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ABSTRACT The retromolar space (RMS), defined in palaeoanthropology as a space posterior to the third molar, between
the distal edge of the tooth and the anterior margin of the ascending ramus when the mandible is held in
lateral view, has been described as an autapomorphic trait unique to Neanderthals despite its presence in
anatomically modern humans. This study examined RMS prevalence in a sample of protohistoric Arikara
and Mandan Amerindians to determine what craniofacial morphology is correlated with the RMS. It was
hypothesised that the feature would be present in the Amerindians studied and associated with a long cranial
length, a large nasal height, midfacial prognathism, a broad mandible, and dental wear. The results indicated
that RMSs were present in the Arikara and Mandan and significantly correlated with cranial length, cranial
breadth, nasal height, bizygomatic breadth, basion-nasion length, basion-nasiospinale, mandible length,
gonial angle, bigonial breadth, and dental wear. Thus, RMSs are associated with a dolichocephalic skull,
wide cranial and facial breadth, a prognathic face, large nose and a corresponding wide and long mandible
with a reduced gonial angle. This suggests that the RMS is the result of these features merging together in the
craniofacial complex and should not be considered a Neanderthal autapomorphy. Copyright © 2015 John
Wiley & Sons, Ltd.
Copyright © 2015 John Wiley & Sons, Ltd. Received 17 November 2013
Revised 28 February 2015
Accepted 20 March 2015
C. de la Cova
Crops were stored away and cached until the following Materials and methods
spring, when buffalo were not amply available (Denig,
1961). The diet was supplemented with wild Indian A skeletal sample of protohistoric Arikara and Mandan
potatoes, chokecherries, prairie turnips, artichokes, Amerindians (n = 34) collected by A. Bowers from the
grapes, plums, currants, and prickly pear cactus fruit Greenshield and Larson protohistoric village sites and
(Robertson, 2001:159). The Missouri River also pro- curated at Indiana University, Bloomington, were
vided numerous resources, including fish, mollusks, and examined for the presence of RMSs. Greenshield
terrapins. (320L17), located in west-central North Dakota on
French contact in the Upper Missouri River Valley the west bank of the Missouri River, dates from 1785
introduced the Arikara and Mandan to the fur trade. to 1830 (Mariotti, 1995). It was originally occupied
They primarily sold and bartered buffalo robes with by the Mandan and later abandoned, before the
Europeans and Americans at Fort Clark Trading Post Arikara settled there in the late 18th and early 19th
in North Dakota and the American Fur Company centuries. The Larson site (39WW2) was a protohis-
based in St. Louis (Denig, 1961; Robertson, 2001). In toric Arikara village and cemetery that was occupied
addition to hides, Arikara-grown corn and squash were from 1679 to 1733 and located south of Mobridge in
exchanged for numerous items, including combs, Walworth County, South Dakota, on the left bank of
beads, knives, hoes, ammunition, paints, and tobacco the Missouri River.
(Denig, 1961:46). All adults with complete, non-fragmented skulls
European contact also resulted in the rapid spread of and fully erupted mandibular third molars present
infectious diseases and viruses. Smallpox, bubonic were studied. Mandibles were examined in norma
plague, malaria, and yellow fever plagued the Missouri lateralis for a visible RMS between the distal margin
Valley from the end of the 18th century until of the third molar and the anterior aspect of the as-
the beginning of the 19th century (Mariotti, 1995; cending ramus, as described by Franciscus & Trinkaus
Robertson, 2001). During this period, the Mandan, (1995) and illustrated in Figure 1. RMSP was bilater-
Arikara and Hidatsa tribes experienced a devastating ally recorded and scored as present or absent. An ad-
succession of measles, smallpox, and cholera epidemics ditional ‘RMSP overall’ variable was created, which
that greatly reduced their populations. Between 1780 combined the findings from the left and right sides
and 1796, a series of smallpox epidemics spread of the mandible so that RMSP could be accurately re-
amongst the Arikara. The years of 1780 to 1782 were ported for each individual, especially those with a
particularly lethal for the tribe, whose numbers de- unilateral RMS. Retromolar space length (RMSL)
clined from 15 000 to 1500 (Isenberg, 2001). Popula- was measured with a GPM sliding calliper from the
tion losses and cultural upheaval resulted in the posterior distal side of the third molar to the buccal
formation of a coalition with their former enemies, portion of the ascending ramus along the internal al-
the Mandan, for survival (Mariotti, 1995; Robertson, veolar ridge, as shown in Figures 2 and 4(a). If the gap
2001). This union resulted in gene flow between the between these anatomical landmarks was measureable,
groups, which has been observed by skeletal biologists then the RMS was scored as present. However, if the
(Jantz, 1973, 1977; Key & Jantz, 1981; Owsley et al., space was too small for calliper measurement, the
1981; Key, 1983; McKeown, 2000). Early Arikara sam- RMS was recorded as absent, but a dummy variable
ples have shorter cranial vaults and faces. As time of 0.1 cm was entered so that statistical analyses could
passes, Arikara crania become morphologically similar be performed to determine if there was a relationship
to the Mandan, exhibiting an increase in cranial length between RMSP and RMSL and other craniometric
and facial height (Key & Jantz, 1981; Owsley et al., features.
