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REVIEW ARTICLE
Progressive multiple sclerosis: from pathogenic
mechanisms to treatment
Jorge Correale, Marı́a I. Gaitán, Marı́a C. Ysrraelit and Marcela P. Fiol
During the past decades, better understanding of relapsing-remitting multiple sclerosis disease mechanisms have led to the devel-
opment of several disease-modifying therapies, reducing relapse rates and severity, through immune system modulation or sup-
Department of Neurology, Raúl Carrea Institute for Neurological Research (FLENI), Buenos Aires, Argentina
Correspondence to: Jorge Correale,
Raúl Carrea Institute for Neurological Research, FLENI.
Montañeses 2325, Buenos Aires (1428), Argentina
E-mail: jcorreale@fleni.org.ar or jorge.correale@gmail.com
Keywords: multiple sclerosis; primary progressive multiple sclerosis; secondary progressive multiple sclerosis; neurodegeneration;
axonal loss
Abbreviations: EAE = experimental autoimmune encephalomyelitis; EBV = Epstein-Barr virus; EDSS = Expanded Disability Status
Scale; FLAIR = fluid-attenuated inversion recovery; IFN = interferon; IL = interleukin; MTR = magnetization transfer ratio; NAA = N-
acetylaspartate; NAWM = normal-appearing white matter; PPMS = primary progressive multiple sclerosis; ROS = reactive oxygen species;
RRMS = relapsing remitting multiple sclerosis; SPMS = secondary progressive multiple sclerosis; TNF- = tumor necrosis factor-
Received February 16, 2016. Revised August 18, 2016. Accepted August 18, 2016.
ß The Author (2016). Published by Oxford University Press on behalf of the Guarantors of Brain. All rights reserved.
For Permissions, please email: journals.permissions@oup.com
2 | BRAIN 2016: Page 2 of 20 J. Correale et al.
multiple sclerosis support the concept that autoimmunity second possibility is that multiple sclerosis starts out as
plays a major role in disease pathogenesis (McFarland an inflammatory disease, but after several years, a neuro-
and Martin, 2007). However, it is also well accepted that degenerative process independent of inflammatory re-
multiple sclerosis is not only an inflammatory disease, but sponses becomes the key mechanism responsible for
also a neurodegenerative condition (Trapp et al., 1998). disease progression (Meuth et al., 2008). Finally, multiple
The course of multiple sclerosis is highly variable; never- sclerosis could primarily be a neurodegenerative disease,
theless in most patients, multiple sclerosis is characterized with inflammation occurring as a secondary response, amp-
by the onset of recurring clinical symptoms followed by lifying progressive states (Barnett and Prineas, 2004;
total or partial recovery, namely, the classic relapsing- Kassmann et al., 2007). Clearly these different mechanisms
remitting form of multiple sclerosis (RRMS). After 10–15 are not mutually exclusive and could act together.
years of disease, this pattern becomes progressive in up to
50% of untreated patients, during which time clinical
Immune effector mechanisms
symptoms slowly cause progressive deterioration over a
period of many years, a disease stage defined as secondary Although brain and spinal cord inflammation are present in
progressive multiple sclerosis (SPMS). In about 15% of pa- RRMS, SPMS, and PPMS its extent declines with age and
tients with multiple sclerosis however, disease progression disease duration. Findings from animal models and im-
is relentless from onset [primary progressive multiple scler- munological studies in patients with multiple sclerosis
osis (PPMS)] (Lublin and Reingold, 1996). that peripheral immune responses targeting the CNS drive
in RRMS, few patients have been studied (Serafini et al., presence of follicle-like structures (Choi et al., 2012).
