Professional Documents
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Dar Rigol
Dar Rigol
Dar Rigol
34 (2003) 515–573
www.elsevier.com/locate/shpsa
Abstract
That [universal units] become more widely known through human transmission
does not change the business and concept of measurement, and appears instead
as merely accidental. (Helmholtz, 1887, p. 375)
1
Insightful analyses of Helmholtz’s paper are found in Hertz (1921); Michell (1993, 1999); DiSalle
(1993).
2
Cf. Cahan (1993), pp. 574–575; Cahan (1989).
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 517
deeper meaning of measurement. Perhaps even greater determining factors were his
usual philosophical attitude and his familiarity with many fields of knowledge.
Helmholtz presented his analysis of counting and measuring as a natural counter-
part to his earlier empiricist analysis of the foundations of geometry, which had roots
in his physiology of perception. He also referred to a few external sources, including
Hermann and Robert Grassmann’s formalist foundation of arithmetic, Paul Du Bois-
Reymond’s phenomenological definitions of number and quantity, and Adolf Elsas’s
Kantian criticism of measurement in psychology. On the latter issue, Helmholtz was
probably aware of the debates in which participants included his former assistant
Wilhelm Wundt and his former student Johannes von Kries, and the Berlin philo-
sophy professor and friend to whom Helmholtz’s essay was dedicated, Eduard Zeller.
Lastly, Helmholtz must have known James Clerk Maxwell’s influential discussion
of temperature measurement.
A first striking feature of these sources is the deep connection that Helmholtz
perceived between the theory of measurement and the foundations of mathematics.
Also notable is the conflict between his various sources: Du Bois and the Grassmanns
held nearly opposite views of the foundations of mathematics; Elsas rejected Du
Bois’s concept of quantity. Most intriguing is the difference between Helmholtz’s
motivations and those expressed in his sources. Whereas Du Bois aimed at a rigorous
definition of limits in mathematics, Helmholtz judged this sort of consideration
superfluous in the present state of physics. Whereas the Grassmanns defended the
ideal of a pure mathematics, Helmholtz main concern was to clarify the empirical
usefulness of mathematics. Whereas Kries, Zeller, and Du Bois gave a prominent
role to psychology in their discussion of measurability, Helmholtz refrained from
any reference to psychology.
This last contrast calls for comments. The first global discussions of measurability
in science were motivated by the rise of empirical psychology. Although physicists
and astronomers had discussed methods of measurement, they did not address the
more fundamental question of measurability. The most thorough analysis of the
measurability of physical properties before Helmholtz, Kries’s memoir of 1882, was
meant to prepare the reader to the rejection of the measurability of sensations on
Kantian grounds. As Michael Heidelberger (1993) has suggested, Helmholtz prob-
ably had psychological measurement in the back of his mind when he wrote ‘Zählen
und Messen’. That he still remained silent on this issue may be regarded as a conse-
quence of a trait documented by Edward Jurkowitz (2002): his general reluctance
to enter controversies without decisive empirical arguments in his hands.
Helmholtz’s external sources are discussed in the first section of this paper. The
second section is devoted to the contents of Helmholtz’s essay, to their relation to
the sources, and to their connection with Helmholtz’s earlier reflections on the foun-
dations of geometry. A critical consideration of the parallel he perceived between
geometry and arithmetic will help to identify the empiricist elements of ‘Zählen und
Messen’ and the resulting departure from Kantian orthodoxy.
The imperfection of this parallel, and various details of Helmholtz’s essay suggest
that he heavily relied on the above-mentioned external sources to shape his argu-
ments. The disparity of these sources implies that he could only have selectively
518 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
borrowed from them. From the Grassmanns, he took the inductive derivation of all
axioms of arithmetic from a single axiom. From Du Bois, he may have borrowed the
general idea of giving characteristic properties of quantity, and empiricist concepts of
cardinal and fractional numbers. From Maxwell he plausibly borrowed the empirical
interpretation of the transitivity of equality.
Helmholtz articulated these imported elements in an original manner. His overall
conception of counting and measuring differed widely from those of Grassmann, Du
Bois, Kries, and Elsas. His empiricism obviously contradicted Grassmann’s formal-
ism and Kries’s and Elsas’s narrow Kantianism. It also differed from Du Bois’s
phenomenology: whereas Du Bois derived number from quantity, Helmholtz defined
number before quantity and inferred his concept of quantity from arithmetic.
The reception of ‘Zählen und Messen’ is the subject of the third part of this paper.
Helmholtz’s essay was published at a time when several eminent mathematicians
sought a logically impeccable foundation for arithmetic, itself regarded as the basis
or at least a model for the rest of mathematics. These mathematicians, including
Richard Dedekind, Georg Cantor, and Gottlob Frege, had a poor opinion of
Helmholtz’s arithmetic, and no interest in his theory of quantity. They regarded
numbers as logical constructs in a set-theoretical framework. In their eyes, Helmholtz
had regressed to an unclear psychologico-empiricist view of arithmetic.
Out of interest for physics and geometry, some other mathematicians wanted a
theory of quantity that did not reduce itself to arithmetic. Those were much more
favorable to Helmholtz’s views. Henri Poincaré’s discussion of the mathematical
continuum, and his discussions of measurement in various domains of physics were
clearly reminiscent of Helmholtz’s paper. Also, Poincaré based all mathematical gen-
eralizations on mathematical induction regarded as a synthetic a priori judgment, in
harmony with Helmholtz’s connection of this principle with internal intuition.
Another admirer of Helmholtz’s views was Otto Hölder, who produced a refined
version of Helmholtz’s concept of measurement in which quantity was defined in a
rigorous mathematical manner and measured in real numbers.
Helmholtz included his considerations on counting and measuring in the introduc-
tion to his lectures on theoretical physics. Other physics teachers did not follow him.
To this day, introductory physics texts quickly define measure as the ratio between
quantity and unit, and move on to discuss systems of units or errors of measurement.
Yet three influential philosopher-physicists, Ernst Mach, Pierre Duhem, and Norman
Campbell, addressed the question of measurability. Mach applauded Helmholtz’s
empiricist view of arithmetic and his measurability criteria, which he had partly
anticipated in his own reflections on the foundations of mechanics. Duhem also held
an empiricist, “common sense” view of the foundations of mathematics, and he faith-
fully reproduced Helmholtz’s definition of quantity. Campbell followed Helmholtz
even more closely, despite his Russellian emphasis on the ordinal properties of quan-
tity.
A running theme in this paper is the opposition between a narrow concept of
measurement in which the additivity and divisibility of quantities is required in a
concrete sense, and a more liberal concept in which the ordering of quantities is the
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 519
only requirement.3 Helmholtz clearly defended the narrow concept, which goes back
to the Greek theory of ratios. In his view intensive quantities, for which no concrete
addition is yet known, could only be measured through a law-like connection with
extensive quantities. Most of Helmholtz’s predecessors agreed on this point, even
psychologists like Wundt. The dividing issue between experimental psychologists
and their Kantian critics was not whether quantity should be additive, but whether
a natural addition could be found for psychological quantities.
The first proponents of the liberal concept of measurement were physicists who
discussed the basis of thermometry, Maxwell, Mach, and Duhem. They all regarded
thermometers as purely conventional means to identify and order thermal states.4 In
their opinion, the equality of two degrees of a given thermometer, and therefore the
addition of two temperatures, had no intrinsic meaning. Temperature was a quality,
artificially but usefully represented by numbers. As we will see, Mach and Duhem
had epistemological reasons to defend the numerical scales of qualities. In particular,
they believed that the confusion between quality and quantity belonged to the mech-
anical reductionism they both condemned.
The mathematician-philosopher Bertrand Russell defended a similar view, but for
different reasons. He had a mathematical interest in ordinal structures for which no
addition is defined, and a psychological interest in quantities such as pleasure that
have degree without being measurable. He had read and admired the Austrian philos-
opher Alexius Meinong, who defended the measurement of sensations against Kries’s
attack. In Russell’s view, for sensations and other intensive quantities, all useful
quantitative information was already contained in the ordinal definition of quantity.
The only function of numerical scales was to ease the access to this information.
Russell could not be further from Helmholtz’s view that quantity implied additivity,
which he did not even mention.
The longer term reception of Helmholtz’s paper is not discussed in this paper.
The following briefs remarks are based on Joel Michell’s relevant studies (1993,
1999) and some personal observations. In psychology, S. S. Stevens’s liberal concep-
tion of measurement (1946) which defines measurement as ‘the assignment of
numerals to objects or events according to rule’ has become dominant, with a few
notable exceptions including Michell himself. In physics, measurability is usually
not discussed, save for the specific difficulties encountered in quantum mechanics.
The modern ‘theory of measurement’ truly belongs to philosophy of science. It was
created under the guidance of a few philosophers with mathematical competence,
including Ernst Nagel, Brian Ellis, and Patrick Suppes. This literature often cites
Helmholtz and Campbell as outstanding precursors.5
Yet the nature of the conceptual filiation between the modern theory of measure-
ment and Helmholtz’s paper is not obvious. In 1993, Joel Michell addressed this
3
This distinction is still a matter a discussion, see for example Savage & Ehrlich (1992), and Mich-
ell (1999).
4
On the earlier evolution of thermometry toward this view, see Chang (2001).
5
A standard formulation of the modern theory of measurement is found in Krantz et al. (1971). For
a concise presentation, see Luce & Suppes (1981). On the origins, see Diez (1997) and Michell (1999).
520 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
1. Sources
6
This distinction is not quite the same as the distinction between narrow and liberal concepts of
measurement. Of course, the classical category excludes the liberal concept. However, Mach and Duhem
defended the liberal concept without yet belonging to the representational category, since they defended
an empirical view of arithmetic. Also, a representational theory may belong to the narrow concept if its
axioms of quantity allow for ratios.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 521
borrowed from the Grassmann brothers. Some familiarity with the Grassmannian
conception of mathematics is necessary in order to understand the nature of this
connection, and also as a contrast to another of Helmholtz’s sources, Du Bois’s
theory of functions.
In 1844, Hermann Grassmann, a mathematics school teacher in Stettin, Pomerania,
published the Ausdehnungslehre (doctrine of extension) that won him belated fame.
This profoundly original work has a double origin. On the one hand, Grassmann
wanted to generalize the relation AC = AB + BC between the segments defined by
three consecutive points A, B, C on a line to three arbitrary points in space. This
led him to the concept of vectorial addition. On the other, he inherited from his
father Justus a strange analogy between arithmetic and geometry.7
In this analogy, both numbers and geometric objects are engendered (geworden)
in thought. Numbers result from the repeated connection (Verknüpfung) of a unit e
with itself, as in 3e = e + e + e, while lines result from the motion of a point. The
product of two numbers is obtained by repeated connection of the first number
regarded as unit, for instance 3 × 2 = 2 + 2 + 2. Similarly, Justus Grassmann regarded
a rectangle as the product of its sides, since it is engendered by the motion of one
side along the other.8
Hermann Grassmann generalized the latter product in harmony with his own idea
of vector addition, and thus obtained the Grassmannian product xy of two segments
x and y as the corresponding parallelogram. In order to preserve the generality of
the relation x(y + z) = xy + xz, he oriented the parallelogram xy and replaced ordinary
commutativity (xy = yx) with anti-commutativity (xy = –yx).9 His initial hesitation
to admit this funny property disappeared when he realized how fit the new product
was to express the general theorems of mechanics.
