Professional Documents
Culture Documents
Joachim Krois
Department of Earth Sdences, Institute of Geographical Sciences
Applied Geography - Environmental Hydrology and Resource Management
Freie Universität Berlin
Sven Abendroth
Department of Earth Sdences
Institute of Geological Sdences, Hydrogeology
Freie Universität Berlin
Achim Schulte
Department of Earth Sdences, Institute of Geographical Sdences
Applied Geography - Environmental Hydrology and Resource Management
Freie Universität Berlin
Michael Schneider
Department of Earth Sciences
Institute of Geological Sciences, Hydrogeology
Freie Universität Berlin
Abstract
In the northern Sierra of Peru, water scarcity issues arise owing to the seasonal
rainfall distribudon and the lack of appropriate natural water storage capacity of
river basins. The present study assesses the base flow and water storage volume
of the Ronquillo watershed, an important rivulet for water abstraction for the
city of Cajamarca. Mean base flow is 184 Is', thus representing 44 percent of
total stream flow. Flow recession curve analysis yields a mean catchment water
storage volume of 3.57 x lO"^ m^ which corresponds to a runoff depth of 85
mm. The dischargeable water storage volume of Andosols, a sou type known
to be a very important water reservoir in the Andes, corresponds to a runoff
depth of 33 mm. Moreover, the study shows that the geological environment
journal of Latin American Geography, 12 (3), 2013 © Conference of Latin Americanist Geographers
60 Journal of Latin American Geography
is of major relevance. Springs (18 mm) and an effluent flow regime (20 mm)
contribute significantiy to dry seasonal runoff. The findings imply that water
conservation in the Ronquillo watershed should place emphasis not only on
the preservation of soils, but also on subsurface water flow paths, as water
availability is affected by processes operating beyond topographically derived
catchment boundaries.
Keywords: Sierra of Peru, water storage capacity, storage-discharge relation, hydrograph
recession curve analysis
Resumen
En el norte de la Sierra del Perú, surgen problemas de escasez de agua
debido a la distribución de la precipitación estacional y la falta de capacidad
de almacenamiento de agua natural adecuado de las cuencas hidrográficas. El
presente estudio evalúa el flujo base y el volumen de almacenamiento de agua de
la cuenca del Ronquillo, un arroyo importante para la extracción de agua para la
ciudad de Cajamarca. El flujo media de base es de 184 ls ', lo que representa 44
porciento del flujo total de corriente. Del análisis de la curva de flujo de recesión
se obtiene tin volumen de almacenamiento de agua de captación media de 3.57
X 10'^ m^, lo que corresponde a una profundidad de 85 mm de escurrimiento.
El volumen de almacenamiento de agua descargable de Andosoles, un tipo
de suelo conocido por ser un depósito de agua muy importante en los Andes,
corresponde a una profundidad de 33 mm de escurrimiento. Por otra parte, el
estudio muestra que el entorno geológico es de gran relevancia. Ojos de agua (18
mm) y un régimen de caudal de los efluentes (20 mm) contribuyen de manera
significativa a secar la escorrentia estacional. Los resultados implican que la
conservación del agua en la cuenca del Ronqtiillo debe poner énfasis no solo en
la conservación de los suelos, sino también en las trayectorias de flujo de agua
del subsuelo, ya que la disponibilidad de agua se ve afectada por los procesos
que operan más allá de las fronteras de captación derivadas topográficamente.
Palabras clave: Sierra del Perú, capacidad de almacenamiento de agua, relación de
almacenamiento-descarga, análisis de la curva de recesión hidrográjica
Introduction
Mountains are an important source of freshwater for the adjacent
lowlands. Mountainous areas are characterized by disproportionaUy high rainfall
and discharge, and thus are addressed as water towers (Viviroli et al. 2007,
ViviroU and Weingartner 2004). With respect to water resources in the tropical
and subtropical Andes, the pronounced seasonality in rainfall (Bendix and Lauer
1992, Garreaud 2009) and thus in discharge is of high significance. The same
applies to the northern Sierra of Peru, where even areas close to the South
American Continental Water Divide (SACWD), which are characterized by
annual precipitation ~ 1,000 mm, are prone to water scarcity' in the dry season.
