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Environmental Toxicology and Chemistry, Vol. 23, No. 10, pp.

2282–2289, 2004
q 2004 SETAC
Printed in the USA
0730-7268/04 $12.00 1 .00

Special Issue Honoring Don Mackay


FINDING FUGACITY FEASIBLE, FRUITFUL, AND FUN

DON MACKAY*
Canadian Environmental Modelling Centre, Environmental Studies, Trent University, Peterborough, Ontario K9J 7B8, Canada

( Received 18 August 2003; Accepted 16 January 2004)

Abstract—A review is presented concerning the evolution of the fugacity concept as applied to environmental science. The series
of serendipitous events that ultimately resulted in publication of the paper ‘‘Finding Fugacity Feasible’’ in 1979 is described. The
use of fugacity as a surrogate for concentration is shown to facilitate the compilation and solution of mass-balance equations. It
has proved to be valuable in a number of contexts, notably the description of chemical fate in unit worlds at various levels of
complexity. More complex systems can be simulated as sets of connected unit worlds. The fugacity approach enables the multimedia
character of organic chemicals to be deduced, thus contributing to the evaluation of chemical properties that impact persistence
and long-range transport. It has proved to be especially insightful for describing bioconcentration, bioaccumulation, and pharma-
cokinetic phenomena. Applications to the sensing and monitoring of chemical presence in the environment are described. Suggestions
are made for subject areas in which the fugacity concept may prove to be particularly valuable in the future. Finally, the many
colleagues who have contributed to the use of fugacity when quantifying chemical behavior in the environment are acknowledged.

Keywords—Fugacity Model Bioaccumulation Unit world Persistence

INTRODUCTION THE SERENDIPITOUS JOURNEY TO FFF

First, let me express my deep appreciation for the honor of My training was as an applied chemist and chemical en-
having this special issue of Environmental Toxicology and gineer at what is now the University of Strathclyde in Glasgow
Chemistry devoted to celebrating my career in environmental (UK). After postdoctoral research on chemical gas-phase re-
science. In particular, I am very grateful to Herb Ward, Frank actions in shock waves at the University of Toronto (Toronto,
Gobas, Derek Muir, and the editorial board for suggesting and ON, Canada), I returned to the United Kingdom to work in
organizing this issue. It is humbling to see contributions from the petrochemical industry for Imperial Chemical Industries
so many colleagues whose work over the years I have admired in Billingham (Co. Durham, UK). This provided the invaluable
and who have been my collaborators and friends. The Society experience of practical research into hydrocarbon reactions and
of Environmental Toxicology and Chemistry (SETAC) has separations. One technical challenge facing this industry is to
understand, design, and simulate mathematically the diverse
played a major role in my career; thus, it is particularly sat-
processes that occur in the controlled conditions of a chemical
isfying to receive this acknowledgment of my small contri-
plant so that the operations can be accomplished safely, ef-
butions. I welcome this opportunity to share some thoughts
fectively, and economically. Chemical engineering has a rich
on my rather disorganized but enjoyable and rewarding re-
and often underappreciated history of successful design, op-
search career, particularly as it relates to the concept of fu-
eration, simulation, and control of industrial chemical pro-
gacity.
cesses.
In 1979, I published a feature article, ‘‘Finding Fugacity On returning to the University of Toronto in 1967, I sought
Feasible’’ (FFF), in Environmental Science and Technology to build a research program in which I could exploit my un-
[1]. It was, I believe, the first mention of fugacity in the context derstanding of hydrocarbon properties and processing. The
of the environmental behavior of chemicals. Since then, nu- environmental movement was well underway following pub-
merous papers have been published in which the fugacity con- lication of Rachel Carson’s Silent Spring [2]. Increasingly, the
cept has been applied to a variety of contexts in environmental public was realizing that it was possible to have both profitable
science, and it is now accepted as being a useful tool for the industrial activity and a clean environment. The principal is-
interpretation of monitoring data, for assembling and solving sues included air and water pollution, acid rain, pesticides,
sets of mass-balance equations, and in general, for contributing hazardous wastes, and marine oil spills. At that time, proposals
to a fuller understanding of the quantitative aspects of envi- had been made to transport oil from the Arctic by what is now
ronmental fate. In the present article, I reminisce on the ser- the Trans-Alaska Pipeline and in Canada from the Beaufort
endipitous journey to FFF, review briefly some of the appli- Sea down the Mackenzie Valley to Alberta. The obvious en-
cations of the fugacity concept, and propose some promising vironmental concerns resulted in a number of enlightened re-
future directions. This also provides me with a welcome op- search programs that had the general objective of understand-
portunity to acknowledge many of the individuals who have ing the fate of hydrocarbons in cold climates, developing re-
guided and assisted me on this journey and to note some les- medial technologies for spills, and mitigating adverse effects.
sons I have learned on the way. I was fortunate to be involved in this research for some 20
years. In late 1988, I decided that no further large oil spills
would occur and that further research was not really needed.
* dmackay@trentu.ca. In March 1989, the Exxon Valdez ran aground.
2282
Finding fugacity feasible, fruitful, and fun Environ. Toxicol. Chem. 23, 2004 2283