Grassmann then worked out the properties of the new product, as well as a related
product of points (AB being a vector, ABC an oriented parallelogram, and so on).
He thus obtained an abstract theory of extension, far more general than the geometry
of the natural world. ‘The essential advantage of this conception’ (Grassman, 1844,
p. VII), he commented,
. . . is, with respect to form, that now all axioms [Grundsätze] that expressed
spatial intuitions completely disappear and thus the starting point becomes as
immediate as in arithmetic; and, with respect to content, that the limitation to
three dimensions disappears.10
7
Grassmann (1844), pp. III–IV. Cf. Crowe (1987); Flament (1994); Châtelet (1993).
8
Cf. Crowe (1987), p. 59.
9
The square products (x + y)(x + y), xx, and yy vanish since the corresponding parallelograms do.
Distributivity implies (x + y)(x + y) = xx + xy + yx + yy. Hence xy + yx must vanish.
10
Grassmann (1844), p. XXIII, distinguished between geometry, based on intuition in a Kantian sense
(eine Grundanschauung, die mit dem Geöffnetsein unseres Sinnes für die sinnliche Welt uns mitgegeben
ist), and the theory of extension, constructed without reference to our ability to perceive geometric struc-
tures. From which we may infer that unlike Kant he refused to base (pure) mathematics on synthetic a
priori judgments. In particular, he regarded arithmetic as purely analytic, whereas Kant regarded it as a
form of inner intuition.
522 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
11
Grassmann, Einleitung (1844), pp. XXI–XXXIV.
12
Grassmann (1844), pp. 1–9.
13
Cf. R. Grassmann (1890c), pp. III–VII.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 523
The Grassmann brothers saw that . . . for the sake of scientific strength one should
generate every magnitude [Gröse] only in one manner, most simply by successive
connection [Knüpfung] with the preceding ones, and also that every strong proof
should be performed in a progressive manner, in such a way that a theorem should
hold for a + 1 when it holds for a. This was the most significant result of their
collaboration at that time.14
14
Ibid., p. VII.
15
Cf. ibid., p. VIII.
16
Grassmann (1872), pp. 7–8.
17
Cf. ibid., pp. IX-XII; R. Grassmann (1890a), p. XXVI on the philosophische Grammatik.
524 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
18
R. Grassmann (1872), pp. 20–21, 33.
19
Ibid., pp. 22–25.
20
Ibid., p. 13. Just to give an idea of what he had in mind in the case of logic, an example for e +
e is ‘Peter and Peter’, for ee ‘a stone that is a stone’, for ee⬘ ‘a stone that is a mushroom’.
21
Ibid., p. 10. In the foreword to his Arithmetik, Hermann Grassmann described it as ‘in its essential
features, a work done in common with my brother Robert’ (Grassmann, 1861, p. V).
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 525
22
Hermann Grassmann (1861, p. 4) regarded the formula a + (b + 1) = (a + b) + 1 as the definition
of the sum of a and b. Indeed, if a + 1 is defined as the successor of a, a + b is defined inductively
through this formula.
23
On Robert’s ambitions, see his autobiography (1890), pp. XIX–XXVIII; Grassmann (1894–1911),
Vol. 3, pp. 132, 225.
24
Yet Schröder preferred a set-theoretical approach to Grassmann’s method of irreducible elements.
526 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
25
Du Bois (1882), p. 10. Cf. Fischer (1981).
26
On the new theories of real numbers, cf. Pringsheim (1898); Dugac (1976), p. 35 and further refer-
ences there.
27
Du Bois (1882), pp. 11, X.
28
Ibid., p. 17.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 527
Du Bois applied this idea of concept formation to the desired clarification of the
concept of mathematical quantity (mathematische Grösse), as follows:
The right way is to pursue this concept in the different domains of knowledge in
which it conceivably occurs and to determine its commonness as it shows itself.
We will thus soon enough be led to a fundamental form of the concept of math-
ematical quantity that not only reigns over the external world of perception but
also extends far into mental life.29
29
Ibid.
30
Ibid., pp. 14–15.
31
Cf. Holmes (1994).
32
Du Bois (1882), pp. 16, 19.
528 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
they can be reduced to lengths; their differences, parts, and multiples are quantities
of the same kind, as is the case for lengths; they extend from the smallest to the
largest, as lengths do; they are comparable, measurable, as lengths are.33
He argued the paradigmatic role of lengths by noting that most measurements ended
with the reading of a pointer on a linear scale; that length measurements probably
were the first performed by mankind (besides counting); and that they constituted a
first step toward the mechanical understanding of nature: ‘The geometric measure-
representations are the origin and the constant refuge of exact thought, an assertion
that is not likely to meet any serious contradiction’.34
Du Bois then surveyed various fields of knowledge to identify what could count
as a linear quantity. His basic criteria were that the quantity should have sharply
defined values (in order to be a mathematical quantity), and that it should ‘vary by
degrees’ (dem Grade nach abgestuft). By the latter expression he not only meant
that two quantities of the same kind could be compared, but also that their difference
should be a quantity of the same kind.35
For lengths, this criterion is met by a simple physical operation on the measured
objects: a longer rod is obtained from a smaller rod by adjoining a rod piece to it.
Du Bois, however, did not necessarily associate a concrete physical operation with
this criterion. He only required that the quantity should be expressible in terms of
a quantity that was already known to be linear. For instance, he regarded temperature
as a linear quantity, because it represented the intensity of molecular agitation and
because the intensity of motion (kinetic energy) was already known to be a linear
quantity. More generally, he believed that all quantities pertaining to the external
world would ultimately be reduced to mechanical quantities, which were known to
be linear.36
Du Bois’s short survey of physics was followed by a much longer discussion of
the world of internal perception that is the object of psychophysics. There he found
‘a plentiful of extremely interesting kinds of quantities’. His eloquence on this subject
suggests that he may have moved from considerations of measurability in psychology
to the foundations of analysis rather than the reverse. Du Bois did not doubt that
some sensations, such as warmness, brightness or loudness, were linear quantities,
in so far as they met the first criterion of definiteness.37
The difference between a higher and a smaller sensation of the same kind, he
argued, still was a sensation of the same kind, because an accumulation of stimuli
of the same kind could yield a single sensation, higher than the individual sensation
33
Ibid., p. 23.
34
Ibid., p. 23.
35
Ibid., pp. 24–26. Du Bois remained unfortunately vague on the first criterion of definiteness. He
seems to have meant the existence of a method of comparison that gives stable results. For example,
he regarded lengths as well-defined, but degrees of pain as perhaps too subjective to be regarded as
mathematical quantities.
36
Ibid., pp. 23–27.
37
Ibid., p. 29.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 529
that the stimuli would individually have induced.38 Du Bois then praised Gustav
Fechner for his ‘first scientific attempt to measure sensations’, even though he saw
some arbitrariness in Fechner’s assumptions leading from Ernst Weber’s law to the
logarithmic measure of sensations (to be described in a moment). Du Bois similarly
argued for the linear character of mental dispositions (Stimmungen) such as wishes,
fear, anger, and pleasure; for he believed the relation between these and sensations
was similar to that between sensations and physical stimuli.39
After completing his survey, Du Bois offered a more precise definition of the
concept of linear quantity, to serve as a basis for analysis. He distinguished between
two kinds of axioms, those of comparison without measurement, and those of com-
parison with measurement. In the first kind, he had definitions of equality and order,
homogeneity, additivity and divisibility. In the second, he had the existence of differ-
ence and the Archimedean property. He did not try to minimize the number of axi-
oms, being content that they obviously applied to anyone’s concept of length. He
did not either try to eliminate reference to perception. For instance, his definition of
the equality of two linear quantities reads: ‘Their sensorial appearances produce the
same impression under the same circumstances’.40
Du Bois’s axioms permit the insertion of any quantity of a given kind between
two consecutive multiples of a standard quantity (unit) of the same kind. They also
permit the introduction of sub-units obtained by uniform division and their use for
refined measurement. In this combination of the concepts of (whole) number and
linear quantity (or length), Du Bois saw the plausible origin of fractional numbers.
He also believed that arithmetic operations on these numbers arose from the necessity
of measurement. Plausibly, at some stage men needed to know the area of a rectangle
with fractional sides: ‘One almost sees them, the settling hunters, as they now cease
their quarrels, and henceforth divide their land property according to this rule’.41
As Greek geometers proved long ago, geometric constructions lead to lengths the
ratio of which cannot be expressed as a fractional number. Fittingly, Du Bois axioms
of linear quantity did not require any two quantities of the same kind to be commen-
surable.42 They only permitted an indefinitely refined approximation of their ratio
by a sequence of rational numbers, for instance a decimal expansion. The concept
of linear quantity thus led to the question of the existence of limits representing
irrational numbers, the very question that motivated his whole enquiry.
Of recent constructions of irrationals, Du Bois certainly knew one, that of Eduard
Heine, based on Cauchy sequences and inspired by private hints by Cantor. In mod-
ern terms, Heine’s method, similar to Charles Méray’s, was to define a (real) number
as an equivalence class of Cauchy sequences, two sequences being equivalent when
the difference of their terms goes to zero. Heine then discussed arithmetic operations
on such classes, and showed that a subset of the new entities was isomorphic to the
38
This fallacious reasoning presupposes the linearity of the relation between sensation and stimulus.
39
Du Bois (1882), pp. 28–33.
40
Ibid., pp. 44–45.
41
Ibid., p. 53.
42
They are in this respect similar with Euclid’s axioms of quantity in the fifth book of the Elements.
530 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
43
Du Bois (1882), p. 55; Heine (1872). Cf. Pringsheim & Molk (1904).
44
Du Bois (1882), pp. 56–57.
45
Ibid., p. 87.
46
Ibid., pp. 58–86. Cf. Fischer (1981), pp. 113–114.
47
According to Helmholtz’s theory of perception, sensations are signs for properties of external objects,
as letters are signs for certain sounds. The resulting sign systems have no resemblance with the objects
they represent. Their perceptual meaning is acquired (consciously or unconsciously) in the course of our
experience of the world.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 531
Du Bois did not deny the possibility of constructing arithmetic on the basis of
axioms and conventions, without reference to geometry and quantity. He even
acknowledged the superior exactness of the resulting form of demonstration.52 But
he knew that several different systems of arithmetic and analysis would then be
possible, whereas in his view there could only be one system, that which was determ-
48
Du Bois (1882), pp. 111, 114.
49
Ibid., pp. 111, 114.
50
Ibid., p. 156.
51
Ibid., pp. 53–54.
52
Ibid., p. 290.
