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Investigation performed at The Ohio State University Wexner Medical Center, Columbus, Ohio
Background: Preoperative opioid use results in adverse outcomes and higher costs after elective surgery. However,
duration thresholds for higher risk are not entirely known. Therefore, the purpose of our study was to determine the number
and duration of preoperative opioid prescriptions in order to estimate the risk of postoperative adverse events after major
joint replacement and lumbar fusion.
Methods: National insurance claims data (2007 to September 30, 2015) were used to identify primary total knee
arthroplasties (TKAs), total hip arthroplasties (THAs), and 1 or 2-level posterior lumbar fusions (PLFs) performed for
degenerative disease. The effect of preoperative opioid burden (naive, £3 months, >3 to 6 months, >6 months but
stopped 3 months before surgery, and >6 months of continuous use) on the risks of various adverse outcomes was
studied using Cox proportional hazards analysis with adjustment for demographic and clinical covariates.
Results: A total of 58,082 patients stratified into 3 cohorts of 32,667 with TKA, 14,734 with THA, and 10,681 with 1 or
2-level PLF were included for this analysis. A duration of preoperative opioids of >3 months was associated with a higher
risk of 90-day emergency department (ED) visits for all causes and readmission after TKA. Preoperative opioid prescription
for >6 months was associated with a higher risk of all-cause and pain-related ED visits, wound dehiscence/infection, and
hospital readmission within 90 days as well as revision surgery within 1 year after TKA, THA, and PLF. Stopping the opioid
prescription 3 months preoperatively for chronic users resulted in a significant reduction in the risk of adverse outcomes,
with the greatest impact seen after THA and PLF.
Conclusions: Patients with a preoperative opioid prescription for up to 3 months before a major arthroplasty or a 1 or 2-
level lumbar fusion had a similar risk of adverse outcomes as opioid-naive patients. While >6 months of opioid use was
associated with a higher risk of adverse outcomes, a 3-month prescription-free period before the surgery appeared to
mitigate this risk for chronic users.
Level of Evidence: Therapeutic Level II. See Instructions for Authors for a complete description of levels of evidence.
T
he opioid epidemic in the United States has serious at least one opioid prescription for knee osteoarthritis in
consequences for both the health of Americans and the 20096-8.
nation’s economy. The financial burden of the opioid The use of opioids is associated with cognitive dysfunction,
epidemic was estimated to be $504 billion per year by the respiratory depression, impaired mobility, immunosuppression,
White House Council of Economic Advisers, which far exceeds delayed wound-healing, dependence, and hyperalgesia9. These
previous estimates1-5. Prescription for orthopaedic conditions negative effects directly and indirectly lead to adverse patient
constitutes one of the highest burdens of opioid consumption, health, especially in those undergoing major surgery. Prior lit-
with a 660% rise in prescriptions for back pain from 1997 to erature has shown that preoperative opioid use results in poor
2006 and an estimated 40% of Medicare beneficiaries receiving pain outcomes, complications, higher costs, delays in return to
Disclosure: The authors received no funding for this study. On the Disclosure of Potential Conflicts of Interest forms, which are provided with the online
version of the article, one or more of the authors checked “yes” to indicate that the author had a relevant financial relationship in the biomedical arena
outside the submitted work (http://links.lww.com/JBJS/F57).
work, early revision, and a risk of chronic postoperative opioid this database, longitudinal research can be performed over the
use after spinal fusion10-22 and major joint arthroplasty8,23-31. full data set using 1 or a combination of identifiable fields on
While these adverse outcomes have been extensively studied, claims records. These include, but are not limited to, Inter-
the duration of preoperative opioid use that constitutes a national Classification of Diseases, Ninth and Tenth Revisions
higher risk is not known. Additionally, varying definitions (ICD-9 and 10) diagnosis and procedural coding, Diagnosis-
and durations of opioid use in published studies preclude Related Groups (DRGs), Current Procedural Terminology (CPT)
meaningful correlation 8,10-18,21-31. codes, generic drug codes, prescription National Drug Codes
We used a single national database to identify duration (NDCs), discharge status, and physician specialty. Data are
thresholds of preoperative opioid use for known adverse de-identified and HIPAA (Health Insurance Portability and
outcomes after primary total knee arthroplasty (TKA), total Accountability Act, 1996)-compliant and were accessed
hip arthroplasty (THA), and 1 or 2-level posterior lumbar through the PearlDiver Technologies research platform32.
