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Is the Response of Serum Lipids and Lipoproteins to

Postmenopausal Hormone Replacement Therapy Modified


by ApoE Genotype?
Anna-Mari Heikkinen, Leo Niskanen, Markku Ryynänen, Marja H. Komulainen,
Marjo T. Tuppurainen, Markku Parviainen, Seppo Saarikoski

Abstract—Postmenopausal hormone replacement therapy (HRT) has favorable effects on the serum lipid profile, and it also
decreases the risk of cardiovascular diseases. The apolipoprotein E genotype has influence on serum levels of lipids and
lipoproteins; apoE allele e4 (apoE4) is associated with high total and LDL cholesterol levels. Genotype also influences the
lipid responses to treatment with diet and statins, but the effect of HRT in different apoE genotypes is unknown. We studied
the effects of HRT on the concentrations of serum lipids in apoE4-positive early postmenopausal women (genotypes 3/4 and
4/4) compared with apoE4-negative women (genotypes 2/3 and 3/3) in a population-based, prospective 5-year study. In all,
232 early postmenopausal women were randomized into 2 treatment groups: an HRT group (n5116), which received a
sequential combination of 2 mg estradiol valerate (E2Val) from day 1 to 21 and 1 mg cyproterone acetate (CPA) from day
12 to 21 (Climen), and a placebo group (n5116), which received 500 mg/d calcium lactate. Serum concentrations of total,
LDL, and HDL cholesterol and triglycerides were measured at baseline and after 2 and 5 years of treatment. A total of 154
women completed the final analysis. During the follow-up period, serum total cholesterol and LDL cholesterol concentrations
decreased in the HRT group in apoE4-negative women (8.1% and 17.1%, respectively; P,0.001) but did not change in the
HRT group in apoE4-positive women or in the placebo group. Serum HDL cholesterol concentrations decreased in the
placebo group (apoE4-negative, 3.9%, P50.015; apoE4-positive, 8.1%, P50.004) but did not change significantly in the HRT
group. Serum triglyceride levels tended to increase in both study groups and genotypes (15.1% to 36.2%, P,0.038 to 0.001),
but no differences were observed between the study groups or genotypes, respectively. Our finding was that in
postmenopausal Finnish women LDL cholesterol levels in apoE4-negative subjects respond more favorably to HRT than
those in apoE4-positive subjects. This finding has potential importance in postmenopausal women with hypercholesterolemia,
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if confirmed in other studies. (Arterioscler Thromb Vasc Biol. 1999;19:402-407.)


Key Words: ApoE genotype n postmenopausal hormone replacement therapy n LDL cholesterol n prospective study

A polipoprotein E (apoE) is a liver polypeptide that has an


important role in lipid metabolism by serving as a ligand
for the LDL receptor.1 In humans, there are 3 alleles of apoE
cardioprotective effect of estrogen,13 but the association
between apoE genotype and lipoprotein responses to post-
menopausal HRT is not known.
(e2, e3, and e4) and hence 6 different genotypes (2/2, 2/3, 2/4, The aim of this placebo-controlled, prospective 5-year trial
3/3, 3/4, and 4/4). ApoE genotype distribution, in particular was to investigate the response of HRT (sequential combina-
that of the apoE allele e4 (apoE4), is associated with total and tion of 2 mg estradiol valerate [E2Val] and 1 mg cyproterone
LDL cholesterol levels1–3 and also with cardiovascular mor- acetate [CPA]) with respect to serum lipids in apoE geno-
bidity.4,5 The frequencies of apoE genotypes vary in different types 3/4 and 4/4 (apoE4-positive subjects) compared with
age, sex, and race groups.6 – 8 ApoE polymorphism is esti- genotypes 2/3 and 3/3 (apoE4-negative subjects) in a
mated to explain 4% to 15% of the variation in LDL population-based, randomized group of early postmenopausal
cholesterol concentrations.4,7 In postmenopausal women, this women.
variation has been reported to be greater than in premeno-
pausal women.9 The response to cholesterol-lowering diet Materials and Methods
and statins has been shown to differ in subjects with different
Subjects
apoE genotypes.7–12 It is well known that postmenopausal The population of the present study is a subgroup of the Kuopio
estrogen therapy changes serum lipoprotein concentrations Osteoporosis Risk Factor and Prevention Study. In 1989 a postal
favorably, which may explain about 25% to 50% of the inquiry was sent to all 14 200 47- to 56-year-old women in Kuopio

Received November 7, 1997; revision accepted August 18, 1998.