532 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
ined through the intimate relation between number and quantity. ‘Who would doubt’,
he interjected, ‘that the Martians’ analysis, if they had any, would essentially be the
same as ours!’53 This conviction derived from his phenomenological credo:
Grassmann’s disgust reached its peak when he came to Du Bois’s empiricist, with
the coarse segments and thick points: ‘In fact, it would be difficult to imagine a
weaker achievement in this field’.56
Grassmann’s judgment, inserted in one of his little-read volumes, had little chance
to hurt Du Bois’s reputation. More dangerous criticism came from major mathema-
ticians who promoted the arithmetization of analysis. Especially hostile was Richard
Dedekind, the intellectual heir of Gauss, Dirichlet, and Riemann.57
In his Zürich lectures of 1858, Dedekind introduced his celebrated definition of
irrational numbers as ‘cuts’ in the set of rational numbers. A cut is a partition of
this set into two subsets such that every element of the first subset is inferior to
53
Ibid., p. 128.
54
Ibid., p. 39.
55
R. Grassmann (1891), pp. 1–3.
56
Ibid., pp. 1–3.
57
Cf. Dugac (1976), pp. 54–57.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 533
every element of the second (for example, the rationals the square of which is
smaller, respectively larger than two). Dedekind introduced order, addition, and mul-
tiplication among the cuts; showed that a subset of them was isomorphic to the set
of rationals; identified the complementary set with irrational numbers; and derived
the standard convergence theorems of analysis (existence of a limit for every increas-
ing bounded function, convergence of Cauchy sequences).58
Dedekind published this construction only in 1872, after reading Heine’s. He
believed to have found ‘a purely arithmetic and perfectly rigorous foundation’ of
analysis. Mathematicians, according to Dedekind, create new numbers (negative,
fractional, irrational) in order to surmount the limitation in performing inverse oper-
ations (subtraction, division, extraction of roots). Both motivation and construction
are in essence arithmetic. When, ten years later, Dedekind read Du Bois’s
Functionentheorie, he saw in it ‘the most extreme antithesis to [his own] conception
of arithmetic and analysis’. His reactions are detailed in a manuscript that, fortunately
for Du Bois, remained unpublished.59
Like Grassmann, Dedekind strongly reacted to Du Bois’s derogatory remark on
‘a purely formalist-literal skeleton of analysis’:
The whole of analysis is a necessary consequence of thought per se; only after
its throughout pure development (without recourse to the quantity-representations)
are we in a position to conceive the concept of quantity with full exactness.60
Dedekind further denied Du Bois’s claim to have proved the convergence of decimal
expansions, be it in the idealist or in the empiricist mode. He denied the capacity
of Du Bois’s idealist to think logically, and refused to follow him in his ‘labyrinth
of unclear and muddled thought’. The only consistency he found in the empiricist’s
view was in his denial of everything exact. Du Bois’s motto ‘empiricist language,
idealistic demonstrations’, reminded him of ‘the statesman-like’ slyness of certain
politicians: ‘Hence liberal words, reactionary actions’. Lastly, Dedekind argued that
his cuts, which Du Bois did not even mention, were a more convenient basis than
decimal expansions for the derivation of convergence theorems.61
Cantor’s opinion of Du Bois was equally negative, despite Du Bois’s comments
praising Cantor’s concept of power of a set. In a letter to Felix Klein, he wrote of
‘a loose proof, à la P. Dubois’, and denied Du Bois’s paternity for the theorem of
intermediate values.62 In a letter to Giulio Vivanti, he charged Du Bois with having
stolen from Johannes Thomae the idea of the infinitary calculus ‘for the gratification
of his personal ambition and vanity’.63 To his friend Dedekind, he confided:
58
Dedekind (1872). Cf. Dugac (1976), Ch. 3.
59
Dedekind (1872), p. 2; ‘Characteristische Stellen aus [Du Bois (1882)]’, MS reproduced in Dugac
(1976), pp. 199–203.
60
Ibid., p. 199.
61
Ibid., pp. 200, 201.
62
Cantor to Klein, 25 Feb 1882, in Dugac (1976), pp. 164–165.
63
Cantor to Vivanti (1893), quoted in Fischer (1981), p. 116.
534 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
‘Dubois’s works are, for the most, worth nothing; and if he once found something
good, his methods are still bad’.64 Dedekind heartily approved. Reciprocally, Dede-
kind’s work on the foundations of arithmetic (to be discussed later), appeared ‘hor-
rible’ to Du Bois.65
The Göttingen authority Felix Klein later echoed Dedekind’s judgment:
Unlike Dedekind, Klein admitted a heuristic role of geometric intuition in the con-
struction of real numbers. But he basically approved the arithmetizing trend:
Surely the motivation for the construction of irrational numbers is in the apparent
continuity of spatial intuition. Yet I cannot draw the existence of irrationals from
spatial intuition, as I do not regard it as exact. To me, the theory of irrationals
rather is something that must be founded or circumscribed in a purely arithmetic
manner, and that we then import into geometry thanks to the axioms, with the
precision in the distinctions that is a precondition of mathematical treatment.67
64
Cantor to Dedekind, 16 Feb 1882, in Dugac (1976), pp. 252–253.
65
Dedekind to Cantor, 17 Feb 1882, in Dugac (1976), pp. 253–254.
66
Klein (1902), p. 15.
67
Klein (1890), p. 572.
68
Pringsheim (1898), pp. 56–57, who credited Helmholtz for this separation.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 535
69
Poincaré (1893), p. 33; Hardy (1910), preface. Cf. Fischer (1981), pp. 138–158.
70
Fechner (1859), p. 55. Cf. Heidelberger (1993).
71
Fechner (1859), pp. 57–58. This is what Chang (1995), pp. 153–154 calls ‘the paradox of nomic
measurement’.
536 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
Divide every sensation in equal parts, i.e. equal increments from which it grows
from the zero-state; and regard the number of these increments as determined by
the number of the corresponding, variable stimulus increments that produce equal
sensation increments.72
72
Fechner (1859), p. 60.
73
Ibid., p. 71.
74
Cf. Vischer (1887).
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 537
such . . . Psychic processes as such are not at all measurable in the same sense
as space or time quantities, mechanical motions, and forces, for they do not allow
invariable standards [Massstäbe] by which their speed, their strength, their equal-
ity or inequality could be determined.75
The main reason for this impossibility was the relativity of psychic states, or contrast
effects. As the intensity of a given feeling or sensation depends on the intensity of
simultaneous or slightly earlier psychic states, it can never be taken as a standard.
Curiously, Zeller supported this assertion with ‘a general psychological law’ (ibid.,
p. 15), the differential form of Fechner’s law (which he attributed to Weber): the
increase of a sensation (dS) is proportional to the relative increase of the stimulus
(dE/E). He thus seemed to base the non-measurability of psychic phenomena on the
measurability of sensations!
Zeller did not name any of the implicit targets of his criticism. The most evident
one, Wilhelm Wundt, nonetheless reacted (1883). The Leipzig professor of experi-
mental psychology promptly noted the contradiction inherent in Zeller’s use of Fech-
ner’s law. The source of Zeller’s confusion, Wundt argued, was the belief in a clear-
cut division between external and internal world. The external world, just as much
as the internal world, is made of representations. In psychology as in physics,
measurement is the comparison between representations of the same kind. Wundt
thus defended not only the measurement of peripheral psychological processes
(sensations), but also that performed in his laboratory on the most internal processes,
such as apperception and volition times.
To which Zeller replied that he only objected to direct measurement of psychologi-
cal processes (by comparison with other psychological processes), but not quantitat-
ive determinations that ‘were found only through deductions and calculations made
on the basis of [physical] measurements’ (Zeller, 1882, p. 296). Measurements per-
formed in Wundt’s laboratory were legitimate to the extent that they met this broader
definition of measurement. Zeller nevertheless opposed Wundt’s view that Fechner’s
law provided a measure of psychological processes. The only thing Fechner and
Weber has measured was the stimulus. Fechner’s definition of the equality or equid-
istance of sensations depended on introspection, which could not pass as a measure-
ment.
On the first point, Wundt replied (1883) that indirect measurement was as
important in physics as Zeller admitted it to be in psychology. He thus rejected
Zeller’s implicit hierarchy between physics and psychology measurement. Moreover,
he argued that direct measurement was also possible in psychology. One could not
call Fechner’s relation between sensation and stimulus a law, as Zeller himself did,
without admitting a direct measurement of the sensation. The ability of our con-
sciousness to appreciate the equality (Gleichheit) of two sensations (or of their
increments) sufficed for this task, because in physics too comparison was the essence
75
Zeller (1881), p. 5.
538 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
76
Kries (1882). Cf. Heidelberger (1993), p. 147.
77
Kant (1787), Axioms of intuition, Anticipations of perception.
78
Kries (1882), pp. 258–260.
79
Ibid., p. 261.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 539
In the last analysis, only the values of lengths, time, and mass can be compared;
the reduction of all other quantities to those quantities requires an appropriate
convention to be reached by consideration of factual [thatsächlicher] relations.82
80
Ibid., pp. 262–264.
81
Ibid., pp. 265–266.
82
Ibid., pp. 267–268.
83
Ibid., pp. 268–270.
540 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
Kries admitted that the convention could become more fruitful and more natural
if it was made part of a predictive psychological theory that would correlate the
intensities of various psychic states. This would be similar to the change of status of
the thermometric convention of uniform expansivity of dilute gases after justification
through the kinetic theory of gases. However, Kries believed that well-established
results of the physiology of sensations made such a theory impossible. For instance,
he saw a basic inconsistency of Fechner’s convention in the fact that the sensibility
to increments of brightness varies according to their position in the visual field.84
Kries ended his memoir with a summary of his conclusions:
84
Ibid., pp. 282–285.
85
Kries (1882), p. 294.
86
Elsas (1886), pp. 54–56.
87
Ibid., p. 58.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 541
Will two bodies B, C, which in mutual action with A have acted as equal masses,
also act as equal masses in mutual action with each other? No logical necessity
exists whatsoever, that two masses that are equal to a third mass should also be
equal to each other. For we are concerned here, not with a mathematical, but with
a physical question.88
Mach then showed that a negative answer to this question would imply the possibility
of perpetual motion.89
It should be noted that for earlier definitions of mass, the transitivity of equality
would have had a different status. For instance, the concept of mass can be introduced
in a specific picture of matter, as made of entirely similar discrete material points,
88
Mach (1872), pp. 52–53.
89
Mach (1883), p. 268.
542 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
If when two bodies are placed in thermal communication neither of them loses
or gains heat, the two bodies are said to have equal temperatures or the same
temperature. The two bodies are then said to be in thermal equilibrium.91
Maxwell promptly complemented this definition with a law ‘of equal temperatures’:
Bodies whose temperatures are equal to that of the same body have themselves equal
temperatures. He explained:
This law is not a truism, but expresses the fact that if a piece of iron when plunged
into a vessel of water is in thermal equilibrium with the water, and if the same
piece of iron, without altering its temperature, is transferred to a vessel of oil,
and is found to be also in thermal equilibrium with the oil, then if the oil and
water were put into the same vessel they would themselves be in thermal equilib-
rium, and the same would be true of any other three substances. This law, there-
fore, expresses much more than Euclid’s axiom that ‘Things which are equal to
the same thing are equal to one another’, and is the foundation of the whole
science of thermometry.92
Again we may note, as Mach later did, that the empirical status of transitivity
90
Maxwell (1871), pp. 32–33; Maxwell (1873), Arts. 1–6, 10–12. Cf. Harman (1998) and further refer-
ence there. On BA units, see Schaffer (1995).
