate in the Arab Countries. Directions
in Development. Washington, DC: World Bank.
Wodon, Q., N. Burger, A. Grant, and A. Liverani. 2014. “Climate Change, Migration, and
Adaptation in the MENA Region.” In Climate Change and Migration: Evidence from the
Middle East and North Africa, edited by Q. Wodon, A. Liverani, G. Joseph, and
N. Bougnoux. World Bank Study. Washington, DC: World Bank, chapter 1 in this study.
World Bank. 2010. World Development Report 2010: Development and Climate Change.
Washington, DC: World Bank.

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PA R T 1

Synthesis

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 1
CHAPTER 1

Climate Change, Migration, and


Adaptation in the MENA Region
Quentin Wodon, Nicholas Burger, Audra Grant, and Andrea Liverani

Climate change is a major source of concern in the Middle East and North Africa
(MENA) region, and migration is often understood as one of several strategies used
by households to respond to changes in climate and environmental conditions, includ-
ing extreme weather events. Other coping and adaptation strategies include changing
the household’s sources of livelihood, and selling assets or taking other emergency
measures in cases of losses due to extreme weather events. Yet while there is a burgeon-
ing literature on climate change and migration and other adaptation strategies world-
wide, the evidence available for the MENA region remains limited, in part because
of a lack of survey and other data. This chapter is based in large part on new data
collected in 2011 in Algeria, the Arab Republic of Egypt, Morocco, the Syrian Arab
Republic, and the Republic of Yemen. Household surveys were implemented in two
climate-affected areas in each country. In addition, qualitative focus groups were also
implemented in both urban and rural areas. Finally, complementary work was com-
pleted using existing data sources for Morocco and the Republic of Yemen. The chap-
ter provides a summary of some of the main findings from these various sources of
data, focusing on household perceptions about climate change and extreme weather
events, migration, other household coping and adaptation strategies, and government
and community responses. Overall, households do perceive important changes in the
climate, and many have been affected by extreme weather events with resulting losses
in income, crops, livestock, or fish catchment. The coping and adaptation strategies
used by households to deal with shocks are diverse but limited, as are the commu-
nity and government programs which could help households better cope with and
adapt to climate change. In terms of migration, in the areas affected by climate change
and weather shocks, the analysis suggests that climate factors may account for
between one tenth and one fifth of the overall level of migration observed today, but
this is likely to increase as climatic conditions continue to deteriorate. While migrants
appreciate the opportunities that migration offer, their living conditions and ability to
be well integrated in their areas of destination is far from being guaranteed.

Climate
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4 Climate Change, Migration, and Adaptation in the MENA Region

Introduction
By the next century, global mean annual temperatures may increase by 3°C to
5°C. In the Middle East and North Africa (MENA) region this may manifest
itself through reduced rainfall, greater seasonal temperature variability, and a rise
in the Mediterranean sea level, all of which constitute threats to agricultural
production and economic security (Verner 2012). Agriculture employs about
half of the active population in many countries, especially among the poor.
Declining precipitation is likely to affect availability and usage of water, causing
agricultural productivity to decrease (UNDP 2009; World Bank 2010). Climate
change is also associated with a higher likelihood of extreme temperatures,
floods, and droughts, and thereby with health risks as well as risks of substantial
displacement (for example, Elasha 2010; IPCC 2012; McSweeney, New, and
Lizcano 2009).1
Estimates of the number of people likely to be affected by climate change and
the extent to which they are likely to be affected are notoriously difficult to
provide (Foresight 2011). But in the MENA region as a whole, some 80–100 mil-
lion people may be expected to experience water stress by 2025 (Warren et al.
2006). By 2050 water availability per capita is expected to decline by 50 percent.
Furthermore, while the literature is mixed on this issue, aside from the economic
impacts climate change may be associated with local conflict as groups compete
for access to scarce natural resources (Nordas and Gleditsch 2007; Reuveny
2007). Some of the evidence in this chapter does point in that direction. Climate
change also presents unique gender challenges. MENA migrants, whether inter-
nal or external, are overwhelmingly male, so that women are left to assume the
burden of increased workload at the place of origin. And for those women who
do migrate, job opportunities tend to be less attractive than those for their male
counterparts.
This study focuses on the link between climate change and migration.
Migration is considered as one of several coping and adaptation mechanisms used
by households. It responds to both push and pull factors. Changes in the climate
(for example, warming temperatures, heat waves, declining rain fall, and rising
water levels) are part of push factors because they lead to a deterioration of the
environment. Extreme climactic conditions, such as weather shocks like severe
floods or droughts, can lead to temporary migration and displacement. Climate
and subsequent environmental degradation decreases agricultural crop produc-
tion, livestock, or water availability, which adversely affects economic activity. By
contrast pull factors are those conditions that attract migrants or potential
migrants, mainly to urban areas. They also shape and guide human choice. Thus
the existence of economic opportunities such as employment, well-established
community networks that help reduce uncertainty and risk, and available hous-
ing may all be variables that pull migrants to a particular area. Schools, health
care, electricity, clean water, functioning sewage systems, and other infrastructural
features inform decisions as well.
While the environment generates push factors because of threats to house-
hold livelihood (Kniveton et al. 2009), the decision to migrate is filtered through
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Climate Change, Migration, and Adaptation in the MENA Region 5

household characteristics such as socioeconomic status, political context, and


migrant networks (Black et al. 2011; Carr 2005). Migration can be permanent or
temporary. It can be undertaken by a single individual or by an entire household,
over a long or short distance. Similarly, environmental impacts can take an acute
form, such as flooding or sand storms, or occur gradually via deforestation or
changes in temperature and precipitation. These various dimensions render the
analysis of migration complex (Kniveton et al. 2009).
The complex temporal and spatial dimensions of migration are a challenge for
data collection aiming to better understand the causes and consequences of
migration. Adaptation assessment requires pre- and posttreatment data, but col-
lecting panel survey data on migration is difficult because migration implies that
respondents change their place of residence, making respondent tracking diffi-
cult. Only a handful of authors have used panel data in their analysis (Gray and
Mueller 2012; Pereira and Caravajal 2008). One alternative involves surveying
households about family members who moved to another location (Dillon,
Mueller, and Salau 2011). The caveat with this approach, however, is that the
results on migration decisions by some members of the household may not gen-
eralize to the migration by the entire household. Households that decide to send
only one person to a different location may be different from households that
migrate together. Furthermore, migration by one or more household members is
distinct from migration by the entire household as the latter harder to reverse
and requires higher risk tolerance by household members (see Piguet 2010, on
alternative methodological approaches). While some studies use macro-level
data on international migration (Beine and Parsons 2012; Reuveny and Moore
2009), this is not a panacea since international migration statistics document only
cross-border migration and fail to capture movements of people within country.
Despite these challenges, the empirical literature seeking to estimate the
effect of changing environment has been growing rapidly. This literature suggests
that the relationship between migration and environmental change is nuanced,
so that careful attention should be paid to the type of climate or weather event
and the type of migration. For example, using a gravity model and census data for
the Republic of Yemen, Joseph and Wodon (2013, 2014) find that while climate
factors do play a role in migration flows between districts, that role is much
smaller than the effect of socioeconomic variables. There is also a growing con-
sensus that migration requires a minimum level of resources, and liquidity con-
straints impede internal migration by the poorest households leading to an
“immobility paradox” (Foresight 2011; Gray 2009; Halliday 2006; Hammer
2004; Meze-Hausken 2000) which has gender implications.2
Most micro-level studies measure climate change either by the incidences of
extreme weather events or by variation in temperature or rainfall. The evidence
is weaker on household responses to incremental environmental degradation
such as pollution, soil degradation, or deforestation. Since these factors are incre-
mental, it is harder to isolate their effects on migration from other drivers.
Studies by Rappaport and Sachs (2003) and Rappaport (2007) indirectly address
the issue of migration as a response to the quality of living by looking at the

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6 Climate Change, Migration, and Adaptation in the MENA Region

weather-related moves in the United States. They suggest that in countries with
higher per capita income weather becomes a location amenity that affects choice
of residence. Further research, however, is needed on how households in devel-
oping countries respond to the quality of environment (Findlay 2011; Findlay
and Geddes 2011). Some studies that focus on international migration have also
identified environment as a driver. Changes in temperature and rainfall have
been found to induce out-migration from rural communities in Mexico to the
United States (Andersen, Lund, and Verner 2011; Feng, Kruegera, and
Oppenheimer 2010; Munshi 2003). Consistent with the liquidity constraint
hypothesis, international migration declines immediately after extreme weather
events but internal migration increases because affected households cannot
afford long-distance relocation (Beine and Parsons 2012; Findley 1994; Henry
and Schoumaker 2004).
A few studies have found that formal and informal institutions as well as poli-
cies also affect migration. Institutions that make government more responsive to
households (for example through public spending) discourage both international
and domestic migration in the aftermath of extreme weather events (Andersen,
Lund, and Verner 2011; Paul 2005; Reuveny and Moore 2009). Qualitative stud-
ies underscore the importance of informal institutions such as social networks
(McLeman and Smit 2006) and intrahousehold distribution of power (Carr
2005). But migration is often an option of last resort after vulnerable rural popu-
lations attempting to cope with new and challenging circumstances have
exhausted other options such as eating less, selling assets, or removing children
from school. As to remittances, they can be essential for meeting basic food and
other needs, especially for households affected by extreme weather events.
Finally, in terms of a broader conceptual framework that can be used for
policy discussions, the Foresight (2011) report makes several important conclu-
sions which are worth reiterating here. First, while environmental change will
affect migration, the complexity of the interactions at work in decisions made by
individuals and households to migrate are such that it is typically not be feasible
to identify “pure” environmental migrants. Second, even in the absence of climate
change and further environmental degradation, migration away from areas that
are environmentally vulnerable today will continue. Third, at the same time, the
impact of environmental change on migration will tend to increase in the future.
Fourth, planning ahead and managing migration flows to the extent that this can
be done will help reduce the risk of humanitarian crises. Fifth, and this is often
overlooked, environmental change may make it more difficult for some groups
to migrate, because of the cost of migration and the fact that weather shocks
often reduce the resources available to people in order to migrate. Sixth, as a
result of a lack of migration, some population groups may be trapped in vulner-
able areas and these groups deserve attention as well. Finally, attempts to prevent
or constrain migration are likely to also have their own substantial negative con-
sequences in terms of impoverishment.
Therefore, the policy challenge consists in finding ways to reduce the nega­-
tive impact of environmental change on communities while also planning

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Climate Change, Migration, and Adaptation in the MENA Region 7

for migration so that it can be “transformational” by providing benefits for popu-


lations in both sending and receiving areas. In other words, the Foresight report
suggests that climate-induced migration may not be just part of the “problem”
but can also be part of the solution to various development challenges.
There is some emphasis in parts of the Foresight report on the risks faced by
cities in low-income countries given that while being already vulnerable, these
cities continue to attract migrants. The risks faced by vulnerable cities are very
serious indeed. In this study however, the focus is on how vulnerable rural areas
are affected today by climate change and weather shocks, on the impact that
these changes and shocks have on households, and on the extent to which they
are inducing migration away from these areas. Also, while the Foresight report
focuses on the big picture at a global level as it emerges from a wide range of
studies, some global and some local, some based on household surveys and other
based on climatic and geophysical data, the focus in this study is on somewhat
narrow and detailed work using household surveys in a few specific areas affect-
ed by climate change and weather shocks.
While there is a burgeoning literature on climate change and migration, the
evidence for the MENA region remains limited, in part because of a lack of
access to survey data. This study is based in large part on new data collected in
2011 in Algeria, Egypt, Morocco, Syria, and the Republic of Yemen (Burger et al.
2014a, 2014b). The same household survey was implemented in two climate-
affected areas in each country with only slight modifications in the survey instru-
ment based on country-specific context. The survey took approximately two
hours to administer and it was designed to elicit household perceptions of cli-
mate change and environmental degradation, self-assessed economic loss, coping
strategies such as migration, and awareness of community and government assis-
tance. The surveys were administered by in-country partners to a randomly
selected set of 800 households per country. In addition, focus groups and semi-
structured in-depth interviews were conducted in the five countries among both
rural residents and urban migrants. Finally, existing survey and census data from
Morocco and the Republic of Yemen were also used.
It is important to highlight some of the limits of the study. It is sometimes said
that “Climate is what we expect. Weather is what we get.” Simply put, climate
relates to the distribution of variables such as temperature and rainfall over a
period of time, often 30 years at least. This distribution is characterized by its
moments, including the mean and the variance of key climatic variables. Climate
change is then used to refer to the change in the distribution of rainfall and tem-
perature. However, it is more difficult to tell if the weather experienced at any
point in time is due to the change in the climate (the overall mean and variance of
rainfall and temperature) or is simply part of an existing distribution. As a result, it
should be emphasized that this study does not provide new evidence on the direct
relationship between climate change and migration, but it does contribute to the
evidence on three specific issues: (1) the impact of weather shocks on migration;
(2) the impact of perceptions of recent climate change on migration; and (3) the
impact of climate patterns (but not directly climate change) on migration.

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8 Climate Change, Migration, and Adaptation in the MENA Region

Another difficulty relates to the question of whether the observed behavior of


households relates to ex-ante or ex-post coping and adaptation. Much of the data
obtained through the surveys relate to migration following weather shocks, but
this migration may result from an ex post adaptation, or an ex ante adaptation of
changes in the climate to come, and this cannot be distinguished easily with the
data at hand. In some cases, proactive adaptation may be hurting welfare or pro-
ductivity as households may for example trade-off lower earnings for less risk.
Understanding such behaviors requires a deeper understanding of the impacts of
climate change and clarity on the nature and effectiveness of the practices that
have been developed historically by households and communities as a result of
repeated exposures to weather shocks in the past. Assuming there is agreement
that the climate is changing one may then analyze whether the old coping strate-
gies continue to be equally or less effective as in the past. Such an analysis is
however beyond the scope of the present report, in part because past data is not
available.
Finally, it must be emphasized that the synthesis provided in this chapter is
mostly descriptive and meant to highlight stylized facts. More detailed work rely-
ing among others on regression analysis is provided in subsequent chapters. It is
also important to emphasize that neither the household survey results nor the
findings from the qualitative focus groups are meant to be representative of the
five countries in which the work was carried, since only a few areas were sur-
veyed in each country. The exception to this rule is for the additional work car-
ried using existing data for Morocco and the Republic of Yemen, given that these
sources of data were nationally representative (and exhaustive as well in the case
of the the Republic of Yemen census). It must also be recognized again that it is
difficult to distinguish the separate effects of climate change, environmental
change, and weather shocks on households, and to separate short-term versus
long-term household responses. This is especially the case when working with
cross-sectional household surveys, given that shorter-term events may be consis-
tent with, but need not necessarily be reflective of longer-term climate change.
These caveats being clear, the rest of the chapter is organized as follows. Section
two discusses household perceptions about climate change and extreme weather
events. Section three focuses on migration as a coping mechanisms and income
diversification strategy. Section four examines other coping and adaptation strat-
egies. Section five discusses perceptions about government and community pro-
grams. A brief conclusion follows.

Perceptions about Climate Change and Extreme Weather Events


Do households believe that changes in climate patterns are taking place in the
five countries? While perceptions of climate change need not mean that climate
change is actually occurring, they are an important entry point in trying to under-
stand how climate events affect household livelihoods and how households
respond to such events. As shown in table 1.1 from Adoho and Wodon (2014a),
where perceptions about changes in climate have been ranked according to the

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Climate Change, Migration, and Adaptation in the MENA Region 9

Table 1.1  Perceptions of Climate Change, Five Countries, 2011


Percent

Syrian
Egypt, Arab Yemen,
Algeria Arab Rep. Morocco Republic Rep. All
Changes reported by a majority of households
Rain more erratic 81.69 43.63 91.06 99.63 71.64 77.52
Temperature is hotter 82.90 40.63 69.79 100.00 68.53 72.37
Less rain 81.81 20.50 48.86 100.00 81.59 66.57
Land is dryer 64.53 13.75 73.00 98.25 74.63 64.84
Less fertile land 52.99 12.38 79.65 94.63 71.52 62.24
Rainy season starts later 51.91 12.13 71.40 100.00 67.16 60.53
Rain season is shorter 55.52 13.25 64.63 100.00 67.79 60.24
More frequent droughts 56.24 16.50 59.26 100.00 63.43 59.09
More diseases in animal and livestock 52.20 23.38 58.86 91.75 61.07 57.45
More insects and pets in crops 38.47 18.50 71.36 92.38 60.82 56.31
Less water in boreholes, rivers, lakes, or streams 50.07 11.38 64.64 90.00 64.43 56.11
More air pollution 36.07 23.25 71.15 83.00 64.43 55.59
More frequent crop failure 41.66 21.00 65.93 87.00 61.19 55.36
Rainy season end earlier 39.17 15.13 54.34 99.75 61.57 54.00
More frequent livestock loss 47.61 17.50 56.13 88.13 52.99 52.47
More soil erosion 29.64 12.63 75.26 91.13 53.48 52.43

Changes reported by a minority of households


More frequent sand storms 50.68 10.25 36.72 99.50 45.77 48.58
Temperature is colder 54.07 27.75 34.54 73.75 42.79 46.58
More water pollution in rivers, lakes, sea, or steams 20.14 18.75 65.53 47.00 41.67 38.62
Deforestation and less trees 39.62 13.00 37.32 68.63 34.33 38.57
Less fish is rivers, lakes, or sea 1.20 12.38 38.54 36.00 35.07 24.65
More frequent rainstorms 21.23 9.75 59.38 0.13 16.92 21.48
More rain 15.08 20.75 51.99 — 17.54 21.07
More frequent floods 17.80 3.50 58.24 — 7.59 17.42
Source: Adoho and Wodon 2014a.
Note: — = not available.

share of households sharing these perceptions in the five-country sample, this


seems to indeed be the case in the five-country sample based on the new house-
hold surveys conducted in 2011. More than three fourths of households in the
combined sample declare that rain has become more erratic, and almost three
quarters say that temperatures are higher. Between half and two thirds of house-
holds declare that there is less rain today than five years ago, that the land is dryer
or less fertile, that the rainy season starts later, is shorter, or ends earlier, and that
droughts are more frequent. The changes in climate in turn appear to lead to
more diseases in animal and livestock, more insects and pets in crops, less water
in boreholes, rivers, lakes or streams, more air pollution, more frequent crop fail-
ures and livestock loss, and more soil erosion.
Some of the extreme weather events often associated with climate change,
such as rainstorms and floods, are not perceived as more frequent by a majority
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10 Climate Change, Migration, and Adaptation in the MENA Region

of households. In some cases, households do suggest that temperatures are


becoming cooler, and that there is actually more rain, but this is often the case
only for a minority of households. Thus, while there are differences between
households as well as between countries (for example, households in Egypt are
less likely to perceive a reduction in rainfall), overall the patterns are clear.
Furthermore, although this is not shown in table 1.1, differences between quin-
tiles of well-being in perceptions of climate change tend to be minor—most
households share the same perceptions.
Additional information on perceptions about the climate, weather shocks, and
their impact on households is available for Morocco through special modules on
climate change and shocks incorporated in a national survey implemented in
2009/10 (Nguyen and Wodon 2014a). In the survey, as shown in table 1.2, 28.1
percent of households were involved in agriculture, and among those 92.1 per-
cent declared having been affected by deteriorating climatic conditions in the last
five years. The most likely shock was a reduction in agricultural yields due to
inadequate rainfall, mentioned by 62.2 percent of agricultural households. In a
separate part of the Morocco survey, more than one in five households declared
having been affected by a recent weather shock such as a drought or flood, a
proportion similar to the product of the share of households in agriculture and
the share of those households affected by changing climatic conditions.
Have households been affected by extreme weather events, and in that case
which events had the largest impact? Returning to the five-country sample,
when asked if they have been affected by a weather-related disaster in the last
five years, almost all households say that this is the case, as shown in table 1.3
from Adoho and Wodon (2014a). When asked which adverse event had the
largest negative consequences for them, households cited drought first (30.9
percent of the overall sample), followed by excessive heat and floods, both
affecting about 8 percent of households. There are differences between

Table 1.2  Weather Shocks and Impact on Agriculture, Morocco, 2009/10


Percent

Poorest Wealthiest
  quintile quintile All
Household has a member involved in agriculture or related activities 70.69 5.30 28.07

Among household in agriculture, share affected by climate-related shock


Reduction in agricultural yields due to inadequate rainfall 60.98 50.35 62.18
Reduction in agricultural yields due to too much water 39.89 19.15 38.17
Poor soil quality due to erosion reducing agricultural yields 22.91 16.51 21.80
Changing and unpredictable climate and temperatures reducing agricultural yields 34.84 22.89 34.51
Pest or locust infestation reducing agricultural yields 14.13 7.08 17.21
Reduced job opportunities in the agricultural sector 43.75 34.15 43.86
Death of livestock due to bad weather conditions 28.37 10.41 26.44
Reduction in stock of livestock due to lower availability of grazing land 37.55 10.61 31.24
At least one problem in the last five years 93.09 81.20 92.10
Source: Nguyen and Wodon 2014a.

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Climate Change, Migration, and Adaptation in the MENA Region 11

Table 1.3  Incidence of Extreme Weather Events and Impact, Five Countries, 2011
Percent

Country
Egypt, Arab Syrian Arab Yemen,
Algeria Rep. Morocco Republic Rep. All
Affected by disaster
No 0.13 29.25 — — 0.62 5.99
Yes 99.87 70.75 100.00 100.00 99.38 94.01

Adverse event with largest impact


Drought 10.92 2.38 14.30 99.00 27.89 30.90
Flood 1.60 0.13 34.56 — 1.38 7.54
Storms 1.72 0.25 — — 0.38 0.47
Mudslides 8.46 — — — 0.25 1.74
Excessive heat 12.67 8.88 13.21 0.75 5.28 8.16
Excessive rain 4.56 5.63 4.19 — 2.64 3.40
Pest infestation 10.73 0.25 — 0.13 0.25 2.27
Crops and livestock diseases 7.40 5.38 0.53 0.13 1.26 2.94
No event identified 41.93 77.13 33.21 — 60.68 42.57
Quintiles
Q1 Q2 Q3 Q4 Q5 All
Affected by disaster

No 7.37 5.92 4.92 5.22 6.53 5.99


Yes 92.63 94.08 95.08 94.78 93.47 94.01

Adverse event with largest impact


Drought 27.16 30.67 37.37 32.04 27.53 30.90
Flood 10.93 11.74 10.03 4.11 1.23 7.54
Storms 0.00 0.78 1.32 0.17 0.12 0.47
Mudslides 1.06 5.21 2.46 — 0.12 1.74
Excessive heat 8.54 8.26 7.69 7.21 9.10 8.16
Excessive rain 4.60 4.13 4.41 1.92 2.06 3.40
Pest infestation 7.08 3.22 0.89 — 0.25 2.27
Crops and livestock diseases 3.33 3.40 4.32 2.01 1.75 2.94
No event identified 37.31 32.61 31.52 52.54 57.84 42.57
Source: Adoho and Wodon 2014a.
Note: — = not available.

countries though. In Syria, all households declare having been affected by


droughts, this being the adverse event considered the most damaging. In
Morocco by contrast, floods were the main adverse event affecting households.
There are also some differences between households according to their quintile
of well-being, but these are less pronounced. The quintiles are based on an index
of wealth estimated through factorial analysis, as often done in the absence of
data on consumption. What the data suggest is that households in the poorer
quintile are more likely to identify adverse events that affected them the most,

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12 Climate Change, Migration, and Adaptation in the MENA Region

probably because they are more vulnerable to such shocks, as discussed in more
detailed below.
What has been the effect of climate change on households? Households were
asked whether in the last five years they suffered from lost income, lost crops,
lost livestock or cattle, or less fish caught as a result of weather and environment
patterns. Table 1.4 summarizes the responses. More than half of all respondents
said that environmental changes led to a loss of crops, and more than a third
reported a loss of income. About a fourth reported a loss of livestock or cattle,
and 8.6 percent said that they caught less fish. The results differ again between
the countries, with especially high frequencies of losses of crops in Syria (remem-
ber that virtually all households in the areas surveyed reported suffering from a
drought), and lower frequencies in Egypt. As expected, households belonging to
lower quintiles of well-being were more likely than better off households to suf-
fer from the various types of losses.
Again, additional information on the extent to which households are able to
cope with weather shocks is available for Morocco through the 2009/10 survey
(Nguyen and Wodon 2014a). It turns out that most of the households that were
affected declared that they had not been able to recover from the shock, and
this was especially the case among poorer households. According to regression
analysis, households in the top quintile of wealth were 20 percentage points
more likely to recover from weather shocks than households in the bottom
quintile.
The substantial impact of climate change and extreme weather events on the
livelihood of households also emerged from the qualitative focus groups (Grant
et al. 2013). The majority of respondents were aware of long-term shifts in cli-
mate and they attributed declining agriculture fortunes to deteriorating environ-
mental conditions that are caused by changing weather patterns. Conditions in
rural or “sending areas” have become very difficult according to the vast majority

Table 1.4  Economic Impacts of Environmental Change, Five Countries, 2011


Percent

  Country
Egypt, Arab Syrian Arab Yemen,
  Algeria Rep. Morocco Republic Rep. All
Lost income 58.11 8.25 44.90 19.50 52.11 36.59
Lost crops 58.48 28.63 38.00 87.00 60.95 54.62
Lost livestock or cattle 31.21 3.75 26.92 17.00 38.18 23.43
Less fish caught 0.00 0.88 14.77 1.50 25.75 8.60
  Quintiles
  Q1 Q2 Q3 Q4 Q5 All
Lost income 46.37 44.14 43.21 29.25 20.72 36.59
Lost crops 58.12 61.96 62.13 49.42 42.10 54.62
Lost livestock or cattle 23.81 25.19 30.11 23.17 15.23 23.43
Less fish caught 9.51 10.27 8.90 9.65 4.69 8.60
Source: Adoho and Wodon 2014a.

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Climate Change, Migration, and Adaptation in the MENA Region 13

of respondents. In Egypt for example, participants complained of fewer days of


rainfall and lower irrigation levels. For key crops such as potatoes, wheat, and rice,
the results may be devastating: “Rice is burnt in some seasons, because we cannot
find enough water to irrigate it” (Male, 36–45 years old, Dakhalia). They also cited
government expropriation of agricultural land as an obstacle to profitable and
sustainable agriculture (this problem was not mentioned in other countries).
Many former rural residents also mentioned the rising costs of seeds and other
agricultural inputs, which may be related in part to climatic conditions.
For some farmers, the poor quality and quantity of crops means lower prices
for their agricultural products, which reduces income. The inability to earn a
stable and adequate income for crops makes it difficult to rely solely on agricul-
ture as a source of revenue. As a focus group participant from the town of Djelfa
in Algeria explained: “The conditions [for] farming are very poor. There’s drought
on the one hand and the unavailability of the new equipment and poor methods
we use on the other hand. Of course, this is the main problem in our life. Our
life here depends on the rain, and if there is no rain, how could we survive? …
The impact of poor weather conditions was disastrous to my farm’s yields. My
income from cereals and vegetables is not enough to feed my household. As I
mentioned, the income [has] decreased to its minimum, and I cannot regain the
cost of farming over the last two years. All farmers in this region have been
affected by the drought and lost their yields” (Male, 35–45 years old).
In the Republic of Yemen, almost every rural resident from the area of
Hudaydah emphasized the problem of warm weather and increasing heat waves.
Electricity that allows for cooling functions only two to three hours per day, caus-
ing residents to lose sleep during the evening due to excessive heat. Residents
therefore sleep during the day because of exhaustion, but with fewer daytime
hours dedicated to work and income generation. Agricultural productivity is
further weakened by lack of governance and neglect of the sector, ineffective
government policies, and corruption. Unfavorable crop prices have led growers
to shift from cultivating food crops to qat which is more profitable but requires
a great deal of water: “People there [in villages] work shoulder to shoulder, but
the problem lies in agriculture. They have stopped cultivating crops and coffee
beans and replaced them with qat, which now [dominates] agricultural lands. …
Tomatoes, now, … we import them from Syria” (Male, 30-39 years old, Sanaa,
the Republic of Yemen).

Migration
Migration is both a coping mechanism to deal with changes in climate or envi-
ronmental conditions and an income diversification strategy. Migration helps
improve the employment and earnings prospects of migrants, and it may also
help the family at home through remittances. What is the extent of migration in
the sample? Questions are asked as to whether current members of the house-
holds (residents) and past members (nonresident) have migrated. For residents,
migration can thus be considered as temporary, since the migrant came back,

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14 Climate Change, Migration, and Adaptation in the MENA Region

while for nonresidents, migration is more likely to be permanent, although it


may not be.
Data on both types of migration are provided at the level of households in
table 1.5 from Adoho and Wodon (2014c). Three in every 10 households (29.9
percent) have migrants, whether residents or nonresidents. Having nonresident
migrants is more likely than resident migrants, but this may be because nonresi-
dent migrants may include girls who may have left the household to marry. Much
of the migration has been observed in the last five years. There are large differ-
ences between countries in the likelihood of migration, especially among resident
members. Migration rates are highest in Syria and the Republic of Yemen, and
lowest in Algeria. While there are differences between quintiles, these do not
appear to be systematic, although when looking at the characteristics of indi-
vidual migrants and especially their places of destinations, some differences
emerge (see table 1.5).
Lower migration rates are obtained when restricting migration to the last five
years. At the individual level, 7.6 percent of individuals in the sample as a whole
have migrated temporarily, and the proportion over the last five years is 6.2 per-
cent. For permanent migration, the rates are 8.0 percent in the sample as a whole
and 5.7 percent in the last five years. Looking at the areas of destination of the
individuals who migrate, much of the migration is observed over the last five
years. Most migration is internal, but the likelihood of migration abroad is high
in Egypt, and also in general higher for individuals from higher quintiles, as
expected due to the cost of international migration. For both residents and non-
residents, migration to urban areas, and especially to large cities, is more likely
than migration to rural areas.

Table 1.5  Share of Households with Migrants—Household Level


Percent

Resident migrant Nonresident migrant


Resident Nonresident Either type who migrated in who migrated in last
migrant migrant of migrant last five years five years
All 13.46 21.98 29.92 10.79 16.12

Country
Algeria 0.60 13.50 14.10 0.21 10.17
Egypt, Arab Rep. 17.88 19.13 26.25 11.75 12.38
Morocco 1.75 26.74 27.65 1.41 18.40
Syrian Arab Republic 18.13 35.88 46.75 17.75 29.75
Yemen, Rep. 28.86 14.68 34.83 22.76 9.95

Quintiles
Q1 14.99 23.16 31.68 11.64 16.06
Q2 14.42 20.50 29.02 11.52 15.09
Q3 16.15 25.11 35.22 12.91 19.27
Q4 10.49 20.79 26.59 9.34 15.10
Q5 11.45 20.48 27.41 8.68 15.25
Source: Adoho and Wodon 2014c.

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Climate Change, Migration, and Adaptation in the MENA Region 15

To what extent are households migrating away from climate-affected areas,


and is climate itself a key push factor in such migration? This is a complex ques-
tion for which detailed regression analysis is required. Using the combined five
countries survey data set, Adoho and Wodon (2014c) suggest that changing cli-
matic conditions and extreme weather events lead to higher out-migration. The
authors estimate first through multiple correspondence analysis (MCA) two
indices of how households perceive climatic changes and extreme weather
events. The first factor captures the extent to which households perceive that the
climate is becoming dryer and warmer, and it is associated with droughts. The
second factor captures the extent to which households suffer from excess water,
and it is associated with floods. Both factors are normalized and take a value
between zero and one. Next, the authors estimate regression models at the level
of individuals for the correlates of migration by both household residents (tem-
porary migrants) and nonresidents (permanent migrants). After controlling for
other household and individual characteristics, the authors find that worsening
climatic conditions, or the perceptions thereof, do lead to a higher probability of
migration, both temporary and permanent.
That is, higher values for both MCA factors (that is, worse climatic conditions)
result in higher rates of resident migration, with the coefficients being statistically
significant and the effects of each of the two factors of a similar order of magni-
tude. The effects for nonresident migration are similar, although statistically sig-
nificant only for the whole period, as opposed to the last five years. The estimates
suggest that a significant deterioration of climatic conditions would lead to an
increase of about 1.5 percentage point for both types of migration. Given the
overall migration rate, this would represent between one tenth and one fifth of
the overall level of migration observed, and this magnitude is of an order of mag-
nitude similar to that obtained when considering the reasons stated by house-
holds for the migration of some of their members.
Additional evidence for Morocco from Nguyen and Wodon (2014b) using the
national survey for 2009/10 mentioned earlier suggest that weather shocks
increase the likelihood of temporary migration by slightly more than one per-
centage point, an order of magnitude again similar to that observed in the five
country sample. While in the Morocco national survey, the impact of weather
shocks on permanent migration is not statistically significant, the impact of struc-
tural changes as reduced agricultural yields due to lack of water is. Finally, using
a different approach based on combining census and weather station data from
the Republic of Yemen, Joseph and Wodon (2014) and Joseph et al. (2014) find
that climate variables do affect migration from some districts to other districts,
but in a somewhat limited way, with socioeconomic and cost factors playing a
much more prominent role. This analysis, which is based on past data, suggests
that migration flows are unlikely to increase sharply in the near term, but if con-
ditions were to change drastically, the effect of weather variables on migration
could of course become larger.
The focus groups also suggest a link between climate and migration, although
again the role of socioeconomic factors in determining migration is probably at

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16 Climate Change, Migration, and Adaptation in the MENA Region

least as important (Grant et al. 2014). On the climate specifically, many respon-
dents said that they migrated from their rural homes in the countryside because
of chronic droughts which lead to declining agricultural productivity: “There is
lack of water has resulted in a failure to be able to cultivate rice and it is an
important crop” (Male, 25–35 years old, Dakhalia, Egypt). On the other hand,
few mentioned flooding or being displaced as a result of natural disasters as a
reason for relocation. Married urban female migrants recall having to increase
their workload prior to migrating to cities. One woman who resettled in Cairo
explained that women in her village have to help their husbands because it has
become too expensive to hire cheap agricultural workers: “We used to help our
husbands during harvest collection instead of getting people to do this against a
sum of money. Life was difficult there [in the village], so we decided to come
here to Cairo as it is more comfortable” (Female, 25–35 years old, Cairo, Egypt).
Yet the factors leading to a difficulty to make ends meet in rural areas tend to be
broader than climate itself, although it is difficult with the qualitative data to
assess exactly what part of migration may be related directly to the changes in
the climate.
Respondents appear to choose migration only after other strategies have
proven unsuccessful. Most migrants describe a precarious life and hardship in the
countryside, such as lacking food, water, and income for basic needs, education,
and perhaps most importantly, jobs. In many households, male family members
had to leave school in order to work, and families had to eat less and forego at
least one meal per day. Selling assets to secure income was also a common strat-
egy: “My father sold mattresses, furniture, and our bed covers. We even sold our
last cow during sacrifice. We had nothing” (Female, 20–25 years old, Casablanca,
Morocco); “My father was a farmer and he could not work anymore. There was
no rain, only drought and labor was soon replaced by machines. For example, my
mother used to earn income milking cows. She was replaced by machines” (Male,
18–25 years old, Casablanca, Morocco).
For older Algerian migrants however, the decision to migrate was driven pri-
marily by violence wrought by the civil war which ravaged Algeria from 1992 to
1999. “I left my village for two reasons. First, because of the aggravation of ter-
rorism in Djedjel, and second, the weather conditions. The terrorists used to
threaten our lives, unless we gave them food and assistance. The drought also
gave us poor crops and therefore we had no income, so I decided to leave. In fact,
I was working in Libya and when I came back home I found the security situation
in my village was very dangerous. The terrorists [were] threatening our lives if
we do not accept their ideologies, therefore I decided to relocate in Algiers and
did not try to do anything there just removed my family from there” (Male,
35–50 years old, Algiers, Algeria).
What happens to the migrants once they leave? While the information avail-
able in the five surveys is very limited in this area, focus groups were imple-
mented in urban areas to get a feel for the conditions of migrants at their place
of destination. A critical step in the integration process for migrants is finding
employment. Most rural migrants say they came to urban areas in search of

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Climate Change, Migration, and Adaptation in the MENA Region 17

better job opportunities, either to support their parents’ household or to improve


future prospects for themselves and their own family. Many men hope to work
and save enough to own their own business (a small store or shop). Finding jobs,
however, is not an easy feat amid widespread joblessness found throughout the
region given that unemployment levels hover around 15 percent, and a much
higher 20–40 percent among youth 15–30 years old.
The types of jobs found among migrants in cities are diverse. They include
housecleaning (women only), seamstress (women only), waiter, mason, doorman,
gardener, baker, selling vegetables, fruits, crafts, factory worker, small shopkeeper,
janitor, car parker/attendant, and driver among others. The integration process
for rural migrants is also diverse. While some migrants find that urban communi-
ties are receptive to their arrival from the countryside, others say they were met
with hostility. This sentiment was especially prevalent among Moroccan and
Syrian focus group participants who complained of negative stereotyping and
discrimination, particularly when trying to find viable employment. “They look
at us and call us ‘Berber countrymen’. They think we are invaders” (Male, 18–25
years old, Casablanca, Morocco).
Some rural migrants said that they felt disadvantaged vis-à-vis urban dwellers
because they lacked what is needed to secure proper employment, especially a
degree and French-and Arabic-speaking capability, both of which tend to be
needed even for jobs requiring minimal skills. “When I go look for a job, they ask
for a degree and French—this is for hairdressing, sewing or couture” (Female,
20–25 years old, Casablanca). Syrian rural migrants, likewise, said that they feel
inferior and unwelcome in large cities like Damascus. Wherever they go, they are
treated like strangers and “different.” This perception makes finding a good job
difficult. For the Republic of Yemenis, the main obstacle to finding a job may be
corruption, which is deep and pervasive. Corruption was also mentioned by the
Republic of Yemenis as a major problem in general, and more so than in other
countries. Put simply: “You need to bribe your way into a position. That is your
easy way towards a good job position—and we all love the easy way” (Male,
30–39 years old, Sanaa).
For virtually all focus group participants, finding adequate housing was also a
challenge. Urbanization has caused a shortage of housing in many cities, with
resulting housing conditions for immigrants being suboptimal. Overcrowded
dwellings in poor conditions tend to be the norm for new migrants. “I’m 39, mar-
ried, with five kids and I don’t have a flat of my own. I pay 300 Egyptian pounds
per month and cannot have a flat. Why don’t they grant me one? They say you
have to rent for just one year, and then it all depends on the owner” (Male, 36–45
years old, Cairo, Egypt). “We live on top of each other. There’s no privacy.
Sometimes you get your money stolen” (Male, 18–25 Casablanca, Morocco).
Algerian rural migrants often live in slums. “The condition of my house or slum
is very bad. In winter the rain comes through the ceiling, and it is very cold, (no
central heating) and in the summer it is very hot because I have no air condition-
ing. To be honest my slum is not even suitable to house animals” (Male, 25–35
years old, Algiers, Algeria). For the Republic of Yemenis, corruption is a problem

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18 Climate Change, Migration, and Adaptation in the MENA Region

for housing as well. As a resident of Sanaa building a house explained it: “The
house is owned but the problem is that you either build or take a random permit.
Permits cost up to 60 thousand riyals of which 20–30 thousand are bribes. And
paper-work takes two to three weeks, and if we don’t pay the bribe they would
complicate and even create problems because the Yemeni people have become
accustomed to bribery. One loses the sense of this duty due to the fact that his
job is underpaid and he does not consider taking another one since he allots his
afternoons to qat consumption” (Males, 35–45).
Preexisting migrant communities make certain areas more attractive than oth-
ers for migrants. Established communities that share potential migrants’ lineage,
tribe, or ethnic background ease the transition. Many focus group respondents
spoke of relying on relatives or family friends as an intermediary for finding a job
and a place to live. These individuals have resided in cities for a long time and
have established networks that are critical for information gathering, and thus for
reducing the risks and uncertainty associated with migration. A young Egyptian
migrant attributed his success in finding a job quickly to a cousin with connec-
tions in the medical community. Another who did not enjoy the same advantage
said: “I had no family relations—and it took me a whole year to get a job” (Male,
25–35 years old, Cairo, Egypt).
Networks also ease feelings of isolation that are common among migrants.
Participants mentioned that they now have only limited interactions with their
neighbors, if they are fortunate to know them at all. In the words of one Egyptian
woman: “Neighbors are close in the villages. Here [in Cairo], I don’t know my
neighbors, what their job is or how they live” (Female, 36–45 years old, Cairo,
Egypt). They also lamented the shift of emphasis away from family and tradi-
tions. Crime and harassment were also mentioned, with Moroccan focus groups
suggesting that female migrants are more at risk than men. “We are always sub-
ject to problems in the street. Men harass us and they say bad words. We fell like
strangers here. When they know we are strangers, they treat us worst” (Female,
25–35 years old, Casablanca, Morocco).
Yet while life in the city is more “chaotic,” it is also exciting and full of oppor-
tunity. In Morocco migration appeared to widen the options available to young
immigrants. First, some young respondents expressed a greater sense of indepen-
dence, belonging, and self-actualization. A married man celebrated his new life,
which no longer includes working with eight brothers in the countryside.
Another said that a friend returned to their village dressed in a suit and he imme-
diately wanted to be like him. While relocating to urban areas is a challenge, it is
also a chance to realize one’s potential. “I want to have a secure job, to be able
travel, be able to see other places, other people. …to live my life!” (Male, 20–25,
Casablanca, Morocco). This view was however unique in Morocco, and was not
found in Algeria, the Republic of Yemen, Syria or Egypt.
Among young Moroccan women, moving to the city is emancipating. Some
noticed that since they migrated, they have little desire to get married and have
children right away. At least one said that she escaped a life of near-servitude.
Another young woman explained that she left her rural home in Azilal to escape

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Climate Change, Migration, and Adaptation in the MENA Region 19

an arranged marriage. Compared to rural life, work in the city offers more auton-
omy for women. “I could work, get married, have babies and have a husband who
will beat me up. Marriage age in my [rural] area is 18 to 19 years old. I’ve worked
like a slave in others’ homes. No more. I wanted to come to Casablanca to live,
work and maybe get married” (Female, 20–25 years old Casablanca, Morocco).
Older male participants were more likely to seek marriage and a home for a
future family as marriage is seen as a source of stability. However, due to lack of
steady income, marriage for most young male respondents is elusive.
Returning home once in a while is important. About a fifth of male respon-
dents said that they do return to their village during holidays and specials occa-
sions, about two to three times per year. But few return to help cultivate the land
still held by their family or to live part time with their families. This is in part
because it costs money to travel and also maintain housing in the city. “I worked
for a month or two and kept going back to my village in between. But I wasn’t
able to save money this way. So, I searched for a place so I could have my family
with me and it took me a whole year until I found a suitable room” (Male, 36–45
years old, Cairo, Egypt).
To conclude this review of the qualitative findings on migration at the place
of destination, acquiring sustainable employment is often more difficult than
respondents thought it would be, particularly for women. Some expected to find
a job much sooner than they had. Others, more broadly, expected a more stable
and social lifestyle. Many have had a difficult time making friends in the city and
overcoming stereotypes. Long work schedules also are obstacles to making
friends. Importantly, all would like in the future to have a better education.
Table 1.6 summarizes in a very stylized way the main results from the analysis
of migration. The evidence suggests that worsening climatic conditions, or the
perceptions thereof, are clearly a push factor leading to migration away from the
affected (mostly rural) areas toward urban centers. It must be noted that in an
analysis such as that of Joseph and Wodon (2013a) or Joseph et al. (2013a)
which is at the level of a country as a whole, the impact of the climate on the

Table 1.6  Summary Results from Regression Analysis on Weather Shocks and Migration
Variables Country Paper Temporary Permanent Magnitude
Perceptions of climate 5 countries Adoho and Wodon + Weak Medium
change (2013c)
Recall of weather shocks Morocco Nguyen and Wodon + Weak Medium
and structural changes (2013b)
in climate
Actual climate variables Yemen, Rep. Joseph and Wodon n.a. + Small
(2013)
Joseph et al.
(2014)
Qualitative focus groups 5 countries Grant, Burger, and + + Substantial
Wodon (2013)
Source: World Bank data.
Note: n.a. = not applicable

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20 Climate Change, Migration, and Adaptation in the MENA Region

overall patterns of migration tends to be diluted, which helps explain why the
effect is qualified as smaller in table 1.6. By contrast, in the analysis based on the
five countries sample, as well as when looking at weather shocks with the nation-
al Morocco survey, the effects are estimated mostly on those affected by these
shocks, which also explains why the impacts are larger in affected areas. In those
areas, it seems fair to suggest that climatic conditions account for at least 10–20
percent of the current migration flows, and this could increase in the future.

Remittances
Although remittances are not the focus of this study, the last part of the study
includes two chapters looking at remittances in the case of the Republic of
Yemen. There is evidence in the literature that migration and remittances tend
to increase in response to climate shocks, so that both may function as coping
mechanisms. It is not clear however whether remittances are likely to be higher
in areas that suffer from poor climate in the absence of weather shocks. The first
chapter in the last part of the study by Joseph et al. (2014a) use a national house-
hold survey for the Republic of Yemen combined with weather data to measure
remittance flows, both domestic and international, and assess the likelihood of
households receiving remittances as well as the amounts received. The question
is whether households living in less favorable areas in terms of climate (as mea-
sured through higher temperatures, lower rainfalls, more variability or seasonal-
ity in both, and larger differences in a given year between extreme temperatures)
are more likely to benefit from remittances. The results suggest that this is not
the case in the Republic of Yemen.
In the last chapter of the study, Joseph and Wodon (2014b) use matching
techniques and the same household survey for the Republic of Yemen combined
with weather data to measure the impact of remittances, both domestic and
international, on poverty and human development outcomes (school enrolment,
immunization, and malnutrition). The estimations are carried both nationally
and in areas with favorable and unfavorable climate. Four main results are
obtained. First, remittances—which are substantial in the Republic of Yemen—
tend to have positive impacts on poverty measures, school enrollment, and mea-
sures of malnutrition. Second, the impact of international remittances tends to
be larger than that of domestic remittances, probably because among beneficia-
ries, the amount of remittances received tends to be higher for international than
for domestic remittances. Third, the impact of remittances—and especially inter-
national remittances—on measures of poverty and malnutrition tends to be
larger in areas affected by high temperatures, and also to some extent in areas
with lower levels of rainfall, which in both cases tend to be more vulnerable.
Fourth, and by contrast, in areas with higher levels of rainfall or lower levels of
temperatures, where issues of poverty and malnutrition may be less severe,
remittances—and again especially international remittances—tend to have a
larger impact on school enrollment. Thus, in areas with unfavorable climate,
remittances help first for meeting basic needs in order to escape poverty and

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Climate Change, Migration, and Adaptation in the MENA Region 21

malnutrition, while in areas with more favorable climate, remittances may be


used more for investments, including in the education of children.
The qualitative work (Grant et al. 2014) also suggests that remittances are
important to rural households, especially in rural the Republic of Yemen where
there is a long-standing tradition of migration to Saudi Arabia. They allow house-
holds to enjoy a reasonably high standard of living, but conversely consequences
can be severed in their absence: “My brother is in Saudi Arabia. He used to send
me money all of the time and we were well off, even when I wasn’t working.
[But] we lost the house and everything we [owned] because of the discontinuity
of these aids. We live at God’s mercy” (Male, 30–45 years old, Hudaydah, the
Republic of Yemen). By contrast, participants in focus groups from Morocco and
Algeria did not depend on remittances as much, with only a few saying that they
receive remittances from relatives. Similarly some Algerian rural residents
received remittances from relatives who have migrated to France. In Egypt, items
such as ghee, oil, bread, flour, and sugar are purchased for families in addition to
funds being sent directly to homes. The amounts of the transfers sent by migrants
back home vary. In Morocco remittances ranged from 500 to 1,000 Moroccan
dirham per month, depending on the migrant’s income. Male respondents tended
to remit more than females. For most, providing remittances for their family was
a moral obligation. “They [our families] are in a terrible situation. Sometimes they
call us to send money each month. Sometimes, I go without dinner or not spend
much needed money on myself so I can send money to my family. Without
money, they cannot eat. They would have no money for the souk to get food to
eat” (Female, 20–25 years old, Casablanca, Morocco).
Though urban residents in Algeria, Morocco, Syria, and Egypt overwhelmingly
report sending remittances back home, the Republic of Yemeni urban respon-
dents by contrast were more likely to receive remittances from family members
working abroad, especially from Saudi Arabia. These remittances were critical to
household survival. “We do not rely on jobs. My mother is a government employ-
ee she gets paid 60 thousand riyals which does not cover expenses for seven days,
but we rely on the income that comes from the my father who works abroad in
Saudi Arabia” (Male, 30–39 years old, Sanaa, the Republic of Yemen). “My broth-
ers work in Saudi Arabia to provide good living for themselves and their families
here in Yemen. They send me money when I need it because my work is not
enough for me and my family. …wages in Saudi Arabia are good and he works
one job which is sufficient for him and his family living in Yemen. We rely upon
them a great deal. Employment outside Yemen is available in addition to the
currency difference. If the surplus is sent to us, it is better than a month’s salary
here. If it weren’t for them we would have nothing to eat” (Male, 25–30 years
old, Sanaa, the Republic of Yemen).

Other Coping and Adaptation Strategies


Apart from migration, what are some of the other coping and adaptation strate-
gies used by households to deal with difficulties to sustain their livelihood and

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22 Climate Change, Migration, and Adaptation in the MENA Region

shocks, including those brought about by climate? Table 1.7 from Adoho and
Wodon (2014b) provides information from the surveys on how households have
dealt, or might deal, with shocks. Specifically, households who were affected by
climate and environmental patterns and who lost income, crops, or livestock and
cattle, or who caught less fish, were asked whether they used one of several cop-
ing mechanism, and if not, whether they would be likely to use such a coping
mechanism if they were affected by climate patterns in the future. If the house-
holds answered yes to the question on whether they did use the coping mecha-
nism, or if they agreed strongly or somewhat with the fact that they might use
this coping mechanism in the future, they are considered as using the mechanism
in table 1.6. In the table, the share of those using the various mechanisms as a
proportion of the total population is provided (this factors in those not affected
by shocks that are considered as not using the mechanism).
Some 60.6 percent of households declare that they have used or would use
their savings in case of a climate shock. This is followed by 46.8 percent of
respondents (household heads) who have sold or would sell their assets, 46.2
percent who have asked for a loan or would do so, 40.6 percent who have sold or

Table 1.7  Household Coping Strategies to Deal with Climate Change and Shocks
Percent

Selling Selling Withdrawing Using Asking for


livestock assets ­children from school ­savings a loan
All 40.61 46.79 36.42 60.55 46.21

Country
Algeria 68.96 50.65 60.15 78.42 50.48
Egypt, Arab Rep. 21.00 20.25 5.13 26.88 13.75
Morocco 41.41 35.26 31.12 46.62 42.04
Syrian Arab Republic 33.75 65.50 54.00 90.38 60.25
Yemen, Rep. 37.94 62.19 31.72 60.45 64.43

Quintiles
Q1 45.32 53.32 43.44 63.69 45.18
Q2 47.05 54.68 46.37 61.62 47.21
Q3 49.82 54.85 42.66 65.93 47.67
Q4 34.48 38.48 27.92 60.86 48.22
Q5 27.12 33.39 22.45 50.95 42.80

Losses
Lost income 61.00 69.98 55.70 87.87 63.75
Lost crops 76.06 69.54 59.88 86.22 65.06
Lost livestock or cattle 80.35 69.16 57.01 83.99 71.40
Less fish caught 71.47 72.87 51.27 80.04 72.60

Receives remittances
Local remittances 57.90 65.71 61.99 79.77 45.09
International remittances 34.73 58.02 47.61 78.34 53.01
Source: Adoho and Wodon 2014b.

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Climate Change, Migration, and Adaptation in the MENA Region 23

would sell their livestock, and finally 36.4 percent who have withdrawn or would
withdraw their children from school. The proportions of households resorting to
these various strategies tend to be higher among lower quintiles (which have
fewer other ways to cope), and they are also higher among households declaring
that they lost income, crops, or livestock/cattle, or caught less fish, as expected.
There are differences between countries, especially regarding the possibility of
withdrawing children from school—in Egypt this is not considered by most
households. Also, households receiving international remittances, who tend to be
better off, are less likely to resort to coping strategies, except using their savings.
The qualitative focus groups also reveal many different types of coping and
adaptation strategies used by households, including selling assets, shifting food
consumption habits (such as eating less chicken or beef or eating one less meal),
and even removing children from school in order for them to work and support
the household (Grant et al. 2014). Borrowing food or money from the commu-
nity is also common in times of economic stress. Women, in particular, are mind-
ful of loss of income on the ability to help their children get married. “It affects
everything. My husband passed away and my monthly income is 60 or 90 EGP,
i.e. nothing. Sometimes I refuse a suitor of my daughter because I cannot afford
getting her married” (Female, 36–45 years old, Dakhalia, Egypt). Another key
coping strategy is to diversify income sources. One Egyptian woman explained
that poor prices turn farmers away from agriculture altogether: “[Farmers] used
to exert earnest effort in the past because the gains were equally profitable, but
now it is of no use. Land [requires] a lot of money and the earnings then have to
be distributed among many in the family” (Female, 25–35 years old, Cairo,
Egypt). Or as a Syrian man explained it: “When the al-Kabour river was flowing,
there was a labor force here and people were able to cultivate their lands, but
now…” (Male, 25–45 years old, al-Hasaka, Syria). Yet traveling long distances
between homes and jobs is cumbersome—and expensive, with a number of
respondents in all five countries expressing frustration about the expense of
transportation and lack of good roads.
Households were also asked about actions that they took or might take to
cope with the loss of crops, income, or livestock due to weather or environmental
changes. The possibilities included changing production technologies such as
land preparation, sowing or weeding; changing crop choices, increasing crop vari-
ety, or adopting drought or flood-resistant crops; changing the percentage com-
position of crops versus livestock; increasing the use of fertilizer or pesticides;
seeking or increasing off-farm employment; and receiving occupational training
for nonfarm employment. Households were also asked whether compared to five
years ago they used more stored water or consumed more stored grains and
stored animal products. They were asked whether they were aware of people
moving out of their community as a result of weather or environmental changes,
and whether in the last five years people moved into their community. Finally,
they were asked if in the past five years they experienced conflict over agricul-
tural land or livestock, or water for household use or cultivation due to weather
or environmental changes.

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24 Climate Change, Migration, and Adaptation in the MENA Region

The results for those questions are provided in table 1.8 from Adoho and
Wodon (2014b). For the sample as a whole, and for most of the alternatives
presented in the questionnaire, only a minority of households have implemented
any single one of the adaptation strategies. This is explained in part by the fact
that many of the alternatives apply mostly to farming households, and not all
households are involved in farming (this is evident in the fact that the proportion
of households using the various adaptation strategies are higher among house-
holds who own land, many of whom farm their land). Between one in four and
one in five households have relied more on stored grains/products and stored
water, have sought off-farm work, have used more fertilizers or pesticides, or
have made a change in their farm production technology. The proportion of
those who have received training or changed their crop mix or the varieties they
use is at about 15 percent. Only 9 percent of households have changed their mix
of crops and livestock for their livelihood.
On the other hand, more than 4 in 10 households say that they know people
who have moved out of their community due to the climate pressures, and 14
percent declare that some people have moved in, which may at time generate
conflict over water, land, or livestock. There are some large differences between
countries in the use of adaptation strategies, with households in Egypt and Syria
making fewer changes in their modes of livelihood than households in Algeria,
the Republic of Yemen, and to some extent Morocco. It also appears that house-
holds in the bottom quintiles, which tend to be affected by climate change the
most and have limited means to cope with weather shocks and changing condi-
tions, also have made more changes in their livelihood strategies. But this may
also be in part because a larger share of those households is involved in farming.
As before households with international remittances who tend to also be better
off tend to rely less on those adaptation strategies than other households.
In the absence of local organizations or government agencies that provide
assistance (as discussed in the next section), residents tend to rely on each other
to cope. As a rural Egyptian male explains it in the focus groups: “Rural residents
are willing to pay [give] half of what we have to help others. If I have 10 pounds
[Egyptian pounds], I will pay 5. If I have 100 pounds, I will pay 50. This is how
the social norms work here. We are all one family” (Male, 36–45 years old,
Dakhalia, Egypt). Yet solidarity does not always work, and conflicts over natural
resources do occur due to changes in climate, as the estimates in table 1.7 show.
In the Republic of Yemen in particular, rural residents worried in the focus
groups that water scarcity has led to conflict over access to wells. One the
Republic of Yemeni woman from Hudaydah described a complicated water dis-
tribution scheme where water is distributed to certain communities on certain
days of the week. More generally, for farmers in all five countries, living in impov-
erished rural areas is not only difficult financially, but it also has negative impacts
for health, a concern mentioned by Egyptian rural focus group respondents.
Some point out that farmers are increasingly exposed to contaminated water
because waste leaks into irrigation canals. Others mention being sick with ill-
nesses such as the flu. With only limited income at their disposal, many

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Table 1.8  Adaptive Strategies of Households to Deal with Climate Change and Shocks

Percent

Change in production Change in crops mix Change in crops vs. More fertilizers/ Seeking Training for
  technology or varieties livestock ­pesticides nonfarmwork ­nonfarmwork
All 19.35 15.53 8.89 21.12 22.67 15.09

Country
Algeria 48.61 42.45 15.25 42.16 57.04 43.30
Egypt, Arab Rep. 2.13 4.50 2.50 4.63 4.13 4.00
Morocco 21.43 16.04 8.93 31.47 25.33 1.67
Syrian Arab Republic 5.38 4.38 3.38 5.88 1.13 2.00
Yemen, Rep. 21.95 12.94 15.10 23.48 29.06 27.28

Quintiles
Q1 31.50 27.92 10.36 22.65 27.57 24.37
Q2 25.42 17.84 11.45 22.35 24.33 18.34
Q3 20.84 19.35 13.21 22.49 24.21 17.00
Q4 10.09 7.51 5.12 22.43 20.64 9.24
Q5 8.65 4.73 4.30 15.46 16.42 6.23

Losses
Lost income 26.19 22.24 12.55 24.02 26.63 19.86
Lost crops 41.65 34.89 17.04 38.33 39.25 29.77
Lost livestock or cattle 32.67 26.84 19.39 36.54 28.87 23.79
Less fish caught 32.58 27.03 24.48 39.63 30.60 23.55

Receives remittances
Local remittances 40.66 35.10 15.91 27.47 40.78 35.86
International remittances 12.62 12.23 13.95 14.98 14.96 10.64

Land ownership
Land owners 43.42 35.10 16.71 45.66 41.51 29.08
Land tenants 15.15 13.52 14.25 20.98 22.44 11.06
No land cultivated or owned 5.05 3.76 3.53 6.10 11.15 6.93
25

table continues next page


Table 1.8  Adaptive Strategies of Households to Deal with Climate Change and Shocks (continued )
26

Percent

Stored grains/ Conflict over land,


  Use of stored water ­products People moving out People moving in livestock Conflict over water
All 20.54 28.37 40.29 13.99 12.85 8.35

Country
Algeria 32.08 41.63 17.92 20.46 44.05 11.93
Egypt, Arab Rep. 15.00 13.00 20.38 8.13 1.00 1.13
Morocco 6.54 38.42 48.76 18.26 5.01 8.02
Syrian Arab Republic 12.75 17.00 85.25 2.63 0.38 1.00
Yemen, Rep. 37.69 33.12 26.96 21.14 16.58 20.18

Quintiles
Q1 20.29 36.94 36.85 14.81 20.58 7.40
Q2 25.24 33.77 42.41 13.86 16.55 9.63
Q3 21.93 30.79 47.06 15.40 19.02 11.19
Q4 18.30 23.90 37.87 13.88 4.26 7.37
Q5 16.89 16.06 37.37 11.99 3.76 6.17

Losses
Lost income 23.34 36.90 50.59 14.02 19.29 11.01
Lost crops 31.74 52.98 40.20 17.89 29.52 15.95
Lost livestock or cattle 32.28 45.32 47.93 22.72 21.85 18.91
Less fish caught 35.48 56.53 45.81 19.11 22.49 24.27

Receives remittances
Local remittances 28.55 46.14 46.13 14.57 37.30 19.70
International remittances 19.92 23.55 68.38 14.35 6.93 13.62

Land ownership
Land owners 29.55 49.69 37.67 17.20 29.43 15.19
Land tenants 26.79 30.26 33.67 9.37 5.09 3.45
No land cultivated or owned 14.36 15.10 42.60 12.53 3.53 4.69
Source: Adoho and Wodon 2014b.
Climate Change, Migration, and Adaptation in the MENA Region 27

households cannot afford quality health care and they also often cannot access
health facilities because they are not in close proximity.

Community and Government Programs


In previous sections, information was provided about strategies used by house-
holds to cope with weather or environmental changes. What about the role of
communities and governments? The survey questionnaire asked whether to cope
with the loss of crops, income or livestock due to weather or environmental
changes, the communities in which the household live did the following: planting
trees or installing soil protection measures; building banks on rivers, streams or
small check banks to reduce flooding; developing new infrastructure such as
boreholes, wells, irrigation or roads; gathering and disseminating information on
measures to reduce the loss of crops, income or livestock; taking measures to
prepare for future disasters like floods or droughts; taking action to improve
market access for agricultural products or handicrafts; and taking action to pur-
chase seeds, animals, or farm equipment.
Table 1.9 from Adoho and Wodon (2014b) provides the results of the analysis.
To a large extent, the extent of community involvement to adapt to climate
change is limited. While 1 in 5 households declares that the community has
planted trees or taken soil erosion measures, and 1 in7 households mentioned

Table 1.9  Adaptive Strategies of Communities to Deal with Climate Change and Shocks
Percent

  Planting trees Banks Boreholes, Information Preparation Market Seeds, animals,


and soil against wells, irriga- on how to for future access for and farm
­protection flooding tion, roads reduce losses disasters products equipment
All 19.06 11.41 10.19 7.90 10.15 10.47 14.58

Country
Algeria 47.62 38.40 21.02 14.27 32.40 21.84 39.88
Egypt, Arab Rep. 4.88 1.63 2.38 8.25 3.13 7.13 8.13
Morocco 2.53 3.43 4.09 1.97 2.18 4.96 4.22
Syrian Arab 14.63 1.63 4.13 2.00 1.50 0.88 1.50
­Republic
Yemen, Rep. 26.72 12.98 19.73 13.23 12.36 17.98 20.10

Quintiles
Q1 30.53 23.07 10.31 7.28 19.40 11.71 19.38
Q2 23.26 15.78 10.59 10.15 13.92 13.20 17.45
Q3 21.45 12.40 16.69 13.52 11.77 15.54 22.55
Q4 10.91 3.36 6.36 5.52 2.44 8.52 8.91
Q5 9.33 2.58 7.28 3.25 3.37 3.56 4.92
No land ­cultivated/ 11.64 5.02 7.16 5.50 4.78 5.63 7.15
owned
Source: Adoho and Wodon 2014b.