From the Departments of Obstetrics and Gynecology (A.-M.H., M.H.K., M.T.T., S.S.), Medicine (L.N.), Clinical Genetics (M.R.), and Clinical
Chemistry (M.P.), University Hospital of Kuopio, Finland.
Correspondence to Dr. A.-M. Heikkinen, Department of Obstetrics and Gynecology, Kuopio University Hospital, PO Box 1777, FIN-70211 Kuopio,
Finland. E-mail anna-mari.heikkinen@pp.inet.fi
© 1999 American Heart Association, Inc.
Arterioscler Thromb Vasc Biol. is available at http://www.atvbaha.org

402
Heikkinen et al February 1999 403

TABLE 1. Distribution of ApoE Genotypes and Gene


Frequencies in 2 Different Treatment Groups
HRT Placebo All
Allele/Genotype (n561) (n598) (n5159)
Gene frequency
e2 0.041 0.046 0.044
e3 0.779 0.781 0.780
e4 0.181 0.173 0.179
Genotype, N (%)
E2/3 1 (1.6) 8 (8.2) 9 (5.7)
E2/4 4 (6.6) 1 (1.0) 5 (3.1)
E3/3 40 (65.6) 57 (58.2) 97 (61.0)
E3/4 14 (23.0) 31 (31.6) 46 (28.9)
E4/4 2 (3.3) 1 (1.0) 3 (1.9)
E2/3 or E3/3 41 (67.2) 65 (66.4) 107 (67.3)
E3/4 or E4/4 16 (26.2) 32 (32.6) 48 (30.2)

(n57). There were 9 dropouts because of nonmedical reasons. The


reasons for the remaining 17 dropouts in the HRT group were
miscellaneous, eg, abdominal pain (n53) or weight increase or
Figure 1. Study design. swelling (n52). In the HRT group, one of the following events
occurred: endometrial carcinoma, myocardial infarction, and tran-
Province, Eastern Finland, to investigate osteoporosis risk factors sient cerebral ischemia. In the placebo group (n5116), 11 women
among perimenopausal women.14 The 464 voluntary postmeno- (9.5%) dropped out. The most common reasons reported were
pausal women who had their last menstrual period within 6 to 24 climacteric symptoms or other medical reasons that required HRT
months before the study were included in the clinical osteoporosis (n55). One hip fracture and one case of endometrial hyperplasia
prevention trial. Exclusion criteria were restricted to general contra- occurred in the placebo group. Among the 53 dropouts 2 women
indications for HRT, including history of estrogen-dependent cancer, died; one in the HRT group because of rectal carcinoma and one in
the placebo group because of malignant melanoma. Additionally, 25
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thromboembolic diseases, and medication-resistant hypertension.


