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CATEGORY SPONSORED BY CME LLC • PSYCHIATRIC TIMES • JANUARY 2012

Adjustment Disorder: Diagnostic and


Treatment Issues
by Patricia Casey, FRCPI, FRCPsych, MD apart from general supportive measures, is fre- within 3 months of the onset of the stressor(s).
and Anne Doherty, MBBCh, MedS, quent either when the stressor is removed or as These symptoms or behaviors are clinically
MRCPsych new levels of adaptation are reached. Manage- significant as evidenced by either . . . marked
ment of anxiety or insomnia symptoms, or brief distress that is in excess of what would be ex-

T
he diagnostic category of adjustment dis- psychological treatments are sometimes used to pected from the stressor [or] significant im-
order (AD) made its first appearance in shorten the duration or reduce the intensity of AD pairment of social or occupational (academic)
DSM-III in 1968. It replaced the previ- episodes. In patients with AD, both emotional functioning.
ous “transient situational disturbance” of and behavioral disturbances are present and in- This definition excludes the diagnosis if there
DSM-II, and shortly after was included in ICD-9. clude low mood, tearfulness, anxiety, self-harm, is another Axis I or II disorder to which the symp-
It has persisted into the current versions of both withdrawal, anger, and irritability. toms may be attributed or if the symptoms are
DSM-IV and ICD-10. The inclusion of AD rec- due to bereavement (Table). AD is classified as
ognizes that people can often develop symptoms Definition either acute or chronic, and within each form
or exhibit behaviors in response to stressful AD is defined in DSM-IV as: there are subtypes with depressed mood, with
events that are in excess of normal reactions. . . . emotional or behavioral symptoms in re- anxiety, with mixed anxiety and depressed mood,
Resolution with the minimum of intervention, sponse to an identifiable stressor(s) occurring (Please see Adjustment Disorder, page 44)

CREDITS: 1.5 LEARNING OBJECTIVES Physician assistants, nurse practitioners, and nurses
RELEASE DATE: January 20, 2012 After completing this activity, participants should be able to: may participate in this educational activity and earn a
EXPIRATION DATE: January 20, 2013 • Understand the diagnostic issues associated with certificate of completion, as AAPA, AANP, and ANCC
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FACULTY
• Recognize the most useful screening tools for adjustment reciprocity agreements.
Patricia Casey, FRCPI, FRCPsych, MD, Professor of
disorders
Psychiatry, University College, Dublin; Consultant DISCLAIMER
• Implement a differential diagnosis
Psychiatrist, Mater Misericordiae University Hospital The opinions and recommendations expressed by faculty
• Understand the psychotherapeutic and
and other experts whose input is included in this activity
psychopharmacological treatment options
Anne Doherty, MBBCh, MedS, MRCPsych, Senior Registrar are their own and do not necessarily reflect the views of
• Better appreciate the implications for adjustment
in Psychiatry, St James Hospital, Dublin the sponsors or supporter. Discussions concerning drugs,
disorders in regard to DSM-5
dosages, and procedures may reflect the clinical
DISCLOSURES
COMPLIANCE STATEMENT experience of the faculty or may be derived from the
Professor Casey and Dr Doherty have no relationships to This activity is an independent educational activity under professional literature or other sources and may suggest
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44 PSYCHIATRIC TIMES JANUARY 2012

CATEGORY 1
Adjustment Disorder emotion that in DSM-5, more emphasis should be placed
Continued from page 43 • Individual circumstances (eg, the loss of a job on the specific symptom clusters and their quali-
may render a person homeless, which is appro- ty. Moreover, the longitudinal course of AD
with disturbance of conduct, with mixed distur- priately associated with high levels of distress) should receive more attention. Since, currently, a
bance of emotions and conduct, and not other- • The mere fact of visiting a doctor or being re- diagnosis of AD cannot be made when the thresh-
wise specified. ferred to a mental health professional should not old for another condition is met, it is regarded as
ICD-10 limits the time frame of onset of the inevitably be regarded as indicative of disorder a subsyndromal rather than a full Axis I disorder.1
symptoms to within 1 month of the causative • The level of functional impairment as a result of However, its clinical importance may be such
stressor and, as with DSM-IV, it categorizes AD the symptoms (ICD-10 only) that it should be accorded full syndromal status
