Next Generation

AML Technology
Optimise Your AML Screening
& Data Analytics

POWERED BY
Next Generation AML Technology

Optimise Your AML Compliance with the

RiskScreen AML Ecosystem
The RiskScreen product suite provides an end-to-end solution for management of, and
protection against, financial crime. The 3 products can stand alone or work together to
create a full AML ecosystem for your organisation

RiskScreen solutions are used by over 500 organisations worldwide across multiple
sectors, including governments and regulators.

Extractive Regulators & Trading Insurance

Industries Governmental

High Value Shipping Trust & Corporate Real Estate

Goods Services

Banking Money Services Asset Legal

Business Management
RiskScreen’s AML Ecosystem

Empower your front line and

optimise customer screening at
onboarding and review
RiskScreen Core is a next generation customer screening platform which enables users to screen
customers against world-leading Dow Jones AML data and the best, most relevant open source
information.

RiskScreen Core’s unique open license, intuitive design and cost-effective tiered pricing model
mean our customers don’t pay for expensive licenses with inflexible ‘seats’. Simply purchase the
search credit volume you need and add unlimited users at no extra cost, to truly empower your first
line of defence.

Bring the risk-based approach

to batch screening and cut false
positives by 95%
RiskScreen Batch automatically screens your entire customer base as often as you need against
world-leading Dow Jones AML data. Our batch screening solution is flexible, scalable, and secure.

RiskScreen Batch’s innovative use of metadata and search profiles enables users to improve
accuracy and cut false positives by up to 95% compared with leading competitors, while providing
best-in-class management information and reporting.

End-to-end customer risk

management with real-time risk
and KYC analytics
Panoptic is a real-time customer risk management system which acts as a central engine to drive
customer risk decisions - at take on, at review, and in response to events.

Panoptic aggregates and analyses key risk data from across your business, removing the need for
costly and ineffective manual file reviews and data mining.

Panoptic’s razor-sharp MI and reporting eliminate the most common mechanisms of AML failure.
 POWERED BY

Add unlimited users at no extra Screen your customers

cost and optimise screening at against world-leading
onboarding and review Dow Jones data for
confidence in customer
World’s most comprehensive data risk decisions at
We’ve added the world’s most comprehensive onboarding and review
sanctions, PEP and watchlist data to our
advanced live adverse media search engine
for swift, effective AML screening RiskScreen Core’s two search
modes allow you to add deep
No limit on user numbers web sources for enhanced
RiskScreen Core’s open license allows you searches on high risk clients
to add additional users at no extra cost. Pay
per search, not per seat
Sanctions lists
Minimise false positives Global sanctions lists
covering UN, US, EU, HMT
Advanced metadata filtering to pinpoint
and many others, including
your targeted individual
China, Germany, France, India
and Switzerland
Easy to use, design-led interface
Intuitive platform which is simple for
employees at any level to use, including Watch lists
non-technical, non-compliance staff Over 4,000 global watch lists
and black lists
Enhanced due diligence capabilities
Our EDD search mode enables deeper
PEP data
investigatory analysis on high risk
customers, producing in-depth reports in Global database of over
minutes at a fraction of the cost of externally 2.5 million PEP records for
sourced EDD reports over 200 countries and
international organisations

Use on the go
RiskScreen Core is mobile-enabled, Adverse media
allowing you to screen your sales prospects Live adverse media search
wherever you are engine, containing no dead
links. Leaves no digital
Integrates with existing systems footprint

API accessible for volume search

Deep web
Live adverse media search Deep web sources including
No more random googling and no more Investigative Dashboard,
dead links with our pin-sharp live adverse Offshore Leaks, Wikileaks
media search engine and Open Corporates
CASE STUDY
‘Our team is very happy
working with RiskScreen – it’s
a really powerful tool, but also
extremely user-friendly.
We wanted to transition to a
single onboarding screening
tool across all of our offices
and RiskScreen’s open license,
with unlimited user numbers,
was ideal for this.
As a result, we’ve been able to
involve our first line of defence
in client screening for the first
Stuart Esslemont time, which has increased
Global Head of Compliance awareness of AML obligations
ZEDRA and reduced screening delays
across the business.
We use it group-wide for
client on-boarding and
enhanced due diligence and
have been so impressed with
RiskScreen’s technology and
customer service that we’ve
decided to use it for our batch
screening requirements as
well.
ZEDRA has moved over to
RiskScreen from a major
competitor, and on product
and client service there’s no
comparison between the two.’
 POWERED BY

Bring the risk-based approach RiskScreen Batch

to batch screening and cut provides lightning-fast
false positives by 95% customer batch screening
against world-leading
Virtually eliminate false positives Dow Jones data for
Advanced metadata and risk-based filtering complete confidence in
capabilities reduce false positives by up to
95% vs major competitors, whilst increasing
your ongoing monitoring
accuracy of customer risk

Evidence your work Batch screen customers at

Complete workflow and audit trail to whatever depth and
evidence how every potential match has
frequency you choose
been handled