fusion (PLF) performed to treat degenerative disease. While
some authors used total morphine equivalents to study the Data Extraction
association between opioid burden and risk14-16,24,28,30,31, this Separate cohorts of primary TKAs, THAs, and 1 or 2-level PLFs
calculation is not routinely practical. Therefore, the purpose for degenerative disease were created using the first occurrence
of our study was to estimate the number and duration of of the respective ICD and CPT codes in the Humana national
preoperative opioid prescriptions that create a risk of adverse claims database from 2007 to September 30, 2015. Procedures
events postoperatively. We also estimated the benefit of were queried up to September 30, 2015 to allow analysis of 1-
stopping opioid prescription 3 months preoperatively for year revision surgery until September 30, 2016. We included
chronic preoperative users. Such data will be beneficial for only unilateral TKA and THA procedures, using CPT modi-
providers in their preoperative decision-making and patient fiers, and instrumented PLFs with or without an interbody cage
counseling, especially as we work toward improving the quality for degenerative disease. Patients with a previous spinal fusion
and value of care. or lower-extremity arthroplasty or a diagnosis of spine or
lower-extremity fracture, cervical spondylosis, rheumatoid
Materials and Methods arthritis, scoliosis, or paraplegia or quadriplegia were excluded
Data Source from all 3 cohorts to reduce confounding on opioid use and
Fig. 1
Algorithm for study inclusion and exclusion of patients with codes for primary TKA, THA, and 1 or 2-level PLF in the Humana database (see Appendix
Table E-1 for code descriptions).
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D U R AT I O N O F P R E O P E R AT I V E O P I O I D U S E
TABLE I Methodology for Classifying Duration of Preoperative Opioid Use Before Primary TKA, THA, and 1 or 2-Level PLF in Humana
Database
TABLE II Demographic and Clinical Profile of Patients in Humana Database Who Underwent Primary TKA, THA, or 1 or 2-Level PLF
No. (%)
TKA THA 1 or 2-Level PLF
TABLE III Duration of Preoperative Opioid Use Before Primary TKA, THA, and 1 or 2-Level PLF in Humana Database
No. (%)
Preoperative Opioid Use TKA THA 1 or 2-Level PLF P Value
TKA, THA, or PLF did not show a higher risk of wound com- were significantly associated with 90-day hospital readmission.
plications (Table V). Patients who used opioids for 6 months preoperatively but did
not have a prescription within 3 months before THA or PLF
Systemic Infection and Sepsis had a similar risk of readmission as opioid-naive patients in
The adjusted risk of 90-day systemic infection or sepsis was those groups (Table V).
significantly higher in the patients with >6 months of contin-
uous preoperative opioid use in the TKA and THA groups Revision Surgery
(Table V). More than 6 months of preoperative opioid use (with or
without stopping for 3 months before the surgery) was a sig-
Readmission nificant risk factor for revision surgery within 1 year after TKA
On adjusted Cox analysis, >3 months of opioid use before TKA on adjusted analysis. Whereas >6 months of continuous pre-
and >6 months of continuous opioid use before THA and PLF operative opioid use was a risk factor for revision surgery after
TABLE IV Cumulative Incidence and Log-Rank P Value for 90-Day Complications and Readmissions and 1-Year Revision Surgery According
