Professional Documents
Culture Documents
by
STEPHEN H. WATSON
University of Notre Dame
ABSTRACT
Paul Klee’s art found broad impact upon philosophers of varying commitments, includ-
ing Hans-Georg Gadamer. Moreover, Klee himself was not only one of the most impor-
tant artists of aesthetic modernism but one of its leading theoreticians, and much in
his work, as in Gadamer’s, originated in post-Kantian literary theory’s explications of
symbol and allegory. Indeed at one point in Truth and Method, Gadamer associates his
project for a general “theory of hermeneutic experience” not only with Goethe’s meta-
physical account of the symbolic but equally with a “rehabilitation” of allegory. In this
paper, I examine this position and Gadamer’s own use of it in his analysis of Klee’s
work, contrasting it with that of Walter Benjamin’s account of allegory, equally indebted
to Goethe and this archive. Finally, I contrast the resulting interpretations of Klee, dis-
cussing the implications that evolve for understanding both Gadamer and Benjamin—
but equally for understanding Klee’s work and, provisionally, the work of art, thus
construed, for philosophy.
Research in Phenomenology, 34
© Koninklijke Brill NV, Leiden, The Netherlands 2004
RIPH 34_f5_45-72 10/27/04 9:02 AM Page 46
46 .
48 .
the question in any case would seem to veil a certain denial. That is,
granted Klee’s commitment to abstraction, we might wonder whether
there is something of a denial by Klee concerning a return to the phe-
nomena: for Klee, after all, abstraction (and construction) turn out to
be not the danger—or even evil construed ‘one-sidedly’—that pheno-
menologists took it to contain at times. Instead it was something ‘essen-
tial’ to the inner dynamism of Klee’s eruptive linearity, to the schemat-
ics of rendering the inner dynamics and energy of things’ visibility—an
energetics whose very concept arguably depends upon the notion of
formal ‘permutation’ or mathematical function. And strict phenome-
nological returns to the things themselves would only recoil before it.
It is in this sense that we should take Sartre’s remark that “the greatness
and error of Klee lie in his attempt to make a painting both sign and
object.”7 While clearly not mathematically constructed or deduced, the
“lever” that such formalisms provide Klee’s account is more a provo-
cation than a determination—after all, this lever occurs in “the form
of rules to be observed or contradicted.” Beyond mere imitative repre-
sentation, beyond the mere optics of impressionism, this prehistory of
the visible is no more pre-theoretical than it is pre-schematic. With Klee’s
proviso that art does not represent, but renders the invisible visible in
mind, we might say that, rather than optical possibilities of represen-
tation, this schematics opens up possibilities of ‘rendering’ visible.
Latent to the question of such a ‘schematism’—and doubtless the
question of artistic abstraction—there remained something that a phe-
nomenological optics had perhaps too often avoided confronting, namely,
its own status as theoretical construction: the genesis of its return to
the “things themselves.”8 You might say, indeed Roland Barthes had
at one point, extending his old criticism of Sartre—that what had been
avoided in such immanent appeals was their own theoretical ‘cubism’.9
Against this constructive moment, the appeal to the articulation of
immanence or pure (i.e., schematic) description of perceptual adum-
bration—the logical (or grammatical) equivalent of its return to the
“things themselves”—might be construed to invoke a grammatical (i.e.,
self-reflexive) autoclitic that seemed always to couch (or require) hidden
‘inferences’. And Gadamer too endorsed the account of phenomeno-
logical ‘adumbration’. To use a term of Marc Richir’s, such appeals
might then betray not only a matter of transcendental illusion, but
more radically, a “transcendental distortion” in its optics—in precisely
the same way that the good forms of optical impressionism were dis-
tortingly illusory. It is almost as if this question–begging return to the
RIPH 34_f5_45-72 10/27/04 9:02 AM Page 49
50 .
52 .
diary presents its own decisive account of abstraction and the crystalline.
