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WMR0010.1177/0734242X15607430Waste Management & ResearchSanjeevi and Shahabudeen

Original Article

Waste Management & Research

Optimal routing for efficient municipal


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DOI: 10.1177/0734242X15607430

ArcGIS application in Chennai, India wmr.sagepub.com

V Sanjeevi and P Shahabudeen

Abstract
Worldwide, about US$410 billion is spent every year to manage four billion tonnes of municipal solid wastes (MSW). Transport
cost alone constitutes more than 50% of the total expenditure on solid waste management (SWM) in major cities of the developed
world and the collection and transport cost is about 85% in the developing world. There is a need to improve the ability of the
city administrators to manage the municipal solid wastes with least cost. Since 2000, new technologies such as geographical
information system (GIS) and related optimization software have been used to optimize the haul route distances. The city limits of
Chennai were extended from 175 to 426 km2 in 2011, leading to sub-optimum levels in solid waste transportation of 4840 tonnes
per day. After developing a spatial database for the whole of Chennai with 200 wards, the route optimization procedures have
been run for the transport of solid wastes from 13 wards (generating nodes) to one transfer station (intermediary before landfill),
using ArcGIS. The optimization process reduced the distances travelled by 9.93%. The annual total cost incurred for this segment
alone is Indian Rupees (INR) 226.1 million. Savings in terms of time taken for both the current and shortest paths have also been
computed, considering traffic conditions. The overall savings are thus very meaningful and call for optimization of the haul routes
for the entire Chennai.

Keywords
ArcGIS, route optimization, savings; solid wastes management, transport costs

Introduction Research on routing optimization


Worldwide, approximately US$410 billion is spent every year
models using ArcGIS
(UNEP, 2013) to manage four billion tonnes (Chalmin and Over the years, and starting with 2005, research papers appeared
Gaillochet, 2009) of municipal solid wastes (MSW). The Solid regularly on the use of geographical information system (GIS)-
Wastes in a year in India are likely to reach 260 million tons by based applications on ISWM, and specifically the use of ArcGIS
2047, which is more than five times the current level (Essaku, for optimal routing. The authors have selected 17 useful case
2007). While the activities and responsibilities of city managements studies, covering various cities across the world, wherein GIS
that manage solid wastes increase, there is no corresponding are used; these are listed in Table 1.
increase in budget allocations. With ever-shrinking budgets for As early as 1993, Tsakiris and Salahoris used GIS for man-
city managements, the essential need is to manage waste with agement of water distribution. Massie (1995) applied GIS in the
least cost (Rogoff et al., 2010). Transport cost alone comes to area of SWM and Chang et al. (1997) adopted Linear, Interactive,
more than 50% of the total costs incurred in Integrated Solid and Discrete Optimizer (LINDO) and GIS technology for SWM
Waste Management (ISWM) in major cities of the developed in a specific city in Taiwan. According to them, the GIS envi-
world. However, in the developing countries (Ghose et al., 2006), ronment provides better graphical implementation of routing.
about 85% of the total costs is spent on collection and transport. According to Agha (2006), the collection process formed about
In the Corporation of Chennai (CoC), transport costs alone are 74% of the SWM cost and not much attention was paid to routing
22% of the total costs (Annual Budget of the Corporation of issues. Agha (2006) studied an area in Gaza Strip of 7–8 km2, to
Chennai, 2014–2015). The Chennai city limits were extended reduce the distance travelled by vehicles by 23.47%, leading to
from 175 to 426 km2 in 2011, leading to sub-optimum levels in a saving of US$1140 per month. Ghiani et al. (2005) used arc-
solid waste management (SWM) of 4840 tonnes per day. routing for determining the improved waste collection routes for
The initial SWM models are optimization based and most
dealt with minimizing costs (Berger C, Savard G and Wizere A,
Department of Industrial Engineering, Anna University, India
1999, Gottingger HW, 1991 & Huang GH, Baetz BW and Patry
GG, 1994). In the present research, the authors review the appli- Corresponding author:
cations of ArcGIS for cost-reduction opportunities in ISWM, by V Sanjeevi, Research Scholar, Department of Industrial Engineering,
College of Engineering, Anna University, Sardar Patel Road, Guindy,
identifying the optimal routing for transport of solid wastes, in a Chennai-600025, India.
demonstrative case of 13 city wards and one transfer station. Email: sanju0207@gmail.com
2 Waste Management & Research

Table 1.  List of case studies using GIS optimization tools.