2004; Magliozzi et al., 2007). However, clonally-restricted Differences observed between the two forms of disease
B cells have been found in CSF from patients with RRMS are more quantitative than qualitative in nature (Bramow
(Kuenz et al., 2008) indicating intrathecal clonal expansion et al., 2010; Antel et al., 2012).
of B cells. Follicle-like structure presence is uncommon in Because serological and epidemiological studies have
PPMS compared to SPMS, although diffuse meningeal in- found an association between B-lymphotropic Epstein-
flammation is a feature of the pathology. It has been sug- Barr virus (EBV) infection and multiple sclerosis (Ascherio
gested that follicle-like structure formation may occur and Munger, 2010), it has been hypothesized that EBV
during the relapsing remitting phase of the disease, as a infection of CNS-infiltrating B cells may drive multiple
result of repeated inflammatory activity, which is not a sclerosis pathology (Warner and Carp, 1981). However,
feature found in PPMS (Choi et al., 2012). Notably, fol- this remains a controversial issue as some groups report
licle-like structures are probably able to sustain a high level absence of EBV infection in multiple sclerosis brain
of humoral response, as well as other autoimmune mech- (Willis et al., 2009; Magliozzi et al., 2013). Colonization
anisms within the CNS, in a manner independent of per- of cortical lesions has been associated with presence of
ipheral inflammation. This is of particular relevance during EBER-positive cells. Furthermore, expression of EBV lytic
progressive multiple sclerosis, where the blood–brain bar- proteins BZLF1 and BERF1 was found to be restricted to
rier is intact and contribution to disease from entry of per- plasma cells located in active cortical lesions (Magliozzi
ipheral immune cells into the brain is negligible. In multiple et al., 2013). It is interesting to note that early lytic EBV
homeostasis. However, it also plays a central role in auto- significantly increased in the CNS during progressive phases
immune disorders as it can sustain ongoing inflammation of EAE. LacCer promotes astrocyte activation, leading to
once activated (Correale, 2014). Microglia activation is not granulocyte-macrophage colony-stimulating factor (GM-
restricted to lesions, but is also diffusely present in normal- CSF, encoded by CSF2) and CCL2 gene induction, conse-
appearing white and grey matter (Kutzelnigg et al., 2005). quently activating microglia and causing infiltration of
In NAWM for example, clustering of activated microglia, monocytes from the peripheral blood. Remarkably, inhib-
so-called microglia nodules, are abundant in areas adjacent ition of B4galt6 in mice suppresses disease progression and
to plaques, particularly in patients with progressive mul- neurodegeneration in EAE (Mayo et al., 2014).
tiple sclerosis (De Groot et al., 2001). Activation of this
type, occurring outside established lesions, may in part re-
flect anterograde or retrograde neurodegeneration in Mechanisms of neurodegeneration
normal brain tissue due to distant destructive lesions. In and axonal dysfunction
multiple sclerosis, activated microglia damage oligodendro-
Advances in imaging and neuropathology have shown that
cytes through different mechanisms including: secretion of
pro-inflammatory cytokines such as IL-1, IL-6, TNF-, and both axonal degeneration and neuronal death in active
IFN-
, phagocytic activity, and presentation of antigens via multiple sclerosis lesions are present from disease onset.
MHC Class II to CD4 + T cells (Correale, 2014). In add- Progression is likely to occur when axonal loss exceeds
ition, direct damage to neurons occurs through reactive CNS compensatory capacity, resulting in irreversible neuro-
(Campbell et al., 2014). In progressive multiple sclerosis, (Friese et al., 2014). Notably, redistribution of additional
neurons in deeper cortical layers also present mitochondria ion channels co-localizes with axonal injury marker APP,
with mtDNA deletions, indicative of an accelerated ageing both in EAE and multiple sclerosis lesions (Vergo et al.,
phenotype (Campbell et al., 2014). The consequences of 2011).
