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Running head: PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 1

Social and Emotional Learning to Increase Participation and Build Academic Identity in a

Multiage Middle School Classroom

Kyley Matusz

University of San Diego


PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 2

Abstract

Although extensive research depicts the benefits of social and emotional learning (SEL)

among students, many of the studies either focus on its effect in certain age groups or to reverse

behavior issues. This action research explores the use of SEL strategies with regard to

participation and academic identity in a multi-age middle school humanities classroom. The first

part of this study looked to examine the relationship of direct SEL instruction, along with

collaborative activities in increasing student participation. Initial findings suggested direct SEL

instruction was effective at increasing participation among younger students but not older

students. After further examination of data, the research focus morphed from participation itself

to academic identity development. The second part of this study examined the relationship of

self-directed and self-reflective SEL instruction to increase student awareness of themselves as

learners in the classroom. Through student feedback, teacher observation, and student work the

results suggested that autonomous SEL instruction increased student accountability of their

work, improved problem-solving moments, and deepened self-awareness in an academic setting.

Keywords: s​ ocial and emotional learning, group work, collaboration, academic identity,

participation, student accountability, self-awareness, autonomy, middle school, adolescence


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Social and Emotional Learning to Increase Participation and Build Academic Identity in a

Multiage Middle School Classroom

I started this path to become an educator because I wanted to learn more. So when I was

assigned to a school that practiced multiage classrooms, which honored social and emotional

learning as equal to academics, I knew the opportunity for learning would abound. I began this

experience with my limited theoretical knowledge and through practical application eventually

achieved what I set out on this path to do, learn. My initial thoughts for what I would research

began with student conversation around participation and students wanting to participate more in

class. From my observation of their content knowledge and general academic skills, I figured this

was an achievable goal with minimal effort for many of the students; however, upon further

observation I noticed student language surrounding their abilities concentrated on the negative. I

wondered how to change this self-doubt centered language to, what I perceived, a more accurate

representation of their skills and for that to translate to participation. How could I help them see

themselves as capable learners who could participate in class?

As I thought about their role as learners, I reflected on my own experiences in school as a

first generation college student, both undergraduate and graduate. Throughout my school career,

I was dependent on myself to create my role as a learner; my parents were supportive of my

success in school but did not require their involvement in my learning. This made my

achievements in academia my own, which I believed helped build my self-concept as a capable

learner. As I considered the students, I noticed the heavy parent involvement built into the school

culture and each individual’s learning. I reflected on the idea that an individual needed to see

themselves in their achievements to gain confidence. From first glance, I knew these students
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had academic skills to help them participate in the classroom, but I was unsure of how to help

them increase self-awareness of these skills. I looked toward the school community’s desire for

social and emotional learning to be as important as academic skills for my approach to help these

students.

Context

School Site

The school site I was placed at is a public charter school that serves K-8 students located

in San Diego County. Enrollment is free and open; however, returning students, siblings of

current students, and students within the district boundaries receive priority. Once priority

students have been enrolled, student applications are placed in a lottery system and filled

accordingly. The student population consists of 29.1% who are eligible for free/reduced lunch

and 10.5% are English learners (CA School Dashboard, n.d.). According to CA School

Dashboard (n.d.) the school has zero reported migrant student enrollment and foster student

enrollment is redacted. Suspension and expulsion rates are either zero or redacted as well

(Ed-Data, n.d.). In my conversations with staff, it was expressed that the school practices

restorative justice and does not turn to suspension or expulsion with their discipline.

As mentioned above, the system in place for discipline or behavior management is based

on the constructivist theory that students learn from their own experience and reflection. A lot of

students are prompted to wonder about their own behavior and come to a conclusion on their

own or with teacher guidance of what is expected and what they should expect of themselves.

The school staff referred to this frequently as “perspective taking”. They practice restorative

justice in this same way - discussion based discipline where the student is given time to reflect
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on their behavior. The school offers inclusion based services with Education Specialists and

Instructional Assistants in General Ed. classes for students to participate in the community

without barriers. Special education services include: Speech and Language Pathology,

Occupational Therapy, School Psychology, Adaptive PE, and Physical Therapy. The school does

not offer bilingual education but does have an EL support teacher who provides resources to

students and their families. Students who qualify for this support are enrolled in an extra study

hall throughout the day.

Classroom

The students are middle school, 6th through 8th grade, in one classroom. The students

stay with this Humanities teacher for all three years of their middle school experience. There are

twelve females and fifteen males in the classroom. The breakdown of students per grade level in

the classroom is shown in Figure 1 below.

​ umber of students in each grade level in the classroom.


Figure 1. N

There are two female students, one sixth and one eighth grade, who are designated as an

English language learner, both with Spanish as their first language. There are a range of students
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with different ethnicities - White, Asian/Southeast asian, Hispanic/Latino, and Black/African

American, as shown in Figure 2.

Figure 2.​ Ethnicities of students.

There are a total of eight IEPs in this classroom. There are three students with autism, a

student who experiences epilepsy, and four students with specific learning disabilities. There is

an instructional aid present in the classroom at all times and supports in place for each student

based on their individual needs.

Needs Assessment

My research focus began through a conversation with my cooperating teacher about the

students in this classroom and the aversion to participate in academic discussions, this she

mentioned, stemmed from a perceived need for perfection or anxiety over what people might say

in response. As I spent time observing and talking with students, the conversation around sharing

their ideas or work included phrases that expressed anxiety or self-doubt. For example, during

free choice writing I observed the following phrases: “I have no good ideas”, “people are

judgemental”; in regard to participation in critique group I observed the following phrases: “I


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can’t do it, I’ll die”, “I’m not good at _____”. Students who said these statements were

considered both high-achieving and students who required more support. The participation in

structured small group or whole class lessons was delegated to a slim few, a group of students

who, I assumed, felt comfortable in their position in the classroom to share their ideas. I

wondered what it must be like as a sixth grader in this classroom for the first time with

experienced middle schoolers. I also wondered what it would be like, for the risk averse eighth

graders who needed to have the perfect answer, if they shared the wrong answer in front of

inexperienced sixth graders. I did know that in order to have a successful workshop based

Humanities class, students needed to share their work and academic opinion with peers. I noticed

one classified ELL student, who had a version of a reading intervention since first grade, would

wait to start work if they did not know what to do and would look around at classmates’ work

before proceeding. Another student had differing opinions on their academic ability and

preferences depending on the day, which influenced their emotional attitude toward a task such

as reading or writing. This student also did not enjoy group work, seemingly for its instability;

this I gathered from observation of the student’s reaction to any result which differed from their

expectations. Upon gathering the observational data from student conversation and behavior, I

asked the 27 students directly what stopped them from participating in class, responses illustrated

in Figure 3. Through analysis of the perceived ability and skill of students to understand concepts

well, dive deeper without much prompting, and be an independent learner overall, I wondered:

why was there hesitation to participate in their learning environment?


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Figure 3.​ Student responses in regard to their participation in class.