1981; McKeown, 2000). Cranial and mandibular measurements, listed in
Between 1837 and 1838, the infamous Great Plains Table 1, were taken on all complete skulls. Measure-
smallpox epidemic, brought to the Missouri River ments of the length of the lingual and buccal/labial sides
Valley by infected passengers on the American Fur of the mandibular tooth row were also recorded
Company’s steamer, St. Peter, swept through the surviv- [Figures 3 and 4(b)]. Buccal/labial mandibular tooth
ing Arikara and Mandan groups (Robertson, 2001). row length was documented using a white cord and
Half of the remaining Arikara and 90% of the Mandan measuring from the left oblique line to the right oblique
population perished (Mariotti, 1995). Today, their de- line [Figures 3(a) and 4(b)]. Lingual tooth row length
scendants live on the Ford Berthold Reservation in was also taken in a similar manner along the lingual sur-
North Dakota as part of the federally recognised face of the mandible utilising a white cord and measur-
Mandan, Hidatsa and Arikara Nation. ing from the extramolar sulcus, at the left endocoronoid
Copyright © 2015 John Wiley & Sons, Ltd. Int. J. Osteoarchaeol. (2015)
C. de la Cova
Results
Of the 32 skulls available for study, only 10 complete
crania maintained their third molars and could be ex-
amined (Table 2). Five additional mandibles were in-
cluded in regard to RMS features and mandibular
measurements (Table 2). Eleven (73.3%) of the 15
Arikara analysed had non-metric and measurable RMSs
(Table 3; Figure 5). The average RMSL when present
was 0.8545 cm. All RMSLs are reported in Table 3.
Statistical results (Table 4) indicated that RMSP was
highly correlated with cranial length (left: r = 0.739,
p = 0.011), cranial breadth (left: r = 0.696, p = 0.019),
nasal height (left: r = 0.617, p = 0.038; right: r = 0.731,
p = 0.013), bizygomatic breadth (left: r = 0.713,
p = 0.023; right: r = 0.630, p = 0.047), basion-nasion
length (left: r = 0.606, p = 0.042), basion-nasospinale
(overall: r = 0.688, p = 0.014), mandible length (left:
Figure 2. Retromolar space length was measured from the posterior r = 0.486, p = 0.039), gonial angle (left: r = 0.649,
distal side of the third molar to the buccal portion of the ascending ra- p = 0.006), and bigonial breadth (left: r = 0.579,
mus along the internal alveolar ridge of the mandible. (a) The measure-
ment in lateral view. (b) The anatomical landmarks that comprised the p = 0.019).