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28 Climate Change, Migration, and Adaptation in the MENA Region

community measures to purchase seeds, animals, or farm equipment, the other


actions that could be taken by communities are mentioned by only 1 in 10
households on average. There are large differences between countries, with
households in Algeria and the Republic of Yemen much more likely to mention
community initiatives than households in the other three countries. Households
in the bottom quintiles (as well as those owning land, although this is not shown
in the table) are also more likely to mention initiatives, perhaps because they are
more aware of these initiatives as they tend to be affected by weather shocks
more. Still, many communities do not seem to implement the types of measures
that might help households to cope and adapt.
Similar questions were asked about the role of governments, albeit with
slightly different modalities, including more transfers and social protection pro-
grams, such as cash or food for work programs, cash for food during floods and
droughts, as well as the provision of drinking water, the provision of skills training
programs, the provision of credit during crop loss, improvements in access to
markets through transportation, and price support for crops when agricultural
prices are low. The results are provided in table 1.10. Except for the provision of
drinking water which is less related to climate change and shocks, the extent of
government involvement in adaptation strategies or safety nets is also limited. For
most types of programs, only about 1 in 10 households declare that the govern-
ment has been active. There are again differences between countries, with house-
holds in Algeria, Syria, and the Republic of Yemen more likely to mention gov-
ernment programs than households in Egypt and Morocco. In many but not in
all cases households in the bottom three quintiles are more likely to mention
initiatives, as was the case for community programs. Overall, the extent of gov-
ernment support appears to be limited.
The fact that community and government programs to help households cope
with weather shocks are the exception rather than the rule was also a conclusion
of the qualitative work. When asked about government and community pro-
grams, focus group respondents said that they were aware of few programs and
organizations geared toward assisting the rural poor affected by climate change.
Some the Republic of Yemeni residents mentioned the Saleh Organization, but
concluded that it only provides temporary help or relief. Rural Algerians knew
about government assistance for the agricultural sector, including low interest
loans and government extension workers travelling to villages to advise farmers
on growing methods. Yet they suggested that the impact of these services was
uneven, that isolated locales were far from their reach, and that bureaucracy and
corruption made loan acquisition from formal institutions such as banks a
lengthy and frustrating process, so much so that most farmers avoid this option
altogether.
In the focus groups, rural participants suggested a number of areas where
government initiatives could help farmers better adapt to their changing envi-
ronment (Grant et al. 2014). Egyptian respondents mentioned the importance
of strengthening agricultural unions. In one focus group, rural participants
recalled that in the past these unions were stronger and benefitted from linkages

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Climate Change, Migration, and Adaptation in the MENA Region 29

Table 1.10  Government Programs to Deal with Climate Change and Shocks
Percent

Planting trees Boreholes, Seeds, fertiliz- Cash or food


and soil Banks against wells, irriga- ers, or fodder Storage facility for work
  ­protection flooding tion, roads for livestock for crops ­programs
All 12.36 10.57 14.98 13.35 10.41 9.93

Country
Algeria 19.30 16.46 19.78 19.19 17.17 14.69
Egypt, Arab Rep. 8.25 5.00 4.63 6.38 4.88 7.38
Morocco 6.00 5.00 6.19 8.31 2.04 1.13
Syrian Arab 10.75 10.88 21.88 23.88 21.38 18.13
Republic
Yemen, Rep. 17.75 15.75 22.60 9.24 6.87 8.49

Quintiles
Q1 13.32 11.79 15.18 14.62 9.71 8.48
Q2 12.99 11.41 13.17 13.19 12.33 14.73
Q3 15.27 13.94 19.79 20.30 17.26 11.66
Q4 9.25 7.66 12.76 10.58 7.34 7.65
Q5 11.12 8.23 14.20 8.33 5.71 7.23
Price support
Cash for food Provision of Provision of Improved prices when
during floods Provision of skills training credit during access to mar- agricultural
  and droughts drinking water programs crop loss kets, transport prices are low
All 10.08 24.67 6.65 11.98 10.33 10.10

Country
Algeria 16.67 27.82 11.12 38.21 14.90 18.80
Egypt, Arab Rep. 7.38 7.38 4.38 5.75 6.63 8.00
Morocco 2.37 29.31 0.70 4.67 4.80 1.94
Syrian Arab 13.88 30.75 2.88 4.38 10.75 15.38
Republic
Yemen, Rep. 10.36 28.21 14.36 7.87 14.73 6.74

Quintiles
Q1 10.41 19.93 7.03 23.61 10.81 12.49
Q2 13.27 22.32 8.16 17.26 11.09 8.54
Q3 14.73 26.91 8.48 11.87 15.91 17.25
Q4 5.69 25.57 5.36 4.55 8.15 7.54
Q5 6.55 28.72 4.31 2.68 5.90 4.95
Source: Adoho and Wodon 2014b.

to the Egyptian parliament, so that they were in a much better position to serve
agricultural interests. Government provision of agricultural inputs such as seeds
and fertilizers was also suggested in addition to the provision of loans to pur-
chase machinery or for livestock breeding. “We need machinery that would help
us collect rice ashes instead of burning it and to press wood automatically.
Livestock breeding … are also projects that are of low cost to the government”

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30 Climate Change, Migration, and Adaptation in the MENA Region

(Male 36–45 years old, Dakhalia, Egypt). However, participants were not con-
vinced that real change would materialize due to pervasive patronage constrain-
ing progress in the countryside. Syrians in al-Hasakeh recommended removing
the dam at the al-Kabhour river to allow greater access to water, in addition to
encouraging the government to keep its promises to improve rural infrastructure.
Assistance with navigating the process to obtain loans was also suggested.
Job training and improved employment opportunities for both rural men and
women were also mentioned as helpful. Men and women said that although local
norms may frown upon women working, particularly in public spaces typically
reserved for men, training for employment that is discreet and suitable in or near
the home would be welcome. Moroccan participants, though, were virtually
unanimous in their objection to rural women working in positions deemed unac-
ceptable according to community norms (such as sales and teaching). Some the
Republic of Yemenis were doubtful that any government program would bear
fruit, citing corruption and distrust of the Republic of Yemeni institutions as the
reason for their lack of confidence.
In urban areas, access to health care, education and job training, credit for
housing and rental assistance were all seen as vital for advancing the integration
of rural migrants into urban communities. Some suggestions were country spe-
cific. In Morocco respondents complained of not having the appropriate official
documents that enable them to work and receive credit: “Our life is in crisis.
When you don’t have official documents, what else can you do?” (Male, 35–45
years old, Casablanca, Morocco). French-speaking capability was also mentioned
in Morocco for being able to fully function in the labor force, with suggestions
for government-funded language training (this was not suggested in the other
countries). By contrast, Egyptians emphasized the need for government assis-
tance with agricultural inputs such as seeds and fertilizer, as well as no-interest
loans and credit. In the Republic of Yemen, as was the case for rural residents, the
respondents’ faith in their domestic institutions was low: “I heard about [various
programs] and [people] did not get their help because those responsible for these
institutions are taking the money which they promise to help the citizen with.
Also, with institutions of disabled people we hear that they are funded with mil-
lions, but the money is being divided in between government officials. The dis-
abled person is supposed to receive a monthly salary receives 3000 riyals every
three months, and the 1000 riyals doesn’t even suffice him for a day, and all the
equipment is ancient. So where is the money going?” (Male, 25–30 years old,
Sanaa, the Republic of Yemen). It is also worth noting that focus groups partici-
pants from all countries did not look to mosques for solace or assistance, and
respondents were united in their reprehension toward using children to peddle.

Conclusion
The goal of the study was to contribute to a better understanding of perceptions
of climate change, environmental degradation, and extreme weather events and
their relationship to migration and other coping strategies in the MENA region.

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Climate Change, Migration, and Adaptation in the MENA Region 31

Quantitative and qualitative data collection activities were implemented in cli-


mate-affected areas in five countries, and existing census and survey data for
Morocco and the Republic of Yemen were used as well. The analysis suggests that
a majority of households do perceive important changes in the climate, such as
more erratic rain, higher temperatures, less rain, dryer and less fertile land, and
more frequent droughts.
These changes have led to a range of negative consequences for agriculture
and livestock production, and extreme weather events have been associated with
losses in incomes, crops, and livestock. The coping and adaptation strategies used
by households to deal with shocks are diverse, including migration, selling various
assets, and taking other emergency measures to get by, as well as changing the
household’s sources of livelihoods in terms of crops, livestock production, and
off-farm work among others. Yet many households do not appear to use these
strategies, and in addition the extent to which they benefit from community and
government programs and initiatives to help them cope with weather or environ-
mental changes is limited.
In terms of migration, the study suggests that the impact of weather shocks
and deteriorating conditions on migration is positive, leading to higher temporary
and permanent migration. In the areas most affected by climate change, the
analysis suggests that climatic factors may account for between one tenth and
one fifth of the overall level of migration observed today, but this is likely to
increase as climate conditions continue to deteriorate. Furthermore, while many
migrants appreciate the opportunities that migration offer, their living conditions
and their ability to be well integrated in their areas of destination is far from
being guaranteed, especially given intense competition for relatively few good
job opportunities.

Notes
1. In terms of terminology, it is often suggested to use the term environmental degradation
to describe deterioration of the quality of soil, greater pollution, and other changes that
undermine quality of life related to the environment. The terms climate change and
weather change are reserved for long- or medium-term changes in precipitation and
temperature. Extreme weather events refers to droughts, earthquakes, flooding, and other
rare, potentially disruptive phenomena. The term environmental change refers collec-
tively to these three phenomena.
2. Gray and Mueller (2012) show that droughts in Ethiopia increased the probability of
long-distance out-migration by male members of the household but reduced the prob-
ability of marriage-related migration among females because households could not
finance wedding-related expenses. Similarly, Dillon, Mueller, and Salau (2011) find
that ex post and ex ante weather-related risk affected probability of out-migration by
male household members but not by females. There is also empirical evidence that
suggests that urban centers do not always serve as magnets for migration and individu-
als from affected rural areas migrate to other villages rather than to cities (Henry and
Schoumaker 2004).

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32 Climate Change, Migration, and Adaptation in the MENA Region

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PA R T 2

Focus Countries and Data

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CHAPTER 2

Focus Countries
Nicholas Burger, Audra Grant, Sarah Kups, Yashodhara Rana,
and Quentin Wodon

This study aims to be relevant for the Middle East and North Africa (MENA) region
as a whole, but it focuses on five countries—Algeria, the Arab Republic of Egypt,
Morocco, the Syrian Arab Republic and the Republic of Yemen, and in many (but not
all) cases on specific geographic areas within each of the five countries. After a brief
introduction, this chapter outlines the reasons that led to the choice of the five focus
countries. Next, to provide contextual background for the study, the chapter provides
an introductory discussion of climate and migration patterns in each of the five coun-
tries, and of the policy and institutional context in which discussions on climate
change take place.

Introduction
This study is about the impact of climate change on households, their coping
mechanisms and their adaptation strategies, and especially migration. Migration
decisions are influenced by a wide range of considerations related to climate
change, including the risks of extreme weather events such as floods and
droughts and the destruction they may cause, as well as the indirect effects of
these and other events, such as lower agricultural yields, lack of water, and the
health effects of excess temperatures. Understanding how climate change may
impact migration is important to inform not only government and other pro-
grams to help households cope with and adapt to climate change but also a wide
range of investment decisions which must anticipate future patterns of mobility
and settlements. Yet to-date relatively little is known about the extent to which
households are affected by climate change in the Middle East and North Africa
(MENA) region, and whether climate change and extreme weather events have
a large impact on migration decisions.
While this study aims to be relevant for the MENA region as a whole, it
focuses on five countries—Algeria, Egypt, Morocco, Syria, and the Republic of
Yemen. In that context, the objective of this chapter is twofold. First, the chapter
lays out the reasons that led to the choice of the five focus countries. The aim
was to select countries which (1) had a large population to ensure that findings
from the study to be illustrative (but not representative) of the relationships
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40 Focus Countries

between climate change and migration for a large share of the MENA popula-
tion; (2) were affected by changes in weather patterns and the environment,
especially in terms of the frequency of droughts; (3) represented a wide array of
socioeconomic contexts in terms of the countries’ levels of development, but
with an emphasis on some of the poorer countries where the impact of climate
change on households may be largest; (4) had other available data sources such
as other household surveys or census data which could be used for complemen-
tary analysis.1
Second, the chapter provides contextual background information on each of
the five countries selected for the study. Information is provided first on tradi-
tional patterns of international and domestic migration in each country, and next
on some of the challenges that the country is facing regarding climate change as
well as the institutional framework in which policies related to climate change
are being considered, and some of the programs and policies that have been
adopted by the government as well as by nongovernmental actors in this area.
The structure of the chapter is as follows. Section two outlines the reasons
that led to the choice of the five focus countries. The next five sections provide
contextual background for the study on each of the five focus countries. A brief
conclusion follows.

Criteria for the Choice of Focus Countries


As mentioned in the introduction, four criteria guided the choice of the focus
countries in which new data were collected. This section explains and reviews
each of these four criteria.
Consider first population size. Table 2.1 provides population data for the top
10 Arab countries by population size as of July 2012 according to UN estimates,
as well as other variables such as population growth. Egypt, Algeria, and Morocco
are the three most populated countries in the region, and are part of our sample

Table 2.1  Population Data for the Most Populated Arab Countries, 2012
Population in Regional Growth Annual Doubling
Rank Country 2012 share (%) (%) increase time (years)
 1 Egypt, Arab Rep. 83,958,000 22.55 1.72 1,444,000 41
 2 Algeria 36,486,000 9.80 1.41 514,000 50
 3 Morocco 32,599,000 8.75 1.01 329,000 69
 4 Iraq 31,129,225 9.05 3.18 1,072,000 22
 5 Sudan 30,894,000 12.28 2.44 1,116,000 29
 6 Saudi Arabia 28,705,000 7.71 2.21 634,000 32
 7 Yemen, Rep. 25,569,000 6.87 3.10 793,000 23
 8 Syrian Arab Republic 21,118,000 5.67 1.70 359,000 41
 9 Tunisia 10,705,000 2.87 1.05 112,000 66
10 Somalia 9,797,000 2.63 2.51 246,000 28
Arab world Total 372,370,000 100.00 2.02 7,534,000 35
Source: United Nations population estimates.

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Focus Countries 41

of focus countries. The Republic of Yemen and Syria rank seventh and eighth on
the list. We did not choose Iraq because of the ongoing tensions within the coun-
try. Sudan was not selected because administratively, it belongs to the Sub-
Saharan Africa region of the World Bank, and not to the Middle East and North
Africa Region. Saudi Arabia was not considered because it is much wealthier
(and less agrarian) than the other countries, and thereby has much more resourc-
es at its disposal to cope with and adapt to climate change. The Islamic Republic
of Iran is not listed in table 2.1 because it is usually not considered as an Arab
country.2
Consider next vulnerability to climate change. As will be clear in subsequent
chapters, while some households in the areas of focus of the study have been or
are likely to be affected by floods, many more are affected by droughts. Without
downplaying the threat of floods, the population affected by droughts is much
larger. An analysis of vulnerability to droughts with a special focus on Syria, but
with comparative data for other MENA countries was recently conducted by the
Arab Center for the Studies of Arid Zones and Dry Lands and the United
Nations Secretariat of the International Strategy for Disaster Reduction Regional
Office for Arab States (ACSAD and ISDR 2011). On the basis of data on
drought frequency and consecutive droughts, the authors estimate that 69.1
percent of the area of the Arab region is not vulnerable to droughts, 14.45 per-
cent has a low level of vulnerability, 10.98 percent is moderately vulnerable and
5.47 percent is highly vulnerable.
As shown in table 2.2, some of the countries most vulnerable to droughts are
Syria (especially the north eastern area), Sudan (southern area), Tunisia (northern
area), Algeria (northern area), Morocco (northern area), Somalia (north eastern
area), Iraq (north eastern area), Saudi Arabia (north eastern area), and the
Republic of Yemen. The focus countries were chosen in part in order to represent
conditions in different parts of the region, with Algeria and Morocco being part
of the Maghreb, Egypt belonging to the Central Region, Syria located in the
Mashreq and the Republic of Yemen located in the Arabian Peninsula. Four of the
five countries are among the most vulnerable to droughts in the region, and Egypt
was chosen as the largest country in the Central Region and more generally in the
Arab world, as discussed earlier. The ACSAD-ISDR study also emphasizes the
fact that the drought vulnerable areas tend to be highly populated, with an esti-
mated 54.69 million people living in areas under high stress from drought vulner-
ability, and another 91.3 million in areas moderately vulnerable to droughts.
Consider third levels of socioeconomic development. The principle guiding
the choice of countries was to focus on middle- and low-income countries,
because these countries tend to have fewer means at their disposal than high-
income countries to be able to cope with and adapt to climate change (higher-
income countries are also of course affected by climate change, and often in
dramatic ways, but their resources make it easier to protect the population from
some of the damaging effects of extreme weather shocks). Also, middle- and low-
income countries are more likely than high-income countries to have net emigra-
tion flows internationally.

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42 Focus Countries

Table 2.2  Areas within Arab Countries Vulnerable to Droughts


Area in squared High Medium Low No
Country ­kilometers ­vulnerability (%) ­vulnerability (%) ­vulnerability (%) vulnerability (%)
Algeria 2,381,741 4.53 7.11 9.62 78.74
Libya 1,759,540 0.55 1.66 6.07 91.72
Mauritania 1,030,700 1.42 5.41 13.27 79.90
Morocco 712,550 7.79 17.51 29.75 44.95
Tunisia 163,610 9.82 27.52 14.55 48.10
Maghreb 6,048,141 3.37 7.01 11.71 77.90
Djibouti 23,200 11.73 14.58 23.97 49.72
Egypt, Arab Rep. 1,001,450 0.43 1.61 7.71 90.24
Somalia 637,657 7.37 47.28 25.14 20.21
Sudan 2,505,813 10.02 11.70 17.72 60.56
Central Region 4,168,120 7.32 14.73 16.49 61.46
Iraq 438317 21.00 31.47 20.86 26.68
Jordan 89,342 2.69 8.56 14.15 74.60
Lebanon 10,400 17.13 25.67 16.45 40.75
Syrian Arab Republic 185,180 26.69 36.96 14.58 21.76
Palestine 6,220 8.72 36.85 14.69 39.74
Mashreq 729,459 20.04 30.02 18.33 31.61
Bahrain 741 — — — —
Kuwait 17,818 11.46 43.03 27.79 17.72
Oman 309,500 0.68 2.67 11.92 84.73
Qatar 11,586 0.00 40.48 27.00 32.52
Saudi Arabia 2,149,690 2.91 7.85 17.13 72.11
UAE 83,600 0.99 2.75 11.75 84.51
Yemen, Rep. 527,968 5.24 9.73 13.52 71.51
Arabian Peninsula 3,100,903 3.07 7.84 15.95 73.14
Total 14,046,623 5 0.34 10.68 14.41 69.57
Source: ACSAD and ISDR 2011.
Note: — = not available.

Our five focus countries include four middle-income countries—Algeria


(with a per capita GDP of US$7,643 in 2011 in US$3), Egypt (per capita GDP
US$5,547 in 2011), Syria (per capita GDP of US$4,741 in 2010), and Morocco
(per capita GDP of US$4,373 in 2011), but they also include a much poorer
country—the Republic of Yemen, with a per capita GDP of only US$2,060 in
2011 (all figures are from the World Bank’s World Development Indicators).
Differences in standards of living can also be illustrated through the under-five
mortality rate in the various countries. The lowest rate is for Syria, at 15.3 per
1,000 live births, followed by Egypt (21.1 per 1,000 live births), Morocco (35.5
per 1,000 live births), and Algeria (36 per 1,000 live births). The rate is much
higher in the Republic of Yemen, at 76.5 per 1,000 live births.
Consider finally the availability of other data sources. Much of the work con-
ducted for this study is based on data newly collected, but where feasible we also
relied on existing data. Two of the five countries presented an opportunity of
using existing data. First, Morocco had just implemented a national Household
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Focus Countries 43

and Youth Survey between December 2009 and March 2010. The survey includ-
ed data on migration as well as on various shocks affecting households and their
ability to cope with these shocks. Fortunately, just before the survey went to the
field, we were able to add a few questions to guide the analysis of climate change
and migration. Second, we had at our disposal the latest census and the latest
national integrated household survey for the Republic of Yemen. These national
datasets for Morocco and the Republic of Yemen made it feasible to conduct
analysis for the countries as a whole, thereby complementing the analysis of
specific areas within the five countries on the basis of the data collected specifi-
cally for this study.
Overall, the combination of these four considerations together with informa-
tion on the ongoing dialogue between the World Bank, the Agence Française de
Développement, and the various country governments, led to the choice of these
five specific countries for the study. In what follows, we provide an introductory
discussion of climate change and migration in each of the countries.

Algerian Context
As mentioned in the introduction, this section and the four sections that follow
provide a brief discussion of migration and climate related topics in each of the
five countries of focus. Starting with Algeria, consider first international migra-
tion. France has long been the primary external destination for Algerian emi-
grants. This continued to be true throughout the 1954–62 War of Independence,
and after the war, over 1 million Algerians who had fought on the French side
moved to France. In 1973, the Algerian government formally suspended migra-
tion to France. The government viewed migration as a form of postcolonial
dependence and anticipated sufficient labor demand from the petroleum sector
(de Haas 2007). Under this policy, mass labor migration was terminated but fam-
ily reunification migration continued. Over the last decade, more Algerians, in
particular highly skilled individuals, have moved to a more diverse set of destina-
tion countries, in particular to Spain (Di Bartolomeo, Jaulin, and Perrin 2010). In
2002, it was estimated that 1.3 million individuals (4.2 percent of the popula-
tion) were living outside of the country. Approximately 85 percent of these
emigrants were living in France and an additional 8 percent in other European
Union countries. By 2008, the number of emigrants has fallen to below 900,000
however. Since emigration flows increased over the same time period, this seems
to imply that many Algerians chose to return to their home country.
Algeria has also become a destination for immigrants from Sub-Saharan Africa
(Sekkai 2008), and special immigrant groups, such as Chinese workers working
for Chinese companies (Temlali 2010). Overall, there were around 100,000
foreigners living legally in the country in 2008 and probably three times as many
illegal immigrants and refugees, most of them Sahrawis who fled from West
Sahara in 1975 and 1976. Probably around 40 percent of foreign migrants see
Algeria as their final destination, another 40 percent see it as a transit station on
their way to Europe, and the remainder are refugees or immigrants who would

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44 Focus Countries

like to return to their home country but currently don’t have the means to do so
(Temlali 2010).
Internal migration within Algeria takes place primarily between rural areas
and midsized towns, rather than toward large urban areas (Gubert and Nordman
2009). In 2010, 66 percent of the population was living in urban areas, up from
60 percent in 2000. Urban areas have been growing at around 2.5 percent over
that period, while the number of people living in rural areas has been declining
(World Bank 2011). In addition to voluntary moves, during the Algerian Civil
War from 1992 to 2002, at least 1 million Algerians were forced to move within
the country. Many of these refugees have not yet been able to return home
(EACH-FOR 2008).
As in other countries, unemployment is a key driver of migration flows,
including for the case of highly skilled individuals (de Haas 2007; Di Bartolomeo,
Jaulin, and Perrin 2010). Although unemployment declined from 29.3 percent in
1999 to 10.2 percent in 2009, rates among under-30-year-olds are typically twice
as high as the national and even higher among young highly educated individuals
(Ministry of Territorial Management and Environment [MATE] 2010). It is
worth noting, however, that unemployment is on average higher among Algerian-
born individuals residing abroad than in Algeria itself (European Commission
2010).
Consider next the question of environmental degradation and climate change.
The Algerian territory encompasses three main geographic regions: the Tell in the
north, the high planes in the center, and the Sahara in the South of the country.
The littoral region of the north is the most densely populated, with 63 percent
of the population on four percent of the territory. One tenth of the population
lives in the Sahara, which represents 85 percent of the territory. The majority of
arable land (3 percent of the territory) as well as the majority of industry are
located in the coastal region, while the region of the High Plains dominated by
semi-nomadic pastoral cultures. The coast and the Tellian Atlas are in a temper-
ate climate zone, with warm summers and mild and rainy winters; the High
Plaines and the Saharian Atlas have an arid climate, with low and irregular rain-
fall, cold winters, and very hot summers; and the Sahara has a desert climate
(MATE 2010). Slow-onset environmental degradation is an issue throughout
Algeria and the country is already subjected to water stress. Mean annual precipi-
tation ranges from 800 to 1,000 millimeters in the East of the Tellian Atlas to
20–150 millimeters in the Sahara. Since 1975, precipitation has gradually
decreased, with currently only 600 cubic meters of fresh water per habitant and
year, a level below the U.N. defined scarcity threshold of 1,000 cubic meters
(MATE 2010). Based on Food and Agriculture Organization (FAO) data and
World Population Prospects data, Fargues (2008) estimates that this amount will
not drastically decrease until 2030, but it may decline after that.
Apart from water scarcity, another environmental problem affecting Algerian
agriculture is soil erosion and desertification. In the Algerian steppes 3.5 percent
of the land is already subject to desertification or being irreparably damaged, and
more than 50 percent of the territory is either highly sensitive or sensitive to

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Focus Countries 45

desertification (MATE 2010). For the future, Cline (2007) estimates shortfalls in
agricultural yields by 2080 ranging between 28 percent and 36 percent versus
the baseline of 2003, while Rousset and Arrus (2006, cited in Gubert and
Nordman 2009) predict that by 2020, agricultural yields could decrease from
5 percent to 14 percent as a result of environmental problems exacerbated by
climate change.
Extreme climate events are also frequent, with parts of the northern region of
the country highly vulnerable to droughts (such as the several-year long drought
of the early 1990s), cold waves (January 2005), flash floods (possibly associated
with mud slides) due to heavy rainfall (in November 2001, October 2002, and
October 2008), and heat waves (summer 2003). The consequences of these
events range from large harvest losses and destruction of homes to deaths. For
instance, in November 2001 the municipality of Bal El Oud in the region of
Algier registered a rainfall of 290 millimeters, 40 percent of the mean annual
precipitation, in less than 17 hours. In the wake of this event, in this municipality
alone, 712 people died, 115 had disappeared, 311 were injured, and 1,454 fami-
lies lost their home. Since 1975, both droughts and flooding have become more
common, and there are concerns that this trend will continue in the future
(MATE 2010). On the other hand, forest fires, which are only partly a result
from the climate, have become less common and severe since 2001, due in part
to increased surveillance and the implementation of an early warning and inter-
vention system (MATE 2010). Despite being predicted to have the highest rise
in sea levels in North Africa by 2030 (NIC 2009) less than 1 percent of the
population may be affected by sea level rises (Sowers and Weinthal 2010).
Consider finally the link between environmental degradation, climate change,
and migration. To our knowledge, no studies are available on how past environ-
mental shocks have affected migratory movements in Algeria, or how they may
be related in the future. A conference hosted by the National Intelligence
Council concluded that Algeria is less economically vulnerable to climate change
because a large percentage of its GDP (30 percent) is derived from oil and natu-
ral gas and because agriculture and tourism play a limited role for the country’s
economy (NIC 2009), both in terms of GDP and labor force share (only 14
percent of the labor force is employed in the agricultural sector according to the
CIA 2011). This may suggest that climate-induced out-migration will not drasti-
cally increase due to climate stress. However, Algeria already has to import 45
percent of its food, a percentage that may increase in the future due to increasing
desertification, soil erosion, and water shortages, so that climate change may
exacerbate the food security situation, leading to refugee flows (Brown and
Crawford 2009).
In terms of the policy framework, Algeria has been party to the United Nations
Framework Convention on Climate Change (UNFCC) since 1993, and it ratified
the Kyoto Protocol in 2005 as a non-Annex I party country. In 1996, Algeria also
ratified the Convention on the Fight against Desertification. Key government
agencies include the High Council on Environment and Sustainable Development
(Haut Conseil de l’Environnement et du Développement Durable) created

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46 Focus Countries

in 1994 and charged with evaluating the environmental situation, develop strate-
gies, and follow international policy. The Ministry of Territorial Planning and
Environment (Ministère de l’Aménagement du Territoire et de l’Environnement)
was created in 2000 and charged with implementing environmental policy. In
particular, the ministry is tasked with preventing pollution, protecting biodiver-
sity and natural spaces, promoting environmental education, and managing the
National Environmental Fund, which provides funding for environmental protec-
tion projects. The General Environmental Inspection (Inspection Générale de
l’Environnement) was created in 1996 to oversee the implementation of environ-
mental policy. Other governmental agencies have related mandates, including the
Agricultural Ministry and the Ministry for Water Resources. A Law for the
Protection of the Environment and Sustainable Development has been adopted,
as well as a National Action Plan for the Environment and Sustainable
Development (Plan National d’Actions pour l’Environnement et le Développement
Durable). The National Scheme of Territorial Management (Schema National
d’Aménagement du Territoire) 2030 was approved in 2009.
In terms of projects, one traditional area of focus has been to implement a
“green barrier” (barrage vert) to reduce desertification and erosion through refor-
estation in the Saharian Atlas. A project was started in 1996 but halted in the
late 1980s. Today, an important initiative is the National Program on Agricultural
Development (Programme National de Développement de l’Agriculture) which
aims to ensure food security, increase incomes and living standards in the rural
regions, and manage scarce natural resources. For 2009 to 2014, 12,000 projects
potentially benefiting 12 million people were planned (MATE 2010). Initiatives
to secure water supply include the building of 15 new dams between 2004 and
2009 and the planning of 13 additional ones, a pilot desalinization plant in Algier
and plans to build 13 such plants across the coast, water recuperation, the build-
ing of channels, and a 65 percent increase in irrigated surfaces from 2000 to
2009 (MATE 2010). The National Environmental Strategy (Stratégie Nationale
de l’Environment) for the 2001–10 period includes an educational component,
targeting for instance teachers and television stations as multipliers. A pilot proj-
ect launched in 2002 with United Nations Industrial Development Organization
(UNIDO) funded environmental education in 50 schools, and since 2005, envi-
ronmental education has become part of the school curriculum at the primary
and secondary level at 1,000 schools.
Nongovernmental efforts are also underway with funding or technical assis-
tance from donors. For example, in partnership with the government and the
United Nations Office for Project Services (UNOPS) and with funding from
International Fund for Agricultural Development (IFAD), local actors have
defined a development plan for their mountainous region with the aim of reduc-
ing rural poverty. Canada’s International Development Research Center (IDRC)
has funded a project on environmental and natural resources management capac-
ity building to support local researchers through hosting a workshop and through
a small grants program from 2003 to 2006. The International Organization for
Migration (IOM) is planning a number of projects whose goals are to build local

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capacity for planning rural development and sustainable management of natural


resources (including water and land), and to create stable and diversified income
for rural populations. At the request of the national government, United Nations
Development Programme (UNDP) carried out a program formulation mission
that sought to communicate with local and national private and public actors,
and to define common guidelines by which these actors could manage their cli-
mate change-related projects. And the FAO has been running a Special Program
for Food Security since 2005, with around 60 projects and covering around
5,300 households.

Egyptian Context
It is estimated that 2.7 million Egyptians reside abroad (IOM 2010), 70 percent
of whom are in other Arab countries, and especially Saudi Arabia (with 0.92 mil-
lion Egyptians), followed by Libya, Jordan, and Kuwait. Among non-Arab coun-
tries, the United States is the most common emigrant destination, with 0.3 mil-
lion Egyptian immigrants. Highly educated individuals, such as doctors and
engineers, are most likely to emigrate permanently (EACH-FOR 2009a). In total,
around 5 percent of the tertiary educated were living abroad in 2000 (World
Bank 2010). There are no reliable estimates of the extent of illegal emigration,
but the Environmental Change and Forced Migration Scenarios (EACH-FOR)
report states that “there are tens—if not hundreds—of Egyptians who have been
caught illegally attempting to cross the Mediterranean,” and the 2007 EU-Egypt
Action Plan contains some general clauses on cooperation on migration control
(European Union 2007). From 2000 to 2010, the number of foreign-born indi-
viduals living in Egypt increased from 170,000 to 245,000 (World Bank 2011).
However, these figures are likely to be underestimates. Immigrants include labor
migrants from Arab and African countries, Europe and the United States, and
refugees from Palestinian, Somali, Ethiopian and Eritrean nationalities.
The most important internal migration flows are from the south to the north,
from both south and north to the Canal Zone, and from rural areas to Cairo and
Alexandria (Zohry 2005). Over the past decade the urban population growth
was at 1.9 percent, which is similar to the national average, so that urbanization
remains just below 43 percent. Reasons cited for historic migration include rising
population density in areas where agriculture could not be expanded further
geographically, decreasing economic opportunities, and unemployment. In addi-
tion, involuntary migration occurred in response to the 1967 Arab-Israeli war,
which displaced 750,000 people, and to the construction of the Aswan Dam,
which displaced 100,000 people, primarily of the Nubian ethnicity. While tem-
porary and circular migration– traditionally very important– continues to occur,
it used to be driven by seasonality, with primarily agricultural workers moving to
cities when there was no work for them in rural areas. Today, the seasons appear
to have much less of an influence on these circular moves (Zohry 2005).
Egypt has a primarily desert climate. During the winter there are some rains
and mild temperatures in the coastal areas of lower Egypt, while upper Egypt is

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48 Focus Countries

dry with warm weather. In the summer, the entire country experiences hot and
dry weather (EEAA 2010). From 1961 to 2000, mean temperatures were steadi-
ly rising, and in Upper Egypt and the Western Desert, the number of days on
which temperatures equaled or exceeded 45 degrees Celsius (113 Fahrenheit)
increased. The severity and frequency of extreme weather events—including
sand storms, dense haze, and flooding—have also been increasing over the 1972
to 2002 period.
Some 80 percent of the water is used in the agriculture sector, which accounted
for 13.8 percent of GDP in 2006/07 and employed 55 percent of the Egyptian
labor force (EEAA 2010). Because 95 percent of Egyptian agriculture is irrigated
and all but 5 percent of Egypt’s water supply comes from the Nile River, the
impacts of climate change on temperature and precipitation levels and on Nile
flows are of vital importance. Under three global circulation models, it is estimated
that Nile flows could either decrease by between 10 percent and 75 percent or
increase by one third relative to the 1996 level of 84 billion cubic meters (EEAA
2010). In another paper, scenarios predicted losses from 5 percent to 50 percent
in 2020; and nine of ten scenarios predicted long-term decreases between 10 per-
cent and 90 percent by 2095 (Strezpek et al. 2001, cited in EEAA 2010). While
Egypt is relatively well equipped to deal with one-year droughts through the
water stored by the High Aswan Dam, long-term decreases in Nile flows would
be a major problem. In addition, it is estimated that solely through the expected
rise in temperature the production of major crops will decrease—for instance for
rice by 15 percent by 2050 and by 36 percent in 2100 (Abou-Hadid 2006, in
EEAA 2010). Land degradation through pollution and salinization may further
negatively affect agricultural output (EACH-FOR 2009c).
With a 3,500 kilometers coastline and much of the economy and population
being concentrated in these areas, sea-level rises will also have an impact. For
instance, El-Raey et al. (1999, in EACH-For 2008) estimates that a 0.18 meter rise
would lead to a loss of employment of 32,000 and a rise in half a meter would lead
to a loss of 195,000 jobs in Alexandria; and in a recent presentation by Shalaby
(2010), it is argued that sea level rises may reduce the Egyptian agricultural area
in the Nile delta by 12–15 percent. An environmental factor that is already dis-
placing people today—and which is likely to become more severe in the future—is
desertification. Advancing sand dunes in the Western desert are swallowing entire
villages, forcing their inhabitants to move (Warner et al. 2008). Thus, Warner et al.
found that more than 70 percent of internal migrants that they interviewed in the
Nile Delta and Valley, newly reclaimed desert and slums in Old Cairo named land
degradation and water shortages as root causes in their migration decision. Another
environment factor that may cause future migratory movements is a rise of the sea
level. Dasgupta et al. (2007, in EACH-FOR 2009b) predict that a one-meter sea-
level rise would displace around 10 percent of the Egyptian population.
Demographic pressures may further influence future migration flows. It is
projected that that Egypt’s population, which in 2006 was approximately 77
million, will increase to 92–100 million by 2020 and 104–119 million by 2030
(EEAA 2010). This population growth will put strains on the environment, for

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instance reducing the available water per capita from 1,000 cubic meters in the
early 1990s to 468 cubic meters in 2030, assuming that Egypt will continue to
be able to get its current fixed share of Nile water as was laid out in a water
­sharing agreement in 1959 (EEAA 2010).
The policy framework regulating the use of water from the Nile dates back to
a 1959 agreement between the Nile states establishing fixed water quotas. In
addition, the Nile Basin Initiative was launched in 1999 with the aim to “achieve
sustainable socioeconomic development through the equitable utilization of, and
benefit from, the common Nile basin water resources,” such as planning projects
on the efficient use of water (EACH-FOR 2009b). Egypt ratified the United
Nations Convention to Combat Desertification in 1995 as one of the first four
countries to do so. The main obligation under the Convention is the formulation
of National Action Programs, which Egypt has done in 2005. Egypt signed the
UN Framework Convention on Climate Change in 1992 and ratified the Kyoto
protocol in 2005. As a non-Annex I party country, Egypt is required to submit
national communications. A climate change unit was established in 1992 within
the Egyptian Environmental Affairs Agency (EEAA), the executive arm of
Egypt’s First Minister of State for Environmental Affairs. Its goal is to coordinate
all national and international activities related to climate change. The National
Committee on Climate Change headed by the Minister of State for Environmental
Affairs was established in 1997. It oversees national policies regarding climate
change. A variety of other bodies, such as a National Authority for the Clean
Development Mechanism, ministerial committees for climate change within the
ministries of Agriculture and of Water Resources also exist (EEAA 2010).
An important project under implementation for some time is the New Valley
Project with four five-year development plans laid out from 1996 to 2017.
Under the project the Ministry of Housing, Utilities and Urban Communities
was to construct new cities in the Western desert, and millions of Egyptians were
to be resettled. This would have extended the populated area from 4 percent to
25 percent of the territory. Five cities were constructed from 1996 to 2006 and
other cities were restructured and extended (EEAA 2010). However, even
though soil quality in the region is very good, it is one of the hottest places in
Africa, and water evaporation and soil salinization are threats (EACH-FOR
2009b). Individuals who have already moved to the region have noted these
issues, and also complained about a lack of key infrastructure. Another project is
led by the Ministry of Agriculture and Land Reclamation and the Ministry of
Water Resources and Irrigation. The two ministries have developed a plan to
reclaim 3.7 million acres of land by 2017, with the required water being pro-
cured through a more efficient water use and increasing the use of nonconven-
tional water resources (EEAA 2010). The Ministry of Agriculture and Land
Reclamation, in collaboration with the IFAD and FAO, also develops stress
resistant crops and disseminates information in response to climate change.
Due to a growing population, per capita fresh water resources are likely to
decline even without decreases in Nile water flows. In response, the 2005 Water
Resource Plan by the Ministry of Water Resources aims to improve the irrigation

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50 Focus Countries

system, change cropping patterns, and support weed control, rainwater harvest-
ing, desalinization, and so on. (EEAA 2010). The plan, if successful, could increase
irrigation by 50–75 percent, and the ministry collaborates with United Nations
Educational, Scientific, and Cultural Organization (UNESCO) in the forecasting
of climate change impacts on the Nile flow. Also, compared to other developing
countries, Egypt is very engaged in coastal vulnerability assessments, and in carry-
ing out adaptation procedures that respond to current threats, such as beach
nourishment projects in Alexandria and the reinforcement of a sea wall. However,
relative to the magnitude of changes that may be expected in the future, these
projects are not yet sufficient (Agrawala et al. 2004). Finally, in its second national
communication under the UNFCC, the EEAA outlines further adaptation, proj-
ect and research needs and the need to establish a Ministerial Committee headed
by the prime minister that would review literature, develop a draft policy for
addressing climate change, and develop four five-year plans (EEAA 2010).
Many international organizations are supporting governmental and nongov-
ernmental efforts in various ways. As done for Algeria earlier, a few examples
include support the UNDP Global Environmental Facility Small Grants pro-
gramme, with 60 percent of the 175 grants that were allocated carried out by
nongovernmental organizations (EEAA 2010). UNDP also provides expertise to
various Egyptian governmental agencies for instance on renewable energy and
energy efficiency and on the financing of environmental projects, and on crisis
and risk management. The United Nations High Commissioner for Refugees
(UNHCR) carries out activities related to refugees in Egypt, on the basis of a
1954 framework agreement between the organization and the Egyptian govern-
ment (UNHCR 2011). Current FAO projects in Egypt include an assessment of
the risks from a sea level rise for groundwater and agriculture in the Nile Delta,
the establishment of a monitoring system of the implementation of the sustain-
able agriculture strategy in 2030, or address income generation activities in rural
areas, such as breeding goats or rabbits, for women and youths.

Moroccan Context
International migration by Moroccans has traditionally been and remains primar-
ily directed toward Western Europe. It is estimated that 2 million Moroccans, 85
percent of all emigrants, are currently living in Europe. During the 1960s and
1970s, emigrants were mainly guest workers; from the 1970s to the 1990s, fam-
ily reunification was the main form of migration. Since then, the share of illegal
emigration in migration flows has been on the rise, partly driven by increasing
activities in the agricultural and construction sectors in Southern Europe
(EACH-FOR 2008). The majority of emigrants are unskilled; but in 2000,
nearly 20 percent of tertiary-educated individuals were living abroad (Gubert
and Nordman 2009; World Bank 2011). For decades the Moroccan government
encouraged emigration for economic and political reasons. More recently, the
government has started cooperating with the European Union on the prevention
of illegal migration of Moroccans and Sub-Saharan Africans, for whom Morocco

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is an important transit country on their way to Europe. For instance, Morocco


participates in joint navy patrols, and takes in both Moroccans and other nation-
als who are apprehended by border forces. In return, the country receives
­development assistance. It is estimated that there are 10–20,000 illegal immi-
grants in Morocco (IOM undated).
Internal migration flows are larger than international flows. These movements
are predominately rural to urban, which explains why cities have been growing
at more than four times the rate as rural areas over the 2000 to 2010 period.
During that time, the urbanization rate increased from 53 percent to 56 percent.
However, as rural areas and small and medium-sized towns have become more
developed partly due to remittances from international migrants, they have
become more attractive as destinations in their own right (GCIM 2005).
Morocco’s inhabitants are already experiencing deteriorating environmental
conditions and shocks that may put their livelihoods at risk, and it is expected that
climate change will exacerbate this trend. Shifts include a decrease in precipita-
tion, increasing risks of droughts, more dry areas toward the North of the country,
and less ground water. Despite a low per-capita water usage of 500 cubic meters,
Morocco is experiencing water stress. These water shortages are predominantly
caused by climatic factors in the south and the pressure of population growth in
the northern parts of the country (EACH-FOR 2008). More than 80 percent of
water is used in agriculture, even though only 13 percent of cropped land is irri-
gated. The Moroccan government estimates that at least until 2020, subject to
sufficient investments in infrastructure, water needs will be met (Kingdom of
Morocco et al. 2001). However, the EACH-FOR study (2008) suggests that by
2025, per capita available water resources will have decreased by 30 percent.
Under different climate scenarios developed by a consortium of international
(World Bank, Food and Agriculture Organization) and national organizations
(such as the National Institute for Agricultural Research [INRA]), it is expected
that agricultural output will not be drastically affected by climate change until
2030. Subsequently, however, there may be a strong decrease in agricultural out-
put particularly in the northern and center-west parts of the country, where rain-
water-based agriculture is currently predominant. The study also points out that
the country faces uncertain declines in revenues from irrigation-based agriculture.
In a country where 40 percent of the population is employed in agriculture,
and where nearly 70 percent of the poor live in rural areas (World Bank and
Agence Française de Développement, undated), environmental shocks and
resultant decreases in agricultural output are likely to negatively affect the
livelihood of many individuals, and this creates the potential for migration
movements. In addition, Morocco has 3,500 kilometers of coastline, so that an
increasing number of floods and as well as a rising sea level may also induce
future migration movements.
While as for the other countries, there is currently no study that we know of
that systematically evaluates how past environment changes influenced migration
movements in Morocco, or how it might be expected to do so in the future, a
recent report prepared for the U.S. National Intelligence Council (CENTRA

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52 Focus Countries

Technology and Scitor Corporation 2009) suggests that “climatic stress will add
to the already substantial movement of population from rural areas into cities” in
Northern Africa, and speculates that the cyclical movements in agricultural out-
put that have been accompanied by cyclical movements of population between
rural and urban areas in Morocco in the past might be replicated in the future.
Another study points out that following a severe drought in 2007, two thirds of
the illegal migrants arrested in Spain were from the farming and mining region of
Khouribga (EACH-FOR 2008). This suggests a link between environmental
shocks and migration exists, and that at least some of the induced migration will
be international. A case study by Hamza, El, and Fermin (Ait Hamza, El Faskaoui,
and Fermin 2009) based on a survey of 30 households in two oasis villages in the
Middle Draa Valley of Southern Morocco found that environmental degradation
was a major factor for either past or intended migration, with lack of access to
services and opportunities also being major contributing factors.
In terms of policy framework, Morocco ratified the United Nations Framework
Convention on Climate Change (UNFCCC) in 1995 and the Kyoto protocol in
2002. As for the other countries, as non-Annex I party country, Morocco is
required to submit national communications. Morocco also ratified the United
Nations Convention to Combat Desertification in 1996 and it submitted a
National Action Plan in 2002. Under the National Action Plan against Climate
Change adopted in 2009 plan, the Ministry for Agriculture is responsible for
projects including the development of wheat varieties resistant to drought peri-
ods and parasites, the creation of systems of irrigation supplemental to present
rain-fed cultures and an evaluation the expected impact of climate change on the
fish population (Kingdom of Morocco 2009). In addition, the second pillar of the
2008 “Plan Marco Vert” (Moroccan Green plan) is specifically aimed at reducing
poverty. The more than 300 projects outlined in the plan are expected to target
500,000–600,000 farmers, representing 40 percent of all Moroccan farmers, and
to cost 15–16 million dirhams (US$2 million). The aim is to allow farmers to
switch to crops that are less sensitive to variations in rainfall, such as olive and
almond trees and cacti, to diversify their crop, and to improve agricultural tech-
niques (Aujourd’hui 2008; Ministry of Agriculture and Fishery 2008).
The High Commission for Water, Forests and the Fight against Desertification
is responsible for the National Action Plan for the fight against Desertification
adopted in 2001. Implementation by 2020 is to include the development of an
early warning system against droughts. The Water Department of the State
Secretary for Water and Environment is planning a variety of adaptive measures
for the 2010–30 period, including building protective structures against floods,
developing a plan as well as hydraulic basins for drought periods, educating the
public and farmers against water wastage, changing the water pricing system for
irrigated agriculture, and so on. The population living at sites with extremely high
flood risk is to be relocated, with the Ministry for Housing, Urbanism and
Regional Planning charged with such relocations (Kingdom of Morocco 2009).
The Department of Environment, following the ratification of the UNFCCC and
of the Kyoto protocol, has set up a number of administrative units and committees

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that are concerned primarily with developing mitigating rather than adaptive
strategies. In addition, the Department of the Environment decided in 2011 to
prepare a national strategy on climate change with a national plan including a
large number of new activities in the area, especially for water management.
Examples of support provided by donors include four projects financed by
Canada’s IDRC and the United Kingdom’s U.K. Department for International
Development (DFID). The projects aim to increase the adaptive capabilities to
climate changes of two villages in plane and mountainous regions, address water
scarcity and water management in the Saiss Bassin in Northern Morocco, hold
workshops for community-based adaptation to desertification and reduction of
water resources, and prepare coastal communities to be able to adapt to phenom-
enon linked to climate change. They are carried out with nongovernmental
national partners including INRA, ENFI (National School for Forestry Engineers),
and the University Al Akhawayn, and the Réseau marocain des associations en
lutte contre la desertification (RIOD Maroc), a Moroccan network of nongovern-
mental and community-based organizations.
As an example, the project in the coastal areas combined efforts to collect
rainwater and to develop new farming and soil preservation techniques in con-
junction with the villagers with training efforts for women, such as literacy
classes, since women cannot move as easily in response to environmental shocks
as men (EMWIS 2010). The IOM has an office in Morocco since 2007, and is
principally concerned with voluntary return projects for irregular migrants in the
country. An example of a currently ongoing UNDP program is a program intend-
ed to increase the adaptability of oases to climate change. It aims to strengthen
local long-term planning mechanisms and explore financing options for adaptive
measures. The World Bank is currently financing a project on Integrating Climate
Change into the Plan Marco Vert. It aims to strengthen the capacity of public and
private institutions to integrate climate change adaptations into projects aimed
at small farmers in five target regions (World Bank 2011).

Syrian Context
International out-migration is high in Syria, although estimates of its extent vary.
According to Kawakibi (2009), 18 percent of Syrians have migrated abroad, and
a study by the Syrian Commission for Family Affairs estimated that in 2007, 3.4
million people (15 percent of the total population) lived abroad (Marzouk
2010). But another report by the United Nations stated that in 2005, less than
750,000 Syrians were living abroad (Marzouk 2010). Still, it appears that
throughout the 2000s, emigration has increased. While the majority of emigrants
during the 1960s and 1970s moved to the Persian Gulf, circular migration with
Lebanon, Jordan, and the Gulf states became more common in recent decades.
There is also some evidence of brain drain: while only 0.9 percent of Syrians live
in Organisation for Economic Co-operation and Development (OECD) coun-
tries, the emigration rate of individuals with tertiary education to these countries
in 2000 was 3.7 percent (Dumont 2006).

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54 Focus Countries

Syria is also a receiving country for migrants and especially refugees, including
Iraqis since 2003 and Lebanese in 2006 (Kawakibi 2009). As a result, while in
2000 5.6 percent of the population was made of immigrants, this had increased to
10.2 percent by 2010 (World Bank 2011). In addition, Khawaja (2002) found that
14 percent of the Syrian population migrated internally from one administrative
unit to another at some point during their life, and that around 5 percent migrated
during the previous five years. The most common moves are from rural to urban
areas, which in 2010 were home to 55 percent of the population, up from 52 per-
cent in 2010 (World Bank 2010). Khawaja sees this as a lower than expected
internal migration rate, and suggests that the main reasons for this are the high
percentage of people who own their apartment or houses, and the relative equal
distribution of access to social services and even wages throughout the country.
Surveys indicate that moves for family reasons are more common than those for
work-related motives, but internal migration may have recently increased.
Syria is an arid to semi-arid country. A third (32 percent) of the land is culti-
vated, of which 75 percent is rainfed and 45 percent is pastures. Since the 1980s,
the country has been able to meet its own food needs and even export food.
However, today the country is witnessing a deteriorating environment and a
more adverse climate. Between 1980 and 2006, 13 percent of agricultural land
was downgraded because of human activity. Rainfall decreased by 10 millimeters
per year (with an annual average of 300 millimeters per year) from 1956 to 2006
(El-Atrache 2009), with large regional variation. For example, the northern and
northeastern parts of the country have experienced decreasing precipitation in
winter, while the northern and central regions have experienced more rain in
autumn (Ministry of State for Environmental Affairs [MSEA] 2010). Summer
temperatures have risen significantly, particularly in the coastal zones (MSEA
2010; Qabbani 2010). From 2006 to 2009, Syria experienced a severe drought
(Sowers and Weinthal 2010), and droughts may become more common in the
future (MSEA 2010). Rises in the sea level will be another potential conse-
quence of climate change, with an estimated 3.8 percent of the coastal popula-
tion potentially being affected. Among those affected, 2–6,000 farming families
may lose their livelihoods and homes (MSEA 2010).
Syria uses 18 billion cubic meters of water per year, in excess of the estimated
15 billion cubic meters of renewable resources. The agricultural sector is respon-
sible for 90 percent of water usage. With an available 1,000 cubic meters of water
per capita and year, Syria is on the threshold of water poverty (MSEA 2010).
Population growth, decreases in precipitation, pollution, and increased demand
due to development are likely to decrease consumption, possibly to 500 cubic
meters per person per year in 2025. Syria’s first National Communication to the
United Nations Framework Convention on Climate Change reports that
between 2010 and 2100, annual precipitation could decrease between 34 and 75
millimeters, and temperatures could rise by 2.8–7 percent (Qabbani 2010).
Based on the CROPWAT irrigation management model of the FAO, it was esti-
mated that under these scenarios, irrigated wheat agriculture in the Hassakeh
governorate could experience a reduction in yield of 16 percent by the end of

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the century, while yields from nonirrigated land could drop by more than 20
percent if no additional irrigation be provided (MSEA 2010).
To the best of our knowledge there are very few systematic studies on how
past environmental changes have impacted migration in Syria. Khawaja (2002)
did explicitly ask whether environmental problems were related to the decision
to move, but the low incidence of individuals naming work or income as reasons
for migration may suggest that at least in the late 1990s and early 2000s, climate
factors were not a prime motive for migration. However, in a country where 45
percent of the rural population work in agriculture, and 75 percent of the culti-
vated land is not irrigated, as temperatures rise and precipitation falls, this may
change in the future, especially in periods of droughts (Qabbani 2010).
Past experience suggests that migratory movements in response to large-scale
environmental shocks may be substantial. For instance, a study by the Canadian
International Institute for Sustainable Development suggests that 160 villages in
the north-east of the country were entirely abandoned during the 2007/08
period of the current drought that has lasted since 2006 (El-Atrache 2009;
Sowers and Weinthal 2010). An assessment mission of the Syrian government
and the UN estimated that the drought has affected 1.3 million inhabitants of
Eastern Syria. More than 800,000 persons lost their entire livelihood, with small-
scale farmers and herders being particularly affected. Many initially tried to react
to the drought by selling livestock below prices, reducing food intake, and selling
assets (Alqusairi undated), but eventually, an estimated 40,000–60,000 house-
holds migrated in response to the drought (DREF 2009). Among these, 200,000–
300,000 people were from the Al-Hasakeh governorate, representing 13–20
percent of the total previous population and 41–62 percent of the affected popu-
lation (DREF 2009). Such massive moves put pressure on urban infrastructure,
reduce economic growth, and lead to worsening educational and health out-
comes among migrants. Unusually, migration was predominantly by entire fami-
lies, rather than just men.
In terms of policy framework, Syria ratified the UNFCCC in 1996 and signed
the Kyoto Protocol in 2005. As the other four countries, it is required to submit
national communications. The country ratified the International Convention to
Combat Desertification in 1997, and it fulfilled its obligation to submit a
National Action Plan in 2002. MSEA was established as the first one in the Arab
World. It is primarily engaged in the research into and establishment of mitiga-
tion strategies, and is less focused on adaptation (Eido 2006). It is also responsible
for applying environmental law (MSEA 2010). The Council for the Protection
of the Environment is an interministerial body tasked to set policy and coordi-
nate environmental activities between different ministries (MSEA 2010).
Syria has not yet developed and implemented wide-ranging adaptation policies
with regards to climate change. The objectives of the Syrian Agricultural Strategy
for 2001–10 did not define sustainability, or adaptation to climate change, as a
policy objective (NAPC 2006). The focus was on increasing producers’ income,
introducing modern technologies and increasing the contribution of the agricul-
tural sector to the country’s GDP. The midterm assessment of the strategy showed

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56 Focus Countries

increased agricultural productivity, but it appears that aspects of the policy that
would lead to a more sustainable agriculture, such as switching to more suitable
crops and making the use of modern irrigation techniques more widespread, were
still facing difficulties. Nevertheless, in its first National Communication to the
UNFCCC, a number of possible future adaptation measures are discussed. These
include preparing a national water master plan, enforcing water-related laws and
regulations, improving irrigation efficiency and rain collection techniques, ratio-
nalizing water use, rehabilitating dams, reviewing agricultural policy under the
changed conditions of climate change, further pursuing agricultural research,
developing suitable land use policies, and modernizing farm management and
farming technology (MSEA 2010). And in response to the most recent drought,
the Syrian government and the UN Country Team developed a Drought Response
Plan. The government handed out emergency aid, veterinary services, vaccina-
tions, and food assistance (Alqusairi undated; FAO 2009).
In areas with 250–350 millimeters of rainfall per year, as well as in hilly and
mountainous areas, the government has implemented a number of policies and
projects aimed at improving living conditions, for instance through improving
road infrastructure, increasing agricultural productivity, land reclamation, and
giving women access to income-generating activities. From 2002 to 2007, the
government also implemented a project of unemployment alleviation loans that
provided loans to small, intermediate, and large enterprises, as well as household
and small project grants. The project was extended and further institutionalized
in 2006 (National Agricultural Policy Center [NAPC] 2008). A preliminary
evaluation of these policies based on a pilot study concluded that improvements
in rural infrastructure and agricultural employment opportunities may have led
to increased migration to rural areas, though these are not by any means large
enough to offset the large rural-to-urban migration flows (NAPC 2008).
Support by donors for coping with and adaptation to climate change may also
be less extensive in Syria than in the four other countries of focus of this study.
Examples of such support include the delivery by the Syrian Arab Red Crescent
of food parcels to 8,000 families during the recent drought (DREF 2009), and
assistance provided by the IOM for the re-settlement of foreign refugees and
migration management. The United Nations High Commissioner for refugees
also provides various services to Iraqi refugees in Syria.

Yemeni Context
The Republic of Yemenis have been migrating out of the country to oil-produc-
ing Arab Gulf States, North America, and Europe for several decades. The cur-
rent stock of the Republic of Yemeni emigrants is estimated at 1,134,700, or 4.7
percent of the population. Migrants constitute 6 percent of the tertiary-educated
population. The main destination countries for migrants remain Saudi Arabia, the
UAE, and the United States (Ratha, Mohapatra, and Silwal 2010). The Republic
of Yemen is also a country of passage for migrants from Sub-Saharan Africa
(Fargues and Bensaad 2007) and a destination for an increasing number of

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Focus Countries 57

r­efugees (UNHCR 2011). Some 60 percent of immigrants are Somali, 30 per-


cent Ethiopian, and 10 percent Eritrean and from other nationalities (Al-Ariqi
2010). Currently, immigrations constitute 2.1 percent of the population.
Internal migration is primarily directed toward urban areas, which constitute
an increasing share of total population and are experiencing faster population
growth than rural areas. In 2010, urban areas constituted 31 percent of the total
population, up from 26 percent in 2000 (World Bank 2011). Although urban
population growth rates have fallen slightly between 2000 and 2010 from
4.9 percent per year to 4.7 percent per year, urban population growth is more
than twice that of the rural population, at 2.0 percent per year. In addition to
voluntary migration, 350,000 individuals have been displaced since 2004 by a
violent conflict between insurgents and the government in Northern the
Republic of Yemen (IOM 2010).
Although weather data for the Republic of Yemen may be less accurate than
for other countries, making it more difficult to construct future climate change
scenarios (Al-Tholaya 2010), annual mean temperature appears to have increased
by 1.8 degrees Celsius since 1960. Temperatures are expected to increase by
1.2–3.3 degrees Celsius by 2060 and 1.6–5.4 by 2090. Monthly rainfall has fallen
by 1.2 millimeters since 1960, a decrease of 9 percent. In the future, sea-level
rises may also threaten the coastal cities, in particular Aden (Al-Tholaya 2010).
Predictions about future rainfall trends vary by climatological model, with
some models predicting increased rainfall while others predict decreased rainfall
(McSweeney, New, and Lizcano 2009). Decreased rainfall has the potential to
harm rainfed agriculture, which constitutes an important fraction of the Republic
of Yemen’s cereal production (FAOUN 2009). Even without decreases in rain-
fall, water scarcity will be a challenge due to limited water resources, population
growth, and the water use for the production of khat. In 1955, per capita water
availability was 1,098 cubic meters, but by 1990 it had fallen to 460 cubic meters
per capita (Republic of Yemen 2008). Moreover, projections suggest that under
business-as-usual scenarios per capita water availability will fall further to 150
cubic feet (Republic of Yemen 2008).
A study by McKinsey suggests that water shortages could lead to the loss of
750,000 jobs and a decrease in income of 25 percent (Rudolf 2010). In the capi-
tal Sanaa in particular, water is currently being extracted at four times the replen-
ishment rate. According to reports based on a World Bank-funded assessment of
the Sanaa basin, the capital city’s water resources are being depleted by a fast-
growing population (IRIN 2010b), and the expanding urban population is due
in part to migration from rural to urban areas (Boucek 2009). Projections suggest
Sanaa may deplete is economically viable water supplies—primarily groundwa-
ter—in a decade (IRIN 2010b; see also Rudolf 2010; Sowers and Weinthal 2010).
Extreme weather events are also becoming more common. For instance, Wynter
(2009) reports that flash floods are becoming increasingly more common, endan-
gering the life of villagers that live close by.
There is little systematic research into how past environmental change has
impacted migration in the Republic of Yemen, but the Republic of Yemen’s

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58 Focus Countries

population is quite vulnerable to climate shocks. While agriculture generates only


15 percent of GDP, it employs more than 55 percent of the active population.
Decreases in agricultural yields are expected in the future, which would impact
livelihoods. Some 84 percent of the rural poor are dependent on rainfed subsis-
tence agriculture, a form of agriculture that is highly vulnerable to the impact of
climate change (World Bank 2010). Environmental changes affecting the agricul-
tural sector could increase rural to urban migration.
The Republic of Yemen became party to the UNFCCC in 1992, and signed
the Kyoto protocol in 2004. As a non-Annex I party country, it is required to
submit national communications. The Republic of Yemen is also party to the UN
Convention to Combat Desertification. In 2008, the government adopted a plan
by the Ministry of Water and Environment to increase available water resources.
The plan calls for assessing climate change impacts on water resources and
improving climate monitoring. The plan first targeted Sanaa, calling for the city
to gather and harvest 70 percent of its rainwater in by 2012. By 2020, the plan
calls for 40 percent rainwater to be harvested in the rest of the country (Sorel
2010). However, there has been little visible progress toward these goals (IRIN
2010a). In 2009, the Environmental Protection Authority outlined 22 adaptation
projects that were identified as the most urgent through a participatory process
with multiple local and national stakeholders. The proposed projects include
rainwater harvesting, disaster preparedness to extreme weather events, desalini-
zation of sea water, promotion of modern irrigation technologies, improved crop
management, establish a national research center on climate change and adapta-
tion issues, develop and implement sustainable land management strategies, and
construct coastal defenses. Financing would come from donors and implement-
ing agencies would include the Environmental Protection Authority (EPA), the
Ministry of Agriculture and Irrigation, the Ministry of Water and Environment,
the Civil Aviation and Meteorological Authority, and the Marine Science and
Biological Research Authority. With the Republic of Yemen being a pilot country
under the World Bank’s Pilot Program for Climate Resilience with the Minister
of Water and Environment and the EPA as the main contact points, US$1.5 mil-
lion are available for adaptation projects (Climate Facts Update, 2010).
Examples of projects being supported by donors include a US$13.5 million
grant by the US government through the World Food Program to support
humanitarian efforts (Sorel 2010). IOM activities in the Republic of Yemen
include technical cooperation and training (funded by the European Union) on
migration and border management, hosting conferences on labor migration with
Gulf Cooperation Council (GCC) countries as well as Somalia and Ethiopia,
assisting government agencies with the fight against human trafficking, and pro-
viding emergency assistance to families displaced by the 2008 flooding in
Hadramout and by conflict in northern the Republic of Yemen (Al-Ariqi 2010).
Among other activities, UNDP assists the Republic of Yemen with preparing its
second National Communication to UNFCCC, provides capacity and institu-
tional building, strategic planning and basin level water governance and manage-
ment to manage the Republic of Yemen’s water resources, and provides technical

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Focus Countries 59

assistance to help local authorities manage the recovery process after the 2008
flooding. The UNHCR provides assistance both to international displaced refu-
gees and to, in particular, Somali refugees . Among other activities, the FAO
provides poor smallholder farmers with improved drought-resistance seeds, as
well as fertilizers (FAO 2009).

Conclusion
The objective of this chapter was to explain the rationale for the choice of the
focus countries in this study, and provide contextual background on each of the
five countries. The focus countries were chosen because they tended to have
large populations, be vulnerable to extreme weather events and especially
droughts, represented various settings in terms of socioeconomic conditions, and
provided access to other available data sources in some cases, on top of the data
being collected specifically for the study. As to the contextual background about
the countries, information was provided on traditional patterns of international
and domestic migration as well as on the challenges faced by the various coun-
tries regarding climate change, and the ways the countries have organized them-
selves institutionally to respond to those challenges. While the countries are
diverse, they do appear to face many common challenges.

Notes
1. In addition, the choice of countries was also informed by the ongoing dialogue on
issues related to climate change and migration between the countries and World Bank
and the Agence Française de Développement, so that the study would be both
­welcome and more likely to be used.
2. It is customary to consider four criteria when defining the Arab world: language, ances-
try, religion, and culture. On all four counts, the Islamic Republic of Iran does not
conform to the characteristics associated with the Arab world.
3. In 2005 US$, adjusting for purchasing power parity.

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CHAPTER 3

Data Collection
Nicholas Burger, Bonnie Ghosh-Dastidar, Audra Grant, George Joseph,
Teague Ruder, Olesya Tchakeva, and Quentin Wodon

A large part of this study is based on data collected in 2011 in five focus countries of
the MENA region. In addition, other existing data sources were used as well, as
documented in the various chapters that follow, but this need not be discussed in this
chapter. This chapter documents the process followed and some of the choices made for
new data collection, both quantitative and qualitative, for the study on climate change
and migration in the MENA region. After a brief introduction, we explain the nature
of the household survey questionnaire, what it enables us to document, as well as some
of its limits. Next, we explain how the household survey sites were selected and how
the samples were constructed in each of the five focus countries. We also provide a few
comments on the challenges encountered during survey implementation. The chapter
finally explains the process used for the focus group discussions and in-depth interview,
as well as for the interviews with key informants conducted in each country.

Introduction
Having explained the rationale for the choice of focus countries for this study and
having provided general background on each of the five countries in c­ hapter 2,
this chapter documents the process followed and the choices made for new data
collection in the five focus countries—Algeria, the Arab Republic of Egypt,
Morocco, the Syrian Arab Republic, and the Republic of Yemen. Documenting
these choices is important because much of the effort under this study in terms
of staff time and study costs consisted in collecting and analyzing new data in the
five countries—that is, household surveys and qualitative focus groups as well as
in-depth household interviews and key informants interviews. But documenting
these choices is also important to clarify what the study can and cannot do—
what it can inform us about, but also what it cannot inform us about given the
data’s limits in terms of representativeness as well as the types of questions asked
and to whom.
We first describe briefly the nature of the household survey questionnaire,
and especially the questions in the survey what it enables us to do, as well as
some of its limits. In each of the five focus countries the same household survey

Climate
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66 Data Collection

was implemented, with only minor adaptations to take into account country
characteristics. The survey questionnaire included a total of 17 sections, many of
which were designed to gather background information on household members.
But the three chapters that have been written in this study using the household
surveys focus on the questions related to household perceptions of climate
change, coping mechanisms and adaptation strategies, and finally both temporary
and permanent migration.
Next, we explain how the household survey sites were selected in each of the
five countries and how the survey samples were constructed in each subarea. We
also provide a few comments on weights and on some of the challenges encoun-
tered during survey implementation. Data collection was not easy. In Egypt,
Syria, and the Republic of Yemen, the quantitative and qualitative fieldwork was
interrupted by the 2011 Arab Spring events, causing delays of weeks and, in
some cases months, with frequent interruptions in fieldwork once the data gath-
ering resumed. While these events did not appear to affect responses in the
survey, the teams implementing the survey had to be flexible in order to adapt.
In addition, in the Republic of Yemen interviewers faced some intimidation and
threats to their physical security, which caused further delays in data collection
there.
Finally we provide background on the objectives of the qualitative data col-
lection, as well as the process followed and techniques used, such as probing on
specific questions. As was the case for the survey data collection, data collection
was challenging in some countries. In the Republic of Yemen the deteriorating
security conditions made focus group recruitment very difficult, which led to a
switch from focus groups to in-depth interviews for that country. In Algeria,
focus group recruitment was hampered by local suspicion. Time constraints and
worries about the spread of Arab Spring dynamics prevented sustained efforts at
focus groups recruitment, so that in that country as well the team opted for in-
depth interviews. We also discuss the approach used for interviews with key
informants, who included government officials as well as researchers and repre-
sentatives of nongovernmental and international organizations.
The structure of the chapter follows closely the above discussion. After
explaining some of the characteristics of the household survey questionnaire in
section two, section three is devoted to the process followed for collecting the
household survey data. Section four discusses the qualitative data collection
through focus groups in Egypt, Morocco, and Syria, and in-depth interviews in
Algeria and the Republic of Yemen, as well as interviews with key informants.
A brief conclusion follows.

