Professional Documents
Culture Documents
Alex LoPrinzi
The College of New Jersey Department of Philosophy
April 27, 2019
Introduction
Many scientists now believe that persons are merely dust. Members of Homo sapiens are,
in other words, cosmic dust spewed out from exploding stars—supernovae—which traces back
to the Big Bang nearly fourteen billion years ago. They believe that in the early formation of the
Earth, during the Period of Heavy Bombardment, a chemical reaction occurred on Earth’s
relatively warm oceans and, suddenly, some unicellular organism—most likely a bacterium of a
sort—sprang into existence. Around eight or nine billion years of biological evolution take place,
with life becoming more complex—evolving limbs and organs and brains, and so on—and then,
about three-hundred thousand years ago, here we are! What an origin story! This is either deeply
unsettling, or astonishingly majestic, depending on one’s point of view. I myself take the latter
approach. But some intriguing questions come flooding in, such as “Is life especially rare across
the universe?” and “What is the meaning of it all?” and “What makes Homo sapiens any freer
than bacteria, or lions, or mice?” In this essay, I will explore the latter question, namely, the
question of freedom and whether we have it, and whether it is compatible with either human
nature and our psychological constitution, or luck in the broadest sense of the term.
I will argue that the sort of control we take ourselves to have—the control of, or over, our
actions and choices—is currently being remised by modern science. Nature is now rightfully
ceding the control we thought we had. Further, I will argue that compulsion is not restricted to
cases of overt manipulation, but that it permeates human society. Freedom, then, cannot be, by
any stretch of the imagination, anything more than the superficial ability to do what one wants,
briefly explain some reasons why I think these erroneous beliefs are so pervasive, and will,
finally, add to the wider issue of freedom with some remarks on a possible (unsatisfying)
solution.
free, it is claimed, is to be able to choose, to act, to wish, and to value, and that these
determinations be controlled by the agent. A will that is “free” in this sense requires that the
agent whose “will” it is be free to act as she herself determines—to control her actions in accord
with her motives, values, reasons, wishes, and so on. A robot would not claim to be free if it
discovered that it had not been determining its own actions, but rather the algorithms and
programs that the humans so fortunately encoded into it. The robot, like the bacterium, would
still have a set of values and goals, and would, upon whatever sort of reflection it has, endorse
them as its own. Persons, on this view, would then be no different than bacteria, or robots. All
three agents have volitions that are consistent with what, or whom, they want to be. This sort of
source of consequences toward others—is severely lacking in a bacterium, presumably, but I see
no reason to impute persons with an exalted order of freedom, given that all life is playing by the
same rules, so to speak. Bacteria, including persons, are free to act as determined by prior
reasons and goals, but are they free to choose which reasons occur to them? It is a live possibility
that the universe gave them such motives, but it is not an open question whether persons, or
robots, form their “wills” of their own making—from the inside, as it were—which is what I
believe many who hold this view assume is the sort of freedom persons have.
Thus, there are a few problems with squaring freedom with one’s internal constitution,
or at least what one would recognize, upon reflection, to be part of oneself (and I’ll return to this
shortly). Another interpretation is that freedom is incompatible with external control—the sort of
control that contravenes one’s moral character. To be free is to be free from compulsion,
manipulation, neural dysfunction, subliminal influence, genetic heritage, and so forth. On this
view, freedom can be prized apart from those actions which emanate from heteronomous
factors—that is, factors which did not originate in the agent, but rather whose source was
external to her. A person is free only if she is not compelled to act contrary to her prior motives
and values. The issue gets thorny when we consider cases of compulsion that would not
ordinarily be thought as such. Compulsion does not necessarily entail explicit, gun-to-your-head
coercion. Nor does it require another agent. Extreme poverty can act as compulsion, as can
severe depression, obsessive compulsive disorder (naturally!), and even genetic predisposition to
aggression, say. Of course, there are degrees of compulsion, and, in such cases, there may well
be an objective prior probability of performing any given action that lies anywhere on a scale
from 0 to 1. Thus, it is unclear to what extent freedom remains amidst all the compounding
subtle sources of compulsion that nudge one’s actions and motives in a particular direction or the
other.
