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The Evolution of CommonField Agriculture in
the Andes: A Hypothesis
Ricardo Godoy
Comparative Studies in Society and History / Volume 33 / Issue 02 / April 1991, pp 395
414
DOI: 10.1017/S0010417500017072, Published online: 03 June 2009
Link to this article: http://journals.cambridge.org/
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How to cite this article:
Ricardo Godoy (1991). The Evolution of CommonField Agriculture in the
Andes: A Hypothesis. Comparative Studies in Society and History,33, pp
395414 doi:10.1017/S0010417500017072
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The Evolution of Common-Field
Agriculture in the Andes:
A Hypothesis
RICARDO GODOY
Harvard University
Many of the ideas developed in this paper originated from discussions with Bruce Campbell. He
is not culpable for any errors or omissions in the essay and must be credited with any of its
strengths. I am also indebted to an anonymous referee for CSSH.
0010-4175/91/2720-4331 $5.00 © 1991 Society for Comparative Study of Society and History
395
396 RICARDO GODOY
palms, and irrigated farming. Indian villagers did not hold their lands in
common (Neale 1957:224), though village councils monitored agricultural
decisions (Maine 1876:122-4). Common-field agriculture in the Middle East
conforms closely to Thirsk's definition, though grazing on the harvest's after-
math may be unimportant (Coon 1951:186-7; Goodell 1977; Poyck 1962).
Outside of the Old World one finds common-field agriculture in the Central
Andes and in New England due, in part, to cultural diffusion from Europe. As
we shall see, Andean common-field agriculture has pre-Hispanic roots and
survives to the present. In contrast, because the ecological and the economic
conditions of colonial New England undermined common-field agriculture, it
disappeared in North America by the middle of the seventeenth century. The
ample virgin woods in colonial New England allowed the development of a
free-range system of cattle grazing instead of the more structured system of
pasturing on the commons. Vast expanses of land and the use of fish as
fertilizer made communal crop rotation and fallowing unnecessary and per-
mitted farmers to plant wheat, rye, or maize year after year in the same fields
(Walcott 1936).
In this essay I trace the evolution of common-field agriculture in the Andes
using admittedly fragmentary and scattered information.1 Although agri-
cultural historians have traced the evolution of common-field agriculture in
Europe, they have paid scant attention to it elsewhere. In the Andes, eth-
nologists have described contemporary forms of common-field agriculture,
viewing it as a reflection of a bucolic past, a well-adapted way of coping with
the exigencies and risks of mountainous environments. In this essay I move
away from an ethnological focus and instead emphasize the evolution of
common-field agriculture in the Andes as a response to the labor exactions of
the colonial government. Owing to the paucity of archaeological and eth-
nohistorical information, much of what is said here must be viewed as conjec-
tural, as a set of hypotheses.
In the Andes, as in medieval England, common-field agriculture
crystallized during a period of demographic collapse and heavy exactions of
labor. When labor shortages occurred, the increased demand for rural workers
during these periods created incentives for the Spanish Crown in the Andes to
coordinate local agricultural activities, arrange common-field systems, estab-
lish nucleate villages, and, in so doing, release scarce manpower for the
Crown, Church, and Spaniards. Faced with forced draft labor liabilities, peas-
ants probably saw in common-field agriculture benefits that would allow them
to weather more easily such impositions. For example, the pooling of herds to
1
The Andean common-field systems discussed in this essay are found in central and southern
Peru and in central Bolivia. The average elevation ranges from 3,000 to 4,100 meters above sea
level. See Orlove and Godoy (1986:175) for a descriptive analyses of contemporary common-
field systems in the Andes.
COMMON-FIELD AGRICULTURE IN THE ANDES 397
graze commonly on the stubble of arable land reduced the number of herders
needed to supervise animals, thereby allowing communities to increase the
supply of laborers to the outside world. Similarly, the setting aside of certain
fields for common agricultural use during the year made it possible for each
family to reduce the number of guards needed to watch over its fields. Be-
cause all villagers were planting crops in the same place, a few guards could
protect all of the community's planted fields.
Although labor shortages coupled with growing demand for workers pro-
vided general inducements for the Spanish Crown, local governments, and
peasants to develop common-field agriculture, the system also developed in
response to historical specificities. Spaniards introduced their own medieval
system of agriculture into the Andes during the mid-sixteenth century. The
early Spanish conquerors immigrated mainly from the provinces of Ex-
tremadura and Andalucia in which the two- and three-course systems devel-
oped fully. As we shall see, common-field agriculture in the Andes and in
medieval Spain display strong parallels traceable to the sixteenth century.