as one of exclusion, specifying that the criteria The second dilemma is the differentiation of with its own diagnostic criteria.3
for an affective disorder must not be met. The AD from other Axis I disorders, such as general-
categories in ICD-10 are brief depressive reac- ized anxiety disorder (GAD) and major depres- Prevalence
tion, prolonged depressive reaction, mixed anxi- sive disorder (MDD). Simply on the basis of AD is underresearched, and most of the large
ety and depressive reaction, with predominant symptom numbers and duration of more than 2 epidemiological surveys of the general popula-
disturbance of other emotions, with predominant weeks, AD would be relabeled as MDD after the tion lack any prevalence data for AD, including
disturbance of conduct, with mixed disturbance time threshold has been crossed, even though the the Epidemiological Catchment Area study, the
of emotions and conduct, and with other speci- onset of symptoms was temporally close to the US National Comorbidity Survey, and the Na-
fied predominant symptoms. stressor. Thus, a young woman with children who tional Psychiatric Morbidity surveys of Great
While DSM-IV states that the symptoms had received a diagnosis of stage IV cancer 3 Britain.4-6 As a result, the diagnostic category of
should resolve within 6 months, it also recog­ weeks earlier and now has low mood, is not AD has not received the attention that it warrants
nizes a chronic form if exposure to the stressor is sleeping, is unable to get pleasure from life, has and most of the scientific data are derived from
long-term or the consequences of exposure to the recurrent thoughts of dying, and has poor concen- smaller studies made up of particular clinical
stressor are prolonged. For example, the loss of a tration might variously be thought to be experi- groups.
job may lead to the loss of the home, thereby encing an appropriate reaction, an AD, or MDD. The prevalence of AD has been found to be
causing marital problems. So the diagnosis can Examples such as this highlight the need for con- 11% to 18% in primary care.7,8 In consultation-
be made even when the index event has resolved tinued monitoring. liaison, where the diagnosis is most often made,
or the 6-month time frame has been reached if Ordinarily, one would expect the symptoms to the rates are similar: 7.1% to 18.4%.9-11 This,
consequences continue. ICD-10 is silent on the resolve when the stressor diminished or was re- however, is in a state of flux, and it may be that
knock-on effect of stressors but allows a 2-year moved. At other times, notwithstanding the per- the “culture of prescription” drives the “culture of
period of symptoms in the prolonged depressive sistence of the stressor or its ramifications, the diagnosis.”1 The diagnosis of AD has declined
subtype. person adapts. A diagnostic conundrum arises, from 28% in 1988 to 14.7% in 1997, while the
Symptoms caused by mood fluctuations in however, when the symptoms and the stressor diagnosis of MDD has increased (6.4% to 14.7%)
response to day-to-day stressful events that occur persist in tandem—is the appropriate diagnosis over the same 10 years.12
in persons with borderline (emotionally unstable) chronic AD, MDD, or appropriate sadness? In A major problem in studying AD is the ab-
personality disorder are not classified as AD. general, normal reactions to events resolve sence of any specific diagnostic criteria with
AD is one of the few psychiatric diagnoses for quickly and do not persist, hence the time frames which to make the diagnosis. (Instruments such
which the etiology, symptoms, and course, rather specified in DSM-IV and ICD-10. A further rea- as the Structured Clinical Interview for DSM
than symptoms alone, are central to making the son for monitoring is that the symptoms may rep- [SCID] and the Schedules for Clinical Assess-
diagnosis.1 resent a disorder, such as evolving MDD that ment in Neuropsychiatry [SCAN] include the
emerges more clearly over time. criteria for AD, albeit in a cursory manner.) So it
Controversies and dilemmas Another controversy stems from the subsyn- is not possible to achieve a gold standard measure
A diagnosis of AD raises a number of dilemmas. dromal nature of AD. It may be that allowing on the basis of the current criteria in DSM-IV and
The first is the distinction from normal reactions MDD to override a diagnosis of AD is a clinical ICD-10. For this reason, clinical diagnosis with
to stress, a separation that is important so as not mistake, since there is little to distinguish one all its associated problems is the only standard
to pathologize the day-to-day travails of life. from the other in terms of symptoms, although currently available.