(In this vein, I can imagine a mugger threatening my life in the middle of an alley,
demanding: “give me your wallet, or else there is a 49 percent chance that I will kill you!” In this
case, do I have a net sum of 1 percent freedom? What if the likelihood that the mugger will kill
me is 30 percent? Am I free to not give this mugger my wallet—to do otherwise, to use the
reviled phrase? Let us suppose that what is in my wallet is only slightly less valuable than what I
take to be the value of my life. Certainly, anything over a 50 percent degree of compulsion will
involve a much riskier gamble, and an economist or a utilitarian would suggest that I give the
mugger the wallet. But it is near undeniable that the degree of compulsion is somewhat
correlated to my being able to do otherwise, and that once the likelihood of my inability to
refrain from doing otherwise increases, or indeed reaches 50 percent, my sense of freedom
vanishes. The imagined scenario involves an overt case of compulsion by an agent, to aid the
imagination a bit, but it applies to many other cases, especially those without an agent—
including genetic predisposition, brain impairment, economic or societal pressure, and so forth.
Many traits and personal characteristics have a heritability of more than 50 percent, so that one’s
conduct and physiological constitution is ineluctably formed prior to rational thought, or else,
once environmental factors are added to the mix, such a moral character hardens beyond the grip
of self-determination. Thus, these cases also apply to those in which one’s life is not threatened.
Indeed, in these cases the lack of freedom runs even deeper than in the initial coercion case, for it
is not that I can recognize these “compulsions” as not who I am, but that they covertly form the
Nonetheless, it is natural to suppose that control plays at least some role in guiding
intuitions about an person’s freedom to act and choose as he does, and that the motivational
source of such actions and decisions plays a similar role. The menacing problem of luck—the
bane of freedom and all its presumptuousness—is better understood in this context. I would
hardly be an apt candidate for blame or punishment for what was “out of my control,” so to
speak. No one blames me for a severe tornado, or for heavy traffic in the morning rush hour
(although I am least minimally responsible for the latter). Imagine a man who enters a sandcastle
competition. Suppose, to raise the stakes, that the prize is $1 million. The man has epilepsy, and,
just before the end of the assigned building period, he has a violent seizure that destroys several
charge of admissions, perhaps—but we could hardly blame the epileptic man himself for the set
of consequences that issued from the seizure. If the man did not in fact have epilepsy, but rather
kicked the sandcastles with malicious intent, to the same effect, we would then have prima facie
justification to blame him for the consequences which he himself endorsed (no, intended). The
intuition, naturally, is to blame him for the sort of person he is, and the concomitant malice he
intends to impose on others. But one’s ignorance of the relevant facts surrounding the malicious
sandcastle-kicker’s decision to so act, and the fact that we might have been on the receiving end
of such an act, leads one to feel a palpable resentment in this man’s presence that is almost
irrevocable, given the default veil of ignorance behind which we judge others’ actions and moral
values. The semblance of retribution boils in one’s blood. But take any serial murderer, or even
an ordinary person who commits a minor act of wrongdoing. If you had her set of genes, her
childhood experiences, her psychological constitution, and so on—you would be her. Or, if we
removed the genetics from the equation, we would still have a strikingly similar person, and I
presume that in both cases they will have committed the same act, or will have faced comparable
degrees of compulsion. There is nothing different in her that is separable from her experience
and her genetic code, and that determines, contrary to her better nature, what she will in fact do.