Ultra-secure Sanctions lists

Securely screens across multiple Global sanctions lists
jurisdictions and product types with covering UN, US, EU, HMT
comprehensive user permission settings and many others, including
China, Germany, France, India
and Switzerland
Bulk match processing
Speedy bulk match process for handling
potential hits Watch lists
Over 4,000 global watch lists
and black lists
Laser-sharp MI and reporting
Comes pre-loaded with comprehensive
Management Information and dashboard PEP data
reporting Global database of over
2.5 million PEP records for
Onsite & hosted options available over 200 countries and
international organisations
Our onsite batch screening product
operates on a dedicated platform behind
your firewall. Hosted batch uses our secure, Adverse media
pin-sharp web interface
Dow Jones adverse media
sources
Enables a true risk-based
approach to screening
RiskScreen Batch automatically filters and
ranks high risk individuals or entities to
prioritise your screening, in conjunction with
our rapid Bulk Match process for handling
potential hits.
CASE STUDY
‘Ravenscroft’s growth and
success has been built on
delivering the services which
our clients want and not what
we think they need, while
at the same time ensuring
that we are compliant with
regulation and legislation. We
now have 5,000 clients and
billions of pounds of assets
under management and this,
together with the constant
changing AML requirements,
meant we needed a more
efficient approach to
monitoring.
We wanted to identify a
Guy Hardill | MLRO solution which would meet
Ravenscroft Limited our exacting technical
requirements, now and
into the future, and to find
a company that shared the
same customer service values
as us.
After thoroughly reviewing
the available onsite batch
screening solutions,
RiskScreen Batch met our
criteria. The system has been
developed by regulatory
experts and that gave us the
confidence that it would do
what we needed it to in order
to futureproof our screening
compliance.
During the implementation
phase, we received
exemplary support with the
technical and regulatory
queries which we had, and the
system was up and running on
time and on budget.
RiskScreen Batch and
RiskScreen Core offer us
technological capabilities that
we didn’t have before which
have saved time, enabled
better reporting and ensured
that we not only meet current
standards but exceed them.’
 Panoptic turns your existing static and
dynamic customer information into
hot data for real-time risk analytics and
reporting
Panoptic is transforming
the ability of businesses Complete automation of KYC & AML risk
A central engine to drive customer risk decisions
to govern and report on with dynamic real-time customer risk management

customer risk and reporting

World-leading MI and reporting

Panoptic meets the challenge created
by the disconnect between enhanced
regulation and legacy IT systems, and fulfils
new regulatory obligations to provide risk
data to regulators in real-time.
Integrating seamlessly with existing
client administration, payment, CRM and
screening systems, Panoptic offers real-time
risk-based customer monitoring, CDD and
reporting functionality on a single platform.
Panoptic’s razor-sharp MI and reporting enables
users to eliminate the most common mechanisms
of AML failure
Event driven alerting and workflow
Learn about, and deal with, customer risk events in
real-time, not at annual review
Aggregate key risk information
Panoptic automatically aggregates and analyses
key risk data, eliminating costly and ineffective
manual file reviews

Live customer onboarding via API

Automated risk decisions and lightning-fast
API enables retail customer risk decisions to be
returned in seconds at onboarding

CASE STUDY

‘Panoptic has given us the ability
to manage customer risk in
real-time. We initially implemented
it to help the compliance function
with customer lifecycle
management but have since
added an API link to enable
real-time risk rating of new
customers as part of a live
onboarding process. We’re now
planning to roll out access within
the business to the first line of
Anne Morgan
defence.
Head of Compliance
Al Rayan Bank KYC Global Technologies made
senior members of their team, on
both the technical and regulatory
side, available to us throughout
the implementation process, and
have continued to provide swift
and effective customer support
since then.
Connection of our underlying
systems to feed live data into
Panoptic, and specification and
build of our data structures was
completed within eight weeks.
Panoptic’s API made hooking up
underlying systems much easier
than we’d anticipated.’
‘The old way’
Firms struggle to meet
compliance obligations,
hindered by legacy IT
systems and storage
of data across multiple
platforms, making timely
extraction and analysis
impossible.

This results in an ever-

increasing compliance
head count to try to
manage more demanding
reporting requirements
and, ultimately, an inability
to react to shifts in the risk
environment.

‘The new way’

Panoptic seamlessly
integrates the collection
and analysis of risk
data from all underlying
systems, producing best-
in-world live MI, and a
typical 95% data mining
time saving compared with
existing manual processes.

The Board and ExCo can

take decisions based on
real-time risk data, and the
compliance function has
far more time to devote to
the management of risk.
The RiskScreen product suite is powered by KYC Global
Technologies, a regtech business delivering innovative
solutions designed to optimise financial crime risk management
performance.

Our solutions enable businesses to screen customers effectively

and to utilise data to manage customer relationship risk. In addition
to optimising AML compliance performance, our technologies
power improved risk governance through superior MI and reporting
functionality.

RiskScreen products are used by over 500 financial institutions,

governments and regulators across 64 countries.

KYC360, the world’s leading AML knowledge portal, is the thought

leadership platform of KYC Global Technologies. It offers news,
insight and analysis on AML from over 120 of the world’s leading
AML experts.
 Stephen Platt is a barrister; a visiting Professor of Law at
Georgetown University in Washington D.C, the author of ‘Criminal
Capital’, one of the most highly regarded texts on how financial
institutions facilitate money laundering, and a co-founder of the
International Compliance Association.

Stephen has led some of the most systemically important

regulatory investigations of the past 25 years. His experience
has given him a deep understanding of the challenges faced by
financial institutions in screening customers and using data to
Stephen Platt manage risk.
Chairman and CEO
KYC Global Technologies Since 2015, he has been Chairman and CEO of KYC Global
Technologies.

“AML has never been so important or failure so expensive. The

existence of our new RiskScreen technologies means that AML failure
has now become a choice.”
 POWERED BY

Contacts

Stephen Platt
Chairman & CEO
T: +44 (0) 1534 816444
E: stephenplatt@riskscreen.com

Tom Devlin
Senior Regulatory Adviser
T: +44 (0) 1534 816444
E: tomdevlin@riskscreen.com

Ed Malkoun
Relationship Manager
T: +44 (0) 1534 814057
E: edmalkoun@riskscreen.com

London | Jersey | Tokyo

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