91
Maxwell (1871), p. 32. This definition has the disadvantage of regarding the notion of heat transfer
as given. Mach later replaced the transfer of heat by an observable physical change of the two bodies in
contact, for instance a change of volume.
92
Ibid., p. 33.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 543
93
Cf. Mach (1896), p. 41.
94
Maxwell (1871), pp. 44–45.
544 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
the different degrees of expansion of a thermometric fluid. As Mach later put it,
these numbers are mere ‘inventory numbers [Inventarnummer] thanks to which we
can recognize, or, when necessary, seek or reproduce the same thermal state’ (Mach,
1896, p. 56).
In a subsequent chapter (Maxwell, 1871, pp. 156–158), Maxwell gave Thomson’s
definition of absolute temperature, thanks to which temperature becomes a quantity.
This definition amounts to regarding two temperature differences T 1⫺T 2 and T 2⫺
T 3 as equal if the works yielded by a perfect Carnot engine functioning between the
sources T1 and T2 is equal to the work of another perfect Carnot engine functioning
between the sources T2 and T3 when the heat received by the source T2 from the
first engine is equal to the heat given by the source T2 to the second engine. This
definition gives to the laws of thermodynamics their simplest expression, and hap-
pens to be very nearly identical to the temperature of a dilute-gas thermometer. The
latter coincidence did not prevent Maxwell from making a clear logical distinction
between two concepts of temperature: the thermometric quality, and the thermodyn-
amic quantity.
A definition of concrete addition, or of concrete equality of increments (which
amounts to the same) was essential to Maxwell’s presentation of absolute tempera-
ture. In contrast, Mach did not mention additivity in his definition of mass. There
is an obvious reason for that: the physical operation corresponding to the addition
of mass is too straightforward to be worth mention. Additivity only caught the atten-
tion of the investigators of measurability in non-trivial cases: brightness (Kries),
sensations (Du Bois and Kries), and temperature (Du Bois, Kries, Maxwell). There
is still another case that Maxwell judged problematic: electric charge.
For a continental physicist, electric charge was defined by the repartition of electric
fluid(s). Hence it was obviously additive. Maxwell, however, did not subscribe to
the continental concept. Following Faraday, he wanted to define electric properties
empirically, without recourse to a preconceived picture. He did this by means of
Faraday’s experiments on hollow conductors. The basic device is a hollow metallic
vessel externally connected to a gold-leaf electroscope. The basic effect is the devi-
ation of the electroscope when an electrified body is introduced into the vessel, which
has an opening with a lid.95
The electrification of two bodies is said to be equal when they produce the same
deviation of the electroscope in this operation. The electrification of two bodies is
said to be opposite and equal when their simultaneous introduction into the vessel
produces no deviation of the electroscope. The total electrification of a system of
bodies is said to be indicated by the deviation of the electroscope when the whole
system is introduced into the vessel. Second-order experiments, involving hollow
vessels introduced into a larger hollow vessel, show that the electrification of a con-
ducting body can be integrally transferred to a vessel by having the body touch the
inner walls of the vessel. By repeating the latter operation with a second conducting
95
Maxwell (1873), Arts. 28–33.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 545
body, the vessel acquires an electrification which is the sum of the electrification of
the two bodies.96
Maxwell thus gave concrete operations that had the structural properties expected
from the addition of electrifications. He concluded:
2. Helmholtz’s foundations
2.1. Debts
96
I have somewhat simplified Maxwell’s ideal processes.
97
Maxwell (1873), Art. 34.
98
Maxwell (1873), Arts. 1–6. Cf. Harman (1998).
546 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
ently, Helmholtz had not had in hand Hermann Grassmann’s Arithmetik, which was
most directly relevant.
In other aspects of his arithmetic, Helmholtz considerably departed from the
Grassmannian approach. As we will see, his notion of number had psychological
and empirical components that were totally foreign to the Grassmanns’ formalism.
Helmholtz himself mentioned some elements of this antagonism. He noted that Her-
mann Grassmann’s definition of equality (Gleichheit), as complete indifference with
respect to mutual substitution in all assertions, only applied to the quantities them-
selves, not to the objects they measured, because two objects could be alike (gleich)
in one respect, and differ in another (Helmholtz, 1887, p. 377n). Helmholtz thus
distinguished mathematical equality from empirical likeness, whereas Grassmann had
nothing to do with the latter notion. Similarly, Helmholtz noted that his use of the
term Verknüpfung (connection) was meant to be objective (corresponding to a physi-
cal operation) whereas for the Grassmanns it was purely subjective (concerning acts
of thought) (ibid., p. 381n).
Helmholtz was also aware of Ernst Schröder’s Arithmetik und Algebra (1873).
Although Schröder drew from the Grassmann brothers on the formal side, he also
anticipated Helmholtz’s consideration of psychological and empirical aspects of
numbers. Helmholtz praised him for his remark that the independence of the number
of objects (Anzahl) in a group of objects with respect to the order in which they
were counted should not be regarded as an obvious fact. This independence, Schröder
argued, had a double source: psychological (in the definition of ordinal numbers)
and empirical (in the stability of the counted objects).99
The nature of Helmholtz’s use of Du Bois is less obvious. Paul Du Bois-Reymond
was an old friend from his Königsberg years, as well as the brother of Helmholtz’s
closest friend.100 In his essay, Helmholtz mentioned Du Bois’s Funktionentheorie
for ‘relevant considerations’ including an ‘empirical . . . derivation of the concept
of quantity from the concept of line’ (Helmholtz, 1887, p. 358). He also noted that
Du Bois ended up with ‘a paradox, following which two opposite standpoints [ideal-
ist and empiricist], which both become muddled in contradictions, are possible’
(ibid., p. 359).
That Du Bois in reality claimed the two standpoints to be perfectly consistent did
not bother Helmholtz. On the contrary, Helmholtz used Du Bois’s ‘paradox’ to justify
his own intervention:
The remark is the more puzzling because Helmholtz hardly touched the question of
99
Helmholtz (1887), p. 358; Schröder (1873), pp. 14–16.
100
See Olesko (1994).
101
Helmholtz (1887), p. 359.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 547
limits and the construction of irrational numbers, which were the subject of Du Bois’s
conclusion. Helmholtz’s subsequent reference to Du Bois’s rejection of the chess-
game conception of mathematics is equally confusing (ibid., p. 359). Whereas Du
Bois’s target was the formalist approach to mathematics, Helmholtz’s used the chess-
game analogy to characterize a purely psychological conception of arithmetic in
which the question of the applicability to real objects would never be raised.
Helmholtz’s failure to explain his relation to Du Bois’s work is easily under-
standable. Despite some formal similarity, their views on the relation between coun-
ting and measuring differed on a basic point: whereas Du Bois conflated the definition
of numbers and their applicability to real objects, Helmholtz clearly separated the
two issues. Nevertheless, we cannot be sure that Du Bois’s theory of quantity was
nothing to Helmholtz but an incentive to do better. Helmholtz’s criteria of measur-
ability may in part have been reminiscent of Du Bois’s definition of linear quantity.
Even more opaque is the relevance of psychological measurement to Helmholtz’s
considerations. Helmholtz’s memoir does not contain any reference to this question.
It is strictly restricted to measurement in physics. Yet several circumstances suggest
that Helmholtz had the case of psychology in the back of his mind.
Helmholtz had a deep interest in the rising empirical psychology, both in Fechner’s
and in Wundt’s form. He certainly approved Fechner’s law, as documented by his
attempts to generalize it, both in the Handbuch der physiologischen Optik and in
later publications. Wundt had been his assistant in Heidelberg, and Helmholtz sup-
ported him early in his career, even though he disagreed with the subsequent turn
of Wundt’s researches. Then Helmholtz could not be indifferent to the raging debates
on the measurability of psychological phenomena.102
Helmholtz was obviously aware of Du Bois’s contribution to this debate. He also
referred to Elsas’s book, though only to condemn its strict Kantian outlook
(Helmholtz, 1887, p. 358). Kries, to whom he did not refer, had been his student in
Berlin. Most significantly, the dedication of ‘Zählen und Messen’ to Zeller suggests
a connection with the Zeller–Wundt controversy.
Granted that the measurability of psychological phenomena almost certainly
belonged to Helmholtz’s motivations, why did he refrain from any explicit involve-
ment? A plausible answer to this question is that Helmholtz generally avoided to
enter controversies in which he thought that no decisive, consensual argument could
be reached.103 He used and extended Fechner’s law without ever discussing its
status.104 He never answered Wundt’s attacks against his physiological approach to
102
Cf. Turner (1982); Wundt (1920). As Cahan (2002) explains, the new empirical psychology relied
on some of Helmholtz’s physiological results and principles (propagation of nervous influx, sensations
as signs). Helmholtz also supported Hermann Ebbinghaus and his work on measuring memory.
103
Cf. Jurkowitz (2002).
104
In his Handbuch der Physiologischen Optik, Helmholtz justifies Fechner’s law with the sentence:
‘We regard differences of the degree of intensity [of a sensation] as equal when they are perceived with
the same distinctness’ (Helmholtz, 1856–1867, par. 21). This formulation may suggest that he recognized
the conventional aspect of the law. His extensions of the law are found ibid., and in later memoirs
published around 1890.
548 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
105
Koenigsberger (1902–1903), Vol. 2, p. 128.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 549
into equal parts, whereas for Kant mere divisibility is enough. The definition of
numbers derives from the notion of quantity, against Kant’s anchoring of arithmetic
on the intuition of time (and against Helmholtz’s later view on this subject).
No matter how much the young Helmholtz thus departs from Kantian orthodoxy,
his concepts of counting and measuring still are transcendental, they are not inferred
from our past experience of the world. The same can be said of the concepts of
space and time found in this essay: they are basically Kantian, with some liberties.
Helmholtz introduces them as ‘general and necessary forms of our intuition of nature’
(ibid., p. 127). Yet he departs from Kant by favoring analytical over synthetic
geometry. A point is determined by a set of coordinates. Metric properties are funda-
mental (although Helmholtz does not formalize them). Rigid bodies and their congru-
ence are defined in these terms (ibid., pp. 132–135).
In the 1860s, Helmholtz returned to the problem of space through the physiology
of sensations. In his physiological work, he associated different manifolds to different
sensations. For example, ordinary space, visual space, and color space corresponded
to the sensations of touch, vision, and color. He also reflected on how we infer the
existence of external objects and how we develop spatial notions about them. His
general approach was kinesthetic, that is, based on our awareness of relations
between motor impulses and ensuing sensations. He concluded that spatial notions
derived from our ability to obtain and observe the congruence of physical objects.106
Accordingly, Helmholtz (1866) based geometry on the notion of congruence,
regarded as a necessary condition for any spatial measurement. This notion implies
the existence of freely mobile rigid objects. In order to express this notion mathemat-
ically, Helmholtz started with the general notion of continuous manifold, the points
of which are determined by a set of coordinates. This starting point was natural to
one who had encountered various sensorial manifolds. It also had the advantage of
avoiding the pitfalls of intuition inherent in the synthetic approach, Helmholtz noted.