mitochondrial injury are 2-fold. First, mitochondrial dys- Different studies have demonstrated that peroxinitrite
function results in energy deficiency, which in mild forms produced by astrocytes inactivates glutamate transporters,
will induce functional disturbances in the absence of struc- thus limiting uptake (Rossi et al., 2014). Consequently,
tural damage. However, when mitochondrial injury sur- pathologically elevated levels of extracellular glutamate
passes a certain threshold, energy deficiency will lead to are found, which are directly toxic to oligodendrocytes,
axonal degeneration and cell death (Friese et al., 2014). axons and neurons (Matute et al., 1997). Excitotoxicity is
Second, mitochondrial injury may amplify oxidative stress caused mainly by sustained activation of glutamate recep-
through release of oxygen radicals generated as a result of tors and subsequent massive influx of Ca2 + into viable
impaired respiratory chain function, thus establishing a vi- neurons. Ca2 + enters the cells through various mechanisms,
cious cycle of tissue destruction (Murphy, 2009). In add- but the most important is access through ion channels
ition, non-toxic ferric iron is released into the extracellular coupled to NMDA receptors and AMPA/kainate glutamate
space from damaged oligodendrocytes in multiple sclerosis receptors (Ouardouz et al., 2009). Thus, astrocyte injury
lesions, where it undergoes transformation to the divalent may amplify demyelination and neurodegeneration in
ferrous form, further increasing ROS toxicity (Hametner active lesions. Furthermore, fibrillary gliosis is induced
triggered through several different molecular mechanisms, but not spinal cord of patients with PPMS (Bramow et al.,
summarized in Table 1. 2010), thus explaining why patients with PPMS show less
cognitive impairment, even in very motor disabled cases
(Bergendal et al., 2007). Nevertheless, it is worth noting
that other studies have demonstrated no differences in cog-
Diagnosis in progressive nitive performance between patients with PPMS and those
multiple sclerosis with SPMS (Ukkonen et al., 2009), besides that it had been
previously found that patients with PPMS presented signifi-
The diagnosis of progressive multiple sclerosis still remains cant cognitive dysfunction when compared to individually
a matter of clinical judgement. The word ‘progression’ de- matched healthy controls (Camp et al., 1999).
notes continuous worsening of neurological impairment Actual diagnosis of PPMS requires presence of clinical
over at least 6–12 months. Diagnosis can be difficult to progression lasting at least 1 year, as well as two of the
establish at disease onset (PPMS), and may go unrecog- following three criteria: brain or spinal cord lesions on
nized by patients or physicians for some time. Exact date MRI indicating dissemination of disease, or positive CSF
of progression onset is difficult to establish and is usually findings. Under current criteria, level of physiological dys-
estimated retrospectively, once duration of continuous function, increased immunoglobulin (Ig) synthesis or oligo-
neurological worsening can be calculated (Rovaris et al., clonal bands are not considered requisites (Polman et al.,
2006). Ambiguity in the condition of these patients is 2011). Interestingly, PPMS exhibits only slight gender bias
a
Only deleterious mechanisms are presented.
AGE = advanced glycation end products; ASIC1 = acid-sensing ion channel; BAFF = B-cell-activating factor; CNP = 2’,3’,cyclic nucleotide3’-phosphodiesterase; CSPGs = chondroitin
sulphate proteoglycans; EPH = ephrins; FGF-2 = fibroblast growth factor 2; FLS = follicle-like structures; GM-CSF = granulocyte-macrophage colony stimulating factor;
MAG = myelin-associated glycoprotein; M-CSF = macrophage-colony stimulating factor; mtDNA = mitochondrial DNA; NCX = sodium calcium exchanger; NO = nitric oxide;
OGD = oligodendrocytes; ONOO- = peroxinitrite; PLP = proteolipid protein; RAGE = AGE receptor; TRPM4 = transient potential receptor melastatin 4; VGCC = voltage gated
Ca2 + channel.
suggest multiple sclerosis is a single disease entity with sev- notion, a 12% prevalence of PPMS was observed recently
eral distinct clinical phenotypes. PPMS does not present dif- in a large cohort of radiologic isolated syndrome (RIS), in
ferent pathophysiological features from relapsing forms that patients with high load of spinal cord disease, in addition to
have entered progressive stages (SPMS). Supporting this brain lesions fulfilling criteria for multiple sclerosis (Kantarci
8 | BRAIN 2016: Page 8 of 20 J. Correale et al.
et al., 2016). Interestingly, PPMS prevalence in this RIS sclerosis (Lublin et al., 2014). These changes include: cat-
cohort, as well as age at PPMS onset, were both strikingly egorization of disease course in progressive multiple scler-
similar to those observed in large clinical studies in multiple osis as having ‘active’, or not having active (‘not active’)
sclerosis. inflammation, based on presence of clinical relapses or MRI
MRI is already well established as a useful tool for mul- findings (gadolinium-enhancing lesions, or new or un-
tiple sclerosis diagnosis, helping to exclude other causes of equivocally enlarging T2 lesions). Experts also recom-
neurological symptoms whilst demonstrating disease spread mended classifying progressive multiple sclerosis on the
of typical multiple sclerosis lesions in time and space. basis of presence or absence of clinical disease progression.