Household Survey Questionnaire


In each of the five focus countries the same household survey was implemented,
with only minor adaptations to take into account country characteristics. The
survey questionnaire included a total of 17 sections, many of which were
designed to gather background information on household members, including on

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demographics, education, health, and occupation, as well as household well-


being. Three chapters have been written in this study using the household sur-
veys conducted in the five countries. This section briefly describes the data used
in each of the three chapters, and the types of questions in the survey which
make this analysis feasible.
Chapter 4 focuses on household perceptions of extreme weather events and
climate change, and the impact of adverse events on their livelihood. The analysis
is based on three main questions. First, households are asked if they have noticed
any changes in weather patterns in the last five years, with the potential changes
identified in the questionnaire including more erratic rainfall, less or more rain,
more frequent droughts, floods, or sandstorms, and changes in temperatures,
among others. Next household are asked if, again compared to five years ago, they
have noticed changes in their environment—these would include deforestation,
livestock losses, crop failures, water pollution, less fertile land, and so on. Finally,
households are asked if they experienced losses of crops, income, livestock, or fish
as a result of changes in weather patterns.
Chapter 6 looks at the ways through which households cope with the impact
of adverse weather events, and how they adapt to changes in the climate and
their environment. On coping, households who declare that they have experi-
enced a loss of crops, income, livestock, or fish due to weather shocks or changes
in the environment are asked if they used the following coping strategies: (1)
Selling or pawning livestock; (2) Selling or pawning assets other than livestock,
such as land or jewelry; (3) Withdrawing children from school; (4) Using their
savings; and finally (5) Asking for a loan. Households who did not experience a
loss linked to an adverse weather events are asked whether they would rely on
the same coping mechanisms in case they would experience such a loss. On
adaptation, households are asked whether they have taken specific actions to
adapt to changing conditions. Many different actions are listed in the question-
naire, including changing in the timing of planting, changing the source of water
used, drilling boreholes, changing production technologies or crop choices,
increasing the use of fertilizer or pesticides, seeking or increasing off-farm
employment, and so on. Similar questions are asked about the community level
response to climate change, and about the availability of government programs
that could help households cope with and adapt to climate change.
Finally, chapter 7 looks at the relationship between household perceptions of
climate change and whether household members have migrated either temporar-
ily (this is referred to as resident migration because the member still resides in
the household), or permanently (this is referred to as nonresident migration).
The analysis is made possible through information asked about migration not
only among current household members, but also among those who used to live
in the household and have left permanently. There are however limits to the
analysis that can be conducted with such data. First, because the surveys were
implemented in sending areas affected by extreme weather events, we do not
record information on the migration of entire households—we only record the
migration of household members. Second, it is difficult to distinguish the

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68 Data Collection

separate effects of climate change, environmental change, and weather shocks on


­households, and to separate short-term versus long-term household responses. It
could be that household perceptions of climate change are wrong—for example,
even if households declare that rainfalls are becoming more erratic, this may not
be the case in reality. At the same time, one could argue that decisions such as
that of migrating are influenced at least as much by the perceptions of house-
holds of the reality as by the reality itself. Also, questions in the survey about the
reasons for migration provide a way of checking whether the estimates of the
impact of perceptions on migration in the regression analysis are of a reasonable
order of magnitude.
It must be emphasized that because the surveys are not nationally representa-
tive and were implemented only in two sending areas affected by extreme
weather events, as discussed in the next section, we are not able to provide esti-
mates of migration by entire households away from the sending areas—we only
record the migration of household members.
To mitigate this weakness, we also conducted work with nationally representa-
tive data. For Morocco, we used the nationally representative Morocco
Household and Youth Survey (MHYS) implemented between December 2009
and March 2010. Much of the questionnaire of that survey focuses on issues
critical to youth, such as the obstacles they encounter on the labor market and
for civic participation. But the questionnaire also included data on migration as
well as on various shocks affecting households and their ability to cope with
these shocks. Being aware that the survey would be implemented, we were able
to add additional questions on household perceptions regarding changes in cli-
mate, and whether this affected migration decisions. Those data are then used for
two chapters in the study on, respectively, the ability of households to cope with
weather and other shocks (chapter 5), and the migration decisions of household
members (chapter 10). For the Republic of Yemen we used data from the latest
census and the latest national integrated household survey to conduct additional
analysis of migration patterns. The census data were used together with other
data (including climatic data) to analyze the determinants of migration rates
between districts (chapter 9). The national household survey was used to analyze
who benefits from remittances from international and domestic migrants, and
what impact those remittances have on the welfare and human development
indicators of the households who receive them, and whether this impact depends
on where the beneficiary households live (chapters 11 and 12). The fact that we
are able to rely on national data for Morocco and the Republic of Yemen helps
in placing some of the findings from the new household surveys in a broader
context, so that the use of the two types of data complement each other.

Household Survey Data Collection


Survey Sites Selection
In each of the five countries the same household survey was implemented in two
predominantly rural areas. These two areas were located in regions that are

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c­ onsidered to be vulnerable to climate-induced environmental degradation in the


agricultural sector and are also areas that have produced significant out-migration
internal to the countries. In other words, the regions were chosen based on exist-
ing environmental conditions and on their contribution to internal migration
patterns. The majority of the areas have been subjected to long-term drought and
water scarcity or incidence of flooding. While there is ongoing debate regarding
whether the sources of climate change are caused by human actions or by natu-
ral climatic factors, the selection of the areas was meant to reflect the latter. In
practice, we relied for the selection of the areas on recommendations from cli-
mate change and environment experts in the respective countries, population
and migration experts, ministry officials, and existing information from a wide
variety of sources on climate and migration trends in each country. The remote-
ness of the areas and security risks also influenced survey site selection. Official
approval from ministries in each country was obtained to conduct the survey in
each survey site. The sample size in each area was 400 households for a total of
800 households in each of the five countries.

Map 3.1  Map of the Selected Area for the Household Survey in Algeria

Ouanougha Ouled Mansour


Tarmount M’Tarfa
Maadid

Ain Oussera

Birine

Ain Khadra
Soumaa
Hassi Bahbah

Dar Chioukh
Ouled Madhi
Charef Djelfa
Chellal
Maarif
El ldrissia
Messaad Faidh El Botma

Ain El lbel

Kilometers
0 250500 1,000 1,500 2,000
Source: World Bank data.

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70 Data Collection

In Algeria, two sites were selected. M’Sila is located in the Steppe region and
has been classified by the Algerian Ministry of Agriculture and the National
Centre for Spatial Techniques as an area that is “sensitive” or “very sensitive” to
desertification. Approximately, 62 percent of the region has been designated as
such. Djelfa is also located in the Steppe zone and has similarly been designated
as “sensitive” or “very sensitive” to desertification. In that region, approximately
500,000 hectares of land are in the process of desertification and more than
seven million hectares are under threat of desertification.
In Egypt, the first area chosen area was Dakhalia in the Northeast. Experts at
the Cairo College for Engineering indicate that water consumption has increased
17 percent owed to hotter and longer summers there. In the governorate of
Dakhalia, approximately 11,000 hectares of land in 2010 were no longer viable
as a result of poor weather conditions, which has caused diminished water supply
for agriculture. Farmers staged regular protests outside of the governor’s office
demanding initiative to improve availability of water. The second region is
Sharqia, also in the Northeast. Similar water scarcity has damaged rice farms
causing farmers to use sewage water for irrigation purposes. The Central Agency
for Public Mobilization and Statistics reports that water resources in Egypt will
decline by 15 billion cubic meters by 2017 in these and other areas throughout
the country, a significant decrease from the requirement of 86.2 billion. Each of

Map 3.2  Map of the Selected Area for the Household Survey in the Arab Republic of Egypt
Dakahlia Sharqia

Source: World Bank data.

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Data Collection 71

the above areas is a supplier of migrants to other areas within Egypt, mostly to
urban areas, such as Cairo, a major destination for rural migrants who seek to
escape poverty. These survey areas were approved by officials and researchers
associated with the Egyptian Environmental Affairs Agency.
In Morocco, the first site was Chichaoua in the Plains Region. Chichaoua
Province has been affected by drought over recent decades. The pattern has been
accompanied by severe drought events. The second region is Al-Gharb in the
Northwest. The Al-Gharb plain is Morocco’s second largest agricultural produc-
ing region. In 2009, Al-Gharb accounted for roughly 35 percent of the country’s
cereal acreage. Al-Gharb has been severely affected by flash flooding from the
Sebou River—events exacerbated by heavy snowfall and rains—which began in
2009. Thousands were displaced amid loss of homes and shelter and significant
damage to infrastructure and agricultural production. Yet, Gharb also suffers
from cycles of lack of rainfall. In 2011, for example, rainfall decreased by 14
percent. The area was recommended by Moroccan government officials and is an
outlier among the survey sites, an area that has been affected by short-term
weather events in the form of a natural disaster.
In Syria, the first area is Al-Hassakeh in the North. The region has been
afflicted by drought and land degradation over a long period. The Qamishle and
al-Shadaddi districts have been particularly affected. Tens of thousands of Syrians
have been displaced from al-Hassakeh as a result of severe drought. The second

Map 3.3  Maps of the Selected Area for the Household Survey in Morocco
a. Chichaoua b. Al-Gharb

Leksaksa

Dlalha Lamrija
Ouled Ennafkha
Syah Lkhannacha
Ouled Abdellah
Ouled Youssef
Ouled Kacem
S’latna Douar Harid

Laqdadra
Cooperative El Dakhla Ouled Jalal Laaliouate
Jrifate
Lkrinate
Cooperative Slimanya Laaouissate Jjaarna

Ahceine Labghila Ahl Lhimer Ait Hmane


BelBachir
Karyat Ouled Ameur Lamramda Zaouia
Ouled El Aassal Nouasseur Rouafii
Ait Hadi
Fzara Ouled Zyane Zaouiat Majjat Lfouqanya
Dar Ahmad Ait Abdellah
Dahour Lekbar Sidi Mohamed Sania
Lefkarna Tourirte Ait Lihare
Ouled Beni Aich Ait Ali Izem
Ait Mhand
Ouled Abdessadek
N
Bouzdoud W E
N
E S
Kilometers W Kilometers
0 5 10 20 30 0 5 10 20 30
S
Source: World Bank data.

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72 Data Collection

Map 3.4  Map of the Selected Area for the Household Survey in the Syrian Arab Republic

Taweel Tal alo


Karma Tobaz
Tamin
Haswiya Abu ghadeer
Tal Taweed
Tal nasri Tal brak
Alriha Ghernata

Alhinna

Tal Alshaddada
Adla Jermez
Jalila

Shiha Alsaada
Albouaytiya Shekh Hamad
Alsawwa Mweleh
Alinnad Aljaria
Altareef Zgher
Alnamliya
Mrat
Gdid Agidat
Ali Alshahel

Alkouriya
Sbekhan
Kshkshiye Granij
Alkitaa

Kilometers
0 62.5125 250 375 500
Source: World Bank data.

area is Deir ez Zour in the East. Like al-Hassakeh, Deir ez Zour to the east have
also suffered from drought and land degradation. In both al-Hassekh and Deir ez
Zour, approximately 1.3 million have been profoundly affected by drought espe-
cially since 2008, and according to the Syrian government, some 800,000 are
vulnerable. Though precise figures are difficult to acquire, between 40,000 and
60,000 families are estimated to have migrated, including 35,000 from al-Has-
sekeh alone. Both Deiz Ezzor and al-Hassakeh are home to crops considered
strategic by the Syrian government, such as wheat, cotton and barley. Metropolitan
Damascus has been a major destination for rural migrants for many decades.
In the Republic of Yemen, the two areas were Hudaydah in the West and Taiz
in the South. Both areas are designated as high-drought risk areas. About a third
of the Republic of Yemen’s poor are concentrated in these areas. Taiz has been
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Data Collection 73

affected by both long-term water scarcity and acute drought, the latter occurring
since 2008 causing significant displacement. The situation in Taiz is more severe,
however, as the region faces a humanitarian situation in 2011 caused by the col-
lapse of the Salah government last year. Civil unrest and violence have com-
pounded water scarcity as health care, education, and physical security are
threatened. Taiz is among the areas in the Republic of Yemen suffering from the
most severe water shortages. Rainfall has decreased or ceased all together since
late 2008-early 2009, depleting ponds and tanks which are the typical reservoirs
of natural rainfall for the agricultural sector.

Map 3.5  Map of the Selected Area for the Household Survey in the Republic of Yemen

Al Kanawis
Al Husainyah

Az Zaydia

Ad Dahi

Bajil

Qutay’e
Marawi’ah

Al Mansuriya

Bayt Al Faqih

Karyat Al Nakheel

Zabid

Shara’ab Al Rawna
Shara’ab Alsalam
Makbana Al Shammayatain
Salah
Al Mawasit Al Qahira Mawia
Al Maafer Sabir Al Mawadim
Jabal Habashi
N Al Misrakh
Sam’a
Hayfan
Maoza’a
Kilometers
0 5 10 20 30 40
Source: World Bank data.

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74 Data Collection

Sample Design and Weights


For each country, the target was to implement the survey with a sample of 800
households. Sample selection followed a general framework, with variations on
how household units were selected depending on the country. Each country was
first divided into two strata composed of: (1) areas with high level of environmen-
tal degradation, and (2) areas with low level of environmental degradation. Only
areas in stratum 1 with high level of environmental degradation were eligible for
inclusion in this study. In each country, two areas with high environmental degrada-
tion and high migration were selected. These areas were typically selected system-
atically, but nonrandomly, because of factors such as importance, size, or location.
Thus, we cannot produce weights that generalize the sample of households in
these two areas to produce country-level statistics, not only because this would
not be appropriate with only two areas surveyed but also because we do not have
a probability of selection of these two areas. Instead, where feasible we estimated
household-level weights to generate representative statistics from each sample of
households for their respective area. But again, the weighted area-level summa-
ries may not be representative of the country with respect to level of environ-
mental problems, degradation, and migration due to nonrandom selection of
these areas into the study.
The survey implementation was supervised by Rand under contract with
Agence Française de Développement (AFD) and the World Bank. In each coun-
try, Rand worked in partnership with local teams: the University of Algiers in
Algeria, IPSOS Middle East and North Africa (MENA) in Egypt and Syria, TNS
Global in Morocco, and the Market Research Organization (MRO) in the
Republic of Yemen. In each of the two areas sampled per country, a multistage
sampling design was carried. Figure 3.1 visualizes how the sample was selected
in each of the five countries, but household selection rules were country specific
and are described below.
The Algeria sample was split evenly between the prefectures Djelfa and
M’sila. Within each prefecture, 10 administrative districts were selected with
probability proportionate to size using the 2008 district population as the mea-
sure of size. The number of households per district was then allocated propor-
tionately, with more interviews in larger municipalities. In the absence of a
complete listing of dwellings in each prefecture, households were selected within
districts using a random selection algorithm in the field. The 2008 population
sizes of each district used for designing the sample as well as the number of
interviews per district are listed in table 3.1.
In Egypt, the sample was split evenly between the two governorates of
Dakhalia and Sharqia. Within each governorate, the selection of villages was dic-
tated by the Egyptian government authority approving the survey (the Egyptian
Environmental Affairs Agency). This means that villages were selected in a non-
random fashion. Nine villages were selected in Dakhalia and 16 in Sharqia. The
allocation of interviews across villages within each governorate was done using a
probability proportionate to size approach, with the number of households in the
village being used as the measure of size. The number of households was obtained

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Figure 3.1  Sampling Methodology for the Household Surveys

Areas Districts Households


Algeria
(D’jelfa, M’Sila) (20) (800)

Governorate Villages Households


Egypt, Arab Rep.
(Dhakhlia, Sharqia) (25) (800)

Region
Strata Households
Morocco (Al-gharb,
(20) (800)
Chichaoua)

Governorate
District Households
Syrian Arab Republic (Alhasaka, Deir
(5) (800)
Ezzor)

Governorate Villages Households


Yemen, Rep.
(Taiz, Hudayda) (15 and 11) (800)

Source: World Bank data.

Table 3.1  Location Information for Algeria Survey Sample


Population Share Population Share
(2008) (%) Sample (2008) (%) Sample
Djelfa area M’Sila area
Djelfa 288,228 38.1 152 Maadid 24,168 19.44 78
Hassi Bahbah 86,421 11.42 46 Tarmount 9,954 8.00 32
Feidh El Botma 32,501 4.29 17 Mtarfa 8,074 6.50 26
Birine 30,913 4.08 16 Chellal 5,411 4.30 17
El Idrissia 32,900 4.35 18 Ouled Mahdi 7,069 5.70 23
Messaad 102,453 13.54 54 Ain Khadra 29,046 23.40 93
Dar Chioukh 30,372 4.00 16 Ouanougha 14,397 11.60 46
Charef 24,028 3.17 13 Ouled Mansour 5,731 4.61 19
Ain El Ibel 28,406 3.75 15 Maarif 13,269 10.67 43
Ain Oussera 100,631 13.3 53 Souamaa 7,189 5.78 23
Total 100.0 400 Total 100.0 400
Source: World Bank data.

from 2006 general census by the Central Agency for Public Mobilization and
Statistics (CAPMAS). For the selection of households within a village, fieldwork
supervisors selected random starting points within each village. Each interviewer
was advised to start by selecting the first house to the right of the starting point.
The interviewer then attempted to conduct an interview with every fourth build-
ing. In case of a refusal, the interviewer moved to the next housing unit to com-
plete a questionnaire. If the next housing unit had multiple apartments, only one

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76 Data Collection

was selected to complete an interview. A maximum of 8–10 interviews were


conducted at each point. Table 3.2 provides the population size of each sampled
village, along with the number of interviews completed per village.
In Morocco, the sample was evenly split between the regions of Al-Gharb and
Chichaoua. Within each region, 10 strata were defined and 40 households were
sampled per stratum under an equal allocation design (see table 3.3). The 40
households were selected in two stages to improve efficiency of fieldwork. First a

Table 3.2  Location Information for Arab Republic of Egypt Survey Sample
Population Sample Population Sample
Dakhalia Sharqia
Meet El Kom Vill.,Talkha City 22,944 30 Hehaya City
Kafr El Dabosy, Sherbeen City 12,204 16 El Zarzamon Village 8,692 18
Meet El AamaL, Aga City 24,717 33 El Adwa 10,649 22
Meet Zonkor, Talkha City 6,323 8 Sobeha Village 9,598 20
Balkas City 103,549 — El Mosalmy Village 3,575 8
El Gamalia, Mansoura City 71,652 95 El Salamon Vill 7,398 16
Meet Salsabil, Mansoura City 35,628 49 El Hosaynia City
El Danabik Village, Mansoura City 8,535 11 Smakin Shark Vill 7,790 16
Abo Daood El Enab Village, Aga City 5,159 7 Smakin Gharb Vill 12,478 26
Meet Mzag, Mansoura City 10,687 14 Soad Island Vill 40,090 84
Gamasa City 755 — Abo Kabir City
El Shekh Island Vill 3,394 7
Awlad Musa Vill 15,903 33
El Sawaky Vill 5,997 13
Nazlt El Arien Vill 9,442 20
Fakos City
El Ghadadna Vill 7,019 15
Akyad El Bahria Vill 21,365 45
Akyad El keblia 18,696 39
Kafr El Hag Omar 7,858 17
Source: World Bank data.
Note: — = not available.

Table 3.3  Location Information for Morocco Survey Sample


Households Interviews Households Interviews
Al Gharb Chichaoua
Moulay Bousselham 2,292 40 Ahdil 1,146 40
Lalla Mimouna 1,531 40 Ait Hadi 819 40
Bahhara Oulad Ayad 3,213 40 Lamzoudia 1,439 40
Sidi Mohamed Lahmer 4,608 40 Sid Mokhtar 635 40
Souk Tlet EL Gharb 2,866 40 Sidi Bouzid Ragragui 1,504 40
Sidi Allal Tazi 1,542 40 Sidi M’hamed Dalil 591 40
Mograne 3,623 40 Douirane 1,698 40
Mnasra 4,088 40 Gmassa 1,184 40
Ameur Seflia 5,466 40 Majjat 1,059 40
Dar Bel Amri 4,941 40 M’zouda 1,299 40
Source: World Bank data.

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random sample of douars (villages) was selected from a complete listing of


douars in each region, although douars with less than 100 households were not
selected. Second, in the absence of a complete listing of households within each
douar, an algorithm was used to ensure a random sample of households in a way
similar to that of Egypt. The starting point was the village center. In cases where
the population in the douar was dense, a pattern of skipping three households
was implemented. Interviewers adhered to the “right-hand rule” so that inter-
views were conducted on the right-hand side of the road/path/“street.” Random
selection of roads/paths was not possible in rural areas similar to urban areas.
Instead, a path was specified by the supervisor and two people followed a path
in opposite directions (for example, north and south or east and west). The first
household along the path was selected, with skipping of three households in
dense areas. If no one was at home, the interviewers proceeded to the next house
along the road/path/street. To avoid excessive clustering, no more than 20 house-
holds were selected from the largest douars, for a total of 40 household inter-
views per stratum.
The Syria survey was implemented in the governorates of Alhasaka and Deir
Ezzor. Within Alhasaka, six areas/provinces and 20 villages were selected from
two of the four districts. Multiple provinces and areas in Alhasaka were not eli-
gible for inclusion due to safety concerns, no relevant climate/weather impacts,
and language issues for areas that bordered Iraq. In Deir Ezzor, 10 areas/prov-
inces and 16 villages were selected. These areas/provinces represented all three
districts in Deir Ezzor. Thus, the sample in Deir Ezzor has better coverage than
that in Alhasaka. Highly urban areas, such as the city centers, were excluded from
both samples. The total number of interviews was divided equally between the
two governorates. Within each district, areas were selected using a random sam-
pling approach (with certain exclusion criteria noted above). Within areas, the
number of interviews was proportionately allocated based on population size.
One or more villages were randomly chosen in each area, although villages that
were very small and where local government permission was denied by the
mayor were excluded. In Alhasaka and Deir Ezzor, 20 and 15 villages were
sampled from the 6 and 10 areas, respectively. The details on the location of the
sample are provided in table 3.4.
Finally, the the Republic of Yemen sample was split between the governorates
of Taiz and Hudayda according to population (58 percent of the sample in Taiz
and 42 percent in Hudayda, see table 3.5). Interviews were completed in 15 vil-
lages within Taiz and 11 villages within Hudayda. The primary reasons for select-
ing the 15 villages in Taiz and 11 villages in Hudayda were the distribution of
population, community variety, local knowledge, and the observed degree of
environmental degradation. The most critical areas with respect to environmen-
tal problems were chosen in both governorates. The total sample size within each
governorate was allocated across the chosen villages on the basis of number of
households on the basis of data produced by the the Republic of Yemen Central
Statistical Organization. Each village was divided into different sectors (or neigh-
borhoods) and interviews were divided equally among the two sectors. In each

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Table 3.4  Location Information for Syrian Arab Republic Survey Sample
District Area Population Villages Interviews
Alhasaka
Adla 25
Alhinna 12
Alshaddada 58,916 Jalila 19
Jermez 27
Tal Alshaddada 27
Alsaada 19
Alhasake Centre Markada 34,745 Shekh Hamad 24
Mweleh 22
Karme 22
Bi’r Alhelou 38,833 Tal brak 27
Tamim 26
Alriha 24
Alarish 30,544 Ghernata 26
Tal Taweel  5
Tel Tamr 10,000 Tal Nasri 20
Abu Ghadeer  6
Haswiya 19
Almalkiya Jawwadiya 40,535 Tal elou 27
Taweel 11
Tobaz 12
Deir Ezzor
Kisra 63,226 Sawwa 24
Al Tarif 23
Basira 40,236 Ali Alsaleh 30
MouHasan 35,113 Jdid Agidat 26
Central Deir ezzor Altibne 48,393 Shiha 36
Khisham 28,718 Mrat 21
Sour 37,552 Aljarya 20
Alinad 16
Alboukamal Hajeen 97,870 Ghranig 40
Keshkeshiya 30
Aljalaa 29,255 Alkitaa 20
Ziban 65,079 Alkouriya 26
Altayyana 19
Al-mayadeen Ishara 96,001 Dablan 37
Sbekhan 32
Source: World Bank data.

sector the interviewers contacted every third household by location to achieve


quasi randomness.
Household sampling weights are usually defined as the inverse of the proba-
bility of selection of a household in a sample. In general, the probability of selec-
tion of a household consists of two components. The first component can be
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Table 3.5  Location Information for Republic of Yemen Survey Sample


Households Percent Sample Households Percent Sample
Taiz Al Hudayda
Al Misrakh 18,277 7 32 Bajil 32,232 19 65
Sabir Al 18,848 7 33 Al Katea’ 16,116 10 32
Mawadim
Salh 17,705 7 31 Al Marawi’ah 14,651 9 30
Al Qahirah 23,417 9 41 Al Mansuriyah 12,697 8 26
Hayfan 18,277 7 32 Bayt Al Faqiah 14,651 9 30
Al Mawasit 23,988 9 42 Al Husainieh 12,697 8 26
Sama’ 21,132 8 37 Zabid 13,186 8 27
Mawiyah 17,134 6 30 Karyet An Nakheel 10,744 7 22
Mawza’ 16,563 6 29 Ad Dahi 13,186 8 26
Ash Shamaya- 15,992 6 28 Az Zaydiyah 11,721 7 24
tayn
Al Ma’afer 13,136 5 23 Al Qanawis 14,162 8 28
Jabal Habashy 19,990 8 35
Makbanah 10,281 4 18
Shara’b Ar 16,563 6 29
Rawnah
Shara’b As 13,707 5 24
Salam
Total Taiz 265,011 100 464 Total Al Hudayda 166,042 100 336
Source: World Bank data.

denoted as P(district), the probability with which a district or other subarea is


selected within a prefecture or governorate. The second component is the prob-
ability of selection of a household within a district, P(household|District). With
a random selection of households within a district, this is the ratio of the number
of interviews competed in a district and the population size of the district. The
probability for a household to be selected is then P(Selection)=P(district)×
P(household|District) and the sampling weight is 1/P(Selection). This is the
approach used for assigning households weights in Algeria.
In Morocco, given that villages were randomly selected from each stratum,
they have an equal probability of selection. This then simplifies the probability
of selection of households, which is simply the ratio of the total number of
household interviewed in a stratum and the size of the stratum. That is,
P(Selection) = Number of interviews/Number of families in an area, with again
the sampling weight defined as the inverse of the probability of selection. In
Syria, the sample was essentially self-weighted (equal probability of selection for
all households), given that the areas within districts were selected randomly, and
so were the households within districts. In Egypt, due to the nonrandom selec-
tion of villages, it is not advisable to produce weights (within villages, households
were selected randomly). Similarly, due to the systematic selection of villages
within governorates in the Republic of Yemen, sample weights are also not pro-
vided (again, within villages households were selected randomly, but villages
themselves were not).
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80 Data Collection

Challenges in Survey Implementation


In Algeria data collection ran from April to October, 2011. Interviewers partici-
pated in training and orientation sessions before going to the field, lasting
approximately three days. Data were collected through face-to-face interviews,
after securing permission from local leaders in each district. The primary field-
work challenges in order to access households were related to transport, hot
weather, and long distances between villages and houses. There were also difficul-
ties with some families who did not want to answer questions, because they
thought the questions were an intrusion into their personal life. The interview
teams went to great lengths to explain to farmers the nature of the survey and
reassure them that the goal was not to probe into their private lives. Although
some households refused to participate in the survey and some did not complete
the entire questionnaire, he overall nonresponse was less than 1.5 percent. The
survey took on average 1.5 hours to complete.
In Egypt, data collection ran from May (following a delayed start) to June
2011. Fieldwork training lasted two days and covered detailed descriptions of the
questionnaire contents, the importance of probing for particular questions, and
role playing activities to gain experience with the questionnaire. The interview
teams consisted of 29 individuals (23 male, 6 female). Household refusals to
participate in the field were primarily due to the length of the questionnaire and
the personal nature of questions. A total of 99 households refused to participate
and 133 people showed reservations when asked questions on personal life
details. The supervisors for the data collection team were responsible for quality
control, which included accompanying interviewers to household visits (20 per-
cent of interviews), checking a subsample of questionnaires for accuracy (20
percent of interviews), and telephone call backs (35 percent of interviews).
Double data entry was conducted for 15 percent of the questionnaires as an
additional test. Some problems we reencountered during interviews, including
respondents who were observed to give any answer just to finish the interview,
respondents that did not take the survey seriously, and interruptions from other
people in the household during the interview.
In Morocco, fieldwork was completed between April and May 2011. The field
team consisted of approximately 20 interviewers, and training for the interview-
ers lasted three days. The training for the Chichaoua team was held in Marrakech,
while the training for the Al Gharb team was held in Casablanca. A relatively
large number of households refused to participate in the survey (144), but there
were no major challenges associated with the fieldwork and household refusal
rates were not tied to any particular issues other than general challenges with
length and sensitivity to certain questions.
In Syria, fieldwork was carried out between March and June 2011. Interviewers
were trained during separate training sessions for each region, with each training
session lasting one day. The training included interview procedures, questionnaire
review, and mock interviews. Supplemental training was done at the start of
fieldwork and following supervisor review of initial completed interviews. The
survey teams comprised 35 individuals, including interviewers, supervisors, and

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Data Collection 81

the office team. A total of 1,200 households were contacted for 800 successful
interviews, with a rate of unsuccessful interviews of 8 percent. Average interview
length was just under one hour. Interview teams encountered security problems
in many villages, and they were required to secure approvals to be allowed to
work in most villages. Four villages refused to participate in the survey. Other
challenges included transportation and lack of roads to some remote villages.
Supervisors reviewed completed questionnaires, accompanied interviewers on
household visits (for 31 percent of the interviews), conducted debriefing sessions
with interviewers, and conducted telephone-based data verification (for 24 per-
cent of interviews).
In the Republic of Yemen the survey took place between June 2011 and
February 2012—with significant periods of nonactivity due to violence in the
areas where the survey was being implemented. The survey team consisted of 26
individuals, including 7 supervisors. The fieldwork teams faced a number of
access-related obstacles, including difficult terrain and lack of transportation.
Some respondents were reluctant to provide their names or the names and per-
sonal information of their family members. Because of these and other chal-
lenges, participation refusal rates were at around 30 percent across both survey
areas.

Qualitative Data Collection


Focus groups and semi-structured in-depth interviews were also implemented in
the five countries for this study. Focus groups are a set of individuals that are
selected and assembled to discuss a given topic of research from the perspective
of personal experience. The conduct of focus groups is based on the assumption
that: participants have a specific experience of or opinions about the topic under
investigation. An explicit interview guide is used and the varied experiences of
participants are explored in relation to a set of predetermined research questions.
Focus group research draws upon respondents’ attitudes, sentiments, beliefs,
experiences and reactions in ways that are not feasible using other methods—for
example, observation, one-to-one interviewing, or survey questionnaires. These
attitudes, feelings and beliefs may be partially independent of the group’s social
setting, but the social and interactive environment provided by a focus group can
help respondents articulate and further reflect upon views. Compared to indi-
vidual interviews, which target individual attitudes and impressions, focus groups
elicit an array of views and psychological processes in a group context.
The original intent was to conduct focus groups in the five countries. But as
mentioned in the introduction, lack of security in the Republic of Yemen made
focus group recruitment difficult, and in n Algeria, focus group recruitment was
hampered by local suspicion. In both countries, this led to a shift toward semi-
structured in-depth interviews which provide similarly rich and textured infor-
mation. In such interviews individuals engage in a discussion themselves and are
posed open-ended questions not unlike the question-answer process in a focus
group setting.

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82 Data Collection

Focus groups and in-depth interviews either can be used at the preliminary
stages of a study to inform other aspects of research or may be used to confirm
findings produced from other research methods, such as following a quantitative
survey. In such a scenario, focus groups are useful as a confirmatory method that
may valid certain hypotheses or assumptions about attitudes, emotional pro-
cesses, or understandings of concepts. In other words, they can help explain sur-
vey findings. Yet as with any method, focus groups and in-depth interviews are
not without their limitations. First, neither method permits sweeping generaliza-
tions across entire populations. This is because focus group samples are not rep-
resentative of large populations. Second, the moderator risks the loss of control
over the direction and tenor of focus group discussion. Group interactions and
dynamics are strongly influenced by the dialogue created by participants.
Consequently, the moderator may have difficulty controlling the flow of discus-
sion. Third, and related to the previous limitation, is the difficulty in drawing out
and isolating individual viewpoints. Since focus group and interview participants
speak in specific contexts, and within specific cultures, it may be difficult to
clearly identify an individual attitude. Still, both approaches can also be used as
an evaluative tool to assess reactions to policies and events and are also useful as
points of departure for future research through generating hypotheses.
The qualitative fieldwork was conducted among adults 18 years of age and
older in each country between November 2010 and February 2012.
Implementation dates varied by country due to Arab Spring protests and govern-
ment collapse which interrupted fieldwork in Egypt, Syria, and the Republic of
Yemen, starting in January 2011. Although the results do not appear to be seri-
ously affected, there is some mention of concern about the security situation
related to Arab Spring events among Egyptian focus group respondents. Results
are based on the conduct of seven focus groups in Morocco, Egypt, and Syria,
with each group comprising six to eight participants: four focus groups among
urban migrants, who have relocated internally from rural areas; and three focus
groups in each rural area among rural residents. The structure of the focus groups
was determined by assumptions and hypotheses believed to be critical in inform-
ing respondent attitudes and their adaption strategies. The rural and urban
groups were comprised of both men and women, and the groups were divided
by age, gender and socioeconomic status. In Algeria and the Republic of Yemen,
as already mentioned, semi-structured interviews were conducted instead.
In order to accurately capture variation in attitudes, respondents were recruit-
ed from select areas referred to as rural or “sending areas” and urban or “receiving
areas.” Rural or “sending areas” are often the source of internal migrants moving
to cities, and were selected for this study based on their long-term physical expo-
sure to environmental degradation and declining agriculture, as well as corollary
trends of rural outmigration to other areas internal to countries. The rural areas
were also the sites of household surveys mentioned in the previous section. In
other words, the rural focus group sites in Algeria (M’Sila), Morocco (Lamzoudia),
Egypt (Dakhalia), Syria (al-Hassakeh), and the Republic of Yemen (Hudaydah)
were chosen based on the extent of documented environmental degradation and

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Data Collection 83

of rural out-migration patterns. “Receiving areas,” by contrast, are urban areas that
are common destination points for internal migrants seeking better opportuni-
ties. These were selected based on trends of rural to urban migration. In most
cases, these areas were among the countries’ largest, most populous cities. Thus,
in Algeria, Morocco, Egypt, Syria, and the Republic of Yemen, the urban focus
group sites were Algiers, Casablanca, Cairo, Damascus, and Sanaa. Table 3.6 pro-
vides more details on the qualitative research sites.
Respondents were randomly recruited door-to-door using a screening ques-
tionnaire that filtered for select demographic characteristics. For receiving areas,
involvement in agricultural activity prior to migrating was a critical selection
criterion for those recruited in urban neighborhoods. Migrants had to have come
from households that relied solely on agriculture as the main source of income,
and relocated to urban areas due to unfavorable agricultural conditions in their
homes of origin within the last 10 years. All rural respondents in sending areas
were selected based on the primacy of agriculture as the main source of eco-
nomic activity. Respondents for in-depth interviews were also recruited similarly
to focus group respondents.
Discussions in focus groups and in-depth interviews in urban areas were orga-
nized around nine questions, with probing for specific aspects or sub-question
within each of the main nine question. The nine questions were as follows: (1)
What would you say the biggest problem facing your household these days?; (2)
As you know, some people who live in this area have relocated from other places.
From where did you relocate?; (3) Why did you leave?; (4) Before you decided
to move, what did you do to try to survive in your village?; (5) How dependent
is/was your family on financial help from other family members living in other
areas or abroad?; (6) When we choose to relocate to another area, we may relo-
cate to a particular area based on certain factors. Why did you choose this town
and neighborhood?; (7) Since you have relocated here what are the biggest prob-
lems or challenges you have faced?; (8) Are you aware of any government pro-
grams that are targeted for people who have relocated for the reasons you
described?; and finally (9) Under what circumstances would you return to your
previous home?
Similarly, the qualitative work in rural areas was organized around a core set
of eight questions, and some probing within each. The questions were as follows:
(1) Thinking about where you live now, including the surrounding conditions,
what would you say is the biggest problem facing your community today?; (2)
Some people believe that this area has been affected by poor weather conditions,
and by this, I mean drought, storms, or flooding. To what extent has this been a
problem in your view? In what ways have poor weather conditions affected the
daily life of your household?; (3) How dependent is/was your family on financial
help from other family members living in other areas or abroad?; (4) Sometimes,
the weather is not very good and farming is difficult. What kinds of programs are
you aware of that are intended to help you improve conditions in your commu-
nity and for your household?; (5) Imagine a situation where there was a major
flood or drought here and you were completely unable to earn an income from

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84 Data Collection

Table 3.6  Qualitative Research Sites


Egypt, Arab Rep.
Location Socioeconomic status Gender Age
#1 Urban Cairo D/E F 25–35
#2 Urban Cairo D/E M 36–45
#3 Urban Cairo C1/C2 F 36–45
#4 Urban Cairo C1/C2 M 25–35
#5 Dakhalia C1/C2 M 36–45
#6 Dakhalia D/E M 25–35
#7 Dakhalia C1/C2 F 36–45
Fieldwork date: March 22–March 27, 2011
Morocco
Location Socioeconomic status Gender Age
#1 Casablanca D/E M 30–35
#2 Casablanca D/E M 40–45
#3 Casablanca C1/C2 M 20–25
#4 Casablanca C1/C2 F 20–25
#5 Lamzoudia D/E M 40–45
#6 Lamzoudia D/E F 30–35
#7a Lamzoudia D/E M 30–35
Fieldwork date: November 22–November 25, 2010
a. Fieldwork date: February 10, 2011
Syrian Arab Republic
Location Socioeconomic status Gender Age
#1 Al-Hassakeh D/E F 25–45
#2 Al-Hassakeh D/E M 25–45
#3 Al-Hassakeh C1/C2 M 25–45
#4 Al-Hassakeh C1/C2 M 25–45
#5 Damascus D/E F 25–45
#6 Damascus D/E M 25–45
#7 Damascus D/E M 25–45
Fieldwork date: August 17–August 20, 2011
Algeria (Semi-structured In-depth interviews)
Location Socioeconomic status Gender Age
#1 Urban Algiers C1/D 7M 25–35
Urban Algiers C1/D 13M 36–45
#2 Rural Djelfa C1/D 15M 36–45
Fieldwork date: February 2012
Yemen, Rep. (Semi-structured in-depth interviews)
Location Socioeconomic status Gender Age
#1 Urban Sanaa C/D/E 3M 25–35
Urban Sanaa C/D/E 7M 36–45
#2 Rural Hudaydah D/E 3F 25–45
Rural Hudaydah C/E 7M 25–45
Fieldwork date: November 29-December 5, 2011
Source: World Bank data.

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Data Collection 85

farming. What would the four things you would be most likely to do in order to
survive?; (6) Some of you mention that you would move somewhere else in our
country. To what town or city would you most likely move?; (7) Why would you
move there?; and finally (8) Once you would have moved to this area, what
would you do to earn a living and survive?
In addition to the focus groups or in-depth household interviews, interviews
with key informants were also carried in each of the five countries. In each coun-
try, a dozen government officials were interviewed and a dozen additional
respondents were contacted from various organizations, including universities,
international organizations, and nongovernmental organization (NGO)s. For
government officials, the questions asked were as follows: How important an
issue is climate change—has it become more of a priority for your government?;
Why has climate change become an important concern? Do you see climate
change as a significant problem in the future?; How has environmental degrada-
tion affected rural populations in particular? What about urban areas that are
attract rural migrants?; What are the challenges facing policy makers in dealing
with climate change migration? What are the gaps in knowledge and resources?;
What is the government doing about rural-urban migration? Is there any public
assistance available to migrants and rural populations affected by environmental
degradation? Can you please describe them to me?; What is the government
planning to do?; What do you think is the level of public awareness about exist-
ing programs?; Why has it been difficult to address this issue?; If there are no
programs, what kinds of programs would be most beneficial in your view?.
For nongovernmental experts, the main questions were as follows: How has
climate change affected this country? In your view, has is contributed significantly
to environmental degradation? And how do you think climate change will affect
the country in the future?; How has environmental degradation affected rural
populations in particular? Do certain populations, such as women and girls, bear
a greater burden?; What kinds of problems are you seeing?; Some people may
choose to relocate to other areas as a coping mechanism. What is the profile of a
typical migrant in this country? In other words what type of person migrates and
why?; To where do people tend to migrate in this country and why?; Have these
patterns and destinations changed over time to your knowledge?; What sorts of
challenges do migrants face when they relocate from one place to another? What
are the political, social, economic, health-related, and practical challenges that
migrants face?; Not everyone is able relocate. What would you say are the biggest
obstacles to migration?; Many migrants face various kinds of environmental
shocks, such as floods and or drought. These shocks often affect agricultural pro-
ductivity and thus income and the very livelihood of households. How do
migrants cope to these situations? What survival strategies do they adopt?; Is there
any government assistance available to migrants and rural populations affected by
environmental degradation?; Is there any nongovernment assistance available to
migrant and rural populations affected by environmental degradation?; What do
you think is the level of public awareness about existing programs?; And if there
are no programs, what kinds of programs would be most beneficial in your view?

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86 Data Collection

Conclusion
New data collection on perceptions of climate change and migration decisions
was a key component of this study. This chapter has documented the process
followed and the choices made for data collection, both quantitative and qualita-
tive. The discussion of the data collection for the household surveys included a
review of key questions in the survey questionnaire, as well as the sampling
design and some of the challenges encountered during survey implementation.
For qualitative data collection, we discussed the approach used in the various
countries and its rationale, as well as the main questions that were asked not only
in focus groups, but also in in-depth interviews, and in the interviews with key
informants.
Perhaps the most important point to emphasize again in concluding this chap-
ter is the fact that neither the household surveys nor the focus groups and the
other qualitative data are representative of the countries as a whole in which
they were implemented, since they are only representative (or quasi-representa-
tive in some cases) of the areas selected for fieldwork. Yet the data are illustrative
of the conditions prevailing in the five countries, and since these countries
account for a large share of the population in the region, they are also illustrative
for the region as a whole, or at least as much as they could be given constraints
in the size of the samples.

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PA R T 3

Impacts, Coping Strategies,


and Adaptation Mechanisms

Climate
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CHAPTER 4

Perceptions of Climate Change,


Weather Shocks, and Impacts
on Households
Franck Adoho and Quentin Wodon

What are the perceptions of households in the Middle East and North Africa Region
regarding changes in the climate of the areas where they live? To what extent are
households affected by extreme weather events such as droughts or floods? And who
tends to suffer the most from such events when they occur? This chapter suggests
answers to these questions on the basis of new household survey data collected in
2011 in Algeria, the Arab Republic of Egypt, Morocco, the Syrian Arab Republic, and
the Republic of Yemen. The household surveys were implemented in two climate
affected areas in each country. Overall, households in these areas do perceive impor-
tant changes in the climate, for example with droughts becoming more frequent. While
many households declare being affected by extreme weather events, with resulting
losses in income, crops, livestock, or fish catchment, this is especially the case of the
poor who appear to suffer the most from extreme weather events.

Introduction
Climate change is expected to result in an increase in global temperatures by
3°C to 5°C in this century, as well as in a reduction in rainfall and greater sea-
sonal temperature and rainfall variability in many areas. Higher sea levels are
also a threat to many areas, including in the MENA region where a large share
of its population is located in low lying areas. With agriculture remaining essen-
tial for livelihood in the region, and existing conditions in terms of water s­ carcity
being already precarious in many areas, climate change represents a significant
concern for households (Verner 2012; see also World Bank 2010 and Foresight
2011). Expectations are that extreme weather events such as floods and
droughts are likely to become more frequent, which has implications for coping
and adaptation mechanisms, as well as internal and international migration (for
example, UNDP 2009; World Bank 2010; Elasha 2010; IPCC 2012; McSweeney,
New, and Lizcano 2009). For a brief review of the literature which informs this
chapter, see the introduction of chapter 1 by Wodon et al. (2014) and chapter

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90 Perceptions of Climate Change, Weather Shocks, and Impacts on Households

2 on the five countries of focus for this work by Burger et al. (2014a), both in
this study.
This chapter focuses on household perceptions regarding climate change, the
impact of extreme weather events, and the ways through which households cope
with such events. More specifically, the chapter looks at four main questions: (1)
What are the perceptions of households in the Middle East and North Africa
Region regarding changes in the climate of the areas where they live?; (2) To
what extent are households affected by extreme weather events such as droughts
or floods and who tends to suffer the most from such events when they occur?;
and (3) How do households cope with extreme weather events? The chapter
suggests answers to these questions on the basis of new household survey data
collected in 2011 in Algeria, Egypt, Morocco, Syria, and the Republic of Yemen
(see Burger et al. 2014a, 2014b). The household surveys were implemented in
two climate affected areas in each country with only slight modifications in the
survey instrument based on country-specific context. The survey took approxi-
mately two hours to administer and it was designed to elicit household percep-
tions of climate change and environmental degradation, self-assessed economic
loss, and coping strategies, among others.
Overall, households do perceive important negative changes in the climate, for
example with droughts becoming more frequent, or rainfall more erratic. While
many households declare being affected by extreme weather events, with resulting
losses in income, crops, livestock, or fish catchment, this is especially the case of
the poor who appear to suffer the most. As far as coping mechanisms are con-
cerned, again the poor ten do have fewer options than better off households.
While none of the findings are unexpected, they do confirm that the poor tend to
be most affected by extreme weather events that are likely to become more fre-
quent with climate change, while they also have fewer means to cope with such
events. It must however be emphasized that the household survey results are not
meant to be representative of the five countries in which the work was carried,
since only a few areas were surveyed in each country. It must also be recognized
that it is difficult to distinguish the separate effects of climate change, environmen-
tal change, and weather shocks on households, and to separate short-term versus
long-term household responses. This is especially the case when working with
cross-sectional household surveys given that shorter-term events may be consis-
tent with, but need not necessarily be reflective of longer-term climate change.
These caveats being stated, the chapter is organized as follows. Section two
introduces the data used for the analysis. Section three discusses household
­perceptions about climate change and extreme weather events. Section four
provides evidence on the impact of changes in weather patterns and the environ-
ment. A brief conclusion follows.

Data
This chapter relies on data from five household surveys implemented in Algeria,
Egypt, Morocco, Syria, and the Republic of Yemen. The same household survey

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Perceptions of Climate Change, Weather Shocks, and Impacts on Households 91

instrument was used in all countries with minor adjustments for country context.
In each country, 800 households were interviewed. The survey questionnaire was
designed by a World Bank team, and the surveys were implemented in the five
countries by Rand in collaboration with local partners.
In Algeria, the survey was implemented in the prefectures of Djelfa and
M’sila. Djelfa is in the north-central part of Algeria, while M’Sila is in the north-
ern part. The sites were selected based on reported high sensitivity to desertifica-
tion and with input from the Algerian government. For example, according to the
Ministry of Agriculture and National Center for Spatial Techniques, 62 percent
of M’Sila province is classified as “sensitive” or “very sensitive” to desertification.
The sample size of 800 families was equally split across the two prefectures.
In Egypt, we selected two Governorates: Dakhalia and Sharqia. Dakhalia is
north-east of Cairo, while Sharqia is in the northern part of the country. The total
sample of 800 interviews was distributed equally across the two governorates.
Within each governorate, the selection of villages was dictated by the Egyptian
government authority that was approving the survey work (Egyptian Environmental
Affairs Agency). There were nine villages selected in Dakhalia, and 16 villages in
Sharqia. A total of 400 interviews were conducted in each governorate.
In Morocco, two regions (Al-Gharb, Chichaoua) were selected based on the
extent of environmental degradation due either recent disasters or longer-term
processes. Within each region, 10 areas or strata were constructed across the
entire region. We considered each area (town) selected as its own stratum, and
the 10 strata to be overall representative of the region. There were 40 household
interviews completed per stratum, under an equal allocation design.
In Syria we selected the governorates of Alhasaka in the northeast and Deir
Ezzor in the east. Within Alhasaka, six areas/provinces and 20 villages were
selected from two of the four districts. Some areas in Alhasaka were not eligible
for inclusion due to safety concerns, no relevant climate/weather impacts, and
language issues for areas that bordered Iraq. In Deir Ezzor, 10 areas/provinces and
16 villages were selected. These areas/provinces represented all three districts in
Deir Ezzor. Interviews were divided equally between the two governorates.
In the Republic of Yemen, we selected the governorates of Taiz in the south
and Hudayda in the western region. The governorates were chosen because of
their exposure to environmental degradation and high rates of migration due to
environmental reasons. The sample of 800 interviews was allocated according to
population size (58 percent in Taiz and 42 percent in Hudayda. The interviews
were completed in 15 villages within Taiz and 11 villages within Hudayda.
The survey questionnaire included a total of 17 sections. This chapter focuses
on part of the data collected in section five on perceptions related to extreme
weather events and climate change, and in section eight on adverse events.
Specifically, the analysis focuses on household answers to four questions (data
from the other sections are used for the regression analysis).
First, households were first asked: “Compared to 5 years ago, have you noticed
any changes in the weather patterns in the following way?” For each of a dozen
types of potential changes in weather patterns, households could answer “yes,”

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92 Perceptions of Climate Change, Weather Shocks, and Impacts on Households

“no,” or “don’t know” (two additional codes capture refusal to respond or feedback
from the households that the condition is not applicable, but these cases were
rare). The potential changes in weather patterns identified in the questionnaire
were: “Rainfall is more erratic; Less rain; More rain; More frequent drought; More
frequent floods; More frequent rain storms; More frequent sand storms; Rainy
season is shorter; The start of the rainy season is later; The end of the rainy season
is earlier; The temperature is hotter; and finally The temperature is colder.”
Second, households were asked: “Compared to 5 years ago, have you noticed
any of the following changes in the environment?” Again for each of a dozen
options, households could answer “yes,” “no,” or “don’t know.” The types of chang-
es in the environment listed were: “Deforestation and less trees; More frequent
livestock loss; More frequent crop failure; Less fish in rivers, lakes or sea; More air
pollution; More water pollution in rivers, lakes, sea or streams; Less water in bore-
holes, rivers, lakes or streams; Land is dryer; Less fertile land; More soil erosion;
More insects and pests in crops; More diseases in animals and livestock; Towns
and urban areas are more crowded; People have migrated out to other places.”
Note that the last two types of changes in the environment result from human
responses through migration to changes in weather patterns and the environ-
ment. While migration itself may bring changes in the environment, those last
two changes will not be included in the analysis of this chapter, which focuses
more directly on changes in weather patterns and how they affect households.
The third important question in the section of the questionnaire in climate
change used in this chapter relates to the impact of weather and environmental
patterns. Specifically, households were asked the following question: “In the past
5 years, have you or your household experienced the following events as a result
of weather and environmental patterns?” As before, households could respond
“yes,” “no,” or “don’t know”, this time for four different types of losses: “Loss of
crops; Loss of income; Loss of livestock or cattle; and Less fish caught.”
Finally, in section eight of the questionnaire, households were asked the fol-
lowing question: “I am now going to read a list of adverse events that may have
occurred over the last 5 years. By shocks, I mean severe weather that has affected
your household’s welfare. Thinking of adverse events over the last 5 years that
have had an impact on your household, please tell me which one adverse event
impacted your household the most?” The potential answers for that question
were the following: “Drought; Flood; Storms; Mudslides; Excessive heat; Excessive
rain; Pest infestation; and Crops and livestock diseases.” Given these four ques-
tions, the objective of the chapter is very simple: it is to document household
perceptions regarding changes in weather patterns and their environment as well
as adverse events, and whether these changes and events lead to various types of
losses for households, depending on the households’ characteristics.

Perceptions of Climate Change


Do households believe that changes in weather patterns and their environment
are taking place in the five countries? Before answering that question, it is

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Perceptions of Climate Change, Weather Shocks, and Impacts on Households 93

i­mportant to mention a caveat to the analysis. Perceptions of changes in weath-


er patterns need not mean that weather patterns are actually changing or that
climate change is actually occurring. In addition, while the questions were
asked over the last five years, it could be that household responses reflect per-
ceptions that have matured over a longer period of time. The reason why the
questions were asked about the last five years is that household recall of
weather patterns is likely to be more accurate over that period than over longer
periods of time. As to the reliance on data on perceptions, even if they may not
always reflect reality very well (the issue of recall adds to that), they are still an
important entry point in trying to understand how changes in weather patterns
of the environment affect household livelihoods, and how households respond
to such events. In fact, at least to some extent, one might argue that decisions
on how to cope with and adapt to changes in weather patterns and the environ-
ment may be influenced as much by how households and individuals perceive
those changes than by the events themselves. Thus the information is valuable.
Household perceptions about changes in weather patterns and the environ-
ment have been ranked in table 4.1 according to the share of households sharing
these perceptions (that is, answering “yes”) in the five-country sample. More than
three fourths of households in the combined sample (77.5 percent) declare that
rain has become more erratic, and almost three quarters (72.4 percent) declares
that temperatures have increased. Between half and two thirds of households
declare that there is less rain today than five years ago, that the land is dryer or
less fertile, that the rainy season starts later, is shorter, or ends earlier, and that
droughts are more frequent. Households also believe that the diseases are
increasing for animals and livestock, that there are more insects and pets in crops,
less water in boreholes, rivers, lakes or streams, more air pollution, more frequent
crop failures and livestock loss, and more soil erosion.
A few of the extreme weather events often associated with climate change,
such as rain storms and floods, are however not perceived as more frequent by a
majority of households, but even for those events, almost half of respondents
mention that they have increased in frequency (these events tend to be more
localized, so it is to be expected that a smaller share of the sample would report
them, which does not necessarily mean that they are less frequent). Some house-
holds do suggest that temperatures are becoming cooler (this is the case for
almost half of the sample), and that there is actually more rain, but this is often
the case only for a minority of households, and the overall picture that emerges
is that of negative perceptions of changes in weather patterns and the environ-
ment, generally toward a dryer climate.
Basic statistics are also provided in table 4.1 on perceptions by country, and
according to the welfare level of households. The welfare quintiles are based on an
index of wealth estimated through factorial analysis, as often done in the absence
of data on consumption. The quintiles are based on an index of wealth estimated
through factorial analysis, as often done in the absence of good data on consump-
tion. There are clear differences between countries in perceptions, as expected. In
Syria, virtually all households declare that most of the changed in weather patterns

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Table 4.1  Perceptions of Climate Change and Environmental Conditions
94

Percent

Country Assets Quintiles


Egypt, Arab Syrian Arab Yemen,
Algeria Rep. Morocco Republic Rep. Q1 Q2 Q3 Q4 Q5 All
Changes reported by a majority of households
Rain more erratic 81.7 43.6 91.1 99.6 71.6 76.8 74.4 78.0 79.8 78.6 77.5
Temperature is hotter 82.9 40.6 69.8 100.0 68.5 66.6 68.5 67.5 79.1 79.7 72.4
Less Rain 81.8 20.5 48.9 100.0 81.6 62.3 57.8 61.6 72.8 77.7 66.6
Land is dryer 64.5 13.8 73.0 98.3 74.6 63.4 65.5 65.1 65.0 65.2 64.8
Less fertile land 53.0 12.4 79.7 94.6 71.5 67.8 64.3 60.0 60.2 59.0 62.2
Rainy season starts later 51.9 12.1 71.4 100.0 67.2 46.4 58.6 62.3 66.0 69.1 60.5
Rain season is shorter 55.5 13.3 64.6 100.0 67.8 47.4 53.5 60.2 68.2 71.4 60.2
More frequent droughts 56.2 16.5 59.3 100.0 63.4 62.7 63.8 63.1 53.8 52.6 59.1
More diseases in animal and livestock 52.2 23.4 58.9 91.8 61.1 63.7 63.3 55.3 55.7 49.3 57.5
More insects and pets in crops 38.5 18.5 71.4 92.4 60.8 52.1 54.5 55.0 61.9 57.8 56.3
Less water in boreholes, rivers, lakes, or streams 50.1 11.4 64.6 90.0 64.4 47.5 52.5 59.3 62.9 58.3 56.1
More air pollution 36.1 23.3 71.2 83.0 64.4 55.8 57.0 57.2 51.9 56.2 55.6
More frequent crop failure 41.7 21.0 65.9 87.0 61.2 62.8 59.2 59.9 50.6 44.9 55.4
Rainy season end earlier 39.2 15.1 54.3 99.8 61.6 47.8 51.3 62.2 55.1 53.8 54.0
More frequent livestock loss 47.6 17.5 56.1 88.1 53.0 63.3 55.7 53.9 49.8 40.1 52.5
More soil erosion 29.6 12.6 75.3 91.1 53.5 48.8 53.9 58.8 51.5 49.5 52.4

Changes reported by a minority of households


More frequent sandstorms 50.7 10.3 36.7 99.5 45.8 51.2 51.0 54.5 44.7 42.0 48.6
Temperature is colder 54.1 27.8 34.5 73.8 42.8 40.9 44.4 42.5 52.7 52.0 46.6
More water pollution in rivers, lakes, sea, or
steams 20.1 18.8 65.5 47.0 41.7 34.4 41.2 48.0 38.0 32.0 38.6
Deforestation and less trees 39.6 13.0 37.3 68.6 34.3 52.0 45.2 41.2 29.6 25.4 38.6
Less fish is rivers, lakes, or sea 1.2 12.4 38.5 36.0 35.1 24.2 26.0 27.2 26.0 20.0 24.7
More frequent rainstorms 21.2 9.8 59.4 0.1 16.9 25.8 28.3 25.2 16.6 12.0 21.5
More rain 15.1 20.8 52.0 0.0 17.5 23.6 27.5 28.5 15.3 11.1 21.1
More frequent floods 17.8 3.5 58.2 0.0 7.6 21.1 22.4 23.6 12.1 8.5 17.4
Source: World Bank data.
Perceptions of Climate Change, Weather Shocks, and Impacts on Households 95

and in the environment are occurring. In Egypt by contrast, none of the changes
is reported by a majority of households, with the most frequent change reported
being that of rain being more erratic by 43.6 percent of households. The other
three countries fall somewhere in between, with some changes reported more in
some countries and others in others. Of course, these data are not representative
of the countries as a whole, but only of the two areas sampled in each of the coun-
tries. Still, there is clear evidence that in most areas—with the exception of Egypt,
households do perceive negative changes in weather patterns and the environment
to take place. By contrast, differences in perceptions by quintiles of well-being are
smaller, also as expected, given that within areas all households should broadly
notice the same changes in climate and the environment, even if the impact of
these changes may not be the same for all households.
While table 4.1 provides detailed data on various dimensions of autonomy
identified in the screening card, it is also useful to come up with summary
­measures or indices of autonomy. These are obtained through multiple correspon-
dence analysis (MCA), a technique used for analyzing the relationship between
variables taking categorical values. This type of analysis is often used to uncover
the main underlying factors that capture the variance in a data set, typically with
visualization along two or three dimensions. Here, we are using the techniques to
obtain aggregate indices of the changes in perceptions regarding changes in weath-
er patterns and the environment. By construction the indices constructed through
the MCA are defined in such a way that they explain a share of the variance in the
underlying variables as large possible. In implementing the MCA, we relied on the
subset of variables related to the perceptions of weather patterns and the environ-
ment for which at least 5 percent of the sample responded in the affirmative, so
as to reduce potential noise in the data. Given that for most changes in weather
patterns and the environment more than 5 percent of household declare that these
changes are actually occurring, this procedure does not affect the results too much.
The results for the first two factors of the MCA are presented in tables 4.2
and 4.3. In each table, the original variables are ranked according to their contri-
bution to each of the two factors, by descending order of contribution. For
example in table 4.2 the three variables contributing the most to the first factor
are “Land is dryer-No” and “Less Fertile Land –No”, and “Rainy season starts later-
No”. By contrast, in table 4.3, the variables contributing the most to the second
factor are “More Rain-Yes”, “More frequent floods-Yes,” and More frequent rain-
storms-Yes”. The first factor explains a very large share (88.3 percent) of the
inertia or variance in the data included in the MCA, with the second factor
explaining an additional 6.0 percent of the inertia. Given that these two factors
explain most of the inertia in the original variables, we will use only these two
factors in the subsequent analysis.
Consider first table 4.2. In order to understand intuitively what the first factor
represents, it is necessary to look at both the contribution of each variable and
modality to the factor, and the sign and value of the coordinates for the variables.
The first 12 largest contributors are all indicators of good climatic conditions in
that there is no deterioration in these variables—land is not dryer nor is it less

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96 Perceptions of Climate Change, Weather Shocks, and Impacts on Households

Table 4.2  Results from Multiple Correspondence Analysis—First Factor


Categories Mass Quality % inertia Coordinate Sq. corr. coefficient Contribution
Land is dryer-No 0.014 0.959 0.039 1.714 0.954 0.043
Less fertile land-No 0.016 0.959 0.036 1.58 0.959 0.039
Rainy season starts later-No 0.016 0.942 0.033 1.44 0.92 0.034
More Insect and pets in crops-No 0.019 0.951 0.032 1.355 0.942 0.034
More frequent drought-No 0.017 0.963 0.03 1.389 0.96 0.033
Rain season is shorter-No 0.017 0.93 0.033 1.407 0.881 0.033
More soil erosion-No 0.02 0.958 0.031 1.303 0.946 0.033
Less water in boreholes, rivers, etc.-No 0.019 0.96 0.029 1.309 0.96 0.032
More diseases in animal/livestock-No 0.018 0.949 0.03 1.327 0.942 0.032
More frequent livestock loss-No 0.02 0.936 0.029 1.246 0.921 0.031
More frequent crop failure-No 0.018 0.955 0.028 1.274 0.928 0.03
More air pollution-No 0.018 0.969 0.028 1.28 0.955 0.03
More soil erosion-Yes 0.022 0.958 0.028 –1.159 0.946 0.03
More frequent livestock loss-Yes 0.022 0.936 0.026 –1.123 0.921 0.028
Rainy season ends earlier-No 0.019 0.971 0.025 1.172 0.956 0.027
More Insect and pets in crops-Yes 0.023 0.951 0.026 –1.089 0.942 0.027
Less water in boreholes, etc.-Yes 0.023 0.96 0.023 –1.051 0.96 0.026
Temperature is hotter-No 0.012 0.966 0.024 1.467 0.912 0.025
Rain more erratic-No 0.01 0.954 0.023 1.601 0.953 0.024
Less rain-No 0.014 0.91 0.03 1.309 0.729 0.024
Less fertile land-Yes 0.026 0.959 0.022 –0.968 0.959 0.024
More diseases in animal/livestock-Yes 0.024 0.949 0.022 –1.001 0.942 0.024
More frequent drought-Yes 0.025 0.963 0.021 –0.959 0.96 0.023
More frequent sandstorms-Yes 0.02 0.969 0.021 –1.069 0.962 0.023
Rainy season ends earlier-Yes 0.022 0.971 0.021 –1.014 0.956 0.023
More frequent crop failure-Yes 0.023 0.955 0.022 –0.998 0.928 0.023
More air pollution-Yes 0.023 0.969 0.022 –1.003 0.955 0.023
Land is dryer-Yes 0.027 0.959 0.021 –0.913 0.954 0.023
More frequent sandstorms-No 0.021 0.969 0.02 1.018 0.962 0.022
Rain season is shorter-Yes 0.025 0.93 0.022 –0.938 0.881 0.022
Rainy season starts later-Yes 0.025 0.942 0.021 –0.933 0.92 0.022
Deforestation and less trees-Yes 0.016 0.938 0.02 –1.135 0.925 0.021
More water pollution in rivers, etc.-Yes 0.016 0.929 0.023 –1.141 0.819 0.021
Less fish is rivers, lakes, or sea-Yes 0.01 0.941 0.02 –1.348 0.835 0.019
Less rain-Yes 0.027 0.91 0.015 –0.68 0.729 0.013
Deforestation and less trees-No 0.025 0.938 0.013 0.725 0.925 0.013
More water pollution in rivers, etc.-No 0.026 0.929 0.014 0.721 0.819 0.013
Temperature is hotter-Yes 0.03 0.966 0.009 –0.566 0.912 0.01
Rain more erratic-Yes 0.032 0.954 0.007 –0.473 0.953 0.007
Less fish is rivers, lakes, or sea-No 0.031 0.941 0.006 0.442 0.835 0.006
Temperature is colder-No 0.023 0.899 0.004 0.41 0.898 0.004
Temperature is colder-Yes 0.019 0.899 0.004 –0.483 0.898 0.004
More rain-Yes 0.009 0.766 0.014 0.375 0.078 0.001
More frequent rainstorms-Yes 0.009 0.787 0.011 –0.323 0.076 0.001
More rain-No 0.033 0.766 0.004 –0.103 0.078 0
More frequent floods-No 0.034 0.778 0.002 0.032 0.013 0
More frequent floods-Yes 0.008 0.778 0.011 –0.147 0.013 0
More frequent rainstorms-No 0.033 0.787 0.003 0.091 0.076 0
Source: World Bank data.
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Perceptions of Climate Change, Weather Shocks, and Impacts on Households 97

fertile; the rainy season does not start later, nor is it shorter; droughts are not
more frequent, and insects and pests in crops are not increasing, and so on. The
coordinates for all those variables are positive, so that when these modalities are
observed in the data, the first factor takes on a larger value. The next set of con-
tributors include many variables that take a positive value—yes, there is more soil
erosion and livestock losses, as well as more insects and pests in crops. There is
also less water in boreholes, the rain is more erratic, the land is less fertile,
droughts are more frequent, and so on. For these modalities, the coordinates are
negative, suggesting that these modalities reduce the value assigned to the first
factor. Overall, a higher value for the first factor thus suggests good weather
conditions especially in terms of rainfall and its implications for land fertility,
while a lower value suggests that negative structural changes are occurring, with
less rain, more droughts, and thereby poorer agricultural conditions.
Consider next table 4.3. The variables and modalities with the largest contri-
butions to that factor are very different. More rain as well as more frequent
floods and rainstorms are the first three contributors, and they have positive
coordinates. Negative answers to questions about the frequency of rainstorms
and floods as well as the amount of rain are also important contributors, but with
negative coordinates. This second factor seems to capture the presence of excess
water, especially through floods and rainstorms, which tend to be sudden events,
as opposed to more structural conditions. While a larger positive value for the
first factor denotes good conditions, a larger positive value for the second factor
is associated with excess water, which is a negative.
In order to facilitate the interpretation of the econometric analysis in section
four, we will use the two factors of the MCA, but with two transformations. First,
we will consider the negative value of the first factor as our first summary climate
variable. This means that a larger positive value for the first factor will denote
worse structural conditions in terms of climate (higher temperatures, reduced
land fertility, more droughts and erratic rainfall, and so on). With that first trans-
formation, larger positive values for both factors will denote worsening climate
and environmental conditions. Second, we will normalize the two factors so that
they both take a value between zero and one (this is done by redefining each
factor as its value minus the minimum value, and dividing the result by the dif-
ference between the maximum and minimum values). Thus, a value close to zero
will imply that the conditions are among the best in the sample, while a value
close to one will denote some of the worst conditions in the sample. For ease of
interpretation, and even though this does not capture all of what the two factors
represent, we will denote the two factors as respectively “Dryer/Warmer
Weather” and “Excess Rain.” The question will be whether these two factors are
closely associated with losses for households.