All of this pointed me toward the importance of a social and emotional bond that needed

to exist before academic discussion and student participation could increase. I chose to focus on

SEL (CASEL, 2017) as a strategy to support the learning interventions I wanted to use in this

class. Social and emotional learning was a priority at the school site and informed many facets of

the school community. Additionally, the school’s goal for learners was to become empathetic

community members who applied their academic and social and emotional skills to connect to

the people and the world around them. For example, the approach to student work was effort

based not grade based; students were expected to self-correct if they started to fall behind or turn

in work which didn’t reflect their effort. This was achieved through a process of guided

reflection of what led to the problem and how to solve it. This approach to academics also

filtered into discipline, as they approached every situation with a problem solving lens; each

outcome was based on a specific need of the individual, community, or situation opposite a “one

size fits all” approach. Another reason I chose SEL was the age of the students in this action

research: 11 to 14 years old. Extensive research on adolescence behavior describes specific


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changes that begin during this time; individuals start to value the importance of social

relationships and peer influence can affect an individual’s academic performance (Fangzhou &

Patterson, 2010). My research question sought to harness the importance of peer relationships to

create an environment where students felt comfortable to participate and share their ideas during

academic discussion.

Research Question: ​How do I increase academic discussion and participation through the use of

SEL strategies?

Subquestion:​ How can I use group construction of knowledge and ideas to increase whole group

participation?

Literature Review

This review of literature responds to a need of my focus students and will explore the

theories of Constructivism as it relates to collaborative learning, along with Social and Emotional

Learning (SEL) as it relates to student participation in the classroom. Then, this paper will

review SEL strategies to examine how they can support positive connections and academic

discussion in the classroom. Finally, the implication as it relates to this action research will be

discussed.

Participation

Active participation in the classroom setting is considered “best practice” in education

today. This is due to research that underlines student participation in the academic setting is

related to increased engagement, motivation, and improved communication skills (Frisby &

Meyers, 2008; Leraas, Kippen, & Larson, 2018). The known cognitive benefits from
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participation are discussed in Vygotsky’s sociocultural theory, as enhancing learning through the

experience and reflection, which leads to higher order thinking, the ultimate goal of education

(Stewart, 2018).

Previous studies on the factors that lead to such learning, found that during adolescence

there is a change in factors that can influence a student’s willingness to participate (Yang, Bear,

& May, 2018). Yang et al. (2018) studied these factors of influence on student engagement at the

elementary through high school level and found that while younger students value the

teacher-student relationship, as students reach middle school, student-student relationships

increase in value. This finding was supported when Fangzhou et al. (2010) examined adolescent

achievement motivation; students were more likely to feel connected to their academic

environment if they were also socially connected. Scholars support this view that peer

relationships can positively or negatively affect how an adolescent views their academic

environment (Brown, Johnson, & Kanny, 2014; Fangzhou et al., 2010; Martin & Dowson, 2009;

Yang et al., 2018). For example, Martin et al. (2009) analyzed classroom situations from

multiple theoretical perspectives and found that student participation in the academic

environment was connected to a sense of community within the classroom. This is congruent

with the constructivist theory of how learning occurs as an interaction with others in the

cognitive domain.

Constructivism
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Constructivism is a theory of learning that views the learning process in which the learner

connects their prior experience to the information presented in order to create a new

understanding; this happens through a negotiation of meaning connected to social and cultural

influences (Ultanir, 2012). The social nature of this theory is explored in Lev Vygotsky’s

sociocultural theory, he found that learning does not only happen from direct experience but also

from the experience of others; human beings are unique in the sense they can gain knowledge

from others’ experiences that they have not had directly (Baker, Andriessen, & Jarviela, 2013).

John Dewey (1938) emphasized that not all experiences are equal or can be controlled, this is

due to the learner responding to the environment as they are connecting to the larger world itself.

For example, their life experience such as where they were born could affect what information

they connected with or retained. It also requires the learner to actively engage in order to make

meaning and acquire the new knowledge, meaning that students are not a blank slate and learn

more based on their experience with others. As learners are constantly connecting their prior

knowledge to those around them in order to create a new understanding, they construct new

knowledge and meaning with those in their social circle (Ultanir, 2012). Many scholars share the

view that collaboration engages the individual learner and causes personal meaning in response

to interactions with others (Baker et al., 2013; Dewey, 1938; Krishnamurti, 1954; Stewart, 2018;

Ultanir, 2012). Constructivism and sociocultural theory have influenced many classroom

environments today, inspiring strategies to create experiences that will facilitate this learning

process.
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Collaboration.​ In order to facilitate the environment envisioned by Vygotsky and

Dewey, a variety of collaborative learning strategies are implemented in classrooms today in

hopes to engage the learner, which previous studies highlight an increase in participation (James,

2016). One strategy common in the classrooms I have experienced is Think-Pair-Share (TPS),

originally developed by Frank Lyman in 1981, its stages describe the desired student action in its

name (Kaddoura, 2013). First, students think about a prompt, connecting it to their prior

experience; then they pair with another student to discuss each of their answers, negotiating

meaning; finally the teacher asks for students to share with the entire class. This strategy allows

for both quick and longer interactions between students and for the teacher to check for

understanding, making it a strategy teachers frequently implement. Kaddoura (2013) looked at

the effects of TPS as a learning strategy and found significant benefits from its implementation;

they found the pairing created an opportunity for increased learning and limited social problems

due to the small group number required. James (2016) found a similar benefit to smaller groups

when looking at factors that inhibit participation; as larger class sizes and groups were directly

related to a decrease in participation.

While TPS is one strategy to encourage discourse and increase learning among students,

the nature of a constructivist classroom lends itself to the experience of slightly larger group

numbers. Research illustrates the cognitive benefit from collaborating with peers, as the

negotiating of different perspectives is where the learning occurs (Roselli, 2016). Small groups

are often used in classrooms in order for students to interact with multiple perspectives beyond
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partner interaction. As the above research illustrates increasing group size can inhibit student

participation, there are other factors related specifically to adolescence which play a role in one’s

willingness to participate. A major theme in research of these factors is the relationship of

positive social interaction to adolescents’ view of school, themselves, and their peers (Brown et

al., 2014; Fangzhou et al., 2010; Martin et al., 2009; Yang et al., 2018). The influence of these

factors in reference to academic interaction has led to the integration of social and emotional

learning (SEL) curricula in primary through secondary schools.

Social and Emotional Learning (SEL)

Research contends that the inclusion of SEL curriculum can contribute to the

development of positive peer relationships at both the classroom and school-wide level (Martin

et al., 2009; Yang et al., 2018). The development of positive peer relationships is imperative in

collaborative learning strategies to create an effective learning environment. While SEL

framework is interpreted often, the Collaborative for Academic, Social, and Emotional Learning

(CASEL) defines it “as a process through which children and adults apply knowledge, attitudes,

and skills” around the following core competencies: self-awareness, self-management, social

awareness, relationship skills, and responsible decision-making (CASEL, 2017). These skills are

especially important in this research context because there are multiple grade levels in one

classroom; students are at different stages both developmentally and emotionally. Teaching SEL

to the students in this classroom could potentially strengthen community and relationships, while

giving students the tools to make responsible decisions and participate in meaningful ways.
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Using SEL as a framework, the strategies to teach the “wheel” of competencies vary, see

Figure 4. below.

Figure 4.​ The wheel of competencies with levels of involvement in outer rings.