However, no reliable MRI techniques exist today to predict Imaging methods for progression are not well established,
rate of progression in SPMS or PPMS (see below). MRI therefore no MRI parameters were included in this classi-
features that best correlate with current disability may fication. A patient with progressive multiple sclerosis who
change as the disease advances, and optimal combinations has an acute attack (thus fulfilling prior criteria for pro-
of measures may also differ between multiple sclerosis sub- gressive relapsing multiple sclerosis) would be considered to
types (Fisniku et al., 2008). As imaging methods are weak be from progressive or active multiple sclerosis. Progressive
predictors of progressive multiple sclerosis in individual pa- multiple sclerosis phenotypes are summarized in Fig. 1.
tients and biological and other surrogate markers are not Furthermore, because neurological dysfunction may still
well established or standardized, diagnosis of progressive improve (especially during active disease) even if progres-
forms continues to be challenging and can result in sion is confirmed over 6–12 months, use of the term con-
delays, with a variety of implications related to patient firmed rather that sustained is recommended.
care and clinical trial development. In a recent study, These changes in multiple sclerosis classification tend to
70% of patients generated diagnostic uncertainty related facilitate patient prognosis and treatment selection in dif-
to clinical phenotype, so that they were characterized as ferent clinical settings. Furthermore, adding presence of
possible, but not definitive progression after outpatient active disease and measures of progression should enhance
examination. Mean duration of uncertainty regarding tran- clinical trial design, recruitment and execution. In such
sition from RRMS to SPMS was 2.9 0.8 years, and time studies, attention should be paid to stratifying enrolment
elapsed until first visit in which SPMS was diagnosed was and to conducting study analysis according to disease
4.3 0.8 years, at which time 70% had EDSS 5 6 points subtype.
(Katz Sand et al., 2014) Investigators suggested that continued refinement of clin-
Recent changes to the multiple sclerosis classification ical multiple sclerosis phenotypes should be a research pri-
were proposed by an international panel of experts to fur- ority, as better understanding of multiple sclerosis—and
ther characterize the clinical course of progressive multiple particularly of progressive multiple sclerosis—will only be
Progressive multiple sclerosis diagnosis and treatment BRAIN 2016: Page 9 of 20 | 9
made possible by an accurate characterization of disease contrast were documented in 19% subjects with RRMS
spectrum. and 33% with SPMS. Interestingly, the enhancing area re-
mained stable over time (up to 5 years follow-up). Notably,
in two autopsied patients, pathology showed perivascular
Correlation between histo- lymphocytic and mononuclear inflammation including T
cells, B cells and macrophages in sulci where focal in vivo
pathology and MRI studies enhancement was previously detected (Absinta et al., 2015).
Thus, this non-invasive technique may turn into an in vivo
The introduction of MRI in multiple sclerosis has revolu- marker of inflammation.
tionized our ability both to diagnose the disease and moni-
tor treatment response. It has deepened and transformed
our understanding of pathological processes involved in Demyelination
disease development and progression. MRI is about 5 to Chronic inactive T2 lesions show no clear difference in
10 times more sensitive to ongoing inflammatory demyelin- RRMS compared to progressive multiple sclerosis, although
ation than clinical assessment (Harris et al., 1991) and is some chronic lesions may show a hypointense ring on T2*
superior to any other imaging method for lesion detection. gradient-recalled echo (GRE) (Absinta et al., 2013) that
However, no pathognomonic MRI characteristic had been may correspond to increased activated microglia (Pitt
established for each type of multiple sclerosis. et al., 2010). Typically, multiple sclerosis lesions in PPMS
neurologic status (Nielsen et al., 2013). In this sense, Suhy et al., 2000). Despite these encouraging findings, it is
Absinta et al. (2013) showed that focal areas of in vivo worth noting that sometimes NAA levels are restored in the
leptomeningeal enhancement were associated with flanking lesion core and NAWM. NAA and NAA/Cr might repre-
subpial cortical demyelination. Interestingly, a gradient of sent a marker of neuro-axonal energy dysfunction, and
cortical pathology was also documented by in vivo 7 T consequently its pathological relevance as a predictive bio-
imaging. In early disease, superficial cortical T2* changes marker remains unclear.