Impact on Households
Having described the perceptions of households about changing weather pat-
terns and their environment, we now turn to the question of whether households

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98 Perceptions of Climate Change, Weather Shocks, and Impacts on Households

Table 4.3  Results from Multiple Correspondence Analysis—Second Factor


Categories Mass Quality % inertia Coordinate Sq. corr. coefficient Contribution
More rain-Yes 0.009 0.766 0.014 4.272 0.688 0.164
More frequent floods-Yes 0.008 0.778 0.011 4.317 0.765 0.141
More frequent rainstorms-Yes 0.009 0.787 0.011 3.785 0.71 0.131
Less rain-No 0.014 0.91 0.03 2.51 0.181 0.09
Less rain-Yes 0.027 0.91 0.015 –1.302 0.181 0.047
More rain-No 0.033 0.766 0.004 –1.172 0.688 0.045
More water pollution in rivers, etc.-Yes 0.016 0.929 0.023 1.607 0.11 0.042
More frequent rainstorms-No 0.033 0.787 0.003 –1.066 0.71 0.037
Less fish is rivers, lakes, or sea-Yes 0.01 0.941 0.02 1.843 0.106 0.035
More frequent floods-No 0.034 0.778 0.002 –0.956 0.765 0.031
Rain season is shorter-No 0.017 0.93 0.033 1.268 0.048 0.027
More water pollution in rivers, etc.-No 0.026 0.929 0.014 –1.016 0.11 0.026
Temperature is hotter-No 0.012 0.966 0.024 1.375 0.054 0.022
Rainy season is shorter-Yes 0.025 0.93 0.022 –0.845 0.048 0.018
More frequent crop failure-No 0.018 0.955 0.028 –0.832 0.027 0.013
Rainy season starts later-No 0.016 0.942 0.033 0.845 0.021 0.012
Less fish is rivers, lakes, or sea-No 0.031 0.941 0.006 –0.605 0.106 0.011
More frequent crop failure-Yes 0.023 0.955 0.022 0.652 0.027 0.01
Rainy season starts later-Yes 0.025 0.942 0.021 –0.547 0.021 0.008
Temperature is hotter-Yes 0.03 0.966 0.009 –0.531 0.054 0.008
More frequent livestock loss-No 0.02 0.936 0.029 –0.615 0.015 0.007
More frequent livestock loss-Yes 0.022 0.936 0.026 0.555 0.015 0.007
Rainy season ends earlier-No 0.019 0.971 0.025 0.565 0.015 0.006
More air pollution-No 0.018 0.969 0.028 –0.592 0.014 0.006
More soil erosion-No 0.02 0.958 0.031 –0.571 0.012 0.006
More soil erosion-Yes 0.022 0.958 0.028 0.508 0.012 0.006
Rainy season ends earlier-Yes 0.022 0.971 0.021 –0.488 0.015 0.005
Deforestation and less trees-Yes 0.016 0.938 0.02 0.528 0.014 0.005
More air pollution-Yes 0.023 0.969 0.022 0.464 0.014 0.005
More insect and pets in crops-No 0.019 0.951 0.032 –0.511 0.009 0.005
More insect and pets in crops-Yes 0.023 0.951 0.026 0.411 0.009 0.004
More diseases in animal/livestock-No 0.018 0.949 0.03 –0.453 0.007 0.004
Deforestation and less trees-No 0.025 0.938 0.013 –0.338 0.014 0.003
Land is dryer-No 0.014 0.959 0.039 0.46 0.005 0.003
More diseases in animal/livestock-Yes 0.024 0.949 0.022 0.341 0.007 0.003
More frequent sandstorms-No 0.021 0.969 0.02 0.313 0.006 0.002
More frequent sandstorms-Yes 0.02 0.969 0.021 –0.329 0.006 0.002
Land is dryer-Yes 0.027 0.959 0.021 –0.245 0.005 0.002
More frequent drought-No 0.017 0.963 0.03 0.286 0.003 0.001
More frequent drought-Yes 0.025 0.963 0.021 –0.197 0.003 0.001
Rain more erratic-No 0.01 0.954 0.023 0.119 0 0
Rain more erratic-Yes 0.032 0.954 0.007 –0.035 0 0
Temperature is colder-No 0.023 0.899 0.004 0.054 0.001 0
Temperature is colder-Yes 0.019 0.899 0.004 –0.064 0.001 0
Less water in boreholes, rivers, etc.-No 0.019 0.96 0.029 –0.013 0 0
Less water in boreholes, rivers, etc.-Yes 0.023 0.96 0.023 0.011 0 0
Less fertile land –No 0.016 0.959 0.036 0.061 0 0
Less fertile land –Yes 0.026 0.959 0.022 –0.037 0 0
Source: World Bank data.
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Perceptions of Climate Change, Weather Shocks, and Impacts on Households 99

declare having been affected by specific extreme weather events, and in that case
which events had the largest impact on them. The data can also be used to assess
whether households suffered from specific losses due to such events. As shown
in table 4.4, when asked if they have been affected by a weather-related disaster
in the last five years, almost all households say that this is indeed the case, except
in the case of Egypt where the proportion is smaller, but still high at 70.75 ­percent.
When asked which adverse event had the largest negative consequences for
them, households cited droughts first (30.9 percent of the overall sample), fol-
lowed by excessive heat (which can be associated with droughts) and floods,
both affecting about 8 percent of households. These two factors—droughts and

Table 4.4  Reported Incidence of Extreme Weather Events and their Impact
Percent

Country
Egypt, Syrian Arab
Algeria Arab Rep. Morocco Republic Yemen, Rep. All
Affected by disaster
No 0.13 29.25 — — 0.62 5.99
Yes 99.87 70.75 100.00 100.00 99.38 94.01

Adverse event with largest impact


Drought 10.92 2.38 14.30 99.00 27.89 30.90
Flood 1.60 0.13 34.56 — 1.38 7.54
Storms 1.72 0.25 — — 0.38 0.47
Mudslides 8.46 — — — 0.25 1.74
Excessive heat 12.67 8.88 13.21 0.75 5.28 8.16
Excessive rain 4.56 5.63 4.19 — 2.64 3.40
Pest infestation 10.73 0.25 — 0.13 0.25 2.27
Crops and livestock diseases 7.40 5.38 0.53 0.13 1.26 2.94
No adverse impact 41.93 77.13 33.21 — 60.68 42.57
Quintiles
Q1 Q2 Q3 Q4 Q5 All
Affected by disaster
No 7.37 5.92 4.92 5.22 6.53 5.99
Yes 92.63 94.08 95.08 94.78 93.47 94.01

Adverse event with largest impact


Drought 27.16 30.67 37.37 32.04 27.53 30.90
Flood 10.93 11.74 10.03 4.11 1.23 7.54
Storms 0.00 0.78 1.32 0.17 0.12 0.47
Mudslides 1.06 5.21 2.46 — 0.12 1.74
Excessive heat 8.54 8.26 7.69 7.21 9.10 8.16
Excessive rain 4.60 4.13 4.41 1.92 2.06 3.40
Pest infestation 7.08 3.22 0.89 — 0.25 2.27
Crops and livestock diseases 3.33 3.40 4.32 2.01 1.75 2.94
No adverse impact 37.31 32.61 31.52 52.54 57.84 42.57
Source: World Bank data.
Note: — = not available.

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100 Perceptions of Climate Change, Weather Shocks, and Impacts on Households

excessive heat on the one hand and floods on the other hand—are closely related
to the two factors that were obtained from the MCA in the previous section,
although the MCA factors tend to capture a broader range of phenomena,
including some of the consequences of changes in weather patterns, for example
in terms of land fertility. Note that there are differences between countries in
table 4.4. In Syria, all households declare having been affected by droughts,
which are also considered as the most damaging adverse event. In Morocco by
contrast, floods were the main adverse event affecting households. There are also
some differences between households according to their quintile of wealth, but
these are less pronounced. For example, the data suggest that households in the
poorer quintiles are more likely to identify the adverse events that affected them
the most, probably because they are more vulnerable to such events.
The fact that the poor are more likely to suffer from changes in weather pat-
terns and the environment is confirmed by households’ responses to the other
question about the effect of these changes on them. As mentioned in section two,
households were asked whether in the last five years they suffered from lost
income, lost crops, lost livestock or cattle, or less fish caught as a result of weather
and environment patterns (the surveys do not provide data on the magnitude of
the losses; they only inform us as to whether losses occurred). Table 4.5 summa-
rizes the responses. More than half of all respondents said that changes in weath-
er patterns and the environment led to a loss of crops, and more than a third
reported a loss of income. About a fourth reported a loss of livestock or cattle,
and 8.6 percent said that they caught less fish (this would be observed only for
those households whose livelihood depend on fishing). The results differ again
between the countries, with especially high frequencies of losses of crops in Syria
(remember that virtually all households in the areas surveyed reported suffering
from a drought), and lower frequencies in Egypt. Yet as expected, households
belonging to lower quintiles of well-being were more likely than better-off
­households to declare having suffered from the various types of losses.

Table 4.5  Economic Impacts of Environmental Change


Percent

Country
Egypt, Syrian Arab Yemen,
Algeria Arab Rep. Morocco Republic Rep. All
Lost income 58.11 8.25 44.90 19.50 52.11 36.59
Lost crops 58.48 28.63 38.00 87.00 60.95 54.62
Lost livestock or cattle 31.21 3.75 26.92 17.00 38.18 23.43
Less fish caught 0.00 0.88 14.77 1.50 25.75 8.60
Quintiles
Q1 Q2 Q3 Q4 Q5 All
Lost income 46.37 44.14 43.21 29.25 20.72 36.59
Lost crops 58.12 61.96 62.13 49.42 42.10 54.62
Lost livestock or cattle 23.81 25.19 30.11 23.17 15.23 23.43
Less fish caught 9.51 10.27 8.90 9.65 4.69 8.60
Source: World Bank data.

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Perceptions of Climate Change, Weather Shocks, and Impacts on Households 101

Do these results on the differentiated impact of adverse weather events on


households depending on their welfare level still hold when conducting multi-
ple regression analysis? The answer to this question is provided in table 4.6
which displays the results of standard probit regressions on whether households
declare having lost income, crops, livestock/cattle, or caught less fish. The mar-
ginal effects estimated at the mean of the sample are displayed, and the levels
of statistical significance are based on robust standard errors. Many of the vari-
ables included in the regression have statistically significant impacts on the
probability of losses. There are differences between countries in the likelihood
of losses as well as the types of losses incurred, which is not surprising, given the
differences in the local economies in the various areas. For example, losses in
crops are most likely in the Republic of Yemen, which is also the country with
the largest share of GDP accounted for by agriculture, while losses in income are
most likely in Syria, which is the country in which more households reported
adverse events.
As expected, the two climatic conditions factors have statistically significant
impacts on the likelihood of losses. The impacts are large. Recalling that the cli-
matic factors are normalized to take a value between zero and one, going from
the best conditions (value of zero) to the worst conditions (value of one) in the
sample for the first factor related mostly to droughts as well as dryer and warmer
weather increases the probability of losses by 42.4 percent for crops, 45.8 per-
cent for income, 31.0 percent for livestock or cattle, and 10.8 percent for fishing.
For the second factor, which is related mostly to floods and excess water, the
impacts of going from best to worst conditions are of a similar order of magni-
tude, at 42.7 percent for crops (the same order of magnitude as that observed for
the first factor), 27.6 percent for income, 34.3 percent for livestock or cattle, and
15.1 percent for fishing. Thus, even if the occurrence of adverse events and envi-
ronmental conditions related to the first factor are more frequent than those
related to the second factor, once those conditions come into play, both types of
changes in weather patterns and environmental conditions have large negative
effects on the livelihoods of households.
Also as expected, the probability of a loss is higher in many cases for poorer
households. This is clear for crop and income losses, where in both cases house-
holds in the bottom three quintiles of wealth tend to have an increase in the
probability of a loss of about 10 percentage points as compared to households in
the top quintile of wealth. On the other hand, losses in livestock and cattle as
well as in fishing are highest in the fourth quintile of well-being, possibly because
those households are more likely to be involved in these activities which tend to
require more assets, while households in the top quintile tend not to be working
much in agriculture. It could of course be that part of the relationship between
welfare levels and losses associated with adverse weather events is due to an
endogeneity issue, in that the lower level of wealth observed for the households
who suffered from a loss may reflect the loss itself. Yet because of the way the
questions are asked over a five-year period, and because welfare is measured
through assets as opposed to income, it is likely that the correlations also reflect

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102 Perceptions of Climate Change, Weather Shocks, and Impacts on Households

Table 4.6  Correlates of Probability of Various Losses Due to Adverse Events (dF/dX)
Loss of crops Loss of income Loss of livestock or cattle Less fish caught
Country (ref. = Syria)
Algeria 0.293*** –0.344*** 0.171*** —
Egypt, Arab Rep. 0.119* –0.344*** 0.021 0.070
Morocco 0.138*** –0.549*** 0.104*** 0.134***
Yemen, Rep. 0.482*** –0.143*** 0.445*** 0.473***
Climatic conditions
Factor 1: Dryer/warmer weather 0.428*** 0.458*** 0.310*** 0.108***
Factor 2: Excess water 0.427*** 0.276*** 0.343*** 0.151***
Quintiles (ref. = Q5)
Q1 0.104** 0.069* –0.035 0.022
Q2 0.088** 0.118*** –0.022 0.009
Q3 0.134*** 0.110*** 0.049 0.011
Q4 0.041 0.059 0.053* 0.046**
Household size (ref. = Less than four)
From 5 to 8 0.013 –0.000 –0.000 0.001
More than 8 0.029 –0.009 0.112*** –0.017*
Land status (ref. = Other)
Landowners 0.424*** 0.218*** 0.167*** 0.080***
Land tenants 0.347*** 0.070 0.059 0.051*
Head age (ref. = 50+ years)
Below 30 –0.105** –0.133*** –0.052 –0.024***
30–39 –0.037 –0.122*** 0.060** –0.017**
40–49 –0.017 –0.111*** 0.029 –0.014**
Head gender (ref. = Female)
Male 0.110 –0.077 –0.060 –0.072

Head marital status (ref. = Other)


Single 0.147 0.221** 0.279** 0.098
Married 0.090 0.108 0.059 0.020*
Head education (ref. = Below primary)
Primary 0.058* 0.014 0.037 0.006
Preparatory –0.046 –0.059 –0.005 0.019
Secondary –0.091** –0.112*** –0.043 –0.015*
Above Secondary –0.053 –0.134** –0.056* –0.010
Head public employee (ref. = no)
Head is public employee 0.038 0.035 -0.007 0.008

Head occupation (ref. = Salaried)


Self-employed farmer 0.224*** 0.251*** 0.045 –0.024***
Nonagric self-employed –0.048 0.064 0.004 –0.008
Other employer 0.111** 0.206*** 0.022 0.009
Servant/unqualified 0.034 0.136*** 0.048 0.013
Other –0.014 0.123** 0.044 0.028
Agriculture/fisheries/pastoral activities 0.075 0.182*** 0.155*** 0.006
Number of observations 3,009 3,009 3,009 2,302
Source: World Bank data.
Note: — = not available.
*** p < 0.01, ** p < 0.05, * p < 0.1.

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Perceptions of Climate Change, Weather Shocks, and Impacts on Households 103

simply a higher propensity of low-income households to be more exposed to


such losses due to their occupations.
The relationship between occupation and losses actually comes out strongly
as well in the regression. First, households who own land (and probably cultivate
it), and to some extent households who are land tenants, both tend to have a
higher probability of losses related to adverse weather events. A similar pattern
is observed in terms of the types of occupation of the household head, with the
highest marginal impact on the likelihood of losses for crops and incomes
observed among the self-employed in agriculture, in comparison to the reference
category of the salaried. Those households who have better jobs as salaried
worker, as well as households whose heads have higher levels of education, tend
to be the least likely to suffer from crop, income, livestock/cattle, or fishing losses
related to adverse weather events.
All of these results make sense, and the regressions simply display basic facts
that are somewhat obvious—namely that households that tend to be poorer as
well as those who rely on agriculture and livestock as well as fishing for their
livelihoods are the most exposed to losses related to changes in weather patterns
and environmental conditions. The other variables in the regressions—such as the
household size and the gender of the household head, do not have statistically
significant impacts on the likelihood of losses. But two more variables display
statistically significant correlations. First, in several instances households with
younger household heads tend to be less affected by adverse weather shocks,
perhaps because they tend to be less employed in traditional agricultural activi-
ties than households with older heads, with these effects being only partially
controlled for in the regression through the other independent variables. At the
same time however, those who are single are more likely to suffer an income or
livestock loss, perhaps at least in the first case because they are also more likely
to be involved in casual labor that is less required when crops are destroyed by
droughts or floods.

Conclusion
The goal of this chapter was to contribute to a better understanding of percep-
tions of climate change and environmental degradation, as well as extreme
weather events and their impact on households in the MENA region. The analy-
sis was based on household surveys implemented in five countries, with a focus
in each country on two areas more susceptible to be affected by adverse weather
shocks. The data suggest that a substantial majority of households do perceive
important changes in the climate and their environment. Some of the most com-
monly reported changes include more erratic rain, higher temperatures, less rain,
dryer and less fertile land, and more frequent droughts. In some areas by contrast,
excess rain is the issue, especially when it leads to floods. As expected, these
household perceptions of changes in weather patterns and the environment are
strongly correlated with the likelihood that households declare having suffered
from various types of losses in livelihood due to adverse c­ limatic events.

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104 Perceptions of Climate Change, Weather Shocks, and Impacts on Households

Also as expected, the data suggest that households involved in agriculture, and
especially the poor as measured through indices of wealth, are most likely to suf-
fer from losses in crops and income, the two most frequently cited types of losses
associated with adverse weather events. By contrast, households who tend to be
more protected through a better education and salaried employment are much
less likely to suffer from the negative effects of perceived climate change and
adverse weather shocks. While none of those results are in themselves surprising,
they help to set the stage for subsequent chapters devoted to an analysis of how
households cope with these changes, first through migration, and then through
other coping and adaptation mechanisms.

Annex 4A: Distribution of Perceptions by Quintiles of the MCA’s First Factor


Table 4A.1  Distribution of Perceptions by Quintiles of the MCA’s First Factor
Percent

Quintiles of the First Factors


Q1 Q2 Q3 Q4 Q5
Rain more erratic No 58.10 28.18 17.27 5.47 4.89
Yes 41.90 71.82 82.73 94.53 95.11
Less rain No 80.92 34.54 30.04 19.65 5.52
Yes 19.08 65.46 69.96 80.35 94.48
More rain No 75.31 75.19 70.96 78.36 92.60
Yes 24.69 24.81 29.04 21.64 7.40
More frequent drought No 88.03 63.34 35.29 11.07 6.27
Yes 11.97 36.66 64.71 88.93 93.73
More frequent floods No 92.52 77.56 73.34 74.63 91.34
Yes 7.48 22.44 26.66 25.37 8.66
More frequent rainstorms No 92.52 77.68 67.08 69.40 83.44
Yes 7.48 22.32 32.92 30.60 16.56
More frequent sandstorms No 91.90 69.20 57.70 26.62 10.54
Yes 8.10 30.80 42.30 73.38 89.46
Rainy season is shorter No 91.52 45.76 42.30 16.17 4.02
Yes 8.48 54.24 57.70 83.83 95.98
Rainy season starts later No 92.27 46.01 35.17 17.41 5.52
Yes 7.73 53.99 64.83 82.59 94.48
Rainy season ends earlier No 89.90 59.60 46.93 28.48 6.78
Yes 10.10 40.40 53.07 71.52 93.22
Temperature is hotter No 68.70 29.80 24.41 13.31 2.89
Yes 31.30 70.20 75.59 86.69 97.11
Temperature is colder No 74.19 53.87 55.19 53.36 33.75
Yes 25.81 46.13 44.81 46.64 66.25
Deforestation and less trees No 95.76 83.54 60.70 46.02 18.82
Yes 4.24 16.46 39.30 53.98 81.18
More frequent livestock loss No 96.13 74.44 47.18 13.93 5.14
Yes 3.87 25.56 52.82 86.07 94.86
More frequent crop failure No 90.27 65.71 41.55 19.65 2.26
table continues next page

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Perceptions of Climate Change, Weather Shocks, and Impacts on Households 105

Table 4A.1  Distribution of Perceptions by Quintiles of the MCA’s First Factor (continued )
Percent

Quintiles of the First Factors


Q1 Q2 Q3 Q4 Q5
Yes 9.73 34.29 58.45 80.35 97.74
Less fish is rivers, lakes, or sea No 97.88 88.53 77.10 71.02 41.78
Yes 2.12 11.47 22.90 28.98 58.22
More air pollution No 94.26 57.86 42.05 19.40 5.90
Yes 5.74 42.14 57.95 80.60 94.10
More water pollution in rivers, lakes, sea or steams No 97.26 77.68 57.07 58.08 15.93
Yes 2.74 22.32 42.93 41.92 84.07
Less water in boreholes, rivers, lakes, or streams No 94.14 62.34 37.17 26.00 2.76
Yes 5.86 37.66 62.83 74.00 97.24
Land is dryer No 93.27 51.00 20.03 8.58 0.75
Yes 6.73 49.00 79.97 91.42 99.25
Less fertile land No 97.01 52.99 26.16 12.06 1.51
Yes 2.99 47.01 73.84 87.94 98.49
More soil erosion No 97.88 69.70 43.18 21.02 3.39
Yes 2.12 30.30 56.82 78.98 96.61
More insect and pets in crops No 95.76 64.84 36.42 21.89 3.64
Yes 4.24 35.16 63.58 78.11 96.36
More diseases in animal and livestock No 92.39 66.46 34.04 14.80 7.03
Yes 7.61 33.54 65.96 85.20 92.97
Source: World Bank data.

Bibliography
Burger, N., A. Grant, S. Kups, Y. Rana, and Q. Wodon. 2014. “Focus Countries.” In Climate
Change and Migration: Evidence from the Middle East and North Africa, edited by
Q. Wodon, A. Liverani, G. Joseph, and N. Bougnoux. World Bank Study. Washington,
DC: World Bank, chapter 2 in this study.
Burger, N., B. Ghosh-Dastidar, A. Grant, T. Ruder, O. Tchakeva, and Q. Wodon. 2014.
“Data Collection.” In Climate Change and Migration: Evidence from the Middle East and
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McSweeney, C., M. New, and G. Lizcano. 2009. “UNDP Climate Change Profiles: Documentation.”
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Verner, D., ed. 2012. Adaptation to a Changing Climate in the Arab Countries. Directions in Development.
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———. 2010. World Development Report 2010: Development and Climate Change. Washington, DC:
World Bank.

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CHAPTER 5

Weather Shocks, Impacts, and


Households’ Ability to Recover
in Morocco
Minh Cong Nguyen and Quentin Wodon

What is the likelihood that Moroccan households, and especially those involved in
agriculture, may be confronted with extreme weather events such as droughts and
floods? Who suffers the most from such events when they occur? To what extent are
different types of households able to recover from such shocks? This chapter provides
answers to these questions on the basis of questions on weather shocks added to a
nationally representative household survey implemented in Morocco in 2009–10. The
data suggest that most households working in agriculture are affected by weather
shocks, often seriously. In the population as a whole, the proportion of households
affected is about one fourth. A majority of households declare not being able to
recover much from weather shocks, as well as other shocks. But in comparison to other
shocks, including unexpected increases in the prices of food and other basic essential
commodities, households are slightly more likely to be able to recover from weather
shocks.

Introduction
Climate change is expected to result in an increase in global temperatures by 3°C
to 5°C in this century, as well as in a reduction in rainfall and greater seasonal
temperature and rainfall variability in many areas. Higher sea levels are also a
threat to many areas, including in the MENA region where a large share of its
population is located in low-lying areas. With agriculture remaining essential for
livelihood in the region, and existing conditions in terms of water scarcity being
already precarious in many areas, climate change represents a significant concern
for households. Expectations are that extreme weather events such as floods and
droughts are likely to become more frequent, which has implications for coping
and adaptation mechanisms (for example, Elasha 2010; IPCC 2012; UNDP
2009; McSweeney, New, and Lizcano 2009; Verner 2012; World Bank 2010). For
a brief review of the literature which informs this chapter, see the introduction

Climate
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108 Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco

of chapter 1 by Wodon et al. (2014) and chapter 2 on the five countries of focus
for this work by Burger et al. (2014a), both in this study.
In the case of Morocco, periodic droughts have now become the norm rather
than the exception. These droughts tend to have substantial effects on house-
holds involved in agriculture in part because irrigated land is rare (Skees 2001;
Swearingen and Bencherifa 2000). The evidence points to a decrease in rainfall
of up to 25 percent and an increase in the frequency of droughts over the last
three decades, which in turn has led to an increase in the volatility of the contri-
bution of agriculture to GDP (Azzam and Sekkat 2005; Barakat and Handoufe
1998; Skees 2001). While farmers have developed new ways to cope with
droughts and the share of households relying primarily or solely on agriculture
for their livelihood has decreased (Swearingen and Bencherifa 2000), many
households remain engaged in agriculture and highly vulnerable to droughts,
especially among the rural poor.
This chapter provides a new assessment of the extent to which households are
subject to extreme weather shocks in Morocco, who suffers the most from these
shocks, and whether households are able to recover from the shocks. The analysis
is based primarily on perceptions, with households assessing subjectively the
extent to which they are affected by weather shocks as well as their ability to
recover from these shocks. The data come from a recent nationally representative
household survey data collected in Morocco in 2009/10. The main objective of the
survey was to collect data on youth employment and civic engagement, but ques-
tions were added to the survey for this study on climate change both to assess to
what extent households were affected by extreme weather events and to be able
to compare their ability to recover from those shocks as opposed to other shocks.
The data suggest that virtually all households working in agriculture are
affected by weather shocks, often seriously. In the population as a whole, the
proportion of households affected by weather shocks is about one fourth, simply
because this is also roughly the proportion of those involved in agriculture, with
other households less likely to be affected. A majority of households declare not
being able to recover much from weather shocks, as well as a range of other
shocks, and this is especially the case for poorer households. But in comparison
to other shocks, including unexpected increases in the prices of food and other
basic essential commodities, households are slightly more likely to be able to
recover from weather shocks.
These findings confirm, as was already observed in the analysis of chapter 4
(Adoho and Wodon, 2014), that the poor tend to be most affected by extreme
weather events that are likely to become more frequent with climate change,
while they also have fewer means to cope with such events or recover from
them. The chapter is organized as follows. Section two introduces the data used
for the analysis. Section three provides basic statistics on the extent to which
households are affected by weather and other shocks, and whether they are able
to recover from the shocks. Section four provides a multivariate analysis of the
correlates of both the likelihood of being affected by various shocks, and the abil-
ity to recover. A brief conclusion follows.

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Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco 109

Data
This chapter is based on data from the Morocco Household and Youth Survey
(MHYS) implemented in 2009/10. The survey is nationally representative (even
if it does not include the scarcely populated Western Sahara southern part of the
country) and includes data on 2,000 households (1,216 in urban areas and 784
in rural areas). The survey was implemented with funding from the World Bank
between December 2009 and March 2010. Much of the questionnaire focused
on issues critical to youth, and especially the obstacles that they encounter on the
labor market and for civic participation. Questions were also asked about young
people’s intentions to emigrate. Other more traditional modules deal with stan-
dard questions on household member demographics and education as well as
employment information. The questionnaire also focused on various shocks
affecting households and their ability to cope with these shocks. In order to be
able to use the survey also for this work on migration in the MENA region, addi-
tional questions as well as options within existing questions were asked at the
design stage of the survey on household perceptions regarding changes in climate,
and whether this affected migration decisions. While the survey also included a
separate instrument administered to most young individuals in the surveyed
households, that part of the survey is not used here.
Apart from a range of household and individual characteristics which are used
as controls in the regression analysis, a few central questions are used for the
analysis presented in this chapter. In section 6B of the questionnaire devoted to
climate change and shocks in agriculture, households are asked the following
question: “Is one of the members of household involved in agriculture or agriculture
related activities?” For those households involved in agriculture, the following
question was then asked: “Over the last five years has your household faced the fol-
lowing problems?” The list of problems identified was as follows: (1) Reduction in
agricultural yields due to inadequate rainfall (periodic and recurrent water scar-
city due to droughts); (2) Reduction in agricultural yields due to too much water
(too much rain or flooding); (3) Poor soil quality due to erosion reducing agricul-
tural yields; (4) Changing and unpredictable climate and temperatures reducing
agricultural yields (that is too hot, too cold, too rainy, too dry); (5) Pest or locust
infestation reducing agricultural yields; (6) Reduced job opportunities in the
agricultural sector; (7) Death of livestock due to bad weather conditions; (8)
Reduction in the stock of livestock since the availability of grazing land is becom-
ing less due to droughts and floods. Next households were asked: “How serious
was the financial loss to the household due to these climate related factors listed
above?” The potential answers were very serious, moderate, serious, and negligi-
ble. Finally households were asked “Was (the household) forced to change the
economic activity after the shock?”
In section 6A about the incidence of shocks and household responses, house-
holds are asked whether since November 2004, the respondent or a member of
the household experienced various shocks. The shocks listed are as follows: (1)
Weather shocks (droughts; floods; pest infestation, crop and livestock diseases);
(2) Unexpected increase in prices of food or other essential commodities
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110 Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco

consumed; (3) Unexpected loss of job; (4) Involuntary reduction in employment


or the number of hours worked; (5) Unexpected decline in prices or demand for
products that you sell; (6) Unexpected increase in prices or shortages of inputs
or products needed for your activity; (7) Loss of asset or of livestock due to theft,
death, or accident; (8) Cut-off or decrease in remittances to household; (9)
Death of main earner for the household; (10) Death of another member of the
family; (11) Serious injury or illness that kept any member from doing normal
activities; (12) Divorce or abandonment by husband; (13) Big amount of dowry
for daughter’s marriage; (14) Other (specify). For every shock that they were
faced with, households are then asked “Have you managed to recovered from the
negative consequences of this shock?” The possible answers were not at all, not
much but some, much but not completely, or completely.

Basic Statistics
Information on the share of households involved in agriculture and affected by
various climate and weather shocks is provided in table 5.1. The data are pro-
vided by type of shock, and information is also reported on the share of house-
holds that have been affected by at least one of the shocks in the last five years
in the sample of households involved in agriculture, as well as in the overall
sample of households. Table 5.1 suggests that 28.1 percent of households are
involved in agriculture, with the proportion being as expected much higher in
rural areas and in the lower wealth quintiles of the population (following stan-
dard practice, wealth quintiles were obtained using factorial analysis on a range
of assets owned by households as well as dwelling characteristics). For example,
in the bottom quintile of wealth, 70.7 percent of households have at least one
member involved in agriculture. Among those involved in agriculture, an over-
whelming majority declares having been affected by at least one climate-related
shock. That proportion is at 92.1 percent, and does not vary too much according
to the quintile of well-being of the household, although it is lower in the top
quintile in comparison with other quintiles.
The most likely shock is a reduction in agricultural yields due to inadequate
rainfall (62.2 percent of households) followed by reduced job opportunities in
the agricultural sector (43.9 percent), a reduction in agricultural yields due to too
much water (38.2 percent), and changing and unpredictable climate and tem-
peratures reducing agricultural yields (34.5 percent). Other shocks affect less
than a third of those involved in agriculture, but are still significant. Among those
involved in agriculture, there are few differences between quintiles in terms of
the likelihood to be affected by specific shocks. However, in the population as a
whole, the likelihood of being affected by climate-related shocks is much higher
in the bottom quintiles simply because the share of the population in those
quintiles involved in agriculture is much higher, as already mentioned. For
example the proportion of those affected by the various shocks listed in table 5.1
is at 65.8 in the bottom quintile nationally, versus 5.3 percent in the top quintile.
As to the seriousness of the shocks, it is also similar across quintiles, or at least

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Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco 111

Table 5.1  Weather Shocks and Impact on Agriculture


Q1 Q2 Q3 Q4 Q5 Urban Rural All
Household has a member involved in
­agriculture or related activities 70.69 38.82 18.20 7.04 5.30 6.15 64.00 28.07

Household faced with climate-related shock


Reduction in agricultural yields due to inad-
equate rainfall 60.98 58.66 74.87 68.23 50.35 56.37 63.09 62.18
Reduction in agricultural yields due to too
much water 39.89 33.38 41.82 49.74 19.15 25.43 40.17 38.17
Poor soil quality due to erosion reducing
agricultural yields 22.91 21.10 21.23 19.79 16.51 15.01 22.87 21.80
Changing and unpredictable climate and
temperatures reducing agricultural yields 34.84 31.43 43.86 32.10 22.89 27.34 35.64 34.51
Pest or locust infestation reducing
­agricultural yields 14.13 18.61 26.63 22.39 7.08 8.25 18.62 17.21
Reduced job opportunities in the agricultural
sector 43.75 49.31 38.72 35.56 34.15 29.97 46.04 43.86
Death of livestock due to bad weather
­conditions 28.37 31.25 14.62 22.58 10.41 13.18 28.53 26.44
Reduction in stock of livestock due to lower
availability of grazing land 37.55 32.52 14.62 19.12 10.61 21.78 32.73 31.24
At least one problem in the last five years
(sample of households in agriculture) 93.09 88.79 95.92 97.52 81.20 86.69 92.96 92.10
At least one problem in the last five years
(national sample) 65.81 34.47 17.46 6.87 4.30 5.33 59.49 25.85

Seriousness of financial loss to the household due to climate


Negligible 20.20 24.14 24.73 37.92 18.31 28.58 21.87 22.78
Moderate 44.51 36.16 42.00 39.88 35.49 34.55 42.38 41.31
Serious 22.90 24.44 25.61 15.95 27.39 20.13 23.98 23.46
Very serious 5.48 3.47 3.58 3.77 0.00 3.43 4.55 4.40

Household forced to change the economic


activity after the shock 17.38 13.38 14.79 29.39 13.64 20.42 15.84 16.46
Source: World Bank data.

there are few patterns that display clear differences by quintiles. Households in
the bottom quintiles are slightly more likely to state that the shocks was very
serious than is the case among other quintiles, but the differences are not very
large. Much the same can be said about the probability that households were
forced to change the economic activity after the shock.
As mentioned in the previous section, another question asked in the survey is
about the types of shocks that have affected households. The shocks listed
include not only weather shocks (as one category) but also a dozen other shocks
including unexpected increases in the prices of food or other essential commodi-
ties, unexpected losses of job or involuntary reductions in employment or the
number of hours worked, unexpected declines in prices or in the demand for
products sold, or conversely unexpected increases in prices or shortages of inputs
or products needed for the household’s activity, and other shocks related to theft,

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112 Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco

death, accidents, illnesses, or adverse family events such as divorce or abandon-


ment and large amounts of dowry paid for a daughter’s marriage. The survey
asked not only whether households were affected by those shocks but also
whether they have been able to recover from the shocks.
Table 5.2 provides the results regarding the share of households affected by
the most important shocks (the shocks affecting less than 2 percent of house-
holds are not included in the table) and their ability to recover from those shocks.
The shock that affected the largest share of the population was the increase in
food and other prices, with 71.7 percent of households declaring being affected.
Weather shocks came in second with 21.6 percent of the population being
affected. Note that this proportion is of the same order of magnitude as the share
of the population affected by climate shocks because of their involvement in
agriculture in table 5.1. In table 5.1, 25.9 percent of households declared being
affected, and there is a high degree of coherence in the responses to both

Table 5.2  Incidence of Shocks and Ability to Recover


Q1 Q2 Q3 Q4 Q5 Urban Rural All
(1)  Increase in food/other prices 79.29 74.45 75.34 72.86 55.05 68.13 77.64 71.73
No recovery 50.39 49.05 52.53 49.44 47.59 51.19 48.19 49.96
Some recovery 36.19 34.57 32.42 27.79 21.55 27.35 36.65 31.16
Substantial recovery 11.40 15.82 11.67 19.96 17.24 16.29 13.34 15.08
Full recovery 2.02 0.55 3.38 2.81 13.63 5.17 1.82 3.79

(2)  Unexpected loss of job 13.81 16.16 15.86 14.23 11.04 14.96 13.17 14.28
No recovery 52.08 55.14 53.20 56.52 46.96 57.01 46.28 53.26
Some recovery 30.65 26.61 23.74 27.14 15.58 23.92 27.92 25.32
Substantial recovery 10.58 15.58 9.80 14.18 28.84 13.20 18.01 14.88
Full recovery 6.70 2.68 13.25 2.16 8.62 5.86 7.79 6.54

(3)  Weather shocks 51.79 29.99 14.77 7.04 3.93 6.88 45.70 21.58
No recovery 38.24 48.67 34.40 26.51 6.89 31.77 40.46 38.74
Some recovery 33.25 32.98 41.06 32.46 40.64 30.28 35.47 34.44
Substantial recovery 21.93 15.61 13.88 21.04 41.85 27.10 17.83 19.66
Full recovery 6.58 2.73 10.66 19.99 10.62 10.86 6.24 7.16

(4) Reduction in employment/hours 18.23 15.73 15.59 11.31 6.28 11.37 17.06 13.53
worked
No recovery 54.98 47.03 49.27 46.68 38.27 47.12 50.83 48.89
Some recovery 20.85 27.73 36.70 28.20 23.45 32.17 22.76 27.67
Substantial recovery 21.48 23.58 10.42 25.11 38.28 18.48 24.76 21.48
Full recovery 2.69 1.66 3.61 0.00 0.00 2.23 1.64 1.95

(5) Serious injury or illness preventing 8.31 7.12 8.50 5.88 4.06 6.34 7.58 6.81
work
No recovery 56.19 24.14 58.59 59.93 48.06 55.03 42.89 49.91
Some recovery 29.60 30.64 22.46 15.45 23.86 21.14 29.71 24.75
Substantial recovery 11.44 27.98 7.92 5.90 19.18 11.37 17.17 13.81
Full recovery 2.78 17.23 11.03 18.72 8.90 12.47 10.23 11.53
table continues next page

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Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco 113

Table 5.2  Incidence of Shocks and Ability to Recover (continued)


Q1 Q2 Q3 Q4 Q5 Urban Rural All
(6)  Shortage of inputs/increase in prices 9.87 6.73 4.93 3.51 2.80 3.20 9.48 5.58
No recovery 73.32 26.09 49.45 44.95 7.50 42.81 50.62 47.84
Some recovery 15.92 28.70 36.66 16.51 37.86 31.26 21.14 24.75
Substantial recovery 10.76 39.16 13.90 30.86 42.92 15.89 28.24 23.83
Full recovery 0.00 6.06 0.00 7.69 11.72 10.03 0.00 3.58

(7)  Loss of asset/livestock 13.29 7.14 3.70 0.82 0.78 1.38 11.34 5.15
No recovery 54.75 45.35 64.49 70.03 70.77 60.48 53.33 54.52
Some recovery 24.21 30.31 13.99 0.00 29.23 14.64 25.55 23.73
Substantial recovery 14.29 17.38 6.08 29.97 0.00 11.53 14.63 14.11
Full recovery 6.75 6.97 15.44 0.00 0.00 13.36 6.50 7.64

(8)  Decline in prices/demand for sales 6.53 5.36 6.75 2.51 3.72 4.36 5.94 4.96
No recovery 47.76 33.98 51.16 32.60 18.53 39.41 40.83 40.06
Some recovery 31.05 21.57 44.51 41.68 52.93 43.10 29.30 36.84
Substantial recovery 21.20 32.41 4.32 25.72 28.54 14.48 27.76 20.50
Full recovery 0.00 12.03 0.00 0.00 0.00 3.01 2.10 2.60

(9)  Death of other family member 3.08 4.33 3.90 1.55 2.68 2.65 3.81 3.09
No recovery 49.26 19.71 61.10 46.80 39.95 49.60 33.86 42.24
Some recovery 35.39 28.41 12.68 15.94 16.67 14.38 32.00 22.61
Substantial recovery 8.74 19.50 26.22 15.18 10.53 16.85 17.55 17.17
Full recovery 6.61 32.37 0.00 22.09 32.85 19.18 16.60 17.97

(10)  Death of main earner 1.76 2.25 2.42 2.07 1.06 2.32 1.29 1.93
No recovery 87.88 79.66 71.33 81.76 77.94 78.96 80.61 79.38
Some recovery 12.12 8.75 28.67 0.00 22.06 15.34 8.71 13.66
Substantial recovery 0.00 0.00 0.00 18.24 0.00 5.70 0.00 4.26
Full recovery 0.00 11.59 0.00 0.00 0.00 0.00 10.68 2.71
Source: World Bank data.

questions in that those involved in agriculture declaring being affected by the


climate shocks are also in many cases those mentioning being affected by a
weather shock in the other part of the questionnaire. The fact that the two ques-
tions yield similar results is reassuring about the ability of the survey to identify
those affected by climate shocks.
The third largest type of shock in terms of the share of the households affect-
ed is the unexpected loss of job (14.3 percent), followed closely by a reduction
in employment or hours worked (13.5 percent). The other shocks (serious inju-
ry/illness preventing work, shortage of inputs or increase in input prices, loss of
assets or livestock, decline in prices or in the demand for sales, death of another
family member, or death of the main income earner in the household) tend to
affect a smaller of households. For all 10 shocks identified in the survey, the likeli-
hood of being affected is higher in the bottom quintile as compared to the top
quintile, but the differential is especially large for weather shocks, as well as the
loss of assets or livestock. This is again related to the fact that the poor are much
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114 Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco

more likely to make a living in agriculture and livestock, and are therefore much
more likely to be affected by extreme weather events.
What about the ability of households to recover from shocks? This ability
seems to be limited for most shocks. About half of households declare that they
were not able at all to recover from most shocks, including the increase in food/
other prices, unexpected job losses, a reduction in employment or hours worked,
a serious injury or illness preventing work, a shortage of inputs/increase in prices,
or a loss of asset/livestock. The share of those not able to recover is slightly lower
at about 40 percent for weather shocks as well as for a decline in prices/demand
for sales and the death of other family member, but it is much higher for the
death of the main income earner in the household, at 70.4 percent. The share of
those declaring being able to achieve some, but not a substantial recovery, is also
high, so that only a relatively small minority of households declare being able to
recover from the shocks substantially or fully. In many cases, but not in all cases,
poorer households tend to be less able to recover from various shocks than
wealthier households, and this is especially the case of weather shocks. Thus, not
only are poor households more likely to be affected by weather shocks due to
their involvement in agriculture, but in addition they are also less likely to be able
to recover from those shocks when they occur.

Correlates of the Likelihood of Shocks and the Ability to Recover


This section provides a more detailed analysis of the likelihood of being affected
by various shocks and the ability to recover in a multivariate setting using regres-
sion analysis. The analysis is still descriptive, but it permits for example to assess
whether some types of households, say by quintile of wealth, are more likely to
be affected by shocks, or less likely to be able to recover when affected, control-
ling for other factors such as their geographic location.
Table 5.3 provides the results of simple probit regressions (with robust stan-
dard errors) for the correlates of the probability of being affected by the main
types of shocks (for shocks affecting very few households, the regression analysis
was not implemented). Consider first the coefficient estimates for the level of
well-being of households by quintiles of wealth. There is clear evidence that
poorer households tend to be more affected by many of the shocks than better-
off households. In some cases, the coefficients are statistically significant only for
the top quintile (the reference category being the bottom and poorest quintile),
which suggests that only the wealthiest households are comparatively more pro-
tected than other households. But in other cases there is a clear gradation in risk.
This is the case for weather shocks, where the coefficients estimates are statisti-
cally significant for three of the four quintiles of wealth, and monotically decreas-
ing as wealth increases. Households in the top quintile are 13.1 percentage points
less likely to be affected by weather shocks that households in the bottom quin-
tile controlling for other factors, and this decreases to 11.4 points for the fourth
quintile, 7.1 point for the third quintile, and 3.0 points for the second quintile,
although that last coefficient is not statistically significant. Similar monotonic or

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Table 5.3  Correlates of the Probability of Being Affected by Different Types of Shocks (dF/dX)

Increase in Less hours Lower prices for Higher prices Death of other
Weather shocks ­prices Job loss worked products for inputs Loss of assets member
Head’s age 0.005* 0.003 –0.002 –0.004* –0.001 –0.003*** –0.001 –0.000
Head’s age squared –0.000* –0.000 0.000 0.000 0.000 0.000*** 0.000 0.000
Female head –0.041 –0.039 –0.024 0.054*** 0.033*** 0.008 –0.013 0.021**
Head married –0.080 –0.089 0.015 –0.015 0.012 –0.003 0.006 –0.006
Adult female ratio 0.052 –0.025 –0.126*** –0.155*** –0.020 –0.045** –0.008 –0.005
Household size 0.007** 0.005 0.009*** 0.010*** 0.003** 0.003** 0.003** 0.001
Owns > 1 acre 0.212*** –0.069** –0.091*** –0.028 0.002 0.021* 0.018* 0.015
Urban –0.153*** –0.078*** 0.032 –0.001 0.013 –0.016* –0.018* –0.002

Head Education
Primary 0.005 0.010 –0.007 0.002 0.002 0.003 –0.005 0.007
College –0.001 –0.032 –0.077** –0.079** –0.021 0.022* 0.003 0.026**
Secondary –0.081*** –0.069 –0.009 –0.052** –0.006 –0.001 –0.017* 0.058*
Tertiary and up –0.048 –0.096 –0.066** –0.045 0.023 –0.002 Dropped 0.017

Head Occupation
Work for other –0.041* 0.036 –0.029 0.034 –0.006 –0.016* –0.014 –0.004
Agricultural work 0.083*** 0.089** –0.076*** 0.015 0.032*** 0.011 0.012 –0.009
Nonag. Work –0.037 0.049 –0.041** 0.147*** 0.113*** 0.058** –0.006 0.006
Self-produce work –0.035 –0.164 Dropped –0.011 Dropped Dropped Dropped 0.087

Wealth Index
Q2 –0.030 –0.033 –0.002 –0.029 –0.012 –0.006 –0.009 0.018
Q3 –0.071*** 0.008 0.003 –0.027 –0.004 0.005 –0.005 0.014
Q4 –0.114*** –0.013 –0.033 –0.061*** –0.027*** –0.003 –0.024*** –0.011
Q5 –0.131*** –0.211*** –0.059** –0.094*** –0.024*** –0.011 –0.020** 0.003
table continues next page
115
116

Table 5.3  Correlates of the Probability of Being Affected by Different Types of Shocks (dF/dX) (continued )

Increase in Less hours Lower prices for Higher prices Death of other
Weather shocks ­prices Job loss worked products for inputs Loss of assets member

Region
Guélmim-Es Sem. 0.126 0.220*** –0.002 0.024 –0.019 0.007 Dropped –0.011
Souss-Massa-Draâ 0.083 0.005 0.127* 0.077 0.024 0.036 –0.009 –0.007
Gharb-Cher.-B. 0.123 0.174*** –0.060* 0.052 0.036 0.037 –0.006 –0.019**
Chaouia-Ouard. 0.047 0.015 0.036 –0.035 –0.024** –0.016* –0.018** –0.015
Marr.-Ten.-AH. 0.075 –0.048 0.287*** 0.203*** 0.051 0.075 0.015 –0.006
Oriental –0.106*** 0.055 0.064 –0.030 0.011 0.002 –0.018** –0.025***
Grand-Casablanca 0.118 0.098** 0.063 0.040 0.005 –0.016 –0.023*** –0.027***
Rabat-Salé-Z.-Z. –0.099*** 0.220*** –0.086*** 0.047 –0.017 –0.019** –0.021*** Dropped
Doukala-Abda 0.002 –0.125* 0.038 –0.009 0.039 –0.017** –0.008 –0.013
Tadla-Azilal –0.010 –0.120* 0.002 0.008 –0.013 –0.022*** –0.025*** –0.005
Méknès-Tafilalet 0.179** 0.171*** 0.045 0.034 0.014 0.012 –0.019*** –0.020**
Fès-Boulemane 0.077 0.038 0.117 0.139* 0.037 –0.009 Dropped –0.017*
Taza-Al H.-Tao. 0.083 0.113** 0.039 –0.098*** –0.023** –0.021*** –0.014 –0.021***
Observations 1,986 1,986 1,976 1,986 1,976 1,976 1,762 1,858
Source: World Bank data.
*** p < 0.01, ** p < 0.05, * p < 0.1.
Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco 117

quasi-monotonic gradation patterns are observed for a few of the other shocks
(even though coefficients may not always be statistically significant) including
especially job losses and less hours worked, as well as serious illnesses or
injuries.
A number of other statistically significant coefficients are interesting. As
expected, when households own more than one acre of land, which is the case
mostly for households involved in agriculture, or when the household head is
involved in agriculture, they tend to be much more likely to be affected by
weather shocks. The effects are not only statistically significant, but also large, at
21.2 percentage points for landownership, and at an additional 8.3 percentage
points for a household head working in agriculture as compared to salaried work.
By contrast, households with substantial land are less likely to be affected by
unexpected increases in food prices or other essential commodities, simply
because many of these households tend to be net producers of food, so that they
may actually benefit from increases in food prices. Note however that house-
holds with a head involved in agriculture are more likely to be affected by the
increase in food prices than the reference category of salaried work—so not all
households in rural areas are protected from such food price increases.
Households with land and those with a head involved in agriculture are both less
likely to be affected by job losses, suggesting the protective effect of self-
employed for this type of shock. But households with land are more likely to be
affected by an increase in input prices and by losses of assets and livestock. A few
other effects related to the occupation of the head are at work, including differ-
ences in the probability to lose work.
Urban households are less likely to be affected by weather shocks than rural
households, but also somewhat surprisingly less likely to be affected by unex-
pected increases in the price of food, perhaps because they tend to be better of
(even if this is partially controlled by the assets quintiles). Urban households are
more likely to be affected by the death of the main income earner in the house-
hold, perhaps because they tend to be smaller and thereby without other income
sources. Larger households tend to be more affected by most shocks, which
reflects the fact they live in areas more affected by weather shocks and that with
more household members, the probability that at least one of them will suffer
from a negative shock is simply higher. Female-headed households are also more
likely to be affected by several of the shocks; also this is compensated in part by
the coefficient for the female adult ratio. Households with older heads are less
affected by several of the shocks, possibly because of a higher rate of self-employ-
ment when working, but they are more affected by the possibility of the death
of the main earner, as expected. In general, a higher level of education for the
household head is associated with a lower risk of being affected by shocks—this
is mainly the case for weather shocks (since households with better educated
heads work less in agriculture) and job losses or losses in hours worked (since
individuals in households with better educated heads tend to have more secure
and stable jobs), but there are a few cases when education is positively correlated
with shocks.

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118 Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco

In a few cases the likelihood of shocks is related to geographic location after


controlling for household characteristics. The reference geographic location in
the regression model is the prefecture of Tanger-Tétouhan, which is located in
the tip of the northern part of the country towards Spain. In the case of weather
shocks, in comparison to that region, only one region has a statistically significant
and higher likelihood of shocks (the region of Méknès-Tafilalet, located in the
north-east part of the country, bordering Algeria), while two regions have a lower
probability of weather shocks (the regions of Oriental, located just north of
Méknès-Tafilalet, and Rabat-Salé-Zemmour-Zaér, located to the west of Rabat-
Salé-Zemmour-Zaér). All other geographic effects are not statistically significant,
even though they are all positive. It should not be inferred from these results that
the likelihood of weather shocks is uniform across areas, but simply that the
household survey data do not generate very marked profiles of weather shocks
by area at the level of regions. Of course, the fact that the household survey
sample is limited in each of the regions (there are 14 regions included in the
survey, and 2000 household, so that on average less than 150 households are
included in the sample for each region) also contributes to the lack of statistical
significance of the effects. In a nutshell, while it is important to include geo-
graphic in the regression analysis, not too much should be inferred from the
coefficient estimates for these controls. But the results displayed according to
household characteristics, and especially the vulnerability of poorer households
to weather and other shocks, are important.
What about the ability to recover from the shocks? A probit regression analysis
is provided in table 5.4, where for the sake of simplification, a household was
considered as being able to recover from a shock if the household declared that it
had recovered very much or completely (the results are not qualitatively different
when estimating an ordered probit or logit). All households who declare having
been affected by a shock are included in the analysis, and when a household has
been affected by more than one shock, the different shocks are taken into account.
The fact of combining all types of shocks in the analysis enables us to use the data
in a richer way, including by comparing whether it is more or less difficult for
households to recover from different types of shocks (by contrast, if the analysis
were conducted for each type of shock separately, for many shocks the sample size
would be too small to uncover meaningful results). Two different models are
estimated, with the addition in the second model of the leave-out-mean share of
households declaring having been affected by a shock in a given area.
Again, a very clear pattern emerges in table 5.4 by quintile of wealth, with
richer households much more likely to be able to recover from shocks.
Households in the top quintile are approximately 20 percentage points more
likely to recover from a shock than households in the bottom quintile, and for
the fourth quintile, the gain is at about 11 percentage points versus the bottom
quintile. A better education is also associated with a higher likelihood of recover-
ing, although the effect is statistically significant only for the collège level (which
means lower secondary education and not higher education as is the case in the
United States). Households involved in nonagricultural work are also more likely

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Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco 119

Table 5.4  Correlates of the Ability to Recover from Shocks (dF/dX)


Without LOM With LOM
Head’s age –0.005* –0.004*
Head’s age squared 0.000** 0.000**
Female head 0.011 0.014
Head married 0.070 0.048
Adult female ratio –0.035 –0.020
HH size –0.003 –0.003
Own more than 1 acre 0.051** 0.043*
Urban –0.011 –0.015
Head’s Education
Primary 0.024 0.026
College 0.112*** 0.099***
Secondary 0.024 0.023
Tertiary and up 0.039 0.051
Head’s Occupation
Work for other 0.027 0.031
Agricultural work 0.020 0.031
Nonagricultural work 0.072** 0.084***
Self-produce work 0.070 0.042
Wealth Index
Q2 0.043* 0.038
Q3 0.044 0.034
Q4 0.112*** 0.115***
Q5 0.213*** 0.203***
Region
Guélmim-Es Semara 0.123 0.124
Souss-Massa-Draâ 0.100* 0.089
Gharb-Cherarda-Béni Hssen –0.044 –0.050
Chaouia-Ouardigha 0.083 0.080
Marrakech-Tensift-Al Haouz 0.136** 0.118**
Oriental –0.069 –0.040
Grand-Casablanca 0.058 0.049
Rabat-Salé-Zemmour-Zaér –0.104*** –0.093**
Doukala-Abda 0.109 0.108
Tadla-Azilal –0.042 –0.033
Méknès-Tafilalet 0.009 0.015
Fès-Boulemane –0.011 0.005
Taza-Al Hoceima-Taounate 0.045 0.057
Events
Weather shocks 0.075*** 0.062**
Serious injury illness 0.021 –0.000
Unexpected loss of job –0.000 –0.004
Reduction in employment/hours worked 0.037 0.051
Decline in prices/demand for products 0.006 0.020
Increase in prices/shortage of inputs 0.038 0.038
Loss of assets/livestock –0.006 0.013
Leave-out mean — 0.122***
Number of observations 2,891 2,694
Source: World Bank data.
Note: — = not available.
*** p < 0.01, ** p < 0.05, * p < 0.1.

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120 Weather Shocks, Impacts, and Households’ Ability to Recover in Morocco

to recover from shocks, as are households with older heads (taking into account
quadratic effects). Geographic effects are for the most part not statistically sig-
nificant. But what is important is the fact that as compared to the excluded
category of shocks, which is the unexpected increase in food or other essential
commodity prices, the ability of households to recover from a weather shock is
actually higher by six to seven percentage points depending on the specification,
and not lower (the coefficients for the other shocks are not statistically signifi-
cant, but this may be because for some of the shocks the sample is small). The
fact that the ability to recover from shocks was slightly higher for weather shocks
than for the rise in food and other prices was already apparent in the basic sta-
tistics in table 5.2, but this is simply confirmed in the regression analysis after
introducing a number of controls. While this does not mean that the effect of
weather shocks is small, it means that other shocks—in this case the increase in
food and other prices—may be even more devastating.

Conclusion
What is the likelihood that Moroccan households, and especially those involved
in agriculture, may be confronted with extreme weather events such as droughts
and floods? Who suffers the most from such events when they occur? To what
extent are different types of households able to recover from such shocks? This
chapter provides answers to these questions on the basis of questions on weath-
er shocks added to a nationally representative household survey implemented in
Morocco in 2009/10. The data suggest that most households working in agricul-
ture are affected by weather shocks, often seriously. In the population as a whole,
the proportion of households affected is about one fourth. A majority of house-
holds declare not being able to recover much from weather shocks, as well as
other shocks. But in comparison to other shocks, including unexpected increases
in the prices of food and other basic essential commodities, households are
slightly more likely to be able to recover from weather shocks.

Bibliography
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Impacts on Households.” In Climate Change and Migration: Evidence from the Middle
East and North Africa Region, edited by Q. Wodon, A. Liverani, G. Joseph, and
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Azzam, A., and K. Sekkat. 2005. “Measuring Total-Factor Agricultural Productivity under
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Barakat, F., and A. Handoufe. 1998. “Approche agroclimatique de la sécheresse agricole au
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Burger, N., A. Grant, S. Kups, Y. Rana, and Q. Wodon. 2014. “Focus Countries.” In Climate
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Chapter 6

How Do Households Cope with and


Adapt to Climate Change?
Franck Adoho and Quentin Wodon

What are the coping mechanisms and adaptation strategies (apart from migration,
which is discussed in part 3 of the study) that households use in order to respond to
changes in climate and environmental conditions? Are households forced to sell assets
or take other emergency measures in cases of losses due to extreme weather events?
Beyond short-term emergency responses, are they taking measures to adapt to chang-
ing conditions? This chapter, which as was the case for chapter 4 is based on new
household survey data collected in 2011 in Algeria, the Arab Republic of Egypt,
Morocco, the Syrian Arab Republic, and the Republic of Yemen, documents the cop-
ing and adaptation strategies of households as well as government and community
responses to changes in weather patterns and the environment. Overall, the results
suggest that coping and adaptation strategies used by households to deal with shocks
are diverse, but still limited, as are the community and government responses that
could help them.

Introduction
As already mentioned in previous chapters, weather and environmental condi-
tions in many areas of the MENA region have worsened in the recent past and
are expected to worsen further in the future. This is likely to lead to substantial
increases in temperature, reductions in rainfall, and a higher likelihood of
extreme weather events such as droughts and floods (Elasha 2010; IPCC 2012;
McSweeney, New, and Lizcano 2009; UNDP 2009; Verner 2012; World Bank
2010). These trends will exacerbate water scarcity issues and threaten agricul-
tural sectors which remain essential for the livelihood of a substantial share of
the population in many countries, and especially in some of the countries ana-
lyzed in this study (for a brief review of the literature which informs this chapter,
see the introduction of chapter 1 by Wodon et al. [2014] and chapter 2 on the
five countries of focus for this work by Burger et al. [2014a] in this study).
In chapter 4 of the study, an analysis of new household survey data collected
in 2011 in Algeria, Egypt, Morocco, Syria, and the Republic of Yemen suggested
Climate
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124 How Do Households Cope with and Adapt to Climate Change?

that households living in areas exposed to weather shocks indeed do perceive a


change in weather patterns and in their environment. Furthermore, a large
majority of households declare having lost income, crops, livestock or cattle, or
fish due to adverse weather events and changing environmental conditions over
the five years preceding the surveys. It was also shown that the poor have paid
the highest price in terms of a higher likelihood of losses for the changes that are
taking place in the climate.
This chapter is based on the same data as that used in chapter 4 (on the data
and the choice of focus countries, see Burger et al. 2014a, 2014b), but the focus
shifts to a discussion of the coping mechanisms and adaptation strategies used by
the households when affected by adverse weather events or changes in their
environment. Both the households who declare having been affected by weather
shocks and suffered losses and the population as a whole living in the areas where
the surveys where implemented are considered. Apart from looking at household
specific coping mechanisms and adaptation strategies, data are also provided as
to whether communities are promoting adaptation strategies at the local level,
and whether the government also provides support for adaptation, as well as for
coping among others through the availability of social protection programs that
could help households in need.
The structure of the chapter is as follows. Section two introduces the data
used for the analysis, and especially the main questions in the surveys related to
coping and adaptation. Sections three and four respectively discuss households
coping mechanisms and adaptation strategies. Community and government
responses are discussed in section five. A brief conclusion follows.

Data and Methodology


As in chapter 4, this chapter relies on data from five household surveys imple-
mented in Algeria, Egypt, Morocco, Syria, and the Republic of Yemen. In each
country, 800 households were interviewed, typically in two main areas per coun-
try. A brief description of the areas where the surveys were implemented in each
of the countries was provided in chapter 2. The survey questionnaire included a
total of 17 sections. This chapter focuses on part of the data collected in section
five on perceptions related to extreme weather events and climate change, and
specifically on the coping mechanisms and adaptation strategies used by house-
holds to cope with changing climatic conditions and adverse weather shocks.
Data are also provided as to whether communities are promoting adaptation
strategies, and whether the government also provides support to do so.
On coping, households who declared that they had experienced a loss of
crops, income, livestock or fish due to weather shocks or changes in the environ-
ment were asked if they used the following coping strategies: (1) Selling or pawn-
ing livestock; (2) Selling or pawning assets other than livestock, such as land or
jewelry; (3) Withdrawing children from school; (4) Using their savings; and
finally (5) Asking for a loan. In addition, households who did not experience a
loss linked to an adverse weather events were asked whether they would rely on

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How Do Households Cope with and Adapt to Climate Change? 125

the same coping mechanisms in case they would experience such a loss. In that
case, households could say that they strongly agree that they would use the cop-
ing mechanisms, that they somewhat agree, that they somewhat disagree, or that
they strongly disagree. Statistics will be provided on the reliance on various cop-
ing mechanisms for both the households who did experience a loss and for the
sample as a whole, including in that case the responses of households to the same
question in the case of a hypothetical loss. In addition to the basic statistics,
regression analysis will be provided for analyzing the extent to which households
who actually experienced a loss (and for whom the information may be more
reliable) have used the various coping mechanisms. For the regression analysis, a
Heckman probit model is used with a first-stage probit regression on the prob-
ability of experiencing a loss, and a second-stage regression on whether house-
holds have relied on the specific coping strategy after the loss. The identification
variable for the system is the leave-out-mean probability of experiencing a loss
in the area where the household lives, with the area defined as the primary sam-
pling unit of the household in the survey dataset.
On adaptation, households were asked whether they have taken specific
actions to adapt to changing weather patterns following losses of crops, income or
livestock due to weather or environmental changes. All households answered the
question, not only those who declared having suffered losses. The following poten-
tial actions that could be taken by households were listed: (1) change in the timing
of planting the main crop; (2) change in the source from which the water is drawn;
(3) as compared to five years ago, longer time to gather or collect water; (4) col-
lecting more firewood; (5) as compared to five years ago, longer time to collect
firewood; (6) terracing the land; (7) drilling boreholes; (8) change in the produc-
tion technologies used, such as land preparation, sowing or weeding; (9) change in
the crop choices, increase in the crop variety, or adopting drought or flood resistant
crops; (10) change in the percentage composition of crops versus. livestock; (11)
increase in the use of fertilizer or pesticides; (12) seeking or increasing off-farm
employment; (13) receiving occupational training for nonfarm employment; (14)
using more stored water as compared to five years ago; (15) consuming more
stored grains and stored animal products as compared to five years ago; (16) being
aware of people moving out of the community as a result of weather or environ-
mental changes; (17) in the last five years, having people moved into the com-
munity; (18) if people moved into the community, this leading to conflict in the
community; (19) in the past five years, having personally experienced a conflict
over agricultural land or livestock as a result of weather or environmental changes;
and finally (20) in the last five years, having personally experienced a conflict over
water for household use or cultivation as a result of weather or environmental
changes. Simple probit regressions are estimated to look at the correlates of the
probability that households use the various strategies.
On community-level responses, households were asked whether in order to
cope with the loss of crops, income or livestock due to weather or environmental
changes, their community had undertaken the following actions: (1) Planting
trees or installing soil protection measures; (2) Building banks on rivers, streams

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126 How Do Households Cope with and Adapt to Climate Change?

or small check banks to reduce flooding; (3) Developing new infrastructure such
as boreholes, wells, irrigation, or roads; (4) Gathering and disseminating informa-
tion on measures to reduce the loss of crops, income, or livestock; (6) Taking
measures to prepare for future disasters like floods or droughts; (7) Taking action
to improve market access for agricultural products or handicrafts,and so on; and
finally (8) Taking action to purchase seeds, animals or farm equipment. The
responses reflect the perception by households as to whether their community
has adopted adaptation strategies. Because this provides only community-level
information, only summary statistics are provided as opposed to a regression
analysis on the correlates at the household level of these perceptions. Correlates
of perceptions might be interesting to analyze, but given that many households
in the same community will respond in similar way to the questions, the informa-
tion provided by those correlates may not be that useful.
Finally, on government responses, households were asked whether in order to
cope with the loss of crops, income, or livestock due to weather or environmental
changes, the government had undertaken a number of actions. While some
actions are similar to those mentioned in the question on community responses,
others refer more to social protection programs. The list of options in the ques-
tionnaire was as follows: (1) Planting trees or installing soil protection measures?;
(2) Building banks on rivers, streams, or small checking banks to reduce flooding;
(3) Developing new infrastructure such as building boreholes and canals for
irrigation or roads; (4) Providing seeds or fertilizer or fodder for livestock; (5)
Providing storage facility for crops; (6) Providing cash or food for work; (7)
Distributing cash for food during floods and droughts; (8) Providing drinking
water; (9) Providing skills training programs; (10) Providing credit during crop
loss; (11) Improving access to markets by providing transportation; and finally
(11) Supporting prices when agricultural prices are low. Again, the responses
reflect the perception by households as to whether their government has pro-
vided support, and not whether they personally have received support. For that
reason, as for the community level responses, only summary statistics are pro-
vided in the analysis as opposed to regression analysis.
One more point requires a brief explanation regarding the way climatic condi-
tions are treated in the analysis. The survey questionnaire includes a large number
of variables on the perceptions of households regarding various changes in weath-
er patterns and their environment. Instead of trying to assess individually the
impact of each of those variables on coping mechanisms and adaptation strategies,
we rely on two broader indices of household perceptions regarding climatic con-
ditions that were constructed through a multiple correspondence analysis (MCA).
The approach used is discussed in chapter 4. What matters for the interpretation
in this chapter is that the first factor mostly captures the extent to which house-
holds perceive that the climate is becoming dryer and warmer, and it is associated
with droughts and the lack of rain. The second factor mostly captures the extent
to which households suffer from excess water, and it is associated with floods.
Both factors are normalized and take a value between zero and one, with one
characterizing the worst conditions in the sample, and zero the best conditions.