During this fruitful period of research, we devoted consid- by Wan Ying Shiu; her husband, Kuo Ching Ma (University
erable effort to modeling the behavior of spilled oil as it ex- of Toronto); and myself.
periences natural weathering processes, including evaporation, We, in common with others, experienced difficulty main-
dissolution, and emulsification to form water-in-oil and oil-in- taining constant concentrations of hydrocarbons in solution.
water emulsions. With my colleagues, especially Tom Hutch- Although octane is less volatile than water, a solution of octane
inson and Michael Charles, we explored the behavior of oil in water will lose most of its octane in an hour or two by
spills on Arctic tundra, taiga, rivers, snow, and ice, doing field evaporation. A similar effect had been noted for evaporation
work in that fascinating environment with its remarkable peo- of DDT from water and soils. These observations were in-
ples and ecosystems. This fascination with cold climates was correctly explained by a nonexistent ‘‘codistillation’’ effect.
to be revisited in later years. We became convinced—and we The fast evaporation is, in fact, attributable to the high activity
remain so—that the best oil spill countermeasure (after pre- coefficient of the octane in solution (i.e., high hydrophobicity),
vention) is chemical dispersion using surfactants that emulsify which counteracts the dilution and the low vapor pressure.
the oil, thus preventing organisms such as birds from being Based on these insights, we published a paper in 1973 that
smothered and mitigating adherence to shorelines and sedi- explained how this phenomenon could be taken into account
ments. Admittedly, there is probably a greater pelagic pulse when quantifying volatilization rates of hydrophobic substanc-
of toxicity, but it is expected to be transient and, hence, a es from solution [9].
logical environmental trade-off. Debate on this issue continues Peter Liss, the UK chemical oceanographer, kindly wrote
to this day. I learned a great deal about the principles and to me and pointed out that he had addressed this issue for
practice of toxicity from my collaboration with Peter Wells on gases in seawater and had invoked the Whitman two-resistance
dispersant toxicity [3]. Later, Alice Bobra was able to assign model to quantify the volatilization rate [10]. Since we had
toxic effects separately to the dissolved and emulsified oil and incorrectly used a one-resistance model, we shortly published
to the dispersant [4]. This work continues, with Debbie French- a corrected version [11].
McCay having recently developed a ‘‘state of the science’’ This work came to the attention of George Baughman of
the U.S. Environmental Protection Agency lab at Athens (GA,
model describing the toxicity of this complex system [5].
USA), who suggested a three-year grant to measure these re-
Hydrocarbons tend to be toxic to organisms by two prin-
sistances in terms of mass-transfer coefficients. The intent was
cipal routes. Oil can smother surfaces, resulting in respiratory
to build up the predictive capability of what is now the U.S.
failure, loss of insulation in the case of birds, and direct in-
Environmental Protection Agency EXAMS model of chemical
gestion of the oil. More subtle is the effect of hydrocarbons
fate in aquatic systems. During this work, I was privileged to
that dissolve in water, then partition from water to the organism
visit Athens and was exposed to the thinking of George Baugh-
by the respiratory route, possibly resulting in lethality. Most
man, Ray Lassiter, Larry Burns, Richard Zepp, Sam Karick-
hydrocarbons are sparingly soluble in water; for example, n-
hoff, Dave Brown, and Dotty Paris as well as that of their
octane has a solubility of only 0.66 mg/L or ppm [6], which
collaborators, Ted Mill, Bill Mabey, and Jim Smith. It was a
seemed to be too low to cause toxicity. Indeed, little infor-
wonderful education to be associated with these pioneers.
mation was available in the literature regarding hydrocarbon I was deeply influenced by George Baughman’s concept of
solubility in water, the notable exception being the pioneering ‘‘evaluative environments’’ and by his conviction that it was
work of Clayton McAuliffe of Chevron (La Habra, CA, USA), essential to strive for environmental mass balances for con-
who devised an elegant headspace technique for measuring taminants [12]. The assembly of mass-balance equations in
low solubilities. I met McAuliffe and later enjoyed a fruitful models such as EXAMS was similar to those used by chemical
collaboration with him for many years. A colleague in botany engineers simulating chemical behavior in chemical plants. So,
at the University of Toronto, Tom Hutchinson (who is now why not use one of the tools from these simulations, namely
also at Trent University), had the idea of measuring the toxicity the concept of fugacity? Fugacity simplifies and clarifies the
of a variety of hydrocarbon solutions in water to algae. We relationship between equilibrium concentrations in various flu-
discovered a remarkably good correlation between toxicity and ids and solids. Rather than relate two concentrations using a
the hydrocarbon’s octanol–water partition coefficient [7]. This partition or distribution coefficient, such as Kow or Koa, each
work provided one of the first environmental structure–activity concentration is independently related to a fugacity, and the
relationships, or quantitative structure–activity relationships two fugacities are equated. The fugacity–concentration rela-
(QSARs), for the prediction of aquatic toxicity. tionship is usually linear at low concentrations, further sim-
I became convinced, both by this work and by the emerging plifying the calculations.
science of bioaccumulation as developed by Brock Neely and This approach has problems, but they can be solved. The
colleagues at Dow Chemical (Midland, MI, USA) [8], that a correct concentration to use is a mole fraction, but what is the
fruitful research area was the link between hydrocarbon prop- mole fraction of DDT in a fish? Calculating this quantity re-
erties, environmental partitioning (especially bio-uptake), and quires the molecular weight of a fish—a very doubtful quantity.
toxicity. In reality, the environmental community had been The simple expedient is to use concentrations in units of mol/
slow to recognize the pioneering contributions of workers such m3, which leads to the simple relationship
as Overton and Ferguson, who first pointed out this relation-
C (concentration mol/m3) 5 Z (mol/m3·Pa) · f (fugacity Pa)
ship. We thus set out to measure and correlate physicochemical
properties of organic chemicals, especially hydrophobic chem- The proportionality constant Z (with units of mol/m3·Pa) or
icals. This is experimentally demanding and requires metic- fugacity capacity is analogous to a heat capacity (J/m3·K) in
ulous techniques, but I was fortunate to work initially with that fugacity (Pa) is analogous to temperature (K) and chemical
Aaron Wolkoff and then for over 30 years with Wan Ying Shiu concentration (mol/m3) is analogous to a concentration of heat
on such measurements. This evolved into a series of handbooks (J/m3). Doing heat-transfer calculations without the use of tem-
and a CD-ROM on physicochemical properties [6] authored perature is unthinkable, yet environmental calculations of mass
2284 Environ. Toxicol. Chem. 23, 2004 D. Mackay