One strategy developed by Davis and Kriete (2014) from the SEL framework is Morning

Meeting, a step by step guide for implementing SEL activities in K-8 classrooms through a four

step process. Morning Meeting utilizes the guiding principles of the Responsive Classroom

approach, the first of which states, “The social and emotional curriculum is as important as the

academic curriculum.” (Davis et al., 2014, p.4). The purpose of Morning Meeting, which

includes a (1) greeting, (2) sharing, (3) group activity, and (4) morning message, is to model,

experience, practice, and extend thoughtful social interaction that merges with academics (Davis

et al., 2014). The environment is structured in a way where Morning Meeting becomes a
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dependable and safe opportunity to grow the connection between students in the classroom

community.

This strategy reflects what effectively implemented SEL programs contain, according to

research discussed by the Policy Analysis for California Education or PACE (Marsh, McKibben,

Hough, Allbright, Matewos, Siqueira, & Stanford University, 2018). Research analyzing SEL

programs for effectiveness have used the acronym SAFE: sequenced, active, focused, and

explicit; one analysis of 215 studies determined programs that use the above structure, combined

with diligent implementation, result in positive social outcomes (Durlak, Weissberg, Dymnicki,

Taylor, & Schellinger, 2011). While scholars reflect that SEL is intended to create positive

outcomes for students on social, emotional and academic competencies, frequently, SEL

interventions focused on the improvement of students’ emotional or behavioral problems rather

than purely academic participation or related outcomes.

Looking at school as an environment to foster a connection and create a community,

Brown et al. (2014) interviewed students who transferred to a highly structured middle school to

analyze what connections mattered in their environment. Students reported that the environment

affected their behavior in a classroom setting as well as outside the classroom. This is in line

with what Martin et al. (2009) found in their focused study on interpersonal relationships with

regard to achievement motivation. Students who experienced positive relationships in an

academic context were more likely to experience achievement in the performance environment.

This research reflects the general trend for schools to implement practices that foster the
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development of non-cognitive factors, such as social and emotional skills, along with academic

development, or other cognitive factors (Williams, 2017).

Conclusion

The requirement for adolescents to feel connected to their peers in both non-academic

and academic settings demonstrates the need for an opportunity to develop social and emotional

skills while practicing academic collaboration. In order to increase the willingness to participate

in the academic context and take an active role in their learning, students need to feel supported

by their environment and their peers. For these reasons, I will utilize the SEL strategies such as

Morning Meeting (Davis et al., 2014) in my action research focus to improve students’ social

relationships with their peers. Prior research confirms that positive peer relationships are an

important factor among adolescents, which I hope to translate to increased participation in the

academic setting.

This research will respond to the gap in studies that reflect the context of this action

research site.​ ​While the literature provides extensive research on how social and emotional

learning strategies can positively affect the development of positive peer relationships and their

sense of community in the classroom, the context of this action research presents a unique focus

in which the literature does not address due to the students’ differing developmental stages,

socioeconomic statuses, and classroom content that exist in a multiage middle school classroom.

Cycle 1
Action and Assessment Plan
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The purpose of this study was to answer the following question: How can I increase

academic discussion and participation through the use of SEL strategies? While exploring the

subquestion: How can I use group construction of knowledge and ideas to increase whole group

participation? Based on my research, I wanted to create an environment where students could

interact openly with each other on both the social and academic level, practice collaboration on a

frequent basis, and provide feedback to each other’s work. In order to create an environment

with open connection among peers, I implemented direct SEL instruction in the form of Morning

Meeting (Davis et al., 2014) at the beginning and end of the week, each of the meetings lasting

twenty minutes. I also included a five minute greeting for the days between the meetings. The

purpose of the meeting was to create a sense of connection between students in a low-risk,

non-academic setting. The meeting included a greeting: whole group or student to student, a

student to student sharing opportunity, a whole group activity, and a message to close the

meeting and start the academic portion of class.

In order to practice collaboration on a frequent basis, I implemented Think-Pair-Share

opportunities whenever a whole group question was posed to the class during direct teaching. As

the school practices a constructivist based pedagogy, the opportunities for collaboration were

present daily; however, I implemented structured collaboration in lessons eight times. Some of

the opportunities to collaborate included: previewing the text and making a prediction,

collaborative note-taking: add something from theirs to yours, explode the moment in writing,

and C.E.R lessons.

To practice providing feedback to each other’s work, I focused on writing workshop and

the creative pieces, which each student was responsible for their work individually; however,
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there was a collaborative environment with regard to brainstorming and critiquing. On a less

formal basis, I encouraged students to discuss their ideas with peers and actively listen in order

to provide insightful answers. I then planned for writing critique groups for their creative pieces

to revise their work before the final draft. Each group had a leader, group expectation sheet, and

feedback forms for the leader to fill out based on conversation about the intended author’s piece.

The first tool of data collection was an observation tally sheet for participation

throughout the week. I chose this tool because it was a quantifiable way to record the types of

student participation in class. Each student had columns next to their name for when they: asked

me a question, responded in whole group, socialized, or asked a peer for feedback on their work.

I planned to analyze the tally sheet for changes in student participation, looking for an increase in

whole class contributions. The second tool of data collection was a student feedback survey that

asked students to reflect on their behavior in the classroom related to: the work they do, how they

communicate, and how they learn and reflect (see Appendix A). I planned to give this survey to

students twice during Cycle 1. I chose this tool because it required students to use the SEL skill

of self-awareness in order to reflect on their behavior. This helped me to analyze the

effectiveness of the SEL interventions by looking for an increase in self-ratings in the three

categories. The third data collection tool I used in Cycle 1 was a teaching journal; the nature of

this research focus, participation, lent itself to observational data as an important resource. I

planned to record observations in it twice a week and analyze the narrative to help guide my

findings at the end of Cycle 1.

Implementation
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Cycle 1 began with a morning meeting. I started with the greeting and explained to the

students what their activity was: Tiny Teach. This activity consisted of students pairing up with a

peer of their choice and “teaching” each other a skill, or piece of knowledge/fact they have in

less than three minutes; I gave two examples, being able to roll your tongue or how to play your

favorite video game and then asked the students to pair up. The students showed excitement to

pair up by murmuring about what they might choose to teach their partner and quickly found

another student. Two students stated they “weren’t sure” what they could teach their partner and

required prompting to reassure them it didn’t have to be a fact from school, but could be from

something they really enjoy. After three minutes, I asked students to make a circle so everyone

could be viewed and asked if there were any volunteers to share what they had just learned -

share their knowledge. The first student to share proved to be the most responsive to the morning

meetings and think-pair-share throughout Cycle 1. I believe this was because his interactions

with others were not always positive, as group work was stressful for him, so when the

opportunity came to interact with multiple people in a safe way during morning meeting or

whole group share, this student was excited to share. Another student who ended up in the group

of non-responsive students from Cycle 1, shared that she learned “how to moonwalk” but when

prompted to act it out the reaction was a strong no. This student expressed a similar response

when prompted to share during an academic whole group share toward the end of Cycle 1. After

the activity, I shared the message for the day about knowledge and its historical use as power. I

shared my vulnerability of not knowing much but rather achieving where I am in my knowledge

quest by asking questions. I ended with a quote about asking questions and encouraged the
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students to do so. Students were attentive during the message as we moved forward in the day’s

schedule.