And, neither the work of art’s timelessness nor the Pythegorean eternity
of beautiful form seem to be what Klee has in mind. Rather, precisely
here we reencounter the dynamics—ontogenetic, menosymic, and permu-
tational—of Klee’s 1915 account of abstraction as “cool Romanticism.”
One deserts the realm of the here and now to transfer one’s activity
into a realm of the yonder where total affirmation is possible.
Abstraction.
The cool Romanticism of this style without pathos is unheard of.
The more horrible this world (as, today, for instance), the more abstract
our art, whereas a happy world brings forth an art of the here and now.
Today is a transition from yesterday. In the great pit of forms lies
broken fragments to some of which we still cling. They provide abstrac-
tion with its materials. A junkyard of unauthentic elements for the cre-
ation of impure crystals.
That is how it is today. (D, 314)
54 .
specific, I pursue the origin of the forms and mutations of the Paris
arcades from their beginning to the their decline, and I locate this ori-
gin in the economic facts. (AP, 462)
56 .
Clearly this is what lies behind Goethe for Gadamer and, rightly under-
stood, what Erlebnisästhetik misunderstood.
What Benjamin finds in Goethe, then, is not what Gadamer found.
“Words of Goethe express . . . the final conclusion of wisdom: ‘Everything
that has had a great effect can really no longer be evaluated.’ Beauty
in its relation to nature can be defined as that which ‘remains true to
its essential nature only when veiled [in dem das Unzugängliche Ereignis
wird ]” (IL, 199). This almost sounds like it resonates with Gadamer’s
construal of mimhsiw in which “the work of art does come to resemble
nature: there is something regular and binding about the self-contained
picture that grows from within” (RB, 91). Still, what lies ‘within’ for
Benjamin is surely not the eternity of kalon and the classical, but its
‘explosion’ outside of all such ‘eternity’ or ‘contemporaneity’, which
reveals any such perduring parousia illusory. And in this, again, we find
the contrast:
Whereas in the symbol destruction is idealized and the transfigured face
of nature is fleetingly revealed in the light of redemption, in allegory the
observer is confronted with the facies hippocractica of history as a petrified,
primordial landscape. Everything about history that, from the very begin-
ning, has been untimely, sorrowful, unsuccessful, is expressed in a face—
or rather in a death’s head. (T, 166)
58 .
has been acknowledged” (T, 176). Finally we should not miss Benjamin’s
evaluation of this effect within the field of the baroque:
In the field of allegorical intuition the image is a fragment, a rune. Its
beauty as symbol evaporates when the light of divine learning falls upon
it. The false appearance of totality is extinguished. For the eidos disap-
pears, the simile ceases to exist, and the cosmos it contained shrivels
up. . . . A deep-rooted intuition of the problematic character of art . . .
emerges as a reaction to its self-confidence at the time of the Renaissance.
(T, 176)
60 .
62 .
At stake here, Gadamer adds, is not only the field of the unconscious
that concerns the psychoanalyst: it is just as much the world of the
dominant social prejudices that Marxism claims to elucidate. In both
cases consciousness equally submits to a certain “reversal,” to use a
word that he applies to the reversal (and dialectic) of horizons that
occurs in the passage from Husserl to Heidegger, too (TM, 257, 562).
Hence “[p]sychoanalysis and critique of ideology are forms of enlight-
enment” (RAS, 104). But as was made clear in “The Relevance of the
Beautiful,” such forms of enlightenment for Gadamer still suffer from
the myths of progressivism and, in this respect, presumably, of the
dogmatic teleology of a “traditional kind” of metaphysics (RAS, 104).
Here it seems Gadamer would attempt to be more critical than crit-
ical theory itself. Again what “The Relevance of The Beautiful” had
asserted in response was that “the riddle that the problem of art sets
us is precisely that of the contemporaneity of the past and the pre-
sent” (RB, 46).