No, her “better nature” is merely that which she does not regret, and the kind of person she is—
whose immoral conduct does not evince in her a sense of shame and regret—is the kind of
person whose childhood, genetics, psychology (and so on) sculpted her values in such a way that
she could have chosen (or wanted) otherwise. Persons are but moving targets of blame and
praise—some easier targets than others—but nature doles out the criteria for deciding who is
blamed and who is praised, with the assumption of control and agency that turns out to be
The problem truly sets in once again when, as mentioned above, one considers those
cases which do not constitute acts of overt compulsion, but which exempt one from blame, once
one realizes that the control generally assumed to be had evaporates. Seizures are but one
example. Neurological disorders of the brain are another. The circle of control is shrinking with
the growing knowledge of human behavior, and of the various influences which distort
judgement and decision-making. The sort of scientific experiments that are relevant here simply
unseat the presumption of control—the locus of freedom and agency—and reveal, bit by bit, the
sheer totality of compulsion. Compulsion is everywhere, and it is easy to deny this fact upon
looking inward, as it were. We might say, “surely I am not compelled by anything, however
subtle and covert. Even if I were, I would be obliged to overcome it for the greater good.” It is a
fascinating question whether, when humanity comes to be nearly omniscient about human
psychology, genetics and the biology of behavior, attitudes will change about persons who have
committed atrocious acts of violence, but who have nonetheless inherited a natural predisposition
to such behavior. Is our ignorance with respect to such questions a suitable place for our
“freedom?”
Even if I grant that some philosophers’ highly technical accounts of freedom and moral
responsibility are true, and if we rule out such cases of overt compulsion—like neural
dysfunction, physical and mental illness, extreme poverty, and the rest—that might leave, I’m
convinced, only two to four percent of the human population who is truly free and morally
responsible. They seem to add more exemptions each time scientists learn more about the brain,
or human psychology, or what have you. At any rate, if there are such free persons, freedom
would be inversely proportional to compulsion, and I suspect that compulsion is much more
common than one would like to believe. And I myself am inclined to believe that, when every
nook and cranny of our ignorance is filled, as it were, there will be no place left for one to
squeeze their freedom, for the sort of freedom assumed to be on offer is indeed a chimera.
I think many of us, implicitly if not explicitly, are Cartesian dualists. That is, we assume
there is a little homunculus, a director of the show, hiding in our heads and generating all our
thoughts, beliefs, motives, and reasons. We assume, erroneously, that there is an enduring self,
somewhere to be found in our brains, perhaps, and someone to whom the name me applies. This
thing we take ourselves to be may have a unique set of dispositions, attitudes, preferences,
wishes, genes, experiences, memories, and so on, but if you strip all these things away, you’re
still left with me, or my bare-naked metaphysical self. Many people—ordinary folk and
metaphysicians, included—may not believe themselves to be essentially souls or spirits, but they
do cling to the delusion that there is something in them, or about them, that each calls his or her
self. There is something it’s like to be me, they’d say, simply in virtue of being me!
The fact remains that social psychology and cognitive neuroscience, and the modular
model of the mind more generally, seem to squeeze out whatever sort of control and rational
agency we thought we had and relocate it to the whims of nature. There are several experiments
in psychology, for example, that demonstrate that subjects tend to misattribute arousal—whether
the arousal originates in a short bout of exercise or a fearful task—for feelings of attraction.1
fear-based arousal—and were then approached by a female confederate. The control group had
undergone the same procedure, but these subjects crossed a low stable bridge—so there was no
arousal. The experimental group tended to be more attracted to the female target; it is believed
theorized that the males misattributed the fear arousal for a feeling of attraction.2 Thus, the more
one’s heart rate is elevated, the more attracted one will be to a potential mate.
We like to think that we determine whether or not we feel attracted to another person, not
the uncontrollable fact of our elevated heart rate, but that is not the case. Several psychologists
Meyer stands at one end of a 450-ft suspension bridge located in a British Columbian park. The bridge is
made of wooden planks attached to wire cables and spans a deep canyon. Like many who visit the park,
Meyer decides to test his nerve by crossing the narrow bridge…When Meyer looks up again, he notices an
attractive woman. Under different circumstances, Meyer might have been only moderately attracted to her,
but in his aroused state he is strongly attracted to her. He introduces himself to her and later asks for her
phone number. They date, fall in love, and eventually marry. Research suggests that if Meyer had been
crossing a lower, wooden bridge instead of the suspension bridge, he would have been less attracted to the
woman.”3
My intuition about what persons tend to think of as their self is merely the object of their
consciousness. What I am, in this moment, are the things of which I am conscious, or attentive.