From continuity and various assumptions permitting freely mobile rigid bodies,
Helmholtz derived the positive, quadratic form of the squared element of length with
respect to the differentials of the coordinates, as well as the constancy of the curva-
ture of the corresponding Riemannian space. When, in 1866, he first announced these
results, he believed that Euclidian space was the only space of that kind that was
infinite and three-dimensional. Hence he could declare to have found the ‘factual
foundation’ (thatsächliche Grundlage) of geometry in the free mobility of rigid bod-
ies.
Helmholtz often used the word Thatsache (fact) as a leitmotiv for the empiricist
approach to perception and natural sciences in general. The word includes That
(action), a marker of the kinesthetic origin of perception and knowledge, as in
Helmholtz’s favorite verse from Goethe’s Faust: ‘Am Anfang war die That’. In its
first form, Helmholtz’s understanding of the foundations of geometry was empirical
106
See for example Helmholtz (1856–1867), Vol. 3; Helmholtz (1878a); DiSalle (1993), and further
references there. Hyder (2001) (which I saw too late to take into account) pursues the connection between
Helmholtz’s work on colours and his reflections on the foundations of geometry, and emphasizes
Helmholtz’s concern with the measurement of space.
550 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
in two senses: it was based on a general precondition for the empirical determination
of spatial relations, and it made the structure of our sensorio-motor apparatus respon-
sible for the choice of Euclidian geometry. It still had some similarity with Kant’s
conception of space as a synthetic a priori form of intuition, although Helmholtz
“naturalized” Kant’s intuition by giving it a physiological substratum.
As Helmholtz soon came to know, he had overlooked the possibility of Lobatch-
evskian geometry, which permits free mobility and yet describes an infinite space.
From then on, Helmholtz insisted that the axioms of geometry did not pertain to an
a priori given form of our intuition (Helmholtz, 1868, 1876). Only the general notion
of space, with continuity, congruence, and dimensionality did. In order to decide
between various systems of axioms, one had to experiment. Helmholtz thus had a
third reason to regard geometry as empirical. He even regarded it as ‘the first and
most accomplished of the natural sciences’ (Helmholtz, 1878b, p. 642). Yet he did
not regard geometry as unambiguously determined by congruence experiments. He
clearly recognized that the concrete realization of rigid bodies depended on the
accepted laws of mechanics. A different choice of the laws of mechanics would lead
to a different geometry. What could be tested only was the combination of geometri-
cal and mechanical axioms (Helmholtz, 1876, pp. 30–31).
Helmholtz’s essays on the foundations of geometry induced responses from con-
temporary Kantian philosophers. Helmholtz was thus led to insist on the relation of
his views to Kant’s. Since for Kant, geometry and arithmetic had parallel foundations
in external and internal intuition, Helmholtz naturally faced the question of the foun-
dations of arithmetic.
Now it is clear that my empiricist theory, if it no longer admits that the axioms
of geometry cannot and must not be proved, must also apply to the origin of
the arithmetic axioms, which have a comparable relation to the temporal form
of intuition.107
Among the arithmetic axioms, Helmholtz included the transitivity of equality, the
associativity and commutativity of addition, and its compatibility with equality. His
empiricist revision of arithmetic had two steps. In the second and most straightfor-
107
Helmholtz (1887), p. 357.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 551
ward step (ibid., pp. 364–371), he reproduced the Grassmannian proof that all axioms
of arithmetic resulted from ‘Grassmann’s axiom’ (a + b) + 1 = a + (b + 1). In the
first step (ibid., pp. 360–364), he derived that axiom from a concept of number based
on psychological facts and on an adequate definition of addition. This was done
as follows.
The basic psychological fact is our capacity to order a succession of mental states:
‘Counting is a procedure which rests on our ability to memorize the order in which
acts of consciousness have occurred’ (ibid., p. 360). Numbers (Zahlen) are an unlimi-
ted sequence of arbitrarily chosen signs in a given, conventionally fixed order. Their
first purpose is to fix in our memory the temporal order of other series of acts of
consciousness. The numbers thus defined are ordinal numbers (Ordnungszahlen).
The decimal notation is a convenient way to generate an unlimited system of signs
with a definite order and no repetition, and thus to define a communicable num-
ber system.
Call Sa (successor of a) the number immediately following the number a.
Helmholtz defines the sum a + b of two numbers as the number Sba obtained by
repeating b times the operation S. For example a + 3 = SSSa. This definition implies
S(a + b) = SSba = Sb+1a = a + Sb. Since Sb = b + 1, this is the same as Grassmann’s
axiom (a + b) + 1 = a + (b + 1). Other arithmetic axioms follow by mathematical
induction. Multiplication is defined inductively by 1·a = a and (Sb)·a = b·a + a. Its
properties of associativity, commutativity, and distributivity also follow by induc-
tion.108
Having thus reconstructed arithmetic, Helmholtz considered its application to con-
crete objects. The most immediate application is the determination of the number
(Anzahl) of objects in a ‘group’ of objects (ibid., pp. 371–373). Helmholtz proved
that this number was independent of the order in which the number was counted.
He also emphasized, as Schröder had done, that objects of a given class were not
necessarily countable: ‘No object should be permitted to disappear, or to fuse with
others, or to split, or to be brought into existence’ (ibid., p. 372). Whether this
condition was met could only be decided empirically. Granted that objects of a given
class could be counted, the number of objects of the reunion of two groups obviously
equalled the sum of the numbers of object in each group. Helmholtz concluded to a
perfect agreement between ordinal and cardinal numbers (Zahl and Anzahl). Ordinal
numbers had, however, ‘the advantage of being accessible without recourse to exter-
nal experience’ (ibid., p. 372).
Helmholtz next considered the counting of objects that are alike (gleich) in a given
respect (ibid., p. 374). Such objects are called units. The result of this counting
is a concrete number (benannte Zahl), defined by a pure number (Zahl) and the
corresponding unit.
Next comes his definition of a quantity (Grösse) and its measure:
108
Helmholtz (1887), pp. 363–371. The ‘Sa’ notation is mine.
552 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
Helmholtz’s basic question then was whether a given attribute of objects could
be regarded as a quantity, and whether it could be measured. A specific attribute is
defined by ‘a method of comparison’ which enable us to decide whether two objects
are alike with respect to this attribute. In order to be compatible with arithmetic
axioms of equality, this method must meet the condition: When two objects are found
to be alike to a third, they must be alike. This is transitivity, stated in a manner that
includes symmetry (a = b if b = a).110
Helmholtz then reviewed the methods of comparison for weight, distance, length,
time, brightness, pitch, and electric intensity; and argued in each case that only
experiment could confirm the validity of the condition. He emphasized that transitiv-
ity was ‘not an objective law [ein Gesetz von objectiver Bedeutung], but a way to
decide which physical relations could be recognized as equality’. In other words, for
Helmholtz transitivity does not refer to pre-existing quantities. On the contrary, it is
a test for deciding what can be held as a quantity.111
At that point we might have expected Helmholtz to turn to the ordering relation
of quantity. He did not, because, for reasons to be discussed in a moment, he believed
that one could not decide whether a quantity was larger than another without first
defining a physical connection (Verknüpfung). His next step was to assume and dis-
cuss this procedure.
In order to be compatible with the arithmetic axioms of addition, the connection
must be compatible with the physical equality (a + b = a⬘ + b⬘ if a = a⬘ and b =
b⬘), it must be commutative, and associative. Again, Helmholtz regarded these con-
ditions as an experimental test for identifying possible quantities. That the condition
held for all connections encountered in physics only meant that physicists had already
done the selection (ibid., pp. 381–383).
Helmholtz then defined order among quantities: a first quantity is said to be larger
than a second when it can be obtained by composition of the latter quantity with a
third quantity (ibid., p. 383). We may incidentally note a flaw in Helmholtz’s reason-
ing. There are procedures of composition for which the above definition does not
109
Helmholtz (1887), p. 375.
110
Helmholtz (1887), pp. 375–376. Helmholtz sometimes speaks of Gleichheit of two quantities when
he means of two objects. He in fact uses the same word, quantity, to denote both a property defined by
a method of comparison, and an object considered in regard to this property.
111
Ibid., pp. 377–380. Similarly, in Helmholtz’s theory of perception the experienced correlations
between sensations and voluntary impulses determine what can be held as external object. As Michell
remarks (1999), pp. 70–71, Helmholtz’s methods of comparison, being dependent on a specific class of
necessarily imperfect instruments, can only bear on a limited range of quantities of a given kind, and
with a limited precision. Therefore, they are not sufficient to define the quantities of physico-mathemat-
ical theories.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 553
generate order. For example, the usual rule of composition of forces would lead to
the conclusion that any force is larger than any given force. Helmholtz should have
further required the composition to be such that it can be used to generate order. Or
he should have given up the idea of making order depend on physical addition.
This idea of Helmholtz’s rested on his awareness that for a given method of com-
parison, there could be several manners of composition that led to different orders.
For example, two electric conductors can be compared with the same method both
for resistance and for conductance. Yet there are two different operations of compo-
sition, in series and in parallel, that lead to different quantities, resistance and conduc-
tance, and opposite ordering of the conductors (ibid., pp. 383–384). Logically, this
fact only proves that order and method of composition are correlated, when the latter
exists. It does not follow that composition must precede order. Helmholtz thought
differently, presumably because he unconsciously projected the natural definition of
order for cardinal numbers or for the points of a line.
Having defined equality, addition, and order of physical quantity, Helmholtz pro-
ceeded to (uniform) division: ‘Quantities which can be added are also to be divided
in general’ (ibid., p. 384). Whether Helmholtz understood divisibility as a further
empirical condition on quantities or as a consequence of additivity is not clear. It
all depends on what he meant by ‘in general’ in the above extract. Most likely, he
only meant that all known physical quantities were divisible. This would explain his
introductory statement: ‘I believe it would be an unnecessary limitation of the the-
orems [about quantities] if physical quantities were required from the start to be
composed of units’ (ibid., p. 358). Helmholtz probably had in mind the traditional
introduction of measurement, in physics textbooks, as the division of a quantity into
equal units. In his view, this definition assumed too much in a single stroke and left
the true criteria of measurability in the dark.
For him divisibility only was the last of a series of criteria that led to the represen-
tation of quantities by concrete numbers. By divisibility, he not only meant the possi-
bility to regard a given quantity as the sum of a number of equal quantities, but also
the possibility to approximately express a given quantity as a multiple of a fixed
unit, and to indefinitely improve the approximation by introducing a series of sub-
units (ibid., p. 385). He thus implicitly assumed the Archimedean property, which,
together with the existence of difference, allows the arbitrarily precise approximation
of ratios by rational numbers.