I found that morning meeting was more effective when paired with a tangible way to

apply it to the students’ day, as opposed to a meeting that did not have a relation to their

academic schedule. I believe this was because every student connected the “dots” once the

academic portion of the lesson began. This is in line with Davis’ et al. (2014) view that group

activities in meeting provide an opportunity for every learner to feel successful, as well as an

opportunity to extend concepts or skills. I began to construct meetings around the academic

content of the day when scheduling allowed. For example, I implemented a message about

questioning right before a lesson called “Hack the Text” where I asked students to preview the

text with partners and “wonder” in order to make a prediction of what the text was about. The

students were eager to share out during whole group about their wonderings; I observed phrases

such as “the map, could be different people or groups”, “bolded words”, “different color

heading”. Students worked in pairs as they completed the organizer while questioning the text.

Restorative circle.​ During the third week in Cycle 1, my cooperating teacher observed

circumstances that led to the implementation of a restorative circle in place of morning meeting.

The classroom was arranged to be in a close circle, with student created ideals (e.g., “respect the

talking piece”, “don’t judge”, etc.); the length of this circle was thirty minutes. There was a

school-wide project night coming up this week, where student work was displayed for families to

view and celebrate. The first question posed in the circle was, “What are your hopes for this class

for the rest of the year?”; I observed five students explain their hope was for everyone to get

along and be kind to one another. This suggests that social and emotional goals were important
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to students in this classroom. The second question posed in this circle was, “What is something

you could be proud of this year, either academic or social?”. I observed many students pass the

talking piece with body language that did not exude confidence, such as looking down as they

passed the piece to their peer. A few students chose to share; however, their responses were

about objects or literal accomplishments rather than personal achievement. For example, one

student shared they were proud to have a PS4. The last question posed was, “Is there anything

you would like to work on this year?”, students who passed for the question about their

accomplishments chose to share for this question about what they could work on. The ability to

reflect on their faults demonstrated the SEL skill of self-awareness; however, not sharing an

accomplishment possibly pointed to a lack of self-confidence in their work for project night and

in general.

Roman mosaic simulation reflection​. During the final week of Cycle 1, I had to change

the action plan from writing critique groups to focus on history content; this was due to a

team-wide decision to focus on history and extend the deadline for the writing piece. I

implemented a simulation on Roman law to pair with the collaborative note taking for the text

students were reading. Students were assigned roles along with a task for each to complete based

on their roles. Students were either in control but did not have to work or had to work and had no

control over their situation; this was done to simulate the struggle for power in Rome. I observed

students expressing frustration that their “leaders” did not have to work and that their goal was

“unrealistic”. Eventually, these students grouped together to form a protest and made signs

proclaiming “this is slavery” “not fair” and “pay us”. While the purpose of the simulation was to

have students experience the unfair treatment, many students vocalized their frustration and then
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joined a group to act, which was in line with what CASEL (2017) defines a purpose of SEL: to

manage emotions in order to achieve their goals. After the second day of the simulation, where

students negotiated their new working terms, I asked students to reflect on their feelings and

emotions during and after the simulation. The purpose of the reflection was to assess students’

ability to explore their emotions and personally reflect (see Appendix B) for full student

responses. I found a variety of responses from students ranging from emotional to academically

centered reflection. For example, one student shared “I was feeling kind of bad for the plebeians

because they were looking kind of stressed out…”, while another shared “The Roman Mosaic

project seemed related to racism in a way”. I noticed a trend in a group of student responses that

described their reaction in reference to what other people did rather than how they felt, similar to

a “x caused me to feel y” response. I also noticed the reflections categorized as academic instead

of the student’s emotion belonged to the same group of students who did not participate during

cycle 1; I also observed these students exhibiting self-doubt behavior or statements during my

needs assessment.

I turned to the observation tally sheet to analyze overall participation in the classroom

during Cycle 1. This sheet was tallied in almost real time; I kept it on the desk to avoid student

observation of marking whenever a student participated. After whole group share, I would return

to my desk and tally up the students who shared during that time. It proved to be a simple but

effective measure in recording different interactions between students and myself and their peers.

Before implementation student sharing was low, as shown in Week 0 in Figure 5, even with wait

time it was the same three students who always raised their hand. After implementation of

meeting and think-pair-share student interaction increased; whole group share generated the
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largest increase. I looked at participation by grade level, see Figure 6, 7, and 8, and found the

youngest students responded best to the intervention with seventh and eighth grade students’

participation decreasing over the course of Cycle 1.

Figure​ 5. Observation tally sheet data; Week 3 was a three day week.

Figure 6.​ Sixth grade students’ participation during Cycle 1.


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Figure 7.​ Seventh grade students’ participation during Cycle 1.

Figure 8.​ Eighth grade students’ participation during Cycle 1.

Findings

I found that SEL strategies taught directly through morning meeting and think-pair-share

during whole group instruction helped half of the students who struggled to participate before

implementation; however, the other half of the students did not participate even with prompting

from myself to share their answer with the whole class when floating to groups during the

“share” portion of think-pair-share. Upon reflection of feedback surveys, the students not
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 25

participating were the same students who ranked themselves low/ “Sometimes” on “I feel

comfortable talking to my peers about my work” and “I make positive contributions to this

class”. These students were high performing with regard to their academic work, which

suggested a possible lack of confidence in their abilities or fear of judgement from peers. This

made me question the effectiveness of my chosen SEL intervention morning meeting in its

ability to reach the older, high-performing, and non-participatory students. It seemed as though

my research question looked at participation to describe a student who feels comfortable in their

learning environment, but it assumed a comfortable group learning environment would translate

to an individual positive self-concept. While it can certainly help with it, the need to address

academic self-concept seemed high after looking at Cycle 1’s non-participants.

Strengths and weaknesses of the research design. ​In Cycle 1, I saw an increase in

whole group participation and decrease in off-task socializing. Students became more

comfortable with each other from “fun” activities in meeting that continued to break the ice. The

observational tally sheet data collection tool was a strength in this cycle as it was a quick and

quantitative way to measure student interaction; however, one weakness of this tool was that I

only recorded verbal participation which limited the type of participation I observed. Another

weakness to this research design was the limited “academic” data collection I had, which made

my data collection lean heavily on observations from the tally sheet and teacher journal. Initially,

I had planned for a writing critique group for the students’ creative pieces; however, the

curriculum plan changed to include a history centered unit, so I had to adapt the context in which

students could practice giving informal feedback to their peers. The data collected from this was

observational as well.
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 26

Next Steps

In Cycle 1, students who did not respond to the SEL intervention made me realize that

self-concept related to academics needed to be addressed directly, rather than choosing

participation as a catalyst for this result. I decided to alter my focus to better fit my students’

needs. In Cycle 2, my research question will be: How can I use SEL strategies to build academic

identity? This change broadened my lens to include student work analyzed for effort in order to

collect data on a student’s academic self-concept or academic identity. In Cycle 2, I planned to

analyze more in-class assignments.

In Cycle 1, I only accounted for verbal participation; however, in Cycle 2 I added a

column to my observation tally sheet to observe non-verbal or written participation. This might

offer a fuller picture of participation in the classroom. I also changed my feedback survey rating

scale from a situational never/always to a perceptual disagree/agree so student response can

reflect how they conceptually see themselves as a learner.