were observed, whereas in later disease stages, these High resolution diffusion tensor imaging (DTI) has been
changes involved deeper cortical layers. These T2* changes used to elucidate the link between axonal degeneration and
are consistent with a gradient of myelin and iron loss. disability parameters (Sbardella et al., 2013). Increased
These radiological findings give in vivo evidence of a patho- mean diffusivity and decreased anisotropy, reflecting
logical cortical process driven from the pial surface axonal and myelin loss were detected in NAWM (Filippi
(Mainero et al., 2015). Despite all this evidence, and even et al., 2001). These changes were more profound in pa-
after implementing optimized MRI techniques, very few tients with SPMS compared to those with RRMS
cortical lesions are actually detected in clinical practice. (Preziosa et al., 2011). Moreover, these changes were also
Visualizing cortical demyelination on MRI in patients found in grey matter of patients with multiple sclerosis
with multiple sclerosis is still challenging. where axonal degeneration is prominent, and to a greater
degree in SPMS, compared to other multiple sclerosis
phenotypes (Preziosa et al., 2011). Attempts have been
Diffuse damage
2013). Based on the evidence that in progressive multiple protective properties of MitoQ, a specific inhibitor for
sclerosis inflammatory cells are compartmentalized behind mitochondrial ROS production, in EAE (Davies et al.,
a closed blood–brain barrier, and therefore inaccessible to 2013). Because levels of inflammation were not affected
many therapeutic agents, ongoing trials using intrathecal by MitoQ, it is conceivable that increased mitochondrial
rituximab are currently recruiting participants. Primary protection against ROS is sufficient to reduce axonal
completion date is expected during the next 2 years damage.
(NCT01719159; NCT02253264; NCT01212094; The antioxidant idebenone was proven to be beneficial in
NCT02545959). Leber’s hereditary optic neuropathy, a disorder caused by
Ocrelizumab is a fully humanized monoclonal antibody mitochondrial defects. However, in EAE, idebenone failed
that depletes B cells via antibody-dependent cell-mediated tox- to affect disease incidence or onset when applied prevent-
icity, more than complement-dependent cytotoxicity, which ively, or to reduce disease severity when applied therapeut-
could reduce infusion-related toxic side effects (Buttmann, ically. Histopathological examination of CNS tissue from
2010). ORATORIO was a phase III, randomized, double- idebenone-treated mice showed no improvement in inflam-
blind, global multi-centre study evaluating efficacy and mation, demyelination, or axonal damage. Nevertheless,
safety of ocrelizumab (600 mg administered by intravenous two clinical trials are currently ongoing, designed to evalu-
infusion every 6 months) compared to placebo, in 732 ate idebenone safety, therapeutic efficacy and mechanism of
people with PPMS followed for 120 weeks. Ocrelizumab action, in PPMS. Final data are expected for 2018 and
reduced risk of clinical disability progression by 24%, and 2019, respectively (NCT00950248, NCT01854359).
neurotrophic factor), IGF1, and BDNF are implicated in Masitinib is a selective tyrosine kinase inhibitor con-
trophic support provided for axons by oligodendrocytes trolling mast cell degranulation, NO-mediated damage,
(Wilkins et al., 2003), which one would predict would be and dendritic cell activity (Dubreuil et al., 2009). An ini-
deficient in multiple sclerosis. These factors could therefore tial phase IIb clinical trial showed significant improve-
be therapeutically useful as axon-protecting agents. IGF1 ment in MSFC scores for patients with PPMS and
has been explored in early phase clinical trials without suc- SPMS compared to placebo. A randomized, double-
cess (Frank et al., 2002). As neurotrophins have a short blinded, placebo controlled phase IIb/III is under way in
plasma half-life (Pradat et al., 2001) they cannot be de- 600 patients with progressive forms of multiple sclerosis;
livered systemically. Furthermore, neurotrophins do not it is expected to last 96 weeks, and to conclude in 2016
cross the human blood–brain barrier, unless modified, for (NCT01433497).