Author Title Year City/ Country


Ghiani G, Guerriero F, Waste collection in southern Italy: solution of 2005 Italy
Improta G, Musmannod R a real-life arc routing problem
Badran MF, El-Haggar Optimization of municipal solid waste management in 2006 Port Said / Egypt
port Said – Egypt
Ghose MK, Dikshit AK, A GIS-based transportation model for solid waste 2006 Asansol / India
Sharma SK disposal – A case study on Asansol municipality
Agha SR Optimizing routing of municipal solid waste collection 2006 Gaza Strip
vehicles in Deir El-Balah – Gaza Strip
Apaydin O, Gonullu MT Route optimization for solid waste collection: Trabzon 2007 Trabzon / Turkey
(Turkey) case study
Apaydin O, Gonullu MT Emission control with route optimization in solid 2008 Izmir / Turkey
waste collection process: A case study
Lopez JV, Aguliar M, Optimizing the collection of used paper from small 2008 Madrid / Spain
Fernandez-Carrion S, business through GIS techniques: The Leganes case
Jimenez del Valle A (Madrid, Spain)
Kyessi A Tanzania GIS application in coordinating solid waste 2009 Dar es salaam /
collection: The case of Sinza neighbourhood in Tanzania
Kinondoni municipality, Dar es Salaam City, Tanzania
Ogwueleka TC Route optimization for solid waste collection: Onitsha 2009 Onitsha/ Nigeria
(Nigeria) case study
Thanh NP et al. GIS application for estimating the current status and 2009 Can Tho / Vietnam
improvement on municipal solid waste collection and
transport system: Case study of Can Tho city, Vietnam
Makan A, Manamis M, Solid waste management: case of collection and 2011 Azemmour /
Assobhei O, Loizidou M, vehicle routing problem in the city of Azemmour, Morocco
Mountadar M Morocco
Jamshidi A, Taghizadeh F, Sustainable municipal solid waste management (case 2011 Sarab / Iran
Ata D study: Sarab County, Iran)
Rodionov M, Toshihiko N Design of an optimal waste utilization system: A case 2011 St. Petersburg /
study in St. Petersburg, Russia Russia
Kanchanabhan TE, Abbas Optimum municipal solid waste collection using 2011 Pallavaram-
Mohaideen J, Srinivasan S, and geographical information system (GIS) and vehicle Chennai/ India
Lenin KSV tracking for Pallavaram municipality
Rajendra Kumar Kaushal, Municipal solid waste management in India- current 2012 India
George KV, Chabukdhara M state and future challenges: a review

Source: Authors listing from a collation of 387 studies.

a town in Southern Italy. Apaydin and Gonullu (2007) studied an of ArcGIS10.2.2 in an area of 34.9 km2, in 13 routes (routes
area of 40 km2 and identified the shortest path using commer- connecting 13 wards with one transfer station).
cially available software and found that the distance could be
reduced by 4–59%. The transport cost was of the order of
US$0.07–0.21 per tonne-km.
Chennai and solid wastes
The current cost for Chennai city is US$0.8–1.2 per tonne- Chennai, earlier called Madras, and established as a Corporation
km. Karadimas et al. (2007) used, may be for the first time, in the year 1688 by the East India Company, is one of the oldest
ArcGIS Network Analyst and examined an area of 1.34 km2 and municipal corporations in India. To go back in history, according
just one route in Athens, Greece and achieved a saving of 20% in to the first Census returns of India of 1871, the population of
route length. Ogwueleka (2009) used extended capacitated Arc Chennai was 432,000. It took nearly 70 years to double to
Routing Problem and reduced 16.31% of the distance travelled. 881,000 in 1941. The growth rate of population in 1941 stood at
Chalkias and Lasaridi (2009) used ArcGIS Network Analyst in 2.017% a year, which was much higher than what it was in 1881
the Municipality of Nikea, Greece and reduced the distance of (0.209%). However, it took only two decades (1941–1961) for
vehicles travel by 5.5%. In Greece, the waste collection and Chennai’s population to double yet again. In 1961, the total popu-
transport accounted for 70–100% of the total SWM cost. Chalkias lation of the city stood at 1.729 million. The spurt in population
and Lasaridi (2009) developed a spatial database of the study was staggering during the first decade (1941–1951) registering
area and then applied ArcGIS. In the study of Chennai, the an annual increase at 6.064%. It tapered off during 1951–1961 to
authors have carried out similar study with the latest version a much lower level at 2.21% per annum, as if to accommodate the
Sanjeevi and Shahabudeen 3