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How Do Households Cope with and Adapt to Climate Change? 127

Household Coping Mechanisms


Table 6.1 provides basic statistics on how households have dealt or might deal
with losses linked to adverse weather events. As mentioned in the previous sec-
tion, households that were affected by climate and environmental patterns and
that lost income, crops, or livestock and cattle, or who caught less fish, were asked
whether they used one of several coping mechanism. Their answer had to be
“yes” or “no” (or don’t know). The households who did not suffer losses were

Table 6.1 Household Coping Mechanisms to Deal with Climate Change and Shocks
Percent

Selling or Selling or Withdrawing


­pawning ­pawning other ­children from Using one’s Asking for
­livestock assets school savings a loan
All households (actual and hypothetical loss)
All 40.61 46.79 36.42 60.55 46.21

Country
Algeria 68.96 50.65 60.15 78.42 50.48
Egypt, Arab Rep. 21.00 20.25 5.13 26.88 13.75
Morocco 41.41 35.26 31.12 46.62 42.04
Syrian Arab Republic 33.75 65.50 54.00 90.38 60.25
Yemen, Rep. 37.94 62.19 31.72 60.45 64.43

Quintiles
Q1 45.32 53.32 43.44 63.69 45.18
Q2 47.05 54.68 46.37 61.62 47.21
Q3 49.82 54.85 42.66 65.93 47.67
Q4 34.48 38.48 27.92 60.86 48.22
Q5 27.12 33.39 22.45 50.95 42.80

Losses
Lost income 61.00 69.98 55.70 87.87 63.75
Lost crops 76.06 69.54 59.88 86.22 65.06
Lost livestock or cattle 80.35 69.16 57.01 83.99 71.40
Less fish caught 71.47 72.87 51.27 80.04 72.60

Receives remittances
Local remittances 57.90 65.71 61.99 79.77 45.09
International remittances 34.73 58.02 47.61 78.34 53.01
Households with an actual loss only
All 42.30 54.09 46.47 78.22 42.57

Country
Algeria 75.84 61.19 79.13 77.69 35.18
Egypt, Arab Rep. 17.13 26.29 10.36 79.68 27.09
Morocco 55.01 54.39 50.81 89.41 61.72
table continues next page

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128 How Do Households Cope with and Adapt to Climate Change?

Table 6.1  Household Coping Mechanisms to Deal with Climate Change and Shocks (continued )
Percent

Selling or Selling or Withdrawing


­pawning ­pawning other ­children from Using one’s Asking for
­livestock assets school savings a loan
Syrian Arab Republic 30.05 68.39 50.68 96.19 43.05
Yemen, Rep. 27.01 41.03 21.54 48.21 43.25

Quintiles
Q1 46.65 60.16 51.33 78.88 40.17
Q2 49.83 61.26 53.61 81.53 45.89
Q3 44.21 54.36 49.46 75.11 44.46
Q4 35.39 42.30 37.02 79.45 41.12
Q5 31.36 49.69 36.96 75.62 40.27

Losses
Lost income 43.00 56.62 47.02 81.10 43.26
Lost crops 55.37 56.08 51.18 76.51 45.18
Lost livestock or cattle 60.19 53.96 46.79 74.01 48.84
Less fish caught 47.23 51.20 37.82 70.95 50.75

Receives remittances
Local remittances 54.91 61.74 66.41 78.60 31.83
International remittances 30.80 58.36 49.23 83.68 41.88
Source: World Bank data.

asked whether they would use the various coping mechanism if they were
affected by climate patterns in the future. Households who strongly or somewhat
agreed that they would use the mechanisms were codified as likely to use it, and
those who somewhat or strongly disagreed were classified as not likely to use the
mechanism, so that the information could be dichotomized and compared with
the response provided by those affected by shocks. In table 6.1, the share of
households actually using or likely to use the various mechanisms as a proportion
of the total population is provided first (the top part of the table factors in those
not affected by shocks). The statistics only for the subsample of households actu-
ally affected by losses is provided next.
For the population as a whole, 60.6 percent of households declare that they
have used or would use their savings in case of a climate shock. This is followed
by 46.8 percent of respondents (typically household heads) who have sold or
would sell their assets, 46.2 percent who have asked for a loan or would do so,
40.6 percent who have sold or would sell their livestock, and finally 36.4 percent
who have withdrawn or would withdraw their children from school. This last
result on the potential impact on schooling of weather shocks is surprising and
would warrant further analysis before being taken at face value. The proportions
of households resorting to these various strategies tend to be higher among lower
quintiles (which have fewer other ways to cope), and they are also higher among
households declaring that they lost income, crops, or livestock/cattle, or caught
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How Do Households Cope with and Adapt to Climate Change? 129

less fish, as expected. There are differences between countries, especially regard-
ing the possibility of withdrawing children from school—in Egypt this is not
considered by most households. Also, households receiving international remit-
tances, who tend to be better off, are less likely to resort to coping strategies,
except using their savings.
The responses for the subsample of those actually declaring a loss are fairly
similar, which is not surprising, given that a majority of household do declare
losses, as documented in chapter 4. The main difference is that the reliance of
households on the first four coping mechanisms is higher among those actually
affected than among the sample as a whole, which could reflect the fact that an
actual shock elicits more responses than a hypothetical one, but could also reflect
the fact that the households actually affected tend to be poorer, which may
require them to rely on such coping mechanisms more, even if many of the
mechanisms such as selling livestock or assets, or withdrawing children from
school often have adverse long-term consequences. In the sample of those
affected, the share of those who sold or pawned livestock increases to 42.3 per-
cent, while that of those who sold other assets increases to 54.1 percent. The
probability of withdrawing children from school reaches 46.5 percent (again, this
last result warrants more analysis), and that of using one’s savings reaches 78.2
percent. The only case where the reliance on the coping mechanism is lower
among those who incurred a loss than among the population as a whole is that
of loans, which may again reflect the fact that those affected by losses tend to be
poorer and thereby may not have access to credit, whether from friends or rela-
tives or from financial institutions.
What about the correlates of the use of various coping mechanisms among the
subset of households actually affected by a shock for which the information is
likely to be more reliable than for the population as a whole? Table 6.2 provides
the results of Heckman probit models (the first-stage probits on the probability

Table 6.2  Correlates of the Coping Mechanisms Used by Households (dF/dX)


Withdrawing
Selling or Selling or pawning ­children from Using one’s Asking for
­ awning ­livestock
p other assets school ­savings a loan
Countries (ref. = Algeria)
Egypt, Arab Rep. –0.442*** –0.266*** –0.419*** 0.039 –0.148**
Morocco –0.282*** –0.157*** –0.281*** 0.108** 0.084*
Syrian Arab Republic –0.405*** –0.170*** –0.339*** 0.324*** –0.030
Yemen, Rep. –0.461*** –0.275*** –0.387*** –0.316*** –0.005

Climatic conditions
Factor 1: Dryer/warmer weather 0.444*** 0.257*** 0.002 0.075 0.027
Factor 2: Excess water –0.125* –0.091 0.118** 0.031 0.155**

Losses (ref. = No loss)


Income 0.151*** 0.118*** 0.046* 0.228*** 0.118***
Crops 0.183*** 0.065** 0.017 0.098** 0.029
table continues next page

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130 How Do Households Cope with and Adapt to Climate Change?

Table 6.2  Correlates of the Coping Mechanisms Used by Households (dF/dX) (continued )
Withdrawing
Selling or Selling or pawning ­children from Using one’s Asking for
­ awning ­livestock
p other assets school ­savings a loan
Livestock/cattle 0.196*** –0.008 0.014 –0.022 0.049**
Fish –0.033 –0.005 0.012 0.052 –0.022

Wealth quintiles (ref. = Q5)


Q1 –0.042 0.038 0.021 –0.038 –0.004
Q2 0.036 0.019 0.032 –0.043 0.027
Q3 –0.022 –0.034 0.013 –0.088** 0.024
Q4 –0.036 –0.067* –0.010 –0.036 –0.001

Land status (ref. = Neither)


Land owners 0.234*** 0.001 –0.064** 0.082* 0.098***
Land tenants 0.171*** 0.064 –0.050 0.157** 0.152***
Remittances
Receives remittance –0.017 –0.035 –0.015 –0.002 –0.081**

Age of head (ref. = 50+ years)


Less than 30 –0.118** 0.014 –0.012 –0.148** 0.118**
30–39 –0.088** –0.055* –0.030 –0.090** 0.127***
40–49 –0.114*** –0.059** –0.045** –0.022 0.094***
Gender
Head is a male –0.147* –0.017 0.034 –0.054 0.022

Education of head (ref. = None)


Primary 0.027 0.045 –0.072** 0.054 –0.062*
Preparatory –0.006 –0.006 –0.084* 0.025 –0.097**
Secondary –0.028 0.040 –0.105** –0.008 –0.052
Above secondary –0.101 0.095 –0.025 –0.075 –0.043

Head occupation (ref. = Salaried)


Self-employed farmer –0.065 –0.117*** 0.040 –0.137*** –0.229***
Nonagric self-employed –0.100 –0.070 –0.032 –0.035 –0.189***
Other employer –0.097 0.047 0.063 0.017 –0.037
Servant/unqualified –0.004 0.011 0.116* 0.103 –0.106*
Other 0.072 0.014 0.097 0.123 –0.025
Agriculture/fisheries/pastoral 0.121* 0.054 0.072 0.036 –0.078

Head public employee (ref. = No)


Head is public employee –0.148*** –0.127*** –0.035 –0.042 –0.020
Observations 3,004 2,995 3,009 2,976 3,000
Source: World Bank data.
*** p < 0.01, ** p < 0.05, * p < 0.1.

of experiencing a loss are not shown; they are very similar to the regressions
presented in chapter 4). Country effects are still at work, but one interesting fact
is that among those affected by shocks, the likelihood of using various mecha-
nisms is not affected much by the quintile of wealth of the household (remem-
ber however that poorer households are often more likely to be exposed to losses
due to adverse weather events). On the other hand, households in areas
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How Do Households Cope with and Adapt to Climate Change? 131

characterized by worsening droughts tend to be more likely to have to sell assets,


while by contrast the impact of worsening floods (the second factor in the MCA
analysis) is only marginally statistically significant. Thus, apart from causing
losses, droughts and the lack of rain are likely to have further negative conse-
quences for households by inducing them to sell assets, while this is not observed
to the same extent for floods.
Another finding is that some types of losses increase the likelihood that house-
holds will rely on coping mechanisms. Income losses are associated with a higher
probability of relying on all coping mechanisms, while a loss in crops is associated
with a statistically higher probability of relying on coping mechanisms in only
three cases—selling or pawning livestock, selling or pawning other assets, and
using one’s savings. A loss of livestock or cattle is associated with a likelihood of
relying on two mechanisms—selling or pawning livestock and using one’s savings.
Catching less fish does not lead to a reliance on the various coping mechanisms.
Landowners and tenants are more likely to have to sell livestock or ask for
loans, but less likely to withdraw their children from school. Understanding this
difference in behavior regarding schooling would require a more detailed analy-
sis, but a possibility might be that children from landowners and tenants might
already be less likely to go to school, because of the necessity to work the land.
At this stage of the analysis this is only a conjecture. While the gender of the
household head does not make much of a difference in terms of the coping
mechanisms used, the education of the head does make a difference, with house-
holds with less-well-educated heads less likely to withdraw children from school,
perhaps again because the children are already less likely to be in school. On the
other hand, some of the occupations associated with lower earnings are also
associated with a higher likelihood of withdrawing children from school. Instead
of reaching a conclusion here on these patterns of withdrawal of children to
school, a more detailed analysis of schooling patterns (who is enrolled in what
grade, for example) would be required before reaching conclusion on that spe-
cific coping mechanism.
Households benefitting from remittances are less likely to ask for a loan, prob-
ably because they already receive some cash in hand thanks to the transfers that
they receive from friends or relatives who migrated. Households with younger
heads are less likely to sell assets or use their savings, and more likely to ask for
loans. This might be because they have fewer assets that they can sell or savings
that they can use in times of difficulties because they have had less time to accu-
mulate those, which then forces them to ask for loans, while households with
holder heads have more options apart from loans. Households with a head self-
employed as a farmer are less likely to sell other assets, to use one’s savings, or to
ask for loans, perhaps because the ability of those households to do so is limited
given their low earnings and accumulation potential or ability to repay loans. The
lower likelihood of asking for loans is also observed for the self-employed in
other sectors and servants as well as unqualified workers. Those working in fish-
eries or pastoral activities are on the other hand more likely to sell livestock, as
expected. Finally, households with a head in the public sector are less likely to

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132 How Do Households Cope with and Adapt to Climate Change?

sell livestock or other assets, possibly because many do not have livestock to sell,
and may also not need to sell assets.

Household Adaptation Strategies


Households were also asked about actions that they took or might take to cope
with the loss of crops, income or livestock due to weather or environmental
changes. The possibilities included changing production technologies such as
land preparation, sowing or weeding; changing crop choices, increasing crop vari-
ety, or adopting drought or flood resistant crops; changing the percentage com-
position of crops versus livestock; increasing the use of fertilizer or pesticides;
seeking or increasing off-farm employment; and receiving occupational training
for nonfarm employment. Households were also asked whether compared to five
years ago, they used more stored water or consumed more stored grains and
stored animal products. They were asked whether they were aware of people
moving out of their community as a result of weather or environmental changes,
and whether in the last five years people moved into their community. Finally,
they were asked if in the past five years they experienced conflict over agricul-
tural land or livestock, or water for household use or cultivation due to weather
or environmental changes.
The results for those questions and most of the options available in the ques-
tionnaire are provided in table 6.3. For the sample as a whole, and for most of
the alternatives presented in the questionnaire, only a minority of households
have implemented any single one of the adaptation strategies. This is explained
in part by the fact that many of the alternatives apply mostly to farming house-
holds, and not all households are involved in farming (this is evident in the fact
that the proportion of households using the various adaptation strategies are
higher among households who own land, many of whom farm their land).
Between one in four and one in five households have relied more on stored
grains/products and stored water, have sought off-farm work, have used more
fertilizers or pesticides, or have made a change in their farm production technol-
ogy. The proportion of those who have received training or changed their crop
mix or the varieties they use is at about 15 percent. Only nine percent of house-
holds have changed their mix of crops and livestock for their livelihood.
On the other hand, more than 4 in 10 households say that they know people
who have moved out of their community due to the climate pressures, and 14
percent declare that some people have moved in, which may at time generate
conflict over water, land, or livestock. There are some large differences between
countries in the use of adaptation strategies, with households in Egypt and Syria
making fewer changes in their modes of livelihood than households in Algeria,
the Republic of Yemen, and to some extent Morocco. It also appears that house-
holds in the bottom quintiles, which tend to be affected by climate change the
most and have limited means to cope with weather shocks and changing condi-
tions, also have made more changes in their livelihood strategies. But this may
also be in part because a larger share of those households is involved in farming.

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How Do Households Cope with and Adapt to Climate Change? 133

Table 6.3 Household Adaptation Strategies to Deal with Climate Change and Shocks
Percent

Change in Change in Change More Seeking Training


­ roduction
p crops mix, crops vs. fertilizers, ­nonfarm for nonfarm
technology varieties livestock pesticides work work
All 19.35 15.53 8.89 21.12 22.67 15.09

Country
Algeria 48.61 42.45 15.25 42.16 57.04 43.30
Egypt, Arab Rep. 2.13 4.50 2.50 4.63 4.13 4.00
Morocco 21.43 16.04 8.93 31.47 25.33 1.67
Syrian Arab Republic 5.38 4.38 3.38 5.88 1.13 2.00
Yemen, Rep. 21.95 12.94 15.10 23.48 29.06 27.28

Quintiles
Q1 31.50 27.92 10.36 22.65 27.57 24.37
Q2 25.42 17.84 11.45 22.35 24.33 18.34
Q3 20.84 19.35 13.21 22.49 24.21 17.00
Q4 10.09 7.51 5.12 22.43 20.64 9.24
Q5 8.65 4.73 4.30 15.46 16.42 6.23

Losses
Lost income 26.19 22.24 12.55 24.02 26.63 19.86
Lost crops 41.65 34.89 17.04 38.33 39.25 29.77
Lost livestock or cattle 32.67 26.84 19.39 36.54 28.87 23.79
Less fish caught 32.58 27.03 24.48 39.63 30.60 23.55

Receives remittances
Local remittances 40.66 35.10 15.91 27.47 40.78 35.86
International
­remittances 12.62 12.23 13.95 14.98 14.96 10.64

Landownership
Landowners 43.42 35.10 16.71 45.66 41.51 29.08
Land tenants 15.15 13.52 14.25 20.98 22.44 11.06
No land cultivated or
owned 5.05 3.76 3.53 6.10 11.15 6.93
Conflict
Use of stored Stored grains/ People People (land, Conflict
water products moving out moving in ­livestock) (water)
All 20.54 28.37 40.29 13.99 12.85 8.35

Country
Algeria 32.08 41.63 17.92 20.46 44.05 11.93
Egypt, Arab Rep. 15.00 13.00 20.38 8.13 1.00 1.13
Morocco 6.54 38.42 48.76 18.26 5.01 8.02
Syrian Arab Republic 12.75 17.00 85.25 2.63 0.38 1.00
Yemen, Rep. 37.69 33.12 26.96 21.14 16.58 20.18
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134 How Do Households Cope with and Adapt to Climate Change?

Table 6.3  Household Adaptation Strategies to Deal with Climate Change and Shocks (continued)
Percent

Conflict
Use of stored Stored grains/ People People (land, Conflict
water products moving out moving in ­livestock) (water)
Quintiles
Q1 20.29 36.94 36.85 14.81 20.58 7.40
Q2 25.24 33.77 42.41 13.86 16.55 9.63
Q3 21.93 30.79 47.06 15.40 19.02 11.19
Q4 18.30 23.90 37.87 13.88 4.26 7.37
Q5 16.89 16.06 37.37 11.99 3.76 6.17

Losses
Lost income 23.34 36.90 50.59 14.02 19.29 11.01
Lost crops 31.74 52.98 40.20 17.89 29.52 15.95
Lost livestock or cattle 32.28 45.32 47.93 22.72 21.85 18.91
Less fish caught 35.48 56.53 45.81 19.11 22.49 24.27

Receives remittances
Local remittances 28.55 46.14 46.13 14.57 37.30 19.70
International
­remittances 19.92 23.55 68.38 14.35 6.93 13.62

Landownership
Landowners 29.55 49.69 37.67 17.20 29.43 15.19
Land tenants 26.79 30.26 33.67 9.37 5.09 3.45
No land cultivated or
owned 14.36 15.10 42.60 12.53 3.53 4.69
Source: World Bank data.

As before households with international remittances who tend to also be better


off tend to rely less on those adaptation strategies than other households.
In a similar way to the analysis presented in the previous section on the cor-
relates of coping mechanisms, an analysis of the correlates of the adaptation
strategies used by households can be provided. This is done in table 6.4 with
probit models for the main adaptation strategies. As for coping mechanisms,
country effects are still at work, but among those affected by shocks, and in many
cases the likelihood of using various adaptation strategies does not seem to be
affected by the quintile of wealth of the household. There are exceptions though,
with statistical significance in the case of the first quintile, as compared to the
reference category of the top quintile. In many cases, the poorest households are
more likely to use adaptation strategies, probably because they are also those
affected the most by climate change, as documented in chapter 4. But in a few
cases, households in the bottom quintile are less likely to adopt a strategy, and
this is especially the case for terracing the land, increasing the use of pesticides
and fertilizers, and (knowing people who are) moving out, three options that are
often costly and may therefore be out of reach for the very poor (the fact that
the very poor are less likely to witness conflict over water could possibly signal
their lack of access or property rights over water).
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How Do Households Cope with and Adapt to Climate Change? 135

Table 6.4  Correlates of the Use of Adaptation Strategies by Households (dF/dX)


Change in Change More time Collecting More time to
time of in water to gather more collect Terracing
planting source water ­firewood ­firewood the land
Countries (ref. = Algeria)
Egypt, Arab Rep. –0.117*** –0.020 –0.054* –0.257*** –0.214*** –0.153***
Morocco –0.116*** –0.078*** –0.076*** –0.064*** –0.118*** 0.045**
Syrian Arab Republic –0.114*** –0.091*** –0.100*** –0.233*** –0.238*** –0.030
Yemen, Rep. –0.040** 0.154*** 0.206*** 0.001 –0.072*** 0.113***

Climatic conditions
Factor 1: Dryer/warmer
weather 0.166*** 0.102*** 0.194*** 0.164*** 0.305*** –0.105***
Factor 2: Excess water 0.007 0.113*** 0.161*** 0.097** 0.143*** 0.099***

Losses (ref. = No loss)


Income 0.122*** –0.000 0.086*** 0.095*** 0.107*** 0.040**
Crops 0.009 0.019 0.037* 0.120*** 0.072*** –0.022
Livestock/cattle –0.004 0.046*** 0.167*** –0.024 –0.036** 0.078***
Fish 0.026 –0.031** –0.056** 0.057* 0.061* 0.080***

Wealth quintiles (ref. = Q5)


Q1 0.071** –0.017 –0.050* 0.065** 0.099*** –0.039**
Q2 0.009 0.020 0.034 0.042 0.007 0.014
Q3 0.001 –0.008 0.041 0.063** 0.056* –0.022
Q4 0.024 –0.018 0.059* –0.005 0.054* 0.030

Land status (ref. = Neither)


Landowners 0.097*** 0.074*** 0.054** 0.076*** 0.058*** 0.132***
Land tenants 0.015 0.145*** 0.106** 0.105*** –0.003 0.136***

Age of head (ref. = 50+ years)


Less than 30 –0.030 –0.034 –0.097*** –0.034 –0.113*** 0.005
30–39 –0.011 –0.025* –0.018 –0.020 –0.072*** 0.030
40–49 –0.018 –0.003 –0.033* –0.035* –0.055*** 0.048***

Gender of head (ref. = Female)


Male –0.015 0.046 0.020 –0.134* –0.180** –0.006

Status of head (ref. = Other)


Single –0.050 0.010 0.044 0.032 0.115 0.017
Married 0.014 0.013 0.006 0.081* 0.078* 0.004

Education of head (ref. = None)


Primary –0.019 –0.023 0.036 –0.004 –0.008 –0.006
Preparatory –0.038* –0.020 0.023 –0.017 –0.063** 0.022
Secondary –0.020 –0.008 –0.016 –0.078*** –0.068** –0.045**
Above Secondary –0.002 –0.021 –0.004 –0.094*** 0.001 –0.018

Head public employee (ref. = No)


Head is public employee –0.061*** –0.032** –0.069*** –0.059** –0.104*** 0.001
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136 How Do Households Cope with and Adapt to Climate Change?

Table 6.4  Correlates of the Use of Adaptation Strategies by Households (dF/dX) (continued)
Change in Change More time Collecting More time to
time of in water to gather more collect Terracing
planting source water ­firewood ­firewood the land
Head occupation (ref. = Salaried)
Self-employed farmer 0.091*** 0.043* 0.020 0.046 0.031 0.116***
Nonagric self-employed 0.021 0.008 –0.030 0.004 –0.021 0.085**
Other employer 0.045 0.029 0.057 0.095** 0.051 0.091***
Servant/unqualified 0.008 0.063* 0.072* 0.053 0.044 0.048
Other 0.017 –0.004 –0.022 0.024 –0.011 –0.048*
Agriculture/fisheries/pastoral 0.058 –0.023 –0.022 0.130*** 0.107** 0.046
Number of observations 2,936 2,927 2,930 2,929 2,926 2,928
Increased Sought or
Changed Changed use of increased
Drilled production Changed crop share ­fertilizer or off-farm
­boreholes technology crops vs. livestock pesticides work
Countries (ref. = Algeria)
Egypt, Arab Rep. –0.171*** –0.164*** –0.075*** –0.023 –0.166*** –0.262***
Morocco –0.118*** –0.167*** –0.125*** –0.058*** –0.074*** –0.201***
Syrian Arab Republic –0.120*** –0.173*** –0.129*** –0.077*** –0.153*** –0.292***
Yemen, Rep. –0.079*** –0.088*** –0.080*** 0.008 –0.027 –0.162***

Climatic conditions
Factor 1: Dryer/warmer
weather 0.020 0.145*** 0.168*** 0.102*** 0.057 0.189***
Factor 2: Excess water 0.162*** 0.071** 0.037 0.113*** 0.302*** 0.019

Losses (ref. = No loss)


Income –0.029* 0.124*** 0.137*** –0.017 0.051** 0.054**
Crops –0.027* 0.022 –0.000 0.035*** –0.014 0.086***
Livestock/cattle 0.030** –0.013 –0.008 0.029** 0.013 –0.113***
Fish 0.029 –0.001 0.013 0.055** 0.004 0.006

Wealth quintiles (ref. = Q5)


Q1 0.007 0.122*** 0.190*** 0.016 –0.066*** 0.020
Q2 0.004 0.068** 0.060** 0.026 –0.060*** –0.007
Q3 0.038 0.003 0.067** 0.024 –0.038* 0.013
Q4 –0.002 0.011 0.042 –0.012 –0.008 0.033

Land status (ref. = Neither)


Landowners 0.116*** 0.190*** 0.133*** 0.054*** 0.273*** 0.111***
Land tenants 0.073* 0.074* 0.091** 0.146*** 0.197*** 0.092**

Age of head (ref. = 50+ years)


Less than 30 –0.033 0.021 0.050 –0.010 –0.060** –0.098***
30–39 –0.019 –0.011 0.015 0.025* –0.020 –0.010
40–49 –0.014 –0.001 0.016 0.025** 0.013 0.017

Gender of head (ref. = Female)


Male 0.060** 0.040 0.003 –0.004 0.073* 0.039
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How Do Households Cope with and Adapt to Climate Change? 137

Table 6.4  Correlates of the Use of Adaptation Strategies by Households (dF/dX) (continued)
Increased Sought or
Changed Changed use of increased
Drilled production Changed crop share ­fertilizer or off-farm
­boreholes technology crops vs. livestock pesticides work
Status of head (ref. = Other)
Single –0.055 –0.095** –0.032 0.004 –0.028 0.004
Married –0.030 –0.080 –0.041 –0.016 –0.012 –0.058

Education of head (ref. = None)


Primary –0.008 0.019 –0.019 –0.002 0.031 –0.099***
Preparatory –0.049** –0.107*** –0.033 –0.028* 0.087** –0.043
Secondary 0.022 –0.007 –0.019 0.025 0.108*** –0.005
Above Secondary 0.040 0.001 0.014 0.019 0.070 –0.002

Head public employee (ref. = No)


Head is public employee –0.018 –0.031 –0.049** –0.002 0.072** –0.016

Head occupation (ref. = Salaried)


Self-employed farmer –0.002 0.040 0.060** 0.041** 0.039 –0.093***
Nonagric self-employed 0.036 0.055 –0.008 0.031 0.192*** –0.052*
Other employer 0.085** 0.078* 0.041 0.001 0.046 –0.083***
Servant/unqualified –0.061*** 0.018 0.131*** 0.044 0.062 –0.065*
Other –0.033 –0.036 –0.009 0.003 –0.057 –0.127***
Agriculture/fisheries/pastoral 0.022 0.091** 0.129*** 0.030 0.066* 0.020
Number of observations 2,925 2,929 2,925 2,926 2,926 2,926

Training for Consumed


nonfarm Used more more stored People Any type of Conflict
work stored water food ­moving out conflict over water
Countries (ref. = Algeria)
Egypt, Arab Rep. –0.094*** –0.007 0.105** 0.191*** –0.090*** –0.048***
Morocco –0.210*** –0.203*** 0.019 0.269*** –0.120*** –0.047***
Syrian Arab Republic –0.135*** –0.090*** –0.153*** 0.594*** –0.108*** –0.076***
Yemen, Rep. –0.025* 0.103*** 0.061* 0.111*** –0.067*** 0.071***

Climatic conditions
Factor 1: Dryer/warmer
weather 0.174*** 0.103*** 0.334*** 0.215*** 0.132*** 0.032
Factor 2: Excess water 0.129*** –0.086** 0.058 0.223*** –0.042* 0.106***

Losses (ref. = No loss)


Income 0.061*** 0.090*** 0.235*** –0.046* 0.056*** 0.010
Crops –0.006 –0.012 0.047* 0.077*** 0.028** 0.012
Livestock/cattle –0.028** 0.044** –0.025 0.126*** –0.024*** 0.035***
Fish 0.002 0.053 0.059 –0.029 0.035* 0.000

Wealth quintiles (ref. = Q5)


Q1 0.122*** –0.039 0.114*** –0.115*** 0.097*** –0.026**
Q2 0.067** 0.034 0.123*** –0.011 0.069** –0.015
Q3 0.034 0.006 0.068* 0.047 0.121*** –0.006
Q4 0.054** –0.030 0.120*** –0.011 0.017 0.001
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138 How Do Households Cope with and Adapt to Climate Change?

Table 6.4  Correlates of the Use of Adaptation Strategies by Households (dF/dX) (continued)
Training for Consumed
nonfarm Used more more stored People Any type of Conflict
work stored water food ­moving out conflict over water
Land status (ref. = Neither)
Landowners 0.067*** 0.122*** 0.173*** 0.057** 0.047*** 0.034***
Land tenants 0.021 0.167*** 0.135*** –0.087** –0.019 –0.026*

Age of head (ref. = 50+ years)


Less than 30 –0.035* –0.051* –0.002 –0.096** –0.036** –0.037***
30–39 –0.004 –0.006 0.008 –0.079*** –0.027*** –0.026***
40–49 –0.000 0.027 0.003 0.012 –0.014 –0.011

Gender of head (ref. = Female)


Male –0.066 0.099*** 0.078 0.038 –0.074 0.008

Status of head (ref. = Other)


Single –0.028 –0.061 –0.145** 0.106 0.051 –0.015
Married –0.000 0.004 –0.120 0.015 0.024 –0.027

Education of head (ref. = None)


Primary –0.027 0.076*** –0.016 –0.005 –0.028** –0.012
Preparatory –0.026 0.071** –0.051 –0.035 –0.008 –0.017
Secondary 0.027 0.085** 0.019 0.072* –0.007 –0.007
Above secondary 0.043 0.078* –0.035 –0.053 0.015 –0.008

Head public employee (ref. = No)


Head is public employee –0.022 –0.015 –0.050 –0.047 –0.048*** –0.023**

Head occupation (ref. = Salaried)


Self-employed farmer 0.005 0.001 0.093*** –0.031 –0.001 –0.003
Nonagric self-employed –0.014 0.030 0.037 0.001 0.007 0.001
Other employer –0.021 –0.039 0.029 0.052 0.067* 0.041*
Servant/unqualified 0.092** 0.010 0.142*** –0.006 0.037 0.107***
Other –0.071*** –0.045 0.134** –0.050 –0.038** –0.003
Agriculture/fisheries/pastoral 0.019 –0.002 0.031 0.030 0.043 0.042
Number of observations 2,926 2,926 2,926 2,929 2,933 2,931
Source: World Bank data.
*** p < 0.01, ** p < 0.05, * p < 0.1.

As for coping mechanisms, households in areas characterized by worsening


droughts are more likely to use most of the adaptation strategies listed, which
makes sense given that they are more affected by adverse weather events. Apart
from a few coefficients that are not statistically significant, the only exception is
for terracing the land, which may again denote the cost of the option and may
not be very effective against droughts. In addition, and this is different from what
was observed for coping mechanisms, households more affected by floods and
associated conditions are also more likely to rely on adaptation strategies. The
only exception is the reliance on stored water, which is clearly not needed when
suffering from an excess of water.
What about the impact of the type of loss suffered, when such loss was
incurred? As for coping mechanisms, income losses tend to be associated with a
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How Do Households Cope with and Adapt to Climate Change? 139

higher probability of using many of the adaptation strategies when the effects are
strongly statistically significant, at least at the five percent level. Similarly, all
strongly statistically significant effects for the loss of crops indicate a higher use
of adaptation strategies. For livestock, the effects are more varied, with a higher
use of some adaptation strategies and a lower use of others.
Landowners are also more likely to use the various adaptation strategies. This
is again as expected given that they tend to be more affected by adverse weather
events. The same is observed for land tenants, but to a slightly lower extent in
terms of the magnitude of the coefficients, their statistical significance, and some
cases with opposite effects (for people moving out and conflicts over water,
although the second effect is only marginally significant.)
There are also some statistically significant effects in terms of the characteristics
of the household head according to age, gender, marital status, education, and occu-
pation, but these are more the exceptions as opposed to the rule given that many
coefficients are not statistically significant. Still, households with younger heads are
less likely to use many of the adaptation strategies, whether this is because they
have fewer means to do so or because they have other options, including that of
migration which is often undertaken by younger individuals. Households with a
head working as a public employee are also less likely to have to resort to many of
the adaptation strategies, the only positive and statistically significant effect being
that of the use of fertilizers and pesticides, which is likely to be more affordable to
them. Another result which was to be expected is that farmers are also more likely
to rely on some of the strategies. What these results suggest is that even though
overall the likelihood of using the various adaptation strategies is low in the sample,
it is higher for those households who needs such strategies the most, both because
of their occupation (in agriculture) and because of their exposure to shocks as
captured by the two factors reflecting changes in weather conditions.

Community-Level and Government Responses


In the previous two sections, information was provided about ways in which
households cope with or adapt to weather or environmental changes. What about
the role of communities and governments? As mentioned in section two, the
survey questionnaire asked households whether to cope with the loss of crops,
income, or livestock due to weather or environmental changes, the communities
in which the household live implemented a number of initiatives. Table 6.5
­provides basic statistics on the shares of households declaring that this was indeed
the case. Overall, the data suggest that the extent of community involvement to
adapt to climate change is rather limited. While one in five households declares
that the community has planted trees or taken soil erosion measures, and one in
seven households mentioned community measures to purchase seeds, animals or
farm equipment, the other actions that could be taken by communities are men-
tioned by only 1 in 10 households on average. There are large differences between
countries, with households in Algeria and the Republic of Yemen much more
likely to mention community initiatives than households in the other three

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140 How Do Households Cope with and Adapt to Climate Change?

Table 6.5  Community Level Response to Deal with Climate Change and Shocks
Percent
Planting Boreholes, Seeds,
trees and Banks wells, Information on Preparation Market ­ nimals,
a
soil against ­irrigation, how to reduce for future access for and farm
­protection flooding roads losses disasters products equipment
All 19.06 11.41 10.19 7.90 10.15 10.47 14.58
Country
Algeria 47.62 38.40 21.02 14.27 32.40 21.84 39.88
Egypt, Arab Rep. 4.88 1.63 2.38 8.25 3.13 7.13 8.13
Morocco 2.53 3.43 4.09 1.97 2.18 4.96 4.22
Syrian Arab
­Republic 14.63 1.63 4.13 2.00 1.50 0.88 1.50
Yemen, Rep. 26.72 12.98 19.73 13.23 12.36 17.98 20.10

Quintiles
Q1 30.53 23.07 10.31 7.28 19.40 11.71 19.38
Q2 23.26 15.78 10.59 10.15 13.92 13.20 17.45
Q3 21.45 12.40 16.69 13.52 11.77 15.54 22.55
Q4 10.91 3.36 6.36 5.52 2.44 8.52 8.91
Q5 9.33 2.58 7.28 3.25 3.37 3.56 4.92
No land ­cultivated/
owned 11.64 5.02 7.16 5.50 4.78 5.63 7.15
Source: World Bank data.

c­ountries. Households in the bottom quintiles (as well as those owning land,
although this is not shown in the table) are also more likely to mention initiatives,
perhaps because they are more aware of these initiatives as they tend to be
affected by weather shocks more. Still, many communities do not seem to imple-
ment the types of measures that might help households to cope and adapt.
Similar questions were asked about the role of governments, albeit as men-
tioned in section two with slightly different modalities, including more transfers
and social protection programs, such as cash or food for work programs, cash for
food during floods and droughts, as well as the provision of drinking water, the
provision of skills training programs, the provision of credit during crop loss,
improvements in access to markets through transportation, and price support for
crops when agricultural prices are low. The results are provided in table 6.6.
Except for the provision of drinking water which is less related to climate change
and shocks, the extent of government involvement in adaptation strategies or
safety nets is also limited. For most types of programs, only about 1 in 10 house-
holds declare that the government has been active. There are again differences
between countries, with households in Algeria, Syria, and the Republic of Yemen
more likely to mention government programs than households in Egypt and
Morocco. In many but not in all cases households in the bottom three quintiles
are more likely to mention initiatives, as was the case for community programs.
Overall, as was the case for community-level responses, the extent of govern-
ment support also appears to be rather limited.
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How Do Households Cope with and Adapt to Climate Change? 141

Table 6.6  Government Response to Deal with Climate Change and Shocks
Percent
Planting trees Banks Boreholes, Seeds, fertiliz- Storage Cash or food
and soil against wells, irrigation, ers, or fodder facility for for work
­protection flooding roads for livestock crops ­programs
All 12.36 10.57 14.98 13.35 10.41 9.93

Country
Algeria 19.30 16.46 19.78 19.19 17.17 14.69
Egypt, Arab Rep. 8.25 5.00 4.63 6.38 4.88 7.38
Morocco 6.00 5.00 6.19 8.31 2.04 1.13
Syrian Arab Republic 10.75 10.88 21.88 23.88 21.38 18.13
Yemen, Rep. 17.75 15.75 22.60 9.24 6.87 8.49

Quintiles
Q1 13.32 11.79 15.18 14.62 9.71 8.48
Q2 12.99 11.41 13.17 13.19 12.33 14.73
Q3 15.27 13.94 19.79 20.30 17.26 11.66
Q4 9.25 7.66 12.76 10.58 7.34 7.65
Q5 11.12 8.23 14.20 8.33 5.71 7.23
Improved Price support
Cash for food Provision of Provision of Provision of access to prices when
during floods drinking skills training credit during ­markets, agricultural
and droughts water programs crop loss ­transport prices are low
All 10.08 24.67 6.65 11.98 10.33 10.10

Country
Algeria 16.67 27.82 11.12 38.21 14.90 18.80
Egypt, Arab Rep. 7.38 7.38 4.38 5.75 6.63 8.00
Morocco 2.37 29.31 0.70 4.67 4.80 1.94
Syrian Arab Republic 13.88 30.75 2.88 4.38 10.75 15.38
Yemen, Rep. 10.36 28.21 14.36 7.87 14.73 6.74

Quintiles
Q1 10.41 19.93 7.03 23.61 10.81 12.49
Q2 13.27 22.32 8.16 17.26 11.09 8.54
Q3 14.73 26.91 8.48 11.87 15.91 17.25
Q4 5.69 25.57 5.36 4.55 8.15 7.54
Q5 6.55 28.72 4.31 2.68 5.90 4.95
Source: World Bank data.

Conclusion
The goal of this chapter was to contribute to a better understanding of how
households cope with and adapt to changing climatic conditions in the MENA
region. The analysis of new household survey data from five countries suggests
that while changes in weather patterns and the environment of households have
affected a large majority of households, the coping mechanisms and adaptation
strategies used by households to deal with those shocks are limited.
Many households appear to have to sell livestock of other assets when affected
by adverse weather events, and a large share also appears to be withdrawing
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142 How Do Households Cope with and Adapt to Climate Change?

children from school. The ability to ask for loans seems to be limited in the bot-
tom quintiles, while savings can be quickly exhausted. These coping mechanisms,
while necessary in the short term, may put at risk the ability of households to
increase their earnings in the future, including for the children.
Furthermore, while the likelihood of using various adaptation strategies is
higher among the most affected households, virtually all the adaptation strategies
are implemented only by a small minority of households. This suggests that while
adaptation is taking place, it may not be taking place at the level that the deterio-
rating climatic conditions appear to call for. Finally, the extent to which households
benefit from community level and government programs and initiatives to help
them cope with and adapt to weather and environmental changes is limited.

Bibliography
Burger, N., A. Grant, S. Kups, Y. Rana, and Q. Wodon. 2014. “Focus Countries.” In Climate
Change and Migration: Evidence from the Middle East and North Africa, edited by Q.
Wodon, A. Liverani, G. Joseph, and N. Bougnoux. World Bank Study. Washington, DC:
World Bank, chapter 2 in this study.
Burger, N., B. Ghosh-Dastidar, A. Grant, T. Ruder, O. Tchakeva, and Q. Wodon. 2014.
“Data Collection.” In Climate Change and Migration: Evidence from the Middle East and
North Africa, edited by Q. Wodon, A. Liverani, G. Joseph, and N. Bougnoux. World
Bank Study. Washington, DC: World Bank, chapter 3 in this study.
Elasha, Balgis Osman. 2010. “Mapping of Climate Change Threats and Human
Development Impacts in the Arab Region.” Mimeo, United Nations Development
Program, New York.
IPCC (Intergovernmental Panel on Climate Change). 2012. “Managing the Risks of
Extreme Events and Disasters to Advance Climate Change Adaptation.” In A Special
Report of Working Groups I and II of the Intergovernmental Panel on Climate Change,
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Mastrandrea, and G.-K. P. K. J. Mach, S. K. Allen, M. Tignor, and P. M. Midgley.
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McSweeney, C., M. New, and G. Lizcano. 2009. “UNDP Climate Change Profiles:
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Security in the Arab Countries. New York: UNDP.
Verner, D., editor, 2012, Adaptation to a Changing Climate in the Arab Countries,
Directions in Development, World Bank, Washington, DC.
Wodon, Q., N. Burger, A. Grant, and A. Liverani. 2014. “Climate Change, Migration, and
Adaptation in the MENA Region.” In Climate Change and Migration: Evidence from
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Bougnoux. World Bank Study. Washington, DC: World Bank, chapter 1 in this study.
World Bank. 2010. World Development Report 2010: Development and Climate Change.
Washington, DC: World Bank.

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PA R T 4

Climate Change and


Migration

Climate
Change and Migration  •  http://dx.doi.org/10.1596/978-0-8213-9971-2  143
CHAPTER 7

Do Changes in Weather Patterns and


the Environment Lead to Migration?
Franck Adoho and Quentin Wodon

Migration is one of several strategies used by households to respond to changes in


climate and environmental conditions as well as extreme weather events. Yet while
there is a burgeoning literature on climate change and migration and other adapta-
tion strategies worldwide, the evidence available for the MENA region remains lim-
ited, in part because of a lack of survey and other data. This chapter is based on new
data collected in 2011 in Algeria, the Arab Republic of Egypt, Morocco, the Syrian
Arab Republic, and the Republic of Yemen in two climate affected areas per country.
The chapter provides an analysis of the impact of changes in weather patterns and
the environment (as perceived by households) on migration, both by members residing
in the households (temporary migration) and former household members who have
left (permanent migration). The results suggest that perceptions of negative changes in
weather patterns and the environment are indeed associated with a higher likelihood
of migrating temporarily or permanently.

Introduction
There is a consensus that adverse weather events are likely to lead to migration
as individuals and households migrate under climate pressures in order to
improve their livelihoods. Such population movements have been taking place
for thousands of years (Gupta, Anderson, and Pandey 2006), and today the
resulting pressures are accelerating the process of urbanization, given that those
most affected by climate change tend to be involved in agriculture in rural areas.
With the climate expected to worsen in many parts of the world, including the
MENA region, there is substantial concern that migration may accelerate,
whether one refers to tye4rms such as environmental migration, forced environ-
mental migration, environmentally motivated migration, climate refugees, envi-
ronmental displaced persons, disaster refugees, environmental displaced persons,
or eco-migrants to refer to this reality. Some estimates suggest that hundreds of
millions of people may have to migrate in the next thirty to fifty years (Christian

Climate
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146 Do Changes in Weather Patterns and the Environment Lead to Migration?

Aid 2007; Foresight 2011; Jakobeit and Methmann 2007; Stern Review 2006),
but there is considerable uncertainty about when and even whether such migra-
tion will take place.
Of course, climate change is not the only factor that may lead to migration.
Most migrants today migrate in search of economic opportunities, and this search
is only partially related to the increasing occurrence of extreme weather events
such as droughts or floods in rural areas. Said differently, there is probably no
such thing as a ‘pure’ climate migrant. In fact, the empirical evidence on the
effect of climate patterns on migration remains limited, and different patterns
may yield very difference responses. While fast-onset disasters may induce only
temporary displacement (for example, Findley 1994; Haug 2002; Paul 2005),
longer-term trends toward desertification or sea-level rise may have slower but
more definitive impacts on the ability of households to remain in certain areas.
Because of the many ways in which climate patterns may affect migration, and
because migration is itself affected by many other dimensions apart from climate
patterns, estimating the impact of weather or environmental conditions on
migration is not easy. Ideally, it would be best to have data on changes in climate,
as well as changes in migration patterns, and to correlate both while taking also
into account data on many other factors that may affect migration. But such
datasets are scarce, especially in the Middle East and North Africa where house-
hold surveys are few and often not publicly available.
This chapter is based on new household survey data collected in 2011 in five
countries—Algeria, Egypt, Morocco, Syria, and the Republic of Yemen (on data
collection and the choice of focus countries, see Burger et al. 2014a, 2014b). For
a brief review of the literature which informed the data collection and this chap-
ter, see the introduction of chapter 1 by Wodon et al. (2014) and chapter 2 on
the five countries of focus for this work by Burger et al. (2014a), both in this
study.
One of the objectives of the surveys was to assess whether perceptions of
climate change on the part of households affect migration decisions on the part
of household members. The same household survey was implemented in two
climate-affected areas in each country with only slight modifications in the sur-
vey instrument based on country-specific context. The survey elicited data on
household perceptions of climate change and environmental degradation, and
measured whether household members have migrated either temporarily (this is
referred to as resident migration because the member still resides in the house-
hold) or permanently (this is referred to as nonresident migration).
There are a number of limits to the analysis that can be conducted with such
data. First, because the surveys were implemented in sending areas affected by
extreme weather events, we do not record information on the migration of entire
households—we only record the migration of household members. This is how-
ever not too much of a problem given that most migration is typically under-
taken by household members, instead of entire households. Second, the surveys
are not meant to be representative of the five countries in which the work was
carried, since only a few areas were surveyed in each country. Third, it must be

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Do Changes in Weather Patterns and the Environment Lead to Migration? 147

recognized that it is difficult to distinguish the separate effects of climate change,


environmental change, and weather shocks on households, and to separate short-
term versus long-term household responses. As we are working with cross-sec-
tional household surveys and subjective perceptions of households regarding
their environment, it could be that household perceptions of climate change are
wrong—even if households declare that rainfalls are becoming more erratic, this
may not be the case in reality. At the same time, one could argue that decisions
such as that of migrating are influenced at least as much by the perceptions of
households of the reality as by the reality itself.
These caveats being clear, the chapter is organized as follows. Section two
introduces the data used for the analysis, and some of the questions in the surveys
which are the focus of the discussion. Section three provides estimates of migra-
tion rates according to both household and individual-level characteristics. That
section also discusses results on the subjective reasons mentioned by households
as to why some of their members have migrated. Section four provides an analy-
sis of the correlates of migration. A brief conclusion follows.

Data
As was the case for chapters 4 and 6 in this study, this chapter is based on the
analysis of new household surveys implemented by Rand under contract with
the World Bank and the Agence Française de Développement in five countries:
Algeria, Egypt, Morocco, Syria, and the Republic of Yemen. The same household
survey instrument was used in all countries with minor adjustments to reflect
country context. In each country, approximately 800 households were inter-
viewed in two regions that tend to be affected by extreme weather events rang-
ing from droughts to floods. For a discussion of the areas where the survey was
implemented in each of the five countries, the reader is referred to chapter 3
which provides the necessary details.
While the data from all five countries were used without substantial problems
in chapters 4 and 6, an important caveat must be noted for this chapter.
Unfortunately, the quality of the migration data for one of the countries—
Algeria—is not as good as that for the other four countries. There are two differ-
ent issues that must be acknowledged for the analysis conducted in this chapter.
First, the Algeria survey turned out to have been implemented without proper
and systematic identification of individuals within households, so that it is not
clear that an individual coded, say, 5 in one section of the questionnaire is the
same individual as the individual coded 5 in another section of the questionnaire.
This means that individual-level regressions cannot be implemented with the
Algeria dataset.
This problem does not affect household level regression analysis in other parts
of the study as long as the household level analysis includes variables for the
household as a whole or the household head (who is the first individual on which
data is collected in the various sections). But it does affect regressions that
require information on each of the individuals in the household, which is the

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148 Do Changes in Weather Patterns and the Environment Lead to Migration?

case for migration. Thus, neither statistics nor regression results will be provided
for Algeria at the level of individuals, although we will provide some basic statis-
tics at the level of households for that country as well as for the four other
­countries. In addition, the resident migration rates obtained for Algeria appear to
be far too low. Thus, even though we will provide basic migration statistics for
that country at the level of households, the results may not be as valid as those
for the other countries, and again the detailed individual level statistics and the
regression analysis will be conducted only with the sample for the other four
countries.
The questionnaire for the surveys enables us to look at both temporary or resi-
dent and permanent or nonresident migration. We define temporary migration as
migration by household members who are still considered as members of the
households, while permanent migration refers to migration by household mem-
bers who have left the household. It must be emphasized that because the sur-
veys are not nationally representative and were implemented only in two sending
areas affected by extreme weather events, we are not able to provide estimates
of migration by entire households away from the sending areas—we only record
the migration of household members. As noted in the introduction, this is how-
ever not too much of a problem, given that most migration is undertaken by
household members, instead of entire households.
The survey questionnaires provide information on the migration of both resi-
dent and nonresident household members. While many surveys do have informa-
tion on resident members, relatively few surveys also have a special module
asking questions about nonresident migrants, but our surveys do. In addition, the
surveys include a detailed module on household perceptions regarding changes
in weather patterns and the environment. The perceptions of these changes can
then be related to the decision by some household members to migrate tempo-
rarily or permanently. It could be that household perceptions about the changes
in weather patterns and their environment are mistaken, but even if this were the
case, perceptions probably matter as much as real events in how household
members make decisions regarding migration.
Apart from basic statistics, we rely on regression analysis of the correlates of
migration decisions in order to assess the impact on migration at the margin (con-
trolling for a range of household and individual characteristics) of differences in
perceptions about changes in weather patterns and the environment. But we will
also use a direct question asked to households about the main reasons for the
migration of some of their members. The question was asked for resident migrants
as follows: “What were the two most important reasons why [NAME] moved
here? Please state in order of importance: a—First reason; b—Second reason.” The
potential answers for respondents listed in the survey questionnaire were as fol-
lows: (1) Better employment opportunity (seasonal jobs) in the destination; (2)
Divorce/separation/death of spouse; (3) Better employment opportunity (nonsea-
sonal jobs) in the destination; (4) Delivery; (5) Lack of employment opportunity
in place of origin; (6) Family problems; (7) To accumulate savings; (8) Accompany
patient; (9) Transferred (job); (10) Escape flood; (11) Schooling; (12) Escape

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Do Changes in Weather Patterns and the Environment Lead to Migration? 149

drought; (13) Better infrastructure; (14) Poor quality of land or depleted soils;
(15) Join family; (16) Civil conflict/war; (17) Marriage; and finally (18) Other.
Of those answers, the options related to droughts and floods are directly
related to extreme weather events, and some of the other options, such as the
poor quality of land or depleted soils may be indirectly related to change in
weather patterns and the environment. A similar question is asked to nonresident
migrants, although with only one main reason for migration provided instead of
two for nonresident migrants. Comparing the information obtained from those
subjective perceptions of migration with the results from the regression analysis
provides a way to check if the order of magnitude of the coefficient estimates
obtained from the regression analysis appear to make sense or not.

Basic Statistics
What is the extent of migration in the sample? Data on both resident and non-
resident migration rates are provided at the level of households in table 7.1,
which includes Algeria as well as the other four countries (see section two on the
Algeria dataset). Three in every ten households (29.9 percent) have one or more

Table 7.1  Household-Level Migration Rates


Percent
All Last 5 years
Resident Nonres. Either type Resident Nonres. Either type
All 13.46 21.98 29.92 10.79 16.12 23.30

Country
Algeria 0.60 13.50 14.10 0.21 10.17 10.38
Egypt, Arab Rep. 17.88 19.13 26.25 11.75 12.38 17.38
Morocco 1.75 26.74 27.65 1.41 18.40 19.49
Syrian Arab Republic 18.13 35.88 46.75 17.75 29.75 41.50
Yemen, Rep. 28.86 14.68 34.83 22.76 9.95 27.74

Quintiles of wealth
Q1 14.99 23.16 31.68 11.64 16.06 23.19
Q2 14.42 20.50 29.02 11.52 15.09 22.86
Q3 16.15 25.11 35.22 12.91 19.27 27.65
Q4 10.49 20.79 26.59 9.34 15.10 21.41
Q5 11.45 20.48 27.41 8.68 15.25 21.62

Losses
Lost income 12.54 22.74 30.06 9.84 15.97 22.62
Lost crops 14.33 23.34 32.20 11.67 17.53 25.73
Lost livestock or cattle 11.69 26.99 33.90 8.72 18.38 24.54
Less fish caught 17.73 27.87 38.91 11.62 13.95 22.96

Ownership of land by the household


Owns land /Rent land to other 10.18 24.13 29.55 7.56 16.08 21.06
table continues next page

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150 Do Changes in Weather Patterns and the Environment Lead to Migration?

Table 7.1  Household-Level Migration Rates (continued)


Percent

All Last 5 years


Resident Nonres. Either type Resident Nonres. Either type
Rents land from other/­
cooperative 19.85 16.74 28.36 15.73 12.85 22.82
Does not own/cultivate land 14.74 21.24 30.30 12.19 16.49 24.67

Quintiles for droughts ­climatic factor


Q1 (best conditions) 14.31 17.66 24.57 10.17 12.07 17.97
Q2 9.35 19.98 26.10 7.07 14.70 19.05
Q3 12.99 16.22 24.39 10.52 11.16 18.17
Q4 12.49 23.52 31.32 9.78 17.57 24.75
Q5 (best conditions) 18.17 32.47 43.20 16.42 25.10 36.54

Quintiles for floods climatic factor


Q1 (best conditions) 11.57 19.33 27.93 10.09 14.86 22.67
Q2 15.17 20.68 30.24 13.72 17.17 26.99
Q3 13.61 21.97 29.13 11.22 15.59 22.87
Q4 18.76 21.35 31.54 13.26 15.25 23.15
Q5 (worst conditions) 8.35 26.86 31.02 5.51 17.82 20.64
Source: World Bank data.

migrants, whether resident or nonresident. When the question is restricted to


migrants over the last five years, the proportion is lower, at 23.3 percent. Having
nonresident migrants is more likely than having resident migrants, which suggests
that the rate of permanent departure is fairly high. This is explained in part
because some nonresident migrants leave the household to marry, which is a
normal demographic process, but most nonresident migrants actually leave for
other reasons, as will be discussed in more details below.
There are large differences between countries in the likelihood of migration,
especially among resident members. Migration rates are highest in Syria where
almost half of the households have migrants and the Republic of Yemen where a
third of households have migrants. By contrast, migration rates are lowest in
Algeria. In that country, while the nonresident migration rate may be realistic, the
resident migration late appears to be very low, so one could wonder if there is not
a data issue here, although a very low nonresident migration rate is also observed
for Morocco. What is clear is that migration rates depend substantially on the
particular features and history of each country, and indeed each region within the
five countries. While there are differences in migration rates between quintiles of
wealth, these do not appear to be very large, even if resident migration rates tend
to be lower in higher quintiles. More differences will emerge when looking at the
characteristics of individual migrants. There are also differences in migration rates
according to whether households suffered from losses due to adverse weather
events, but again they tend for the most part not to be very large.
The most important finding from table 7.1 for our purpose is the fact that
there are differences in migration rates according to perceptions of changes in the
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Do Changes in Weather Patterns and the Environment Lead to Migration? 151

climate of the areas in which households live. In chapter 4 of this study, Adoho
and Wodon (2014) construct through a multiple correspondence analysis
(MCA) two indices or factors that summarize household perceptions regarding
changes in weather patterns and the environment. The first factor mostly cap-
tures the extent to which households perceive that the climate is becoming dryer
and warmer, and it is associated with droughts and the lack of rain. The second
factor mostly captures the extent to which households suffer from excess water,
and it is associated with floods. Both factors are normalized and take a value
between zero and one.
In table 7.1, migration rates are computed according to the quintiles of cli-
mate perceptions of households. For example, the first quintile for the first factor
consists of the households who tend to perceive that the climate is not getting
dryer and warmer, while the top quintile consists of those households who per-
ceive that the climate is getting much more dry and warm, and these are the
households most likely to be affected by droughts. The same interpretation holds
for the quintiles of the second factor, whereby those in the top quintile are most
affected by excess water, which essentially again is associated with floods.
Table 7.1 suggests that household level migration rates are substantially higher in
the top quintile of the first MCA factor than in the bottom quintiles, and this
holds for both resident and nonresident migrations. The differences are not as
clear-cut for the second factor. Resident migration rates are lower in the top
quintile of the second MCA factor, while nonresident migration rates are higher
in the top quintile.
Statistics were presented at the level of households in table 7.1 in part in order
to be able to include Algeria in the analysis. But it is more interesting to analyze
migration decisions at the individual level and data are available at that level. This
is done table 7.2, although as mentioned in section two, Algeria is excluded from

Table 7.2  Individual-Level Migration Rates by Selected Characteristics


Percent
Resident ­migration Nonresident migration
All sample Last 5 years All sample Last 5 years
All 7.62 6.15 8.04 5.65

Countries
Egypt, Arab Rep. 6.29 4.13 6.13 3.95
Morocco 0.61 0.52 8.10 5.22
Syrian Arab Republic 11.22 10.64 12.75 10.37
Yemen, Rep. 11.61 8.66 4.99 2.85

Losses
Lost income 8.96 7.24 8.02 5.03
Lost crops 8.73 6.72 9.00 6.42
Lost livestock or cattle 7.79 5.77 8.50 5.09
Less fish caught 8.72 5.82 7.97 3.34
table continues next page

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152 Do Changes in Weather Patterns and the Environment Lead to Migration?

Table 7.2  Individual-Level Migration Rates by Selected Characteristics (continued)

Resident ­migration Nonresident migration


All sample Last 5 years All sample Last 5 years
Quintiles of wealth
Q1 8.72 7.09 6.80 4.80
Q2 6.85 5.31 7.39 5.10
Q3 8.68 6.97 8.07 5.99
Q4 5.82 5.04 8.20 5.68
Q5 7.42 5.84 11.44 7.78

Ownership of land by the household


Owns land /Rent land to other 7.50 5.54 8.67 5.21
Rents land from other/cooperative 10.32 7.86 5.95 4.98
Does not own/cultivate land 7.39 6.28 7.94 5.95

Relationship of the migrant with the HH head


Self 13.28 9.98 4.29 2.89
Husband/wife 3.73 3.00 2.29 2.09
Son/daughter 7.08 6.22 9.98 7.10
Other 4.39 3.52 20.46 13.43

Age group of the migrant


Less than 30 9.56 9.08 10.60 7.46
30–39 9.32 7.51 9.57 6.79
40–49 7.78 6.39 3.40 2.34
50–59 6.89 5.15 2.50 1.73
60+ 6.40 5.11 2.18 1.35

Gender of the migrant


Male 8.41 7.75 11.76 8.34
Female 7.54 5.99 3.66 2.48

Education level of the migrant


Below primary 6.65 5.57 5.56 3.88
Primary 7.38 6.20 9.98 7.92
Preparatory 8.09 5.99 3.67 2.43
Secondary 12.28 8.72 9.41* 5.93*
Higher 12.37 9.66 — —

Quintiles for droughts climatic factor


Q1 (best conditions) 5.60 4.11 6.13 4.26
Q2 7.35 5.36 6.08 4.12
Q3 8.17 6.64 7.33 4.77
Q4 6.01 4.98 8.70 6.68
Q5 (best conditions) 10.78 9.37 11.36 7.89

Quintiles for floods climatic factor


Q1 (best conditions) 8.40 7.00 6.32 4.15
Q2 5.49 4.24 5.79 3.94
Q3 8.57 6.54 8.12 5.54
Q4 7.72 6.04 8.25 6.21
Q5 (best conditions) 8.24 7.24 11.19 7.94
Source: World Bank data.
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Do Changes in Weather Patterns and the Environment Lead to Migration? 153

this analysis. Some 7.6 percent of individuals in the sample as a whole have
migrated temporarily, and the proportion over the last five years is 6.2 percent.
For permanent migration, the rates are 8.0 percent in the sample as a whole, and
5.7 percent in the last five years. Migration rates at the level of individuals are by
definition lower than at the level of households since only a subset of the house-
hold members migrate, but many of the points already made at the level of
households remain. For example, migration rates are higher in Syria and the
Republic of Yemen than in Egypt, and lowest in Morocco among the four coun-
tries for which data are provided. Importantly, while nonresident migration rates
were higher than resident migration rates at the level of households, the two rates
are of a similar order of magnitude when considering individuals. This is not
surprising since, among other factors, resident migration is less costly to finance
for a households than nonresident migration, so that more household members
can migrate temporarily than permanently. There are some differences in migra-
tion rates by quintiles of wealth, landownership status and according to the types
of losses suffered due to adverse weather events, but these tend not to be
systematic.
Differences tend to be much more systematic when looking at the character-
istics of the migrants. First, migration rates tend to be higher among heads of
household for resident migration (heads tend to be those going away temporarily
to find work), while they are lower for household heads among nonresidents
(who have a household to take care of and cannot leave other household mem-
bers behind permanently). The likelihood of migrating is clearly higher for
younger individuals (those below the age of 30) than for older individuals (for
example those aged 40 or above). Migration rates are higher for men than for
women, and this is especially the case for nonresident migration. Finally, migra-
tion rates are higher when the individuals are more educated, probably because
the opportunities for the more educated to find better employment opportuni-
ties elsewhere tend to be higher (for nonresident migrants, the top two catego-
ries of education have been merged in the statistics as is done for the
regressions).
What is however of higher interest for this chapter is the relationship between
individual migration rates and the climatic conditions of the areas where house-
holds live. The observation made regarding higher household-level migration
rates in areas with poor conditions in terms of droughts remains—individual-
level migration rates are still higher in the top quintile of the first MCA factor
than in the bottom quintiles, and this holds for both resident and nonresident
migrations. But now, we also have at the level of individuals a positive relation-
ship between high values for the second MCA factor, indicating areas subjected
to floods, and migration rates, especially when considering the extent of migra-
tion over the last five years, which is also the interval on which the two factors
for the perceptions about climate change are estimated. There is thus some sta-
tistical evidence that worse climatic conditions, or more precisely perceptions of
negative changes in weather patterns and the environment, are associated with
more migration.

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154 Do Changes in Weather Patterns and the Environment Lead to Migration?

To what extent are climate factors key determinants of migration? While this
question is best answered using multivariate regression analysis, as mentioned in
section two indicative information can also be obtained from direct responses
given by respondents in the survey (typically household heads) about the reasons
for migrating. The statistics on the self-declared reasons for migration are pro-
vided in table 7.3. In the case of nonresident migration, up to two reasons for
migration could be provided, while only the main reason could be provided in
the case of resident migration. Note that the data appear to be of better quality
in the case of nonresident migration, where missing values are rare. In the case of
resident migration by contrast many responses are missing, but the available
responses are still instructive.
In the case of nonresident, the two main reasons to migrate are the search for
better employment opportunities and the lack of employment opportunity in
place of origin. Both reasons are related, but in terms of the language used, the
first reason can be associated more with pull factors at the area of destination,
while the second can be associated more with push factors from the area of ori-
gin. Together, those two reasons account for more than half of all departures for
which information on the reasons to migrate is available. Marriage comes third

Table 7.3  Self-Declared Reasons for Migration


Percent
Nonresident Resident
1st reason
1st reason 2nd reason 1st reason w/o missing
Better employment opportunity 34.79 17.17 5.84 36.0
Lack of employment opportunity in
place of origin 21.07 25.93 2.92 18.0
To accumulate savings 5.41 18.21 2.06 12.7
Transferred (job) 1.37 2.78 0.49 3.0
Schooling 1.78 0.69 0.75 4.6
Better infrastructure 2.42 3.99 0.26 1.6
Join family 4.52 4.77 1.56 9.6
Marriage 18.4 4.42 0.14 0.9
Divorce/separation/death of spouse 0.16 0.52 0.10 0.6
Delivery 0.08 0.69 0.03 0.2
Family problems 1.61 1.99 0.16 1.0
Accompany patient 0.24 0.35 0.10 0.6
Escape flood 0.40 0.26 — —
Escape drought 5.73 5.9 0.75 4.6
Poor quality of land or depleted soils — 0.43 0.03 0.2
Violence, violent conflict, or threat of
violence — 0.17 0.07 0.4
Other 1.94 7.72 0.91 5.6
Missing 0.08 3.99 83.8 —
Total 100.0 100.0 100.0 100.0
Source: World Bank data.
Note: — = not available.