A reason for this low water availability in the dry season is the lack of natural
water storage capacity of the individual river basins. Thus, the generated base
flow does not provide sufficient discharge to meet the human demand for water
resources during the dry season.
Dry Season Runoff and Natural Water Storage Issues in Cajamarca, Peru 61
Research Area
The study area is located in the northern Sierra of Peru, in the region of
Cajamarca, west of the eponymous provincial capital (Figure 1). The RonquiUo
watershed extends from the SACWD (approx. 4,000 m asi) to the RonquiUo
gauging stadon (2,838 m asi) at the urban fringe of the city of Cajamarca. The
above-ground catchment area encompasses approximately 42 km^ and drains
into the Amazon via the Crisnejas and Marañón rivers.
In general, the Andes are characterized by different aldtudinal belts
(Blüthgen and Weischet 1980). Pulgar-Vidal (1996) defines eight different
zones, which differ from each another by aldtudinal range and climatological,
geomorphological and biodc criteda. In the RonquiUo watershed, the quechua
(2,300 m - 3,500 m asi) -mA jalea (3,500 m - 4,000 m asi) aldtudinal belts are
present (Figure 2a). The xsxm.jalea refers to the transidon zone between the more
humid páramo orobiome in the north and the more arid puna orobiome in the
south (Luteyn 1992, MoUna and Litde 1981, Sánchez-Vega et al. 2006, Sánchez-
Vega and DiUon 2006). The páramo is weU known for its reliable generadon
of base flow (Buytaert et al 2006, CéUeri and Feyen 2009) and thus is a very
important water resource for urban agglomeradons within inter-Andean vaUeys
(MuUigan i/a/. 2010).
Dry Season Runoff and Natural Water Storage Issues in Cajamarca, Peru 63
Figure 1. The catchment area of the Ronquillo river. The dashed line in the
detailed map (on the left) represents the South American Continental Water
Divide (SACWD).
Chamis rain
gauge
Ronquillo
gauging station
Mataracocha
lagoon
Perennial
rivers
^ H Jalea (< 3500 m asi)
Intermittent N 9 Springs
t
rivers
Irrigation A Stream flow
canal ^ measurement
b) Geological map shows the Mesozoic sedimentary and the Cenozoic igneous
strata within the catchment area of the RonqtiiUo (Reyes-Rivera 1980).
66 Journal of Latin American Geography
c) Soil map showing sou types based on the nomenclature of the World
Reference Base for Soil Resources (FAO 2006).
After Wundt, mean base flow equals the arithmetic mean of mean
monthly low flows (Eq. 1).
n '^^•'^
where Q^ is mean base flow (m^s'), NQ^^^ (m's') is mean monthly low flow
of the month m, and n is the number of months used in the calculation. Kille
(1970) improved the approach of Wundt by arraying the mean monthly low
flows, according to their magnitude, in the form of a duration curve and by
evaluating the median value of a straight line modeled graphically to the lower
end of the data array. To objectify the approach by Küle, Wittenberg (2011)
suggests using the 50 percent value (median) of the duration curve instead.
The approach of Lillich (1970) is based on the single measurement of the dry
weather flow (Eq. 2).
(Eq.2)
where ^ji is the base flow (m^s ' ) , £ . (m^s') is the measured discharge at least
three days after a rainfall event, and n is the number of measurements taken.
Instead of using individual measurements, in the present study all mean daily
discharges obtained at least three days after a rainfall event are used for the
calculation. The base flow separation procedure is conducted by applying the
UKIH method. For this method, mean daily discharge data is used to determine
"turning points", which are joined by straight Hnes to form the base flow
hydrograph (Aksoy et al 2009, Institute of Hydrology 1980). The delineated
base flow hydrograph is smoothened by a recursive digital filter (Aksoy et al
2009, Eckhardt 2005).
Besides the evaluation of base flow, quantification of the water storage
capacity of the watershed's aquifer is of major importance. The aquifer s
volume can be quantified by analyzing the stream flow recession curve of a
watershed and by determining the storage-discharge relation (Lerner etal 1990).