The participants were randomized by a computer to 4 treatment women (10.8%) were excluded from the final analysis. Eight women
groups: E2Val/CPA group, vitamin D3 group, E2Val/CPA1vitamin were excluded as a result of interruptions in HRT ($1 month), 2
D3 group, and calcium lactate group (placebo). Random allocation to women in the HRT group and 4 women in the placebo group because
study groups was carried out by blocks using a computer, the block of hypocholesterolemic medication, 3 women from both groups
size being 4, 8, or 12. The study was not blinded as to HRT. The data because of missing laboratory data, and 5 women because of apoE
analyses were done blindly. Those women who wanted to change genotype 2/4 (Table 1). The inclusion of these subjects did not alter
treatment groups were excluded from the analysis. The personnel the conclusions of this study (data not shown). A total of 154 women
involved were unaware of the group allocations. The study design, (66.4%) were included in the final analysis (Figure 1).
and in particular the adverse effect of vitamin D on the serum lipid
profile, has been described elsewhere in more detail.15 Therefore, for Analyses
this study, only the women using HRT or placebo without vitamin D3 The concentrations of total serum cholesterol, LDL cholesterol, HDL
were included: (1) HRT group (n5116): E2Val (2 mg) on cycle days cholesterol, total triglycerides, follicle-stimulating hormone (FSH),
1 to 21, combined with CPA (1 mg; Climen, Schering AG) on cycle and estradiol (E2) were measured at baseline and after 2 and 5 years
days 12 to 21, with a treatment-free interval on cycle days 22 to 28; of treatment from fasting serum samples taken in the morning.
and (2) placebo group (n5116): calcium lactate (Rohto Ltd), 500 Serum E2 concentrations were measured by radioimmunoassays
mg/d, equivalent to 93 mg Ca21/d. Study design and formation of the (Sorin Biomedica; interassay coefficient of variation [CV] ,8.5%)
present study population are depicted by the flow diagram (Figure 1). and those of FSH by luminescence immunoassay (Byk-Sangtec;
Written informed consent was obtained from the participants, and interassay CV,5.6%).
the study design was approved by the ethics committee of Kuopio Concentrations of serum total cholesterol and triglycerides were
University Hospital. The daily calcium intake was calculated as the measured enzymatically (CHOD-PAP and GPO-PAP methods;
sum of calcium intake from milk, sour milk, yogurt (120 mg/dL), and Boehringer) using a Hitachi 717 analyzer. The same cholesterol
cheese (87 mg/slice). This also estimates indirectly the intake of method was also used for HDL cholesterol after removal of LDL and
saturated fatty acids, as milk products are the most important source VLDL through the use of dextran sulfate/MgCl2.17 The concentration
of them in the Finnish diet.16 The weekly duration of physical of serum LDL cholesterol was calculated by LDL cholester-
activity and the smoking and drinking habits were investigated. The ol5total cholesterol2(HDL cholesterol10.453triglycerides).18 The
weekly consumption of alcohol was calculated as absolute ethanol analytical variations of concentrations of total cholesterol, HDL
intake in grams. Each subject visited the outpatient clinic once a cholesterol, and total triglycerides within the series have been 1.5%,
year. Fasting blood samples were taken in the morning for determi- 4%, and 2%, respectively, at the levels in question using fully
nation of the lipid parameter values. If the serum total cholesterol automated methods for total cholesterol and triglycerides and semi-
concentration was .6.0 mmol/L, dietary instructions were given. If automated measurement of HDL cholesterol. The long-term varia-
the serum total cholesterol concentration remained repeatedly above tions in total cholesterol, HDL cholesterol, and triglyceride analyses
7.0 mmol/L, the requirement for hypocholesterolemic medication were followed by assay of quality control fresh samples from
was considered on clinical grounds, and the subject was excluded Labquality Ltd, and the between-series variations have been below
from the final analysis. 3%, 7%, and 4.5%, respectively. No drift in the analyte levels was
During the 5-year follow-up period 53 women of 232 (22.8%) found during the present study.
dropped out. Prospectively defined stopping rules were same as the The apoE genotype was determined from blood leukocytes. DNA
exclusion criteria. In the HRT group (n5116), there were 42 (36.2%) was extracted by standard phenol/chloroform extraction.19 ApoE
dropouts, mostly with disorders of bleeding (n59) or headache genotypes were analyzed by using the polymerase chain reaction
404 Lipids, Lipoproteins, HRT, and ApoE Genotype

TABLE 2. Baseline Characteristics on 154 Postmenopausal Women According to Treatment