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Do Changes in Weather Patterns and the Environment Lead to Migration? 155

as the main reason to migrate permanently, reflecting the natural departure of


young adults from the household. But when considering the second main reason
to migrate permanently, accumulating savings is much more often mentioned
than marriage, and that reason is also prominent as a factor leading to resident or
temporary migration. Climate factors are mentioned as reasons for both nonresi-
dent and resident migrations, but not very often. In the case of nonresident
migration for example, 5.7 percent of migrants cite the need to escape a drought
as the first reason to migrate (virtually all households mentioning droughts are
from the Syria survey, as shown in the annex), and another 5.9 percent mention
droughts as the second reason to migrate (again, mostly in Syria). Floods are also
mentioned, but to a lower extent.
In the case of resident migration, the data are not very good due to a large
number of missing values, but when those missing values are eliminated,
droughts are also mentioned as the first reason to migrate by around five percent
of migrants. Furthermore, it is likely that the search for better employment
opportunities and the lack of employment at the places of origin are also related
in part to poor climatic conditions in the places of origin. Thus, as is the case for
permanent migration, even if climatic factors may not be the main factor at play
for the current patterns of temporary migration, they do appear to have a signifi-
cant role.

Correlates of Resident and Nonresident Migration


While the basic statistics reviewed so far provide useful information on self-
declared reasons to migrate (as seen from the point of view of the main respon-
dent to the survey, which is typically the household head), a more robust and
detailed analysis can be conducted using multivariate regression analysis. Recall
in the discussion of the basic statistics the emphasis placed on comparing migra-
tion rates according to the level of climatic stress of households using the synthe-
sis variables created by the multiple correspondence analysis. The basic statistics
suggested higher rates of migration in areas with higher climatic stress. The ques-
tion for the regression analysis is whether this apparent relationship between
climatic factors and migration remains after controlling for a range of household
and individual characteristics.
Tables 7.4 and 7.5 give the results from probit regression on the correlates of
resident and nonresident migrations. Resident migrants are still considered to be
part of the household, while nonresident migrants have left the household. The
estimations are done for the sample as a whole and for those who migrated over
the last five years. In each case two alternative specifications are provided. In the
first specification, the losses incurred by households due to adverse weather
events are included in the set of independent variables. In the second specifica-
tion this is not done, given that these losses themselves are a result of adverse
weather events, so that including them in the set of independent variables may
take away some of the impact of weather events on migration. This does however
not appear to be the case as most of the results are not very sensitive to the

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156 Do Changes in Weather Patterns and the Environment Lead to Migration?

Table 7.4  Correlates of Migration among Resident Members (dF/dX)


With Losses Without Losses
Migrated in last Migrated in last
Migrated 5 years Migrated 5 years
Country (ref. = Syrian Arab Republic; Algeria excluded)
Egypt, Arab Rep. 0.094*** 0.025** 0.099*** 0.044***
Morocco –0.039*** –0.036*** –0.039*** –0.032***
Yemen, Rep. 0.098*** 0.094*** 0.050***

Climatic conditions
Factor 1: Poor weather/climatic conditions 0.049*** 0.033*** 0.045*** 0.031***
Factor 2: Severe water shocks 0.050*** 0.035*** 0.044*** 0.033***

Losses due to adverse events (ref. = No losses)


Income –0.000 0.003 — —
Crop –0.005 –0.007 — —
Livestock or cattle –0.019*** –0.016*** — —
Fish 0.006 0.002 — —

Quintiles (ref = Q5)


Q1 0.007 –0.000 0.008 0.007
Q2 0.004 –0.000 0.004 0.005
Q3 0.008 0.004 0.007 0.008
Q4 –0.010* –0.008 –0.011* –0.004

Household size (ref. = Below 5)


5 Thru 8 0.007 0.069*** 0.004 0.012
9 or more 0.009 0.081*** 0.007 0.014

Land status (ref. = Neither)


Own land /rent land to other 0.009* 0.002 0.004 –0.002
Rent land from other/cooperative 0.031** 0.024** 0.029** 0.024**

Relation to head (ref. = Husband/Wife/Other)


Self 0.026** 0.029*** 0.030*** 0.028***
Son/daughter –0.026*** –0.025*** –0.024** –0.021**

Age (ref. = 50+ years)


Less Than 30 0.022*** 0.035*** 0.023*** 0.033***
30 Thru 39 0.041*** 0.051*** 0.043*** 0.050***
40 Thru 49 0.018** 0.018** 0.019** 0.019**

Gender (ref. = Female)


Male 0.027*** 0.020*** 0.026*** 0.020***

Marital Status (ref. = Div./Widow)


Single 0.002 0.002 0.001 0.004
Married –0.009 –0.010 –0.009 –0.007

Education (ref. = Below primary)


Primary –0.012** –0.015*** –0.014** –0.013**
Preparatory 0.009 0.004 0.009 0.005
table continues next page

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Do Changes in Weather Patterns and the Environment Lead to Migration? 157

Table 7.4  Correlates of Migration among Resident Members (dF/dX) (continued)

With Losses Without Losses


Migrated in last Migrated in last
Migrated 5 years Migrated 5 years
Secondary 0.022** 0.019** 0.024*** 0.014*
Above secondary 0.013 0.015 0.016 0.013

Public employee (ref. = No)


Migrant is public employee –0.013*** –0.011** –0.012** –0.010**

Occupation (ref. = Salaried)


Self-employed farmer –0.022*** –0.020*** –0.022*** –0.019***
Nonagric self-employed –0.004 –0.005 –0.003 –0.003
Other employer –0.010 –0.003 –0.009 –0.005
Servant/unqualified 0.007 0.012 0.006 0.010
Other –0.012** –0.004 –0.012* –0.005
Agric/fish/pasto 0.022** 0.018** 0.022** 0.020**
Number of observations 7,123 7,123 7,123 7,123
Source: World Bank data. Robust standard errors.
*** p < 0.01, ** p < 0.05, * p < 0.1.

difference in specification (with or without losses from adverse climate), but


testing for the possibility that this could have happened was important.
The main variables of interest are the two MCA factors. Recall that these fac-
tors are normalized between zero and one, with values of zero denoting the best
climatic conditions in the sample and values close to one denoting the worst
conditions. The first factor captures events such as droughts and the lack of rain,
while the second captures instead excess rain, and especially floods. In table 7.5,
higher values for both factors (that is, worse climatic conditions) result in higher
rates of resident migration, with the coefficients being statistically significant and
the effects of each of the two factors of a similar order of magnitude. Tthe effects
for nonresident migration are similar, although statistically significant only for the
whole period, as opposed to the last five years. Thus overall higher values for
both factors (that is, worse climatic conditions) result in higher rates of both
temporary and permanent migration. For example, in the specification with the
losses incurred due to adverse weather events, the maximum increase in the
sample in the value of any one of the two factors from zero to one would yield
an increase in the probability of resident migration of about five percentage
points when considering the whole sample, and about 3.5 points when consider-
ing the last five years. That the increase is larger for the sample as a whole was to
be expected, given that migration rates are higher when considering a longer
period of time during which migration may take place. The effects are slightly
smaller in the specification without losses. For nonresident migration, the effects
are smaller, but still of a similar order of magnitude, especially for the full period
estimation.
Are these estimates likely to be of the right order of magnitude? This is of
course a very difficult question to answer with limited data, but a comparison
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158 Do Changes in Weather Patterns and the Environment Lead to Migration?

Table 7.5  Correlates of Migration among Nonresident Members (dF/dX)


With Losses Without Losses
Migrated in last Migrated in last
Migrated 5 years Migrated 5 years
Country (ref. = Syrian Arab Republic; Algeria excluded)
Egypt, Arab Rep. 0.033* –0.010 0.038* –0.014
Morocco –0.047*** –0.032*** –0.045*** –0.036***
Yemen, Rep. –0.255*** –0.141*** –0.251*** –0.151***
Climatic conditions
Factor 1: Poor weather/climatic conditions 0.047** 0.010 0.052*** 0.006
Factor 2: Severe water shocks 0.039** 0.016 0.040** 0.013
Losses due to adverse events (ref. = No losses)
Income –0.002 0.005 — —
Crop –0.010 –0.004 — —
Livestock or cattle 0.012 0.002 — —
Fish 0.013 –0.024*** — —
Quintiles (ref = Q5)
Q1 –0.136*** –0.073*** –0.136*** –0.073***
Q2 –0.106*** –0.057*** –0.106*** –0.058***
Q3 –0.089*** –0.046*** –0.090*** –0.046***
Q4 –0.063*** –0.038*** –0.063*** –0.039***
Household size (ref. = Below 5)
5 Thru 8 0.583*** 0.326*** 0.583*** 0.325***
9 or more 0.736*** 0.486*** 0.734*** 0.488***
Land status (ref. = Neither)
Own land/rent land to other 0.067*** 0.025*** 0.067*** 0.020***
Rent land from other/cooperative 0.003 0.016 0.001 0.015
Relation to head (ref. = Husband/Wife/Other)
Self –0.119*** –0.050*** –0.120*** –0.051***
Son/daughter –0.067*** –0.022*** –0.068*** –0.023***
Age (ref. = 50+ years)
Less Than 30 0.085*** 0.029** 0.085*** 0.030**
30 Thru 39 0.061*** 0.021 0.061*** 0.021
40 Thru 49 –0.022 –0.017* –0.023 –0.017*
Gender (ref. = Female)
Male 0.056*** 0.023*** 0.056*** 0.023***

Education (ref. = Secondary or above)


No education –0.051*** –0.037*** –0.051*** –0.037***
Primary –0.038*** –0.019*** –0.038*** –0.018**
Preparatory –0.032*** –0.013 –0.031*** –0.013*
Occupation (ref. = Salaried)
Self-employed –0.090*** –0.052*** –0.091*** –0.051***
Unemployed/servant/unqualified 0.079*** 0.047*** 0.080*** 0.046***
Other 0.136*** 0.075*** 0.135*** 0.076***
Observations 5,827 5,827 5,827 5,827
Source: World Bank data. Robust standard errors.
Note: — = not available.
*** p < 0.01, ** p < 0.05, * p < 0.1.
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Do Changes in Weather Patterns and the Environment Lead to Migration? 159

between the results suggested by the regression analysis and the data on subjec-
tively declared reasons for migration mentioned in the previous section helps in
provide at least a partial cross-check. Consider a large increase in the value of the
MCA indices of 0.30 (those indices are scaled to take a value between zero and
one, so that an increase in the value of any one of the two indices of 0.30 is large).
If we look at the probabilities of migration in the last five years, this would gener-
ate an increase in the probability of resident migration of about one percentage
point, while the impact on nonresident migration is not statistically significant. If
we look at the data on migration for a longer period, the increase in migration is
statistically significant for both resident and nonresident migrations, and it would
be at about 1.5 percentage point for both types of migration. Given that the
overall migration rate in the sample is at about 7–8 percentage points, this
increase would not be negligible by any means, and it would represent between
one tenth and one fifth of the overall level of migration observed. This propor-
tion is a bit higher than the share of migrants who declared that droughts and
floods were the main reasons to migrate, but this is what we would have expect-
ed given that poor climate may also be in part responsible for some of the
migrants leaving the households temporarily or permanently in search of better
employment opportunities or because of a lack of employment opportunity in
their place of origin. Said differently, the findings obtained with the subjective
perceptions of the reasons to migrate and the regression analysis of the impact of
climate perceptions on migration tend to be broadly coherent.
What about the impact of losses incurred from adverse weather events? The
marginal impact of most losses on migration are not statistically significant, with
the exception of losses in assets or livestock, which are associated with a decrease
in migration rates of just under two percentage points. This might be related to
the fact that the resources needed to facilitate migration by household members
may have been weakened (migration, even on a temporary basis, is costly when
sending the migrant away, even if it generates additional resources later).
A number of other variables have statistically significant effects. In comparison
to the reference country (Syria), resident migration rates are higher in Egypt and
the Republic of Yemen, and lower in Morocco. For nonresident migration, the
rates are again higher in Egypt than in Syria, and lower in Morocco, but the
Republic of Yemen rates are also below those observed in Syria.
Resident migration rates tend not to change much by quintile of well-being.
For nonresident migration by contrast, the effects are much larger and statisti-
cally significant, with poorer households less likely to have nonresident migrants,
probably in part because of the cost of sending one household member away
permanently. Landownership above one acre of land—which may be a sign of
wealth in rural areas—is associated with a statistically significant increase in per-
manent migration by household members, while households renting land as ten-
ants are more likely to have some of their members migrate temporarily. The
effect of education on resident migration is not systematic, while it is again for
resident migration with the better educated much more likely to migrate, a find-
ing that is coherent with the previous comment made about the relationship

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160 Do Changes in Weather Patterns and the Environment Lead to Migration?

between wealth and permanent migration. Self-employed individuals working in


agriculture tend to migrate less, and this is observed for both temporary and
permanent migration, but those with low employment status (the unemployed,
servants and unqualified workers) are more likely to be nonresident migrants,
controlling for other household and individual characteristics, probably because
of better employment opportunities elsewhere.
In terms of demographic variables, the effects are as expected as well.
Individuals from larger households are more likely to migrate permanently (their
labor is likely to be less needed at their place of origin given the presence of other
household members), while the effect is smaller and less often statistically signifi-
cant for resident migration. Another important difference between resident and
nonresident migrations is that the likelihood of resident migration is higher for
household heads, while for nonresident migration it is higher for other household
members, as expected. Both resident and nonresident migration rates are much
higher for younger individuals, with the effects being especially large for nonresi-
dent migration.

Conclusion
Migration is one of several strategies used by households to respond to changes
in climate and environmental conditions as well as extreme weather events. The
objective of this chapter was to use new household survey data collected in 2011
in two climate-affected areas of five MENA countries (Algeria, Egypt, Morocco,
Syria, and the Republic of Yemen) in order to assess whether perceptions of
changes in weather patterns and the environment are correlated with the deci-
sion to migrate by some household members. Both resident (temporary) and
nonresident (permanent) migrations were considered. Statistical as well as
regression analysis were implemented.
Overall, the findings from both the statistical analysis and the regression esti-
mates suggest that socioeconomic and demographic factors today probably play
a larger role than climatic factors in the temporary and permanent migration
decisions of household members. This is a finding that is coherent with other
chapters in this study, some of which use similar analytical methods while others
are based on different types of data and approaches.
However, this does not mean that changes in weather patterns and the envi-
ronment do not play an important role in migration decisions. When combining
the results from the statistical analysis and the regressions, it is legitimate to sug-
gest that climatic events may well account for about 10–20 percent of current
levels of migration, which is still large. And the role that weather patterns play
could well increase in the future as climatic conditions deteriorate further.

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Do Changes in Weather Patterns and the Environment Lead to Migration? 161

Annex 7A: Reasons for Migration by Country, Five Countries Sample


Annex 7A.1  Reasons for Migration by Country, Five Countries Sample
Percent
Egypt, Syrian Arab Yemen,
Algeria Arab Rep. Morocco Republic Rep. All
First reason
Better employment opportunity at
destination 1.0 5.7 8.9 15.5 3.6 34.8
Lack of employment in place of origin 2.7 2.7 3.2 10.1 2.3 21.1
Accumulating savings 0.6 1.5 0.0 1.9 1.3 5.4
Transferred (Job) 0.0 0.3 0.2 0.2 0.7 1.4
Schooling 0.0 0.2 0.4 0.4 0.7 1.8
Better infrastructure 0.5 0.0 0.9 0.4 0.6 2.4
Join family 0.0 0.4 0.6 2.7 0.8 4.5
Marriage 5.9 1.5 8.0 0.2 2.8 18.4
Divorce/separation/death of spouse 0.0 0.1 0.0 0.0 0.1 0.2
Delivery 0.0 0.1 0.0 0.0 0.0 0.1
Family problems 0.0 0.4 0.2 0.2 0.8 1.6
Accompany patient 0.0 0.0 0.2 0.0 0.0 0.2
Escape flood 0.0 0.0 0.3 0.1 0.0 0.4
Escape drought 0.0 0.0 0.2 5.6 0.0 5.7
Other 0.0 0.6 0.0 0.1 1.3 1.9
Missing 0.0 0.1 0.0 0.0 0.0 0.1
Total 10.8 13.7 23.0 37.4 15.1 100.0

Second reason
Better employment opportunity at
destination 1.4 3.0 4.3 6.1 1.2 16.0
Lack of employment in place of origin 0.2 2.2 5.4 15.5 0.8 24.1
Accumulating savings 2.4 5.2 0.4 5.4 3.5 16.9
Transferred (Job) 0.0 0.3 1.0 0.6 0.6 2.6
Schooling 0.0 0.0 0.2 0.2 0.2 0.6
Better infrastructure 1.5 0.2 1.0 0.5 0.5 3.7
Join family 0.6 0.4 1.4 0.2 1.9 4.4
Marriage 1.1 0.2 1.6 0.2 0.9 4.1
Divorce/separation/death of spouse 0.0 0.2 0.0 0.1 0.2 0.5
Delivery 0.0 0.4 0.0 0.0 0.2 0.6
Family problems 0.1 0.1 0.1 0.5 1.1 1.9
Accompany patient 0.0 0.1 0.0 0.1 0.2 0.3
Escape flood 0.0 0.1 0.2 0.0 0.0 0.2
Escape drought 0.0 0.0 0.6 4.9 0.0 5.5
Poor quality of land or depleted soils 0.0 0.0 0.2 0.1 0.2 0.4
Violence, conflict, or threat of violence 0.0 0.0 0.0 0.0 0.2 0.2
Other 3.2 0.2 0.0 0.3 3.4 7.2
Missing 0.0 1.0 0.0 2.7 0.0 3.7
Total 10.6 13.6 16.4 37.4 15.1 93.1
Source: World Bank data.

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162 Do Changes in Weather Patterns and the Environment Lead to Migration?

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Climate Change and Migration  •  http://dx.doi.org/10.1596/978-0-8213-9971-2


CHAPTER 8

Climate-Induced Migration in the


MENA Region: Results from
the Qualitative Fieldwork
Audra K. Grant, Nicholas E. Burger, and Quentin Wodon

This chapter is based on qualitative focus group and in-depth interview data collected
among rural residents and urban migrants in the five focus countries for this study.
The chapter documents the relationship between climate change and internal human
mobility as seen by the population, as well as some of the other adaptation strategies
used by households to cope with a deteriorating climate. Rural residents are clearly
aware of climate change. They perceive a shift in climactic conditions that affects their
livelihood due to deteriorating agricultural conditions. Among households affected by
climate change, migration appears to be more of a strategy of last resort than of first
resort, although there are exceptions. For those who migrate to urban areas, obtaining
a job as well as a proper dwelling is hard and further hindered by corruption and
competition for limited employment opportunities. The obligation to send remittances
also puts pressure on migrants. Yet, despite difficulties and pressures, the perceived
benefits of migration in terms of the independence and opportunities afforded by
urban life remain substantial.

Introduction
The MENA region is experiencing warmer temperatures and precipitation levels
are falling. Adverse extreme weather events are expected to increase in fre-
quency and severity in coming decades. As a result of its impact on the environ-
ment, climate change has significant effects on economic outcomes. In many
MENA countries—including those that are the focus of this study—economic
growth and poverty levels are strongly influenced by agriculture and agricultural-
related activity. For example, about three fourths of Morocco’s poor depend on
agriculture for their livelihood. This population lives on land with poor agricul-
tural potential which is sensitive to changes in rainfall. While agriculture in
Morocco represents only one seventh of gross domestic product (GDP), it
employs almost half of the labor force.

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164 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

A similar pattern is evident in the Republic of Yemen, where agriculture


accounts for a similar share of GDP and employs 55 percent of the labor force.
In the Arab Republic of Egypt also, agriculture represents only one seventh of
GDP, but it employs 55 percent of the labor force. In the Syrian Arab Republic,
45 percent of the population works in agriculture, and the country is on the verge
of water poverty, against the backdrop of declining rainfall and a decline in the
availability of agricultural land as well as rising temperatures (MSEA 2010;
Qabbani 2010; el Atrache 2009). Such trends are evident throughout the MENA
region where it is estimated that overall, 80–100 million people may experience
water stress by 2025 (Warren et al. 2006). By 2050 water availability per capita
is expected to decline by 50 percent versus current levels and declining precipita-
tion is likely to reduce further the availability of agricultural land and its produc-
tivity, thereby endangering the livelihood of millions of households (UNDP
2009).1
As vulnerable rural populations attempt to cope with new and challenging
circumstances, various strategies are at their disposal. Individuals or households
may eat less, sell assets, remove children from school, or they may migrate as one
of a number of strategic choices. Migration is indeed a common means of dealing
with risks from the environment. But the extent to which climate change affects
migration is unclear, because migration is affected by multiple push and pull fac-
tors. Push factors do include changes in the climate such as warming tempera-
tures, heat waves, declining rainfall, and also floods, among others. These events
act as catalysts for migration from rural to urban areas or to other countries,
whether temporarily or permanently. This is because climate and subsequent
environmental degradation decrease agricultural crop production, as well as live-
stock or water availability, which adversely affects economic activity. But pull
factors that may have nothing to do with climate change also influence migra-
tion. The existence of economic opportunities such as employment, well-estab-
lished community networks that help reduce uncertainty and risk, and housing
in urban areas may all be variables that pull migrants to a particular area inde-
pendently of changes in the climate. The possibility of better access to schools,
health care, electricity, and possibly clean water and functioning sewage systems
in urban areas also influences the decisions of some migrants to leave.
There is unfortunately a dearth of rigorous analysis on climate change and
migration to better understand the impact of climate change on human mobility
in the MENA region. This is not only the case for quantitative analysis, but also
for qualitative analysis. For a brief review of the literature which informs this
chapter, see the introduction of chapter 1 by Wodon et al. (2014) and chapter 2
on the five countries of focus for this work by Burger et al. (2014a) in this study.
As a complement to the quantitative analysis conducted in other chapters, the
goal of this chapter is to contribute to a more in-depth or “thicker” understanding
of the complex relationships between climate change, environmental degrada-
tion, and migration than is feasible through statistics and (reduced form) econo-
metric analysis. The chapter seeks to illustrate the precarious conditions rural
communities face as a result of climate-induced environmental degradation,

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 165

identify why potential migrants select—or do not select—various adaptation


strategies including that of migration, and describe the challenges household
members face once they choose to relocate to urban areas.
More precisely, this chapter aims to provide answers to a number of questions,
each of which addresses various aspects of the relationship between climate
change and migration. Among residents in rural areas, what do respondents see
as the greatest challenges facing their households? As households attempt to
cope with unfavorable agricultural conditions caused by climate change, how
prevalent is migration as an adaptive strategy relative to others? To what extent
do economic and social burdens differ across gender? What is the role of remit-
tances for rural household productivity and survival? Among urban migrants, key
questions include: For those who have opted for migration as an adaptation
strategy, to what extent has integration into urban settings been a positive process
or a negative one, and why? How important are community networks for reduc-
ing uncertainty, such as for providing information, access to employment oppor-
tunities, and for facilitating the overall social and economic integration process?
To what extent have the expectations of rural migrants been met? And finally,
among rural migrants, what is the likelihood of return to rural places of origin?
In order to explore these themes, focus groups and semi-structured in-depth
interviews were conducted among both rural residents and urban migrants in the
five focus countries—Morocco, Egypt and Syria, and Algeria and the Republic of
Yemen (on data collection and the choice of focus countries, see Burger et al.
2014a, 2014b). The participants in focus groups and the individuals who were
interviewed were asked about their perceptions of climate change, and their indi-
vidual views of household circumstances and other factors that shape migration
choices and other adaptation strategies. Each of the five countries is subject to
climate change and environmental degradation, but not to the same extent. Given
variance in historic experiences, domestic institutions, and climate pressures, one
would expect that individual attitudes and responses would differ between areas
and countries. To some extent, this indeed turned out to be the case, and yet there
were many similarities in the experiences shared across countries.
The chapter is structured as follows. Section two outlines the reasons for con-
ducting qualitative work as part of this study and the approach used here
through focus groups, semi-structured in-depth interviews, and interviews with
key informants. Section three discusses the findings for sending rural areas.
Section four does the same for receiving urban areas. Section five is touches upon
the correspondence between the qualitative results presented in this chapter and
some of the results obtained using household surveys in other chapters. Section
six summarizes some of findings from the interviews with key informants. A brief
conclusion follows.

Rationale for Qualitative Work and Methodology


While this study relies mostly on quantitative survey data, it also factors in
through this chapter qualitative fieldwork. The combination of quantitative and

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166 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

qualitative data is important and warranted by the nature of some of the


­questions being analyzed. Before presenting the qualitative data sources, it is use-
ful to briefly outline some of the reasons that have led to the decision to combine
quantitative and qualitative data sources for this study.
Survey-based and other quantitative methods have long been privileged in the
development economics and environmental science literature because of the
higher degree of statistical reliability of such data. But qualitative research tools
have also proved to be important to identify social issues, assess stakeholder
interests and interactions, and identify the many different transmission channels
through which exogenous shocks as well as policy interventions may have an
impact on individuals and groups. That is, qualitative research and findings have
often been found essential to complement the traditional focus on quantitative
analysis.
Quantitative methods based on statistics provide robustness to the results if
they rely on appropriate samples, and regression analysis helps to control for a
large number of other variables when measuring the impact of a specific variable
on a given outcome. Yet quantitative data often cannot fully capture causality,
especially when the analysis fails to provide appropriate contextual information.
Qualitative methods help to shed light on why people make the decisions they
do. Qualitative research is often people-centered, and it may include both objec-
tive and subjective dimensions, to the degree that it considers both objective
conditions for people’s lives and their perceptions and feelings about their situa-
tion. While this can also be done to some extent with quantitative data, qualita-
tive data often provides a richer context for interpretation.
An important aspect of qualitative research methods refers to what scholars
call research access. While no hasty conclusions should be made about the advan-
tages of qualitative research techniques (respondents may refuse to be inter-
viewed while they may accept to fill in an anonymous questionnaire), such
methods are often better suited to address sensitive issues. One example in the
case of this study relates to women’s perceptions of the implications of climate
change and migration. In the quantitative survey data collection, in part because
of cost constraints, only one person was interviewed in each household, and this
was typically the (male) household head. In the focus groups and in-depth inter-
views, care was taken to interview both men and women, which provides for a
better understanding of the point of view of women on climate change and
migration issues. This is important given that in the region, migration remains
primarily undertaken by men, who may have a different view of its benefits and
costs than women. Also, the challenges faced by those women who have migrat-
ed need not be the same as those faced by men—the risk of sexual and other
forms of harassment is for example much higher for women than it is for men,
but the social as opposed to economic opportunities that migration may provide
in terms of gaining more freedom is likely to be higher for women.
Another argument in favor of integrated research methods relates to the
potential of complementing quantitative data with actor-oriented perspectives in
applied research. An actor-oriented perspective entails the variety of social

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 167

practices and at times incompatible worldviews between various actors and the
multiple realities to which these practices and worldviews respond. In the case
of research on climate change and service delivery, key actors would include not
only the household members who migrate and those who do not, but also the
governmental officials and nongovernmental experts who implement policies
and programs in this area. The experience and voice of those affected by climate
change as well as the perspective of professionals are often overlooked when
relying only on quantitative survey data.
Still another argument in favor of integrated research methods relates to pol-
icy making. Qualitative data derived from interviews and focus groups are often
criticized for their subjectivity. This is a legitimate concern, and it underscores
the fact that qualitative research methods must be implemented rigorously by
well-trained researchers, with their results ideally supported by further quantita-
tive analysis. But at the same time, policy-oriented social analysis is concerned
with change and agency. In such contexts, the subjectivity of the various actors,
and how as persons they perceive their situations matters for understanding the
basis of agency.
The qualitative fieldwork for this specific study is especially important
because it is the only information available in the study on how well migrants are
doing in urban areas. This is because the survey data collection and most of the
analysis conducted for the study focused by design on rural sending areas. But
assessing through qualitative fieldwork how well migrants are doing is crucial to
understand what is going on in sending areas, since outcomes for migrants affect
through their ability to send remittances how well households are doing back
home.
For example, part of this study suggests that remittances tend to be received
less (in probability and in amounts) by households living in climate poor areas,
even if though remittances received in those areas are even more crucial than
elsewhere to reduce poverty and improve human development indicators. This
chapter helps to understand why remittances do not always reach climate poor
areas. This is probably in part because many urban migrants from those areas
have a hard time finding good jobs, so that even if they consider it their moral
obligation to send remittances back home, they may not always able to do so.
Furthermore, this migration appears to be a strategy of last resort in the areas
most affected by droughts and a deteriorating climate, which may also help to
explain why households living in those areas are less likely to receive remittances.
This could appear counter-intuitive. Given that opportunities are scarce in the
areas most affected by the changing climate, one would expect high rates of
migration away from those areas. Yet once the social context is taken into
account, it becomes clear that migration is not necessarily the first choice of
migrants in those areas because they have strong personal links with their area of
origin that many do not wish to lose through migration (this is however highly
context specific and varies between countries).
In this chapter, the qualitative findings that are discussed are based on results
from focus groups semi-structured in-depth interviews, and interviews with key

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168 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

informants. A general description of the methodology used for the qualitative


analysis is provided in chapter 3 (Burger et al. 2013a). Additional details are
given in this section and especially in annexes 8A through 8C to this chapter. On
focus groups, the original intent was to conduct them in the five countries. But
lack of security in the Republic of Yemen made focus group recruitment difficult,
and in Algeria focus group recruitment was hampered by local suspicion. In both
countries, this led to a shift toward semi-structured in-depth interviews which
provide similarly rich and textured information. The fieldwork was conducted
among adults 18 years of age and older in each country between November 2010
and February 2012. Results are based on seven focus groups in Morocco, Egypt,
and Syria, with each group comprising six to eight participants: four focus groups
among urban migrants, who have relocated internally from rural areas; and three
focus groups in each rural area among rural residents. In Algeria and the Republic
of Yemen, as already mentioned, semi-structured interviews were conducted
instead. The rural areas for the qualitative work were selected among the sites
used for the household survey data collection: M’Sila in Algeria, Lamzoudia in
Morocco, Dakhalia in Egypt, al-Hassakeh in Syria, and Hudaydah in the Republic
of Yemen. The urban areas were the countries’ largest, most populous cities:
Algiers, Casablanca, Cairo, Damascus, and Sanaa. Table 8.1 summarizes the loca-
tion of the qualitative research sites.
It was suggested earlier that a key contribution of this chapter to the overall
study consists in documenting the living conditions of migrants in urban areas. To
what extent is the choice of the cities in table 8.1 appropriate for conducting the
focus groups and in-depth interviews? Is it correct to implicitly assume through
the choice of these sites for the fieldwork that most migration is toward urban
areas, and specifically toward large urban centers, so that the choice of these cities
would be appropriate? Table 8.2 provides data from the household surveys col-
lected in the five countries in mostly rural areas affected by adverse weather
shocks. Those are the data used in several other chapters of the study (chapters
4, 6, and 7). While those data are not nationally representative, they are repre-
sentative, or at least illustrative of the weather and migration patterns in some of
the areas most affected by climate change
In table 8.2 nonresident migration refers to permanent migration by house-
hold members who used to belong to the household but have left. Resident
migration by contrast is temporary, in that the migrant is still considered by the
household as being part of the household in the areas of origin. Table 8.2 suggests
that for four of the five countries (due to data issues this analysis cannot be

Table 8.1  Qualitative Research Sites for Focus Groups and In-depth Interviews
Egypt, Arab Syrian Arab
Morocco Algeriaa Rep. Republic Yemen, Rep.a
Urban (4) Casablanca Algiers Cairo Damascus Sanaa
Rural (3) Lamzoudia Djelfa Dakhalia al Hassakeh Hudaydah
Source: World Bank data.
a. Semi-structured in-depth interviews.

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 169

Table 8.2  Types of Migration by Area of Destination—Individual Level


Percent
Residents (temporary migration) Nonresidents (permanent migration)
Small urban
  Rural Urban Rural area Large city
All 34.64 65.36 20.62 8.28 71.10

Country
Egypt, Arab Rep. 10.63 89.38 16.47 11.76 71.76
Morocco 4.69 95.31 12.71 5.37 81.93
Syrian Arab Republic 76.58 23.42 27.86 11.02 61.12
Yemen, Rep. 8.47 91.53 19.89 3.23 76.88

Quintiles
Q1 40.02 59.98 19.16 10.05 70.79
Q2 39.89 60.11 26.61 10.65 62.75
Q3 29.52 70.48 25.92 5.81 68.27
Q4 27.83 72.17 11.26 7.86 80.89
Q5 27.56 72.44 18.96 6.33 74.70
Source: World Bank data.

performed for Algeria), both temporary and permanent migration takes place
toward urban areas, especially in the case of nonresidents. In addition, for non-
residents the survey questionnaire identifies separately small urban areas and
large cities, and clearly migration is taking place mostly toward those large urban
centers. Given that the focus in this chapter is on permanent migrants, conduct-
ing the interviews in the cities listed table 8.1 seems appropriate.
Discussions in focus groups and in-depth interviews in urban areas were orga-
nized around core questions, with probing for specific aspects or subquestions
within each of the main question. The same was done in rural areas, but with a
different set of questions. Annexes 8A and 8B provide the list of questions used
in urban and rural areas, as well as the subtopics on which the focus group leaders
and the interviewers (for in-depth interviews) probed participants. In addition,
key informant interviews were carried with a dozen government officials and a
dozen respondents from universities, international organizations, and nongovern-
mental organizations (NGOs) in each country. The main questions asked to
government officials and nongovernmental experts are listed in Annex 8C.
To understand who participated in the urban focus groups and in-depth inter-
views, it is important to note that filters were used for the selection of partici-
pants. If a migrant came from another urban area, or if s/he had relocated to the
present area more than 10 years ago, s/he was not selected in the sample. Only
migrants who had relocated because they could not earn a living in rural areas
due to poor agricultural conditions or because they needed to migrate to work
and help their family were included in the sample. Those who said that they
migrated because they were tired of their area of origin, because they needed to
migrate to go to school or because they missed friends and family relatives who
had moved to their urban area were not selected.

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170 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

In addition to focus groups and in-depth household interviews where the


focus groups could not be implemented, we also relied on interviews with key
informants. This is because the ability of countries to adapt—and help affected
populations adapt—to climate change depends in part on governance and insti-
tutional capacity (Sowers and Weinthal 2010). In order to assess this capacity
and the extent to which issues related to climate change and migration were
present in the policy and development agenda, interviews were carried with key
informants—government officials and nongovernmental experts—in each of the
five countries. For the purpose of understanding the decisions to migrate of
household members and the consequences, both positive and negative, of such
decisions for both migrants and the household back home, the information
obtained from key informants was not the most valuable. But that information
does help in placing climate-induced migration in a broader context. For that
reason, we also report as an example the feedback received from key informants
in the specific case of Morocco, because for that country key informants were
especially knowledgeable about migration flows.

Focus Groups and In-depth Interviews in Rural (Sending) Areas


Focus group respondents were aware of the shifts taking place in the climate
and attribute associated declining agriculture fortunes with deteriorating envi-
ronmental conditions caused by changing weather patterns. Conditions in rural
or “sending areas” have become very difficult, according to the vast majority of
focus group respondents. Participants complained of fewer days of rainfall and
lower irrigation levels. For key crops such as potatoes, wheat, and rice, the
results are devastating. “Rice is burnt in some seasons, because we cannot find
enough water to irrigate it” (Male, 36–45 years old, Dakhalia). Egyptians, in par-
ticular, also cited government expropriation of agricultural land as an obstacle
to profitable and sustainable agriculture, though this problem was not men-
tioned in other countries. Many former rural residents from each country also
mentioned the rising costs of seeds and other agricultural inputs. Rural resi-
dents explained that poor quality of crops mean lower prices for agricultural
products and this reduces income. While incomes from agricultural activity are
decreasing, the prices for essential goods are on the rise, observed most partici-
pants. The inability to earn a stable and adequate income from crops implies
that relying solely on agricultural activity is not feasible any more. The experi-
ence shared in box 8.1 from a resident in the town of Djelfa in Algeria is one
shared by many other focus group participants and respondents in the in-depth
interviews.
Rural residents have no choice but to rely on multiple sources of income
because without such additional income sources, households cannot sustain
themselves. One Egyptian woman explained that poor prices turn farmers away
from agriculture altogether: “They [farmers] used to exert earnest effort in the
past because the gains were equally profitable, but now it is of no use. Land
[requires] a lot of money and the earnings then have to be distributed among

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 171

Box 8.1  Testimony from a Rural Respondent in Algeria


Well, the conditions [for] farming are very poor. There’s drought on the one hand and the
unavailability of the new equipment and poor methods we use on the other hand. Of course,
this is the main problem in our life. Our life here depends on the rain, and if there is no rain,
how could we survive? The rain is the main source of life here. …The impact of poor weather
conditions on my farm was disastrous to my farm’s yields. My income from cereals and vege-
tables is not enough to feed my household. As I mentioned, the income [has] decreased to its
minimum, and I cannot regain the cost of farming over the last two years. All farmers in this
region have been affected by the drought and lost their yields (Male, 35–45 years old).

many in the family” (Female, 25–35 years old, Cairo, Egypt). Or as a Syrian man
put it: “When the al-Kabour river was flowing, there was a labor force here and
people were able to cultivate their lands, but now…” (Male, 25–45 years old, al-
Hasaka, Syria). Traveling long distances between homes and jobs is cumber-
some—and expensive—with a number of respondents from all five countries
expressing frustration about the expense of transportation and lack of good roads.
In the Republic of Yemen, almost every rural resident from the area of
Hudaydah emphasized the severity of the warm weather and increasing heat
waves. Electricity that allows for cooling functions only two to three hours per
day, causing residents to lose sleep during the evening due to excessive heat.
Residents, therefore, tend to sleep during the day because of exhaustion. As a
result, fewer daytime hours are dedicated to work and income generation.
Furthermore, Yemeni respondents explained that agricultural productivity is
further complicated by lack of governance and neglect of the agricultural sector,
ineffective government policies, and corruption. Unfavorable crop prices and
pressures to generate income amid extreme rural poverty have caused growers to
shift away from agricultural food crops in favor of qat production which is far
more profitable: “…People there [in villages] work shoulder to shoulder, but the
problem lies in agriculture. They have stopped cultivating crops and coffee beans
and replaced them with qat, which now [dominates] agricultural lands. And we
note that there are more than 300 qat vendors in the single market. How much
do they add up to in the overall Republic? …Tomatoes, now, are now non-exis-
tent, and it is essential now that we important them from Syria” (Male, 30–39
years old, Sanaa, the Republic of Yemen). But qat requires a great deal of water,
and Yemeni respondents noted with worry that water scarcity has led to conflicts
over access to wells. As a way to cope with water scarcity, a Yemeni woman from
Hudaydah described a complicated water distribution scheme where water is
distributed to certain communities on certain days of the week.
For farmers in all five countries, the burden of living in impoverished rural
areas is not just one of financial cost, but also one of poor health, a concern men-
tioned frequently by Egyptian rural focus group respondents. For example, some

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172 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

pointed out that farmers are being increasingly exposed to contaminated water
because waste leaks into irrigation canals. Other Egyptian participants mentioned
being sick due to illnesses such as the flu. With only limited income at their dis-
posal, many Egyptian respondents said that their households cannot afford qual-
ity health care or cannot access health facilities because they are not in close
proximity.
The fieldwork suggested that coping strategies are multifaceted among rural
households. Common coping mechanisms include selling assets, removing chil-
dren from school so they can work to support the household, and shifting food
consumption habits such as eating less chicken or beef or eating one less meal.
Most respondents report having had to employ one or more of these mechanisms
to cope with the negative impact of climate change on agricultural production.
Borrowing food or money from the community is also an important survival and
coping mechanism in times of economic stress. Women, in particular, are also
mindful of the impact of income losses on their ability to help their children get
married: “It affects everything. My husband passed away and my monthly income
is 60 or 90 EGP, i.e. nothing. Sometimes I refuse a suitor of my daughter because
I cannot afford getting her married” (Female, 36–45 years old, Dakhalia, Egypt).
Rural respondents also stated that on the whole there is only limited or no
involvement of local organizations in their communities, including nongovern-
mental organizations. In the absence of such organizations to provide advice and
assistance and help mitigate the impact of climate change on agriculture, rural
residents rely on each other. As a rural Egyptian man explained: “Rural residents
are willing to pay [give] half of what we have to help others. If I have 10 pounds
[Egyptian pounds], I will pay 5. If I have 100 pounds, I will pay 50. This is how
the social norms work here. We are all one family” (Male, 36–45 years old,
Dakhalia, Egypt).
With rural poverty levels high and prospects of substantially improving
incomes low, remittances are essential for daily survival. They can be used to
purchase durable goods, food, clothes, health care, land, and housing but they can
also be used to invest in businesses. Remittances are vital as they may contribute
to the health of both household and national economies. Remittances appeared
especially important for rural focus group respondents from the Republic of
Yemen, where a number of participants declared having family members who
had migrated internationally, primarily to Persian Gulf countries. Saudi Arabia is
the most popular destination for Yemeni migrants, and remittances allow those
who receive them to enjoy a reasonably high standard of living. In the absence of
remittances, live is much harder: “My brother is in Saudi Arabia. He used to send
me money all of the time and we were well off, even when I wasn’t working.
[But] we lost the house and everything we [owned] because of the discontinuity
of these aids. We live at God’s mercy” (Male, 30–45 years old, Hudaydah, the
Republic of Yemen). By contrast, participants from Morocco and Algeria did not
appear to depend as much on remittances, and only a few mentioned that they
receive remittances from relatives. Across all focus groups, no one referred to
seeking solace or assistance from mosques and respondents were united in their

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 173

reprehension toward using children to peddle, saying emphatically that it is never


unacceptable.
When asked if they were aware of government or nongovernmental programs
addressing climate change in their communities or helping to alleviate its social
and economic impact, many respondents stated that they were not aware of such
programs. But there were some exceptions. A few Yemeni residents mentioned
the Saleh Organization, but concluded that it only provided temporary help or
relief. Rural Algerians were aware of forms of government assistance for the agri-
cultural sector, referring to low-interest loans and government provision of advi-
sors who travel to villages to help teach growing methods. However, the impact
of the advisors appeared uneven. More isolated locales are far from their reach,
and on the main, bureaucracy and corruption make loan acquisition from formal
institutions such as banks a lengthy and frustrating process. So much so that
many farmers said they avoid this option altogether.
Rural participants in the fieldwork suggested a number of government initia-
tives that could help farmers better adapt to their changing environment and
could help blunt the economic impact of decreasing agriculture. Table 8.3 sum-
marizes commonly mentioned recommendations for government assistance
among respondents. In addition, Egyptian respondents mentioned the impor-
tance of strengthening agricultural unions. In one focus group, rural participants
recalled that in the past agricultural unions were stronger and benefitted from
linkages to the Egyptian parliament, and therefore were in a much better posi-
tion to serve agricultural interests.
Government provision of agricultural inputs such as seeds and fertilizers was
also suggested in addition to the provision of loans to purchase machinery or for
livestock breeding. However, participants were less sanguine about whether any
real changes would actually materialize. Pervasive local and national-level cor-
ruption and patronage were seen as major obstacles to progress in the country-
side: “We need machinery that would help us collect rice ashes instead of burning
it and to press wood automatically. Livestock breeding … are also projects that
are of low cost to the government” (Male 36–45 years old, Dakhalia, Egypt).

Table 8.3  Selected Suggestions by Participants for Government Assistance in Rural Areas
Job training for rural populations, including job-appropriate training for women
Improvements in infrastructure (clinics, schools, roads, electricity, clean water, transportation, sewage
systems)
Doctors and nurses
Transportation for children, especially so that girls can go to school
Low-interest loans and credits for agricultural inputs
Strengthening or creating agricultural unions and organizations so they can better serve farmer
interests
Improved access to water via removing dams and/or building wells
Encourage investment in rural businesses and industries
Addressing corruption
Source: World Bank data.

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174 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

Syrians in al-Hassakeh recommended removing the dam at the al-Kabhour


river to allow greater access to water for the population, in addition to encourag-
ing the government to keep its promises to improve rural infrastructure.
Assistance with navigating the process to obtain loans was also requested. Job
training and improved employment opportunities for both rural men and
women were mentioned as helpful in all five countries. Men and women said
that although local norms may frown upon women working, particularly in pub-
lic spaces typically reserved for men, training and employment that is discreet
and can be done in or near the household would be welcomed by men and
women. In contrast to respondents from the other countries, Moroccan partici-
pants were virtually unanimous in objecting to rural women working in positions
deemed unacceptable according to community norms (for example, sales and
teaching), since this is considered shameful. Some Yemenis were doubtful that
any government program would bear fruit, citing corruption and distrust of
Yemeni institutions as the reason for their lack of confidence.

Focus Groups and In-depth Interviews in Urban (Receiving) Areas


Most migrants who participated in the focus groups and in-depth interviews
came from households that depend on rainfed agriculture for their livelihood.
The typical profile is a man aged between 25 and 45. The majority of female
participants relocated to urban areas to follow their husbands. Younger women
between the ages of 18–25 are unmarried and migrated to the cities to work in
order to support their families back home. All female participants had a relative
or close family friend who already lived in the city and they arrived accompanied
by a relative.
Why migration? Many respondents said that they migrated from their rural
homes because chronic droughts caused a decline in agricultural productivity.
Few mentioned floods or being displaced as a result of natural disasters as the
reason for their relocation. “There is lack of water has resulted in a failure to be
able to cultivate rice and it is an important crop” (Male, 25–35 years old,
Dakhalia, Egypt). Married urban female migrants recalled having to increase
their workload prior to migrating to cities. A woman who resettled in Cairo
explained that women in her village have to help their husbands because it has
become too expensive to hire cheap agricultural workers: “We used to help our
husbands during harvest collection instead of getting people to do this against a
sum of money. Life was difficult there [in the village], so we decided to come
here to Cairo as it is more comfortable” (Female, 25–35 years old, Cairo, Egypt).
A finding consistent across all five countries was that many (but by no means
all) respondents appeared to have chosen migration as an adaptation strategy of
last resort after other strategies proved unsuccessful. Many migrants described a
life before they migrated of hardship and precariousness accompanied by a con-
stant lack of food, water, and income for basic needs, education, and employ-
ment. In many households, male family members had to leave school in order to
work, and many families also had to eat less and forego at least one meal per day.

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 175

Selling assets was common: “My father sold mattresses, furniture, and our bed
covers. We even sold our last cow during sacrifice. We had nothing” (Female,
20–25 years old, Casablanca, Morocco). “My father was a farmer and he could
not work anymore. There was no rain, only drought and labor was soon replaced
by machines. For example, my mother used to earn income milking cows. She
was replaced by machines” (Male, 18–25 years old, Casablanca, Morocco).2
A critical step in the integration process for migrants resettling in urban areas
is finding employment. Most rural migrants said that they came to urban areas in
search of better job opportunities, either to support their parents or to improve
future prospects for themselves and their own family. Jobs commonly held by
female migrants include housecleaning, and working as a seamstress. For men,
there was more variety, including occupations such as waiter, mason, doorman,
gardener, baker, seller of vegetables, fruits, and crafts, factory worker, small shop-
keeper, janitor, car parker/attendant, and driver. Many men hope to ultimately
save enough to own their own small business, such as a small shop. Finding jobs,
however, is not an easy feat amid high unemployment in the region, especially
among youths. While some respondents found that urban communities were
receptive to their arrival from the countryside, others said that they were met
with more hostility, especially in Morocco and Syria, where respondents com-
plained of negative stereotyping and pervasive discrimination from established
urban residents, particularly when trying to find viable employment: “They look
at us and call us ‘Berber countrymen’. They think we are invaders” (Male, 18–25
years old, Casablanca, Morocco).
Some rural migrants from Morocco said they felt disadvantaged vis-à-vis their
urban counterparts because they lacked a degree and French-and Arabic-speaking
capability, features that are needed to secure even the jobs requiring minimal
skills: “When I go look for a job, they ask for a degree and French—this is for
hairdressing, sewing or couture” (Female, 20–25 years old, Casablanca). Syrian
rural migrants, likewise, said that they felt inferior and unwelcome in Damascus.
Wherever they went, they felt treated like strangers and “different.” This makes
finding a job difficult. For Yemenis, the main obstacle to finding a job was cor-
ruption, which is deep and pervasive. Corruption was mentioned by Yemenis as
a major problem in general far more often than other participants: “You need to
bribe your way into a position. That is your easy way toward a good job position
– and we all love the easy way” (Male, 30–39 years old, Sanaa). Table 8.4 lists
some of the jobs held by respondents (only women indicated occupations of
housecleaning and seamstress; the other occupations were dominated by males).

Table 8.4  Selected Suggestions by Participants for Government Assistance in Urban Areas
Improved access to services and urban infrastructure (education, housing stipends, etc.)
Assistance with obtaining proper documents necessary to secure loans, permits, housing, and jobs
Training for learning French (in Morocco)
Addressing corruption (especially in Yemen, Rep.)
Source: World Bank data.

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176 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

Almost as challenging as finding a job is the challenge of finding a decent place


to live. Virtually all participants shared their frustration with the lack of adequate
housing. Urbanization has caused a shortage of housing in many cities, and many
immigrants live in suboptimal dwellings. Uncomfortable and overcrowded condi-
tions appear to be the norm for both newly arrived and more settled migrants:
“I’m 39, married, with five kids and I don’t have a flat of my own. I pay 300
Egyptian pounds per month and cannot have a flat. Why don’t they grant me
one? They say you have to rent for just one year, and then it all depends on the
owner” (Male, 36–45 years old, Cairo, Egypt). “We live on top of each other.
There’s no privacy. Sometimes you get your money stolen” (Male, 18–25
Casablanca, Morocco). Algerian rural migrants often live in slums that have poor
services and inadequate infrastructure. Expert interviews indicate that Ben
Messous, Diar Echam, and Oued Keriche are popular areas for rural immigrants
relocating to the city. “The condition of my house or slum is very bad. In winter
the rain comes through the ceiling, and it is very cold, (no central heating) and
in the summer it is very hot because I have no air conditioning. To be honest, my
slum is not even suitable to house animals” (Male, 25–35 years old, Algiers,
Algeria). For Yemenis, the specter of corruption is again a problem, as a resident
of Sanaa who wanted to construct a home explained (see box 8.2).
Migrant community networks in urban areas are critical for acquiring informa-
tion about available jobs and housing for new migrants. Such networks make
certain areas more attractive than others, and they facilitate the transition for
migrants. Established communities often share a lineage, tribe, birthplace, or
ethnic background. Relatives or family friend are key intermediaries for finding
a job and a place to live. Social networks are critical for information gathering
and for reducing the risks and uncertainty associated with migration. One young
Egyptian male migrant attributed his success in finding a job rather quickly to a
cousin who had connections with members of the medical community. But
another said: “I had no family relations—and it took me a whole year to get a job”
(Male, 25–35 years old, Cairo, Egypt).
Even for those with access to a social network, feelings of dislocation were
common, and one of the least appealing aspects of relocating to urban areas is
the loss of personal interactions with community members, and of the sense of
belonging to a community. Many migrants noticed that they now only have lim-
ited interactions with their neighbors, if they are fortunate to know them at all,

Box 8.2  Testimony from an Urban Respondent in the Republic of Yemen


The house is owned but the problem is that you either build or take a random permit. Permits
cost up to 60 thousand riyals of which 20–30 thousand are bribes. And paper-work takes two
to three weeks, and if we don’t pay the bribe they would complicate and even create prob-
lems because the Yemeni people have become accustomed to bribery. One loses the sense of
this duty due to the fact that his job is underpaid and he does not consider taking another
one since he allots his afternoons to qat consumption” (Males focus group, age 35–45)

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 177

and they also lamented the shift of emphasis on family and traditions. In the
words of one Egyptian woman: “Neighbors are close in the villages. Here [in
Cairo], I don’t know my neighbors, what their job is or how they live” (Female,
36–45 years old, Cairo, Egypt). Crime and harassment also comes with life in the
city. Harassment was mentioned especially by female Moroccan respondents
who voiced dismay with the unwanted attention they receive from men: “We are
always subject to problems in the street. Men harass us and they say bad words.
We fell like strangers here. When they know we are strangers, they treat us worst”
(Female, 25–35 years old, Casablanca, Morocco).
Yet migration also offers opportunities, especially for youths. Young Moroccan
respondents expressed a greater sense of independence, belonging, and self-
actualization. A married man celebrated his new life, which no longer included
working with eight brothers in the countryside. Another said that a friend
returned to their village dressed in a suit and he immediately wanted to be like
him. For other young former rural dwellers, relocating, while challenging, was
still a chance to realize one’s potential: “I want to have a secure job, to be able
travel, be able to see other places, other people. …to live my life!” (Male, 20–25,
Casablanca, Morocco). Moving to the city may also be emancipating. Some
Moroccan women noticed that since they migrated, they have little desire to get
married and have children right away. One said that she escaped a life of near-
servitude. Another explained that she left her rural home to escape an arranged
marriage. Compared to life in the rural sector, the ability to work in the city also
offers more autonomy for women: “I could work, get married, have babies and
have a husband who will beat me up. Marriage age in my [rural] area is 18 to
19 years old. I’ve worked like a slave in others’ homes. No more. I wanted to
come to Casablanca to live, work and maybe get married” (Female, 20–25 years
old Casablanca, Morocco). These various views among both men and women
were however much more prevalent in Morocco than in the other four
countries.
Given both the challenges and opportunities of urban life, views are mixed on
whether or not migrants would like to return to their rural homes. Men were far
more likely than women to say they will someday return to their rural homes,
preferably as more prosperous individuals. Although cities offer a wider range of
opportunities for migrants and their children, migrants, and especially men did
miss the stronger sense of community in rural areas. Women, by contrast,
appeared to appreciate more the distance from their families, for the reasons
mentioned above.
Finally, remittances figured prominently in the resource allocations of
migrants. In Egypt items such as ghee, oil, bread, flour, and sugar are purchased
for families in addition to funds being sent directly to homes. In all countries, the
amounts sent back vary with the level and stability of the migrants’ incomes.
Male respondents tended to remit more than females. But for most migrants,
male and female, sending remittances to their family was without doubt a moral
obligation: “They [our families] are in a terrible situation. Sometimes they call us
to send money each month. Sometimes, I go without dinner or not spend much

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178 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

needed money on myself so I can send money to my family. Without money, they
cannot eat. They would have no money for the souk to get food to eat” (Female,
20–25 years old, Casablanca, Morocco).
While most urban migrants reported sending remittances to their family in
rural areas, some Yemeni urban respondents stated that they received remit-
tances from family members working abroad, especially in Saudi Arabia. For
many rural and urban Yemeni households alike, international remittances
appeared critical to household survival. “We do not rely on jobs. My mother is a
government employee she gets paid 60 thousand riyals which does not cover
expenses for seven days, but we rely on the income that comes from the my
father who works abroad in Saudi Arabia” (Male, 30–39 years old, Sanaa, the
Republic of Yemen). “My brothers work in Saudi Arabia to provide good living
for themselves and their families here in Yemen. They send me money when I
need it because my work is not enough for me and my family. …wages in Saudi
Arabia are good and he works one job which is sufficient for him and his family
living in Yemen. We rely upon them a great deal. Employment outside Yemen is
available in addition to the currency difference. If the surplus is sent to us, it is
better than a month’s salary here. If it weren’t for them we would have nothing
to eat” (Male, 25–30 years old, Sanaa, the Republic of Yemen).
It is also important to note that mobility also involves seasonal migration,
especially among men. About a fifth of male focus group respondents declared
periodically returning to their rural places of origin. Some travel during holidays
and specials occasions, amounting to travel roughly two to three times per year
on average. Smaller numbers return to help cultivate land still held by their fami-
lies or to live part time with their families. Respondents reported that this is very
challenging as it costs money to travel and maintain housing in the city: “I worked
for a month or two and kept going back to my village in between. But I wasn’t
able to save money this way. So, I searched for a place so I could have my family
with me and it took me a whole year until I found a suitable room” (Male, 36–45
years old, Cairo, Egypt).
On balance, views are mixed regarding the degree to which expectations from
migration have been met. The primary objective of acquiring sustainable employ-
ment is often more difficult than respondents anticipated, particularly for
women. Many expected to find a job much sooner than they did. Others, more
broadly, expected a more stable and social lifestyle. Many have had a difficult
time making friends in the city and overcoming stereotypes. Long work sched-
ules also are obstacles to making friends. Importantly, all would like in the future
to have a better education. For Moroccans especially, this means acquiring the
ability to speak French or finishing their general education in order to have better
paying occupations.
What about the areas where respondents felt that government and
­nongovernmental programs might help? Access to health care, education and
job training, credit for housing and rental assistance were deemed vital among
participants for advancing the integration of rural migrants into urban commu-
nities. Some suggestions were also more country specific. In Morocco some

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 179

respondents complained about not having the appropriate official documents


that would enable them to work and receive financial credit: “Our life is in
crisis. When you don’t have official documents, what else can you do?” (Male,
35–45 years old, Casablanca, Morocco). As mentioned earlier, French-speaking
capability was also seen as relevant in the Moroccan context for fully function-
ing in the labor force. The service sector and high-skilled labor sector require
French because of significant interaction with French speaking Moroccans or
Europeans.
While language was not a problem for focus group respondents from the
other countries, Moroccan respondents called for government assistance in
French language training.
Egyptians emphasized the need for government assistance with agricultural
inputs such as seeds and fertilizer, as well as no-interest loans and credit. Yemeni
residents had little faith in their institutions to provide assistance: “I heard about
[various programs] and [people] did not get their help because those responsible
… are taking the money which they promise to help the citizen with. Also, with
institutions of disabled people we hear that they are funded with millions, but
the money is being divided in between government officials” (Male, 25–30 years
old, Sanaa, the Republic of Yemen). Other focus group participants’ views were
also critical of their governments, but the sentiment was not as widespread and
virulent elsewhere as was the case in the Republic of Yemen. Table 8.4 summa-
rizes some the areas of focus proposed for government assistance by urban
respondents.

Heterogeneity between Countries in the Reasons for Migration


A quick read of the discussion in the two previous sections could be perceived
as simply highlighting common tendencies in the various countries for both
urban and rural areas. There are clearly such common tendencies, but one should
not underestimate the heterogeneity in the qualitative data and in the underlying
circumstances of individuals and households, including in terms of the reasons
for migration and how well migrants fare once they have migrated. These cir-
cumstances are highly dependent on the local context. There are not only differ-
ences between individuals and households, but also between areas within any
country and between countries in the drivers of migration. Depending on the
country, migration may or may not be a strategy of last resort, and the decision
to migrate may or may not be closely related to droughts and declining agricul-
tural fortunes at their place of origin. The role of pull versus push factors is
likely to be different in the various countries given differences in dynamism and
opportunities.
The fact that there are differences between areas and countries actually comes
up in the qualitative data presented above. On average, migrants in Morocco, and
to some extent also in Egypt, tend to mention more frequently the opportunities
that migration may offer at the places of destination in terms of jobs and free-
dom, while migrants in Syria, and to some extent in Algeria and the Republic of

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180 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

Yemen, are quicker to relate their decision to migrate to the difficulty to survive
in rural areas due to the deteriorating climate, droughts, and low agricultural
yields. For triangulation of the results from the study, it is reassuring that these
stylized differences between countries in the reasons to migrate obtained from
the qualitative work also show up in the quantitative data from the household
surveys implemented at the same time and in the same sending areas in the five
focus countries (see chapter 3 on data collection). In the surveys households
could provide two reasons for the migration of household members. Basic statis-
tics on those reasons to migrate are provided in table 8.5 for permanent (nonresi-
dent) migration.
For the sample as a whole, the two main reasons to migrate are the search for
better employment opportunities and the lack of employment opportunity in
place of origin. Both of these reasons are of course related, but as mentioned in
chapter 7, in terms of the language used, the first reason can be associated more
with pull factors, while the second can be associated more with push factors.
Marriage is also important, especially so in Algeria, but this cannot be related
specifically to push or pull factors. Climate and environmental push factors, such
as droughts and floods, as well as the poor quality of land or depleted soils are
mentioned, but less often, and virtually all mentions of droughts come from
Syrian households. Accumulation of savings is another important reason to
migrate, and can probably be associated more with pull factors than with push
factors, even if one could discuss this (schooling and better infrastructure also
relate more to pull factors, although less in terms of direct employment oppor-
tunities and livelihood).
Dividing the share of the main reasons associated with pull factors with the
share of the main reasons associated with push factors yields a simple index that
can be compared for the various countries. As shown in table 8.5, the ratio of pull
versus push factors is highest in Egypt, where it takes on a value of 3.10. This
makes sense given that Egypt is the country the least affected by droughts, with
data from a recent study by the Arab Center for the Studies of Arid Zones and
Dry Lands and the United Nations Secretariat of the International Strategy for
Disaster Reduction Regional Office for Arab States suggesting that only 2.04
percent of the country is vulnerable to droughts (ACSAD and ISDR 2011). The
ratio of pull versus push factors in our household surveys is lowest in Syria,
where it takes a value of 0.80, which again makes sense given that Syria is by far
the country in our sample the most susceptible to droughts according to the
ACSAD-ISDR study (almost two thirds of the country is vulnerable to droughts
according to that study), and that it did suffer recently from major droughts that
led to substantial displacement. Among the other three countries, the Republic
of Yemen has the largest ratio of pull versus push factors, which may be related
to the opportunities provided not only by Sanaa but also by neighboring Saudi
Arabia. And Morocco has the lowest ratio, which corresponds again well to the
fact that after Syria it is among the five focus countries the most susceptible to
droughts.

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 181

Table 8.5  Reasons for Permanent Migration, Five Countries Sample, 2011
Percent
Egypt, Syrian Arab Yemen,
Algeria Arab Rep. Morocco Republic Rep. All
First reason
 (1) Better employment at destination 12.78 41.76 38.58 41.47 24.06 35.04
 (2) Lack of employment at origin 22.81 20.00 14.23 27.00 14.97 20.68
 (3) To accumulate savings 4.33 11.18 0.00 5.18 8.56 5.09
Transferred (Job) 0.00 2.35 0.41 0.43 4.81 1.27
Schooling 0.00 1.76 1.67 1.08 4.81 1.74
Better infrastructure 3.75 0.00 5.52 1.08 4.28 2.80
Join family 0.00 2.94 2.23 7.34 5.35 4.38
Marriage 56.33 11.18 33.31 0.43 18.72 18.92
Divorce/separation/death of spouse 0.00 0.59 0.00 0.00 0.53 0.16
Delivery 0.00 0.59 0.00 0.00 0.00 0.08
Family problems 0.00 2.94 0.57 0.65 5.35 1.55
Accompany patient 0.00 0.00 0.72 0.00 0.00 0.18
 (3) Escape flood 0.00 0.00 1.91 0.22 0.00 0.55
 (4) Escape drought 0.00 0.00 0.86 14.90 0.00 5.60
Other 0.00 4.12 0.00 0.22 8.56 1.87
Missing 0.00 0.59 0.00 0.00 0.00 0.08

Second reason
 (5) Better employment at destination 10.50 21.89 23.93 16.41 8.02 16.63
 (6) Lack of employment at origin 3.22 15.98 37.89 41.47 5.35 26.96
 (7) To accumulate savings 22.24 38.46 2.56 14.47 22.99 17.84
Transferred (Job) 0.00 2.37 5.30 1.51 4.28 2.62
Schooling 0.00 0.00 1.78 0.43 1.60 0.76
Better infrastructure 11.90 1.18 6.29 1.30 3.21 3.80
Join family 4.18 2.96 7.54 0.65 12.30 4.56
Marriage 9.33 1.78 8.36 0.65 5.88 4.15
Divorce/separation/death of spouse 0.00 1.18 0.00 0.22 1.60 0.50
Delivery 0.00 2.96 0.00 0.00 1.60 0.67
Family problems 0.62 0.59 0.70 1.30 7.49 1.97
Accompany patient 0.00 0.59 0.00 0.22 1.07 0.34
 (8) Escape flood 0.00 0.59 0.92 0.00 0.00 0.26
 (9) Escape drought 0.00 0.00 3.38 13.17 0.00 5.78
(10) Poor quality of land or depleted soils 0.00 0.00 1.34 0.22 1.07 0.51
Violence, conflict, or threat of violence 0.00 0.00 0.00 0.00 1.07 0.17
Other 38.01 1.78 0.00 0.86 22.46 8.61
Missing 0.00 7.69 0.00 7.13 0.00 3.87

Ratio and Vulnerability to Droughts


Ratio of pull vs. push factors 1.92 3.10 1.08 0.80 2.97 1.24
Vulnerability to droughts (share of areas) 11.64 2.04 25.30 63.65 14.97 -
Source: World Bank data. Data on vulnerability to droughts from ACSAD and ISDR (2011).
Note: Ratio of pull vs. push defined as [(1)+(3)+(5)+(7)]/[(2)+(3)+(4)+(6)+(8)+(9)+(10)].

