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DELUSIONS
There is considerable overlap between phenomenological and neurocognitive perspectives on delusions. In this paper, we first review major
phenomenological accounts of delusions, beginning with Jaspers’ ideas regarding incomprehensibility, delusional mood, and disturbed “cogito”
(basic, minimal, or core self-experience) in what he termed “delusion proper” in schizophrenia. Then we discuss later studies of decon-
textualization and delusional mood by Matussek, changes in self and world in delusion formation according to Conrad’s notions of
“apophany” and “anastrophe”, and the implications of ontological transformations in the felt sense of reality in some delusions. Next we con-
sider consistencies between: a) phenomenological models stressing minimal-self (ipseity) disturbance and hyperreflexivity in schizophrenia, and
b) recent neurocognitive models of delusions emphasizing salience dysregulation and prediction error. We voice reservations about homogeniz-
ing tendencies in neurocognitive explanations of delusions (the “paranoia paradigm”), given experiential variations in states of delusion. In par-
ticular we consider shortcomings of assuming that delusions necessarily or always involve “mistaken beliefs” concerning objective facts about
the world. Finally, we offer some suggestions regarding possible neurocognitive factors. Current models that stress hypersalience (banal stimuli
experienced as strange) might benefit from considering the potential role of hyposalience in delusion formation. Hyposalience – associated with
experiencing the strange as if it were banal, and perhaps with activation of the default mode network – may underlie a kind of delusional dere-
alization and an “anything goes” attitude. Such an attitude would be conducive to delusion formation, yet differs significantly from the hypersa-
lience emphasized in current neurocognitive theories.
Key words: Delusions, schizophrenia, phenomenological psychopathology, neurocognitive models, salience dysregulation, prediction error,
self-disorder, delusional mood
THE PHENOMENOLOGICAL Phenomenology is acutely sensitive to with semi-structured formats (10) ca-
APPROACH TO DELUSIONS the potential variety of orientations a pable of illuminating how behavioral
“deluded” patient might have. Also, it signs and symptoms are reflective of
The phenomenological approach fo- stresses that delusions may defy ready “alterations of the structures of experi-
cuses on delusion as a phenomenon, comprehension or empathy by normal encing” (11, p. 546).
on its subjective or lived dimension: individuals, since they sometimes involve
what it is like to have a delusion. A cru- radical changes in grounding structures
cial feature of phenomenological psy- and assumptions of human experience. Jaspers and “delusion proper”
chopathology is its emphasis on the Schizophrenia patients are often aware
mode, manner, or form of the experi- of the difficulty of conveying their experi- The formulation of delusions offered
ence in question (1,2). The content of ences and the likelihood of being misun- by K. Jaspers, the father of phenomeno-
an experience, and the supposedly derstood (8). D.P. Schreber, the schizo- logical psychopathology, set the agenda
erroneous nature of beliefs presumably phrenia patient (of a grandiose paranoid for much subsequent psychiatric theory
asserted or assumed by the patient, are sort) who is perhaps the most famous and investigation. Unlike contemporary
less important than how the delusional delusional patient of all time, spoke of uses of the term, in which “delusion”
world seems to be experienced and matters that “lack all analogies in human applies to aberrant beliefs in schizo-
what sort of reality or existence the experience and which I appreciated phrenic, paranoid, manic, psychotically
patient might ascribe to it. directly only in part with my mind’s eye” depressive, and organic conditions, Jas-
Heidegger (3) referred to the latter (9, p. 123). “To make myself at least pers considered “delusion proper” or
dimensions of existence as “ontolo- somewhat comprehensible I shall have “primary delusion” (1, pp. 95,98) (also
gical”, and distinguished them from to speak much in images and similes, known as “true” delusion) to be charac-
object-oriented (what he called “ontic”) which may at times perhaps be only teristic of schizophrenia.
modes of understanding experience. approximately correct” (9, p. 2). “True” delusions could, thought Jas-
Delusions often involve a mutation in Recognizing this diversity and this pers, be distinguished from delusion-
the ontological framework of experience difficulty in communication and com- like ideas, because the latter could be
that can alter the overall sense of ex- prehension suggests the need for in- understood within the context of under-
istence and the world, including changes depth, qualitative exploration of the lying personality or as exaggerations of
in felt reality-status, time, space, and patient’s experiences. This requires normal emotions and affects. True delu-
self-experience (4-7). replacing typical structured interviews sions – which involve conviction, cer-
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apophany. “Apophany” comes from a sense of existing as a unified and vital peculiarly inconsequent at times. . .