Groups and ApoE Genotypes
HRT, ApoE HRT, ApoE Placebo, ApoE Placebo, ApoE
2/3, 3/3 3/4, 4/4 2/3, 3/3 3/4, 4/4
(n541) (n516) (n565) (n532) P Value*
Age, y 52.560.3 52.160.6 52.460.3 52.660.4 0.607
Time since menopause, y 1.160.08 1.0060.16 1.1260.06 1.0760.09 0.709
Previous HRT use, y 0.6760.30 0.2860.14 0.3260.09 0.4760.18 0.989
Body mass index, kg/m2 26.260.6 27.261.0 26.060.5 26.660.6 0.584
Dietary Ca-intake, mg/d 726648 8556140 848655 776663 0.796
Smoking, pack-years† 8.3861.39 13.161.87 8.0161.92 6.7762.96 0.472
Current smokers, % 17.1 12.5 21.5 12.5 0.497
Physically active persons, %‡ 34.1 18.7 27.7 21.9 0.795
Alcohol, absolute ethanol g/week 18.364.9 26.2614.6 20.664.5 27.668.0 0.588
FSH, IU/L 65.764.5 47.866.3 62.863.3 61.665.4 0.163
E2, nmol/L 0.1460.02 0.1860.04 0.1360.02 0.1860.05 0.648
*Values are the mean6SEM by Kruskal-Wallis test, (in number of smokers and physically active persons, x2 test);
no statistically significant differences between the groups.
†Smoking is the life-time number of cigarettes/203365.
‡Physically active person is 3 or more hours of physical activity/week.

(PCR) as described earlier,20 with slight modifications. The PCR positive group, 3.362.0%; placebo–apoE4-negative group,
products were digested with HhaI (New England Biolabs). Digested 5.561.0%; and placebo–apoE4-positive group, 4.361.6%;
DNA fragments were analyzed using polyacrylamide gel electro-
phoresis and visualized by ethidium bromide staining.
P50.708). Concentrations of serum E2 increased in the HRT
group but did not change significantly in the placebo group.
Statistical Methods The 5-year concentrations in serum E2 were identical between
The analyses were carried out on a treatment basis. Statistical apoE4-negative and apoE4-positive subjects (HRT group,
analyses of the longitudinal data were carried out using analysis of
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0.1960.02 and 0.2360.06 nmol/L, respectively, P50.507;


variance for repeated measures (MANOVA). Log transformation of
the data were used if the values were not normally distributed. The
placebo group, 0.0460.02 and 0.0460.02 nmol/L, respec-
Student’s t test for paired data was used to test the significance of tively, P50.861).
differences within the 4 different treatment– genotype groups if there The concentrations of serum total cholesterol decreased in
was a time-related change within the group detected by MANOVA. the HRT group by 5.1% after 2 years (P50.014) and by 8.1%
The significance between the groups was tested using MANOVA.
The 5-year LDL cholesterol levels adjusted for age, body mass
after 5 years (P,0.001) in apoE4-negative subjects, but they
index, smoking, apoE4-allele, and the interaction for HRT and did not decrease significantly in apoE4-positive subjects. In
apoE4-allele were examined by analysis of covariance. the placebo group, the concentrations of serum total choles-
One-way analysis of variance with the Newman-Keuls post hoc terol did not change in apoE4-negative subjects, whereas they
test was used to test the significance of differences between lipid
concentrations at baseline and the relative lipoprotein changes in the
had increased by 3.9% after 2 years in apoE4-positive
2 groups. Because the body weight, body mass index, and FSH levels subjects (P50.015), but they had returned to the baseline
were not normally distributed after log transformation, one-way level after 5 years. The changes between the HRT and the
analysis of variance with the Kruskall-Wallis test was used to test the placebo groups were statistically significant (MANOVA,
differences in these parameters between the groups. The Kruskall-
P,0.001) (Table 3, Figure 2).
Wallis test was also used to test the differences between the study
groups with respect to other baseline data. LDL cholesterol concentrations had decreased in the HRT
A P value of ,0.05 was considered statistically significant. The group by 10.3% after 2 years (P,0.001) and by 17.1% after
results are reported as mean 6 standard error of mean (SEM). All the 5 years in apoE4-negative subjects (P,0.001). There was a
data were analyzed using SPSS for UNIX (SPSS Inc).
slight but nonsignificant tendency for decreases in LDL
cholesterol concentrations in the HRT group in apoE4-
Results
Frequencies of apoE alleles and genotypes are outlined positive subjects and in the placebo group in apoE4-negative
according to the treatment group in Table 1. The distribution subjects, whereas LDL cholesterol concentrations had in-
of alleles was similar to that reported earlier in Finnish and creased by 5.7% (P50.010) in the placebo group in apoE4-
Swedish populations2,6 but with a higher frequency of apoE4 positive subjects after 2 years but had returned to the baseline
compared with other white populations.21 There were no level after 5 years. The time-related changes between the
statistically significant differences between the study groups treatment groups were statistically significant (MANOVA,
in the baseline characteristics or the laboratory parameters P,0.001) (Table 3, Figure 2).
(Table 2). Furthermore, in the multivariate model (analysis of covar-
The relative body weight (difference between follow-up iance), the LDL cholesterol levels at 5-year examination were
and baseline, divided by baseline level, as a percentage) associated with apoE genotype, taking into account the
increased similarly in all 4 treatment– genotype groups after 5 effects of age, body mass index, smoking, and interaction
years (HRT–apoE4-negative group, 4.760.8%; HRT–apoE4- between HRT and apoE4 allele (Table 4).
Heikkinen et al February 1999 405