Whatever I think, those thoughts—and the one who is assumed to be generating them— that’s
me! The one who seems to be doing the thinking is the one who is imputed to be the thinker.
But—funny story—there is no thinker. It is just a body and a brain, with a web of sensations and
thought thoughts that flow in and out of consciousness from environmental stimuli like cars in
the Holland tunnel. Thoughts merely occur to the mind, and because some person experiences
thoughts she thinks are hers in a deep could-not-possibly-be-otherwise sense. (This is the
ultimate source of resentment, indignation, shame, anger, hatred, and so on The realization that
thoughts think themselves peels away the force of these negative emotions, given that the person
who experiences them realizes that they have no essential content. They are empty—devoid of
meaning until one imbues them with it—and, as such, negate the toxic self-identification with
But I digress. The point is that subtle forces in the environment—perceptual and
affective stimuli of which we are habitually unaware—alter human perception and thus render
silly the view that human agency exists in any robust manner. There is something in the very
idea of freedom that assumes a certain degree of rationality—a sort of cognitive stoicism, if you
will—that is, unfortunately, no longer on the table, as far as modern psychology is concerned.
Persons, as highly complex intelligent mammals, live in an illusory bubble of selfhood or,
more specifically, self-identification with thought and feeling and desire. The self-identification
is causally linked to the ubiquity of retribution, or desert, or the condition of deserving some
attribution of blame or praise, punishment or reward. The evolutionary heritage of humanity has
made it near impossible to recognize that there are quite possibly necessary and sufficient causes
of wrongdoing which can be causally connected (and adequately explained) without reference to
the agent her/himself. There is, to use Parfit’s phrase, a complete description of the relevant facts
that do not presuppose that they refer to any person. Moreover, this complete description would
include all the relevant causes of one’s action (or character), most of which will have been
outside the agent’s domain of control. It is as if humanity had assumed that each person’s
characteristics, behavior, motives, and values were in her basket of control, and that, once the
science of human nature developed, we started removing items from this basket—schizophrenia,
brain tumors, and even less ordinarily compulsive items such as political orientation (which is
If I had Ted Bundy’s genes and early environment, I would be him. There is nothing more
in me, or of me, or that constitutes the sort of person I most essentially am (whatever that
nonsense is supposed to mean), than there is in Bundy. A person is, in the relevant respects,
merely a center of experience, an agent to which certain agentive qualities are attributed (to aid
in the prediction of future behavior) but which she neither caused herself to have, nor is most
essentially those qualities. There are no essences or souls, or spiritual substances. Even if there
were such things, they would not add anything to the mix, independent of one’s genetics, early
experience, structural and functional development, psychological condition, and so forth. We just
trapped in this histrionic bubble, and it often leads each to blame those who are no more
blameworthy than the seemingly “normal” folk. The illusion, with regard to Ted Bundy, is that it
was Bundy himself who chose to be the way he is, to be the sort of person who acts as he does
and has the sort of intentions he happens to have, and thus that he deserves some drastic
retribution have hijacked the human emotions—resentment and disapprobation, disgust, fear, and
empathy—to an extent that calls for the blaming of persons for what is in fact the sheer
unfolding of physical events as imputed to human agents. This is not only an assumption that
Bundy, and other psychopaths like him, can plausibly be said to satisfy the conditions of
control invoked by many philosophers. Now, they might be inclined—and most are—to simply
illness, structural or functional brain impairment, phobia, direct-brain stimulation, and so on. The
“and so on” is the problem; the modern sciences of human nature reveal more and more cases
that philosophers are prone to exempt from their theories of free choice. But sooner or later, they
will exempt themselves! Most philosophers—and ordinary folk, too—agree that, when we
discover that a psychopath performs the sort of horrible acts that he does, not because he is
intrinsically evil, but because his prefrontal cortex is offline, or his amygdala is hyperactive (or,
worse yet, some combination of both), we longer blame him for his actions. No, now we blame
circumstances or the relevant causal history that gave him the sort of brain that he has, and his
psychologically and neurophysiologically impaired. But what about ‘normal’ people? There is no
act of ‘compulsion’ in my brain, since it functions normally, and I have undergone, luckily, a
very healthy early development. I grant that it is plausible to claim that the psychopath is not
morally responsible. Why is my case in any way similar? The psychopath decides whether to
severely injure another person or not; his brain makes it the case that he cannot even form the
intention to not severely injure this person. I am free to decide whether or not to buy a car, say,