Several methods for analyzing stream flow recession curves are available (see
e.g.. Chapman 1999, Nathan and McMahon 1990, Tallaksen 1995). The storage-
discharge relation can be described as a linear and also as a non-linear function.
Although the linear theory is still applied (Fenicia et al 2006) and performs
well for shorter recession periods (< 10 days) (Chapman 1999), recent studies
indicate that a non-linear algorithm seems to perform better in describing the
storage-discharge relation of watersheds (Aksoy and Wittenberg 2011, Moore
1997, Wittenberg 1999, Wittenberg and Sivapalan 1999). Accordingly, the
storage-discharge relation can be written as a non-linear equation (Wittenberg
1994):
= a-Q'' (Eq.3)
Dry Season Runoff and Natural Water Storage Issues in Cajamarca, Peru 69
For i' in m^ and Q in m^s"', the coefficient a has the dimension m'^'s''. The
exponent b is dimensionless. The combination of equation 3 with the continuity
equation of a reservoir without inflow {dS/dt - - Q) yields the recession curve
equadon for the nonlinear reservoir starting at any initial discharge Q (t = Q)
(Wittenberg 1999): "
The parameter values a and h can be determined iteradvely by apphdng the least-
squares method (Wittenberg 1994). If the parameter /; is known, then the a can
be derived by applying equation 5.
a=
but does not contribute to stream flow. Owing to the excellent water retarding
capacities of Andosols (e.g., Buytaert et al 2006, Nanzyo et al 1993, Rousseaux
and Warkentin 1976) and the concurrence of Andosols and perennial stream
flow in the Ronquillo watershed, this study focuses on the Andosols as a water
storage system.
The quantification of rocks as a natural water storage system is based
on the evaluation of spring discharge of 107 spríngs, measured in the dry season
of 2007 (Benavides-Ferreyros et al 2007), and the evaluation of two transects
of runoff measurements, conducted in the course of the Ronquillo River, in
September 2009 and September 2012, respectively.
In general, discharge increases with drainage area and is mathematically
expressed as a power law function (Dunne and Leopold 1978):
Q = k-A' (Eq.6)
Results
Hydro-meteorological Data of Chamis Rain Gauge and Rjonquillo Gauging Station and
Their Implication for Dry Season Runoff
At Chamis rain gauge, mean annual rainfall is 985 mm. The period of
measurement comprised four rain periods from October to April (2008/09:
1,014 mm, 2009/10: 855 mm, 2010/11: 764 mm and 2011/12: 911 mm) and
three dry periods, from May to September (2009: 76 mm, 2010: 131 mm, 2011:
89 mm) (Table 1). Owing to major data loss in the dry season of 2011, a higher
amount of seasonal rainfall is to be expected (Figure 3).
At RonquiUo gauging station, mean annual discharge is 0.387 m ' s '
(Table 1), which corresponds to a runoff depth of 310 mm. In the dry seasons
of 2009, 2010 and 2011, a runoff depth of 73, 66 and 60 mm, respectively,
was recorded. Like the precipitation record, the hydrological data record is not
devoid of data loss (Figure 3), so runoff is presumably underestimated. Mean
specific runoff (Mq) and mean maximum specific runoff (MHq) show a high
seasonal variability. During the rainy season, values of mean specific runoff
vary from 9 to 18.5 ls'km"^ and during the dry season from 4.6 to 5.5 ls''km'^. In
Dry Season Runoff and Natural Water Storage Issues in Cajamarca, Peru 71
comparison, values for maximum specific runoff rise to 49 Is 'km"^ during the
rainy season (Table 1).
Table 1. Hydro-meteorological characteristics of Ronquillo gauging station (2,838 m asi) and Chamis
rain gauge (3,324 m asi). The numbers correspond to averages of mean and maximum daily values for
each time period presented, respectively. Specific runoff corresponds to runoff (Is ') per unit (km^ of
the drainage area. Runoff depth is a composite of base flow, interflow and quick flow components.
The runoff coefficient (cj is computed as the ratio of runoff and rainfall.