Based on my findings, strengths, and weaknesses I changed my research question to now

look at academic identity as it relates to the adolescent period when one is trying on identities.

This change resulted in a return to the literature so I could define my new research focus and

explore different opportunities for SEL instruction among older adolescents.

Cycle 2

Literature

If SEL is to be effective among a multiage adolescent classroom, strategies pertaining to

this diverse age group need to be utilized. Yeager (2017) looked at 72 different SEL programs

taught to children and adolescents. Certain programs, such as direct-instruction of SEL skills,
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 27

were found to have less of an affect on the later stages of early adolescence (10-14) and a reverse

effect on 14 and above (Yeager, 2017). This is due to the changes which occur during

adolescence related to hormones and puberty; adolescents are more adept to social cues and have

an increased desire for autonomy. Through meta-analysis of SEL programs, Yeager (2017) found

this time of early adolescence to be a possible transition from direct instruction of SEL skills to a

more autonomous adult-like SEL program where a climate is created for students to process the

information themselves. This study connected with the empirical literature on the stages of

adolescence and their cognitive and social development. This stage is an important time in

adolescence as they begin to not only develop their conceptual understanding, but their identity

as well. The literature discusses the developmental stages of an adolescent to include that of what

Erik Erikson (1950) defined as an identity search (Brown et al., 2014, p.181). This search is

influenced by context, which encompasses an adolescent’s experience in the classroom, in order

to form their self-concept and within that larger self-concept, their academic identity (Brown et

al., 2014). During this time, peer influence becomes more meaningful which could change the

decision making process of a student; meaning, if their peers are not interested in an academic

activity it is more likely the student will also become uninterested (Cross, Bugaj, & Mammadov,

2016).

The above research led me to wonder if SEL instruction could help shape a student’s

academic identity, to give them the skills to make responsible decisions and practice

self-awareness. It also led me to wonder if the need for more autonomy within the SEL

instruction was connected to the older students further along in their academic identity

development, a process which requires more self-reflection and control over their learning
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 28

outcomes. These possible connections informed my new research question for Cycle 2: How can

I use SEL strategies to build students’ academic identity?

To test this theory of mine, I implemented a lesson from UC Berkeley's Greater Good

Science Center Gratitude Curriculum called Discover Your Grateful Self. Students watched a

video about character strengths, defined to my students as “superpowers” or personal qualities

that help you get along better in the world, and wrote down what they thought were their top

three strengths. After the prediction, students took a VIA character strength survey and recorded

their top five on a placemat of strengths (see Appendix C). For an assignment, I asked students to

write down one way they could use their strengths to help themself throughout the day; the next

day students reflected if they succeeded in using a strength and invited to share. Students showed

initial interest in this lesson and were excited to find out their results. From my observation, I

noticed an eighth grade boy and seventh grade girl, who normally do not interact or participate in

whole class, discussing their top strength which they had in common. Another student expressed

surprise of her last strength, as it coincided with her name, and found it ironic. Based on the

research and this self-directed SEL lesson’s success, I decided to pursue this further and provide

more opportunities for students to have agency over their SEL learning outcomes in Cycle 2.

Action and Assessment Plan

In Cycle 2, I planned for students to continue to practice collaboration. I planned to

observe groups for student behavior that demonstrated an interest in the academic task and

willingness to participate. Also, at the start of this cycle students had already begun a middle

school wide group project named the PSA Project, related to issues in the school community.

Each group containing four students were assigned a problem and had to journey through six
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 29

phases to reach a student centered solution; the end product was a video public service

announcement. During this project, I planned to observe students working collaboratively, twice

per week, for one hour of the class period as they problem solved with their peers. In this cycle, I

kept the frequency and time frame from Cycle 1’s Morning Meeting: twice per week for twenty

minutes at the beginning of class; however, I altered the SEL instruction to incorporate more

self-directed and self-reflective content through various strategies.

In the first cycle, I only accounted for verbal participation on the observation tally sheet;

however, in this cycle I decided to expand the participation observed to include non-verbal or

written participation. This decision was made because of the students mentioned above who were

not responsive to the interventions in Cycle 1; my hope was they were participating but I was

just not seeing it because of my narrow definition of participation. This change allowed me to

use student work as a data tool, something I struggled to connect to my Cycle 1 focus. By

changing the research question to focus on students’ academic identity, I used student work to

extract a glimpse into their academic identity, or how they see themselves as a student, based on

the “effort” they put in to an assignment. Additionally, I planned to observe student behavior

toward their in class assignments. For my third data collection tool, student feedback forms, I

changed the response choices from a situational: most, often, never to an agreement scale:

strongly agree to disagree (see Appendix D). I hoped to receive student responses and analyze

their view of this process at the end of Cycle 2, in order to compare with the observational data I

collected.

With a clearer picture of what my research focus was and three updated data collection

tools, I thought about my teacher journal. In Cycle 1, I planned to record observations twice a
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 30

week. As mentioned, it was a weakness of my design because of poor implementation on my part

as I took on new responsibilities of teacher and researcher. While the two data collection tools

were designed to grasp a fuller picture of the students, I wanted to continue using the teacher

journal so I could narratively reflect on what I observed in the classroom. I planned to use the

journal every Tuesday and Thursday to record my observations; I planned to connect this with

the quantitative tally sheet to look for patterns.

Implementation

The first week’s SEL lesson built on the VIA character strengths; I asked students to

return to their top “superpowers” and record them on a note card in their group. Then, students

reflected with peers on how their “superpowers” could be used during the group PSA project. I

filtered through their discussions, prompting students to describe how their strength would be

displayed; one student responded they would use their strength: “appreciation of beauty and

excellence” to finalize their project by making it neat and presentable. Another student, whose

top strength was “forgiveness”, paused to think, then stated that when conflict arose in the group

they could help everyone move forward by forgiving the person or circumstance. This was said

by a sixth grade student who was new to the school and indicated improvement in her

willingness to speak in front of her peers. As the students moved into their PSA project for the

day, I noticed students in two groups adjusting their peers’ behavior when it was not conducive

to the project with statements such as, “you should be over there” or “come back to our group”.

Students advocating for their academic interest was an improvement from the last cycle.

Also during the first week of Cycle 2, I implemented a collaborative activity that

provided students with an opportunity to participate in verbal and non-verbal options. The
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 31

activity consisted of a jigsaw read of a text, an infographic to represent that section of text, a

gallery walk, and a claim evidence reasoning (C.E.R.) response to a question using the

collaborative information to answer individually. I started with Think-Pair-Share among table

groups, then whole group discussion of the question: ​Would you want to live in Rome during this

time?​ One eighth grade student shared in whole group for the first time since starting this action

research; he raised his hand at the same time as someone else so when I called on him second, he

first said, “No I’m okay”, but once two other classmates shared their thoughts he offered his

response. During the infographic construction I observed three students who were among the

non-responsive but high achieving students in Cycle 1, leading their group’s discussion on the

information to include, as well as physically creating the infographic. I observed one student in

this group asking a peer to share the important facts and even prompted them to explain further

so they could create the visual. This supported my decision to observe non-verbal or written

participation in this cycle, as these students demonstrated they preferred to participate in outlets

other than verbal and could thrive with opportunities to lead a group or a written response.