measurement (modified from Buikstra & Ubelaker, 1994). RMSL was also significantly correlated with cranial
length (left: r = 0.819, p = 0.003), glabella-inion (left:
r = 0.662, p = 0.026), cranial breadth (left: r = 0.679
ridge, to the right endocoronoid ridge [Figure 3(b)]. For p = 0.022; right: r = 0.587, p = 0.048), nasal height
both measurements, the white cords were marked based (right: r = 0.678, p = 0.022; maximum: r = 0.553,
on where the described left and right anatomical land- p = 0.049), bizygomatic breadth (left: r = 0.630,
marks aligned on each mandible. The marks on the p = 0.047), basion-nasion (left: r = 0.672, p = 0.024),
cords were then measured with sliding callipers. Dental basion-nasospinale (maximum: r = 0.612, p = 0.030),
wear, which has been linked to RMS presence (Nara gonial angle (left: r = 0.522, p = 0.028), and bigonial
et al., 1998), was also recorded as present or absent. breath (left: r = 0.633, p = 0.010; maximum: r = 0.508,
All measurements were analysed using one-tailed p = 0.032). Analyses of the relationship between dental
Table 1. Measurements
Copyright © 2015 John Wiley & Sons, Ltd. Int. J. Osteoarchaeol. (2015)
The Retromolar Space: A Morphological Curiosity
Discussion
The findings of this study contribute to current anthro-
pological debates related to the RMS and shed light on
the possible origins of this morphological curiosity. Re-
sults indicated that 73.3% of the Arikara and Mandan
studied had RMSs, or a visible gap between the ascend-
Figure 3. Measurements of the buccal/labial (a) and lingual (b) mandib- ing ramus of the mandible and the most distal aspect of
ular tooth row lengths (modified from Buikstra & Ubelaker, 1994). the third molar, that was measureable (Figure 5). RMSP
Figure 4. Measurements of retromolar space length (a) and buccal/labial mandibular tooth row length (b) demonstrated on a subject. This figure is
available in colour online at wileyonlinelibrary.com/journal/oa
Copyright © 2015 John Wiley & Sons, Ltd. Int. J. Osteoarchaeol. (2015)
C. de la Cova
RMSP left side RMSL left side (cm) RMSP right side RMSL right side (cm) RMSP overall Max RMSL (cm)
and RMSL were negatively correlated with gonial angle Many have argued that Neanderthal craniofacial
and positively correlated with cranial length, cranial morphology, including the RMS, resulted from cli-
breadth, nasal height (nasion-nasospinale), facial matic and behavioural adaptations. Behavioural argu-
breadth (bizygomatic breadth), midfacial prognathism ments have sought to explain anterior dental wear in
(basion-nasion and basion-prosthion), mandible length, Neanderthals, asserting that the hominin’s face devel-
and mandible breadth (bigonial breadth). These find- oped as a response to paramasticatory use of the teeth
ings supported the research hypothesis by demonstrat- to resist biomechanical stresses associated with re-
ing that RMSs amongst the Arikara and Mandan are peated heavy loading (Brace, 1962; Smith, 1983;
strongly correlated with a dolichocephalic skull; wide Trinkaus, 1987; Rak, 1986; Spencer & Demes, 1993).
cranial breadth; a large nasal height; a wide, prognathic In the same vein, some researchers believe the Nean-
face; and a square, long, broad and projecting derthal face was selected for bigger teeth to resist high
mandible. levels of dental wear (O’Connor et al., 2005). The pres-
Whilst these findings may be unique to the Amerin- ence of large, robust incisors, taurodontism, and high
dians examined, or the result of a small sample size, levels of attrition in the anterior Neanderthal dentition
previous studies on numerous Arikara and Mandan re- support this. However, this has been contradicted by
mains have noted their tall facial heights and long studies that suggest Neanderthals were not capable of
skulls, which become more defined as gene flow producing great anterior bite forces and probably did
increased between the two groups (Key & Jantz, not generate anterior dental loads larger than AMHs
1981; Owsley et al., 1981; McKeown, 2000). The (Antón, 1996; O’Connor et al., 2005).
craniometric features observed in this study are also The most common assertion made about the prog-
found in Neanderthals, although Neanderthals display nathic Neanderthal face is that it evolved as environ-
the extreme of these traits, including a low and long mental adaptation to a dry, glacial climate. Its large
cranium, large nose, long face, a large and broad man- internal nasal margin and expanded sinuses may have
dible, midfacial prognathism, and an RMS. Given that provided additional surface area for nasal mucosa and
much research has been performed on Neanderthal fa- cilla to warm and humidify incoming air before it
cial morphology and the RMS, it is worth discussing reached the lungs (Laitman et al., 1996; Schwartz &
what causes an RMS in Neanderthals and whether Tattersall, 1996). Forward shifting of the face and
any of these elements apply to the Amerindians expansion of the sinuses would have resulted in a
examined. more forward-placed tooth row and, thus, an RMS.