Mean
Mean Mean specific Mean . Runoff
runoff runoff maximum " ^ " ^ „depth f=^f " c. (-)
(m's') (isW-^ runoff(m's') ^ m ^ " " ("™) ^"^^
The evaluadon of the runoff coefficient reveals that c^ is 0.31 for the
period of measurement, thus indicating that 31 percent of rainfaU effecdvely is
transformed into runoff (Table 1). However, c^ reveals an annual cycHcity. The
lowest values of c occur in the first part of the rainy season from October to
December. Although the onset of rainfaU in October causes runoff events of
high magnitude, only a smaU fracdon of the rainfaU is transformed into runoff
This indicates that a major fracdon of rainfaU is retained within the catchment
and refiUs the natural water storage systems. From January to May, c_^ increases
to values up to 0.59. In June the runoff coefficient increases dramadcaUy and
reaches values of up to 3, thus indicadng that the amount of water that runs
off equals three dmes the amount of rainfaU. This suggests that in this period
the watershed's discharge is independent of the amount of rainfaU and, thus,
discharge derives from base flow, which originates from the watershed's water
storage systems. In September the runoff coefficient decreases, thus indicating
that the water flow provided by the storage systems decreases over dme.
Oct Nov Dec Jan Feb Mar Apr May Jun Aug Sep
Figure 4: a) Mean monthly rainfaU (fiUed bars) at Chamis rain gauge (3,224 m
asi) and mean maximum (dashed Une) and mean specific runoff (soUd Une) at
RonquiUo gauging stadon (2,838 m asi), b) Runoff coefficient (c_., soUd Une) and
specific runoff coefficient (c^^, dashed Une).
Estimation of Baseflow
Mean base flow rate is esdmated by applying the methods of Wundt
(1953), KUle (1970) and LUUch (1970). Values of mean base flow obtained by the
approaches of Wundt and LUUch are 0.200 m^s' and 0.192 m^s', respecdvely
(Table 2). The base flow separadon method on the basis of the UKIH approach
(Insdtute of Hydrology 1980) results in a mean base flow of 0.202 m's'.
However, these values are significandy higher than 0.130 m^s', as obtained by
the approach of KUle (Figure 5). Accordingly the base flow rates correspond to
Dry Season Runoff and Natural Water Storage Issues in Cajamarca, Peru 73
a runoff depth of 97, 144, 150 and 151 mm, respectively (Table 2). Thus, mean
base flow contributes 31 to 49 percent of the RonquiUo's discharge.
1
0.01
. 1 . 1 . 1 . 1 . 1 .
80 90 100
Figure 5: Base flow estimation based on the method of Kille (1970). The
median of mean monthly low flow (= 0.130 m^s"') represents mean base flow
(Wittenberg 2011). In comparison, base flow estimation based on the method
of Wundt (1953) yields a value of 0.200 m^s'.
Table 4. Reservoir volume and reservoir depth based on nonlinear reservoir recession
curve analysis [b* = 0.41). The results ate obtained by insetting mean base flow
estimates, a* as presented in Table 3 and b* = 0.41 into equation 3.
J Wundt (1953) J Kille (1970) i'Liiiich (1970) .í'uKiH(i980) Mean
Dry
mm l O W mm lO'm' mm 1 0 V mm lO'm' mm
Season
2009 4.13 98 3.47 82 4.07 96 4.15 98 3.95 94
2010 3.40 81 2.85 68 3.35 79 3.42 81 3.25 77
2011 3.67 87 3.08 73 3.61 86 3.69 87 3.51 83
Mean 3.74 89 3.13 74 3.67 87 3.75 89 3.S7 85
Dry Season Runoff and Natural Water Storage Issues in Cajamarca, Peru 75
Table 5. Hydrophysical soil properties owing to soil texture of Andosols (Landa-E. et al. 1978),
Paramo Andosols (ONERN 1975) and Paramosols (ONERN 1975), volumetric water content at
33 kPa on the basis of van Genuchten (1980), soil water storage volume and resulting runoff depth.
Owing to the high organic content, volumetric water content and air capacity have been corrected m
accordance with AG Boden (1994). Correction values are given in bold.