I relied on my teacher journal to record notes on observed behaviors and analyzed them

according to: general student progress, participation, interest in their work, feedback from me

about their work, and regression. I hoped this would provide a narrative to illustrate how students

responded to the SEL instruction and collaborative activities, in relation to their academic

identity. During the first week, I described two instances of students requesting specific feedback

from me about their work, which I also categorized as student progress when reflecting on each

of the students personally. I worked with one sixth grader to outline the story she was writing so

it would help her see the larger picture of what she wanted to write about. I prompted her with
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 32

questions regarding setting, characters, problems, etc.; she engaged in her responses and

exhibited interest in what I was suggesting by taking notes. She returned to her desk and started

working on her story without social distraction. Another student asked me for feedback three

different times, would return to her story, then return each time for a check in on the progress.

This behavior was in contrast with past behavior in regard to her work, as many assignments

were not turned in the past. There was a student who showed progress in the beginning of the

week by moving past a disagreement on desk space with a peer, after prompting from me, which

is a departure from the past; however, later in the week this student exhibited regressive behavior

during three parts of class. The behavior was related to starting class prepared, refusing to work,

and a melt-down in response to prompting by me. This student was able to return to class at the

end asking what he needed to do and responded with an “I know” when discussing my goals for

him and reasoning behind my actions. The ability to return to class and ask what was needed

demonstrates the SEL skill of self-management, even though the portions leading up to this

moment were categorized as regressive behavior.

Personal growth and reflection.​ I focused SEL instruction on personal growth. I gave

students the Triarchic Theory of Intelligences by Robert Sternberg (1985) worksheet which they

completed individually as I read the statements aloud. Students reflected on their own scores and

record their “lowest” intelligence. Students paired with someone whose highest intelligence was

their lowest and discussed some questions around their differences. Then, I asked students to

reflect in their personal notebook about what they could do to develop this intelligence, thinking

about the traits of their partner who already had this part developed. During whole class share

out, I observed three students who do not normally share respond with their answer. One student
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 33

responded with an idea to improve “practical intelligence”, which is the ability to adapt

surroundings to fit their needs, by relocating themselves if the environment was not helping them

focus on their work. A few students noticed their scores were even across all three intelligences,

which helped spark a conversation around the goal to become a well-rounded learner. During

this week, students were in the third week of their PSA project so I implemented an opportunity

for reflection through a google form survey. I adapted the questions from the student feedback

form data collection tool to specifically reflect on small groups. Of the twenty-five student

responses, all students reported they either mostly or strongly agree that ​they make positive

contributions to their group.​ When responding to ​I feel comfortable talking to my peers about my

work, ​12% of students said mostly disagree, with the remaining either mostly or strongly

agreeing, see Figure 8.

Figure 8.​ Feedback survey on group work during the second week of Cycle 2.

I asked students to respond in writing to their experience in the group projects thus far; this

included each phase of the PSA project, the infographic assignment, and a collaborative

note-taking exercise. Student responses were varied. For example, the 12% of students who
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 34

responded mostly disagree to feeling comfortable talking to peers about their work, were also the

students to respond negatively to this question about group work. One student said “not the

best”, and when asked what to change responded a “better group or no group at all”. The two

other students in the 12% responded in similar patterns: the group project was “pretty good” with

the suggestion on what to change both being that certain people in their group were not working

as hard as others. While not feeling comfortable discussing their work with peers, their responses

suggested they cared about the work being done in their group.

Responsible decision making.​ During the third week of Cycle 2, I centered the week’s

meetings on the SEL skills of responsible decision making and self-awareness (CASEL, 2017)

naming it: Help Yourself. I chose this because of the proximity to winter break and a deadline

students had to meet for the final draft of their creative writing piece, meaning responsible

choices were required to meet any academic or social goals. I asked students to think of an action

they could take this week to make their lives easier and accomplish what was needed. Each

student had a notecard and time to reflect, then wrote their tangible goal on the card. After

writing it on a notecard, I asked students to greet someone and share what they were going to do

to help themselves. I did not require students to choose a school related goal; however, of the 21

responses, 16 were related to academics, see Figure 9 for student samples of both. The academic

responses were focused, with a specific action for the student to take in order to achieve the

stated goal.
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 35

Figure​ 9. “Help Yourself” student samples, academic (left) non-academic (right).

Throughout the week, I observed students making choices to make their deadline for the

writing piece. The student who exhibited regression during the second week of Cycle 2, made

progress in behavior toward their work by staying focused, albeit with occasional verbal dissent.

I observed four students exhibiting interest in their work by returning to their creative piece upon

receiving feedback from me, as many as three separate times; this behavior was possibly

influenced by my announcement that the final draft’s goal was mastery and I would return any

drafts with minor structural errors to revise. I observed one student who volunteered to work

with another student on their story line and one student asked me for specific feedback, which

was done through a one-on-one writing conference.

Twenty questions and final reflection.​ Students returned from winter break during the

fourth and final week of Cycle 2. I began the SEL meeting with twenty questions, in order to
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 36

re-break the ice from a long break and not implement academic pressure right away. Students

engaged in their groups and exhibited a competitive edge to be first. The academic focus of this

week was short stories and their comparison to longer pieces of fiction; the students discussed

which they thought was harder and their reasons why. I observed student discussion of opinions

on both sides; when one student mentioned short stories were harder, I then prompted the class

with the question: why are short stories harder than long stories? One student, who was in the

group of non-responsive, older, high achieving students in Cycle 1, raised her hand to answer.

This was the first time she verbally participated during whole group since I was in the classroom.

One possible factor that made her feel comfortable doing so, was the smaller class size of that

day, only seventeen; however, it does not discredit the fact that she felt comfortable to share her

personal opinion.

During the final week, I observed two instances of participation, also categorized as

progress, as well as three regressive behaviors. One student who started to show increased

interest in her work by receiving feedback during week one, demonstrated off-task behavior such

as, not staying in her seat or with her group and required prompting as a reminder four separate

occasions. As I gave students the final feedback form, one student who represented both progress

and regression over the course of Cycle 2 crumpled the survey and tossed it aside. After

discussing the behavior with the student he returned with a calmer focused attitude.

For my final assessment of Cycle 2, I gave students the feedback form to self-reflect on

both social and academic behaviors. I compared these responses to the responses at the end of

Cycle 1 and found movement toward the positive of mostly / strongly agree with statements

about being a ​quality producer.​ Of the 24 responses, all students mostly or strongly agreed on the
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 37

statement that they ​produce quality projects, assignments, or presentations;​ there were three

positive movements compared to the first feedback form at the end of Cycle 1. Reflecting on

being an effective communicator, 24% of students responded strongly agree to the statement ​I

make positive contributions to the discussions in class​, with 60% responded mostly agree, .08%

mostly disagree, and .04% strongly disagree. This had a negative movement for the first group of

answers from Cycle 1, where 33% scored a 4, 3, and 2 - which represented always, most of the

time, and sometimes in this version, but a positive movement from responding at level 2 to level

3 in Cycle 2. This was an interesting data point to analyze because it was actually asked twice

during Cycle 2, once in a slightly different wording during check-in on group work during week

two. Of the 24 responses, 32% responded strongly agreed and 68% mostly agreed. Since more

students responded positively to the ​in groups​ over ​in-class,​ this led me to think that smaller

groups could potentially help to facilitate the development of students’ academic identity due to

the lower risk. Another interesting data point was the comparison of student response from

Figure 8’s illustration to the statement ​I feel comfortable talking to peers about my work.​ Student

responses changed slightly from Cycle 1 to Cycle 2, see Figure 10; however, the responses in the

middle of Cycle 2, depicted in Figure 8 were more positive than both Cycle 1 and Cycle 2.