Figure 1.  Location of Chennai in India.

unprecedented growth during 1941–1951. During 1961–1971, The present research is conducted in a part of the area governed
the migration picked up again to boost the growth by 4.281% per by the CoC or, administratively, called the CMA, which is the fourth
annum and catapulted the population yet again through a third largest metropolitan city in India. The spurt in urbanization has led
doubling in 30 years to 3.84 million in 1991. It went up to 4.95 to unplanned management of high-cost solid waste handling. It is
million in 2001. According to Census 2011, the population of the capital of the State of Tamil Nadu and is located on the eastern
Chennai Metropolitan Area (CMA) with 15 zones and 200 wards coast (12° 85’ N 80° 13’ E and 13° 23’ N 80° 34’ E), and covers an
was 7.1 million. Population growth of the megacity witnessed area of 426 km2. The CMA’s location in India is shown in Figure 1.
ups and downs, with a good spurt at the beginning of the post- Chennai consists of 1.4 million households and about 1136
independence era. The spurt in growth during 1961–1971 could notified slums. Chennai is divided into 15 administrative zones
be attributed to rural–urban and urban–urban migration, both and 200 city wards (Source: Corporation of Chennai, Annual
from within Tamil Nadu and other states (Kumaran et al., 2013). Budget 2014–2015).
4 Waste Management & Research