3
Herds would have still been important in agriculture, principally in cartage but not in
fertilizing fields.
400 RICARDO GODOY
zones, they were not explicitly brought by the peasants to graze or to fertilize
maize fields unless the highland harvest failed (Julien 1985:193).
With the emergence of the Inka empire came the intensification of agri-
culture, but it did not seem to bring highland farming and herding into closer
proximity. Like their predecessors, the Inkas faced a shortage of prime farm-
land (Means 1925) but continued to expand irrigation, ridge fields, and terrac-
ing into the higher ecological zones (Smith, Denevan, and Hamilton 1968;
Donkin 1979), and they offset the loss of soil fertility from more intensive
farming at lower elevations through the use of bird droppings and night soil in
the fields. Although the expansion of farmland reduced pastureland, it did not
seem to have led to communal grazing on stubble after harvest or to the
grazing of flocks on fallow fields. The shortage of pasture lands instead
compelled the Inkas to introduce herds of llama and alpacas into new
rangelands rather than to have these herds graze on farmlands (Murra
1980:93-94).
A diagnostic feature of common-field systems in Europe and the Andes has
been land reapportionment within the commons, a practice dating back to
Inka days, if not earlier. The state's interest in local agriculture was most
visible in the yearly reallotment of lands. Prior to the arrival of the Inkas,
periodic land reapportionment may have been a way of insuring that all
villagers obtained access to lands of different qualities (Murra 1980:29-30,
34). During the reign of the Inkas, true reapportionment of land gave way to
symbolic reapportionment. Lots left vacant by death or by marriage may have
been reallotted annually (Waman Puma 1980:223) among needy households,
but the so-called yearly redistributions were simply public confirmations by
the Inka or by local lords to the customary rights to parcels of households
(Murra 1980a:xv). The declining significance of periodic land reapportion-
ment may be traced to population pressure, shortage of land, and the emer-
gence of individual usufruct rights. The Inkas continued periodic land reap-
portionment to increase the peasants' household ability and willingness to
meet tribute obligations to the kings of Cusco. Finally, the Inkas divided the
communities' lands into three progressively larger sections destined, respec-
tively, for the Sun, the Inka, and the community (Mitchell 1980).4
Although agriculture and pastoralism probably did not overlap much in
space at the time of the conquest, highland Andean farming already contained
elements that would blend nicely with the common-field system of agriculture
imported by the Spanish conquerors: division of village lands into several
4
Periodic land redistribution may function to equalize people's rights of access to lands of
different qualities. The heavier burden of taxation imposed upon entire communities by central
governments or local lords, as happened in Russia from the eighteenth century onward, often
kindles "the peasant's preoccupations with equality" (Georgescu-Roegen 1969:77; Blum
1961:519-21; Seebohm 1905), encouraging villagers to continue the practice of periodic re-
distribution of land under the state's auspices. Periodic reallotments often continue well beyond
the end of servility (Georgescu-Roegen 1969:77).
COMMON-FIELD AGRICULTURE IN THE ANDES 4OI
great fields, reallotment of land, and state interest in local decisions. Much
remains to be learned about each of these three areas. Were the three great
fields subject to periodic fallow and rotation? Was land reapportionment effec-
tive or merely a symbolic gesture reaffirming households' right to manage
customary holdings? Did the Inka, in fact, play a decisive role or merely a
formal role in regulating fallow, leaving each community to decide its own
fallow cycle?
5
In this essay I am only concerned with Spanish common-field agriculture. There were other
forms of land husbandry prevalent in Spain at the time of the conquest, including irrigated
farmland, privately managed fruit orchards, hog raising, enclosed pastures to raise horse (de-
hesas) or oxen (dehesas boyal), kitchen gardens (huertos), and communal woodlands open for pig
raising.
402 RICARDO GODOY
region the distribution was for two or three years, according to whether the complete cycle of
rotation was two or three years. Each citizen, including the priest, carpenter, schoolteacher, and
veterinarian, received two or three plots within the section under cultivation that year, so that
good, average, and poor land would be equally distributed. . . . The names of each group of plots
forming a unit were written on slips of paper, along with the names of the men who had last
worked them. These slips were mixed in ajar, and a box of ten or twelve or the men in turn, drew
out their lots for that year" (Foster 1960:67). Random reallotments of land in the Iberian penin-
sula may date back to the tenth century (Vassberg 1974:396).