Greek word meaning “to become visi- subject of experience), with two com- Belief in reality can range through all
ble or apparent”; it refers to an abnor- plementary facets: hyperreflexivity and degrees, from a mere play with possi-
mal, sometimes excruciating sense of diminished self-affection – also associ- bilities via a double reality – the empiri-
meaningfulness – tantalizing but typi- ated with disturbance in cognitive/per- cal and the delusional – to unequivocal
cally unidentifiable – that can affect ceptual “grip” or “hold” on the external attitudes in which the delusional con-
“internal” (body, stream of conscious- world (20-22). “Hyperreflexivity” de- tent reigns as the sole and absolute
ness) as well as “external space”. The scribes how experiences normally tacit reality” (1, pp. 105-106).
patient attributes these changes to the emerge into focal awareness, where But even when delusions reign as
external world and searches for clues they are experienced as objects separate “sole and absolute”, it is not clear that
to render the new unpredictable changes from self-as-subject, whereas diminish- they are necessarily experienced within
more comprehensible. ed self-affection (also termed diminish- the “natural attitude” – the common-
Often the patient experiences the ed self-presence) describes decreased sense orientation that takes objects
world as somehow false, inauthentic, sense of existing as an experiencing and persons as objectively real and
or insinuating, and as referring some- consciousness or lived body. intersubjectively available (2,25). It is
how to himself: “I have the feeling that Self-disturbance “destabilize[s] the noteworthy that patients who claim
everything turns around me” (18, p. natural ontological attitude and may absolute confidence in their delusion,
161). Conrad uses the term anastrophe throw the patient into a new onto- may nevertheless not act on its basis.
(literally: turning-back or turning- logical-existential perspective, an often Schreber, for example, often does not
inward) to capture this self-referential, solipsistic framework, no longer ruled make claims about the external or
introversive, or self-observing quality – by the ‘natural’ certitudes concerning interpersonally shared world, claims
what could be termed a form of space, time, causality, and noncon- that could be supported or refuted by
“hyper-reflexivity” (15). tradiction” (11, p. 544), thereby facili- evidence independent of the experi-
Apophany and anastrophe are two tating experiences of the world as ence itself. His delusional beliefs are
sides of a coin. Changes in perceived staged or mind-dependent, and a gran- frequently described in a way that gives
environment (e.g., sense of things being diose sense of gaining access to deeper them a coefficient of subjectivity – as
oddly significant, false, or planned) layers of reality. Although self-distur- when he speaks of appreciating his
elicit reflection and inhibit spontane- bances involve atmospheric and cate- psychotic experiences “only in part
ous engaged activity; yet these changes gorically subjective qualities, there is with my mind’s eye” or “inner eye” (9,
themselves can only occur in the pres- growing evidence that they can be pp. 110,123,136,157,234,235,312). At
ence of a veritable “spasm of reflexion” meaningfully measured, thereby bridg- times he even makes the solipsistic or
(18, pp. 167,199). ing phenomenology and scientific de- quasi-divine claim that “seeing” –
Conrad describes progression from mands for reliable measurement (23,24). awareness itself – is “confined to my
subtle to blatant alterations of inner person and immediate surroundings”
space (“inner apophany”) that occur (9, p. 322).