Table 2.  Name of the zones with attached ward numbers. dumping yards. The current flow of solid wastes from house-
holds and streets and the complex network of roads are shown
Zone Name of the zone Ward numbers
pictorially in the following solid wastes flow diagram in Figure 3.
I Thiruvottiyur    1 to 14 The diagram is self-explanatory. The architecture of MSWM
II Manali   15 to 21 shows clearly the four components of the SWM system, namely,
III Madhavaram   22 to 33
generation, collection, transport and disposal.
IV Tondaiarpet   34 to 48
However, collection and disposal of the garbage generated in
V Royapuram   49 to 63
VI Thiru-Vi-Ka Nagar   64 to 78 the city is less than 60%, and of the collected garbage, much is
VII Ambattur   79 to 93 dumped in wetlands (Pallikaranai, Perungudi) and in Kodungaiyur
VIII Anna Nagar   94 to 108 and also low-lying areas around the city. The shortage of
IX Teynampet 109 to 126 conservancy staff in the city Corporation and lack of pragmatic
X Kodambakkam 127 to 142 planning are the major reasons for the sad state of affairs
XI Valasaravakkam 143 to 153 (Kumaran et al., 2013).
XII Alandur 154 to 167
While the generation is at the residences, commercial estab-
XIII Adyar 170 to 182
lishments and streets, the collection is also from the same loca-
XIV Perungudi 168,169, and 183 to 191
XV Sholinganallur 192 to 200 tions; the transport of the municipal wastes is first to the garbage
bins using tricycles and wheel barrows, to transfer stations using
bulk-garbage open tippers (light and heavy motor vehicles) and
Table 2 provides the names of the various zones and the wards then from there to dumping sites using multi-axle vehicles, both
attached to each zone. The map giving details of zones, transfer light and heavy. The disposal is by open dumping, although
stations, dumping yards, and ward-centroids of CMA is presented some part of the collection is composted at select points in the
in Figure 2. metropolis. The current network design on the other hand is
Solid waste management is the one of the major activities of given in Figure 4.
the CoC. This process is, however, very tedious as it involves The network design conveys the fact as to how the wastes
collection of garbage generated at every house through various from the 200 wards of Corporation in the 15 administrative zones
means and then moving the wastes to the two disposal sites or are collected and transported, on a daily tonnage basis, to the 12
the dumping yards, geographically located at the northern most transfer stations and then disposed of at the two dumping sites
and southern most points of the CMA. All of the 200 city wards with different types of vehicles. Note the solid wastes from zones
are estimated to generate about 4840 tonnes of garbage a day. 1–3 (456 tonnes per day) and zones 14–15 (344 tonnes per day)
The composition of solid wastes generated is given in Table 3. are directly dumped at the dumping yards at Kodungaiyur and
Note that the inert and the organic together comprise 67% of all Perungudi, respectively. A total of 4041 tonnes per day are trans-
the wastes. ferred to 9 transfer stations from zones 4–13 and then disposed of
The high moisture content in the solid wastes of 27.6% com- at 1612 tonnes per day at the Kodungaiyur dumping site and at
pared with the global average of about 10% leads to complicated 2429 tonnes per day at the Perungudi dumping site. Thus, a total
handling of garbage in Chennai. of 4841 tonnes of solid wastes are collected, transported and
disposed of in the metropolitan city of Chennai every day. Low-
The solid waste flow and current network capacity vehicles are used to haul the garbage collected from the
households and street bins.
Over 19,390 workers are engaged in the sweeping, collection of Presently, there are 12 transfer stations in use in Chennai
wastes, managing and operating the transport operations in the and they were created over the last 30 years, mainly for two
MSWM of the CMA. Of the total work force, as many as 6900 reasons: (a) to store and ensure movement through large-
workers manually sweep all of the 31,000 roads of the metropolis capacity vehicles to reduce the cost of transportation; and
and the 5022 workers with tricycles collect the wastes. The (b) to store the fluctuating, day-to-day generation of the wastes
Corporation employees are engaged in sweeping the streets of the in the city. The solid wastes collected from the 200 wards are
metropolis at least once a day, using brooms, brushes, wheel bins, transferred through the 12 transfer stations to the two dumping
wheelbarrows and also long brooms. The collected wastes are yards. With multiple transfer stations, which were created
dropped into the waste bins along the streets, placed at regular over a period of time in the CMA, the most optimal operation
intervals and according to the needs of the city households. Yet, becomes more complex.
with rapidly increasing population in the metropolis, there is
always a shortage of bins.
Study area
The solid wastes are collected by workers in each of the 200
wards and then transported to transfer stations (the storage points For this research, however, only a part of the CoC was taken
for garbage) and then to the dumping yards. The wastes from the having a contiguous area of 34.9 km2, involving 13 routes con-
wards closer to the dumping yards are moved directly to the necting 13 ward-centroids and one transfer station.
Sanjeevi and Shahabudeen 5

Figure 2.  CMA: zones, transfer stations, dumping yards, and ward-centroids.

Table 3.  Composition of solid wastes in Metropolitan The wards numbering 170 to 182 were taken up for study.
Chennai. These wards move the solid waste to transfer station 12. These
Type of wastes %
12 wards generate 187.4 tonnes of garbage daily (4% of total
Chennai garbage). The ward-wise tonnes that are moved daily to
Inerts 34.90 transfer station 12 and the distance travelled are given in Table 4.
Organic 32.57
The transfer station 12 handles the entire 187.4 tonnes daily and
Food 8.10
Wood/timber 7.00 transports the garbage using multi-axle vehicles to the dumping
Paper 6.50 yard at Perungudi.
Consumable plastic 5.10 The current cost component of the 13 wards that we are
Rags and textile 3.10 optimizing is about (Indian Rupees) INR 128 per tonne (source:
Rubber/leather 1.50 Corporation of Chennai Annual Budget 2014–2015). This cost
Industrial plastic 1.20 comes to INR 8.76 million per annum.
Others 0.03
The existing road network of the study area covering all of the
Source: Corporation of Chennai 2013. 13 wards and the transfer station is given in Figure 5.
6 Waste Management & Research

Figure 3.  Architecture of solid waste management: CMA.