404 RICARDO GODOY
forests had served as favorite grazing grounds for herds of hogs. Hog raising
represented the most important and widespread economic activity for the
people there and explained the prosperity of southwestern Spain (Vassberg
1978:51). Forests provided pasture, firewood, lumber, hunting, fishing, and,
above all, acorns for hogs. The monarch and local governments carefully
protected woodlands and severely punished offenders (Vassberg 1978:52;
1980:481).
When Spain conquered the Andes, "it was considered natural that the
institution of public ownership, like others of the Castilian motherland, should
be transplanted to the New World" (Vassberg 1974:400). These same rights
were, to various degrees, transplanted to America. The Spanish conquerors,
for example, tried to legislate the old Castilian Mesta in the New World, but
the Crown's attempts in Santo Domingo and Mexico to introduce sheep mi-
grations were "frustrated by the absence of favorable geographic conditions
and by the greater attraction of other industries, notably mining" (Klein
1920:9). Nevertheless, the introduction and rapid spread of cattle and sheep in
the sixteenth century (Robertson 1926:10-13; Crosby 1973:94) did increase
the value of pasture in the Americas (Donkin 1979:110), forcing the Spanish
Crown to pass laws ordering communal stubble grazing (Chevalier 1953:6;
Simpson 1952:4-5). In Mexico, for example, the Crown and local authorities
explicitly placed fallow and recently harvested fields at the disposal of cattle
ranchers; but whereas in Medieval Spain the right to graze on stubble had been
a means of insuring that the poorest of society would gain access to extra
pasture, in the Americas that practice had exactly the opposite effect: It
allowed already influential herders and cattlemen to invade the lands of peas-
ants. In fact, it was the Spanish settlers in the New World, drawn mostly from
the poorer strata of Spanish society, who lobbied the most intensively in the
New World for legalization of stubble grazing rights. These same people had
lost these rights in Spain to wealthier landowners and now wished to insure
this minimum subsistence for themselves in their new homes (Chevalier
1970:86). Writing about colonial Mexico, Chevalier observed that
In accordance with the Castilian custom, stubble fields were by royal decree open to
common grazing, "once the harvest is gathered in." From 1565 on, all deeds issued by
the viceroys bore this clause. It seems to have been observed in the sixteenth century,
inasmuch as landowners were obliged to remove their fences after harvest time
(1970:57).
With the arrival of the Spaniards, highland agriculture and herding in the
Andes were drawn closer together. Former ethnic groups that had controlled a
variety of different ecological niches found themselves suddenly "amputated"
(Murra 1985:18) from access to different ecologies and their leaders. This
amputation encouraged the development of common-field agriculture in two
ways. First, it made the Indian community take on a greater responsibility in
decision making. Post-Hispanic Andean communities assumed some of the
COMMON-FIELD AGRICULTURE IN THE ANDES 4O5
tasks that had previously been in the hands of broader collectivities, such as
the state or the ethnic group. These tasks included the punishment of offend-
ing herders, the maintenance of irrigation ditches, and the like (McBride
1921:7-8). Second, the amputation forced households to become more self-
reliant by producing, or attempting to produce, goods previously produced by
specialists elsewhere. With the establishment of landed estates, communities
were forced to practice agriculture and pastoralism in more restricted areas
because they had lost control of the valley fields and, in the highlands, of the
range lands (Dew 1969:40). The system of agropastoral production became
geographically compressed (Brush 1977). Cut off from their warm valleys and
highland pasture grounds, and perhaps from some of their best tuber fields as
well, Andean peasants retreated to their nucleated community to cultivate a
variety of products and raise indigenous and European animals which had
previously thrived elsewhere in the kingdom. European ovines and cattle
fared poorly in the highlands and had to be raised at lower altitudes in
conjunction with farming.
in a way that other more intensive agricultural activities could not have sup-
ported. Wheat, barley, and rye were also lucrative crops to grow given the
Spaniards demand for bread. The new animals introduced by the Spaniards—
ovines, goats, pigs, and cattle—fared poorly in the highlands and probably
had to rely heavily on stubble grazing, fallow fields, and lomas (slopes) at
lower elevations (Rostworowski de Diez Canseco 1981:14, 45, 47, 54). Be-
cause llama and alpacas had virtually disappeared by the end of the sixteenth
century (Flores Ochoa 1977; Wheeler 1988), European animals were probably
the major grazers of agricultural fields.