during anastrophe. The inward focus- Reality-testing and quasi-solipsism If the delusion is believed in the con-
ing actually has an externalizing effect, text of something like a (subjectively
transforming proprioceptive sensations With its sensitivity to kinds of reality experienced) natural attitude, one ought
or internal mental threads into some- subjectively felt or ascribed within to act in relation to that belief. But if the
thing felt as distanced and alien delusion, phenomenology is cautious delusion is felt to be true only for me, in
(15,19). An intriguing example is de- about assuming that delusions are my mind’s eye and for me alone (or, at
scribed in a classic article by Tausk “false beliefs” about external reality. least, only for me and my delusional
and later discussed by Sass as exempli- Phenomenologists question the gener- others), the contradiction is resolved:
fying hyperreflexivity (15): the patient al applicability of the standard “poor- one need hardly seek evidence for an
Natalija’s illness began with mild expe- reality-testing” formula assumed in experience (akin, in some respects, to
riences of estrangement from herself DSM-IV, DSM-5, ICD-10, and much an imaginary realm) that makes no
and culminated in a full-blown delu- of psychiatry. claim with regard to normal intersubjec-
sion regarding a distant “influencing Jaspers remarked on “the specific tive reality; one will hardly take action
machine” that determined her every schizophrenic incorrigibility” of (true) in actuality with regard to what one
thought, sensation, and movement; it delusions, and their peculiar tendency senses as existing in a purely or quasi-
crystallized the apophany of her inner to be associated with irrelevance for virtual realm.
space under conditions of “reflexive action (“inconsequentiality”): “Reality This provides a phenomenological
spasm”. for [the patient] does not always carry way of accounting for at least some
These mutations have been formu- the same meaning as that of normal instances of the famous “double book-
lated recently as an alteration of mini- reality. . . Hence the attitude of the keeping” of which Bleuler (26) spoke.
mal or core self or ipseity (the basic patient to the content of his delusion is The very unreality of the delusional
167
it incorporates both the aberrant salience turbed self-experience – especially of The “beliefs” and “propositions” at
theory of Kapur (31) and Frith’s model of lived-body or body-schema (implicitly issue pertain to spontaneous bodily
source monitoring (44-46). sensed body-awareness that serves as action/perception, yet are described
Already in 1992, Sass (15) discussed background to our experience of the on the model of intellectual conjec-
neurocognitive accounts consistent with world) – to constituting the overall ture or formulation, reminiscent of
his emphasis on the “hyperreflexive” ontological transformations, including the explicit “conjectures and refuta-
and alienated aspects of schizophrenic those pertaining to the external world, tions” of scientific theorizing (55; see
subjectivity; he linked the latter directly inherent in delusional mood or delu- also 56 and Merleau-Ponty’s critique of
to phenomenological accounts of delu- sion formation. These ontological trans- intellectualism (54)); they seem to per-
sion formation by Conrad and Matussek, formations, expressed and grounded in tain to facts within the world rather
and to both Hemsley and Gray’s model of distortions of the lived-body (as locus of than to alterations in global foundations
disturbed expectancies (“weakening of basic selfhood), are, in any case, neces- or self-world structures. Closer to the
the influence of regularities” that nor- sary considerations for accounting for spirit of phenomenology (or, at least, its
mally orient and constrain ongoing the “bizarreness” (50) of many schizo- vocabulary) is an attempt to link distur-
perceptual processes) (47, p. 18; 15, p. phrenic delusions and experience more bances of predictive precision with
69); and Frith’s (45) diminished effer- generally, which seem less a matter of diminished “self-presence” (ipseity) and,
ent “feedback from willed intentions” straightforward threats from the mun- in turn, with associated delusions (57).
(neurocognitive feedback indicating to dane environment than more founda- We see, then, that there is sub-
oneself that one’s own bodily move- tional alterations of experience of self, stantial compatibility between contem-
ment is an intentional action) (15, p. 435) lived-body, or world. Indeed, many porary neurocognitive and phenome-
undermining normal self-experiences of schizophrenic delusions are closely in- nological accounts. Phenomenology,
possession and control. terwoven with altered bodily ways of however, with its commitment to sub-
Important details of the neurocogni- being, which they in a sense express (51). jective dimensions, stresses the con-
tive model have obviously changed Consider Natalija’s classic influ- stitutive role of basic self-experience
over two decades. The psychological encing-machine delusion and Schreb- and ontological aspects of delusional
processes now postulated are not very er’s solipsistic delusional world of mood as crucial to characterizing de-
different, however, since the key ele- “nerves” and “rays”. Each manifests, in lusions.