In such moments, perhaps, one can only wonder. Once, in an inter-
view discussing the early Frankfurt school, and Horkheimer and Adorno
in particular, Gadamer stated that, while he did meet with these peo-
ple regularly and had the impression they were “very clever,” they
were lacking in competence. Doubtless the rhetoric was complicated
on all sides. At the same time he felt a certain unease about this
encounter. “So all I can say is, we felt like country cousins visiting the
big city. To hear us talk, you would think we had a superiority com-
plex, and of course hidden behind that, there was an inferiority com-
plex” (EPH, 141). Granted such dissonances, inevitably, it will be
objected: should not Gadamer’s claim to the contemporaneity of the
Beautiful and the nature it invokes then simply be taken to instantiate
the “screen” of ideological repression? Is not the riddle of contempo-
raneity precisely the riddle of the crystal itself, not the organic redemp-
RIPH 34_f5_45-72 10/27/04 9:02 AM Page 63
tion but the petrification of time, “stillborn” to use Hegel’s term for
the crystalline? Does not all this affect the account of traditionality
itself, burdened too often with the legacy of Fichte, as Gadamer de-
scribed? The commonality that underlies hermeneutics, Gadamer claims,
is not metaphysical any more than the hermeneutic circle is merely
formal:
But this commonality is constantly being formed in our relation to tradition.
Tradition is not simply a permanent precondition; rather, we produce it
ourselves inasmuch as we understand, participate in the evolution of tra-
dition, and hence further determine it ourselves. (TM, 293)
All this sounds too much like the hermeneutic version of Fichte’s tran-
scendental Ich or Hegel’s Geist or Marx’s proletariat (versions of which
admittedly still haunt Benjamin via Lukacs), a production whose self-
certainty is guaranteed precisely because we make it. And yet Gadamer
surely knew the limitations of such talk concerning self-reflexivity. “The
focus of subjectivity is a distorting mirror” (TM, 276)—and especially
insofar as it concerned the question of temporal difference and its
‘reversals’. After all, as we have seen, Gadamer himself had acknowl-
edged our distance from the past. Indeed it is almost axiomatic for
Truth and Method (and distances him from those like Strauss or Husserl):
“The continuity of the Western philosophical tradition has been effective
only in a fragmentary way” (TM, xxiv).
Yet this forces us finally to confront the logic of such a fragment.22
The question of continuity or ‘contemporaneity’ only arises precisely
in this fragmentary way, to the extent, as he put it elsewhere, that the
“encounter with the language of art is an encounter with an unfinished
event [Geschehen] and is itself part of this event” (TM, 99). But in that
case contemporaneity too—like self-understanding—would be always frag-
mentary, i.e., never fully achieved. Tradition would be always already
‘detraditionalized’, ‘non-contemporaneity’; allegory always already the
absence that interrupts ‘Kalonic’ presence; hermeneutic articulation
always the fragmentary articulation of an historical (allegorical) encounter
with an ‘other’, a ‘thou’, or a beyond that interrupts simple presence.23
The movement of ‘allegorization’ here would be no more fixed than
is the tradition whose perdurance it belies as riddle or as shock, an
open (and perhaps still interdetermined) ciphering between the ontic and
the ontological. The ‘shock’ would be precisely the provocative encounter
with a fragmentary effect that disarticulated or transcended simultaneity,
or instant—an encounter, to use Klee’s term, with “the prehistory” of
RIPH 34_f5_45-72 10/27/04 9:02 AM Page 64
64 .
the ontic. In that case Gadamer could no more be denying the ‘screen’
that blocks consciousness than he could be affirming the transparency
of its self-presence. Rather, to use words of Heidegger, in the event
of the ‘screen’ itself we would be articulating a synthesis between the
symbolic and the allegory, as an “exhibitive disparting,” which neither
simply affirms appearance nor denies it, but rather, places its inter-
pretation in question.24 Moreover, unlike many of his glosses on psycho-
analysis, hermeneutics here could not operate under what he calls the
“prejudice of completeness” (TM, 294), but rather “shed[s] light”—
and meaning—where both are ultimately lacking. Neither hermeneutics
nor psychoanalysis would involve simply “completing an interrupted
process into a full history, a story that can be articulated in language”
(PH, 11). Such interruption—such ‘shock’—and the fragmented char-
acter of its decipherment would be in some sense essential to the
hermeneutics “story,” as it was to some of the “oldest stories” on which
it relied and which Gadamer continually retold and refigured: that of
Being or the Good or the Beautiful itself (RAS, 77).