transfer and partitioning did not use the analogous quantity, pressed in terms of a dimensionally identical quantity. This
fugacity. It seemed to me that by reformulating equations in facilitates interpretation of the complex behavior of chemicals
terms of fugacity, environmental mass balances could be done in the environment and, especially, in biological systems.
more easily, especially for systems involving disparate phases With a toolbox containing f, Z, and D, the modeler has the
such as air and soil. With this in mind, I wrote what was to key tools to quantify chemical fate in a vast variety of situ-
become FFF [1]. It received a deservedly cool reception. ations from transport across a cell membrane to estimating
The original research paper, which had a longer and very global distribution of chemicals of commerce. As with all
dull title, was soundly criticized by reviewers. Why use fu- tools, some practice is needed, but the rewards are consider-
gacity when concentration can do the same task? The editor able.
of Environmental Science and Technology, Russ Christman,
rightly rejected the paper, but in a gesture of remarkable ed- UNIT WORLDS
itorial insight and generosity, he suggested that I rewrite it as The concept of a ‘‘unit world’’ consisting of at least air,
a feature article in collaboration with Stanton Miller, the man- water, soil, and sediment compartments has proved to be very
aging editor. Stan changed the title to ‘‘Finding Fugacity Fea- valuable for assessing chemical fate. I was very fortunate in
sible’’ and reworked the graphics, and the paper was published having a long-term collaboration with Sally Paterson, who was
in 1979. Sequels coauthored with Sally Paterson, ‘‘Calculating instrumental in applying and testing these models of chemical
Fugacity’’ [13] and ‘‘Fugacity Revisited’’ [14], appeared later fate [19]. As time has progressed, the concept has been applied
as the concept developed. The book Multimedia Environmen- internationally, notably at the National Institute of Public
tal Models: The Fugacity Approach was published by Lewis Health and the Environment in The Netherlands by Dik van
Publishers in 1991, with the most recent edition being pub- de Meent and Jaap Strujs in their SimpleBox and SimpleTreat
lished in 2000 [15]. models, which are now an integral part of the EUSES system
Two other concepts were developed in FFF. George Baugh- [20]. Other applications have included the ChemCAN model
man had conceived of using the evaluative or hypothetical [21], the ChemFrance model by Devillers and Bintien [22] and
environment. I borrowed this idea and, in collaboration with as part of Tom McKone’s CalTOX model [23] of chemical
Brock Neely of Dow Chemical, developed the concept of ‘‘unit fate and exposure in regions of California (USA). Katsuya
worlds,’’ in which fugacity can be used to deduce chemical Kawamoto collaborated with Matt MacLeod to apply it to
partitioning [16]. The second was the idea of performing en- Japan [24]. Kevin Jones and Andy Sweetman have applied a
vironmental partitioning and fate calculations in ‘‘levels’’ of version to the United Kingdom [25].
increasing complexity and, thus, fidelity to real systems. Se- Two further developments were of note. In 1994, SETAC
lecting an appropriate level of complexity for environmental sponsored workshops at Leuven (Belgium) and Denver (CO,
simulation remains problematic, but a strong case can be made USA), resulting in a monograph on multimedia modeling,
that it is best to start with a simple model and then build in largely thanks to the efforts of Christina Cowan-Ellsberry and
more complexity only when needed. Introducing models in a Tom Feijtel of the Procter & Gamble Company of Cincinnati
progression of increasing complexity also has an obvious ed- (OH, USA) [26]. Also in collaboration with Christina Cowan-
ucational advantage. Ellsberry and Antonio DiGuardo, then of the University of
Milan, the Equilibrium Criterion or EQC model was developed
THE BASICS OF FUGACITY
and made widely available as a user-friendly Visual Basic
It was G.N. Lewis who introduced the equilibrium criterion program to provide a rational, tiered assessment of chemical
of fugacity ( f ) as a concept in 1901. It is really a corrected fate [27–29]. It contains level 1, 2, and 3 programs and is
partial pressure and, thus, has units of Pascals (Pa). For cal- applicable to involatile and insoluble substances as well as to
culation purposes, it is much more convenient than chemical conventional organic chemicals. Miriam Diamond successfully
potential, because in dilute solutions, it is linearly related to devised methods of applying the fugacity tool to metals [30]
concentration. The key texts on the subject were those of Van and speciating substances [31].
Ness and Abbot [17] and Prausnitz et al. [18], which have The EQC program (Trent University Environmental Mod-
been subject to more recent revisions and have been ther- eling Centre) was developed at an opportune time, because
modynamic ‘‘bibles’’ to me and to a generation of chemical international efforts were underway to identify persistent,
engineers. bioaccumulative, and toxic chemicals as well as those with
As indicated earlier, f can be related to concentration C potential for long-range transport (LRT). This issue has been
using the proportionality constant Z, which can be viewed as the subject of considerable attention in both the scientific and
a kind of solubility or capacity of the phase to absorb the regulatory communities, resulting in UN Environment Progam
chemical. Chemicals thus tend to migrate into phases in which actions to regulate or ban the ‘‘dirty dozen’’ [32]. In various
Z is large, such as lipids of fish for dissolved DDT or aerosol countries, a large number of chemicals of commerce are being
particles for gaseous benzo[a]pyrene. Calculation procedures reviewed for their persistence, bioaccumulation, toxicity, and
or recipes are available for estimating Z values using either LRT characteristics, and this list of a dozen likely will increase
measured or correlated partition coefficients and other phys- in number in the future. Unit world models, using either fu-
icochemical properties. gacity or concentration, can play a key role in assessing overall
Transport and transformation processes can be expressed environmental persistence and LRT, because partitioning prop-
using D values that are essentially rate constants in fugacity erties and mode of entry to the environment are taken into
format. Whereas a chemical reaction rate is VCk, where V is account. The issue of quantifying the persistence of organic
volume, C is concentration, and k is a rate constant, the cor- substances remains a challenge both in obtaining reliable es-
responding rate is Df in terms of fugacity. A convenient feature timates of media-specific half-lives and in combining these
of D is that it can be applied to reactions, diffusion processes, estimates to assess overall persistence. Eva Webster and Todd
and advection processes; thus, all competitive rates are ex- Gouin have shown that level 2 and 3 fugacity unit world mod-
Finding fugacity feasible, fruitful, and fun Environ. Toxicol. Chem. 23, 2004 2285