Copyright © 2015 John Wiley & Sons, Ltd. Int. J. Osteoarchaeol. (2015)
The Retromolar Space: A Morphological Curiosity
Figure 5. Retromolar spaces measured and observed in the Amerindians studied. This figure is available in colour online at wileyonlinelibrary.com/journal/oa
However, Rae et al. (2011) argue that Neanderthal si- when compared with most Pleistocene non-Neanderthal
nuses were not larger than AMHs and possessed a hominins, Neanderthal faces are not longer or more
reduction in sinus volume associated with cold adapta- prognathic, but average and reduced in size (Trinkaus,
tion. Nathan Holton and colleagues (2011:625) dis- 2003). It is AMHs that are more derived in
agree with this, pointing out that Rae et al. (2011) numerous ways from previous Homo species, with their
ignored ‘the more climatically relevant aspect of the uniquely human autapomorphies including their small,
naso-facial skeleton, the internal nasal passages, which orthognathnic faces, gracile mandibles, and projecting
are the primary site of heat and moisture exchange with mental eminences (Trinkaus, 2003).
respired air’. Even modern humans adapted to cold cli- Studies of Neanderthal and AMH facial ontogeny
mates have taller, narrower, and longer nasal cavities support this, illustrating that both hominins had
that allow for increased mucosal surface area and effi- different patterns of craniofacial and mandibular devel-
cient moisture and heat exchange by warming and opment that resulted in their dissimilar facial morphol-
moisturising cold, dry air (Franciscus & Long, 1991; ogies (Bastir et al., 2007). Mandibular growth in AMHs
Yokley, 2009; Holton et al., 2011). If this is true for includes ‘supero-inferior expansion of the mandible and
modern humans, then it may be true for Neanderthals. a retraction of the dental arcade’ (Bastir et al.,
Facial prognathism may also be related to cranial ca- 2007:1129). This leads to increased ramus height, a
pacity and cranial length, as basion-nasion length is in- narrower posterior mandible and the formation of a
fluenced by endocranial volume (Trinkaus, 2003). prominent chin. Neanderthals, in contrast, experienced
Further analyses of the Amerindians examined in this forward growth of the mandibular corpus and dental ar-
study supported this and revealed that basion-nasion cade, which resulted in a more anteriorly placed alveo-
length was highly correlated with cranial length lar process and an increase in height of the anterior
(r = 0.792, p = 0.003). Like Amerindians and AMHs, dental arcade and mandibular body (Bastir et al.,
Neanderthals were dolicocephalic, had big brains, 2007). These ontogenetic shifts in Neanderthals re-
with an average cranial capacity of 1400 to 1600 ccs, sulted in shorter and broader mandibular rami, and
and an increased basion-nasion length. However, more than likely, the creation of the RMS. In other
Copyright © 2015 John Wiley & Sons, Ltd. Int. J. Osteoarchaeol. (2015)
C. de la Cova
0.508 (0.032)* 8
words, the RMS serves no functional or evolutionary
0.553 (0.049)*
0.612 (0.030)*
0.455 (0.093)
0.276 (0.220)
0.472 (0.084)
0.129 (0.361)
0.208 (0.282)
0.515 (0.078)
0.454 (0.094)
0.385 (0.136)
0.229 (0.206)
0.400 (0.070)
0.382 (0.089)
0.202 (0.275)
0.364 (0.091)
0.355 (0.097)
Maximum
0.249 (0.259)
0.235 (0.271)
0.539 (0.084)
0.409 (0.137)
0.517 (0.077)
0.288 (0.227)
0.312 (0.150)
0.474 (0.051)
0.067 (0.417)
0.194 (0.296)
0.452 (0.060)
0.260 (0.195)
0.331 (0.135)
Table 4. Spearman’s correlation analyses of retromolar space presence (RMSP) and length (RMSL) with cranial and mandibular measurements
RMSL right
0.522 (0.028)*
0.633 (0.010)*
O’Higgins, 2003). Craniometric studies of Arikara from
0.819* (0.003)
0.662* (0.026)