Indeed Gadamer himself (like Klee, at points) ‘grounds’ the beautiful
in the interplay or ‘interdetermination’ of the visible and the invisible,
in the ‘prehistory’ which descends from the metaphysics of illumina-
tion (and darkness, it should be added) in neoplatonism.
We have described the ontological structure of the beautiful as the mode
of appearing that causes things to emerge in their proportions and their
outline, and the same holds for the reality of the intelligible. The light
that causes everything to emerge in such a way that it is evident and
comprehensible in itself is the light of the word. Thus the close relationship
that exists between the shining forth (Vorscheinen) of the beautiful and
the evidentness (das Einleuchtende) of the understandable is based on the
metaphysics of light. This was precisely the relation that guided our
hermeneutical enquiry. (TM, 483)
66 .
68 .
supplant, let alone ‘sublate’, the complex economy in which the sym-
bolic exhibits and articulates itself. In this sense we will need to think
of the Auseinandersetzung between Gadamer and Benjamin as the task
of interrogating the ruins of traditionality itself—and it doubtless should
affect our readings of both. In this respect, beyond “ancient harmony,”
there remains always, to cite another of Klee’s works from the same
time (1925), a “Crescent Moon over the Rational.” Granted our remove
from origins, we only perhaps figure and refigure these ruins, our inter-
pretations, to use a term of Klee’s, always a matter of tension (Spannung)
among differences. The result for Klee however remained still a mat-
ter of “idealism,” one neither to be reduced nor resolved, but articu-
lated precisely through such differences. Doubtless this is what Gadamer
meant in saying that “the true locus” of hermeneutics concerns the
‘between’ that connects the familiar and the strange (TM, 295). But it
is worth recalling that even this ‘between’ too is only ever ‘schema-
tized’ and ‘refigured.’ This is perhaps its link with tragedy—as Klee’s
own ‘figures’ realized. Two years after painting the Angelus Novus that
influenced Benjamin’s materialist ‘angelology’, Klee wrote, in attempt-
ing to provide an account of “the figuration of dynamic forces.”
Man’s ability to measure the spiritual, earthbound and cosmic, set against
his physical helplessness; this is his fundamental tragedy. The tragedy of
spirituality. The consequence of this simultaneous helplessness and mobil-
ity of the spirit is the dichotomy of human existence.
Man is half a prisoner, half born of wings. Each of the two halves per-
ceives the tragedy of its halfness by awareness of its counterpart. (N, 407)
ABBREVIATED WORKS
Works by Hans-Georg Gadamer
EPH On Education, Poetry, and History: Applied Hermeneutics, ed. Dieter Misgeld, Graeme
Nicholson. Albany: SUNY Press, 1992.
HL “Hermeneutics and Logocentrism,” in Dialogue and Deconstruction, ed. Diane
Michelfelder and Richard Palmer. Albany: SUNY Press, 1989.
IG The Idea of the Good in Platonic-Aristotelian Philosophy, trans. Christopher Smith. New
Haven, Conn.: Yale University Press, 1986.
PH Philosophical Hermeneutics, trans. and ed. David E. Linge. Berkeley: California
University Press, 1976.
RAS Reason in the Age of Science, trans. Frederick G. Lawrence. Cambridge, Mass.: MIT
Press, 1981.
RB The Relevance of the Beautiful and other Essays, ed. Robert Bernasconi, trans. Nicholas
Walker. Cambridge: Cambridge University Press, 1986.
TM Truth and Method, rev. trans. Joel Weinsheimer and Donald G. Marshal. 2 rev.
ed. New York: Crossroad Publishing Company, 1990.