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182 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

Interviews with Key Informants: The Example of Morocco


One more piece of empirical evidence was collected for the qualitative fieldwork
through interviews with key informants. In all five countries government officials
and nongovernmental experts are well aware of the stress caused by changes in
climatic conditions, and of the fact that climate change contributes to rural-urban
migration flows even if today it is not the main driver of these flows. They also
realize that in most cases, the lack of sufficiently ambitious and well-developed
policies and programs contributes to the inability to propose concrete solutions
and help to those most affected by climate change in rural areas. Many of the
comments made by government officials and nongovernmental experts in the
various countries were similar, so that rather than provide examples from all
countries, it is probably more instructive to cover one country in slightly more
depth. This is done in this section for Morocco, because more respondents were
either experts on migration or were conducting ongoing research on migration-
related issues.
Key informants in Morocco explained that migration was historically by men
and driven by inequitable development in rural areas. The absence of networks
in destination areas made women vulnerable to prostitution or slave labor, so
they were less likely to migrate than men. Migrants migrated both internationally
and internally, in that case principally to Casablanca, which continues to remain
as a prime destination for rural migrants since the Greater Casablanca area alone
still attracts around 15 percent of all national migration flows in the country.
Today territorial units nearby Casablanca have also become preferred destina-
tions for newcomers. This is for example the case of Ain Sebaa, Sidi Moumen,
Moulay Rachid, Hay Hassani, Mohammedia city, and districts of Sidi Bernoussi
and Hay Mohammadi. Migration to other to cities has also picked up as rural
migrants are searching for destinations closer to their homes.
Key informants explained that three main features remain central to migra-
tory flows irrespective of origin and destination locations. The first is the
­importance of networks which play a critical role in providing support to
migrant families and in helping them to decide their destinations. A second key
feature is the importance of the remittances sent by migrants, which are critical
not only for household survival in rural areas but also for communities. In
Tiznit for example, migrant associations are helping build two thirds of the
roads. Several informants also stated that migration facilitated women empow-
erment in rural areas, as the women who remained in the countryside while
their husbands were away working in the cities gained more independence and
were also more likely to interact with their neighbors. A third important fea-
ture, especially in recent years, has been the role of climatic patterns in internal
migration. Drastic changes in climatic conditions have led to an expansion of
shanty towns. In Tafilelt for example, a fourth of the population has migrated
due to climatic hazards that had affected agricultural production. Likewise, in
the Draa region which has historically been an important center of trade but
more recently has been experiencing frequent and longer droughts, out-migra-
tion has increased. In general, informants agree that the so-called Oasis belt is
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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 183

losing its population as people are becoming increasingly affected by the nega-
tive effects of droughts.
Outgoing migration is primarily stemming from the water crisis that Morocco
is experiencing. Six of our respondents mentioned water as a major issue, in part
due to more droughts, but also with flooding in some areas. For example the
Tafilalt region, one of the most important oasis regions in the country, has suf-
fered from severe droughts and flooding which in turn have undermined the
oasis agriculture. While droughts used to occur every four to five years, they now
occur every two years. Climatic hazards are also leading to severe desertification
in the Sahara region. Rising sea water levels are also a concern, among others in
Saadia were tourism may have contributed to destroying plant life and conse-
quently making the land vulnerable. A respondent suggested that 60 percent of
Saadi may soon be under water.
These severe climatic conditions have had a large impact on rural populations,
with farmers experiencing increased water scarcity with no access to water
reserves. Women have to travel much further away to get water. Some respondents
were convinced that agricultural yields will fall by 20 percent in 20 years, which
drive more migrants from rural areas toward urban centers. Life in the cities will
then become difficult for both locals and migrants. Many respondents mentioned
ongoing housing and employment crises in urban areas. As locals and migrants
compete for survival, integration will become a major problem and economic
discrimination will rise, as may black markets and the informal economy. In large
cities such as Casablanca, many migrants are already found to be living in shanty
towns. The pressures of living in cities along with influences from urban lifestyles
have also been weakening social structures between migrants and their families
which may have severe consequences for those still living in Morocco’s rural areas.
In recognition of these challenges, respondents explained that the Moroccan
government launched initiatives at both the national and local levels. One such
initiative is a higher focus on rural development programs, among others, through
the Human Development Initiative (HDI) which is designed to target vulnerable
populations in both rural and urban areas. At the local level, the government is
also conducting awareness programs to inform people about climate change. The
objective is to teach people about conservation and preservation of water
resources, disaster preparedness to limit the negative effects of droughts, and dif-
ferent irrigation schemes to encourage the agricultural sector to become inde-
pendent of water resources. Climate change has also been included as a key
component in other initiatives such as Morocco Green and the Communal
Development Plan. There is also an Energy Strategy Plan being initiated, and
work is ongoing toward an insurance plan named ‘Natural Catastrophe Insurance.’
Active research programs are also on-going in a few universities. Despite these
initiatives, respondents perceived some fatalism, with many believing that every-
thing is happening because of Allah’s will. And at times government programs
may contribute to the issues. One respondent mentioned a dam which instead of
stopping flooding drained water resources from the ground, leading to poor
water quality and affecting surrounding palm trees.

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184 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

Conclusion
Adverse weather trends such as increased flooding and droughts shape the deci-
sions to migrate made by household and individuals. Climate change is widely
perceived to reduce crop yields and livestock production, decrease water avail-
ability, reduce fishing populations, and limit opportunities in rural areas that
depend heavily on agriculture. The goal of this chapter was to contribute to a
better understanding of the relationships between climate change, environmental
degradation, deterioration of agriculture, and human mobility, through an explo-
ration of the attitudes of rural residents and urban migrants in our five focus
countries. Rural residents use a range of coping mechanisms to survive, ranging
from eating less and borrowing money to selling livestock and other assets.
Remittances are also important for survival, and when this source of income is
insufficient, additional household members are forced to migrate to other areas
in search of better opportunities. Overall, while in some countries such as Egypt
and to some extent Morocco, there is a perception that migration opens up new
opportunities, in other countries such as Syria, for many migrants migration may
be a strategy of last resort than a real choice. While such differences between
countries seem to emerge from the qualitative fieldwork, and tend to also be
supported by quantitative household survey data, of course individual situations
remain highly household and area specific within each of the five countries.
The qualitative work also suggests that for urban migrants, the arduous task of
obtaining a job is further hindered by corruption and fierce competition with
locals for limited employment opportunities. Social dislocation is a risk, with
many migrants feeling inferior, alienated, and different in their new urban envi-
rons. Many face job discrimination, harassment, and exploitation at the hands of
their supervisors and would-be employers. Poor housing conditions, rising food
and rent prices, and the obligation to send remittances back home place substan-
tial pressure on urban migrants. Yet, these coexist alongside some benefits. For
example, migrants appreciate the independence, social outlets, and opportunities
that urban life has to offer.
A number of suggestions were made by households as well as migrants about
the types of programs that could be of help to them, in both urban and rural
areas. It is not the place in this chapter to comment on whether such recom-
mendations are appropriate, or even feasible to implement by governments. In
order to come up with such an assessment, a much more detailed analysis of the
types of programs proposed, their cost and their benefits, would be required. But
what does emerge from the interviews with key informants is that while govern-
ment officials and nongovernmental experts are aware of the consequences of
climate change and extreme weather events for the population, they also recog-
nize that the extent to which governments are dealing with these issues today is
limited. This is a finding that is also emerging from other chapters in this study,
in that both the community level responses and government programs and poli-
cies not only to cope with weather shocks but also to adapt to climate change,
remain insufficient.

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 185

Annex 8A: Focus Group Discussion and In-depth Interview Questions


in Urban Areas
I. What would you say the biggest problem facing your household these
days? Probing: Too little income; Poor living conditions; Lack of employ-
ment; Poor relations with my neighbors; Adjusting to the community;
Lack of education; No family unity; Poor housing.
II. As you know, some people who live in this area have relocated from other
places. From where did you relocate? Probing: How long have you been
living here?; Can you describe your previous home to me—what did you
like the most? What did you like the least?
III. Why did you leave? Probing: To what extent were poor weather condi-
tions, such as drought, storms, or flooding, a reason for your relocation?;
Was it the main reason, part of the reason, or only a very small part of the
reason?; What was the impact of poor weather conditions on your house-
hold’s ability to earn a livelihood?; Describe this to me. Did your house-
hold lose income because the weather affected farming?; Can you tell me
what happened? Where there other reasons you relocated?
IV. Before you decided to move, what did you do to try to survive in your vil-
lage? Probing: Changed jobs; Had more than one job; Ate or bought less
food; Removed children from school? Was that a son or daughter?; Sent
children asking for money; Sold Assets. Which assets?; Borrowed money.
From where?; Tried to grow different kinds of crops? Which ones?; Used
different tools and methods. Which ones?; Worked more and longer hours.
Did women and girls especially have to work more?; Relied on income
from family members who moved from your village to work elsewhere in
the country or abroad? Where?; Relied on income from family already liv-
ing in cities, other areas, or abroad?; What else?
V. How dependent is/was your family on financial help from other family
members living in other areas or abroad? Probing: Would you starve or lose
your home without it?; Could you only barely get by?; Would you be gen-
erally fine and only have to cut back a little or give up some things?; Would
you generally be fine and not have to cut back at all without assistance?
VI. When we choose to relocate to another area, we may relocate to a particu-
lar area based on certain factors. Why did you choose this town and neigh-
borhood? Probing: Family members already lived in the area. Why was this
important?; I know other people who moved here from my village. Why
was this important?; Word of mouth; Proximity to home of origin; Heard of
job opportunity; There are people from my ethnic group/tribe/religion/
background.
VII. I would like to know more about your life since you relocated here. Since
you have relocated here what are the biggest problems or challenges you
have faced? Probing: Finding a job. Can you tell me more about this?; Debt.
Can you tell me more?; Crime. Can you tell me more about this?; Fitting
into this community/conflicts with neighbors. Can you tell me more about

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186 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

this?; Getting good health care. Can you tell me more about this?; Going
to school/affording school. Can you tell me more about this?; Getting basic
services such as clean water. Can you tell me more about this?; Access to
electricity; Access to functioning sewage systems; Housing. Can you tell me
more about this?; Thinking of where you previously lived, do you think
that things like health care, education, clean water, sewage are better here?
VIII. Are you aware of any government programs that are targeted for people
who have relocated for the reasons you described? Probing: Credit pro-
grams; Job training; Information about farming methods such as irrigation
plans, better seeds, methods of feeding animals and caring for livestock;
Information about alternative crops; Information about alternative farm-
ing activities; What about nongovernmental programs that are intended to
help people like you?; Financial assistance; Thinking about what it was like
when you first moved here from your origin town, what types of assistance
would have been helpful for your household?
IX. Under what circumstances would you return to your previous home?
Probing: How frequently do you return home?; What do you do when you
get there?

Annex 8B: Focus Group Discussion and In-depth Interview Questions


in Rural Areas
I. Thinking about where you live now, including the surrounding conditions,
what would you say is the biggest problem facing your community today?
Probing: What about the economic situation? Why is this a problem in
your view?; Lack of education? Why is this a problem in your view?; Con-
flict over resources such as water? Why is this a problem in your view?;
Housing conditions? Why is this a problem in your view?; Bad farming
conditions? Why is this a problem in your view?; Is drought a problem?
How in your view?; Is flooding or storms a problem? How in your view?;
Anything else?
II. Some people believe that this area has been affected by poor weather con-
ditions, and by this, I mean drought, storms, or flooding. To what extent has
this been a problem in your view? In what ways have poor weather condi-
tions affected the daily life of your household? Probing: How has it af-
fected your ability to earn a living from farming activity? In what way?;
What sort of impact has it had on the amount of income brought into your
household? Can you tell me more?; How has it affected relations among
your family members? Have things become more or less stressful? In what
way?; And in what ways have relations with your neighbors changed, if at
all? How you become more or less dependent on neighbors? In what
ways?; Is there more conflict over resources like water or good land?; Some
household members are not as healthy; Ate or bought less food; Removed
children from school? Was that a son or daughter?; Sent children asking for
money; Sold assets. Which assets?; Borrowed money. From where?; Tried to

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 187

grow different kinds of crops? Which ones?; Used different tools and
methods. Which ones?; Worked more and longer hours. Did women and
girls especially have to work more?; Family members went abroad to work?
Where?; Do you have to rely more on income from relatives living in cities,
other areas, or abroad?; What else?
III. How dependent is/was your family on financial help from other family
members living in other areas or abroad? Probing: Would you starve, lose
your home and important assets without it?; Could you only barely get by?
Tell me more; Would you be generally fine, and only have to cut back a
little or give up some things? Where would you cut back?; Would you
generally be fine and not have to cut back at all without assistance?;
IV. As I have mentioned, sometimes, the weather is not very good and farming
is difficult. What kinds of programs are you aware of that are intended to
help you improve conditions in your community and for your household?
Probing: Do you know of any programs that provide credit and financial
assistance?; Are you aware of information that helps you develop better
irrigation practices?; How about programs to help you find other crops to
farm, better seeds, or better tools?; What about programs to help you find
buyers for your goods?; For those of you who aren’t aware, what sorts of
programs would best help you when your farming suffers as a result of
poor weather?
V. I would now like to do something different in this discussion. I would like
you to imagine a situation where there was a major flood or drought here
and you were completely unable to earn an income from farming. Take five
minutes to think about this. After five minutes, I am going to ask you the
four things you are most likely to do in order to survive. Please state first
what you are most likely to do and so on. Probing: Sell family assets (per-
sonal belongings, tools, animals, durables); Eat/buy less food; Purchase low-
er -food; Borrow money from relatives; Borrow money from friends, neigh-
bors, community elders; Borrow food from relatives, neighbors, community
elders; Grow only enough food to feed my family; Seek assistance from
local mosques; Engage in illegal activities (things some might be ashamed
of); Turn to local NGOs for assistance, such as…; Turn to state programs for
assistance (cash or food transfers); Join with others to call attention to our
situation; Learn about methods and technologies that would improve pro-
ductivity of our land and animal breeds; Switch to other forms of agricul-
tural activity to survive, such as…; Spend less money on health care and
education; Pray more often/become more engaged in religion; Find other
“nonfarming” jobs in the area for alternative income; Ask children and
women in the family to work; Take girl children out of school; Work longer
hours; Work additional jobs; Share living spaces with relatives; Rent rooms
or land to others; Migrate/relocate to other areas in our country.
VI. Some of you mention you would move somewhere else in our country. I
would like those who would seriously consider moving to please raise their
hand. To what town or city would you most likely move?

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188 Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork

VII. Why would you move there? Probing: I have been there before and it is
familiar; There is family who can help support us/me. How would they
support you?; People I know from this area who have moved there and
who can help support us/me; I don’t know anyone there, but I hear they
have jobs; Migrants tend to go there.
VIII. Once you moved to this area, what would you do to earn a living and
­survive?

Annex 8C: Key Informant Questions for Government Officials


and Nongovernmental Experts
A. Government officials: How important an issue is climate change—has it
become more of a priority for your government?; Why has climate change
become an important concern? Do you see climate change as a significant
problem in the future?; How has environmental degradation affected rural
populations in particular? What about urban areas that are attract rural
migrants?; What are the challenges facing policy makers in dealing with
climate change migration? What are the gaps in knowledge and resources?;
What is the government doing about rural-urban migration? Is there any
public assistance available to migrants and rural populations affected by
environmental degradation? Can you please describe them to me?; What is
the government planning to do?; What do you think is the level of public
awareness about existing programs?; Why has it been difficult to address
this issue?; If there are no programs, what kinds of programs would be most
beneficial in your view?.
B. Nongovernmental experts: How has climate change affected this country?
In your view, has is contributed significantly to environmental degradation?
And how do you think climate change will affect the country in the future?;
How has environmental degradation affected rural populations in particu-
lar? Do certain populations, such as women and girls, bear a greater bur-
den?; What kinds of problems are you seeing?; Some people may choose to
relocate to other areas as a coping mechanism. What is the profile of a
typical migrant in this country? In other words what type of person mi-
grates and why?; To where do people tend to migrate in this country and
why?; Have these patterns and destinations changed over time to your
knowledge?; What sorts of challenges do migrants face when they relocate
from one place to another? What are the political, social, economic, health-
related, and practical challenges that migrants face?; Not everyone is able
relocate. What would you say are the biggest obstacles to migration?; Many
migrants face various kinds of environmental shocks, such as floods and/or
drought. These shocks often affect agricultural productivity and thus in-
come and the very livelihood of households. How do migrants cope to these
situations? What survival strategies do they adopt?; Is there any government
assistance available to migrants and rural populations affected by environ-
mental degradation?; Is there any nongovernment assistance available to

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Climate-Induced Migration in the MENA Region: Results from the Qualitative Fieldwork 189

migrant and rural populations affected by environmental degradation?;


What do you think is the level of public awareness about existing pro-
grams?; And if there are no programs, what kinds of programs would be
most beneficial in your view?

Notes
1 Aside from its economic impacts, climate change is also associated with local conflict
(Reuveny 2007; Nordas and Gleditsch 2007), although there is some debate on this.
The argument for which there is some evidence is that the effects of climate change
have been associated with tension among communities as groups compete for access
to scarce natural resources such as land and water. Climate change also presents unique
challenges to women in particular. MENA migrants, whether internal or external, tend
to be overwhelmingly male. This means that women are left to assume the burden of
increased workload at the place of origin and may also be isolated to the extent that
many rural institutions are male dominated, thus making it difficult for women to have
access to them—particularly those that center on decision making. For women who
may have migrated, they may be more likely to be denied better job opportunities
compared to their male counterparts, and they may not have to same social outlets as
males in urban areas which impacts quality of life.
2 Algeria stood out in that the decision to migrate there was driven primarily by violence
wrought by the civil war which ravaged the country from 1992 to 1999, causing some
150,000 deaths. Insurgent violence was widespread in urban areas as well as in the
countryside. Older Algerians were more likely to have been impacted by the civil war
than younger migrants. A few male respondents pointed to insurgent violence as one of
the reasons for their departure from the countryside in addition to the impact of climate
change on agriculture: “I left my village for two reasons. First because of the aggravation
of terrorism in Djedjel, and second because of the weather conditions. The terrorists
used to threaten our lives, unless we gave them food and assistance. The drought also
gave us poor crops and therefore we had no income, so I decided to leave. In fact, I was
working in Libya and when I came back home I found the security situation in my vil-
lage was very dangerous. The terrorists [were] threatening our lives if we do not accept
their ideologies, therefore I decided to relocate in Algiers and did not try to do anything
there just removed my family from there” (Male, 35–50 years old, Algiers, Algeria).

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CHAPTER 9

Is Climate Change Likely to Lead


to Higher Net Internal Migration?
The Republic of Yemen’s Case
George Joseph, Quentin Wodon, Andrea Liverani, and Brian Blankespoor

Concerns abound about the potential impact of climate change on future migration,
especially in the Middle East and North Africa, one of the regions that is likely to
suffer the most from climate change. Yet it is not clear whether so far climate patterns
have been a key driver of internal migration in countries such as the Republic of
Yemen, despite the pressures created by water scarcity. By combining data from the
Republic of Yemen’s latest census and a weather database as well as other geograph-
ic information, we analyze the determinants of past net internal migration rates. Next,
using future climate change scenarios, we predict the potential impact of rising tem-
peratures on future net internal migration rates. The results suggest that while climate
does have an impact on net internal migration rates, this impact is limited, so that on
the basis of past patterns of climate and migration, rising temperature may not have
a large impact on future net internal migration.

Introduction
Climate change is likely to lead to substantial migration flows (for a recent
review of the evidence to-date, see Foresight 2011). Jakobeit and Methmann
(2007) suggested some years back that there may be up to 150–200 million
environmental refuges in 30 years, but this estimate was considered as conserva-
tive by the Stern Review on the Economics of Climate Change (2006) and the
Foresight report notes that 42 million people were displaced by natural hazards
just in 2010. It is also clear that the impact of climate change may be very dif-
ferent on different types of households depending on their coping mechanisms
(see Meze-Hausken 2004, on Ethiopia) and that the magnitude of migration
flows will depend on country conditions. For example, fast onset disasters such
as hurricanes and floods, as well as droughts or decreasing agricultural yields may
lead to only temporary displacement (for country case studies, see Findley 1994;
Haug 2002; Henry, Schoumaker, and Beauchemin 2004; Paul 2005; Shuaizhang

Climate
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192 Is Climate Change Likely to Lead to Higher Net Internal Migration? The Republic of Yemen’s Case

et al. forthcoming; see also Barrios, Bertinelli, and Strobl 2006), while slow onset
events such as desertification or rising sea levels may take longer to occur but
may also have longer lasting effects on net migration flows.
The Middle East and North Africa (MENA) is likely to be one of the most
vulnerable regions to climate change, both due to a number of cities threatened
by rising sea levels and the vulnerability of agricultural production given water
scarcity which is expected to increase further. Average temperatures in many
MENA countries may increase by two degrees Celsius by the end of the century,
including in the Republic of Yemen, a country where the depletion of groundwa-
ter resources is likely to reduce agricultural output by 40 percent (World Bank
2010; for a review of the literature which informs this chapter, see the introduc-
tion of chapter 1 by Wodon et al. [2014] and chapter 2 on the focus countries
for this work by Burger et al. [2014] in this study).
In a country like the Republic of Yemen, climate change is likely lead to higher
migration principally due to the need for households to improve their liveli-
hoods. But many households also tend to be fairly attached to their area of origin,
and when they move, this is typically driven more by socioeconomic factors than
climate variables, as shown by Joseph and Wodon (2013) using a gravity-type
model with census data on internal migration rates combined with data on
weather patterns at the district level. Building on Joseph and Wodon (2013), we
consider in this chapter net migration rates (as opposed to bi-directional flows)
and predict to what extent changes in climate are likely to affect such net inter-
nal migration flows. We focus on net migration rates because from a policy point
of view, these are likely to be more important than overall bi-directional flows.
The results suggest that controlling for other factors that may affect net inter-
nal migration rates, these rates tend to be lower toward areas with higher
temperatures, but the impact of temperature on net migration rates, while
­
­statistically significant, is small. Using predicted values for future temperatures
under ­alternative climate change scenarios, out-of-sample predictions of expect-
ed net ­international migration rates suggest limited changes in patterns of migra-
tion due to rising temperatures. It should be emphasized however that because
we rely on past patterns of migration and climate, our results can only be consid-
ered as suggesting (in an imperfect and indicative way) that slowly changing
climate patterns may affect migration in the not too distant future in a limited
way only, but they should not be relied upon to assess how structural breaks such
as dramatic changes in climate patterns may affect long-term migration.
The chapter is organized as follows. Section two presents our data and meth-
odology. Section three describes our results. A brief conclusion follows.

Data and Methodology


Net internal migration rates are obtained at the district level from the latest the
Republic of Yemen census implemented in 2004. The census has information on
2,752,629 households with 19,708,760 individuals living in 333 districts. It pro-
vides information on the current residence, previous residence and place of birth

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Is Climate Change Likely to Lead to Higher Net Internal Migration? The Republic of Yemen’s Case 193

of all individuals living in the Republic of Yemen at the time of the census.
Information is also available on the number of years each individual has been
living in the current residence, which along with age enables us to compute net
internal migration rates for different age cohorts. For each cohort, we have 333
observations corresponding to the 333 districts in the Republic of Yemen (as of
the administrative structure in 2004). Considering seven cohorts corresponding
to age groups defined at five years of interval for the population aged 20–54, this
provides us with 2,331 observations. The census also provides demographic and
socioeconomic information including the level of education of the population, its
occupation and employment characteristics, and the extent of urbanization.
Finally, we also have at our disposal poverty estimates at the district level that
were obtained through the combination of household and survey data through
the poverty mapping technique (see Elbers et al. 2003).
In addition, information on the distance between major cities in each district
is calculated from the highest population center in each district to all other dis-
tricts using an Euclidean distance function in ESRI ArcGIS 9.3 software, and the
same procedure is used for distance to the coast. Travel time to the nearest city
with 100,000 populations uses a methodology developed from Nelson (2008)
with regionally specific information (World Bank 2011). The road data provide
kilometers of asphalt roads. The mean slope of district land is derived from a
global dataset by Verdin et al. (2007). The percentage of irrigated land is taken
from Global Map of Irrigated Areas version 4 (Siebert et al. 2005; Siebert,
Hoogeveen, and Frenken 2006). Weather data on annual mean temperature and
rainfall and their variability are collected from BIOCLIM (Busby 1991).
Denoting by Yi the net internal migration rate to district to as a proportion of
the population of the district, and by Xi the characteristics of the district, we
estimate a standard regression using a fractional logit model:
Yi =  + β′ Χi + εi (1)
We also use a decomposition proposed by Fields (2004) to assess how much of
the variation in net internal migration rates between districts is accounted for by
each of the independent variables. The weights from the decomposition are con-
structed to sum to the total percentage of the explained variance (that is, the R2).
Denote by sk the share of the variation in the dependent variable attributed to
the kth explanatory variable, by βk is the multiple regression coefficient for that
variable, and by σk is the standard deviation of the kth explanatory variable.
Cov( Xkβk, Y ) is the correlation between the kth explanatory variable and the
dependent variable Y and σY is the standard deviation of the dependent variable.
We have:

Cov( X k b k , Y ) s
Sk = = Cor ( X k , Y ) k b k (2)
Var (Y ) sY

Normalized weights pk are obtained by dividing sk by R2 so that each weight is


expressed as fraction of the percentage of total explained variance and the
weights sum to 100. Five slightly different specifications are used to test for the
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194 Is Climate Change Likely to Lead to Higher Net Internal Migration? The Republic of Yemen’s Case

robustness of the coefficient estimates. The first model or baseline specification


does not include dummy variables for the governorates (the administrative level
immediately above the district), and it includes the climate variables in both
levels and squared values. In the second model, governorate dummy variables are
added (although not shown in the regression table—these estimates are available
upon request). Next, in the third specification we keep the governorate dum-
mies, but do not include the quadratic terms for the climate variables.
In the last two specifications, we also keep the governorate dummies, but we
replace the climate variables that measure seasonality by three intervals each
including one third of the districts, with the “low” interval (in terms of tempera-
ture or rainfall) being the excluded reference category in the regression, and the
other two intervals being included as dummy variables. The reason to do so is that
for the predictive analysis, while we do have estimates of future temperature and
rainfall from climate change models, we do not have estimates of future seasonal-
ity in temperature and rainfall that are as reliable. At the same time, it is unlikely
that for most districts changes in seasonality would be so dramatic as to shift the
interval of seasonality to which a district belongs. Then the last two models can
then be considered as the best models for out-of-sample predictions of the poten-
tial impact of higher temperatures and lower rainfall on future net internal migra-
tion rates. The difference between the last two models is that one includes
squared values for mean temperature and rainfall, while the other does not.
For the predictions of future migration under likely future climate patterns,
we rely on data from Strzepek and Schlosser (2010). These data provide expect-
ed percent changes in temperature and precipitation for the years 2030 (defined
as the average for the period 2026–35) and 2050 (defined as the average for the
period 2046–55) on a monthly basis in comparison to the model baseline (1961–
90) which are historical data from the CRU TS 2.1 (Mitchell and Jones 2005).
Strzepek and Schlosser define three scenarios (Wet, Mid, and Dry) using a
Climate Moisture Index (CMI), which is an indicator of the aridity of a region.
The CMI depends on the average annual precipitation and average annual poten-
tial evapotranspiration (PET). The Wet scenario is defined as the global climate
model (GCM) that has the largest increase in average CMI over the baseline
period, while the Dry scenario is defined as the GCM that has the largest
decrease in average CMI over the baseline period. The Mid scenario is defined as
the GCM closest to the mid-point between the Wet and Dry scenarios. Since
GCMs vary in spatial resolution, the results are coerced to the CRU half degree
by half degree resolution and then summarized by district.

Results
Table 9.1 provides basic statistics on the main variables of interest. Net internal
migration rates are not very large. They range from -2.86 percent to 0.37 percent.
The fact that the rates are larger in negative values suggest that net internal
migration on average tends to take place from districts with smaller populations
to districts with larger populations, as expected. Table 9.1 also provides ­summary

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Is Climate Change Likely to Lead to Higher Net Internal Migration? The Republic of Yemen’s Case 195

Table 9.1  Basic Statistics on Key Variables of Interest, Republic of Yemen, 2004–06
Mean Std. Dev. Min Max
Dependent variables
Net migration rate for youth (age 20–24) −0.001 0.247 −1.710 0.359
Net migration rate for older cohort (age 25–54) −0.038 0.338 −2.861 0.370
Net migration rate—total −0.033 0.327 −2.861 0.370

Independent variables
Log of total population in the district 10.63 0.92 7.32 12.65
Squared poverty gap in the district 0.05 0.05 0.00 0.31
Share of urban population in the district 0.20 0.30 0.00 1.00
Share of employed in manufacturing, construction 0.15 0.09 0.00 0.60
Share of employed in trade and services 0.46 0.20 0.05 0.91
Share of population with public water supply 0.18 0.26 0.00 0.95
Share of population with public lighting 0.32 0.34 0.00 0.97
Average slope of terrain in the district (%) 15.35 12.30 0.00 49.33
Share of literate population above 40 0.17 0.12 0.01 0.61
Share of primary educated population above 40 0.14 0.13 0.00 0.51
Share of secondary educated population above 40 0.02 0.03 0.00 0.17
Share of tertiary educated population above 40 0.02 0.03 0.00 0.22
Percentage of irrigated land in the district 3.28 5.97 0.00 44.73
Annual mean temperature (°C) 21.95 4.16 13.93 30.45
Annual mean temperature squared 500.88 187.19 196.57 927.45
Annual precipitation 20.42 12.37 2.61 50.97
Annual precipitation squared 577.29 611.00 7.23 2600.47
Temperature seasonality (standard deviation × 100) 28.83 3.32 18.79 40.61
Temperature seasonality squared 842.67 203.13 353.45 1656.13
Precipitation seasonality (coefficient of variation) 8.47 1.82 4.69 13.34
Precipitation seasonality squared 75.28 32.00 21.99 179.40
Travel time to nearest city with 100,000 population (hours) 3.68 3.20 0.02 20.35
Travel time to nearest city squared 23.77 50.77 0.00 414.30
Distance to coast/100 (only Yemen, Rep.) 0.96 0.53 0.00 2.51
Distance to coast squared/100 (only Yemen, Rep.) 1.20 1.20 0.00 6.30
Km of asphalt roads /100 0.16 0.30 0.00 3.23
Km of asphalt roads squared /100 0.12 0.76 0.00 10.43
Medium temperature level (tercile) 0.33 0.47 0.00 1.00
High temperature level (tercile) 0.33 0.47 0.00 1.00
Medium rain level (tercile) 0.33 0.47 0.00 1.00
High rain level (tercile) 0.33 0.47 0.00 1.00
Source: World Bank data.

statistics for the independent variables used in the regression. The summary sta-
tistics show that the Republic of Yemen’s population still lives predominantly in
rural areas with an average urban population across districts of about 20 percent.
Trade and services provide employment to 42 percent of the employed.
Education levels tend to be low, with 17 percent of the population above 40
years of age being literate. The share of irrigated land is also low, at only 4 percent.

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196 Is Climate Change Likely to Lead to Higher Net Internal Migration? The Republic of Yemen’s Case

Mean temperatures are relatively high, but not excessive at 22 degrees Celsius.
Precipitations are low, at 200 millimeters per year on average. Temperature and
precipitation seasonality are high. Many districts are located far from the nearest
city with more than 100,000 inhabitants. Most districts also have limited water,
public lighting, and road infrastructure.
Regression results are provided in table 9.2. Net migration rates are smaller in
districts with a large population, but this is a stock effect—even if migrants tend
to go to more populated districts, given that rates are expressed in proportion to
existing populations, larger districts tend to have smaller rates controlling for
other factors. Poverty does not seem to be correlated with net migration in a
statistically significant way, even though the sign is negative as expected in almost
all cases. Districts with a higher share of urban population have lower net migra-
tion rates—this could be seen as surprising, but the raw data suggests indeed that
migration does not necessarily take place toward the largest cities, at least within
the Republic of Yemen (there is apparently substantial international migration
toward cities in Saudi Arabia, but this is not captured here).
Migration tends to be directed toward districts with a higher share of employ-
ment in trade and services, which does make sense, given that many migrants
may be leaving agricultural occupations. Migration is higher toward areas with
higher access to piped water supply, although the impact of public lighting is
negative in a few cases (but also smaller and only marginally statistically signifi-
cant). Migration is higher in areas with a higher share of the population above 40
having secondary education, with a negative correlation in the case of tertiary
education—this might capture areas where migrants have a reasonable expecta-
tion of finding good employment, given that many migrants will not have tertiary
education. Migration tends to take place in areas with less irrigated land—maybe
because areas with irrigated land are already well occupied. Travel time to the
nearest large city is in many cases positively related to migration rates but this is
partly offset by the squared term, and in some cases, the impact is not statistically
significant, including for the preferred specifications (4) and (5). The same can
be said for distance to the coast. Finally, migration rates are higher for the age
groups 20–24 and then 25–29 (the reference category is 15–19) than for any
other age group, as expected.
As for climate variables, there is a clear negative effect of higher temperatures
on net migration rates, which is important for our out-of-sample predictions of
future migration. The sign and the magnitude of the coefficients tend to be stable
across specifications (taking into account the squared term when included). By
contrast the impact of the level of rainfall is not statistically significant.
Seasonality also does matter, and this is easiest to see in specifications (4) and (5)
which suggest higher net migration rates to areas with lower temperature vari-
ability, with a smaller impact again for rainfall which is not always statistically
significant.
The fact that temperature—in levels and variability—affects net migration
rates is an important result, but this does not mean that the effect is large. As
shown in table 9.3 which provides the results of a decomposition of the explained

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Table 9.2  District-Level Correlates of Net Migration Rates, District Level

(1) (2) (3) (4) (5)


With regional With regional With climate With climate ­variability
­dummies, squared ­dummies, no squared ­variability ­brackets, ­brackets, no squared
Base terms terms squared terms terms
Log total population −0.060*** −0.054*** −0.054*** −0.050*** −0.048***
Squared poverty gap −0.134 −0.143 −0.158 −0.031 0.005
Urban population (%) −0.603*** −0.562*** −0.571*** −0.541*** −0.534***
Manuf./construction ­employment (%) 0.137*** 0.035 0.025 0.047 0.078*
Trade/services ­
employment (%) −0.018 0.117*** 0.121*** 0.113*** 0.133***
Population with public water supply (%) 0.198*** 0.147*** 0.175*** 0.139*** 0.151***
Population with public lighting (%) −0.019 −0.038** −0.025 −0.034* −0.039**
Mean slope (%) 0.002*** 0.001 −0.000 0.001* 0.000
Literate population
above 40 (%) −0.259* −0.056 −0.061 −0.098 −0.114
Primary educ. population above 40 (%) −1.139*** −0.940* −1.153** −0.875* −0.743
Secondary educ. pop. above 40 (%) 11.570*** 7.839*** 7.178*** 8.072*** 7.252***
Tertiary educ. population above 40 (%) −8.764*** −5.885*** −5.768*** −6.121*** −6.004***
Irrigated land (%) 0.000 −0.003*** −0.003*** −0.002** −0.002***
Annual mean temperature −0.115*** −0.098*** −0.011*** −0.104*** −0.009***
Annual mean temperature squared 0.002*** 0.002*** — 0.002*** —
Annual precipitation −0.003 −0.002 −0.001 0.001 −0.001
Annual precipitation squared 0.000** 0.000 — −0.000 —
Temperature seasonality −0.071*** −0.042*** −0.025*** — —
Temperature seasonality squared 0.001*** 0.000* — — —
Precipitation seasonality 0.022 0.123*** 0.011*** — —
Precipitation seasonality squared −0.002 −0.007*** — — —
Travel time to nearest large city 0.038*** 0.037*** 0.012*** 0.031*** 0.000
Travel time to nearest large city squared −0.003*** −0.002*** — −0.002*** —
197

table continues next page


198

Table 9.2  District-Level Correlates of Net Migration Rates, District Level (continued )

(1) (2) (3) (4) (5)


With regional With regional With climate With climate ­variability
­dummies, squared ­dummies, no squared ­variability ­brackets, ­brackets, no squared
Base terms terms squared terms terms
Distance to coast/100 (only Yemen, Rep.) −0.080* 0.054 −0.054*** 0.029 −0.070***
Distance to coast squared −0.004 −0.046*** — −0.028* —
Km of asphalt roads /100 0.006 −0.020 0.007 −0.014 0.018*
Km of asphalt roads squared/100 −0.010 0.008 — 0.007 —
Age group (20–24) 0.050*** 0.050*** 0.050*** 0.050*** 0.050***
Age group (25–29) 0.031** 0.031** 0.031** 0.031** 0.031**
Age group (30–34) 0.023 0.023 0.023 0.023 0.023
Age group (35–39) 0.013 0.013 0.013 0.013 0.013
Age group (40–44) 0.007 0.007 0.007 0.007 0.007
Age group (45–49) 0.003 0.003 0.003 0.003 0.003
Temperature ­variability—medium — — — −0.069*** −0.079***
Temperature ­variability—high — — — −0.158*** −0.180***
Rainfall variability—medium — — — 0.012 0.023***
Rainfall variability—high — — — −0.007 0.035***
Constant 3.140*** 2.030*** 1.525*** 1.689*** 0.862***
Number of observations 2331 2331 2331 2331 2331
R2 0.623 0.691 0.685 0.692 0.685
Source: World Bank data.
Note: — = not available.
*** p < 0.01, ** p < 0.05, * p < 0.1.
Table 9.3  Fields Decomposition of Explained Variance in Migration Rates

(1) (2) (3) (4) (5)


With regional dummies, With regional dummies, Climate variability levels, Climate variability ­levels,
Base squared terms no squared terms squared terms no squared terms
Log of total population 6.4 5.1 5.2 4.8 4.6
Squared poverty gap −0.6 −0.6 −0.7 −0.1 0.0
Share of urban population 56.0 47.0 48.2 45.2 45.1
Share of employed in manufacturing, construction −0.3 −0.1 0.0 −0.1 −0.2
Share of employed in trade and services 0.6 −3.5 −3.6 −3.3 −4.0
Share of population with public water supply −11.5 −7.7 −9.3 −7.3 −8.0
Share of population with public lighting 1.4 2.5 1.6 2.2 2.6
Mean slope (%) 4.4 1.0 −0.7 2.2 0.4
Share of literate population above 40 6.4 1.2 1.4 2.2 2.6
Share of primary educated population above 40 7.6 5.7 7.0 5.3 4.5
Share of secondary educated population above 40 −51.1 −31.2 −28.8 −32.1 −29.1
Share of tertiary educated population above 40 76.2 46.1 45.6 47.9 47.5
Percentage of irrigated land −0.2 1.1 1.2 0.9 1.1
Annual mean temperature −13.9 −10.7 −1.2 −11.3 −1.0
Annual mean temperature squared 10.0 7.6 — 8.2 —
Annual precipitation −0.7 −0.5 −0.2 0.2 −0.2
Annual precipitation squared 1.0 0.5 — −0.2 —
Temperature seasonality (standard dev. *100) −3.9 −2.1 −1.2 — —
Temperature seasonality squared 3.1 1.0 — — —
Precipitation seasonality (coeff. of variation) −0.7 −3.6 −0.3 — —
Precipitation seasonality squared 1.3 4.0 — — —
Travel time to nearest city with 100,000 pop. 6.7 5.8 1.9 4.9 0.0
Travel time to the nearest city squared −0.6 −0.3 — −0.4 —
Distance to coast/100 in Yemen, Rep. 1.9 −1.1 — −0.6 1.5
Distance to coast squared 0.3 2.9 1.1 1.8 —
Km of asphalt roads /100 0.1 −0.3 — −0.2 0.3
Km of asphalt roads squared /100 −0.2 0.1 0.1 0.1 —
table continues next page
199
200

Table 9.3  Fields Decomposition of Explained Variance in Migration Rates (continued )


(1) (2) (3) (4) (5)
With regional dummies, With regional dummies, Climate variability levels, Climate variability ­levels,
Base squared terms no squared terms squared terms no squared terms
Temperature variability-medium — — — −1.1 −1.3
Temperature variability-high — — — −0.7 −0.8
Rainfall variability-medium — — — 0.3 0.6
Rainfall variability-high — — — 0.2 −1.1
Age group (20–24) 0.3 0.3 0.3 0.3 0.3
Age group (25–29) 0.1 0.1 0.1 0.1 0.1
Age group (30–34) 0.0 0.0 0.0 0.0 0.0
Age group (35–39) 0.0 0.0 0.0 0.0 0.0
Age group (40–44) 0.0 0.0 0.0 0.0 0.0
Age group (45–49) 0.0 0.0 0.0 0.0 0.0
Source: World Banks’ estimation.
Note: — = not available
Is Climate Change Likely to Lead to Higher Net Internal Migration? The Republic of Yemen’s Case 201

variance proposed by Fields (2004), these variables account only for a limited
share of the explained differences in net migration rates between districts (Fields
decomposition shares can also be computed for regional governorate effects in
the regressions, but these shares are small and therefore are not included in the
table). The share of the difference in migration rates explained by temperature
levels is only at about 3–4 percent when considering linear and quadratic terms,
and it is lower when quadratic terms are omitted. This is small in comparison to
the role of urbanization, education, infrastructure, employment, and even popu-
lation size. This suggests that changes in future temperature levels might have
only a limited impact on future net migration rates.
Table 9.4 provides the results of the estimation of future migration rates
obtained with estimates of future temperature levels (given that rainfall does not

Table 9.4  Actual and Predicted Net Migration Rates


Model (4)
Youth (age 20–24) Others (age 25–54)
Cold Medium Hot All Cold Medium Hot All
2004 data
Actual −0.02461 0.03595 −0.01306 −0.00057 −0.09771 0.01867 −0.0356 −0.03821
Predicted −0.05101 0.05462 −0.00533 −0.00057 −0.08865 0.01698 −0.04297 −0.03821

2030 predicted
Mid scenario −0.06134 0.04844 −0.0033 −0.0054 −0.09898 0.0108 −0.04094 −0.04304
Dry scenario −0.06204 0.04824 −0.00222 −0.00534 −0.09968 0.0106 −0.03986 −0.04298
Wet scenario −0.06181 0.04827 −0.00312 −0.00555 −0.09945 0.01063 −0.04076 −0.04319

2050 predicted
Mid scenario −0.06618 0.04725 0.00156 −0.00579 −0.10381 0.00961 −0.03608 −0.04343
Dry scenario −0.06775 0.04694 0.00365 −0.00572 −0.10539 0.0093 −0.03399 −0.04336
Wet scenario −0.06457 0.04755 −0.0004 −0.00581 −0.10221 0.00991 −0.03804 −0.04345
Model (5)

Youth (age 20–24) Others (age 25–54)

Cold Medium Hot All Cold Medium Hot All


2004 data
Actual −0.02461 0.03595 −0.01306 −0.00057 −0.09771 0.01867 −0.0356 −0.03821
Predicted −0.05696 0.06444 −0.0092 −0.00057 −0.0946 0.0268 −0.04684 −0.03821

2030 predicted
Mid scenario −0.05565 0.06613 −0.00741 0.00102 −0.09329 0.02849 −0.04505 −0.03662
Dry scenario −0.05593 0.06574 −0.00797 0.00061 −0.09357 0.0281 −0.04561 −0.03703
Wet scenario −0.05584 0.06586 −0.00761 0.0008 −0.09348 0.02822 −0.04525 −0.03684

2050 predicted
Mid scenario −0.05761 0.06373 −0.01015 −0.00134 −0.09525 0.0261 −0.04778 −0.03898
Dry scenario −0.05825 0.06299 −0.01107 −0.00211 −0.09589 0.02535 −0.04871 −0.03975
Wet scenario −0.05696 0.06444 −0.0092 −0.00057 −0.0946 0.0268 −0.04684 −0.03821
Source: World Bank data.

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202 Is Climate Change Likely to Lead to Higher Net Internal Migration? The Republic of Yemen’s Case

have a statistically significant impact on net migration rates, the out-of-sample


predictions were computed only for expected changes in temperature). For easier
reading, the districts were grouped into three intervals, each accounting for one
third of the districts, and labeled as low, medium, and high temperature districts.
Because migration rates are higher for the age group 20–24, we present statistics
for that group, as well as for older individuals. The table suggests that net migration
rates are lower for low and high temperature districts. Predicted migration rates
are obtained under higher temperatures under the mild, dry, and wet scenarios,
and considering both expected temperatures in 2030 and 2050, but the differ-
ences versus the predicted migration rates today are very small, and the differences
between the three scenarios, as well as between 2030 and 2050 are also small. In
other words, at least based on patterns of past migration, expected changes in
temperature might not affect net internal migration rates to a significant extent.

Conclusion
Is climate change expected to generate larger net internal migration flows in the
Republic of Yemen away from areas with higher expected temperatures? Using
census and weather data, this chapter has tried to answer this question. We found
that although higher temperatures and higher variability in temperatures are
associated in a statistically significant way with lower net migration rates, the
effects are not large. Out-of-sample predictions suggest that with the increase in
temperatures that are to be expected under various climate change scenarios, the
impact of climate change on net migration rates is not likely to be large. It should
be strongly cautioned however that these results are based on past patterns of
migration and climate in the Republic of Yemen, and “business as usual” extrapo-
lations of past patterns. Therefore, the simulation may not capture what might
happen in the future under more drastic changes in climate, including much
more severe weather shocks.

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World Bank.

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CHAPTER 10

Extreme Weather Events and


Migration: The Case of Morocco
Minh Cong Nguyen and Quentin Wodon

Do extreme weather events such as droughts or floods lead to migration away from
the areas affected by these events? This chapter aims to provide an answer to that
question for Morocco using a new nationally representative household survey imple-
mented in 2009/10. The data suggest that around one in four households have been
affected by weather shocks in the five years preceding the survey implementation.
Droughts and floods are not directly identified by households as major reasons for
migration, but insufficient agricultural revenue and a lack of agricultural employment
as well as better employment opportunities at the place of destination are mentioned
as reasons to migrate, and these are affected by adverse weather shocks. Furthermore,
in regression analysis, after controlling for a wide range of individual and household
characteristics, the probability of both temporary and permanent migration increases
if the household has been affected by an adverse weather shock or the consequences
thereof. Thus, while adverse weather events may not be the main driver of migration,
they do contribute to it.

Introduction
The frequency of droughts has increased in Morocco over the last few decades,
with negative impact on farmers and the economy as a whole (Azzam and
Sekkat 2005; Barakat and Handoufe 1998; Skees 2001). Most agricultural land
is not irrigated, which means that affected households often have limited ways
to reduce the impact of droughts on their livelihood (Skees 2001; Swearingen
and Bencherifa 2000). In chapter 5 of this study, a recent national household
survey for Morocco was used to document the extent to which Moroccan
households, and especially those involved in agriculture, are confronted with
extreme weather events such as droughts. The analysis suggested that most
households working in agriculture were affected by weather shocks, often seri-
ously. In the population as a whole, the proportion of households affected was
about one fourth, simply because households not in agriculture were not likely

Climate
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206 Extreme Weather Events and Migration: The Case of Morocco

to be affected. Many households affected declared not being able to recover


from these shocks.
Given the high level of vulnerability of households to weather shocks and
their limited means to cope with the shocks and adapt to climate change, one
might expect that weather shocks would contribute to out-migration in the
affected areas. It would make sense that some household members would leave
the areas most affected by drought, and there is indeed some evidence to this
effect. After a severe drought in 2007, two thirds of the illegal migrants arrested
in Spain were from the farming and mining region of Khouribga (EACH-FOR
2008). Another study by Hamza, El Faskaoui, and Fermin (2009) found that
environmental degradation was one of the reasons leading to past or intended
migration. Yet these studies have been fairly localized and based on small sam-
ples, so that it is difficult to generalize from them—for example the study by
Hamza, El Faskaoui and Fermin has a sample size of 30, so that it is unclear at
the national level whether climate shocks are a major or relatively small factor
affecting migration.
The objective of this chapter is to test whether these weather shocks indeed
contribute to migration, both temporary and permanent, by using a broader
sample (for a brief review of the literature which informs this chapter, see the
introduction of chapter 1 by Wodon et al. (2014) and chapter 2 on the focus
countries for this work by Burger et al. (2014) in this study. The analysis is based
on a nationally representative household survey? the Morocco Household and
Youth Survey (MHYS) implemented between December 2009 and March 2010.
Much of the questionnaire of that survey focuses on issues critical to youth, such
as the obstacles they encounter on the labor market and for civic participation.
But the questionnaire also included data on migration as well as on various
shocks affecting households and their ability to cope with these shocks. One of
the shocks is that of adverse weather events (such as droughts and floods). It is
thus feasible using econometric techniques to assess whether households who
were affected by extreme weather events experienced higher migration rates
among their members after controlling for a range of other household and indi-
vidual characteristics.
The chapter is organized as follows. Section two introduces the data used for
the analysis. Section three provides basic statistics on the extent to which house-
holds are affected by weather and other shocks, and on the extent of both tem-
porary and permanent migration among household members. Section four then
provides the multivariate analysis of the correlates of temporary and permanent
migration among household members. A brief conclusion follows.

Data
As was the case for chapter 5 of this study, this chapter is based on data from
MHYS implemented in 2009/10. The survey is nationally representative (even if
it does not include the scarcely populated Western Sahara southern part of the
country) and it includes data on 2,000 households (1,216 in urban areas and 784

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Extreme Weather Events and Migration: The Case of Morocco 207

in rural areas). The survey was implemented with funding from the World Bank
between December 2009 and March 2010. Much of the questionnaire focused on
issues critical to youth, and especially the obstacles that they encounter on the
labor market and for civic participation. Questions were also asked about young
people’s intentions to emigrate. Other more traditional modules deal with standard
questions on household member demographics and education as well as employ-
ment information. The questionnaire also focused on various shocks affecting
households and their ability to cope with these shocks, including weather shocks.
In order to be able to use the survey for this work on migration in the Middle East
and North Africa (MENA) region, additional questions as well as more options
within existing questions were added to the questionnaire on household percep-
tions regarding changes in climate, and whether this affected migration decisions.
Apart from a range of household and individual characteristics which are used
as controls in the regression analysis, a few central questions are used for the
analysis presented in this chapter. In section 6A about the incidence of shocks
and household responses, households are asked whether since November 2004,
the respondent or a member of the household experienced various shocks. The
shocks listed are: (1) Weather shocks (Droughts; floods; Pest infestation, crop and
livestock diseases); (2) Unexpected increase in prices of food or other essential
commodities consumed; (3) Unexpected loss of job; (4) Involuntary reduction in
employment or the number of hours worked; (5) Unexpected decline in prices
or demand for products that you sell; (6) Unexpected increase in prices or short-
ages of inputs or products needed for your activity; (7) Loss of asset or of live-
stock due to theft, death, or accident; (8) Cut-off or decrease in remittances to
household; (9) Death of main earner for the household; (10) Death of another
member of the family; (11) Serious injury or illness that kept any member from
doing normal activities; (12) Divorce or abandonment by husband; (13) Big
amount of dowry for daughter’s marriage; (14) Other (specify). This is the infor-
mation used in the regression analysis to assess the impact of weather shocks on
migration controlling for a range of other independent variables.
Data on migration is available for all household members, both those who
remain today members of the households, and those who used to be members
but have left permanently. We can thus measure both temporary and permanent
migration by household members. On the other hand, we only record the migra-
tion of household members, as opposed to that of whole households, but this
should not be too much of a problem given that most migration is typically
undertaken by household members, instead of entire households. It must also be
recognized that it is difficult to distinguish the separate effects of climate change,
environmental change, and weather shocks on households, and to separate short-
term versus long-term household responses. What the questionnaire provides us
with is information on whether households declare having been affected by a
weather shock—but the decision to migrate is probably based on repeated shocks
or changing conditions, as opposed to a single shock, and we cannot verify to
what extent the declarations of households correspond closely to actual weather
data for their area. But on the other hand one could argue that decisions such as

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208 Extreme Weather Events and Migration: The Case of Morocco

that of migrating are influenced at least as much by perceptions of households of


weather patterns as by the weather patterns themselves.
While all households respond to the question of whether they suffered from
a weather shock, in a separate part of the questionnaire households working in
agriculture are asked whether they were faced with a number problems in the
last five years. The list of problems identified was as follows: (1) Reduction in
agricultural yields due to inadequate rainfall (periodic and recurrent water scar-
city due to droughts); (2) Reduction in agricultural yields due to too much water
(too much rain or flooding); (3) Poor soil quality due to erosion reducing agricul-
tural yields; (4) Changing and unpredictable climate and temperatures reducing
agricultural yields (that is, too hot, too cold, too rainy, too dry); (5) Pest or locust
infestation reducing agricultural yields; (6) Reduced job opportunities in the
agricultural sector; (7) Death of livestock due to bad weather conditions; (8)
Reduction in the stock of livestock since the availability of grazing land is becom-
ing less due to droughts and floods. Next households were asked: “How serious
was the financial loss to the household due to these climate related factors listed
above?” The potential answers were very serious, moderate, serious, and negligi-
ble. Finally households were asked “Was (the household) forced to change the
economic activity after the shock?” This information will also be used in the
regression analysis as some problems encountered by agricultural households—
who tend to be more exposed to climate shocks—may lead to migration and the
problems identified in the questionnaire may potentially better capture changes
in structural environmental conditions than a weather shock would.

Basic Statistics
Table 10.1 provides summary statistics on the main variables of interest. The first
two columns of the table give the migration rates observed for the various groups
of households or individuals. The last two tables provide the summary statistics for
the same variables as they are used in the regression analysis—note that in a num-
ber of cases the summary statistics are missing and replaced by the symbol “—”
because these are the excluded reference categories in the regressions (the shares
of those with that dummy variable can be readily computed from the other shares
for the corresponding category of variables). In what follows, we focus the discus-
sion of the basic statistics on the migration rates, while the summary statistics are
provided simply for the sake of completeness in information and standard practice.
The temporary migration rate is at 5.71 percent for the sample as a whole, and
is a bit higher than the permanent migration rate, at 4.00 percent. The temporary
migration rate is at its highest level among individuals aged 25–34, while for
permanent migration, the rate is highest among those aged 15–24. The older an
individual gets, the less likely it is that s/he will migrate. Migration rates are much
higher for women than for men, and this is confirmed when looking at the posi-
tion of the individual in terms of being a head of household or a spouse (rates for
spouses are much higher), or at the interaction effects between gender and
­marital status.

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Table 10.1  Summary Statistics on Individual Level Migration Rates

Percent

Migration rates Summary statistics


Temporary migration Permanent migration Temporary migration Permanent migration
rates (%) rates (%) regression regression
All sample 5.71 4.00 5.71 4.00

Age group
  Age 15–24 3.80 6.02 0.295 0.315
  Age 25–34 7.23 5.87 0.215 0.221
  Age 35–44 6.63 2.31 0.159 0.153
  Age 45–54 5.76 0.66 0.152 0.142
  Age 55 and over 6.16 0.88 — —
Female 9.65 6.34 0.505 0.503
Male 1.83 1.63 — —
Spouse 7.00 4.97 0.252 0.235
Head 1.85 0.70 — —

Education
  No education 4.51 2.34 — —
 Primary 7.34 4.69 0.241 0.244
 College 5.96 4.31 0.166 0.167
 Secondary 4.34 5.30 0.126 0.129
  Tertiary and up 9.84 8.03 0.052 0.056
Married 5.06 0.00 0.588 0.588
Not married 6.16 0.00 — —
Female and married 7.51 0.00 0.324 0.324
Not female and married 1.92 0.00 — —
Head age — — 55.166 55.309
Head age squared — — 3,219.087 3,232.687
table continues next page
209
Table 10.1  Summary Statistics on Individual Level Migration Rates (continued)
210

Percent

Migration rates Summary statistics


Temporary migration Permanent migration Temporary migration Permanent migration
rates (%) rates (%) regression regression
Female head 5.97 3.62 0.169 0.172
Male head 4.35 5.69 — —
Head married 4.06 4.19 0.986 0.986
Head not married 5.75 3.96 — —

Head education
  No Education 5.83 0.00 — —
 Primary 5.30 3.75 0.230 0.232
 College 4.39 5.43 0.068 0.068
 Secondary 4.46 3.45 0.063 0.061
  Tertiary and up 10.62 5.91 0.029 0.029

Head occupation
  No work 5.39 0.00 — —
  Work for other 5.78 3.19 0.300 0.296
  Agricultural work 7.07 4.92 0.174 0.179
  Nonagricultural work 4.32 2.69 0.132 0.129
  Self-produce work 9.04 6.05 0.004 0.004
Own more than 1 acre 5.04 3.45 0.242 0.248
Own less than 1 acre 7.91 5.63 — —
Urban 7.93 4.47 0.596 0.589
Rural 4.28 3.64 — —

Wealth index
 Q1 9.58 4.97 — —
 Q2 6.85 3.45 0.200 0.200
 Q3 4.31 3.52 0.207 0.205
 Q4 3.17 3.34 0.213 0.210
 Q5 4.95 4.68 0.175 0.175
table continues next page
Table 10.1  Summary Statistics on Individual Level Migration Rates (continued)

Percent

Migration rates Summary statistics


Temporary migration Permanent migration Temporary migration Permanent migration
rates (%) rates (%) regression regression

Regions
  Guélmim-Es Semara 2.73 5.15 0.024 0.024
 Souss-Massa-Draâ‚ 12.56 5.68 0.106 0.107
  Gharb-Cherarda-Béni Hssen 6.65 2.65 0.071 0.069
 Chaouia-Ouardigha 6.79 4.23 0.078 0.079
  Marrakech-Tensift-Al Haouz 8.99 2.54 0.114 0.114
 Oriental 1.08 1.47 0.058 0.056
 Grand-Casablanca 2.28 3.44 0.131 0.130
 Rabat-Salé-Zemmour-Zaér 4.47 3.69 0.068 0.067
 Doukala-Abda 7.06 4.13 0.061 0.061
 Tadla-Azilal 5.52 7.67 0.061 0.064
 Méknès-Tafilalet 3.54 7.12 0.062 0.063
 Fès-Boulemane 1.81 1.98 0.045 0.045
  Taza-Al Hoceima-Taounate 7.83 3.00 0.078 0.078
 Tanger-Tétouan 1.47 3.09 — —

Economic and climate shocks


  Weather shocks (droughts, floods, and so on) 4.82 3.79 0.248 0.252
  No weather shocks (droughts, floods, and so on) 8.53 4.52 — —
  Unexpected increase in prices of food/other 5.01 4.10 0.735 0.736
  No Unexpected increase in prices 5.96 3.92 — —
  Job related shocks 5.26 4.13 0.249 0.249
  No job related shocks 7.04 3.48 — —
  Cut-off or decrease in remittances 5.62 3.80 0.015 0.017
  No cut-off or decrease in remittances 11.65 14.21 — —
  Death/sick of HH member (incl. main earner) 5.51 3.81 0.117 0.119
211

  No death/sick of HH member (incl. main earner) 7.19 5.21 — —


table continues next page
212

Table 10.1  Summary Statistics on Individual Level Migration Rates (continued)


Percent

Migration rates Summary statistics


Temporary migration Permanent migration Temporary migration Permanent migration
rates (%) rates (%) regression regression

Climate change and shock in agriculture


  Reduction in agricultural yield due to less water 4.85 3.46 0.236 0.243
  No reduction in agricultural yield due to less water 8.58 5.63 — —
  Reduction in agricultural yield due to more water 5.54 3.70 0.169 0.173
  No reduction in agricultural yield due to more water 6.56 5.32 — —
  Reduced job opportunities in the agricultural sector 5.15 3.98 0.149 0.150
  No reduced job opportunities in the agricultural sector 8.97 3.89 — —
Serious financial loss due to climate related factors 5.50 4.06 0.092 0.092
No serious financial loss due to climate related factors 7.79 3.09 — —
Change the economic activity after the shock 5.39 3.84 0.056 0.058
No change the economic activity after the shock 10.87 5.93 — —
Source: World Banks’ calculations based on Morocco Household and Youth Survey 2010 (age 15 and older).
Note: Number of observations: 7,884 for temporary migration, 8,502 for permanent migration. — = not available; HH = Household head.
Extreme Weather Events and Migration: The Case of Morocco 213

In general, and especially in the case of permanent migration, migration rates


are higher among the better educated. This is observed whether one looks at the
education level of the individuals, or at that of the household heads. Migration
rates also tend to be higher among households whose heads is self-employed,
which would include small business owners. There are also higher among indi-
viduals belonging to a household with little hand, possibly because there is less
pressure to stay at the place of origin in order to work the land. Temporary migra-
tion is especially high among poorer households as measured through an index
of wealth, while permanent migration is slightly higher among both the bottom
and the top quintiles.
Migration rates are higher among household located in urban areas, which
may indicate substantial migration from smaller to larger areas as well as interna-
tional migration from urban centers. There are also large differences in migration
rates depending of the regions where households live. The highest temporary
migration rate is observed in Souss-Massa-Draâ‚, followed by Marrakech-Tensift-
Al Haouz, Taza-Al Hoceima-Taounate, Doukala-Abda, Chaouia-Ouardigha, and
Gharb-Cherarda-Béni Hssen. For permanent migration, the highest rates are
observed from Tadla-Azilal, Méknès-Tafilalet, Souss-Massa-Draâ‚, and Guélmim-
Es Semara.
When looking at migration rates according to whether households have been
exposed to weather and other types of shocks, it is remarkable to note that migra-
tion rates are essentially always higher among households who were not affected
by negative shocks. This does not mean that shocks, including weather shocks,
may not be correlated with migration in a multivariate setting, but it does suggest
that overall, in the country as a whole, much of the migration that is taking place
may not be primarily related to weather shocks.
A similar message emerges from the data provided in table 10.2 on the rea-
sons declared by households for the migration of household members. For tem-
porary migration, the main motivation by far is the fact that better offers of
agriculture employment are available at the place of destination-this is the ratio-
nale for half of all temporary migrants. The same reason is mentioned for perma-
nent migration, although in that case marriage is mentioned more often. The lack
of jobs at the place of origin is mentioned, and it could be related to adverse
weather conditions. It could also be that the availability of better agricultural
employment at the place of destination is related to the effect of climate change
and droughts at the place of origin. But this cannot simply be assumed given that
being a victim of a drought or a flood is explicitly listed among the potential
reasons to migrate in the questionnaire, and that very few households declare
that these were the main reasons for the migration decisions of their members.

Correlates of the Probability of Migration


The basic statistics presented in the previous section appear to suggest that
migration rates are lower in areas affected by extreme weather shocks. This does
not mean however that weather shocks have a negative impact on migration. For

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214 Extreme Weather Events and Migration: The Case of Morocco

Table 10.2  Reasons for Migration by Household Members, Morocco, 2009/10


Percent

Temporary Permanent
migration migration
Migration with the rest of the household 6.97 1.21
Better business opportunities in the new place 3.70 2.57
Low offer of jobs in the nonagriculture in place of origin 9.57 4.53
Change of profession 6.25 2.94
Studies of the person 6.27 4.91
Better infrastructure 0.00 0.48
Family reunification, join the large family 6.53 3.16
Marriage 0.71 44.67
Divorce separation 0.20 1.29
Victim of flood 0.12 0.00
Victim of drought 0.53 0.40
Victim of another environmental cause 0.20 0.00
Insufficient agricultural revenue or low agricultural employment 5.31 1.09
Better offers of agriculture employment in the new place 49.37 27.45
Other 4.27 5.31
Total 100 100
Source: World Bank data.

example, a positive association was found between education and the likelihood
of migration. If migration is lower among households affected by weather and
other shocks, this might simply reflect the fact that these households tend to live
in rural areas, work in agriculture, and be less well educated. Controlling for
education, it could very well be that weather shocks could have a positive effect
on migration. In order to assess the marginal impact of weather and other shocks
on migration after controlling for a range of individual and household character-
istics, this section provides a regression analysis of the likelihood of temporary
and permanent migration in a multivariate setting. The analysis is still descriptive,
but it enables us to assess whether controlling for individual and household char-
acteristics as well as broad levels of geographic location, adverse weather shocks
have a statistically significant effect on migration, whether positive or negative.
Table 10.3 provides the results of probit regressions (with robust standard
errors) for the correlates of the probability of migrating either temporarily or
permanently. Note that in the case of permanent migration, only migration for
reasons not related to marriage is considered. Two different specifications for the
model are provided— the second specification includes a series of additional
household level variables which are not included in the first because of the risk
of endogeneity with those variables in that, for example, migration may affect
who is considered as the household head, or the education level of the household
head. This risk of endogeneity is much larger in the case of permanent migration,
but for comparison purposes the two models are estimated for both regressions.
Marginal effects are provided (dF/dX), so that a value of 0.02 would represent
an increase in the likelihood of migration of two percentage points.
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Extreme Weather Events and Migration: The Case of Morocco 215

Table 10.3  Correlates of Individual Migration, Morocco, 2009/10 (dF/dX)


Temporary migration Permanent migration
Model 1 Model 2 Model 3 Model 4
Individual characteristics
  Age 15–24 −0.016** −0.011 0.039*** 0.048***
  Age 25 to 34 0.007 0.011 0.041*** 0.049***
  Age 35 to 44 0.006 0.009 0.014* 0.017**
  Age 45 to 54 −0.000 0.002 −0.011** −0.008*
Female −0.061*** −0.063*** −0.026*** −0.034***
Spouse −0.022*** −0.021*** −0.016*** −0.011***

Education (base no education)


 Primary 0.021*** 0.025*** −0.000 −0.001
 College 0.029*** 0.032*** −0.006* −0.007**
 Secondary 0.021** 0.021* −0.000 −0.003
  Tertiary and up 0.084*** 0.069*** 0.014* 0.009
Married 0.011** 0.013** — —
Female*married 0.016 0.017 — —

Household characteristics
Head age — 0.001 — 0.001**
Head age squared — −0.000 — −0.000
Female head — −0.005 — −0.001
Head married — −0.010 — −0.026***

Head education (base no education)


 Primary — −0.006 — 0.001
 College — −0.008 — 0.011**
 Secondary — −0.002 — 0.003
  Tertiary and up — 0.023 — 0.003

Head occupation (base no work)


  Work for other — −0.004 — −0.002
  Agricultural work — −0.011* — −0.001
  Nonagricultural work — −0.013*** — −0.004
  Self-employment, producer — 0.017 — 0.006
Household size −0.001 −0.001* −0.005*** −0.004***
Own more than 1 acre −0.001 −0.001 0.006 0.008*
Urban −0.002 −0.002 −0.002 −0.002
Adult female ratio — 0.016 — 0.054***

Wealth index (base Q1)


 Q2 −0.010** −0.010** −0.007** −0.004
 Q3 −0.020*** −0.020*** −0.008** −0.005
 Q4 −0.027*** −0.027*** −0.002 −0.001
 Q5 −0.017*** −0.018*** 0.002 0.004

Regions
  Guélmim-Es Semara −0.010 −0.011 0.024 0.015
 Souss-Massa-Draâ‚ 0.043*** 0.044*** 0.010 0.007
table continues next page
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216 Extreme Weather Events and Migration: The Case of Morocco

Table 10.3  Correlates of Individual Migration, Morocco, 2009/10 (dF/dX) (continued )


Temporary migration Permanent migration
Model 1 Model 2 Model 3 Model 4
  Gharb-Cherarda-Béni Hssen 0.021* 0.024* −0.007 −0.006
 Chaouia-Ouardigha 0.012 0.011 0.002 −0.001
  Marrakech-Tensift-Al Haouz 0.015 0.017* −0.007* −0.006*
 Oriental −0.027*** −0.025*** −0.010** −0.009**
 Grand-Casablanca −0.018*** −0.017*** −0.002 −0.004
 Rabat-Salé-Zemmour-Zaér 0.002 0.000 −0.001 −0.002
 Doukala-Abda 0.017 0.016 0.001 0.003
 Tadla-Azilal 0.011 0.010 0.024** 0.021**
 Méknès-Tafilalet −0.013* −0.013* 0.016* 0.008
 Fès-Boulemane −0.022*** −0.022*** −0.008* −0.010***

Economic and climate shocks


  Weather shocks (Droughts, floods,
  and so on) 0.013** 0.014** −0.004 −0.004
  Unexpected increase in prices of food
  and others 0.006 0.007* 0.002 0.001
  Job related shocks 0.006 0.007 0.000 0.004
  Cut-off or decrease in remittances 0.066** 0.059** 0.041** 0.034**
  Death/sick of HH member (including
  main earner) 0.003 0.002 0.005 0.002

Climate change and shock in a ­ griculture


  Reduction in agricultural yield due to
  less water 0.003 0.004 0.019*** 0.015**
  Reduction in agricultural yield due to
  more water −0.016*** −0.016*** −0.002 −0.001
  Reduced job opportunities in the
  agricultural sector 0.002 0.002 −0.008** −0.007**
Serious financial loss due to climate
related factors −0.001 −0.002 −0.005 −0.005
Change the economic activity after the
shock 0.011 0.010 0.011 0.010
Number of observations 7,884 7,884 8,502 8,502
Source: World Banks’ calculations based on Morocco Household and Youth Survey 2010.
Note: Region dummies are included but not reported here. — = not available.
*** p < 0.01, ** p < 0.05, * p < 0.1.