els can play a key role in this important assessment [33,34]. ticular concern in the Canadian Arctic, in which residents are
Likewise, LRT cannot be measured; it must be obtained using subject to food advisories about consuming local fish and
a model in either lagrangian coordinates, as suggested by Van mammals that are contaminated with substances originally
Pul et al. [35] and Bennett et al. [36], or in eulerian or unit used thousands of kilometers away.
world coordinates, as suggested by Beyer et al. [37].
By providing a quantitative depiction of chemical fate, unit PHYSICOCHEMICAL PROPERTIES AND
world models can help with assessment of the large number ENVIRONMENTAL PARTITIONING
of chemicals of commerce. They can also contribute to edu-
cation about the wide differences in fate, persistence, and trans- The unit world calculations demonstrate that environmental
port experienced by these substances. fate is primarily controlled by a chemical’s physicochemical
properties. The accuracy of any model simulation or prediction
Connected unit worlds depends on the availability of accurate physicochemical data
for the substance of interest. Regrettably, regulatory agencies
An obvious extension of the unit world concept is to apply
often fail to appreciate these relationships, and determination
it to multiple connected unit worlds, thus increasing the ability
of properties is left to a few underfunded enthusiasts. A major
of the model to address spatial variability. This approach is
effort of our group at the University of Toronto was deter-
routinely applied in water-quality modeling. My education in
mining and correlating these properties. I was very fortunate
water-quality modeling was largely the result of reading the
in my 30-year association with Wan Ying Shiu, who made
works by pioneers such as Steve Chapra, Ken Reckow, and
meticulous determinations of these properties, guided many
Jerry Schnoor, but most enjoyably the result of listening in
students, and saw her work culminate in the compilation of a
fascination as Dominic Di Toro expounded on this subject.
series of handbooks on chemical properties [6].
That group at Manhattan College, including Donald O’Connor,
In the 1970s, largely as a result of the pioneering efforts
Bob Thomann, and John Connolly, raised environmental mod-
of individuals such as Steve Eisenreich, Anders Andren, and
eling to a new level of credibility, practicality, and effective-
Dave Armstrong, along with their talented students, such as
ness.
Deb Swackhamer and Joel Baker, at the Universities of Min-
Conventional concentration-based water-quality models
nesota and Wisconsin (USA), a realization emerged that sub-
contain a diverse set of expressions for advection, diffusion,
stantial cycling of substances such as polychlorinated biphenyl
evaporation, deposition, resuspension, degrading reactions,
and partitioning from water to solids and biota. These ex- (PCB) was occurring between the atmosphere and the waters
pressions can be written in fugacity format, simplifying the of the Great Lakes. Sally Paterson, Steve Eisenreich, Mila
mathematics and enabling the modeler to more easily com- Simmons, and I edited a book on this topic [48] that convinced
prehend the characteristics of the system. Any fugacity cal- me of the compelling need for accurate air–water partition
culation can equally be done using concentrations and partition coefficients that control both the direction and rate of air–water
coefficients, so no new knowledge is generated. It is just or- transfer. Measurements of other coefficients followed. A very
ganized in a more easily assimilable form. Accordingly, we enjoyable collaboration with Davide Calamari of the Univer-
developed simple, single-segment water-sediment-air models sity of Milan, Eros Bacci of the University of Sienna, and
for lakes and rivers [38,39], then expanded them to multis- Sally Paterson showed the importance of vegetation in con-
egment systems. The acronym QWASI (quantitative water, air, trolling chemical fate. We suggested use of the octanol–air
sediment interaction) model was coined for this ‘‘aquatic unit partition coefficient, Koa, as a descriptor of air-to-foliage trans-
world.’’ Indeed, using the QWASI model as a basis, Susan fer of organic substances [49]. It has been satisfying to see
Sang and Penny Vlahos developed a ‘‘rate constant’’ version continued measurement and use of this parameter, especially
that has been applied to the Great Lakes [40] and is currently by Tom Harner, who devised the first method of experimental
being applied to San Francisco Bay (CA, USA). Much of the determination [50], and by Andreas Beyer and Frank Wania,
incentive was to describe the fate of chemicals in the Great who clarified the relationship between Koa and Kow/Kaw [51].
Lakes and their areas of concern [41,42]. One of the most Tony Finizio, working under the guidance of Terry Bidleman,
publicized examples was the project that Michael McLachlan later showed that Koa is an excellent descriptor of air–aerosol
undertook to model toxic emissions from the mists of Niagara partitioning [52].
Falls [43]. Michael, in collaboration with Otto Hutzinger, be- A particularly elegant application of fugacity to environ-
came a leading dioxin analyst in Bayreuth and is now at Stock- mental partitioning has been by Terry Bidleman and Lisa Jan-
holm University (Stockholm, Sweden). tunen, who have shown that the ratio of air and ocean water
More ambitious examples of connected unit world models fugacities of a-hexachlorocyclohexane has changed signifi-
include the GloboPOP model of Frank Wania [44] that divides cantly over the years as northern oceans acted first as a sink
the Earth’s surface into 10 meridional unit worlds and can be and then as a source for this substance [53]. Similar approaches
used to explore and predict chemical fate on a global scale. have been applied to substances such as PCBs in the Great
The BETR North America model developed by Matt MacLeod Lakes, in which there has been a probable reversal of net air–
divides that continent into 24 connected regions [45], whereas water exchange. As water bodies such as the Great Lakes
the BETR World model developed by Liisa Toose and David respond to reduced loadings, the levels of persistent contam-
Woodfine uses the same approach but on a global scale [46]. inants such as PCB in various media tend to approach equi-
Martin Scheringer has quantified the spatial and temporal rang- librium or equifugacity [54]. Identifying the key processes and
es in chemical transport globally using a number of connected their rates likely will require assessment of the contaminant’s
unit worlds [47]. Efforts are underway to apply these concepts dynamic behavior using both concentration and fugacity as
in a variety of regions and continents, especially with the criteria of presence. To make such assessments requires con-
incentive of determining how chemical usage in one jurisdic- tinued effort to measure and correlate partition coefficients,
tion results in exposure in other regions. This issue is of par- especially as a function of temperature.
2286 Environ. Toxicol. Chem. 23, 2004 D. Mackay