0.679* (0.022)
0.556 (0.060)
0.300 (0.217)
0.429 (0.125)
0.477 (0.097)
0.250 (0.258)
0.432 (0.061)
0.600 (0.015)
0.462 (0.090)
0.416 (0.070)
0.307 (0.143)
RMSL left
0.424 (0.111)
0.018 (0.475)
0.210 (0.226)
0.059 (0.420)
0.130 (0.352)
0.216 (0.229)
0.175 (0.266)
0.350 (0.100)
0.630 (0.047)*
0.364 (0.168)
0.260 (0.250)
0.468 (0.102)
0.416 (0.133)
0.414 (0.134)
0.312 (0.207)
0.574 (0.053)
0.211 (0.292)
0.073 (0.406)
0.196 (0.261)
0.197 (0.270)
0.000 (0.500)
0.269 (0.187)
0.122 (0.345)
0.245 (0.210)
0.713 (0.023)*
0.606 (0.042)*
0.486 (0.039)*
0.579 (0.019)*
0.696* (0.019)
0.617* (0.038)
0.522 (0.075)
0.217 (0.287)
0.433 (0.122)
0.522 (0.075)
0.524 (0.074)
0.416 (0.079)
0.314 (0.188)
0.252 (0.192)
0.251 (0.193)
11.720
13.944
10.135
9.770
8.390
23.333
12.109
10.154
13.615
14.353
7.160
9.800
6.650
x
Basion-nasospinale
Bicondylar breadth
Mandible length
Basion-prosthion
Cranial breadth
Nasion-gnathion
Basion-nasion
Cranial length
Gonial angle
Table 5. Spearman’s correlation analysis of dental wear and retromolar space presence (RMSP) and length (RMSL)
Left RMSP Right RMSP Overall RMSP Left RMSL Right RMSL Maximum RMSL
Dental wear 0.417 (0.069) 0.225 (0.230) 0.123 (0.331) 0.528* (0.026) 0.415 (0.079) 0.399 (0.070)
occlusal and interproximal surfaces of a tooth, includ- basion-nasion length observed on the Arikara resulted
ing the mesial and distal sides of the crown. Over time, in a prognathic face that caused the forward migration
this causes a reduction in tooth size. As tooth crowns of the maxillary dentition and dental arcade. A longer
become smaller, the dentition will slowly start to mi- and wider skull meant the mandible had to extend in
grate anteriorly, which results in the creation or length- length and bigonial breadth. The mandibular dentition
ening of an RMS (Nara et al., 1998). This has been would have also migrated anteriorly to occlude with
observed in prehistoric Japanese Jomon populations the maxillary teeth and articulate with the cranium.
and found to be directly related to age and wear Furthermore, dental wear would have contributed to
(Nara et al., 1998). increasing the size of the RMS. When all of the
Thus, in regard to craniometrics, both Neanderthals aforementioned anatomical features are considered, the
and the Arikara and Mandan examined in this study morphological curiosity of the RMS appears to be the
share similar cranial morphological traits that result in end result of numerous cranial traits that can be
the formation of an RMS. Both are dolicocephalic, found in both historically recent AMH and Neanderthal
have wide skulls, long facial and nasal heights, and skulls.
prognathic faces with robust, broad, long and square
mandibles that have anteriorly placed tooth rows,
which are the result of facial prognathism, increased
mandibular length, and chronic dental wear. The RMS Acknowledgements
results from the merging of all these features in the skull.
This means that it cannot be derived, is unique, or an The author would like to thank Kevin Hunt for his sup-
autapomorphy of one hominin species. Based on the port and suggestions, which helped immensely with
results of this study, it is merely a morphological end this project. Much appreciation is given to Della Cook
result, or curiosity with no functional purpose, of other for advice on this manuscript and access to skeletal
cranial traits asserting themselves. collections at Indiana University. The author is also
very grateful to of this manuscript, who offered
thoughtful insights and comments. Any errors are the
Conclusion fault of the author.
Copyright © 2015 John Wiley & Sons, Ltd. Int. J. Osteoarchaeol. (2015)
C. de la Cova
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