to Duration of Preoperative Opioid Use in Humana Database
TABLE V Cox Hazards for 90-Day Complications and Readmissions and 1-Year Revision Surgery According to Duration of Preoperative
Opioid Use in Humana Database*
TKA
All-cause ED visits 1.06 (0.81-1.37); 0.68 1.41 (1.03-1.94); 0.03 1.59 (1.43-1.77); <0.001 1.43 (1.30-1.58); <0.001
Pain-related ED visits 0.79 (0.48-1.31); 0.36 1.64 (0.99-2.72); 0.05 1.75 (1.47-2.08); <0.001 1.61 (1.38-1.88); <0.001
Fall 1.11 (0.63-1.94); 0.72 0.94 (0.41-2.12); 0.88 1.66 (1.33-2.08); <0.001 1.52 (1.24-1.87); <0.001
DVT/PE 0.73 (0.43-1.22); 0.23 1.37 (0.79-2.38); 0.27 1.05 (0.85-1.30); 0.64 1.12 (0.93-1.35); 0.22
Wound dehiscence and infection 0.95 (0.64-1.40); 0.80 1.52 (0.98-2.36); 0.06 1.18 (0.99-1.39); 0.06 1.35 (1.17-1.55); <0.001
Systemic infection and sepsis 0.81 (0.49-1.33); 0.40 1.28 (0.72-2.28); 0.40 1.50 (1.24-1.80); <0.001 1.41 (1.19-1.67); 0.01
Readmission 1.05 (0.74-1.50); 0.77 1.54 (1.02-2.33); 0.04 1.33 (1.14-1.55); 0.003 1.20 (1.04-1.38); 0.01
Revision surgery 0.73 (0.27-1.99); 0.54 1.44 (0.53-3.93); 0.48 1.69 (1.21-2.36); 0.002 1.40 (1.03-1.89); 0.03
THA
All-cause ED visits 0.81 (0.60-1.10); 0.18 1.29 (0.91-1.82); 0.14 1.03 (0.83-1.29); 0.77 1.49 (1.30-1.71); <0.001
Pain-related ED visits 0.88 (0.52-1.50); 0.64 0.94 (0.47-1.86); 0.86 1.13 (0.78-1.65); 0.51 1.85 (1.48-2.32); <0.001
Fall 1.08 (0.64-1.81); 0.77 0.64 (0.28-1.46); 0.28 1.05 (0.70-1.57); 0.83 0.97 (0.73-1.31); 0.87
DVT/PE 1.09 (0.67-1.76); 0.73 1.16 (0.62-2.16); 0.64 1.04 (0.69-1.56); 0.84 1.23 (0.94-1.61); 0.13
Wound dehiscence and infection 1.16 (0.75-1.80); 0.49 1.36 (0.80-2.29); 0.25 1.19 (0.84-1.68); 0.32 1.45 (1.16-1.82); 0.001
Systemic infection and sepsis 1.26 (0.83-1.93); 0.28 1.05 (0.59-1.87); 0.86 1.22 (0.87-1.72); 0.25 1.29 (1.02-1.64); 0.04
Readmission 0.97 (0.67-1.40); 0.85 1.16 (0.74-1.83); 0.51 1.10 (0.83-1.45); 0.51 1.38 (1.15-1.65); 0.001
Revision surgery 1.26 (0.55-2.89); 0.59 <0.001 (0-infinity); 0.99 1.67 (0.95-2.92); 0.07 1.58 (1.06-2.37); 0.03
PLF
All-cause ED visits 0.76 (0.57-1.01); 0.06 1.10 (0.82-1.46); 0.55 1.18 (0.97-1.43); 0.09 1.30 (1.13-1.47); <0.001
Pain-related ED visits 0.66 (0.42-1.03); 0.07 1.38 (0.92-2.06); 0.12 1.32 (1.00-1.74); 0.05 1.54 (1.28-1.86); <0.001
Fall 0.66 (0.31-1.37); 0.26 0.83 (0.38-1.81); 0.64 1.37 (0.91-2.08); 0.13 1.05 (0.77-1.44); 0.75
DVT/PE 1.31 (0.70-2.46); 0.40 0.90 (0.40-1.98); 0.79 1.34 (0.83-2.18); 0.23 1.43 (1.02-2.02); 0.04
Wound dehiscence and infection 1.04 (0.67-1.62); 0.84 1.03 (0.63-1.69); 0.91 1.32 (0.96-1.82); 0.09 1.30 (1.04-1.63); 0.02
Systemic infection and sepsis 1.00 (0.68-1.51); 0.96 1.34 (0.88-2.04); 0.18 1.07 (0.78-1.48); 0.66 1.13 (0.91-1.40); 0.28
Readmission 1.02 (0.71-1.47); 0.91 1.41 (0.97-2.05); 0.07 0.99 (0.74-1.34); 0.96 1.44 (1.19-1.74); <0.001
Revision surgery 1.02 (0.50-2.07); 0.96 0.68 (0.27-1.72); 0.42 1.50 (0.93-2.40); 0.10 1.42 (1.01-2.00); 0.04
THA and PLF, patients with no prescription within 3 months Definitions of opioid use before arthroplasty or spinal
before the surgery did not show a higher risk than opioid-naive fusion have varied in prior studies8,11-16,18,23-31,37-39. In a study of
patients (Table V). 17,695 THA patients in the Humana database, Bedard et al.23
defined preoperative opioid use as filling an opioid prescription
Discussion within 3 months before surgery; 36.7% of their patients met
be important for informed risk assessment and preoperative prescribed, although this may be more practically relevant.