Helmholtz went on to admit the existence of irrational ratios, which cannot be
exactly given by rational numbers. The existence of arbitrarily close approximations
by rationals was however sufficient for the almost everywhere differentiable func-
tions used by physicists. Helmholtz was aware of mathematical monsters that could
not be determined by rational approximations. But ‘in geometry and physics’, he
noted, ‘we have not yet encountered such kinds of discontinuity’ (ibid., p. 385).
Physics according to Helmholtz, just as geometry according to Euclid, needed
irrational ratios, not irrational numbers.
Helmholtz next discussed physical quantities for which no additive composition
was known. These occur as ‘coefficients’ in empirical laws or definitions relating
different additive quantities. For instance, the optical index, specific weight, and
554 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
In the introduction to the lectures on theoretical physics he gave in the early 1890s,
Helmholtz reproduced his considerations on counting and measuring in a modified
form (Helmholtz, 1903, pp. 26–46). The first difference concerns the order of expo-
sition. Helmholtz now started with concrete equality, transitivity, and additive combi-
nation. Then he examined the definition of numbers and derived the associativity
and commutativity of addition. Another difference concerns the content of his defi-
nition of number. He now started with the number (Anzahl) of objects in a group
112
Helmholtz (1887), p. 391.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 555
2.4. Comparisons
113
Cf. DiSalle (1993), pp. 517–519.
556 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
to induce a single system of arithmetic (as was nearly the case in Helmholtz’s
geometry before he became aware of Lobachevski’s geometry). External experience
is no longer needed to decide between different sets of axioms. Rather, external
experience is needed to determine which physical properties can be measured by
numbers. In one case, the application decides the axioms; in the other, the axioms
control the applications.
Another instructive comparison is that between Helmholtz’s and Du Bois’s views
on counting and measuring. In Du Bois’s phenomenology, numbers were obtained
by a process of abstraction in which the identity of the contemplated objects was
ignored. Numerals were a system of signs used to ‘measure’ numbers. Helmholtz
shared with Du Bois this distinction between cardinal, and ordinal number, as well as
the Müllerian idea of concept formation applied to cardinal numbers. For Helmholtz,
however, ordinals came first and were independent of external experience, they
belonged to an empiricized form of internal intuition.
Du Bois and Helmholtz also shared the idea of defining quantity by a list of
characteristic properties including additivity and divisibility, and they both dis-
tinguished between comparison without measurement and comparison with measure-
ment. However, their choice of relevant criteria widely differed, as a consequence
of their diverging views on the relation between number and quantity. For Du Bois,
the concept of (linear) quantity was inferred from a survey of measurement in various
domains of knowledge and analogy with the concept of geometric line; quantity was
a mathematical concept of phenomenological origin. For Helmholtz, the concept of
quantity derived from the concept of number; it was a norm to be imposed on quanti-
tative science, a means to decide which physical properties were measurable; quantity
was a physical concept of mathematical origin. Consequently, Du Bois’s axioms of
quantity were inspired from geometric axioms, Helmholtz’s from arithmetic axi-
oms.114
Despite this deep difference, Helmholtz and Du Bois agreed that fractional and
irrational numbers derived from the necessities of measurement. Fractional numbers
resulted from the introduction of sub-units of measurement, irrationals from the need
to measure certain geometric quantities. Beyond this agreement we find another
divergence: whereas Du Bois focused on the construction of irrationals and the con-
cept of limit, Helmholtz declared these issues of no interest for the contemporary
physicist.
Was Helmholtz closer to Kries’s and Elsas’s Kantian view of measurement? Kries
and Helmholtz both recognized that conventions were required in the definition of
quantities, and they both formulated measurability criteria including transitivity and
additivity. Yet they held different conceptions of measurement. For Kries (and Elsas),
to measure a quantity was to express it in terms of the basic quantities of length
and time by means of appropriate conventions; the measurability criteria conditioned
the reducibility of a given property to space and time. For Helmholtz, to measure a
114
Helmholtz (1887, p. 386) misleadingly identifies his distinction between quantities and coefficients
with Du Bois’s distinction between linear and non-linear quantities.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 557
3. Reception
3.1. Mathematicians
3.1.1. Kronecker
Among these mathematicians was the Berlin mathematics professor Leopold
Kronecker, who coined the word ‘arithmetisieren’ and defended the extreme view
that every mathematical theorem should be reduced to a finite system of relations
between integers. In an essay for the Zeller jubilee (1887), Kronecker sketched his
conception of the foundations of arithmetic. He started with ordinal numbers, defined
as a ‘stock [Vorrath] of signs [Bezeichnungen] ordered in a fixed sequence, and
which we can attach to a group of different and distinguishable objects’ (Kronecker,
1887, pp. 265–266). Cardinal numbers were the result of the counting process
implicit in this definition. Kronecker then introduced arithmetic operations and their
properties in a manner similar to Helmholtz, though without the rigor of Grassmann’s
inductive procedure. Helmholtz noted the similarity on the proofs of ‘Zählen und
Messen’ (Helmholtz, 1887, p. 372n).
3.1.2. Dedekind
The publication of Helmholtz’s and Kronecker’s definitions of numbers prompted
Dedekind to publish his own (1888), which he had matured for many years. Dedekind
558 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
noted that his views were ‘in many respect similar [to those of Schröder, Helmholtz,
and Dedekind] but in foundation essentially different’ (Dedekind, 1888, p. 31n). He
shared with his competitors the primacy of ordinals over cardinals, as well as similar
derivations of arithmetic axioms by mathematical induction. But he could not agree
with their psychological, semi-intuitive definition of ordinals. His own definition was
based on the sole assumption of infinite sets. Through amazingly abstract and subtle
reasoning based on the concept of chain, Dedekind managed to prove that any infinite
set contained an ordered subset that had all desired properties of ordinal numbers.
For him numbers were neither a form of internal intuition nor a system of signs,
they were ‘free creations of the human mind, serving as a means of apprehending
more easily and more sharply the difference of things’ (ibid., p. 31).115
3.1.3. Cantor
Whereas Dedekind avoided derogatory comments on Helmholtz’s approach, his
friend Cantor had no such inhibition:
While from my standpoint the words for ordinal numbers appear as the last and
most unessential things in the scientific theory of numbers, they have been taken
in two recently published works [by Helmholtz and by Kronecker] as the starting
point for the development of the concept of number . . . Helmholtz and Kronecker
plead the extreme empirico-phychological standpoint with a vigor which one
would scarcely deem credible, if it did not here appear twice embodied in flesh
and blood . . . With these investigators, number shall be signs first and foremost,
but not indeed signs for concepts that relate to sets, but symbols for things counted
by the subjective number process.116
In the same tone, Cantor compared Helmholtz and Kronecker with the enlightenment
mathematician Louis Bertrand, who believed numbers to be words invented by
shepherds to count their ship returning from pasture (Cantor, 1887, p. 383).
The violence of Cantor’s attack was not only a matter of temperament. He regarded
Helmholtz and Kronecker as promoters of a general ‘academic-positivistic skeptic-
ism’ that threatened his own conception of mathematics, especially the admission of
actual infinities (ibid., p. 383). His understanding of arithmetic depended on this
conception. He defined the cardinal number or ‘power’ [Mächtigkeit] of a set as the
power of a given set being ‘the general concept under which fall all sets that are
equivalent to this set’ (two sets being equivalent when there exists a bijection
between them) (ibid., p. 380). Similarly, he defined the ordinal number of a well-
ordered set as ‘the general concept under which fall all well-ordered sets that are
similar to this set’ (two sets being similar when there exists an order-preserving
bijection between them) (ibid., p. 380). Cantor was mostly interested in the case of
infinite sets, for which the cardinal and ordinal definitions not longer coincide. He
115
See Schubert (1898); Belna (1996).
116
Cantor (1887), p. 382.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 559
3.1.4. Frege
Three years before Helmholtz’s ‘Zählen und Messen’ was published, Gottlob
Frege had published his Grundlagen der Arithmetik (1884). This originally little-
noticed book contained the now famous definition of (cardinal) numbers as equival-
ence classes for the equal-power relation among finite sets. Having thus conceived
a purely logicist foundation of arithmetic, Frege naturally condemned any trace of
empiricism he found among his competitors. In 1891 he publicly rejected
Helmholtz’s and Kronecker’s approach, which he mistook for a naive confusion
between numerals and numbers:117
The now very well-spread inclination not to admit any object [of study] that cannot
be perceived with our senses, misleads one to regard the numerals [Zahlzeichen]
themselves as the numbers, as the true objects under consideration. But such a
conception cannot be held, because one cannot at all speak of any arithmetic
property of the numbers without returning to the meaning of the numerals.118
3.1.5. Russell
The British mathematician-philosopher Bertrand Russell shared Cantor’s and
Dedekind’s idea of a purely logical foundation of mathematics in which Helmholtz’s
intuitive reasoning had no place. In his Principles of mathematics (1903), Russell
offered detailed considerations on number and quantity. He only referred to
Helmholtz to refute his, Kronecker’s, and Dedekind’s opinion that ordinals preceded
cardinals (Russell, 1903, p. 241).
Russell’s analysis of quantity shows a clear incompatibility with Helmholtz’s pos-
ition. Russell saluted ‘the purists’ Weierstrass, Dedekind, and Cantor for having
defined irrational numbers without reference to quantity and thus inflicted the strong-
est blow to the ‘Kantian theory of a priori intuitions as the basis of mathematics’
(ibid., pp. 157–158). In contrast, Helmholtz only discussed irrationality in the context
of quantity. Russell further insisted that number and quantity should be defined separ-
ately if measurement was to mean ‘the correlation, with numbers, of entities which
are not numbers or aggregates’ (ibid., p. 158). Helmholtz may have agreed that whole
numbers had to be defined before quantity. But he based his definition of quantity
on a transposition of arithmetic axioms, whereas Russell wanted a completely inde-
pendent definition.
It may be wondered why Russell, who professed a foundation of mathematics on
pure logic, felt at all the need to discuss quantity and measurement. He even asserted
that ‘quantity is not definable in terms of logical constants, and is not properly a
notion belonging to pure mathematics at all’ (ibid., p. 158). The answer to this puzzle
117
Edmund Husserl formulated a similar criticism in Husserl (1891), p. 171.
118
Frege (1891), pp. 17–18.
560 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
is that he could provide a logicist construction of ‘series of a certain kind’ that shared
some basic properties of quantity and could be measured by numbers. He discussed
quantity as a heuristic introduction to the series properties he later constructed in a
purely mathematical manner.
The most characteristic feature of Russell’s notion of quantity was the priority of
order over divisibility. Traditionally, he judged, capacity for the relations greater
and less was believed to imply divisibility. Helmholtz certainly did so since he
derived order from divisibility (or additivity). Russell instead defined quantity in
terms of equality and order only. He had two reasons to do so: his logico-mathemat-
ical interest in the theory of ordinal structures called series, and his concern with
psychological measurement. On the latter topic, he had studied the Austrian philos-
opher Alexius Meinong.