Paramo
Soil type Dimension Andosol Paramosol
Andosol
Granulometry
63/18/19 24/41/35 65/24/11
(Sand/Sat/Clay)
Sandy Sandy
Soil type Clay Loam
Loam Loam
Mean Sum
26 62 12 100
Table 6. Characteristics of springs within t}ie Ronquillo catchments on the basis of well discharge
in July 2007 (Benavides-Ferreyros dal 2007).
Specific Runoff
Area Number Well discharge
Entity Era runoff depth
(knr) of weüs (Is-')
(Is-'km-) (mm)
Huambo Ccnozo c 0.43 0 ___
0 San Pablo Cenozo c 5.55 19 7.56 1.36 5.66
^ Cajamarca Mesozo c 4.00 2 1.30 0.32 0.97
Q Quilquiñán Mesozo c 6.19 26 6.02 0.97 4.50
-^ Yumagual Mesozo c 12.87 17 2.91 0.23 2.17
5)3 Pariatambo Mesozo c 2.69 8 2.00 0.74 1.49
-3 Chulee Mesozo c 5.39 35 4.69 0.87 3.51
Mesozo c 0.28 0 ___
Far rat Mesozo c 4.76 0 — _-_
Volcanics Cenozo c 5.98 19 7.56 1.27 5.66
Carbonates Mesozo c 36.20 88 16.91 0.47 12.65
Sum 42.18 107 24.48 2.93 18.30
Effluence of groundwater
In the course of the RonquiUo River, a series of runoff measurements
was conducted on 13 September 2009 and 22 September 2012 (Figure 6b).
No rainfaU was recorded on either day. The measurements reveal that both
the runoff and the specific runoff increase erradcaUy between the oudet of
Cushunga and the oudet of Rosapata. Although three years separate the two
measuring campaigns, the measured erradc increase of up to 87 and 94 Is-',
respecdvely, is very similar in its dimension (see Figure 6b), thus indicadng a
typical pattern for the end of the dry season. The measured runoff decreases
in the condnued course of the RonquiUo, which, however, can be explained by
human water withdrawal and the existence of several smaU handmade water
distribudon conduits. However, because a broader vaUey bottom with aUuvium
emerges in the lower part of the RonquiUo, an increased infiltradon in the river
bed cannot be excluded completely.
The very obvious erradc increment in runoff within the course of the
RonquiUo must be related to subsurface flow processes. An explanadon may be
that die Pariatambo geological formadon (Figure 6a), which mainly consists of
claystone, acts as an aqmclude, and thus the increment in runoff may be due to
an effluent flow regime. This hypothesis that the RonquiUo incises into a local
aquifer is backed up by the increment in the specific runoff (Figure 6b) and
accordingly in the discharge-area reladon, which plots with an exponent of scale
(c) of 1.78 (Figure 7), thus implying that the baseflowincreases dispropordonaUy
to the drainage area.
78 Journal of Latin American Geography
Huambo (hy)
QullquJíl¿n((|u}
YumaBuaKy«)
Paratiambo (pa)
5 Albian Chulee (ch)
inoafin)
Figure 6: a) Sketch of the geological setting along the course of Ronquillo river,
b) Longitudinal section of Ronquillo (ABC), specific runoff and stream flow
measurements (numbers) of 13 September 2009 and 22 September 2012 within
the course of Ronquillo. Geological boundaries are marked by filled diamonds.
Triangles indicate the outiets of the main tributaries. Numbers indicate measured
stream flow in Is'.
ß=ßnt+ß (Eq.7)
(Eq.l
Dry Season Runoff and Natural Water Storage Issues in Cajamarca, Peru 79
The parameters k.^^^ and c.^^ are determined by regression modeling {k. = 0.214,
^/,,/ ~ ^•''4' ""^ ~ 0.93, n = 6), based on those six runoff measurements taken
upstream of the point of effluence (Figure 7). Accordingly, the mean deviadon
of the measured runoff (s;..) from the modeled regression graph correlates with
the water flow that cannot be explained by the discharge-area-reladon valid for
those runoff figures unaffected by the effluence. Thus, the mean deviation of
the meastired runoff (e;.^ corresponds to the water flow originating beyond
the topographically derived catchment boundaries. The analysis indicates that
approximately 26 Is' or a runoff depth of 20 mm originate from beyond the
topographically derived catchment boundaries of the RonquiUo.