instance using chimeric brain-derived peptides as drug-tar-
geting technology (Pardridge, 2002). As neurotrophins have
different effects on different cell populations during oligo- Repairing tissue in progressive
dendrogenesis, it may be useful to test combinations of multiple sclerosis
neurotrophins, while also taking into account the import-
Most of the hope for patients who have already suffered
ance of administration timing. Neurotrophins bind with
high affinity to tropomyosin-related kinase (trk) receptors consequences of neurodegeneration rests on potential re-
and with low affinity to p75NTR receptors. Thus, other storative therapies. LINGO1, a CNS-specific membrane
Figure 3 Axial FLASH-T2* brain images at 7 T of a patient with multiple sclerosis. Consecutive slices demonstrate classic subpial
as absence of adequate animal models, make identification of symptom severity and improved quality of life.
of potential target pathways and new treatment agents dif- Therefore, a wide variety of symptomatic drugs and inter-
ficult. In patients with PPMS, modest slowing of disability ventions, excellently reviewed elsewhere (Thompson et al.,
progression is unlikely to be apparent, to patients or to 2010), can be of great benefit to patients with progressive
their physicians, and outcomes of clinical trials would ne- multiple sclerosis. Finally, a new concept on treatment
cessitate studying large numbers of patients over long per- focus has been proposed: the management of modifiable
iods of time. Additionally, patients with PPMS are older, factors. The presence of comorbidities was associated
and therefore more likely to present comorbidities typical with an increased risk of disability progression in multiple
of ageing, which can confound clinical measures, or directly sclerosis regardless of the time of diagnosis or disease
affect disease course. Therefore, more sensitive methods of course. For example, patients with multiple sclerosis with
monitoring progressive multiple sclerosis are urgently vascular comorbidities any time during their disease course
needed. Clinical scales used in RRMS have unclear sensi- progressed to an EDSS of 6 on average 6 years sooner than
tivity in progressive multiple sclerosis, limiting their utility. patients with multiple sclerosis who never had a vascular
In RRMS, phase II clinical trials rely on surrogate measures comorbidity (Marrie et al., 2015). Thus, treatment of these
that are more sensitive to therapeutic effects than clinical comorbidities in patients with multiple sclerosis has the po-
measures. However, clear predictive surrogate markers do tential to improve disease course.
not exist in progressive multiple sclerosis. Potential options
include novel MRI techniques, optical coherence tomog-
raphy, and use of neurophysiology to measure conduction
Note
along multiple CNS pathways; all approaches that should While this article was in press, trial results expected from
be supplemented by CSF biomarkers. Use of surrogate dis- different studies to be reported in the near future were
ease indicators would increase clinical trial power, reduce announced at the last ECTRIMS meeting (London, 14–17
duration and require less patients, all factors which would September 2016): first, that the ORATORY study on ocre-
ultimately impact trial-related costs. lizumab showed a 47% relative increase in no evidence of
In this context, the most pragmatic use of data is priori- progression (NEP) compared to placebo. NEP is new com-
tization of a known drug for repurposing—i.e. use for a posite endpoint to evaluate the proportion of PPMS
purpose other than the one originally approved. patients with stable clinical disease. Second, data from
Furthermore, because multiple mechanisms appear to trig- Phase III of the EXPAND study indicated that siponimod
ger and sustain damage in progressive multiple sclerosis, delayed disability progression in patients with SPMS, redu-
combinatorial therapies may be required to put a stop to cing primary endpoint of time to confirmed disease progres-
the various mechanisms causing damage and restore func- sion (CDP) at 3 months by 21%, compared to placebo.
tion to all systems. Overall, the use of more refined out- Although analysis of several secondary endpoints is still
come measures and more efficient trial designs will increase ongoing, siponimod treatment reduced the risk of CDP at
possibilities of finding new therapeutic strategies for people 6 months by 26%, the T2 lesion volume by 79.1%, the
suffering from progressive multiple sclerosis. Important annual relapse rate by 55%, and rate of whole brain
goals for multiple sclerosis therapies also include reduction volume loss by 23.4%, compared to placebo. The study
16 | BRAIN 2016: Page 16 of 20 J. Correale et al.
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