Figure 10.​ Student response at the end of Cycle 1 and Cycle 2.


PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 38

The number of students who mostly or strongly disagreed increased by seven students compared

to the check in from Figure 8. This made me wonder about the context which the questions

focused on. The check-in from Figure 8 was specifically geared toward small groups; this

finding initially pointed to the positive effect small group collaboration could have on a student’s

ability to feel comfortable in regard to sharing their work with peers.

Findings

Non-participants in first cycle.​ My findings were in line with the research on SEL

instruction for adolescents, which illustrated the importance of providing opportunities for

self-reflective and self-directed lessons as it increased effectiveness for older adolescents

(Yeager, 2017). I also noticed the non-responsive students from Cycle 1 preferred to participate

in non-verbal methods such as writing; however, in Cycle 2, two students also demonstrated

improvement in verbal participation during whole class discussion. I also discovered the

preference to participate in verbal or non-verbal approaches differed by grade. When I analyzed

the tally sheet of student participation across Cycle 2, I discovered that 6th grade students

participated more in whole group or raising their hand to answer than they did in non-verbal

participation; seventh grade students preferred to participate in non-verbal ways throughout the

four weeks, as well as eighth grade, who preferred to participate in non-verbal over whole group

or verbal participation. This trend in participation preference was not expected, but could further

support the need for different SEL instruction for a classroom with a range of adolescent ages.

This suggested a possible need to consider program preferences beyond SEL when implementing

in a multi-age setting.
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 39

Student accountability of their work. ​Throughout Cycle 2, I noticed an increase in

student request for feedback on their work, along with a willingness to revise their work multiple

times during one class period. This behavior of asking for feedback or interest in their work was

something I did not observe as frequently during Cycle 1; this finding was possibly linked to the

SEL lessons which focused on skills of responsible decision making and self-awareness. It also

suggested the importance for self-reflective SEL skill instruction to have a relationship with

academic goals, such as the “Intelligences” and “Help Yourself” SEL interventions implemented

during this research cycle.

Problem-solving moments. ​Even in moments of observed regression from certain

students, I observed increased self-correction or correction with minor prompting of the

behavior. The students I focused on in Cycle 1 to improve their behavior in groups, exhibited

progress during Cycle 2 with regard to moving forward in group situations that were not always

easy. I also observed students correcting their peers when behavior was not conducive to their

group task, which could suggest their investment in the academic task, as well as confidence in

their social grouping. Student directed conflict resolution was one benefit of this SEL

intervention that was not particularly focused on but a benefit of the intervention focus.

Next steps

Based on my findings, my next steps would build off the unique dynamics of this

multi-age group. I would increase student choice with regard to working with groups or alone.

This decision responds to feedback I received from students about feeling comfortable in groups;

I would want those students to have opportunities to feel confident with their work, whether that

involves working individually or with groups. Another step I would take, to continue with the
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 40

theme of autonomy, would be to provide SEL instruction for students that was self-directed and

self-reflective, as it improved student accountability for their work. I would also continue the

opportunities for students to participate equally in both verbal and non-verbal methods so both

the younger and older students preference for participating in the classroom could be honored.

This could possibly help to further develop a positive academic identity among students because

of the increased choice in their learning environment.

Conclusion

In Cycle 1, my research question looked to increase participation among students through

direct instruction of social and emotional (SEL) skills. Using an SEL program Morning Meeting

(Davis et al., 2014), I implemented meetings at the beginning and end of each week for twenty

minutes, along with greetings each day in between. I looked at student participation during this

cycle through observing small group activities and peer to peer conferencing of work. Upon

analyzing my observations and student feedback, I noticed a trend in the non-participants:

students who were older and high-achieving, but seemed to possibly lack the confidence in their

answers and reported lower scores on self-rating feedback forms. As SEL instruction was said to

improve social, emotional, and academic skills (CASEL, 2017) I wondered why this

non-responsive group of students did not display any visible improvement.

I returned to the literature on SEL instruction and adolescent development; this time

focusing on identity development, specifically academic identity, in order to learn about

strategies to reach these students. I chose to focus on academic identity because of the differing

outlook from an observer to student self-evaluation; their perception was not that of a

high-performing student, which is what I observed. The research outlined two possibilities that I
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 41

chose to incorporate in my Cycle 2 design. The first was the effectiveness of SEL instruction

differed for certain age groups in adolescence; younger adolescents responded well to direct SEL

instruction but as adolescents increase in age so did their need for more self-directed and

self-reflective SEL lessons (Yeager, 2017). This fell in line with additional research which

illustrated adolescents’ increased need for autonomy in their learning outcomes as they mature

(Brown et al., 2014; Fangzhou et al., 2010; Martin et al., 2009; Yang et al., 2018; Yeager, 2017).

In Cycle 2, I implemented lessons that looked to give the students tools, rather than direct

instruction of skills, to explore their character strengths, intelligences, and their roles as students

in both group and individual work. I observed participation, as in Cycle 1, but looked for the

non-verbal opportunities that students participated, as well as student interest in their work,

which I categorized as a student asking a question or for feedback of their work. I continued to

implement small group activities to observe students working together. After analyzing the data,

I noticed three larger trends. Firstly, I noticed students were able to vocalize to their peers when

a behavior was not conducive to the group’s success on an assignment. Also, I noticed an

increase in student interest of their work from a small group of younger students. Finally, I

noticed an increase in participation from the older, non-responsive students from the first cycle.

This helped to support my focus on SEL instruction that allowed students to self-reflect and

make their own meaningful connections. It also illustrated the importance of small-groups to

help foster students’ perception of themselves in an academic setting.

Significances / Implications for Education

Social and emotional learning for a multi-age setting. ​In line with Yeager’s (2017)

research of SEL programs for adolescents, I found the importance of implementing self-directed
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 42

SEL lessons for the older students in this classroom. Providing students with an opportunity to

use SEL related skills as it was personally meaningful was effective for this group of students, as

well as the younger students. Additionally, younger students demonstrated more interest in their

academic related tasks and verbalized their thoughts on peers’ work. This behavior observed in

Cycle 2 suggests the effectiveness of self-directed and self-reflective SEL instruction for both

younger and older adolescents, which I did not expect to find. The increase in student interest of

their work helped to answer my research question, which focused on SEL strategies to build

academic identity, as student interest of work demonstrated a level of capability related to how

they might see themselves as a student.