Legend: LMV, light motor vehicles; HMV, heavy motor vehicles; MAV, multi-axle vehicles.

Table 4.  Distance and garbage transported daily from 13


wards attached to transfer station 12.

Ward TS Garbage Current distance


number (tonnes per day) (km)
170 12 15.75 5.36
171 12 16.81 5.44
172 12 11.24 10.62
173 12 18.29 14.26
174 12 37.92 14.34
175 12 10.34 14.24
176 12 13.66 17.92
177 12 11.03 12.70
178 12 6.74 16.80
179 12 17.39 17.10
Figure 4.  Current network design: CMA.
180 12 11.79 17.30
181 12 8.46 18.04
Why GIS? 182 12 7.96 18.62
Total 187.37 (Weighted average) 13.60
GIS is a software, designed to allow users to collect, manage,
Source: Corporation of Chennai 2013.
analyse and retrieve large volumes of spatially referenced data
and associated attribute data collected from a variety of sources
(Ghose et al., 2006). GIS enables the reader to visualize, and The routing solver within the ArcGIS network analyst,
interpret data for a better understanding of relationships, trends namely, the route is based on the Dijkstra algorithm (Dijkstra,
and patterns. Massie (1995) adopted GIS for improving SWM 1959), which solves the single source, shortest path problem.
programs. This algorithm was modified to incorporate real-word transport
Sanjeevi and Shahabudeen 7

Figure 5.  Road network of a part of Chennai Metropolitan Area.

data such as one-way settings, turn restrictions, and junction •• ArcGIS is applied by giving the starting node g and the
impudence. To identify the shortest path from a starting location ending node s. The algorithm identifies the shortest path
g to a destination s, Dijkstra’s algorithm keeps a set of junctions, and provides the same on a GIS map, along with route
G, whose final shortest path from g has already been computed. distance.
The algorithm repeatedly finds a junction in a set of junctions
that is the lowest path estimate, adds it to the set of junctions G,
and updates the shortest path estimates of all neighbours of this Case study and results
junction that are not in G. The algorithm continues until the The main objective was to minimize the total collection dis-
destination junction S is added to G. tance. This in turn would automatically reduce collection cost
The primary data comprised different map layers of the case and time. For this research, only a part of the CMA area was
study area. The layers are boundary (base map), road network,
taken, measuring 34.9 km2, involving 13 routes connecting 13
ward locations, TS locations and dumping yards. The primary
ward-centroids and one transfer station.
data consist of both spatial and attribute information.
The GIS provided all the available road connectivity between
•• The ward location includes the location of wards taken as the all the required points. After applying ArcGIS, by giving the
gravity location of the ward area. These are represented in starting nodes, i.e. various wards (170 to 182) one by one and the
triangular features. ending node, i.e. the transfer station 12, the algorithm identified
•• The road network consisting of four layers shows the four the shortest path and provided the same on a GIS map, along
different types of roads as part of the road network of the case with route distance, for each of the desired links. The ArcGIS-
study area, which is represented as different line features on generated optimized routes were compared with the current
the map. routes for all of the 13 wards to the transfer station TS12. For
•• Transfer stations and dumping yards are marked as red dots each ward the current route length is tabulated with the ArcGIS
with their names written in red colour. optimized routes length and the details are given for each link in
•• The topology checks are done to identify the missing links Table 5. The comparison of the current and ArcGIS route dis-
on all available routes and are rectified by visiting the actual tance generate a saving of 9.93% of the haul distance and the
location. reduction in weighted average tonne-km is 10.05%. Similarly
8 Waste Management & Research

Table 5.  Current distance versus ArcGIS route (shortest path) distance (km).