or to perform any other mundane morally-neutral action. How do you make the leap from the
This is the central question. It lies at the heart of the disagreement between many in the
freedom and moral responsibility debate. Here, I offer one of the ways I might reply. First,
compulsion (broadly construed) is in large part a matter of degree, as I’ve suggested above. The
psychopath may be 100 percent compelled—by certain brain impairments or childhood trauma—
to severely injure another person. I may be, while fully neurologically healthy, compelled by
subliminal advertising, priming or availability biases, undue societal pressure, or even poverty, to
perform a certain action. These are all things that influence a person’s judgement and may
overturn her decision completely The same cannot be said of her imaginary doppelganger, in
another universe, who is fully rational and therefore unphased by such irrelevant heuristics. The
percentage of compulsion by some factor is 0.05, then we tentatively feel justified in blaming
someone for a wrong act. But at what point does blame evaporate? 0.35? 0.48? Libertarians hang
their hat on the equilibrium, those indeterminate toss-up decisions that really could go either
way, each with an objective probability of 0.5. Does this seem right? Are we to place freedom in
the tiny wedge of the unresolved—to grant responsibility on account of one side of the coin, but
not the other? Add to this the fact that compulsion—however subtle—compounds to make one
action particularly likely, and you can see why I take robust free agency to be a
phenomenological hallucination.
Recall above the objection that attempted to delineate clear-cut compulsion (as in the
psychopath’s case) to seemingly no compulsion (in the case of “normal” folk). The objector
claimed that she was “free to decide whether or not to buy a car.” But consider that the effect of
priming interferes with this sort of decision also. Subtle, subliminal influences quite literally
compel us to purchase cars, when we did not necessarily have such an intention in the first place.
According to one study, merely asking subjects a question like “Do you intend to buy a new car
in the next six months?” increased automobile purchase by 35 percent.1 A similar finding (albeit
a slightly weaker one) suggests that the same can be done with voting (a 25% increase). Thus,
the ways in which our brains are wired, and the context of our immediate environment, influence
(and often overturn) the decisions we make. The operation on auto-pilot via heuristics distorts
judgements to a significant degree, but the crucial point is that there is nothing in the agent that
changes between possible worlds. She is not a difference-maker in the world, as it were, and yet
her action—her decision—is overturned in accord with a change in the her immediate
circumstances. The mere presence of the subliminal artifact in the environment is occasionally
sufficient to ensure that she does or chooses what she did not necessarily intend to do or choose.
And she is not conscious of any of it. The variable in this case is not the agent or her “will,” but
rather the universe itself. The agent seems to disappear; all of the relevant psychological
conditions in her are identical, yet a factor that was external to her compelled her to do, and want
human nature or our psychological constitution) does not undermine freedom could conceivably
deny that freedom requires that one be the ultimate source of one’s action, motives, reasons,
values, and so forth. In other words, it may in fact be possible to draw a line that that separates
free agents, or persons, from mere dust, provided that the perquisites of free agency do not
account of free choice would, and do, claim this. They say that to be free is to recognize, and
respond to, reasons. A person—a psychopathic murderer, say—is not free, given that she (or,
more likely, he) is unreachable, in a sense, or would not modify his behavior in the light of new
reasons for so doing. This is prima facie plausible, but it invites quite a few objections. Recall
that it was conceivable to not demand that persons be ultimate sources of their actions, motives,
values, and so on. Let’s grant this distinction for the sake of argument. It simply moves the
question backward, so to speak, since the reasons themselves occur to one by chance. But this
would surely be denied also, so consider this, then. These reasons, even if it is irrelevant that
everything is due to chance, are themselves illegitimate, in many cases. Recall, for instance, the
nature of human social psychology that misattributes feelings of attraction. The inputs we use to
behavior, in ways which are undeniable. One may deny that the source of the reasons that occur
to a person is irrelevant, but they cannot dodge the fact that many of the reasons (or motives,
preferences, values, and so forth) used to inform decision-making are illegitimate, unconscious,
I am inclined to believe that there is no solution to this problem of luck and the totality of
compulsion. The progress of the scientific age is in some sense a function of discovering the
laws of nature and, from the perspective of the universe, peering into human affairs. This project
interpersonal relations. These two perspectives—what I call the ultimate and the mundane—are
quite possibly irreconcilable. But perhaps one of them is right. Perhaps we can indulge in our
primeval desire to have cosmic significance and to shield ourselves from the laws of nature.