BIOACCUMULATION AND TOXICITY icology group at the University of Waterloo (Waterloo, ON,
Canada) braved the weather and traffic of the 300-km weekly
It is perhaps when elucidating the phenomena of biocon-
journey to attend this course. I always felt guilty, because I
centration, bioaccumulation, and biomagnification that the fu-
learned more from Lynn McCarty and Brendan Hickie than
gacity concept is of greatest value. The early views that bio-
they learned from me. They paid fees; I was paid! Both became
accumulation resulted from fast intake and slow loss of chem-
valued colleagues, including Brendan’s wife, Ellen Bentzen,
ical have proved to be unsatisfactory, because slow loss is the who had worked in the internationally recognized limnology
result rather than the cause of bioaccumulation. Jerry Hamelink group at McGill University (Montreal, PQ, Canada) with the
first conceived that bioaccumulation was basically a partition- late Rob Peters.
ing phenomenon, and the pioneering studies by Brock Neely Lynn McCarty’s exhaustive analysis of bioaccumulation
and his colleagues at Dow [8] revealed the relationship with and toxicity data convinced me that the future of environmental
Kow for organic substances. risk assessment lies in the combination of PBPK models and
When viewed in terms of concentrations, it seems strange the critical body residue approach, in which toxicity is ex-
that a PCB achieves a concentration in fish approximately 1 pressed as a concentration applicable to a defined mode of
million-fold that of the water it respires. When viewed in terms toxic action at the target tissue rather than as external con-
of fugacity, however, the reason is obvious. The chemical is centrations, such as the median lethal concentration [66]. This
merely seeking to achieve equal fugacities in fish and water. idea, which is routine in pharmacology, is slowly being ac-
The high concentration factor is caused by the ratio of the cepted in environmental science, which traditionally has relied
large Z value in fish and the low Z value in water. The success on external concentrations as metrics of toxicity. If modes of
of the correlations with Kow reflect the near-equivalence of toxic action can be identified and quantified in terms of tissue
chemical Z values in lipids and octanol [55]. Slopes of plots concentration ranges, it should become possible to link exter-
of log bioconcentration factor versus log Kow are often less nal concentrations to internal levels using PBPK and bioac-
than the expected 1.0, an effect the late Amy Hughes showed cumulation models and, thus, to toxic responses. This concept
was attributable both to the long equilibration time and to underlies the advocacy of the critical body residue approach
reduced bioavailability when Kow is large [56]. [67], a concept elegantly demonstrated experimentally by Rob
The phenomenon of biomagnification, in which a fish or Peters at McGill University and Joop Hermens and his col-
other animal achieves a fugacity greater than that of its food, leagues at the University of Utrecht (Utrecht, The Nether-
was first clearly demonstrated in the field, for the Great Lakes, lands).
by John Connolly and Chrissa Pedersen [57]. Aspects of this Brendan Hickie has successfully demonstrated the appli-
process remain incompletely understood. Frank Gobas and Ka- cation of fugacity-based PBPK models to marine mammals
thy Clark undertook demanding and meticulous laboratory de- [68]. The lower observed fugacities in female whales are el-
terminations of bioaccumulation at the University of Toronto egantly accounted for by reproduction and lactation losses,
(Toronto, ON, Canada) and devised a model that quantifies which provide a loss D value that is unavailable to males. The
these processes [58]. Later, Frank Gobas and his colleagues at PBPK modeling of the 30-year lifetime of these animals re-
Simon Fraser University (Burnaby, BC, Canada) refined this veals their extreme vulnerability to persistent hydrophobic
model [59] and performed elegant experiments showing that chemicals.
a fugacity increase occurs in the gut as the ‘‘solvent’’ lipids
in food are digested—that is, the Z value decreases, and this ENVIRONMENTAL MODELING
drives chemical into the body, achieving high concentrations To those of us who view chemical fate in the environment
[60] They have recently applied these concepts to terrestrial in terms of fugacity as well as concentration, a compelling
food chains, notably the lichen-caribou-wolf sequence [61]. incentive exists to measure and monitor fugacity directly in
Alison Fraser has shown that the fugacity concept can provide concert with concentration. This is widely practiced in the form
a very clear and satisfying picture of this complex and fas- of headspace analysis by agencies such as the police when
cinating phenomenon [62]. using breathalyzer tests for alcohol. The partial pressure or
Clearly, there is a continuing, high-priority need for lab- fugacity of ethanol in exhaled air is measured, but the result
oratory and field research into the factors that control the con- is expressed in terms of blood concentration. The widespread
centration of toxic substances in an organism as a function of use of biota for water-quality monitoring exploits the relative
concentration in food and the respired media of air or water. ease of measuring high concentrations in lipids relative to those
The extension to food webs that treat multiple organisms is a in water. There also exists a degree of integration of concen-
logical sequel. Ultimately, these food webs must include plants tration over time that damps out short-term fluctuations. As
as well as animals. It seems likely that fugacity can contribute contaminant concentrations in the environment fall below 1
significantly to this task of establishing comprehensive de- ng/L in water or 1 ng/m3 in air, analysis becomes very de-
scriptions of chemical migration in vegetable and animal food manding. Meticulous and expensive quality control becomes
webs [63]. essential. In this regime, the amplification and integration of
Another exciting avenue of research is the use of physio- concentrations become advantageous by sensing fugacity in a
logically based pharmacokinetic (PBPK) models to elucidate medium of high Z value that approaches or is brought into
the disposition of chemicals in the compartments of the body. equilibrium with the environmental phase of concern.
Fugacity models seem to be ideal for this purpose, as Sally Notable in this area has been the pioneering work of Jim
Paterson showed for styrene [64] and Tom Cahill showed for Huckins and his colleagues [69] in developing semipermeable
phthalate esters [65]. membrane devices for water analysis. Such devices have been
For many years, I offered an evening course on fugacity successfully applied to air by Kevin Jones and his group at
modeling at the University of Toronto during the winter term. Lancaster (UK) [70]. The technique is currently the subject of
Two enthusiastic biology students from George Dixon’s tox- considerable research, especially to tailor the sensor’s response
Finding fugacity feasible, fruitful, and fun Environ. Toxicol. Chem. 23, 2004 2287

