Professional Documents
Culture Documents
Task
You are required to write an essay examining and appraising how a clinical audit in
your specialty practice area can impact education & training, clinical effectiveness,
staffing & staff management, and risk management. This appraisal is to include
benefits and limitations of undertaking a clinical audit, and draw upon resources from
your specialty practice area to substantiate your argument.
Headings Task
Title State the title of your appraisal in terms of your area of
1Scally,
G., & Donaldson, L. (1998). Clinical governance and the drive for quality
improvement in the new NHS in England. BMJ, 317, 61-65. Doi:
10.1136/bmj.317.7150.61
practice
Introduction Describe the structure of your essay, outlining your
argument and the points you will develop in the essay
Background Provide a background summary of clinical audits
Impacts of clinical audits Explain the impact of clinical audits on your area of specialty
practice using the subheadings as shown
Education & Training
Clinical Effectiveness
Risk Management
Staffing & Staff
Management
Examine the benefits of clinical audits as they apply to your
Benefits and Limitations
area of specialty practice
Reach a conclusion in relation to the application of the topic
Conclusion and Implications
to your specialty practice.
Preparation
Preparation for this assessment includes the completion of the appropriate modules in
this unit. Additionally, you should contact the clinical audit coordinator at your facility
for guidance as it applies to your area of practice.
Risk management
https://www.uhb.nhs.uk/clinical-governance-components.htm
Assessment 1: Clinical Audit Critique Rubric
Criteria High distinction Distinction Credit Pass Fail
2.5 to 3 points 2.25 to 2.49 points 1.95 to 2.24 points 1.5 to 1.94 points 0 to 1.4 points
Introduction: paper
provides a clear Introduction offers clear Introduction offers clear Introduction offers clear Introduction attempts to Limited to no
introduction outline of paper and outline of paper and outline of paper and offer outline of paper or introduction
provides direction for the provides clear direction provides direction for the provide direction for the
discussion for the discussion discussion discussion
5 to 6 points 4.5 to 5 points 3.9 to 4.5 points 3 to 3.9 points 0 to 2.8 points
Literature: demonstrated
use of relevant literature Literature cited is Literature cited is Literature cited is Some literature cited; Limited to no literature
relevant and extensive; relevant; some evidence appropriate and covers all only some references cited
consistent evidence of of wide reading crucial points; limited relevant to argument
wide reading evidence of wide reading Limited to minimal
literature cited
6.25 to 7.5 points 5.6 to 6.2 points 4.9 to 6 points 3.75 to 4.8 points 0 to 3.5 points
Concepts and theories:
demonstrated Evidence of high level of Evidence of substantial Evidence of Evidence of knowledge of Limited to no
understanding of the understanding of understanding of understanding of key fundamental concepts; understanding
topic and the concepts concepts/theories used, concept/theories used, ideas, awareness of their some understanding of demonstrated; paper does
and theories used demonstrates analysis, demonstrates some relevance; partial concepts/theories used; not answer the question
reflective and critical analysis, reflective and/or understanding of concepts paper addresses only
thinking; paper addresses critical thinking; paper and theories used; attempt some aspects of the
all aspects of the question addresses all aspects of at analysis of issues; question and contains
in an integrated way and the question, includes no paper addresses only either irrelevant material
contains no irrelevant irrelevant material or some aspects of the or repetition of ideas
material or repetition of repetition but has some question and/or contains
ideas weak connections some irrelevant material
between ideas and/or repetition of ideas
6.25 to 7.5 points 5.6 to 6.2 points 4.9 to 6 points 3.75 to 4.8 points 0 to 3.5 points
Arguments and analysis:
coherent argument Coherent and logical Well organised and clear Some evidence of an Mostly description rather Limited to no argument,
which is sustained by argument, extensively argument sustained by argument with some than argument or the only description or
logic and evidence sustained by readings and readings and evidence; support from readings argument is not well personal opinion, with no
evidence; argument argument reflects and evidence, but is supported, unclear or supporting logic or
reflects student’s critical student’s critical thinking unclear in some important logically flawed with evidence, isolated
thinking and synthesis; and synthesis of deeper areas; shows some use of limited support statements are made but
argument demonstrates and less obvious aspects analytical skills, and are not connected in any
imagination, originality of the argument; some originality or logical way
or flair demonstrates ability to insight
adapt and apply ideas to
new situations
2.5 to 3 points 2.25 to 2.49 points 1.95 to 2.24 points 1.5 to 1.94 points 0 to 1.4 points
Conclusion: paper offers
a purposive conclusion Conclusion presents no Conclusion presents no Conclusion attempts to Conclusion attempts to Limited to no conclusion
new material; offers a new material; offers a summarise the ideas or summarise the ideas or