counseling of patients. Also, although we incorporated relevant demographic and
Our results indicated a differential effect of preoperative clinical variables in our Cox model, there may have been bias
opioid use on adverse outcomes after TKA, THA, and PLF. While due to unmeasured variables such as type and dose of opioids,
>3 to 6 months of opioid use was the threshold for a higher risk severity of disease, radiographic findings, operative time, and
of ED visits and readmission after TKA, ‡6 prescriptions over >6 blood loss, as these may impact the risk of adverse outcomes.
months immediately before the surgery increased this risk after This study was a comparative risk analysis of 3 major
THA and PLF. More than 6 months of continuous use was elective orthopaedic procedures in the same national population
associated with a higher risk of wound complications and revi- with uniform inclusion criteria and definition of variables. The
sion surgery after all 3 procedures. It is possible that prolonged ethical and implementation challenges in determining the risk of
preoperative opioid use reflects a higher severity of disease and opioid use/reduction in prospective clinical studies highlights the
therefore higher risk. Although the severity and duration of importance of retrospective analysis such as ours43. With respect to
disease are not discernable from claims data, our finding that opioid use before major arthroplasties and 1 or 2-level lumbar
stopping opioid prescriptions for chronic users reduced the risk fusion, prescription for up to 3 months prior to the procedure
of adverse outcomes implicates the role of opioids independent conferred a risk of adverse outcomes that was similar to that for
from disease severity and other factors. opioid-naive patients. While >6 months of opioid use was asso-
A detailed pathophysiologic description of the effect of ciated with a higher risk of ED visits, wound complications, re-
opioids is beyond the scope of this report; however, opioids are admission, and revision surgery, a 3-month prescription-free
known to cause hyperalgesia by nociceptive modulation, increase period before surgery appears to mitigate that risk for chronic
the risk of falls and fractures due to cognitive impairment and users. Surgeons should emphasize the downstream effects of
osteoporosis, increase the risk of wound complications by in- chronic opioid use at the outset of nonoperative management of
hibiting angiogenesis and macrophage recruitment, and increase degenerative musculoskeletal disease. However, like efforts toward
the risk of infection/sepsis through immunosuppression9,40. smoking cessation and optimization of nutrition, diabetes man-
Although these pathophysiologic effects of opioids are not readily agement, and weight, efforts to wean established opioid users off
apparent clinically, we found that ‡6 preoperative opioid pre- opioids before elective surgery have the potential to reduce the risk
scriptions over >6 months were associated with increases in the of adverse outcomes and associated additional health-care costs.
risk of falls after TKA, DVT/PE after PLF, and systemic infection
after TKA and THA. Appendix
The effect of stopping opioid prescription within 3 months Tables showing codes and definitions used to include and
before surgery for chronic users was not uniform. In the THA exclude patients in the primary TKA, THA, and PLF
and PLF groups, we found that the risk of all adverse outcomes cohorts and ICD-9/ICD-10 and CPT codes used to identify
was no longer significant whereas all adverse outcomes except primary outcome measures in the Humana database are
wound complications and DVT/PE remained significantly higher available with the online version of this article as a data sup-
after TKA. We were unable to hypothesize a reason for such plement at jbjs.org (http://links.lww.com/JBJS/F58). n
conflicting findings from our analysis. However, a benefit of
preoperative opioid reduction before TKA and THA was shown
previously by Nguyen et al.41. In their study, patients who
decreased their opioid burden by at least 50% had outcomes
Nikhil Jain, MD1
comparable with those for an opioid-naive group, with both
John L. Brock, BA2
groups demonstrating significantly improved pain and functional Azeem Tariq Malik, MBBS1
outcomes compared with patients who had not reduced their Frank M. Phillips, MD3
opioid use preoperatively. Recently, the authors of another report Safdar N. Khan, MD1
highlighted their institutional protocol of a 4 to 6-week opioid-
1The Ohio State University Wexner Medical Center, Columbus, Ohio
free period with routine drug testing before all elective joint
arthroplasty42. Because of the adverse consequences of abrupt 2Perelman School of Medicine, University of Pennsylvania, Philadelphia,
cessation by chronic opioid users, comprehensive opioid- Pennsylvania
weaning programs have been suggested to minimize risk and
maximize outcomes following major elective surgery43,44. 3Midwest Orthopaedics at Rush, Rush University Medical Center, Chicago,
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