time to meet specific requirements. Philipp Mayer, Johannes need to establish the big picture of chemical fate. As tomor-
Tolls, and Joop Hermens [71] have recently reviewed these row’s regulators, theirs will be the responsibility to manage
equilibrium sampling devices and have suggested novel ap- chemicals in our environment.
plications, including their use in reverse to deliver desired, Society now demands that it enjoy the benefits of using a
constant concentrations in toxicity tests. Essentially, they de- multitude of chemicals of commerce, such as fuels, plastics,
fine the exposure fugacity and determine the corresponding solvents, coatings, adhesives, pesticides, biocides, and thera-
response of the organism to that fugacity. peutic drugs. It also demands that these chemicals be produced,
An elegant and innovative monitoring, sensing, and mod- transported, and used safely, with minimal risk of adverse toxic
eling application has been regarding airborne contaminants in effects as a result of the inevitable occupational, consumer,
urban environments by Miriam Diamond and her colleagues and environmental exposures. Mistakes have been made in the
[72]. Dirty windows naturally become coated with a thin, oily past, largely from ignorance rather than malice. No doubt sur-
film that absorbs gaseous substances and can trap aerosols. prises are in store, such as the recent concern about polyfluor-
Washing dirty urban windows and sampling the washwater inated compounds, but the best guarantee of safety is the ac-
throws much needed light, both figuratively and literally, on quisition and application of a full and advanced, quantitative
the presence of chemicals in urban air. It is often forgotten understanding of chemical sources, fate, and effects, and with
that from a public health viewpoint, most human exposure an appropriate level of accuracy. This must involve industry,
occurs in these urban regions and, especially, indoors. A no- governments, and academics—the three pillars of SETAC. The
table contribution regarding indoor exposure has been made challenge is immense, because chemicals of commerce are so
by Yoshihide Matoba of the Sumitomo Chemical Company numerous and so very different in character. Undoubtedly, we
(Takarazuka, Japan), who has successfully developed and val- must rely on predictive techniques such as QSARs that relate
idated fugacity models of pesticide fate in the indoor envi- chemical structure to properties and on models that predict
ronment [73]. Kevin Jones and his colleagues have pioneered chemical exposure and the risk of adverse effects. The fugacity
much needed, global-scale monitoring of persistent organics concept and fugacity models, I believe, can play a valuable
in soils [74] and even in local butter [75], exploiting the high role in this task and, thus, in promoting the safe and sustainable
Z values in these integrating media. use of chemicals in our society.