summation of ideas, summation of ideas, discussion, draw together discussion; may offer the
draws together the draws together the the discussion or offer the student’s ‘position’;
discussion and offers the discussion and/or offers student’s ‘position’ drawn limited linking to
student’s ‘position’ drawn the student’s ‘position’ from the discussion in the discussion
from the discussion in the drawn from the body
body discussion in the body
1.25 to 1.5 points 1.1 to 1.25 points 0.9 to 1 points 0.75 to 0.85 points 0 to 0.7 points
Writing style: paper is
written in formal High level of clarity High level of clarity in Writing style is Writing style is only just Writing style is poor and
Australian English (written in Australian articulating (written in satisfactory and clear satisfactory and clear, unclear, many errors, not
academic style with English) in articulating & Australian English) & (written in Australian many errors, not written written in Australian
clarity and coherence presenting issues and presenting minimal issues English) but not in Australian English English
ideas in a concise, and ideas in a concise, presenting issues in a
coherent manner. coherent manner concise and coherent
manner
1.25 to 1.5 points 1.1 to 1.25 points 0.9 to 1 points 0.75 to 0.85 points 0 to 0.7 points
Presentation: paper Grammar, syntax, Grammar, syntax, Paper contains occasional Paper contains several Paper contains frequent
meets referencing and spelling, sentence and spelling, sentence and grammatical or spelling grammatical or spelling grammatical or spelling
presentation paragraph structure, paragraph structure, errors; inconsistent errors, inappropriate errors, inappropriate
requirements for formal paragraph linking, use of paragraph linking, use of referencing (APA 6th); language, and/or layout language and layout hard
written work section headings are section headings are word count adhered to hard to follow; to follow; limited or no
appropriate; accurate and mostly appropriate; inconsistent and/or referencing ( APA 6th);
systematic referencing ( mostly accurate and incorrect referencing word count not adhered to
APA 6th); word count systematic referencing ( (APA 6th); word count
adhered to APA 6th); word count not adhered to
adhered to
Nuts and Bolts Items to Note for Assessments 1 & 2
Presentation
Word count
References required
Assessment 1: Minimum of 15
Assessment 2: Minimum of 15
Referencing
Acceptable resources
Unacceptable resources
Evidence summaries
Information fact sheets
Blogs
University and library libguides
Wikipedia
Online and text dictionaries
Resources outside the specified date range above
Resources with no date or author
References
Addis, M.E. & Krasnow, A.D. (2000). A national survey of practicing
psychologists' attitudes toward psychotherapy treatment manuals. Journal of
Consulting and Clinical Psychology, 68(2),331-339.
Cabana, M.D., Rand, S., Powe, N.R., Wu, A.W., Wilson, M.H., Abboud, P.A.,
Rubin, H.R. (1999). Why don't physicians follow clinical practice guidelines? A
framework for improvement. Journal of the American Medical Association,
282(15),1458-1465.
Holmboe, E. S. Practice Audit, Medical Record Review, and Chart-Stimulated
Recall. In Holmboe E. S. and Hawkins R. E. (eds): Practical Guide to the
Evaluation of Clinical Competence. Philadelphia, USA: Mosby Elsevier, 2008, pp
60-74.
Kramer, T.L. & Burns, B.J. (2008). Implementing Cognitive Behavioural Therapy
in the real world: A case study of two mental health centers. Implementation
Science, 3:14.
ABSTRACT
The main aim of the project is atomization of the clinical auditing system to atomize all
clinical data from manual errands. It is a front end database for the hospital in the image
based clinical auditing system. This application can be used to analyze the complete
clinical audit process and how this data is used to evaluate the patient information and
their health improvement process. This project also focuses on data reliability by
maintaining the database solutions. All updating from the auditing will be performed
regularly and sporadically analyses the data. This application will provides the frontend
database and used to Analyzing The internal audit for organization in any hospital. It will
provide a user interface for any user and icon based auditing system. In this dissertation
the project will provides the security in each and every level of the database. Only
Administrator can have the right to add the clinical data and the number of user in the
hospital. For the others the level of hierarchy will maintain with the surety access.
Periodically final reports will generates and the reports will export to the excel format as
for the operations required.
CHAPTER 1
INTRODUCTION
1.0 What is Clinical Auditing?
Clinical audit is a process that has been defined as “a quality improvement process that
seeks to improve patient care and outcomes through systematic review of care against
explicit criteria and the implementation of change”. (NICE, 2002)
The key component of clinical audit is that performance is reviewed (or audited) to
ensure that what should be done is being done, and if not it provides a framework to
enable improvements to be made. It had been formally incorporated in the healthcare
systems of a number of countries, for instance in 1993 into the United
Kingdom’s National Health Service (NHS), and within the NHS there is a clinical audit
guidance group in the UK.