.7b M
120 y - 0.172x'
R^= 0.97 /
n =10
y1
1 /
100 /
1
T /'
(0
80
'Ii 1 /
1
/
g 60
3
OC
^ R2= 0.93
n=6
40
20
1 1 1
10 20 30 40 50 60
Catchment area (km^)
Conclusion
The present study shows that in high mountainous watersheds the
natural water retarding and storage capacity of natural storage systems such
as soils and rocks is of major importance for the seasonal reguladon of water
resources.
Owing to their good water retendon capacity, the Andosols and their
regional counterparts provide a high dischargeable water storage volume. The
corresponding runoff depth of 33 mm corresponds to a mean discharge of
44 Is'. Because the hydratilic conducdvity capacity of the water conduit, which
supplies the Santa Apolónia water plant is approximately 60 - 70 Is', close to 60
percent of total water abstraction may be covered by the discharge originating
in these soils.
However, the favorable characterisdcs of these soils develop under
cool and wet climadc condidons, which mainly occur in the jalea aldtudinal belt.
Several studies showed that in cases of inappropriate land use, e.g., agricultural
acdvides or afforestadon, these soils may irreversibly lose their favorable water
retendon potendal (Buytaert et al 2007, Buytaert et al 2005, Farley and Kelly
2004, Harden 2006, Poulenard et al 2001). Accordingly, the protecdon of this
unique orobiome is of major significance, in order to guarantee downstream
water availability during dry seasons.
Apart from the sous, rocks are of great importance as a source of
dry season runoff Their relevance is obvious in the closely coupled superficial
and subterraneous water flows, as apparent in the occurrence of a vast number
of springs. Especially the boundary zone of Mesozoic sedimentary rocks and
Cenozoic igneous rocks facilitates the interchange between these compartments.
In addidon to diese springs, the Pariatambo geological formadon is of major
significance. The effluence of groundwater into the Ronquillo corresponds
to a discharge of 26 Is ', which is close to one third of the actually measured
discharge during the field campaigns. In this way, groundwater-bearing rocks are
of vital importance for the water supply of Cajamarca, but also for the water
82 Journal of Latin Amedcan Geography
withdrawal of the rural populadon. On the one hand, the addidonal discharge
guarantees the workload of the Santa Apolónia water plant and, on the other
hand, springs are occasionally the only opportunity for the rural populadon to
withdraw water during the dry season.
From a water resource conservadon and management perspecdve, the
soils emerge as a primary field of intervendon. A vast number of strategies
and measures are available to preserve or to develop soUs as a medium for
water retendon and water storage purposes (e.g., Critchley and Siegert 1991,
Critchley et al 1994, Young 1989). Accordingly, emphasis should be put on the
preservadon of soUs and pardcularly on the preservadon of the jalea ecosystem
and the reacdvadon of soils as a water storage medium in the aldtudinal belt of
the quechua.
In addidon, greater attendon should be paid to the exploradon of
subterraneous water flow paths and their contribudon to dry season runoff.
Stronger efforts to integrate water resources that are either difficult to assess or
even of unknown origin are likely to faciUtate the midgadon of water scarcity
problems within high Andean watersheds.
Acknowledgements
The authors wish to thank Ana C. Ángulo Alva from El Centro
Ecuménico y Acción Social Norte - CEDEPAS NORTE, Cajamarca, Peru for
helping us to prepare and conduct the research acdvides. Special thanks go to
Carlos Cerdán for his assiduous gathering of environmental data and to Edwin
Pajares-Vigo for the assistance and networking dudng the periods of residence.
This research was financed by the Hans Sauer Foundadon, Germany. FinaUy we
would Uke to thank Anne Beck at Freie Universität BerUn, Department of Earth
Sciences, for revising the EngUsh version of the manuscript as weU as three
anonymous reviewers for their useful comments.
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