There is nothing to assist the clinician in making the course of each is different.2 In addition, doing
this distinction except that ICD-10 requires both so is illogical because the diagnosis of MDD is Structured diagnostic and
functional impairment and symptoms to make cross-sectional and is based on symptom num- screening instruments for AD
the diagnosis, while DSM requires symptoms or bers and duration; the course of AD is longitudi- Structured interviews are frequently considered
impairment. Thus, ICD is more stringent and has nal and is based on etiology and duration. Thus, the gold standard in psychiatric research because
a higher threshold than DSM. Arguably, a deci- MDD and AD represent conceptually different, they eliminate the subjective element of the diag-
sion on whether a reaction is pathological should nonoverlapping dimensions. nostic process; however, for purposes of diagnos-
take account of a number of factors, including: This suggests that the current diagnostic sys- ing AD, there are problems. Some of the most
• C ultural differences in the expression of tem based on symptom thresholds is limited and widely used structured interviews in research,
such as the Clinical Interview Schedule and the
Composite International Diagnostic Interview,
Table DSM-IV criteria for adjustment disorder fail to include AD.13,14 Others, such as SCID,
SCAN, and the Mini International Neuropsychi-
• Occurs within 3 months of the onset of a stressor atric Interview, include AD but regard it as a sub-
syndromal diagnosis.15-17 This commonly leads to
•M
 arked by distress that is in excess of what would be expected, given the nature of the stressor, or by AD being ignored or conflated with and sub-
significant impairment in social or occupational functioning sumed by MDD.2,18
Screening instruments have likewise met with
• S hould not be diagnosed if the disturbance meets the criteria for another Axis I disorder or if it is an
little success in distinguishing between AD and
exacerbation of a preexisting Axis I or II condition
MDD. The Zung Depression Scale, the One-
• Should not be diagnosed when the symptoms represent bereavement Question Interview, the Impact Thermometer,
and the Hospital Anxiety and Depression Scale,
• T he symptoms must resolve within 6 months of the termination of the stressor but may persist for a although helpful in identifying possible mood
prolonged period (longer than 6 months) if they occur in response to long-term exposure to a stressor or to a disorders, are of little use in differentiating AD
stressor that has enduring consequences from MDD.19-21
JANUARY 2012 PSYCHIATRIC TIMES 45
CATEGORY 1
Since diagnostic interviews and screening in- Treatment with the spontaneous resolution of symptoms.