In 1896 Meinong published a long, difficult essay on the meaning of Weber’s law
in reaction to Kries’s paper of 1882, of which he had recently become aware. Mei-
nong accepted the Kantian distinction between intensive and extensive quantity, as
well as the Kantian definition of the former in terms of distance from a zero. But
he denied the conventional aspects of equality that Kries saw in every measurement
other than that of space and time. He put much emphasis on the indirect measurement
of intensive quantities, especially sensations. In his view, sensation was measurable
because its functional relation with stimulus could be determined from Weber’s law
together with the requirement that for any intensive quantity equal dissimilarities
[Verschiedenheiten] should correspond to equal ratios of its measure. The resulting
relation between sensation and stimulus was linear instead of logarithmic.119
Although Russell did not follow Meinong in these psychophysical subtleties, he
approved the emphasis on intensive quantity, defined by equality and order only.
His favorite example of a quantity was pleasure, for which no one would be tempted
to imagine divisibility. Yet his definition of quantity was dryly axiomatic, based on
a set of axioms for the equality and order relations (Russell, 1903, p. 163).
Russell carefully distinguished between quantity and magnitude (ibid., p. 159). A
quantity is a particular object, such as a ruler, a magnitude is the class of ‘equal’
objects with respect to a given relation of equality (reflexive and transitive), for
example the length of a ruler. The introduction of the more abstract magnitude justi-
fies common parlance: for instance, two objects are said to have the same length.
Most important for Russell, magnitude has a simpler set of axioms than quantity,
and is more directly related to his theory of series.
Magnitudes in Russell’s sense are not in general measurable, unless measurability
only stipulates an order-homomorphic bijection with real numbers. After evoking
the latter (Machian) possibility (ibid., p. 176), Russell promptly turned to a more
‘important and intimate sense’ of measurement in which an intrinsic meaning is
given to the proposition ‘one magnitude is double of another’ (ibid., pp. 176, 177).
Like Helmholtz and Maxwell, he found this meaning in an operation of addition of
119
A convenient summary of Meinong’s views is in Meinong (1896), pp. 366–370. Meinong did not
refer to Helmholtz (1887).
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 561
quantities that did not necessarily reduce to a mere conjunction. But his discussion
(ibid., pp. 178–182) was much more abstract, based on concepts of ‘divisibilities’
and ‘distance’ partly inspired from Meinong and to be precisely defined in a theory
of the correlation of ordinal series.
Russell believed that intensive quantities, for which no addition is known, were
philosophically as important as measurable quantities (‘extensive quantities’). A
numerical scale could still be introduced for these purely ordinal structures. But the
only benefit of this broader kind of measurement was practical. It only served to
reduce the margin of doubt in appreciating the difference of things. This difference
was completely given in the ordinal structure, and did not in principle require the
ascription of numbers.120
3.1.6. Poincaré
Much closer to Helmholtz was the French mathematician Henri Poincaré. His book
of 1902 La science et l’hypothèse had a first chapter on ‘Number and quantity’ drawn
from earlier essays written in 1892–1894. In an attempt to elucidate the nature of
mathematical reasoning, Poincaré began with the following dilemma:
120
Russell (1903), pp. 182–183. In their Principia mathematica (1913) Russell and Whitehead adopted
Whitehead’s definition of magnitude, which, unlike Russell’s, automatically implies measurability. Cf.
Michell (1999), p. 64.
121
Poincaré (1902), p. 1.
562 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
intuition was already implied in the introduction of ordinal numbers, which contained
mathematical induction in germ. Moreover, Helmholtz conflated internal intuition
with a form of psychological experience whereas Poincaré emphasized the mathema-
tician’s need to transcend experience.122
Poincaré next discussed ‘mathematical quantity and experience’ in order to show
the origins and consistency of the mathematical continuum (Poincaré, 1902, pp. 17–
34). To this end he introduced Helmholtz’s distinction between arithmetic equality
and concrete equality:
He then gave a new twist to the transitivity criterion: whereas Helmholtz took
physical quantity to comply to this criterion, Poincaré argued that experiment sug-
gested the violation of transitivity. Indeed Weber had shown that the sensations pro-
duced by two weights A and B could be mutually discernable without being dis-
cernable from the sensation produced by a third, intermediate weight C. Even if a
more precise method was used to compare the weights, the precision of this compari-
son would always be finite, so that there would always be choices of the weights
for which
A ⫽ C, B ⫽ C, A ⬍ B.
This paradoxical triplet of relations, Poincaré went on, could be taken to define the
physical continuum. The mathematical continuum then emerged from our attempts
to solve the contradictions inherent in this empirical notion (Poincaré, 1893; Poin-
caré, 1902, pp. 21–25).
After these preliminaries, Poincaré espoused the arithmetic construction of the
continuum in Dedekind’s form. He agreed with the arithmetizers of mathematics that
a rigorous concept of the continuum had to rest on integral numbers and adequate
definitions. But he insisted that experience had motivated and inspired this construc-
tion: ‘The mathematical continuum . . . has been created from bits and pieces [de
toutes pièces] by our mind, but it is experience that has provided the occasion’
(Poincaré, 1902, p. 22). For example, the source of Dedekind’s cuts presumably was
the observation that the partition of a concrete line of finite thickness in two halves
always involved a separating point (of finite extension), no matter how thin the line
could be imagined.124
By continuum, Poincaré meant any linear quantity, not only real numbers. As the
indefinite divisibility and continuity of a quantity did not necessarily imply measur-
122
On Poincaré’s rejection of an empirical foundation of mathematics, see Karagozowski (forthcoming).
123
Poincaré (1892b), p. 75.
124
Poincaré may here have been inspired by Du Bois’s ‘empiricist’.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 563
3.1.7. Hölder
In 1901 the Leipzig professor of mathematics Otto Hölder proposed a new theory
of quantity that had some resemblance with Poincaré’s views. In a preliminary dis-
cussion of the concept of number, Hölder questioned Helmholtz’s qualification of
the formula a + (b + 1) = (a + b) + 1 as ‘axiom of arithmetic’ and supported the
view that ‘the arithmetic of whole numbers could be built in a purely logical manner
and required no axiom’ (Hölder, 1901, pp. 1–2). A more detailed consideration of
his position shows that it was not so far from Helmholtz’s. By pure logic, he did
not mean formal logic, but the unlimited application of certain thought processes
involved in inductive reasoning. This practice, he explained, is ‘a sort of experience,
which however cannot be counted as proper sensorial experience, since we can also
have it in thought’ (ibid., p. 2). The formula a + (b + 1) = (a + b) + 1 was to be
regarded as an inductive definition of addition, as Poincaré did and as Helmholtz
also meant despite his naming it ‘axiom’.
Hölder’s interest in the theory of quantity presumably derived from his study
(1900) of David Hilbert’s (1899) work on the foundations of geometry. Hilbert’s
central achievement was to base synthetic geometry on a small number of demon-
strably independent and non-contradictory axioms. In particular, he showed that met-
125
In conformity with Duhem’s and Mach’s definitions.
126
Cf. Darrigol (1995), p. 37.
564 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
ric properties could be derived from purely geometric axioms for the equality of
segments (Strecken) and the disposition of points on a line. To Hölder this meant
that an axiomatic theory of quantity could be given in the special case of segments.
His personal goal was to extend the axiomatic approach to more general quantities.
This extension could serve as ‘a preparation for the case when a physical state can
be measured’ (Hölder, 1900, p. 54). Hölder knew Maxwell’s additivity argument for
the measurability of charge, as well as the existence of properties, such as hardness,
that had degree but no quantity.
For the sake of historical perspective, Hölder recalled the theory of proportions
found in the fifth book of Euclid’s Elements. This theory concerns quantities of any
kind for which equality, order, and addition have been defined. It is built on the
compatibility of equality and order with addition, on the Archimedean property, and
on a few implicit properties such as the associativity of addition. Two quantities a
and b are said to be in the same ratio as two other quantities a⬘ and b⬘ when for
any two integers n and m the order of ma and nb is the same as the order of ma⬘
and nb⬘. Thanks to this ingenious definition, Euclid could treat commensurable and
incommensurable ratios on the same footing.127
A few centuries later, Isaac Newton simplified Euclid’s theory by defining number
as ‘ratio between a given abstract quantity and a quantity of the same kind regarded
as unit’ (Newton, 1707, p. 2). Then the ratio a:b always is a number, even when a
and b are incommensurable; and the proportionality a:b = a⬘:b⬘ simply means the
equality of the corresponding numbers. Hölder welcomed the simplification. But he
judged it so far unfounded (Hölder, 1901, p. 18), because in his view numbers had
to be defined by arithmetic means. The purpose of his own theory of quantity was
to provide the missing foundation.
Hölder had seven axioms of quantity, the independence of which he could prove.
Call Q the set of quantities of a given kind. In modern notation, the axioms read
(ibid., pp. 5–6):
I. ∀(a,b)苸Q2, a ⫽ b or a ⬍ b or b ⬍ a
II. ∀a苸Q, ∃b苸Q s.t. b ⬍ a
III. ∀(a,b)苸Q2, ∃c苸Q s.t. c ⫽ a ⫹ b
IV. ∀(a,b)苸Q2, a ⬍ a ⫹ b, b ⬍ a ⫹ b
V. ∀(a,b)苸Q2 s.t. a ⬍ b, ∃x苸Q s.t. a ⫹ x ⫽ b, ∃y苸Q s.t. y ⫹ a ⫽ b
VI. ∀(a,b,c)苸Q3, (a ⫹ b) ⫹ c ⫽ a ⫹ (b ⫹ c)
VII. ∀(A,B)苸(P (Q)⫺⭋)2 s.t.
[Q ⫽ A傼B, A傽B ⫽ ⭋, (∀(a,b)苸A ⫻ B, a ⬍ b)],
∃x s.t. [{a苸Q兩a ⬍ x}傺A, {b苸Q兩x ⬍ b}傺B]
127
Hölder (1901), pp. 3–4, 17–18. Euclid’s theory of ratios does not presuppose arithmetic. The only
notion that his definition of equal ratio requires is ‘equimultiplicity’. For example, instead of ma and
ma⬘, Euclid speaks of two quantities that are equimultiples of a and a⬘. Cf. Vitrac (1994), pp. 15–19.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 565
Hölder did not have axioms of equality such as symmetry and transitivity, because
he regarded equal quantities as identical. He was aware, however, that in concrete
cases this simplification required empirical testing.128 Also missing are the commuta-
tivity axiom and the Archimedean axiom. This is because Hölder could derive both
from his seven axioms. The last axiom is an axiom of continuity obtained by transpo-
sition of Dedekind’s cuts.
Hölder could easily prove that every couple (a, b) of quantities defined a Dedekind
cut among rational numbers, that is, a real number. In place of axiom VII, the Archi-
medean axiom would have led to the same result; but the quantities would not neces-
sarily have been continuous and their ratios could have all been rational.129
Hölder perceived a perfect agreement between his and Helmholtz’s conceptions
of the relation between arithmetic and the theory of quantity.130 To some extent,
Hölder’s idea of measurement may indeed be regarded as a refinement of
Helmholtz’s. They both defined quantity so as to fit structural properties of numbers.
Hölder’s refinement consisted in enlarging the arithmetic basis. Whereas Helmholtz
continued the Euclidian tradition of whole-number or rational measure, Hölder admit-
ted the newly arithmetized irrationals.