THE FUTURE LESSONS LEARNED AND ACKNOWLEDGEMENT


What, then, is the future of fugacity in environmental sci- I cannot resist sharing some lessons I have learned on this
ence? Let me suggest a number of areas. journey. First is the remarkable generosity of my colleagues
The unit world concept and fugacity calculations in their in environmental science. It is particularly notable, because I
various forms provide an insightful method for characterizing have found such generosity lacking in other fields of science
aspects of the behavior of chemicals as influenced by parti- and engineering. Competition can be so compelling that it
tioning and degradation properties. These aspects include per- discourages collaboration and collegiality.
sistence, bioaccumulation, and LRT potentials, which are key In retrospect, the journey to fugacity was tortuous, seren-
attributes in selecting priority substances from among the mul- dipitous, and totally unplanned. There was never a grant or
titude of chemicals of commerce. contract proposal to develop the fugacity concept, nor could
I am convinced that the future of environmental science there have been. That journey would not have been possible
lies in being increasingly quantitative about sources, fate, and without the unselfish help of individuals such as Brock Neely,
effects. The mass-balance approach provides a sound basis for Peter Liss, George Baughman, and Russ Christman. Peter Liss
estimating exposure and for making decisions about acceptable could have written a nasty letter to the editor, but instead, he
emissions that will translate into an acceptable risk of toxic encouraged me to correct my mistake. Russ Christman took a
effects. Fugacity models can be invaluable in this context, chance on a new, unproved idea. Promoting an idea such as
especially when applied to both the abiotic and biotic com- fugacity required a lot of help, generosity, and encouragement,
partments of our complex, multimedia environment. and I, as a young scientist, was indeed fortunate that these
Ultimately, a primary concern of environmental science is were forthcoming. If one lesson is to be learned from this
the uptake of chemicals in organisms, their distribution and journey, it is that we should be similarly generous to the new
conversions within the organism, and the adverse effects that breed of young scientists who bring their enthusiasms and
result from the multitude of possible modes of interaction be- creativity to SETAC.
tween the chemical and the sites of actions. I believe that The founders of SETAC, individuals such as Gene Kenega,
viewing these phenomena through the lens of fugacity will Rich Kimerle, Herb Ward, and their colleagues, displayed re-
help in the vital process of understanding and quantifying these markable insight when they conceived of the centrality of the
pharmacokinetic and toxicokinetic processes. three constituencies of industry, government, and academics
The important task of monitoring chemicals in the envi- in environmental science. All three provide essential insights.
ronment and interpreting the findings can be assisted by as- My industrial colleagues, especially at Dow, Dupont,
sessing contaminant levels as both concentrations and fugac- ExxonMobil, and Procter & Gamble, have shared with me their
ities. Particularly attractive are monitoring devices that mea- deep understanding of and concern regarding their chemicals
sure fugacity as a surrogate for concentration. and their safe use. It is essential to appreciate this attitude and
Perhaps one of the most useful and educationally illumi- exploit this knowledge. Governments have the ultimate reg-
nating aspects of fugacity is that it clearly expresses the con- ulatory tools to protect the public and the environment. This
cept that all chemicals have the potential to migrate and seek is an enormous responsibility that, I find, most individuals seek
equilibrium throughout all parts of the environment. This par- to apply based on sound science, but often under difficult
adigm is readily accepted by students. It helps them to accept conditions. Academics have the freedom to develop much of
the inherent, multimedia nature of the environment and the the fundamental knowledge about environmental processes,
2288 Environ. Toxicol. Chem. 23, 2004 D. Mackay