The Spaniards encouraged common-field agriculture to achieve both more
efficiency in the allocation of scarce labor and to free a greater share of a
rapidly disappearing work force for labor services. Village nucleation sim-
plified administrative and ecclesiastical tasks and the communal management
of herding and agriculture, and the periodic reallotments of land in the com-
mon field freed and strengthened a larger share of the work force for outside
obligations. Common-field agriculture may have also helped peasants facing
heavy tribute liabilities and depopulation (Gade and Escobar 1982:438). For
example, the use of common fields permitted a savings in outlays for fencing;
the reduced number of guards needed to watch over the fields and stock of all
villagers allowed economies of scale in such supervision; and the practice of
pasturing in common saved "individual families the burden of constant super-
vision of pasturage or of hiring it out to be done" (Fernandez 1981:41). As
Fernandez observes for contemporary Asturias,
as the derrota has disappeared from most rural zones in Asturias, the care of the cattle,
the day in and day out responsibility of shifting them around between the widely
scattered meadows, has put a real burden on families—la esclavitud de las vacas (the
enslavement of cattle) as it is called (1981:41).
In addition, because common-field agriculture allowed the herds to be located
closer to the village rather than on the highlands, the herders could reduce the
amount of time and effort it took them to travel between their homes and the
herds. Village councils could also save information and transaction costs by
resolving questions over when and where to plant, where to pasture, and how
to till. This integration of pastoralism and farming allowed the herders to
assist households in carrying out agricultural tasks. McCorkle (1987:67) notes
that in the contemporary community of Usi in Cusco, Peru, peasants prefer
common-field agriculture over specialized year-round puna herding because
the former makes herders available for agricultural tasks. As McCorkle notes,
the maintenance of permanent herders in the puna syphons off valuable family
labor, creating incentives for peasants to keep their animals close to their
agricultural fields:
The real constraint here is . . . labor. Villagers verbalize one part of this problem by
reference to the many dangers of the remote punas; most notably, they cite attacks by
COMMON-FIELD AGRICULTURE IN THE ANDES 409
puma and murderous rustlers. . . . These, they say, are what necessitate that unique
feature of Usino estancia (permanent highland pasturing) operation: an adult's nightly
hike up to the ranch day in and day out across the year. This constitutes a significant
drain on family labor resources and aggregate caloric reserves. Or, as one man prag-
matically phrases it, "Most people just don't want to do all that walking" (1987:70).
And finally, there were advantages in periodically reallotting land among the
have-nots so all could bear an equal share of the tribute burden.
It is not a mere coincidence that common-field agriculture attained its most
complex form and survived the longest in the same area in the Andes that
faced the heaviest labor-tribute liabilities during the colonial era: the highlands
of Pasco, Junin, Lima, and Huancavelica in Peru down through the highland
belt to the Titicaca basin, and thence to the highlands of La Paz, Oruro, and
Potosi (Orlove and Godoy 1986:187). And to the extent that labor continues to
be a binding constraint to greater production in the Central Andes (Guillet
1980; Orlove 1977; Martinez Alier 1973), the incentives that created com-
mon-field agriculture in the sixteenth century may also account for its
survival.
CONCLUSION
One observes three denominators in the development of common-field agri-
culture in the Andes. First, as in England (Campbell and Godoy 1986),
common-field agriculture in the Andes is associated with a fanning system in
which fallowing occupies a central place, either as a source of herbage or as a
means of maintaining fertility and preventing soil deterioration or both. Fall-
owing enables easily impoverished soils to reestablish their fertility in the face
of intensification. In those parts of the Andes (such as the valleys) in which
herbage is available from alternative sources (either natural or produced) and
in which soils are less vulnerable and soil fertility can be maintained in other
ways, common-field agriculture has not developed.
Second, Andean common-field agriculture is associated with relatively
moderate population densities. Common fields are either absent or imper-
fectly developed in both the most populous and the most sparsely settled
areas. In the Andes common rules and regulations reached their fullest devel-
opment only during the postcontact phase of population decline, for the great-
est dividends accrued then from the pooling of scarce labor and organization
of basic farming tasks in common. In England, too, common-field agriculture
crystallized during a period of population decline (Campbell and Godoy
1986).
Finally, Andean common-field systems are associated with state societies;
they are unknown in tribal societies. The initiative for the systematisation of
cropping and grazing practices and institution of corporate village commu-
nities originated with the Spanish Crown rather than with the peasants. The
motive for intervening in this way was not altruistic: It stemmed from a desire
410 RICARDO GODOY
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