Small groups to help build confidence.​ I expected to find that students would become

confident enough in their answers to participate in whole group and small groups, equally. I

observed students in both settings and requested their feedback. Based on their responses;

however, I found that students felt more confident and comfortable when they were in small

groups to share their work. This is in line with research that describes a participation increase in

pairs and a decrease in participation as group sizes become larger (James, 2016; Kaddoura,

2013). Also, in small groups students could verbalize to a peer when something was not

conducive to their group. Based on this context, students did not feel as comfortable sharing their

work with the whole class and preferred to work in small groups or individually. As an educator,

it was important to understand how students felt about a lesson structure in order to make

adjustments for the best learning environment possible. This has possible implications to

consider for certain structures that require students to share their thoughts with the entire class

such as, individual presentations, whole class socratic seminars, reading aloud, etc.
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 43

Accommodating for preference during these structures could possibly increase the quality of

interaction between students and help to build academic confidence by allowing students to feel

more comfortable and confident in small group work.

Participation preference among age groups.​ Throughout the research cycles, my view

of participation in class changed to incorporate non-verbal or written participation. I wanted to

account for all of the opportunities students have to participate in class. Upon doing this I found

something unexpected but important in this multi-age setting, that younger students prefer to

verbally participate during whole class and older students prefer to participate in non-verbal or

written ways in small groups. This finding has implications for a multi-age setting where

students’ ages range; teachers might need to accommodate these preferences and provide

opportunities for students to participate in whole group and small group, in both verbal and

non-verbal options.

Limitations

One of the limitations of this study was the data collected from the student feedback

forms. During the second part of the research process, I changed the response style of the

feedback forms from situational to levels of agreement. This restricted the comparisons I could

confirm when I analyzed student response changes from Cycle 1 to Cycle 2. Also, I relied on

student feedback forms that asked students to self-rate; however, asking students for

non-anonymous feedback could have possibly created responses that were what I, as their

teacher, wanted to hear and not completely accurate. I attempted to delimit this part of the

process by taking extensive teacher notes, but that creates a pool of data which is subjective in

nature. The journal was possibly influenced by my own investment in this research and biased
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 44

the observations. In order to delimit my personal biases, I used a quantitative measure to observe

student participation in the form of a tally sheet. Looking for procedures to delimit this in my

future data collection as a teacher in my own classroom, I could utilize a less subjective feedback

form and implement a system where students could assess their work. I could ask students to self

assess using bins labeled mastery, getting there, or no clue and then assess using a rubric in order

to limit the subjectivity.

Another limit of this action research was the ambiguity of my research focus in relation

to academic identity. Academic identity is defined as part of a student’s larger self-concept

(Brown et al., 2014); attempting to analyze part of a whole in an interrelated concept such as the

self is difficult in nature. A multitude of factors that occur outside of the classroom could

potentially affect a student’s academic identity development such as, home-life, parental

expectations, and peer relationships. This makes it difficult to determine one contributing factor

when looking at SEL as a strategy to help build academic identity. In order to delimit the

ambiguity, I attempted to focus on feedback questions and observations that focused on work

completed in class rather than homework. I hoped this would limit the outside factors to

influence a student’s disposition toward their work. Additionally, implementing collaborative

activities in accordance with SEL strategies could possibly obscure the effects of SEL alone in

helping to build an academic identity. I attempted to delimit this by monitoring student behavior

in groups and individually, in order to separate which strategy might be responsible; however, it

was not something I could separate in the end.

A final limitation to this action research was on a personal level, as I categorize myself at

the novice level of researcher and teacher, especially combined. As I was new to both parts, this
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 45

led to unequal division of what was required in order to grasp a complete picture of what was

happening. The process of collecting observational data was sometimes interrupted by the need

to help a student, which delayed the time between action and recording therefore skewing the

objectivity of the observation. I attempted to delimit this lack of experience by engaging in

frequent conversations with my cooperating teacher and colleagues about the events in the

classroom. I hoped this could help reach a more objective observation by including multiple

perspectives. If the role of teacher-researcher was familiar from the beginning, I might have

planned for my data collection and teaching in a manner which helped my action research

maintain more validity.

Reflection

I started the research portion of my teaching journey picturing a mountain of new and

unfamiliar information to learn before I could consider myself a ​researcher​. Coming from a

liberal arts background, I shied away from that word and its associations because language was

always easier than numbers for me. I anticipated having to study incredible amounts of theory,

strategies, and effective interventions before I could understand what to implement in the

classroom and how to analyze the results. I was half right. I learned the ​action​ of action research

meant responsiveness to student needs was the first priority. What did they need from me? This

answer turned out to be the information I had to research, learn from, and respond in real time as

new information came to light. This process allowed me to use my language preference for

qualitative data, which helped to create a narrative of what was potentially occurring during each

cycle. This process has illuminated the term research as an accessible and integral part of being a

teacher. Because I was fully immersed in the theory, strategy, and interventions I was able to
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 46

grasp the meaning of it all at a level I cannot forget because I experienced it. I discovered the

value of taking reliable data from students in order to design lessons and student experiences. I

learned that as a teacher, it is important to rely on other forms of data from your students besides

student work; implementing tools from this action research in my future classroom is something

​ ould ignite.
that excites me, which was a feeling I never imagined the term ​research w

I began this portion of my student teaching prepared for lesson write up after lesson write

up that followed a specific formula to teach students what they needed to know; it followed the

lines of “teach, model, we try, they try, you try” and repeat. Instead, what I found with this group

of students is they really cannot actively listen and follow instructions while they are just sitting,

inactive. I discovered a more effective strategy of minimal front-loading to introduce a task,

followed with thorough written instructions and an opportunity for students to interact with the

information, then ask questions about where they need to be in order to achieve the result. This

proved a more inviting formula of learning for my students and frankly myself, because I felt

less effective standing in front of the room speaking. Additionally, every student accesses

content and learning outcomes at a different point, even at the same access point two students

might access it in a different medium, so making sure students experience the learning as much

as possible themselves is another insight I walked away with about their learning.

On a holistic level, I have learned through this experience that no teaching takes place

without a relationship. As a teacher, you have to make it a top priority to build a relationship

with students prior to thinking about the academic part of the gig, which is hard since the

academic is something you are instructed to begin as soon as you arrive to the classroom and in

some cases held to a curriculum timeline. Even though my research focused on social and
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 47

emotional skill building, one of which is about relationships, learning about this balance was

challenging for me; I developed these skills along with my students. I generally reflect on my

past experience of moving frequently as a positive. I attribute it to my ability to interact with

people I meet quite easily; however, I experienced the downside of this when it came to

long-term and deeper relationship building in the classroom. This was my greatest challenge with

teaching this semester; I had to frequently remind myself to let go of the academic agenda so I

could just be present in the interactions with my students, as this was of high value to them. I

also found this to be of high value because the relationship between students and teacher is

where the guidance and facilitation can have the most effect on a student’s experience in the

classroom. I hope the practice of reflection in my journey continues throughout my soon to begin

career as an educator and I discover more insight to educating for the whole child with, of

course, the help of my future students.


PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 48

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PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 51

APPENDIX A

Cycle 1 Student Feedback Form


PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 52

APPENDIX B

Student Responses of Feelings and Emotions For Roman Mosaic Reflection


PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 53
PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 54

APPENDIX C

Character Strengths Placemat Students Analyzed and Reflected With Peers


PARTICIPATION AND ACADEMIC IDENTITY THROUGH SEL 55

APPENDIX D

Cycle 2 Revised Student Feedback Form

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