ment of both Hemsley’s expectancy a particularly blatant way, the experi-
hypothesis (prominently cited by Cor- ence of being alienated from one’s own
lett et al, 33) and the current prediction corporeal and mental feelings and The paranoia paradigm
error model is “mismatch between movements (while also taking these
expectation and experience” (33, p. feelings and movements – even one’s Our second point criticizes the ten-
345) and the consequent prominence own subjectivity – as prime objects of dency to view “delusion” (using this
of (inappropriate) salience and sur- attention), together with concomitant term in the broad, contemporary sense)
prise. Corlett et al (48) present their derealization of the external world as a distinct, even modular phenome-
Bayesian prediction error model as an (15,28). non, and to assume the possibility of a
extension, in terms of “underlying neu- Such delusions might be better unifying account that cuts across diag-
rochemistry”, of the perspectives of- captured by perspectives that favor nostic entities and phases of illness,
fered by Hemsley and Kapur. Sass “enactive” or “radical embodied” offering “a unifying explanation for
(15,49) notes that this disruption of approaches to cognition (52,53), in- delusions with disparate contents” (33,
expectancies would affect experience spired by phenomenology’s – espe- p. 346) by postulating “a singular dys-
not only of the external world (Hems- cially Merleau-Ponty’s (54) – stress function” (33, p. 361) or “single factor”.
ley’s original emphasis; Conrad’s exter- on how world-experience is imbued We acknowledge the remarkable the-
nal apophany), but also of core-self with the perceiver’s own implicit oretical ingenuity and subtlety especially
and lived body (Conrad’s internal apo- sense of bodily capacities and disposi- of Corlett et al’s (33) hypotheses, based
phany). Although these self-aspects are tions. Here there is at least the appear- on an overarching prediction error
not stressed in Kapur’s (31) account of ance of conflict with the more in- model that views mind/brain as an
salience dysregulation, the issue of tellectualistic-sounding prediction-error inference machine. To us, however, the
agency is extensively discussed in pre- formulations, e.g., regarding “false Bayesian prediction error model lacks
diction-error theory, with prediction inference” (33, p. 346, emphasis added) face validity as an account of (at least)
errors in self-generated action explain- and “maladaptive beliefs that mis- such delusions as those involving pro-
ing both delusions of motor control represent the world”, with “belief” found guilt, death, or bodily disintegra-
and excessive sense of agency (33). defined (within the Bayesian frame- tion, or wealth and power, that are com-
It is noteworthy, however, that phe- work) as “the subjective probability mon in severe depression and mania, or
nomenologists have emphasized (e.g., that some proposition about the world of solipsistic grandeur and metaphysical
15) the potential contribution of dis- is true” (32, p. 50, emphasis added). revelation found in some chronic/
169
enhanced ability to quickly identify, and hyperawareness, perhaps charac- standard view at the time), but rather as
accept, and take in stride phenomena terized less by overemphasis on than withdrawal from “goal-directed action”
that most people would find anomalous, by relative indifference to anomaly. (15, p. 389), “orientation to the external
strange to the point of being difficult to Ipseity or minimal-self-experience seems world”, or pragmatic cognition in pref-
recognize. Related tendencies are men- likely to be altered in this default, erence for “more introverted and
tioned by Fletcher and Frith and by Cor- anything-goes mode, probably in the detached modes of cognition” (15, p.
lett et al, who speak, respectively, of direction of disengagement and dimin- 556) – modes that could underlie
dream-states in which experiences “are ished presence or vitality. Further, this characteristic “transformations of self
often bizarre yet accepted without ques- orientation may have some relation- and world” (15, p. 390) that occur in
tion” (32, p. 52) and of enhanced capac- ship with what has been termed the schizophrenia, including perceptual
ity, in schizophrenia, to recognize a “default-mode network” (DMN) activ- disorganization, abnormal salience,
concave mask rather than “correcting” ity, already found to be related to the and introversion conducive to delu-
to the standard convexity of a face (33, generation of positive symptoms, hal- sions and hallucinations.
p. 352). They do not, however, clearly lucinations, and possibly delusions as Gerrans (34) has offered an original
relate this propensity (for taking anom- well (36,78-80). but compatible discussion of the default
alies in stride) to delusions. The DMN – first identified by mode’s role in generating delusions.