TABLE 3. Concentrations of Serum Lipids and Lipoproteins on 154


Postmenopausal Women According to Treatment Groups and ApoE Genotypes*
HRT, ApoE HRT, ApoE Placebo, ApoE Placebo, ApoE
2/3, 3/3 3/4, 4/4 2/3, 3/3 3/4, 4/4
(n541) (n516) (n565) (n532)
Total cholesterol, mmol/L
Baseline 6.5360.15 6.5760.14 6.2360.13 6.2360.16
2 years 6.2060.13† 6.4160.15 6.2660.12 6.4760.16†
5 years 6.0160.12§ 6.3060.15 6.1160.12 6.2160.15
LDL cholesterol, mmol/L
Baseline 4.3860.12 4.3760.16 4.2060.12 4.0460.16
2 years 3.9360.13§ 4.0960.15 4.1560.11 4.2760.12‡
5 years 3.6360.12§ 4.0360.13 4.0260.10 4.0560.14
HDL cholesterol, mmol/L
Baseline 1.6260.05 1.6660.14 1.5360.04 1.6160.07
2 years 1.6960.05† 1.6860.13 1.5460.04 1.6260.07
5 years 1.6760.05 1.5860.15 1.4760.04† 1.4860.06‡
Triglycerides, mmol/L
Baseline 1.1660.09 1.2060.15 1.1960.05 1.2860.11
2 years 1.2960.07† 1.4260.14† 1.2860.07‡ 1.2960.11
5 years 1.5860.15§ 1.5260.14† 1.3760.09§ 1.5060.10‡
*Values are mean6SEM; t test for paired data was used to test the significance of differences
within each treatment– genotype group; †P,0.05; ‡P,0.01; §P,0.001.

The concentrations of serum HDL cholesterol had in- years, the increase was 36.2% (P,0.001) in the apoE4-
creased by 4.3% (P50.042) and 3.1% (P5ns) after 2 and 5 negative HRT group, 26.7% (P50.030) in the apoE4-positive
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years, respectively, in the HRT group in apoE4-negative HRT group, 15.1% (P,0.001) in the apoE4-negative placebo
subjects, but no significant changes in apoE4-positive sub- group, and 17.2% (P50.003) in the apoE4-positive placebo
jects were observed. In the placebo group, serum HDL group. No statistically significant differences between the
cholesterol concentrations had decreased after 5 years in treatment groups or genotypes were observed (Table 3,
apoE4-negative subjects by 3.9% (P50.015) and in apoE4- Figure 2).
positive subjects by 8.1% (P50.004). However, no signifi- In this study we observed a reduction in LDL cholesterol of
cant changes between the treatment groups or genotypes were 0.4 mmol/L between those with apoE4 allele and those
observed (Table 3, Figure 2). without it in subjects receiving HRT. When we set the a
Serum triglyceride levels increased in all subjects irrespec- (probability excluding type 1 error) to 5% and b (probability
tive of the genotype during the follow-up period. After 5 of type 2 error) to 20% with SD of 0.4 mmol/L, the required
sample size will be 16.7 subjects per group. In the HRT group
there were 16 subjects with apoE4 allele and 41 without it;
therefore, the sample size here is adequate to show these
changes, given the changes are so prominent.
The lipid and lipoprotein concentrations were analyzed
yearly. The results of 1-, 3-, and 4-year examinations were in
line with the reported 2- and 5-year results (data not shown).