One of first ever clinical audits was undertaken by Florence Nightingale during
the Crimean War of 1853-1855. On arrival at the medical barracks hospital in Scutari in
1854, Florence was appalled by the unsanitary conditions and high mortality
rates among injured or ill soldiers. She and her team of 38 nurses applied strict sanitary
routines and standards of hygiene to the hospital and equipment, and with Florence’s
gift with mathematics and statistics, kept meticulous records of the mortality rates
among the hospital patients. Following this change the mortality rates fell from 40% to
2%, and were instrumental in overcoming the resistance of the British doctors and
officers to Florence’s procedures. Her methodical approach, as well as the emphasis on
uniformity and comparability of the results of health care, is recognised as one of the
earliest programs of outcomes management.
Another famous figure who advocated clinical audit was Ernest Codman .He became
known as the first true medical auditor following his work in 1912 on monitoring
surgical outcomes. Codman’s “end result idea” was to follow every patient’s case history
after surgery to identify individual surgeon’s errors on specific patients. Although his
work is often neglected in the history of health care assessment, Codman’s work
anticipated contemporary approaches to quality monitoring and assurance, establishing
accountability, and allocating and managing resources efficiently.
As concepts of clinical audit have developed, so too have the definitions which sought
to encapsulate and explain the idea. These changes generally reflect the movement
away from the medico-centric views of the mid-Twentieth Century to the more
multidisciplinary approach used in modern healthcare. It also reflects the change in
focus from a professionally-centred view of health provision to the view of the patient-
centred approach. These changes can be seen from comparison of the following
definitions.
In 1989, the White Paper, Working for patients, saw the first move in the UK to
standardise clinical audit as part of professional healthcare. The paper defined medical
audit (as it was called then) as
“the systematic critical analysis of the quality of medical care including the procedures
used for diagnosis and treatment, the use of resources and the resulting outcome and
quality of life for the patient.”
Medical audit later evolved into clinical audit and a revised definition was announced by
the NHS Executive:
“Clinical audit is the systematic analysis of the quality of healthcare, including the
procedures used for diagnosis, treatment and care, the use of resources and the
resulting outcome and quality of life for the patient.”
The National Institute for Health and Clinical Excellence (NICE) published the
paper Principles for Best Practice in Clinical Audit, which defines clinical audit as
“A quality improvement process that seeks to improve patient care and outcomes
through systematic review of care against explicit criteria and the implementation of
change. Aspects of the structure, processes, and outcomes of care are selected and
systematically evaluated against explicit criteria. Where indicated, changes are
implemented at an individual, team, or service level and further monitoring is used to
confirm improvement in healthcare delivery.”
Types of Audit
Standards-based audit – A cycle which involves defining standards, collecting data to
measure current practice against those standards, and implementing any changes
deemed necessary.
Adverse occurrence screening and critical incident monitoring – This is often used
to peer review cases which have caused concern or from which there was an unexpected
outcome. The multidisciplinary team discusses individual anonymous cases to reflect
upon the way the team functioned and to learn for the future. In the primary care
setting, this is described as a ‘significant event audit’.
Peer review – An assessment of the quality of care provided by a clinical team with a
view to improving clinical care. Individual cases are discussed by peers to determine,
with the benefit of hindsight, whether the best care was given. This is similar to the
method described above, but might include ‘interesting’ or ‘unusual’ cases rather than
problematic ones. Unfortunately, recommendations made from these reviews are often
not pursued as there is no systematic method to follow.
Patient surveys and focus groups – These are methods used to obtain users’ views about
the quality of care they have received. Surveys carried out for their own sake are often
meaningless, but when they are undertaken to collect data they can be extremely
productive.
Clinical Governance is a system through which NHS organisations are accountable for
continuously improving the quality of services, and ensures that there are clean lines of
accountability within NHS trusts and that there is a comprehensive programme of
quality improvement systems. The six pillars of clinical governance include:
Clinical Effectiveness
Openness
Risk Management
Clinical audit was incorporated within Clinical Governance in the 1997 White Paper, “The
New NHS, Modern, Dependable”, which brought together disparate service
improvement processes and formally established them into a coherent Clinical
Governance framework.
Where national standards and guidelines exist; where there is conclusive evidence about
effective clinical practice (i.e. evidence).
Areas of high volume, high risk or high cost, in which improvements can be made.
A standard is the threshold of the expected compliance for each criterion (these are
usually expressed as a percentage). For the above example an appropriate standard
would be: ‘There is evidence of parent / carer in care planning in 90% of cases’.
Sample sizes for data collection are often a compromise between the statistical validity
of the results and pragmatically issues around data collection. Data to be collected may
be available in a computerised information system, or in other cases it may be
appropriate to collect data manually or electronically using data capture solutions such
as Formic, depending on the outcome being measured. In either case, considerations
need to be given to what data will be collected, where the data will be found, and who
will do the data collection.