Ward TS Garbage Current ArcGIS Savings in Savings Savings in Current Savings in


(tonnes per distance distance distance in km tonne- km tonne- tonne-km
day) (km) (km) (km) (percent) per day km (percent)
170 12 15.75 5.36 3.54 1.82 33.96 28.67 84.42 33.96
171 12 16.81 5.44 5.44 0.00 0.00 0.00 91.45 0.00
172 12 11.24 10.62 10.30 0.32 3.01 3.60 119.37 3.02
173 12 18.29 14.26 11.42 2.84 19.92 51.94 260.82 19.91
174 12 37.92 14.34 13.72 0.62 4.32 23.51 543.77 4.32
175 12 10.34 14.24 12.30 1.94 13.62 20.06 147.24 13.62
176 12 13.66 17.92 14.38 3.54 19.75 48.36 244.79 19.76
177 12 11.03 12.70 10.84 1.86 14.65 20.52 140.08 14.65
178 12 6.74 16.80 13.92 2.88 17.14 19.41 113.23 17.14
179 12 17.39 17.10 14.82 2.28 13.33 39.65 297.37 13.33
180 12 11.79 17.30 17.30 0.00 0.00 0.00 203.97 0.00
181 12 8.46 18.04 18.00 0.04 0.22 0.34 152.62 0.22
182 12 7.96 18.62 18.62 0.00 0.00 0.00 148.22 0.00
Total 187.37 182.74 164.60 18.14 9.93a 256.06 2547.33 10.05b
aWeighted average savings in km.
bWeighted average savings in tonne-km.
Source: ArcGIS computation.

Table 6.  Current time versus ArcGIS route (shortest path) time (minutes).

Ward TS Current time ArcGIS time Number of signalized Number of signalized Current ArcGIS Savings
at average at average intersections in intersections in route route in time
speed in speed in current route ArcGIS route time in time in (percent)
minutes: minutes: (cycle times in (cycle times in minutes: minutes:
seconds seconds minutes: seconds) minutes: seconds) seconds seconds
170 12 17:52 11:48 1 (01:30) 0 (00:00) 19:28 11:48 39.38
171 12 18:08 18:08 3 (03:30) 3 (03:30) 21:38 21:38 0.00
172 12 35:24 34:20 9 (10:30) 8 (06:00) 45:54 40:20 12.13
173 12 47:32 38:04 12 (09:00) 11 (09:00) 56:32 47:04 16.75
174 12 47:48 45:44 7 (08:00) 4 (04:00) 55:48 49:44 10.87
175 12 47:28 41:00 9 (12:00) 8 (10:30) 59:28 51:30 13.40
176 12 59:44 47:44 9 (10:00) 9 (10:00) 69:44 57:44 17.21
177 12 42:20 36:08 1 (01:30) 0 (00:00) 43:50 36:08 17.57
178 12 56:00 46:24 9 (09:00) 6 (06:00) 65:00 52:24 19.38
179 12 57:00 49:24 7 (08:00) 6 (06:30) 65:00 55:54 14.00
180 12 57:40 57:40 9 (09:00) 9 (09:00) 66:40 66:40 0.00
181 12 60:08 60:00 12 (15:00) 8 (11:00) 75:08 71:00 5.50
182 12 62:04 62:04 9 (10:30) 9 (10:30) 72:34 72:34 0.00
Total 609:08 548:28 94 (107:30) 79 (86:00) 651:44 634:28 11.48a
aWeighted average savings in minutes.

Source: ArcGIS computation and traffic data from Chennai Metropolitan Police.

the comparison of the current and ArcGIS route time generate a vehicles and the number of intersections and taking only half
saving of 11.48%. the signalling cycle times from green-to-green light. The
The authors also collected data on traffic conditions to check detailed time calculation is given for each link in Table 6.
the impact in the time taken for the vehicles to cover the current The digitized maps giving the current and computed route
and shortest routes. As per the traffic department of Chennai (shortest path) are given for selected wards where there is
Metropolitan Police the average speed of heavy vehicles is 18 relatively major difference between the current route distance
km h1. However, there is a change in the number of intersec- and optimal or ArcGIS route distance to the transfer station.
tions between the current and shortest paths. The current and The route maps for wards 170 and 173 to transfer station are
revised timings are arrived at using the average speed of given in Figures 6 and 7, respectively.
Sanjeevi and Shahabudeen 9

Figure 6.  Current route versus optimum route for ward 170.

Figure 7.  Current route versus optimum route for ward 173.
10 Waste Management & Research

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