and they provide the essential training ground for tomorrow’s vention and Control of Oil Spills, Los Angeles, CA, USA, March
scientists. By bringing these constituencies together and, es- 19–22. American Petroleum Institute, Washington, DC, pp 541–
546.
pecially, by encouraging young scientists, SETAC has made 8. Neely WB, Branson DR, Blau GE. 1974. Partition coefficient to
an immense contribution worldwide. It has been a privilege measure bioconcentration potential of organic chemicals in fish.
to be part of this remarkable movement. Environ Sci Technol 8:1113–1115.
As I reflect on my career, I am struck by how fortunate I 9. Mackay D, Wolkoff AW. 1973. The rate of evaporation of en-
vironmental contaminants from water bodies to the atmosphere.
have been in my associations with students and colleagues,
Environ Sci Technol 7:611–614.
often through SETAC. Many of these have already been men- 10. Liss PS, Slater PG. 1974. Flux gases across the air–sea interface.
tioned, but space prevents me from naming them all. Notable Nature 247:181–184.
are my colleagues at UC Davis, Don Crosby and Jim Seiber; 11. Mackay D, Leinonen PJ. 1975. The rate of evaporation of low
Louis Thibodeaux and K.T. Valsaraj at LSU; and Klaus Kaiser, solubility contaminants from water bodies. Environ Sci Technol
9:1178–1180.
who pioneered the QSAR conferences. Warren Lyman, Sam 12. Baughman GL, Lassiter RR. 1978. Prediction of environmental
Yalkowsky, and Gerrit Schüürman have been valued col- pollutant concentrations. In Cairns J Jr, Dickson KG, Maki AW,
leagues. Phil Howard has made a notable contribution to chem- eds, Estimating the Hazard of Chemical Substances to Aquatic
ical evaluation through the EPIWIN suite of QSAR models. Life. STP 657. American Society of Testing and Materials, Phil-
Bob Boethling and Bob Lipnick have accomplished so much adelphia, PA, pp 35–43.
13. Mackay D, Paterson S. 1981. Calculating fugacity. Environ Sci
in both scientific and regulatory contexts. I have been fortunate Technol 15:1006–1014.
in my many colleagues at Environment Canada, Heath Canada, 14. Mackay D, Paterson S. 1982. Fugacity revisited. Environ Sci
and the Department of Fisheries and Oceans, especially Derek Technol 16:654A–660A.
Muir, Ross Nostrom, Ken Lee, Jocelyne Hellou, Dave Kane, 15. Mackay D. 2001. Multimedia Environmental Models: The Fu-
and Robie MacDonald. Otto Hutzinger has been a major in- gacity Approach, 2nd ed. Lewis, Boca Raton, FL, USA.
16. Mackay D, Neely WB. 1982. An evaluative model for estimating
fluence on my career, and it was thanks to him that Frank environmental concentrations. In Dickson KL, Maki AW, Cairns
Gobas and Frank Wania joined our group. Finally, I have been J Jr, ed, Modelling the Fate of Chemicals in the Aquatic Envi-
deeply indebted to my many colleagues at the University of ronment. Ann Arbor Science, Ann Arbor, MI, USA, pp 127–143.
Toronto and Trent University 17. Van Ness HC, Abbott MM. 1982. Classical Thermodynamics of
I have been incredibly fortunate to have had so many tal- Nonelectrolyte Solutions. McGraw-Hill, New York, NY, USA.
18. Prausnitz JM, Lichtenthaler RN, de Azevedo EG. 1986. Molec-
ented students as well. It has been very satisfying to see them ular Thermodynamics of Fluid Phase Equilibria, 2nd ed. Prentice
develop their own careers and enthusiasms. I have learned a Hall, Englewood Cliffs, NJ, USA.
great deal from them, probably more than they learned from 19. Mackay D, Paterson S. 1991. Evaluating the regional multimedia
me. The best way to learn environmental science is to teach fate of organic chemicals: A level III fugacity model. Environ
it to skeptical and critical students! Three colleagues have Sci Technol 25:427–436.
20. Brandes LJ, den Hollander H, ven de Meent D. 1996. SimpleBox
made immense contributions to our research projects and have 2.0: A nested multimedia fate model for evaluating the environ-
been close friends over the years. Wan Ying Shiu did excellent, mental fate of chemical. Report 719101029. National Institute of
meticulous physical chemistry at the University of Toronto for Public Health and the Environment, Bilthoven, The Netherlands.
over 30 years. Sally Paterson was instrumental in developing 21. MacLeod M, Mackay D. 1999. An assessment of the environ-
the early fugacity and oil spill models at Toronto. Eva Webster mental fate and exposure of benzene and the chlorobenzenes in
Canada. Chemosphere 38:1777–1796.
has been my Assistant Director at the Canadian Environmental 22. Devillers J, Bintein S. 1995. ChemFrance: A regional level III
Modeling Centre at Trent University and has been responsible fugacity model applied to France. Chemosphere 30:457–476.
for bringing our models to the Internet. 23. McKone T. 1993. CalTOX, a multimedia total-exposure model
Finally, none of this would have been possible without the for hazardous waste sites. UCRL-CR-111456. Lawrence Liver-
support and contributions of my wife, Ness, my constant col- more National Laboratory, Livermore, CA, USA.
24. Kawamoto K, MacLeod M, Mackay D. 2001. Evaluation and
league and companion, and of my sons, Neil and Ian, who comparison of mass balance models of chemical fate: Application
have tolerated my absences and preoccupations during this of EUSES and ChemCAN to 68 chemicals in Japan. Chemosphere
long journey. 44:599–612.
25. Sweetman AJ, Cousins IT, Seth R, Jones KC, Mackay D. 2002.
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