Ethical issues must also be considered; the data collected must relate only to the
objectives of the audit, and staff and patient confidentiality must be respected –
identifiable information must not be used. Any potentially sensitive topics should be
discussed with the local Research Ethics Committee.
In theory, any case where the standard (criteria or exceptions) was not met in 100% of
cases suggests a potential for improvement in care. In practice, where standard results
were close to 100%, it might be agreed that any further improvement will be difficult to
obtain and that other standards, with results further away from 100%, are the priority
targets for action. This decision will depend on the topic area – in some ‘life or death’
type cases, it will be important to achieve 100%, in other areas a much lower result
might still be considered acceptable.
Action plan development may involve refinement of the audit tool particularly if
measures used are found to be inappropriate or incorrectly assessed. In other instances
new process or outcome measures may be needed or involve linkages to other
departments or individuals. Too often audit results in criticism of other organisations,
departments or individuals without their knowledge or involvement. Joint audit is far
more profitable in this situation and should be encouraged by the Clinical Audit lead
and manager.
This stage is critical to the successful outcome of an audit process – as it verifies whether
the changes implemented have had an effect and to see if further improvements are
required to achieve the standards of healthcare delivery identified in stage 2.
Results of good audit should be disseminated both locally via the Strategic Health
Authorities and nationally where possible. Professional journals, such as the BMJ and
the Nursing Standard publish the findings of good quality audits, especially if the work
or the methodology is generalisable.
CHAPTER 2
2.0 Literature review:
Clinical audit process was actually introduced in 1993 by United Kingdom’s National
Health Services (NHS). The main purpose of clinical audit is to diagnose the patient and
giving treatment in regarding the quality of health care. In simple words Clinical audit
can be defined as the quality measures taken to improve the patient care and reviewing
the changes better outcome. It is a systematically practice to examine the patient in all
aspects. The main important aspect in clinical audit system is to ensure that everything
is done as per the predefined procedure and if not introducing measures to happen this.
Both the quantitative and qualitative approaches are considered for the research
process. Basic attributes that contribute the clinical audit system are analyzed by the
quantitative approach and even the hidden truths of the hospital maintenance can be
derived by these quantitative approaches. Behaviour the clinical auditing system and its
impact on the typical operations of hospital can be analyzed by the qualitative methods.
A separate database is maintained to record all the clinical audit issues and the same
data is used to populate at the front end. Research is the process of getting better
knowledge on new aspects and clinical audit is all about finding the best practices and
providing an interface to implement them and thus we can conclude that all the data
required for better implementation of clinical audit is based on the inputs provided at
the research level. All the statistical data that was collected can be best evaluated with
the help of database design and this design can is best decided by the quantitative
methods. Database capacity and its relevant can be decided with the help of these
methods. All the research is focused on the patient information and this information is
collected from the clinics directly to evaluate the best research methods.
The evaluation process of data related to the clinical auditing need the lot of effort and
time taking process. Sometimes it may take one month or more to evaluate a single file.
The quality of health care is provided by setting and estimating of best practice
Results are not movable to others, it shows specific and local to one individual patient
group
Normal clinical management will proceed whether patient contact is involved or not but
it doesn’t take any difference
Few audits can have efficiency to entail patient input and carry risks like psychological
harm and distress
Statistical analysis and interviews are best examples for research methodologies
Principles of good practice are source of theoretical constructs and measurement not
hypothesis
The quality of practice is improved by Clinical audit and Clinical research results to
enhanced knowledge
The Nurse role in clinical audit is to address the clinical governance which is focused on
the frame work. The information will be useful for the data collection correctly. While
nurses involve the ward staff, they indirectly correspond to the patient care. Since the
nurse managers have to avail a several tools to simplify the process systematically and
giving effective strategy. The nurse manger takes necessary steps for the audit to
encourage and empower the staff for the best resources as this is the first change agent.
(Morrell 1999; Harvey 1999).
As they believed in “change agents” and the second change agent was needed to
change the staff mode with the result of memo mostly, they are verified by opinion
leader who was a second change agent who was convinced with the conversation
(Lomas, 1991).
Innovator is fourth agent, here the ward staff enjoys on sudden change, and they are
passion to promote peers. These are offered and utilized by four change agents, nurse
led clinical audit are believed. (Morrell 1999; Harvey 1999).
Problems are identified in based clinical audit, to rectify the problem audit needs an
allocated time. It is an extra work for the team with the audit cycle working on a few
skilled members. To introduce clinical audit and pay to nurses need extra funds to
achieve the process but this resource is lacking in ward level (Chambers and Jolly, 2002;
Nice, 2002).
It is difficult to validate the ward staff to get audit result by not funding them. Absence
of good managers, the particular nurses role in audit will provide an effective training, if
audit is incomplete it is difficult to implement and it cannot be worth. (Smith, 2004; Kinn,
1995).