We suggest that this latter propensi- Raichle (81) in 2001 – is activated Whereas he emphasizes suppression of
ty may often foster an attitude – call it when there is withdrawal from practi- “reality-testing”, we speak of an alter-
an “anything-goes” orientation – that cal, world-oriented activity in favor of nate ontological modality in which
is intimately related to the characteris- self-referential processing, autobio- intersubjective reality is suspended.
tically schizophrenic loss of common- graphical recall and mind-wandering Thus, there may be at least two
sense or natural self-evidence (76,77), (82,83). The network includes medial abnormal modalities (“overweighting”
and thereby to delusion formation as prefrontal cortex, posterior cingulate/ and “underweighting” of prediction
well. An “anything-goes” orientation retrosplenial cortex, and left and right errors), apparently opposed, both com-
obviously undermines the overall inferior parietal lobules (36). Various mon in schizophrenia and both related
grounding in habitual, commonsense experts have mentioned a “give and to development of delusions – albeit
reality that ordinarily bolsters our abili- take” between DMN and “task-positive” not necessarily delusions of the same
ty to recognize and reject that which is systems (“reciprocal patterns of activa- type. But what of the relationship bet-
eminently implausible; hence this ori- tion and deactivation”) (82, p. 1276), ween these two modes?
entation may facilitate the genesis, since DMN normally suppresses the A possibility consistent with Kapur
acceptance, and persistence of objec- attention and salience systems or cen- (31), Fletcher and Frith (32), and Corlett
tively implausible meanings and con- tral-executive network systems (which et al (33) is that the overweighting would
nections that can be central in delusion involve dorsolateral prefrontal cortex have pathogenetic priority, coming first,
formation, especially in some “bizarre” and parietal regions) activated in sit- and then giving rise to an underweighting
and solipsistic delusions characteristic uations requiring response selection that results from fatigue or withdrawal.
of schizophrenia. The lack of con- and working memory that presumably Neurobiologically, hyperactivation of
straints may foster a kind of “patho- increase weighting of anomalous per- salience network would be followed by
logical freedom” (15, p. 127) that is ceptions (84). hyperactivation of DMN and concomi-
characteristic of schizophrenia. Recall Interestingly, in schizophrenia, there tant suppression of salience and attention
Matussek’s patient: “One is much seems to be poor deactivation of the systems. Psychologically, anxious hyper-
clearer about the relatedness of things, DMN even when such persons are awareness of anomaly would be fol-
because one can overlook the factuali- attending to external stimuli (36,84,85), lowed by psychological withdrawal or
ty of things” (17, p. 96). In this sense it suggesting “reduced engagement with non-reactivity, perhaps because con-
could underlie some – though not all – the external world” (82, p. 1276). This stant strangeness accustoms one to
instances of the so-called “jumping-to- finding suggests that a dreamlike, intro- the strangeness of the strange. But in
conclusions” style studied by CBT versive, or subjectivistic orientation can some schizophrenic patients – perhaps
theorists. prevail even during ostensible engage- those of a more “disorganized” type
This mode of experience – “bizarre- ment in practical action. and with insidious onset – the
as-banal” – may be associated with The importance of this sort of intro- “anything-goes” orientation might be
underweighting rather than over- verted orientation is discussed by Sass more crucial to the initial formation of
weighting of the significance of predic- (15) in relation to the “hypofrontality” delusions. Delusions are less promi-
tion errors, involving distinct patterns (deactivation of dorsolateral prefrontal nent in such patients, but they certainly
of activity in neural pathways and in cortex) often found in schizophrenia. occur, and clearly demand explanation
neurotransmitters such as dopamine Sass argued that this hypofrontality in any comprehensive account.
and glutamate. Psychologically, it may should be understood not as decline of Another possibility, however, is that
be associated with passive withdrawal higher or more abstract functions (a a kind of “anything-goes” orientation
171
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