The main variables of interest are at the bottom of table 10.3, and we start the
discussion with those. Being subject to an adverse weather shock appears to
increase the probability of temporary migration depending on the specification,
but not the probability of permanent migration. It looks like household members
are coping with weather shocks (which might be one-time events) by looking for
work elsewhere, but that these conditions do not yet lead to permanent depar-
tures. However, a reduction in agricultural yields due to less water increases
permanent migration, suggesting that when the changes in environmental condi-
tions are perceived to be more permanent, some household members do feel the
need to migrate permanently. By contrast, a reduction in agricultural yields due
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Extreme Weather Events and Migration: The Case of Morocco 217

to excess water (probably through floods) reduces the likelihood of migrating


temporarily, possibly because the shocks may reduce the resources available to
household members to migrate, and such shocks are not as likely to be perceived
as permanent changes in conditions that affect long-term livelihood.
Unexpected increases in prices of food and others basic commodities also lead
to more temporary migration, but the effect is only marginally significant in one
of the two specifications, so one could argue that there is no clear effect. Finally,
the largest effect on both temporary and permanent migration comes from being
affected by a cut-off or decrease in remittances from previous household mem-
bers who had migrated. This decrease in remittances leads to a large increase in
both types of migration, suggesting a certain level of dependence on remittances
among the households receiving them since they send other members away when
this is the case (note that the ability to send new members away may be facili-
tated by network effects that having other members who migrated before entail).
Apart from shocks, a number of individual level characteristics affect the
probability of migration. Younger individuals are more likely to migrate perma-
nently, given that they have often not yet created a household at the place of
origin, but age does not affect the probability of temporary migration in the same
way. Better educated individuals appear to be more likely to migrate temporarily,
but not permanently. Those who are married are more likely to migrate tempo-
rarily, but this is essentially the case for men who are heads of households, while
married head are less likely to migrate permanently. As to household level char-
acteristics, temporary migration is more frequent among members for the poor-
est households (bottom quintile of wealth), but the differences are less system-
atic for permanent migration. Whether households own more than one acre of
land or not does not make much difference after controlling for other variables.
Households where the head does not have work are more likely to have tempo-
rary migrants.
While the urban versus rural location of the household does not have a statis-
tically significant impact on the probability to migrate, there are geographic
effects at work after controlling for individual and household characteristics. The
reference geographic location in the regression model is the prefecture of Tanger-
TéÈtouhan, which is located in the tip of the northern part of the country toward
Spain. In comparison to that region, temporary migration is lower in Oriental,
Grand-Casablanca, Méknès-Tafilalet, and Fès-Boulemane, and higher in Souss-
Massa-Draâ‚. Again in comparison to Tanger-Tétouhan, permanent migration is
lower in Chaouia-Ouardigha, Marrakech-Tensift-Al Haouz, and Fès-Boulemane,
and higher in Tadla-Azilal.

Conclusion
Do extreme weather events such as droughts or floods lead to migration away
from the areas affected by these events in Morocco? The analysis presented in
this chapter suggests that this is the case. While droughts and floods are not
directly identified by households as major reasons for migration, the characteris-

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218 Extreme Weather Events and Migration: The Case of Morocco

tics of areas affected by droughts, such as insufficient agricultural revenue and


employment are mentioned as reasons for migration by households. Furthermore,
in regression analysis, being subject to an adverse weather shock appears to
increase the probability of temporary migration, and a reduction in agricultural
yields due to less water (droughts) increases permanent migration. Other factors
do have a larger effect on the probability of migration, so that climate and envi-
ronment related variables may not be the main drivers of temporary and perma-
nent migration. But they do appear to contribute to migration.

Bibliography
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Swearingen, W. D., and A. Bencherifa. 2000. “An Assessment of the Drought Hazard in
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PA R T 5

Remittances

Climate
Change and Migration  •  http://dx.doi.org/10.1596/978-0-8213-9971-2  221
CHAPTER 11

Do Remittances Reach Households


Living in Unfavorable Climate Areas?
Evidence from the Republic of Yemen
George Joseph, Quentin Wodon, and Brian Blankespoor

There is evidence in the literature that migration and remittances tend to increase in
response to climate shocks, so that both may function as coping mechanisms. It is not
clear however whether remittances are likely to be higher in areas that suffer from
poor climate in the absence of weather shocks. This chapter uses a nationally repre-
sentative household survey for the Republic of Yemen combined with weather data to
measure remittance flows, both domestic and international, and assess the likelihood
of households receiving remittances as well as the amounts received. We are inter-
ested in testing whether households living in less favorable areas in terms of climate
(as measured through higher temperatures, lower rainfalls, more variability or sea-
sonality in both, and larger differences in a given year between extreme temperatures)
are more likely to benefit from remittances. The results suggest that this does not seem
to be the case in the Republic of Yemen.

Introduction
Cross-country and country studies suggest that migration and remittances tend
to increase in response to climate and other shocks, with remittances helping
households to cope with the effect of the shocks (World Bank 2006). While
private international capital flows tend to dry up after such shocks, remittance
flows tend to increase or at least remain stable after natural disasters, as well as
macroeconomic or financial crises and armed conflicts (for example, Clarke and
Wallsten 2004; Weiss, Fagen and Bump 2005; World Bank 2006). Yang (2007)
provides cross-country evidence on the response of international financial flows
to hurricanes, and concludes that for poorer countries, increased hurricane expo-
sure is associated with greater remittance flows. In the Caribbean, a 1 percent
decrease in real gross domestic product may be associated with a 3 percent
increase in migrant remittances with a two-year lag (Mishra 2005).

Climate
Change and Migration  •  http://dx.doi.org/10.1596/978-0-8213-9971-2  223
224 Do Remittances Reach Households Living in Unfavorable Climate Areas?

Evidence from household surveys also indicates that households use both
migration and remittances as coping strategies in response to climate shocks.
Migration flows increased in the aftermath of disasters in Jamaica in 1989, after
hurricane Gilbert and in Central America in 1998, and after hurricane Mitch
(Wisner 2003). In El Salvador, an agricultural shock increases the probability of
migration of a household member to the United States by 24.3 percent (Halliday
2006). Studies using household survey data also confirm the consumption
smoothing role played by remittances in recipient households (Quartey and
Blankson 2004). Yang and Choi (2007) show for the Philippines that remittances
help to compensate for nearly 65 percent of the loss in income due to rainfall
shocks. Increased remittances helped to smooth household consumption and
compensate for the loss of assets after an earthquake in El Salvador in 2001
(Halliday 2006). A survey of households in four villages in Pakistan after the
devastating earthquake in 2005 reveals that migrant remittances were important
factors in disaster recovery and reconstruction (Suleri and Savage 2006).
Remittance-receiving households in the Aceh region of Indonesia were found to
have recovered faster from the 2004 Tsunami because of immediate relief pro-
vided by migrant remittances, although remittance transfers were adversely
affected due to the disruption of financial services and informal remittance trans-
fer channels (Wu 2006). Konseiga (2007) finds evidence of migration to Cote
d’Ivoire and resulting remittances used as a survival strategy in drought prone
areas in North Eastern Burkina Faso.
Despite the emerging consensus in the literature that migration and remittances
are indeed part of an overall livelihood strategy by which households try to insure
against shocks in disaster prone regions, there is less evidence on whether house-
holds use migration and receive remittances as part of a livelihood strategy in
regions prone to slow onset disasters, or more generally adverse weather conditions
as opposed to specific climate shocks. Said differently, it is not clear whether remit-
tances are likely to be higher in areas that suffer from poor climate in the absence
of specific major climate shocks. On the one hand, households in such areas often
are poorer and thus need support, which may be an incentive for migrants to
remit. But such households also have limited means to send migrants away, espe-
cially internationally, and thus may not benefit from as large flows of remittances
than households living in regions with better climate. In addition, migrants from
unfavorable climate regions are also less likely to be well educated and may thus
have lower earning potential, which may in turn limit their ability to remit.
By combining a nationally representative household survey with climate and
geographic data, this chapter tests whether in the Republic of Yemen remittance
flows, both domestic and international, benefit more those households located in
areas with unfavorable climate than households living in better climate areas.
This is done both with and without controls for household characteristics that
may affect remittances, but may also be endogenous—a fact that is often brushed
aside in empirical work on remittances.
The Republic of Yemen is an interesting case study for such work, given that
it is highly vulnerable to the vagaries of weather. This is suggested not only by

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Do Remittances Reach Households Living in Unfavorable Climate Areas? 225

historical patterns of climatic variability, but also by extreme levels of water


scarcity and high economic reliance on water dependent sectors such as agricul-
ture and fisheries. The topography of the country is highly diverse, with coastal
plains where the population is concentrated, a mountainous interior, and upland
deserts to the north toward the Saudi Arabia border. Annual precipitation in
many parts of the country is low, although much higher in the western moun-
tainous highland region. Temperatures are high, with more than occasional
extreme values, but they also vary a lot across areas and over the year. While
climate models do not all agree on how the Republic of Yemen’s climate is
expected to change, there is agreement that temperatures are likely to rise, while
rainfall will fall. Due to near complete depletion of groundwater resources, agri-
cultural output is projected to decrease by 4 percent in the next two decades
(World Bank 2010). For households who will remain in areas with unfavorable
climate, the ability to rely on remittances may well therefore be crucial for their
livelihoods. Looking at current patterns of remittances is one way to assess
whether the hope of steady and substantial remittances flows for households
living in “climate-poor” areas is realistic.
The chapter is structured as follows. Section two presents the data and meth-
odology. Section three presents the estimation of models for the likelihood of
receiving remittances and the amounts received, both for domestic and interna-
tional remittances. A conclusion follows.

Data and Methodology


We use the most recently available nationally representative household budget
survey implemented in the Republic of Yemen, whose data were collected in
2005/06. The survey includes 13,136 households (98,941 individuals) living in
309 of the country’s 333 districts. Apart from the location of households, the
survey provides information on a wide range of socioeconomic characteristics
including among others demographics, education, health and anthropometrics,
employment and occupation, consumption and assets, and income including
remittances. Data are available on both domestic and international remittances.
Beyond the household survey, and based on the location of households prox-
ied through the most populous city in the district in which the household lives,
we also use information on the distance between the household/district location
and the coast, as well as the distance to the nearest airport. These distances are
calculated using an Euclidean distance function in ESRI ArcGIS 9.3 software. We
also use measures of travel time to the nearest city with a population of at least
100,000 using a methodology developed from Nelson (2008) with regionally
specific information (World Bank 2011). The percentage of irrigated land is
taken from Global Map of Irrigated Areas version 4 (Siebert et al. 2005; Siebert,
Hoogeveen, and Frenken 2006). Weather district-level data on annual mean
temperature and rainfall and their variability/seasonality are collected from
BIOCLIM (Busby 1991). All weather variables are computed on observations for
the period 1990–2000. We also include in some specifications governorate

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226 Do Remittances Reach Households Living in Unfavorable Climate Areas?

dummy variables to control for additional geographic effects operating at a


higher level of aggregation than the district.
The estimation method-a standard Heckman (1979) selection model—
enables us to look at both the likelihood of receiving remittances, and the amount
of remittances received. Estimations are provided for domestic and international
remittances separately. The Heckman specification allows to control for potential
selectivity in who receives remittances. It is however not easy find a variable that
affects the probability of receiving remittances and not their amount. One can-
didate could be the leave-out-mean likelihood of receiving remittances (domestic
or international) in the district in which the household lives, which reflects
migration networks. However, while this variable certainly affects the likelihood
of migrating, it may also affect the amount of remittances received by house-
holds. For example, it could be that larger networks may be associated with better
employment opportunities at destination, which can, in turn, influence the
amounts of remittances sent by the migrants (Munshi 2003). On the other hand,
it could also be that if more migrants are coming to destination areas, they may
compete for the same jobs and thereby benefit from lower wages which might
reduce the amounts of remittances they are able to send back home. Also, even
if networks only influence migration costs and not wages at destination, they
might still influence the demand for remittances in migrant-sending households
(Carrington, Detragiache, and Vishwanath 1996; McKenzie and Rapoport 2010).
For this reason, the leave-out-mean is included in our analysis in both the probit
on whether households receive remittances, and in the levels regression for the
amount of remittances received by households, with the Heckman model simply
identified through the nonlinearity in the probit equation.
Table 11.1 provides summary statistics for the variables used in the estima-
tions. Out of the total number of households (13,136), 12,987 are used for the
estimation due to missing values for some variables. The number of households
receiving remittances is 5,334 (43.63 percent when using sample weights), of
which 4,019 (33.90 percent) receive domestic remittances, and 1,920 (14.10
percent) receive international remittances, and 605 (4.38 percent) receive both.
7,653 households (56.37 percent) do not receive any remittances. The average
amount of remittances received among households who receive domestic remit-
tances is YER 46,654 (US$252 at the average exchange rate in 2004 of US$1 =
YER 185), while the average amount for international remittances is as expected
significantly higher, at YER 218,786 (US$1,183). Given low standards of well-
being in the country, these are rather substantial transfers.
Based on the basic statistics provided in table 11.1, a few facts are worth
pointing out. First, the differences in the characteristics of households receiving
domestic and international remittances are smaller than one might have expect-
ed based on experience in other low income countries (see for example
Hildebrandt and McKenzie 2005). Households receiving international remit-
tances are “better off” in many dimensions (such as poverty status, education of
the household head, land cultivation status, and so on), but not by a whole lot.
For example, poverty measures are lower among households receiving

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Table 11.1  Summary Statistics

National Domestic Int’l None Both


Mean St. Dev. Mean St. Dev. Mean St. Dev. Mean St. Dev. Mean St. Dev.
Dependent variables
Household receiving remittances (%) 43.63 49.6 100 0 0 0 0 0 100 0
Household receiving domestic remittances (%) 33.9 47.3 100 0 31.05 46.28 0 0 100 0
Household receiving international remittances (%) 14.1 34.8 12.91 33.54 0 0 0 0 100 0
Amount of domestic remittances (YER) 15.818 48.255 46.654 73.691 40.761 45.983 0 0 40.761 75.305
Amount of international remittances (YER) 30.851 199.821 148.055 233.514 218.786 492,082 0 0 148.055 635,426

Independent variables—household level


Rural location (%) 71.7 45.05 78.46 41.11 72.48 44.68 67.61 67.61 74.07 43.86
Household head with no education (%) 55.77 49.67 61.35 48.70 59.73 49.06 51.37 51.37 54.96 49.79
Household head with primary education (%) 12.04 32.55 11.6 32.03 9.87 29.84 12.83 12.83 11.7 32.16
Household head with middle school education (%) 11.3 31.66 9.69 29.59 12.07 32.59 12.32 12.32 14.61 35.35
Household head with high school education (%) 9.34 29.10 8.04 27.19 7.13 25.74 10.54 10.54 7.61 26.55
Household head with tertiary education (%) 8.9 28.48 5.99 23.74 7.25 25.94 10.91 10.91 6.9 25.37
Household members above 21 with middle school (%) 10.65 20.88 8.83 19.43 10.87 20.15 11.71 11.71 11.09 20.48
Household members above 21 with high school (%) 8.82 18.62 7.81 17.90 8.86 18.74 9.48 9.48 9.63 20.94
Household members above 21 with tertiary (%) 6.27 17.33 4.64 14.92 5.35 16.33 7.41 7.41 5.42 17.46
Cultivating household with land (%) 52.1 49.96 58.48 49.28 50.48 50.01 48.63 48.63 51.57 50.02
Household owns livestock (%) 60.6 48.87 64.4 47.89 61.01 48.79 58.16 58.16 59.93 49.05
Indebted household (%) 53.96 49.85 61.58 48.65 46.66 49.90 51.34 51.34 55.74 49.71

Independent variables—district level


Leave-out-mean international migrants (%) 0.14 0.14 0.15 0.15 0.27 0.20 0.12 0.12 0.29 0.21
Leave-out-mean domestic migrants (%) 0.34 0.28 0.56 0.31 0.36 0.26 0.21 0.21 0.53 0.30
Percentage of irrigated land in the district (%) 4.29 6.40 3.96 7.03 3.1 5.20 4.71 4.71 3.4 6.63
Annual mean temperature (°C) 22.24 4.63 21.61 4.22 22.16 4.35 22.6 22.60 21.66 4.32
Annual mean temperature squared (°C) 516.23 209.39 484.78 188.87 509.84 196.71 534.54 534.54 487.88 193.77
Temperature seasonality (standard deviation × 100) 27.85 2.85 27.32 2.63 27.65 2.67 28.19 28.19 27.43 2.57
Temperature seasonality squared 783.85 172.31 753.42 157.17 771.47 155.19 803.34 803.34 759.19 149.39
227

table continues next page


228

Table 11.1  Summary Statistics (continued)


National Domestic Int’l None Both
Mean St. Dev. Mean St. Dev. Mean St. Dev. Mean St. Dev. Mean St. Dev.
Annual precipitation (mm) 24.15 13.25 28.25 12.33 24.62 13.99 21.65 21.65 25.21 13.78
Annual precipitation squared (mm) 758.88 680.50 950.23 663.27 801.64 701.48 638.22 638.22 824.78 669.45
Precipitation seasonality (coefficient of variation) 8.4 1.69 8.52 1.50 8.66 1.87 8.29 8.29 8.78 1.73
Precipitation seasonality squared 73.4 29.08 74.83 26.23 78.55 33.26 71.76 71.76 80.11 31.08
Temperature annual range (max–min, °C) 21.53 2.91 22.05 2.67 21.28 2.77 21.28 21.28 21.71 2.91
Travel time to nearest city of 100,000 (minutes) 375.79 334.25 432.94 353.01 441.72 375.32 333.8 333.80 490 420.33
Travel time to the nearest airport (minutes) 348.15 299.67 414.44 327.13 393.7 313.36 303.61 303.61 434.7 344.89
Travel time to the nearest port (minutes) 480.81 337.25 556.04 348.77 537.83 384.56 430.86 430.86 603.87 432.19

Selected other variables not used in the regressions


Age of the household head (years) 44.71 14.86 45.63 16.20 45.9 15.57 43.96 43.96 46.09 16.62
Number of males above age 15 2.05 1.46 1.83 1.41 2.13 1.51 2.16 2.16 2.08 1.53
Number of children below age 5 1.08 1.15 1.02 1.14 1.02 1.13 1.12 1.12 0.99 1.12
Number of members above 65 0.21 0.49 0.26 0.54 0.22 0.49 0.18 0.18 0.27 0.54
Household size 7.5 3.87 7.03 3.74 7.78 3.88 7.71 7.71 7.41 3.97
Poverty headcount (%) 35.4 45.75 33.88 45.33 31.05 44.05 36.99 31.00 30.76 44.33
Poverty gap (%) 9.73 15.69 9.1 15.19 8.26 15.21 10.39 8.53 9.14 16.48
Squared poverty gap (%) 3.82 8.04 3.53 7.69 3.24 8.18 4.12 3.33 3.74 8.93
Source: World Bank data.
Note: — = not available.
Do Remittances Reach Households Living in Unfavorable Climate Areas? 229

international remittances, but the differences are smaller than one might have
expected. In general, the fact that poverty measures are relatively high among
both domestic and international migrants suggests that migration is likely for the
most part to be unskilled (this is related to the relatively low skills employment
opportunities that are available for international migrants in nearby oil producing
countries of the Gulf region, and especially neighboring Saudi Arabia). In terms
of weather variables characterizing the areas in which households live, the differ-
ences between households receiving remittances, whether domestic or interna-
tional, and the national sample are also small.
Turning to the regression methodology, it is important to start by pointing out
that in many papers on the determinants of remittances using household survey
data, a number of household level variables are included in the correlates. This is
however often problematic, because most of the household level correlates are at
risk of being endogenous. Consider the correlates included in tables 11.2 and
11.3. Whether the household head has a given level of education depends on
who the household head is. When households receive remittances, it is typically
because they have one or more migrants, and this may well include the house-
hold head. This is the case when the husband or father has left the family either
temporarily or for a longer period of time in order to increase his earnings
through better employment, and thereby help the family members back at home
through remittances. In that case, if the wife is then considered as the household
head at home in the survey, given that her level of education is often likely to be
lower, the level of education of the head depends on the decision of the husband
to migrate and send remittances, and is thus endogenous.
The same problem arises, albeit probably in a more diluted way, with the
shares of household members above the age of 21 that have various levels of
education. But more generally, the type of occupation of the household members
at home, and whether they cultivate land, own livestock, or have debts, may all
be endogenous. If one were to include additional variables (as is often done) such
as poverty status or quintiles of well-being based on consumption, this would
clearly depend on the remittances received (or lack thereof). Even if this often
ignored in the applied survey-based literature in the drivers of migration and
remittances, it is in general difficult to find household socioeconomic character-
istics that are truly exogenous to the decision of some household members to
migrate and send remittances. And while some of these problems are alleviated
when the household survey has information on members that were part of the
household but have left (see for example Binzel and Assaad 2011), this is not the
case for most surveys, and such information is not available in our data.
This being said, in this chapter our main interest is less on how household
level correlates affect whether they receive remittances or not, than on whether
remittances reach households that are located in areas with comparatively unfa-
vorable climate. This is why we include in the correlates a large number of dis-
trict-level variables that were merged with the household survey data and that
account for weather (temperature and rainfall), irrigated land characteristics, and
location of the districts in which households live. We have quite a few

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Table 11.2  Heckman Selection Model for Domestic Remittances, 2006
230

With household level variables Without household level variables


Without regional With regional dummies Without regional With regional dummies
dummies (not shown) dummies (not shown)
Second stage: First stage: Second stage: First stage: Second stage: First stage: Second stage: First stage:
amounts probit amounts probit amounts probit amounts ­probit
Rural −0.092 0.011 −0.108* 0.020 −0.130*** 0.012 −0.114** 0.022
Head with primary education −0.294*** −0.094 −0.217*** −0.105* — — — —
Head with middle school education −0.262*** −0.107* −0.281*** −0.114** — — — —
Head with high school education −0.247*** −0.174*** −0.270*** −0.176*** — — — —
Head with technical education −0.627*** −0.309** −0.607*** −0.329** — — — —
Head with tertiary education −0.303** −0.319*** −0.268** −0.322*** — — — —
Share of household members above
21 with primary education 0.007 −0.166* −0.087 −0.158* — — — —
Share of household members above
21 with middle school education 0.052 −0.235*** 0.026 −0.253*** — — — —
Share of household members above
21 with high school education 0.316** −0.122 0.260* −0.125 — — — —
Share of household members above
21 with tertiary education 0.635*** −0.071 0.465** −0.081 — — — —
Cultivating household with land −0.001 −0.113*** 0.051 −0.110*** — — — —
Household owns livestock −0.052 −0.037 −0.063 −0.042 — — — —
Indebted household −0.208*** 0.127*** −0.170*** 0.131*** — — — —
(Mean) irrigated land (%) 0.000 −0.007*** −0.003 −0.010*** 0.001 −0.006*** −0.002 −0.008***
Annual mean temperature −0.064 −0.017 −0.248*** −0.017 −0.105 −0.027 −0.280*** −0.016
Annual mean temperature squared −0.001 0.001 0.006*** 0.001 −0.000 0.001 0.007*** 0.001
Temperature seasonality (standard
deviation*100) 0.568*** −0.003 0.511*** 0.021 0.569*** −0.025 0.533*** 0.016
Temperature seasonality squared −0.008*** −0.000 −0.008*** −0.001 −0.008*** 0.000 −0.008*** −0.001
Annual precipitation 0.060*** −0.011 −0.015 −0.012 0.065*** −0.007 −0.014 −0.009
Annual precipitation squared −0.001*** 0.000 0.000 0.000 −0.001*** 0.000 0.000 0.000
table continues next page

Table 11.2  Heckman Selection Model for Domestic Remittances, 2006 (continued)
With household level variables Without household level variables
Without regional With regional dummies Without regional With regional dummies
dummies (not shown) dummies (not shown)
Second stage: First stage: Second stage: First stage: Second stage: First stage: Second stage: First stage:
amounts probit amounts probit amounts probit amounts ­probit
Precipitation seasonality (coefficient
of variation) 0.144 0.120 0.116 0.085 0.154 0.114 0.175 0.056
Precipitation seasonality squared −0.010 −0.006 −0.006 −0.005 −0.011 −0.006 −0.009 −0.003
Temperature annual range (max–min) −0.335*** 0.023 0.008 0.055 −0.344*** 0.030 0.007 0.056
Travel time to nearest city of more
than 100,000 pop. −0.002*** −0.000 −0.001** −0.000 −0.002*** 0.000 −0.001** −0.000
Travel time to the nearest airport 0.000*** 0.000 0.001*** 0.000 0.000*** 0.000 0.001*** 0.000
Travel time to the nearest port 0.002*** 0.000 0.000 0.000 0.002*** −0.000 0.000 0.000
Leave-out mean migration rate −1.254*** 3.076*** −1.189*** 2.963*** −1.330*** 3.058*** −1.206*** 2.950***
Constant 9.408*** −1.889 5.239* −2.539 9.891*** −1.915 4.737* −2.537
Rho −0.158 −0.062 −0.155 −0.048
Sigma 1.231 1.177 1.247 1.19
Lambda −0.195 −0.074 −0.193 −0.057
Number of observations 4,004 12,953 4,004 12,953 4,004 12,953 4,004 12,953
Source: World Bank data.
Note: — = not available.
*** p < 0.01, ** p < 0.05, * p < 0.1.
231
Table 11.3  Heckman Selection Model for International Remittances, 2006
232

With household level variables Without household level variables


Without regional With regional dummies Without regional With regional dummies
dummies (not shown) dummies (not shown)
Second First Second First Second First Second First
stage: stage: stage: stage: stage: stage: stage: stage:
amounts probit amounts probit amounts probit amounts probit
Rural −0.128 −0.086** −0.105 −0.082* −0.204* −0.059* −0.143* −0.044
Head with primary education −0.314** −0.240*** −0.259* −0.242*** — — — —
Head with middle school education −0.547*** −0.101 −0.448*** −0.107* — — — —
Head with high school education 0.023 −0.400*** 0.114 −0.416*** — — — —
Head with technical education −0.408 −0.325* −0.364 −0.356** — — — —
Head with tertiary education −0.424** −0.200** −0.408* −0.201** — — — —
Share of household members above 21 with primary
education 0.042 0.031 −0.110 0.034 — — — —
Share of household members above 21 with middle
school education 0.205 −0.294*** 0.093 −0.322*** — — — —
Share of household members above 21 with high school
education −0.186 0.160 −0.292 0.155 — — — —
Share of household members above 21 with tertiary
education 0.299 −0.141 0.176 −0.173 — — — —
Cultivating household with land 0.151* −0.007 0.204** 0.013 — — — —
Household owns livestock −0.191** −0.052 −0.183** −0.052 — — — —
Indebted household −0.484*** −0.118*** −0.373*** −0.117*** — — — —
(Mean) irrigated land (%) −0.008 −0.009*** −0.003 −0.008*** −0.012 −0.007** −0.008 −0.006*
Annual mean temperature 0.135 −0.017 0.131 −0.147** 0.093 −0.044 0.011 −0.147**
Annual mean temperature squared −0.005* 0.000 −0.004 0.004** −0.004* 0.001 −0.001 0.004**
Temperature seasonality (standard deviation*100) 0.260 0.092 0.438 0.122 0.183 0.078 0.613** 0.126
Temperature seasonality squared −0.004 −0.002 −0.006 −0.002 −0.002 −0.001 −0.008* −0.002
Annual precipitation 0.031 −0.017** −0.019 0.010 0.031 −0.011 0.001 0.014
Annual precipitation squared −0.000 0.000** 0.000 0.000 −0.000 0.000* 0.001 0.000
table continues next page

Table 11.3  Heckman Selection Model for International Remittances, 2006 (continued)
With household level variables Without household level variables
Without regional With regional dummies Without regional With regional dummies
dummies (not shown) dummies (not shown)
Second First Second First Second First Second First
stage: stage: stage: stage: stage: stage: stage: stage:
amounts probit amounts probit amounts probit amounts probit
Precipitation seasonality (coefficient of variation) −0.732*** 0.007 −0.219 0.060 −0.849*** 0.005 −0.436* 0.017
Precipitation seasonality squared 0.034*** 0.002 0.013 −0.003 0.041*** 0.001 0.026* −0.000
Temperature annual range (max–min) −0.050 −0.010 0.004 −0.044 −0.071 −0.018 −0.069 −0.050
Travel time to nearest city of more than 100,000 pop. 0.000 −0.000 0.001 −-0.000 0.001 −0.000 0.001 −0.000
Travel time to the nearest airport −0.000 0.000 0.000 0.000 −0.000* 0.000 0.000 0.000
Travel time to the nearest port −0.000 0.000 −0.001 0.000 −0.001 0.000 −0.001 0.000
Leave-out mean migration rate −1.774** 3.140*** −2.183*** 2.860*** 0.070 3.216*** 0.196 2.973***
Constant 14.263*** −2.340* 6.506 −1.783 14.855*** −2.039 3.360 −1.883
Rho −0.767 −0.804 −0.351 −0.109
Sigma 1.713 1.721 1.419 1.306
Lambda −1.313 −1.384 −0.498 −-0.143
Number of observations 1,920 12,987 1,920 12,987 1,920 12,987 1,920 12,987
Source: World Bank data.
Note: — = not available.
*** p < 0.01, ** p < 0.05, * p < 0.1.
233
234 Do Remittances Reach Households Living in Unfavorable Climate Areas?

district-level variables, and much more so than is typically found in the literature,
as well as higher level governorate dummies. Therefore we have the possibility of
estimating at least somewhat meaningful models even without household char-
acteristics, even though it must be clear that one could argue that it is problem-
atic to try to explain household level variations with mostly geographic variables.
If one considers the models without household level variables as a test for robust-
ness of the results obtained with the model with household controls, then the
procedure enables us to test whether the partial correlations observed between
remittances and district-level characteristics are indeed robust to the inclusion of
household controls or not. To the extent that the results are robust, we can be
more confident in the results obtained for the geographic effects. As we will
show, the fact that the sign, magnitude, and statistical significance of most of the
district-level variables do not change much whether we include household level
correlates or not is a good sign of the validity of the estimates for the district-level
variables which are the focus of this chapter.

Results
Tables 11.2 and 11.3 provide the regression estimates (Heckman model) for the
likelihood of receiving domestic and international remittances, respectively, as
well as the amounts received. This is done with and without regional (governor-
ate) variables as additional controls. The coefficients of the regional dummies are
not reported here to save space, but they are available upon request and many of
them are statistically significant. Differences in results in the specifications with
and without governorate dummies tend to be small.
Consider first the results for domestic remittances without the household
level controls in order to focus on the district-level variables. Districts with more
irrigated land are less likely to receive remittances. Apart from the migration
network variable which has a strong effect on the probability of receiving remit-
tances and several regional dummies that are not shown in the table, this is the
only variable for which a statistically significant effect is observed in the probit
when no household controls are included.1 One explanation might be that there
is less need for households to send migrants away when more land is available for
cultivation, which would reduce remittances. As for the amounts of domestic
remittances received, the coefficients of the many of the weather variables are
statistically significant either in the specifications with or without regional dum-
mies, and in several cases in both specifications. The coefficients for three of the
five weather variables (and their squared values when applicable) suggest that
domestic remittances are lower in districts with unfavorable climate. This is the
case for higher temperatures (negative impact with regional dummies), higher
levels of precipitation (positive impact without regional dummies), and larger
differences between minimum and maximum temperatures (negative impact
without regional dummies). The coefficients for precipitation seasonality are not
statistically significant. The only weather variable which suggests more remit-
tances in climate poor areas is temperature seasonality, for which a higher value

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Do Remittances Reach Households Living in Unfavorable Climate Areas? 235

is associated with higher remittances. But one could argue that this is counter-
acted to some extent through the negative correlation between the amount of
domestic remittances received and the difference between the maximum and
minimum temperature.
This suggests that unfavorable climate is associated with lower amounts of
domestic remittances. We are of course not claiming that climate itself necessar-
ily influences the amounts of remittances received. The mechanisms at work may
be much more complex, and are likely to be related in part to the fact that
households living in districts with unfavorable climate may be poorer and less
educated. In that case, even when households are able to afford the cost of send-
ing migrants (the weather variables where not statistically significant in the pro-
bits), the migrants may not be able to send back as large remittances as is the case
for migrants from other areas. This is only a speculation, but whatever the rea-
sons for the findings, the fact is that districts with structural disadvantages in
terms of their climate receive less domestic remittances. The fact that many of
the effects vanish when including regional dummies is not too surprising, given
that weather patterns differ between regions, so this does not invalidate the
results.
Consider next international remittances. The likelihood of receiving remit-
tances is again lower in districts with a higher share of irrigated land, probably
for the same reason as mentioned before. Higher temperatures are also associated
with a lower probability of receiving international remittances (this is observed
with regional dummies and the positive sign for the quadratic term does not
affect the overall sign of the effect.) There is a positive effect on the probability
of receiving remittances for the squared value of precipitation but this is only
marginally statistically significant. Turning to the amounts received, two of the
weather variables have a negative impact: higher temperatures lead to lower
amounts received in the specification without regional dummies, and more pre-
cipitation seasonality reduces the amounts of remittances in the two specifica-
tions with and without regional dummies. In the case of the specification with
regional dummies, temperature seasonality is associated with more remittances,
but this is the only case where indicators of poorer weather lead to more remit-
tances. The upshot is that overall, households in districts with less favorable cli-
mate also tend to be less likely to receive international remittances, and when
they do, the amounts received tend to be lower, as observed with domestic
remittances.
Do these results remain when adding household level controls? They do, and
remarkably so, not only in terms of sign and magnitude, but also in terms of sta-
tistical significance. In the case of domestic remittances, all results for the weath-
er variables remain virtually the same when household level controls are added.
In the case of international remittances, stability is also observed in most cases,
with two exceptions. First, the effect of temperature seasonality on the amounts
received in the specification with regional dummies vanishes when household
controls are added. Second, the effect of precipitation on the probability of
receiving remittances becomes statistically significant in the specification

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236 Do Remittances Reach Households Living in Unfavorable Climate Areas?

without regional dummies when household controls are added. These two
changes both go in the way of our conclusion, which is that climate poor areas
are less likely to receive remittances and when they do, receive less of them.
Beyond climatic variables, the other district variables (apart from the leave-
out-means) which measure isolation of the districts also have an impact on
domestic remittances, but not on international remittances, and the effects are
robust to the inclusion of household controls. For domestic remittances, being
further away from an airport increases the likelihood of receiving domestic
remittances, perhaps because international travel is more difficult. Being further
away from an airport or a port also increases the amount of remittances received,
possibly for the same reason. But being away from a large city reduces domestic
remittances, perhaps because of fewer well paying employment opportunities for
domestic migrants in nearby districts.
Finally, for the sake of completeness, it is worth briefly discussing the results
for the household controls, even if they must be treated with caution due to the
risk of endogeneity. Households in rural areas are as likely to receive remittances
as households in urban areas in most cases, but they tend to receive lower
amounts, as expected. A higher level of education is associated with both a lower
likelihood of receiving remittances, and a lower amount of remittances
received—the effects tend to be more often statistically significant for the house-
hold head than for the share of household members above the age of 21. The
effect on the probability to migrate may reflect the fact that much of the
Republic of Yemen’s migration is unskilled, and the effects on the amounts of
remittances received may be linked to the fact that households whose members
have higher education levels may need remittances less. Households cultivating
land are less likely to receive domestic remittances, probably because there is less
of a need for members to leave, but are more likely to receive international remit-
tances, perhaps because of a higher ability to pay for the cost of international
migration. Households with debts are more likely to benefit from domestic
remittances, but the reverse is observed for international remittances. As to the
correlation between indebtedness and amounts, it is negative for both forms of
remittances. Different rationale might be provided for such results, but again
endogeneity may be an issue. As for network effects, when the effects are statisti-
cally significant they tend as already mentioned to increase the probability of
receiving remittances, but they are negatively correlated with the amount of
remittances received for both domestic and international remittances. This
would be consistent with a story emphasizing the competition between a larger
number of migrants for limited job opportunities (especially in a context of sub-
stantial unemployment), which would then reduce the amounts of remittances
that they are able to send back home.

Conclusion
The literature suggests that migrant remittance flows increase in the aftermath
of natural disasters, macroeconomic or financial crises, and act as a safety net for

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Do Remittances Reach Households Living in Unfavorable Climate Areas? 237

households that have migrants either within or outside the country. Furthermore,
there is an emerging consensus that migration and remittances are part of an
overall livelihood strategy by which households try to insure against shocks in
regions which are prone to natural disasters and adverse weather conditions. Less
is known however on whether remittances are likely to be higher in areas that
suffer from poor climate more generally, in the absence of specific weather
shocks. Assessing whether this is the case is however difficult, because data from
household surveys are rarely combined with weather data in order to test the
impact of climate on remittance patterns.
Using the Republic of Yemen’s latest nationally representative multipurpose
household survey as well as detailed district-level weather and other data, we
have tried to assess whether households living in areas with higher temperatures
and lower rainfalls, as well as more variability or seasonality in both, are more
likely to benefit from remittances than households living in districts with more
favorable climate. The results suggest that in the Republic of Yemen, both the
likelihood of receiving remittances and the amounts of remittances received tend
to be lower in districts with unfavorable climate. The effects are especially strong
for domestic remittances. This suggests in turn that in areas with unfavorable
climate, the ability of household to rely on remittances for their livelihoods or to
cope with shocks may be more limited than one might have hoped.

Notes
1 As pointed out to us by a referee, it could in theory be that the mean share of the land
that is irrigated, as an aggregate outcome of farming decisions taken at the household
level, depends on remittances. This could happen if such remittances were invested in
irrigation, or inversely if the receipt of remittances were to worsen the incentives to
undertake productive investments. Yet the level of remittances is small and most remit-
tances tend to be used for consumption purpose, with little positive or negative impact
on investments. In addition, investments in irrigation tend to be low in general for a
range of terrain as well as cultural and agricultural reasons that have little to do with
remittances. Finally, the mean irrigated land variable is computed over all households
in a given district, as opposed to a Primary Sampling Unit, so that the risk of endogene-
ity is further reduced.

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CHAPTER 12

Does the Impact of Remittances on


Poverty and Human Development
Depend on the Climate of Receiving
Areas?
George Joseph and Quentin Wodon

This chapter uses matching techniques and a recent nationally representative house-
hold survey for Yemen combined with weather data to measure the impact of remit-
tances, both domestic and international, on poverty and human development out-
comes (school enrolment, immunization, and malnutrition). The estimations are
carried both nationally and in areas with favorable and unfavorable climate.
Remittances are found to have a statistically significant impact on many of the indica-
tors, and this is especially the case for international remittances which tend to provide
more resources to their beneficiaries. The impact of remittances on measures of pov-
erty and malnutrition is also found to be stronger in districts that are affected by
unfavorable climate (as measured through higher temperatures or lower levels of
rainfall), while the impact of remittances on school enrollment is found to be stronger
in areas with better climate. The results are consistent with households in the least
favorable areas using their remittances to meet basic needs first, while households in
better areas can use remittances flows for education investments.

Introduction
Migration of household members and the potential resulting remittances are part
of livelihood strategies used by households to insure against shocks in regions
which are prone to natural disasters and adverse weather conditions. There is
ample evidence that migration and especially remittances may reduce poverty
and improve human development outcomes for receiving households. According
to Mansuri (2007), school enrollment rates increase by 54 percent for girls in
migrant households in rural Pakistan (the increase is lower for boys at seven
percent). Frank and Hummer (2002) find that infants born into Mexico-to-US
migrant households have better birth outcomes: while nine percent of infants in

Climate
Change and Migration  •  http://dx.doi.org/10.1596/978-0-8213-9971-2  241
242 Impact of Remittances on Poverty and Human Development

international migrant households have low birth weights, 11 percent of those in


nonmigrant households have this condition. Hildebrandt and McKenzie (2005)
and McKenzie (2006) suggest that international migration has positive effects on
both infant mortality and child weight among Mexican households.
Remittance-receiving households typically have better asset ownership and
are more entrepreneurial. Taylor and Mora (2006) suggest that international
migrant households have the largest marginal budget share for investments in
rural Mexico. Makdissi and Wodon (2004) suggest that households with migrants
have better housing. Osili (2004) shows that in Nigeria, a ten percent increase in
migrants’ income increases the probability of investing in housing by three per-
centage points in the country of origin. Remittances also help to smooth con-
sumption during adverse shocks—both through ex ante preparedness and ex
post adaptation.
Controlling for the endogeneity of the remittance-receiving status of house-
holds, remittances help to smooth consumption after floods in Bangladesh and
build disaster resilient housing in Ghana and Burkina Faso and ensure sufficient
liquidity during food shortage in Ethiopia (Mohapatra, Joseph, and Ratha 2011).
Gubert (2007) finds that households in rural Mali use remittances to insure
themselves against adverse shocks, with a 500 kilogram drop in grain output
leading to a 48 percent increase in remittances; if that drop in grain output is
coupled with a death in the family, remittances rise by 124 percent.
There is also evidence that migration and remittances reduce poverty. Lokshin,
Bontch-Osmolovski, and Glinskaya (2007) show that in Nepal almost 20 percent
of the decline in poverty between 1995 and 2004 was linked to migration.
Adams and Page (2005) suggest that a ten percent increase in per capita interna-
tional remittances leads to a 3.5 percent decline in the share of people in poverty.
International remittances reduce poverty in Latin America by 0.4 percent for
each percentage point increase in the remittances to GDP ratio (Acosta et al.
2007). Conversely, a drop in international remittances may lead to higher pov-
erty, as observed in Burkina Faso after the crisis in Côte d’Ivoire reduced the
ability of migrants to remit (Siaens and Wodon 2011).
The question investigated in this chapter is somewhat different. We are inter-
ested in assessing whether the impact of remittances on poverty and human
development indicators depends on the areas in which households live. Our
hypothesis is that remittances may have a larger impact in areas affected by
unfavorable climate because it is in those areas that households tend to be most
vulnerable. By combining climate and household survey data from Yemen, we
test whether domestic and international remittances reduce poverty and improve
education and malnutrition indicators more in areas with high temperatures and
low rainfalls.
Yemen is an interesting case study for this work. First, it has high levels of
migration, both domestic and international, and as a result many households do
benefit from remittances. In the nationally representative household survey for
2006 that we use for the analysis, 43.63 percent of the population benefits from
either domestic or international remittances (the proportions are 33.90 percent

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Impact of Remittances on Poverty and Human Development 243

for domestic remittances, 14.10 percent for international remittances, and 4.38
percent for both.) Yemen’s topography is diverse, with a mountainous core at
the center, coastal plains in the east, west, and south, and upland deserts to the
north, toward the Saudi Arabia border. The country suffers from a relatively
harsh climate in many areas. Rainfall is limited and the population must deal
with high levels of water scarcity as well as persisting economic reliance on
water dependent sectors such as rainfed agriculture. The average annual mean
temperature is 22 degrees Celsius in our data from BIOCLIM, but there are
large differences between various parts of the country as well as over the year,
and temperatures have peaked to well above 50 degrees. Climate change is likely
to progressively bring in even higher temperatures and lower rainfalls in the
future. Climate is not only likely to play an important role in decisions by house-
hold members to migrate and remit, but it is also likely to affect poverty and
human development outcomes both directly and indirectly through its impact
on livelihoods. In turn, as a coping mechanism, the impact of remittances may
differ between areas.
The chapter is structured as follows. Section two presents the data and meth-
odology. Section three presents the results from the estimation of the impact of
remittances, both domestic and international, on poverty and human develop-
ment outcomes. A conclusion follows.

Data and Methodology


We use the most recently available nationally representative household budget
survey implemented in Yemen, whose data were collected in 2005/06. The sur-
vey includes 13,136 households (98,941 individuals) living in 309 of the coun-
try’s 333 districts. Apart from the location of households, the survey provides
information on a wide range of socioeconomic characteristics including among
others demographics, education, health and anthropometrics, employment and
occupation, consumption and assets, and income including remittances. Data are
available on both domestic and international remittances, with 43.6 percent of
households receiving some form of remittances (33.9 percent for domestic
remittances and 4.38 percent for international sources, and some overlap
between both; we treat households receiving remittances from domestic and
international sources as international remittance receiving households.)
Beyond the household survey, and based on the location of households prox-
ied through the most populous city in the district in which the household lives,
we also use information on the distance between the household/district location
and the coast, as well as the distance to the nearest airport; these distances are
calculated using an Euclidean distance function in ESRI ArcGIS 9.3 software. We
also use measures of travel time to the nearest city with 100,000 populations
using a methodology developed from Nelson (2008) with regionally specific
information (World Bank 2011). The percentage of irrigated land is taken from
Global Map of Irrigated Areas version 4 (Siebert et al. 2005; Siebert, Hoogeveen,
and Frenken 2006). Weather data on annual mean temperature and rainfall and

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244 Impact of Remittances on Poverty and Human Development

their variability are collected from BIOCLIM (Busby 1991). All weather
­variables are computed on observations for the period 1990 to 2000.
The estimation method—a standard matching procedure—enables us to look
at the impact of remittances on a range of outcomes. These include the poverty
status of the household (based on consumption per equivalent adult), as well as
education enrollment for children below the age of 15, immunization for chil-
dren below the age of 5, and malnutrition. Using standardized z scores for height
for age, weight for age and body mass index, and based on World Health
Organization (1995) guidelines, all children whose height for age and weight for
age z score is less than –2 are deemed stunted and wasted respectively; similarly,
all children whose body mass index is less than 16 are deemed as underweight
(grade 3 thinness). The logit regressions used for the matching procedure are
available upon request, with some examples provided in the appendix—care was
applied to make sure that balancing properties were respected. We used k-near-
est neighbors matching, with k equal to 4, a radius of 0.02, and we excluded the
one percent of observations with extreme values for the indicators of interest.

Results
In principle, we would expect remittances to have a potentially large impact on
poverty and human development indicators. The average transfer received by
households who benefit from domestic remittances is YER 46,654 (US$252 at
the average exchange rate in 2004 of US$1 = YER 185), and the average amount
for international remittances is as expected significantly higher, at YER 218,786
(US$1,183). Given rather low standards of well-being in the country as a whole,
these are substantial transfers which should make a difference for households.
Tables 12.1–12.3 provide the results from the matching for all, domestic, and
international remittances, respectively. Consider first table 12.1, which accounts
for any type of remittances received, whether domestic or international. Using a
cut-off point for t-statistics of 1.96 corresponding to a 95 percent confidence
interval, the impact of remittances is statistically significant at the national level
for six variables: the three poverty measures (for example, with a reduction of six
points for the headcount index from 28.71 percent to 22.81 percent), male and
female school enrollment (increase of three points for boys and two points for
girls), and stunting (reduction of two points).
Note that statistical significance is easier to obtain at the national level than
for subsets of the districts, given the larger number of observations available at
the national level. For our purpose, the interesting comparison is between dis-
tricts with high or low temperatures, as well as between districts with high and
low levels of rainfall. Specifically, we will consider the top 20 percent districts
with high temperature and the bottom 20 percent districts in terms of rainfall,
and compare these groups with respectively the bottom 20 percent districts in
terms of temperatures and the top 20 percent districts in terms of rainfall. Our
prior is that we expect larger impacts of remittances in districts with high tem-
peratures or low levels of rainfall.

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Impact of Remittances on Poverty and Human Development 245

Table 12.1  Matching Results—Any Remittances, Republic of  Yemen, 2005/06


Before matching After matching
Remittances No remittances Remittances No remit. t statistic

National
Poverty headcount 22.40 24.97 22.81 28.71 −6.42
Poverty gap 5.56 6.59 5.68 7.94 −7.49
Squared poverty gap 2.06 2.51 2.11 3.15 −6.87
Male enrolment (age 6–14) 80.60 78.20 80.58 77.81 3.23
Female enrolment (age 6–14) 65.74 64.84 65.74 63.58 2.04
Male immunization 57.58 56.19 57.62 57.56 0.06
Female immunization 57.91 58.31 57.85 57.12 0.62
Stunted 45.35 44.18 45.51 47.69 −2.13
Wasted 29.65 30.60 29.80 31.49 −1.79
Underweight 54.29 55.72 54.60 53.92 0.67
Top 20% districts in terms of mean temperature
Poverty headcount 19.73 21.38 19.45 26.37 −3.20
Poverty gap 4.36 5.30 4.30 6.67 −3.55
Squared poverty gap 1.53 1.99 1.50 2.53 −3.15
Male enrolment (age 6–14) 76.69 71.37 76.32 72.54 1.44
Female enrolment (age 6–14) 68.56 63.39 68.35 64.61 1.24
Male immunization 57.95 58.46 57.71 60.78 −1.03
Female immunization 59.23 58.40 59.79 57.36 0.71
Stunted 36.38 42.67 36.29 43.49 −2.61
Wasted 32.12 36.39 32.87 38.84 −2.21
Underweight 63.93 65.25 64.33 66.33 −0.75
Bottom 20% districts in terms of mean temperature
Poverty headcount 13.69 16.03 13.76 21.29 −2.23
Poverty gap 3.07 4.14 3.10 6.45 −3.18
Squared poverty gap 1.02 1.50 1.03 2.63 −3.36
Male enrolment (age 6–14) 85.95 84.63 86.33 82.73 1.01
Female enrolment (age 6–14) 72.34 73.89 75.87 70.38 1.41
Male immunization 59.83 59.50 60.40 59.51 0.14
Female immunization 59.69 64.76 61.13 58.07 0.58
Stunted 46.59 43.96 45.52 43.34 0.41
Wasted 26.32 30.66 26.48 28.51 −0.42
Underweight 51.49 52.75 52.44 55.34 −0.54
Bottom 20% districts in terms of mean rainfall
Poverty headcount 17.49 21.10 16.94 22.93 −3.06
Poverty gap 4.11 5.66 3.81 6.37 −4.02
Squared poverty gap 1.58 2.27 1.40 2.67 −3.81
Male enrolment (age 6–14) 79.27 78.14 79.46 77.78 0.74
Female enrolment (age 6–14) 72.62 70.02 73.20 71.29 0.74
Male immunization 55.96 56.05 56.04 57.16 −0.38
Female immunization 55.43 55.23 55.37 55.12 0.08
Stunted 25.19 34.51 25.19 32.52 −2.89
table continues next page

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246 Impact of Remittances on Poverty and Human Development

Table 12.1  Matching Results-Any Remittances, Republic of  Yemen, 2005/06 (continued)

Before matching After matching


Remittances No remittances Remittances No remit. t statistic

Bottom 20% districts in terms of mean rainfall


Wasted 19.34 27.87 19.61 26.51 −2.91
Underweight 57.12 62.88 57.01 62.26 −1.93
Top 20% districts in terms of rainfall
Poverty headcount 21.94 23.97 22.14 25.85 −1.23
Poverty gap 5.39 5.73 5.47 7.11 −1.77
Squared poverty gap 2.00 2.02 2.03 2.81 −1.81
Male enrolment (age 6–14) 85.07 82.22 84.94 79.18 2.25
Female enrolment (age 6–14) 72.31 72.80 72.53 63.41 2.95
Male immunization 58.92 60.15 58.47 53.47 1.31
Female immunization 59.11 62.03 59.35 60.09 −0.18
Stunted 50.40 47.76 49.79 46.62 0.81
Wasted 33.04 31.38 33.08 35.11 −0.56
Underweight 58.01 57.16 58.32 57.98 0.09
Source: World Bank data.

Table 12.2  Matching Results—Domestic Remittances, Republic of  Yemen, 2005/06


Before matching After matching
Remittances No remittances Remittances No remit. t statistic

National
Poverty headcount 22.83 24.97 23.35 28.17 −4.61
Poverty gap 5.71 6.59 5.87 7.55 −4.86
Squared poverty gap 2.12 2.51 2.18 2.91 −4.22
Male enrolment (age 6–14) 79.69 78.20 79.63 78.29 1.34
Female enrolment (age 6–14) 64.63 64.84 64.58 64.16 0.34
Male immunization 57.48 56.19 57.59 58.81 −0.94
Female immunization 58.75 58.31 58.61 60.21 −1.14
Stunted 48.83 44.18 49.18 49.35 −0.14
Wasted 31.55 30.60 31.82 32.51 −0.62
Underweight 54.82 55.72 55.23 55.53 −0.25
Top 20% districts in terms of mean temperature
Poverty headcount 21.89 21.38 21.53 27.86 −2.48
Poverty gap 5.14 5.30 5.10 7.23 −2.66
Squared poverty gap 1.87 1.99 1.85 2.78 −2.39
Male enrolment (age 6–14) 75.81 71.37 75.52 72.46 0.99
Female enrolment (age 6–14) 68.97 63.39 69.19 63.26 1.66
Male immunization 55.05 58.46 54.08 62.98 −2.48
Female immunization 58.58 58.40 58.41 55.16 0.77
Stunted 39.55 42.67 39.44 50.29 −3.10
Wasted 36.18 36.39 37.12 42.72 −1.62
table continues next page

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Impact of Remittances on Poverty and Human Development 247

Table 12.2  Matching Results-Domestic Remittances, Republic of  Yemen, 2005/06 (continued)

Before matching After matching


Remittances No remittances Remittances No remit. t statistic
Underweight 70.34 65.25 71.69 69.72 0.61
Bottom 20% districts in terms of mean temperature
Poverty headcount 12.81 16.03 12.55 20.32 −2.15
Poverty gap 2.79 4.14 2.77 6.74 −3.66
Squared poverty gap 0.88 1.50 0.88 2.87 −3.98
Male enrolment (age 6–14) 84.58 84.63 85.79 86.50 −0.12
Female enrolment (age 6–14) 69.73 73.89 71.49 70.39 0.24
Male Immunization 59.01 59.50 59.06 53.05 0.89
Female immunization 59.37 64.76 59.53 62.42 −0.46
Stunted 47.84 43.96 48.61 41.76 1.11
Wasted 26.20 30.66 27.38 25.78 0.28
Underweight 51.48 52.75 52.23 54.53 −0.36
Bottom 20% districts in terms of mean rainfall
Poverty headcount 19.50 21.10 19.08 25.02 −2.29
Poverty gap 5.03 5.66 4.60 6.49 −2.21
Squared poverty gap 2.05 2.27 1.75 2.57 −1.82
Male enrolment (age 6–14) 78.20 78.14 78.99 73.22 1.97
Female enrolment (age 6–14) 74.65 70.02 74.93 73.24 0.53
Male immunization 54.14 56.05 54.41 60.28 −1.43
Female immunization 53.62 55.23 53.63 56.34 −0.64
Stunted 28.33 34.51 27.58 33.48 −1.75
Bottom 20% districts in terms of mean rainfall
Wasted 23.33 27.87 24.23 30.03 −1.81
Underweight 62.14 62.88 64.43 61.53 0.83
Top 20% districts in terms of rainfall
Poverty headcount 22.94 23.97 23.10 27.13 −1.13
Poverty gap 5.56 5.73 5.63 7.57 −1.75
Squared poverty gap 2.03 2.02 2.06 3.00 −1.80
Male enrolment (age 6–14) 84.04 82.22 83.75 77.87 1.77
Female enrolment (age 6–14) 71.36 72.80 71.79 64.27 2.09
Male immunization 57.91 60.15 58.19 56.65 0.35
Female immunization 59.51 62.03 59.55 62.67 −0.61
Stunted 52.03 47.76 51.24 44.21 1.55
Wasted 33.41 31.38 33.67 35.92 −0.53
Underweight 58.39 57.16 59.04 57.06 0.44
Source: World Bank data.

Consider again table 12.1. In districts with high mean temperatures, the
impacts of remittances are statistically significant for five variables, namely the
poverty measures, as well as the measures for stunting and wasting. In districts
with low temperatures, the effects are also statistically significant for the poverty
measures, but not for the nutrition measures. When comparing districts with low

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248 Impact of Remittances on Poverty and Human Development

Table 12.3  Matching Results—International Remittances, Republic of  Yemen, 2005/06


Before matching After matching
Remittances No remittances Remittances No remit. t statistic

National
Poverty headcount 20.49 24.97 20.76 29.88 −7.20
Poverty gap 5.13 6.59 5.22 8.31 −7.35
Squared poverty gap 1.94 2.51 1.98 3.33 −6.26
Male enrolment (age 6–14) 81.53 78.20 81.54 77.66 3.30
Female enrolment (age 6–14) 67.61 64.84 67.54 63.67 2.68
Male immunization 57.25 56.19 57.48 56.19 0.81
Female immunization 56.20 58.31 56.27 56.24 0.02
Stunted 36.91 44.18 37.05 44.20 −4.89
Wasted 24.95 30.60 25.05 28.94 −2.94
Underweight 52.89 55.72 53.28 54.54 −0.85
Top 20% districts in terms of mean temperature
Poverty headcount 13.16 21.38 12.62 24.57 −4.62
Poverty gap 2.69 5.30 2.59 6.06 −4.48
Squared poverty gap 0.94 1.99 0.93 2.38 −3.72
Male enrolment (age 6–14) 77.78 71.37 77.96 69.21 2.50
Female enrolment (age 6–14) 67.12 63.39 66.99 66.77 0.05
Male immunization 64.13 58.46 63.47 64.16 −0.17
Female immunization 62.09 58.40 61.62 60.68 0.22
Stunted 28.82 42.67 27.96 41.97 −4.10
Wasted 27.08 36.39 25.81 34.52 −2.62
Underweight 55.21 65.25 54.48 64.07 −2.65
Bottom 20% districts in terms of mean temperature
Poverty headcount 16.67 16.03 13.02 14.51 −0.52
Poverty gap 4.03 4.14 2.72 3.77 −1.28
Squared poverty gap 1.46 1.50 0.92 1.33 −1.07
Male enrolment (age 6–14) 90.27 84.63 93.17 84.82 2.97
Female enrolment (age 6–14) 79.42 73.89 85.15 69.43 4.28
Male immunization 60.91 59.50 65.22 66.51 −0.27
Female immunization 56.47 64.76 61.31 61.90 −0.11
Stunted 42.67 43.96 40.31 36.78 0.79
Wasted 21.98 30.66 23.47 26.89 −0.87
Underweight 45.69 52.75 51.02 47.86 0.7
Bottom 20% districts in terms of mean rainfall
Poverty headcount 17.26 21.10 16.67 23.57 −2.79
Poverty gap 4.23 5.66 3.85 6.42 −3.13
Squared poverty gap 1.70 2.27 1.45 2.69 −2.89
Male enrolment (age 6–14) 78.96 78.14 79.46 75.58 1.33
Female enrolment (age 6–14) 69.01 70.02 69.05 69.65 −0.18
Male immunization 58.06 56.05 57.94 58.99 −0.28
Female immunization 56.92 55.23 57.42 53.80 0.94
Stunted 22.78 34.51 22.71 27.69 −1.56
Wasted 18.35 27.87 18.75 21.51 −0.93
table continues next page
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Impact of Remittances on Poverty and Human Development 249

Table 12.3  Matching Results-International Remittances, Republic of  Yemen, 2005/06 (continued)

Before matching After matching


Remittances No remittances Remittances No remit. t statistic
Underweight 55.24 62.88 55.42 62.64 −2.08
Top 20% districts in terms of rainfall
Poverty headcount 15.64 23.97 15.49 29.44 −4.53
Poverty gap 4.14 5.73 4.10 6.41 −2.45
Squared poverty gap 1.57 2.02 1.58 2.20 −1.41
Male enrolment (age 6–14) 87.25 82.22 87.53 79.46 3.16
Female enrolment (age 6–14) 72.12 72.80 74.13 60.49 3.62
Male immunization 60.63 60.15 62.41 56.40 1.52
Female immunization 57.01 62.03 58.74 60.24 −0.35
Stunted 42.32 47.759 41.87 49.20 −1.97
Wasted 30.73 31.379 30.85 31.21 −0.1
Underweight 56.68 57.16 57.30 54.55 0.74
Source: World Bank data.

or high rainfall, there are even more differences. In districts with low rainfall, the
effects of remittances are statistically significant for the same five measures as
observed in the case of high temperatures. By contrast, in districts with high rain-
fall, the effect of remittances is statistically significant for none of these indicators,
but it is for male and female school enrollment. Taking both statistical signifi-
cance and the magnitude of the effects when they are statistically significant, the
results suggest that remittances have a larger impact on poverty and especially
nutrition measures in areas affected by more difficult climate, while in areas with
better climate (especially higher rainfall), education gains tend to be larger.
Similar results tend to be observed in tables 12.2 and 12.3 when considering
domestic and international remittances separately, although there are differences
between the impacts of both types of remittances. One would expect that for
households benefitting from remittances, the impacts on the various indicators
would be larger in the case of international remittances simply because the aver-
age level of international remittances among beneficiaries is much higher than
the average level of domestic remittances among beneficiaries. This is indeed
observed through the fact that at the national level, for example, impacts are
statistically significant for only three indicators with domestic remittances (the
three poverty measures), while impacts are statistically significant for seven indi-
cators in the case of international remittances (the three poverty measures, as
well as school enrollment for both boys and girls, and stunting and wasting).
But what about the comparison between districts in terms of climate?
Consider first domestic remittances. When looking at temperatures, apart from
the results for the poverty measures which tend to be similar in both sets of
districts, we see that for domestic remittances, there is a statistically significant
impact of remittances on stunting in districts with high temperatures, while this
is not the case for districts with low temperatures. (There is also a curious reduc-
tion in male immunization with remittances in high temperatures districts-but
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250 Impact of Remittances on Poverty and Human Development

this is the only case of unexpected result, and the only time that the effect is
statistically significant for immunization, so one can probably discount that
observation). When looking at rainfall, we see that the effects on poverty are
statistically significant for two of the poverty measures in low rainfall areas, while
this is not the case in high rainfall areas. As for education, we see a (marginally)
statistically significant gain in school enrollment for boys in areas with low rain-
fall, while there is a gain for girls in areas with high rainfall. Still, overall, the
evidence points to a larger impact of domestic remittances in districts with either
high temperatures or low rainfall.
This is also observed for international remittances, especially when comparing
districts with low and high temperatures. In districts with low temperatures, the
impact of international remittances is statistically significant for school enrollment
only, while in districts with high temperatures, the impacts are statistically signifi-
cant for the poverty measures, school enrollment for boys, and the three measures
of malnutrition. The differences in impact are lower when comparing districts
with high and low levels of rainfall—there the impacts are similar in terms of
statistical significance and often as well magnitude for the poverty measures, but
school enrollment gains tend to be statistically significant in areas with high rain-
fall (both types of districts in terms of rainfall levels exhibit some gains in nutrition
measures from international remittances, with one of the three impacts being
statistically significant, albeit not the same one in the two types of districts).

Conclusion
Is the impact of remittances on poverty and human development different in
various areas depending on their climate? By combining nationally representative
household survey data with climate data, we have tried to answer this question
in the case of Yemen. Our main results can be summarized in four main points.
First, remittances—which are substantial in Yemen—tend to have positive
impacts on poverty measures, school enrollment, and measures of malnutrition.
Second, the impact of international remittances tends to be larger than that of
domestic remittances, probably because among beneficiaries, the amount of
remittances received tends to be higher for international than for domestic
remittances. Third, the impact of remittances—and especially international
remittances—on measures of poverty and malnutrition tends to be larger in areas
affected by high temperatures, and also to some extent in areas with lower levels
of rainfall, which in both cases tend to be more vulnerable. Fourth, and by con-
trast, in areas with higher levels of rainfall or lower levels of temperatures, where
issues of poverty and malnutrition may be less severe, remittances—and again
especially international remittances—tend to have a larger impact on school
enrollment. Thus, the results suggest, as might be expected, that in areas with
unfavorable climate, remittances help first for meeting basic needs in order to
escape poverty and malnutrition, while in areas with more favorable climate,
remittances can be used by households for investments, such as investments in
the education of children.

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Impact of Remittances on Poverty and Human Development 251

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C limate change and migration are major concerns in the Middle East and North Africa region, yet
the empirical evidence on the impact of climate change and extreme weather events on migra-
tion remains limited. Information is broadly lacking on how households in vulnerable areas perceive
changes in the climate, how they are affected by extreme weather events, whether they benefit from
community and government programs to help them cope with and adapt to a changing climate, and
how these conditions influence the decision of household members to migrate, either temporarily or
permanently.
Climate Change and Migration: Evidence from the Middle East and North Africa provides a dozen
papers and an overall synthesis on various aspects of the relationship between the climate and
migration. It is based in large part on the results of new household surveys and focus groups
undertaken in Algeria, the Arab Republic of Egypt, Morocco, the Syrian Arab Republic, and the
Republic of Yemen. The results suggest that households do perceive important changes in the
climate, and that many households are being affected by extreme weather events resulting in losses
in income, crops, and livestock. The coping and adaptation strategies used by households to deal
with weather shocks are diverse, but also limited, with most households not able to recover from
the negative impact of weather shocks. The ability of community-level responses and government
programs to support households is also very limited. Finally, while climate change is currently not
the main driver of migration flows, it does contribute to these flows, with worsening climatic
conditions likely to exacerbate future migration flows.
The World Bank Studies series is available online through the Open Knowledge Repository
(https://openknowledge.worldbank.org/) and the World Bank e-Library (www.worldbank.org/elibrary).

ISBN 978-0-8213-9971-2

SKU 19971

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