There were more significant differences in their intentions. Helmholtz regarded
his axioms of quantity as criteria for selecting measurable properties of concrete
objects. In contrast, Hölder wanted to build an abstract, mathematical theory of quan-
tity on the same footing as Hilbert’s abstract geometry. To him the non-contradiction
and independence of axioms were more important than applications to physics.
Consequently, his axioms were not well adapted to empirical tests of measurability.
He had neither the easily testable transitivity of equality nor the commutativity of
addition; and the continuity expressed in his last axiom was rigorously untestable.131
3.2. Physicists
Helmholtz’s ‘Zählen und Messen’ had little impact among physicists. Introductory
physics texts kept defining measurement as the comparison of a quantity with a unit
of the same kind, and kept avoiding any discussion of measurability. So did metro-
logical texts, save for one written by Carl Runge, the editor of Helmholtz’s introduc-
tory lectures on theoretical physics. The most interesting exceptions to this general
128
‘These facts [transitivity and compatibility of equality with addition] must of course acquire their
legitimacy in the applications’ (Hölder, 1901, p. 4n). In Russell’s terminology, Hölder’s quantities truly
are magnitudes.
129
In a last section, Hölder showed that Hilbert’s axioms for segments implied that distances obeyed
Hölder’s axioms of quantity. Cf. Michell (1999), pp. 74–75, who sees here an anticipation of the theory
of conjoint measurement.
130
Helmholtz ‘conceives the relation between arithmetic and theory of quantities exactly in the manner
that is executed in the present work’ (Hölder, 1901, p. 1n).
131
Ernst Nagel (1931) modified Hölder’s axioms so as to make them verifiable, in Helmholtz’s spirit.
For Nagel quantities are particular objects like for Helmholtz; for Hölder they are universals applying to
a class of objects. Patrick Suppes (1951) imitated Nagel, but with weaker axioms corresponding to a
broader concept of measurement. Cf. Michell (1993), pp. 198–199.
566 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
lack of interest are found among philosophically inclined physicists such as Ernst
Mach, Pierre Duhem, and Norman Campbell. We first consider the less philosophical
Carl Runge.132
3.2.1. Runge
A former student of Helmholtz’s and skilled spectroscopist, Carl Runge wrote the
article on measurement in Felix Klein’s encyclopedia (Runge, 1902). His familiarity
with Helmholtz’s discussion may explain why he began with general conditions of
measurement. His presentation was nonetheless closer to Maxwell’s and Mach’s. For
the introduction of a ‘scale of measurement’ adapted to a given property, he first
required the comparability of objects with respect to this property. This possibility
permitted the assignment of ‘order numbers’, such as the intensities of spectral lines
or the degrees of hardness of various solids in Mohr’s scale. In a second step, as a
means to reduce the arbitrariness of the scale, Runge introduced the comparability
of increments on this scale.
Worth noting is Runge’s emphasis on the conventional aspects of measurement.
Different laws could be used for the indirect measurement of a given quantity; and
the choice of the base units in a system of units was largely arbitrary. Against the
Gaussian creed, Runge declared that the choices of a mass, a length, and a time for
the fundamental units merely resulted from the practical requirement of reproduci-
bility (Runge, 1902, p. 10). Charles Edouard Guillaume, who augmented Runge’s
article for the French edition of Klein’s encyclopedia, warned the reader against an
anti-realist interpretation of this metrological relativity: ‘Nonetheless, independently
of the measure that can be made of it, every quantity has an existence of its own;
it constitutes a distinct entity of nature’ (Runge & Guillaume, 1916, p. 21).
3.2.2. Mach
The Viennese physicist-philosopher Ernst Mach essentially agreed with Helmholtz
on the nature of numbers. In his Mechanik, he introduced numbers as ‘order signs
[Ordnungszeichen] which, for the sake of perspicuity and economy, are themselves
arranged in a simple system’ and operations as a means to avoid direct numeration
(Mach, 1883, p. 583). After reading Helmholtz, he defined numbers as ‘a system of
order signs that can be indefinitely extended’ (Mach, 1896, p. 67).
He introduced addition in Grassmann’s and Schröder’s manner, and he embraced
Helmholtz’s empiricist view of arithmetic: ‘I regard the laws of arithmetic as experi-
mental laws, if only as laws that are drawn from internal experience’ (ibid., p. 67).
One difference is worth noting. Mach, unlike Helmholtz and more like Du Bois,
founded his empiricist understanding of numbers on a cultural and psychological
history of their introduction, from the comparison of groups of objects to the success-
ive extensions required for measurement or for inversion of operations. In Erkenntnis
132
Ludwig Boltzmann alluded to Helmholtz’s ‘Zählen und Messen’ in his fourth lecture on natural
philosophy (9 Nov, 1903), but only to criticize its arithmetic section. According to Boltzmann, (whole)
numbers were too primitive a notion to be defined at all. They could only be described through the
practice of calculation inherited from our ancestors. Cf. Courtenay (1999), pp. 393–400.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 567
und Irrtum (Mach, 1905, p. 328), he acknowledged the recent logicist approach to
arithmetic, but maintained that his historico-critical approach was a ‘necessary comp-
lement’ to the latter.133
In his definitions of mass and temperature, Mach anticipated Helmholtz’s emphasis
on the transitivity of equality. Yet he departed from Helmholtz by admitting, like
Maxwell, the possibility and the expediency of quantification by ‘inventory num-
bers,’ for which no natural operation of addition is known. The main purpose of his
detailed discussion of thermometry (Mach, 1896, Ch. 1–3) was to confine tempera-
ture to this limited role. According to Michael Heidelberger, Mach’s interest in a
weaker concept of quantity derived from his sympathy for Fechner’s psycho-physical
parallelism and from his general endeavor to make sensations the basis of all empiri-
cal knowledge (Heidelberger, 1986, pp. 163–167). Note, however, that Mach care-
fully avoided the word ‘measure’ in this context.
Mach defined measurement conservatively, as the comparison of a segment of a
linear continuum with a concrete unit. Measure, like numerical index, served the
purpose of refining the sensorial judgments of equality and difference (Mach, 1896,
Ch. 5). But besides a convention of concrete equality it also required an operation of
composition that shared the properties of arithmetic addition: ‘Whenever we regard a
physical quantity as composed of similar parts, we must consider whether this com-
position corresponds to a real addition’ (Mach, 1905, p. 330). For these conditions
of measurability Mach referred to Helmholtz’s ‘Zählen und Messen’. The very title
of the relevant chapter of Erkenntnis und Irrtum (Mach, 1905, pp. 315–330), ‘Zahl
und Mass’, was probably reminiscent of that essay.
3.2.3. Duhem
Pierre Duhem’s positions with respect to number and measure were similar to
Mach’s. With Helmholtz and Mach, Duhem pleaded for an empirical origin of math-
ematics:
Most of the abstract and general ideas which spontaneously come to us in the
occasion of our perceptions are complex and unanalyzed conceptions; yet some
of them appear to us clear and simple, almost without effort; those are the diverse
ideas clustering around the notions of number and figure; vulgar experience
induces us to connect these ideas through laws which, on the one hand, have the
immediate certitude of common-sense judgments, and which, on the other hand,
have extreme clarity and precision. It has thus been possible to take a few of
these judgments as premisses of deductions in which the incontestable truth of
common knowledge was inseparably bound to the perfect clarity of strings of
syllogisms. So were constituted arithmetic and geometry.134
133
Another singularity of Mach was his insistence on the discrete character (finite resolution) of percep-
tion. He nevertheless admitted the necessity of irrationals for representing geometric quantities (Mach,
1896, pp. 71–77).
134
Duhem (1914), pp. 404–405.
568 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
135
Duhem (1912). Cf. Karagozowski (forthcoming).
136
Maxwell and Helmholtz nevertheless disagreed on whether thermometric temperature was a quality
in this sense.
137
Duhem (1892–1894), p. 286.
O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573 569
legitimacy, they were both represented by numbers, they both entered the fundamen-
tal equations of physics (ibid., pp. 170–178).
3.2.4. Campbell
Despite the richness of previous considerations of measurability, the British exper-
imenter Norman Campbell is often regarded as the founder of the theory of measure-
ment. The reason may be that he devoted several chapters in 1920, and a whole
book in 1928 on measurement. Also, instead of references to the work of others he
presented the excuse that he had lost his ‘large index of references’ during the war
(Campbell, 1920, p. vi). This attitude and his prolix style could suggest that his
arguments were new, even though the preface of Physics: the elements contains the
unusual admission: ‘There is very little original in the substance of the book; there
is hardly a paragraph which is not a paraphrase of something that can be found in
well-known treatises or papers’ (ibid., p. vi).
Campbell’s acknowledged masters were Poincaré and Russell (Campbell, 1920,
p. vii). Some aspects of his approach to number and measurement clearly depended
on these authors. For instance, Campbell adopted Poincaré’s characterization of the
physical continuum (ibid., p. 543); and he followed Russell in placing order before
addition in his definition of measurable properties. However, Campbell most system-
atically relied on a text he never mentioned: Helmholtz’s ‘Zählen und Messen’. The
similarities are numerous and striking.
Like Helmholtz, Campbell gave priority to ordinal numbers and characterized
them through the corresponding numerals (Campbell, 1920, pp. 269–270).138 He
introduced ‘physical numbers’ as resulting from a peculiar kind of measurement, the
counting of a group of similar objects (ibid., Ch. 11). His definition of fundamentally
measurable properties required, besides Russellian order, a concrete addition with
the proper arithmetic properties (ibid., Ch. 10). He insisted that ‘it is experiment and
experiment only that can determine whether a property is fundamentally measurable’
(ibid., p. 267). He introduced fractional numbers as a consequence of the division
of units (ibid., Ch. 12). He denied the relevance of irrational numbers to measurement
(ibid., p. 543). He admitted indirectly measurable properties, for which no addition
is known but relations with additive properties are assumed (ibid., Ch. 13). He noted
the similarity between derived and fundamental magnitudes: ‘Both contain an arbi-
trary element connected with the choice of unit, but both are definite properties of
a system’ (ibid., p. 328). He recognized that the same property could sustain both
a fundamental and a derived magnitude.
In all of that Campbell followed Helmholtz. There was, however, a difference in
the intended audience. Whereas Helmholtz wrote his ‘Zählen und Messen’ for an
elite of mathematicians, philosophers, and theoretical physicists, Campbell believed
in the pedagogical virtues of a general discussion of measurement in introductory
138
Campbell did not formalize the ordinal structure, and rather insisted on the ‘quasi-material’ nature
of numerals. He introduced ‘Numbers’, with capital N, to refer to the Frege–Russell concept of cardinal
numbers as classes of similar classes. But he made relatively little use of them.
570 O. Darrigol / Stud. Hist. Phil. Sci. 34 (2003) 515–573
physics courses (Campbell, 1928, p. V). Physics teachers did not hear his call. They
stuck to the succinct definition of measurement as comparison with a unit of the
same kind. They ignored the Helmholtzian criteria of measurability, and they left it
to philosophers and psychologists to decide what could in principle be measured.
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