RIPH 34_f5_45-72 10/27/04 9:02 AM Page 69
NOTES
1. Athenaeum Fragments, #58, in Friedrich Schlegel, Philosophical Fragments, trans.
Peter Firchow (Minneapolis: University of Minnesota Press, 1991), 25.
2. See Rene Crevel, Paul Klee (Paris: Gallimard, 1930); translated by Gert Schiff under
the title “Rene Crevel as a Critic of Paul Klee,” Arts Magazine 52 (1977): 136.
3. Klee letter to Marc, June 8, 1915, cited in O. K. Werckmeister, The Making of
Paul Klee’s Career, 1914–1920 (Chicago: University of Chicago Press, 1988), 269 n.
86. For Werckmeister’s analysis, see 56f.
4. Herbert Read, A Concise History of Modern Art (London, 1959), 186.
5. See Fichte, Science of Knowledge, trans. Peter Heath (Cambridge: Cambridge University
Press, 1982), 128–29.
6. For further discussion of this issue, see Rainer Crone, “Cosmic Fragments of
Meaning: On the Syllables of Paul Klee,” in Paul Klee: Legends of the Sign (New
York: Columbia University Press, 1991).
7. Jean Paul Sartre, What is Literature?, trans. Bernard Frechtman (Gloucester: Peter
Smith, 1978), 29.
8. The link between phenomenology and optics (perspectivism, theoretical or experi-
ential) had been explicit throughout its history, beginning with Lambert. See my
Extensions. Essays on Interpretation, Rationality, and the Closure of Modernism (Albany: SUNY
Press, 1992), chap. 8.
9. See Roland Barthes, S/Z , trans. Richard Miller (New York: Hill and Wang, 1974),
61.
10. G. W. F. Hegel, Science of Logic, trans. A. V. Miller (New York: Humanities Press,
1969), 40.
11. Klee’s Bauhaus theory course was modeled after Fux’s fundamental musical coun-
terpoint manual Gradus ad Parnassum (1720). The stated goal of this work was “to
work out a method similar to that by which children learn, first letters, then syl-
lables, and finally how to read and write.” See A. Kagen, “Paul Klee’s ‘Ad
Parnassum’: The Theory and Practice of Eighteenth Century Polyphany as Models
for Paul Klee’s Art,” Arts Magazine 52, no. 1 (1977): 92. Elsewhere I have further
explored this compositional account in relation to Merleau-Ponty’s reading of Klee.
See my “On the Withdrawal of the Beautiful: Adorno and Merleau-Ponty’s Readings
of Paul Klee,” Chiasmi International 5 (2003): 201–20.
RIPH 34_f5_45-72 10/27/04 9:02 AM Page 70
70 .
12. For example, in a 1987 interview with Klaus Davi, Gadamer claimed that “American
art has been very ably puffed up by the media, but it has never produced any-
thing of real significance, nothing that a hermeneutic analysis can’t classify as pure
imitation.” See Flash Art, no. 136 (1987): 79.
13. See Regine Prange, Das Kristalline als Kunstsymbol: Bruno Taut und Paul Klee (Hildescheim:
Georg Olms Verlag, 1991), chap. 1.
14. Werkmeister, The Making of Paul Klee’s Career, 418.
15. See “Leo Strauss and Hans-Georg Gadamer, Correspondence Concerning Wahrheit
und Methode,” The Independent Journal of Philosophy 2 (1978): 10, letter of Gadamer to
Strauss, 5 April 1961 (Gadamer’s emphasis).
16. O. K. Werckmeister, “Walter Benjamin, Paul Klee, and the Angel of History,”
Oppositions, no. 25 (fall 1982): 104. Werkmeister’s (Benjaminian) view is not uncon-
troversial. See Donat de Chapeaurouge, Paul Klee und der christliche Himmel (Stuttgart
Franz Steiner Verlag, 1990), 53.