Perhaps we can erect a bubble around the dimension of human affairs, knowing full well that it is
ultimately nonsense, but nonetheless advertise humanity with a sign that reads: “Agency and
Thomas Nagel, in his remarkable piece on “Moral Luck,” agrees to a large extent, and
The problem arises, I believe, because the self which acts and is the object of moral judgment is threatened
with dissolution by the absorption of its acts and impulses into the class of events. Moral judgment of a
person is judgment not of what happens to him, but of him…The effect of concentrating on the influence of
what is not under his control is to make this responsible self seem to disappear, swallowed up by the order
of mere events…I believe that in a sense the problem has no solution, because something in the idea of
agency is incompatible with actions being events, or people being things. But as the external determinants
of what someone has done are gradually exposed, in their effect on consequences, character, and choice
itself, it becomes gradually clear that actions are events and people things. Eventually nothing remains
which can be ascribed to the responsible self, and we are left with nothing but a portion of the larger
sequence of events, which can be deplored or celebrated, but not blamed or praised. 4
If there is a solution, it is to be found in the nature of the interpersonal relationships.
Science, for its part, might inform the public of the various subtle perceptual illusions that seize
control from persons. Perhaps society may, with the aid of artificial intelligence and other
technology, diminish the objective probability of various “compulsions,” so that persons ipso
facto become arguably free in some weak sense. This may work against the charm of
humanity—with all its irrationality, delusion, and paradox—but it would render persons free in a
computer, could be built in such a way that it would be free in our sense of the term, and then
consider in what regard persons would be more or less free than the machine. Or, if one is
uncomfortable with pondering the innards of machinery, one can look instead to chimpanzee
bands, imagine a slightly more complex and intelligent species, and consider in what fashion
freedom would emerge—if it wasn’t already present in the chimpanzee society. Regardless, it is
clear to me that there are two perspectives in this debate—the mundane and the ultimate—and
that they provide fundamentally incompatible answers to the question of freedom, and whether it
Conclusion
In this essay, I have argued that two criteria for freedom which are generally taken to be
knowledge of the “external determinants” of human choice and action. Moreover, compulsion is
ordinarily assumed to be strictly overt and noticeable, but I maintain that it is ubiquitous and
borders on the ineluctable. One explanation for the former erroneous belief is an assumption
made about the sort of metaphysical self that “rationally” guides thought; another is the
phenomenological tug of the emotions. Finally, human psychology is such that it is susceptible to
significant subliminal influence, unconscious cognitive bias, and so on, and this is where it is
plausible to find the jump from disordered agents to “normal” agents. Persons might be freer
than bacteria, or mere dust, but this quasi-freedom is in no way as robust as one would hope.
Notes
1. Foster, C. A. et al. (1998), “Arousal and Attraction: Evidence for Automatic and
Controlled Processes,” Journal of Personality and Social Psychology 74 (1), pp. 86-101.
2. Dutton, D., & Aron, A. P. (1974), “Some evidence for heightened sexual attraction under
conditions of high anxiety,” Journal of Personality and Social Psychology 23, pp. 510-
517.
3. Foster, C. A. et al., “Arousal and Attraction: Evidence for Automatic and Controlled
Processes.”
4. Nagel, Thomas (1979), “Moral Luck,” reprinted in Mortal Questions (New York:
Cambridge University), pp. 24-38.