Discussion
The new finding in the present study was that the beneficial
response of total and, especially, LDL cholesterol to HRT in

TABLE 4. Analysis of Covariance of LDL Cholesterol Levels at


5-Year Examination
Figure 2. The mean 5-year changes (%) of serum total choles- Source of Variation F Value P Value
terol (total-C), LDL cholesterol (LDL-C), HDL cholesterol (HDL-
C), and triglycerides. †P,0.05, ‡P,0.01, §P,0.001 by t test for Age, y 0.415 0.524
paired data. HRT apoE4-neg indicates E2 (2 mg) 1 CPA (1 mg) Body mass index, kg/m2 2.985 0.094
cyclically, apoE genotype 2/3 or 3/3; HRT apoE4-pos, E2 (2 mg)
1 CPA (1 mg) cyclically, apoE genotype 3/4 or 4/4; Placebo ApoE4 allele 1.468 0.047
apoE4-neg, calcium lactate (500 mg/d), apoE genotype 2/3 or Current smoking 0.235 0.631
3/3; and Placebo apoE4-pos, calcium lactate (500 mg/d), apoE
Interaction for HRT and apoE4 4.298 0.290
genotype 3/4 or 4/4.
406 Lipids, Lipoproteins, HRT, and ApoE Genotype

postmenopausal women was related to the apoE genotype. liver LDL receptors and therefore has a LDL-lowering
Additionally, our results confirm the persistence of truly effect.22 Hence it is plausible, on the basis of our findings, to
long-term effects of sequential E2 (2 mg) and CPA (1 mg) suggest that the upregulation of LDL receptors induced by
treatment on serum total and LDL cholesterol. This study was estrogen is impaired in menopausal subjects with the apoE4
placebo-controlled, population-based, successfully random- allele. The exact mechanisms remain to be demonstrated.
ized, and well matched regarding baseline characteristics and This study was not originally aimed at examining the
weight changes during the follow-up period, which all interaction between genotype and HRT. There were 42
strengthen our findings. (36.2%) dropouts in the HRT group. Although this number is
It is well established that postmenopausal estrogen therapy very low compared with long-term compliance of HRT, the
has favorable effects on serum lipoprotein concentrations.22,23 number of apoE4-positive subjects was relatively low in the
However, a wide variation in the lipid responses has been HRT group in the final analysis. The magnitude of the effect
observed in previous reports, which have been attributed of apoE4 was rather strong, and therefore the sample sizes are
either to the effect of the added progestin,23,24 and by larger adequate considering the homogeneity of the study popula-
responses in hypercholesterolemic subjects.25 It has also been tion and the large number of apoE4-negative subjects in the
suggested that positive lipid effects of HRT may diminish present study. However, our findings are limited to the
with the duration of treatment.26 Finnish population and need to be confirmed in other studies.
However, there are no studies in which the impact of To conclude, the apoE genotype modulates the response of
genetic factors on lipid responses to HRT have been investi- serum LDL cholesterol to HRT in postmenopausal Finnish
gated. It is fairly well established that apoE allele 2 is women. This finding may be of potential importance, espe-
associated with lower and allele 4 with higher serum total and cially in the treatment of hypercholesterolemic postmeno-
LDL cholesterol concentrations compared with those associ-
pausal subjects, if confirmed in other studies.
ated with allele 3.1,3 Furthermore, there is evidence that
hormonal status modulates the lipoprotein variation related to
Acknowledgments
apoE genotype.7–9 In postmenopausal women, the association We thank Schering AG and the Research Foundations of Leiras and
between apoE phenotype and LDL cholesterol levels has Orion for supporting this research. We also thank Sirkka Harle, Seija
been stronger than in premenopausal women or in men.9 The Oinonen, and Liisi Saarela for technical help and Dr. Nick Bolton for
relatively high serum total cholesterol levels in subjects with checking the language of the manuscript.
apoE4 have been suggested to respond more favorably to a
cholesterol-reducing diet, as these subjects show enhanced References
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