17. On the notion of reciprocal rejoinder see my Tradition(s): Refiguring Community and
Virtue in Classical German Thought (Bloomington: Indiana University Press, 1997),
Inroduction; hereafter cited as Traditions(s) I.
18. See G. W. F. Hegel, Philosophy of Nature, pt. 2 of Encyclopedia, trans. A. V. Miller
(London: Oxford University Press, 1970), 293. The full force of this connection
becomes even more explicit in Hegel’s own use of the artistic model in the pre-
ceding Zusatz for the understanding of crystallization, where once again the metonymy
between life and death is not far away. Unlike more primitive geological formations:
The calcareous formation thus represents the transition to organic being; on the
one side, arresting the leap into dead neutrality, and on the other side into life-
less and unitary abstraction. These organic forms (not all of course, but those oth-
ers are not in question) are not to be thought as having once actually lived and
then died; on the contrary they are stillborn. To suppose otherwise is like sup-
posing that bone-fibres were once veins or nerves, and subsequently hardened. It
is organoplastic Nature which generates the organic in the element of immediate
being and therefore as a dead shape, crystallized through and through, like the
artist who represents human and other forms in stone or on a flat canvas. He
does not kill people, dry them out and pour stony material into them, or press
them into stone (he can do this too, for he pours models into moulds); what he
does is to produce in accordance with his idea and by means of tools, forms which
represent life but are not themselves living: Nature however does this directly, with-
out needing such mediation. (ibid.)
One might then, following Benjamin, question what the affirmation of organics
excluded in such a ‘sublimation’—not only with respect to Gadamer’s attempt to
reinstitute an organic aesthetics but equally on the particulars of Hegel own aes-
thetic—for example, the notion of sculpture as the culmination of artistic media
and the classical idea in the presentation of the human form, the “organoplastic”
interpenetration of Spirit and Nature.
19. As the correspondence reveals, Adorno had urged Benjamin to undertake a criti-
cal analysis of Jung—and the latter himself regarded such a study as assisting in
providing the “epistemological foundations” of the Arcades Project. See Theador Adorno
and Walter Benjamin: The Complete Correspondence 1928–1940, trans. Nicholas Walker
(Cambridge: Harvard University Press, 1999), 61f., 201.
20. See C. J. Jung, Symbols of Transformation, trans. R. F. C. Hall (Princeton: Princeton
University Press, 1956). Klee’s more mystical views are perhaps at least as easily
accessed here, as interpretors have suggested—rather than Benjamin’s angelology
of historical materialism.
21. E. Husserl, The Crisis of The European Sciences and Transcendental Phenomenology, trans.
David Carr (Evanston: Northwestern University Press, 1972), 387.
RIPH 34_f5_45-72 10/27/04 9:02 AM Page 71
72 .
what fascinated Heidegger), was often preoccupied with the figures (and fate) of
death (cf. Sees It Coming). And yet, like Goethe, Klee continually articulates nature
as Urphenomenon in another sense, one Gadamer’s account of him fully affirmed.
Indeed a 1929 work entitled “Crystalline Landscape” exhibits precisely the Darstellung
that Gadamer claimed restrictedly as Klee’s point. In these works, beyond the alle-
gorical dissonances of works such as the Angelus Novus, still precisely consistent with
the pedagogical strategy of the Bauhaus based on counterpart, Klee seems to rein-
voke, to cite the title of a 1925 abstract work, “Ancient Harmony” (Alter Klang). In
any case, we should doubtless be leery of Benjamin’s characterization of “secular-
ization” here, for the reason we have already said: “theology”—at least in Benjamin’s
sense—seems no more absent in Heidegger than in Gadamer: indeed that was the
point of understanding interpretation as an event, an Ereignis, to use Heidegger’s
term. But as we have seen, this Ereignis is clearly there in Goethe’s own charac-
terization—on Benjamin reading: a beauty that “remains true to its essential nature
only when veiled” (in dem Unzugängliche Ereignis wird ) (IL, 199).