struments either fail to distinguish between AD AD is largely short-lived and generally resolves This has been borne out in follow-up studies that
and MDD or entirely omit AD, their utility is lim- spontaneously, which may account for the paucity found that patients who received a diagnosis of
ited when applied to AD. Thus, the diagnosis of of studies on the treatment of this common condi- AD on admission had shorter index admissions
AD relies on the traditional medical skills of care- tion. Yet treatment cannot be disregarded, since, and fewer psychiatric readmissions than those
ful history taking and clinical judgment in assess- despite its brevity, symptoms may be severe and who received another diagnosis.38
ing the presenting symptoms, the context in which are associated with a risk of suicide.26 In addition,
the symptoms arise, and the likely course of the the effect on quality of life and functioning means DSM-5 and beyond
condition. that there are social and even economic reasons The problems concerning the absence of specific
why interventions are worthy of further study.26 diagnostic criteria for AD and the relegation of
Diagnosis In clinical practice, 3 approaches to treatment AD to subsyndromal status are significant con-
The presence of a stressor is central to the diagno- deserve consideration on the basis of the stress cerns that should be taken into account during the
sis of AD, and this is the consideration that most response model: framing of DSM-5. Suggestions for new criteria
sets AD apart from other disorders in DSM-IV • Modifying or removing the stressor for AD include the following3:
and ICD-10. This makes AD similar to PTSD and • Facilitating adaptation to the stressor using • Terminating the subsyndromal status of AD
to acute stress disorder, which also require a various psychological therapies and according it full diagnostic criteria along-
stressor—the symptoms would not have devel- • Altering the symptomatic response to the side MDD and GAD
oped if there had been no stressor. This differs stressor with medication or behavioral • Extending the bereavement exclusion to other
from MDD, which does not require a stressor, al- approaches events
though many episodes of MDD are preceded by a Brief psychotherapy has been identified as the • Recognizing that AD may be conflated with
life event. treatment of choice for AD.27 Approaches using MDD, the following wording is suggested:
AD is more strongly associated with marital ego strengthening and mirror therapy have shown “Stressors may also trigger adverse reactions
problems and less with family-related or occupa- some success in specific groups, such as the el- that symptomatically resemble major depres-
tional stressors than MDD.22 Clinically, this is un- derly during transition phases and those recover- sion, anxiety or conduct disorders but are bet-
likely to be helpful because the types of events are ing from myocardial infracts.28,29 For patients who ter classified as AD, particularly when there
not specific and even traumatic events can trigger have experienced work-related stress, cognitive is a close temporal relationship between the
AD as well as PTSD. interventions have been effective.30 event and the onset of symptoms and sponta-
Symptoms are important to any clinical diag- Most randomized controlled trials have focussed neous recovery is anticipated after a period of
nosis, but they are not sufficiently specific to on pharmacotherapy for AD with anxiety subtypes. adaptation or when the stressor is removed.”
allow a distinction to be made between AD and In a study that compared a benzodiazepine with a • Associating the condition with symptoms
MDD.10,23 While neither of the classifications nonbenzodiazepine anxiolytic, more patients re- and impairment
specifies the symptoms required for a diagnosis of sponded to the nonbenzodiazepine, although the Currently, the broad criteria for MDD have the
AD, there are some symptoms that may be indica- reduction in symptom severity was the same by day unintended consequence of drawing self-limited
tive of AD. Yates and colleagues24 found that diur- 28 of the study. Fewer patients who received the conditions, such as AD, into their net, simply be-
nal mood variation, the loss of mood reactivity, a nonbenzodiazepine experienced rebound anxiety cause they reach the threshold in terms of duration
distinct quality to the mood, and a family history when medication was discontinued.31 or symptom numbers, leading to a mistaken belief
of MDD were predictive of a diagnosis of MDD Two randomized placebo-controlled studies that the prevalence of MDD is increasing. Devel-
rather than AD. Further studies are needed to that examined symptom response in patients with oping criteria for AD in DSM-5 will also affect
demonstrate whether these symptoms have suffi- AD with anxiety subtypes showed a positive ef- the criteria for MDD. The requirement for func-
cient specificity. fect with kava-kava and valerian extracts.32,33 Ans- tional difficulties as well as symptoms reduces the
The mood state of those with AD often de- seau and colleagues34 found that anxiolytics and likelihood that normal adaptive reactions are
pends on the cognitive presence of the stressor so antidepressants were equally effective in patients deemed pathological and corresponds with ICD-
that immediate impairment of mood is observed with AD and anxiety. Results from a randomized 10 and ICD-11.
when the stressor is discussed, with more obvious controlled trial of pharmacological and psycho- AD should also be considered in a separate cat-
mood recovery when the patient is distracted. therapeutic interventions that included supportive egory of stress-related disorders together with
Thus, removing the person from the stressful situ- psychotherapy, an antidepressant, a benzodiaze- PTSD, acute stress reactions and, possibly, dis-
ation will lead to a reduction in symptoms that pine, and placebo showed significant improve- sociation, because all are triggered by a stressful
would otherwise persist. ments regardless of the intervention.35 event. The continuing interest in PTSD will in-
Because of the limitations in the criteria for di- There have been no randomized clinical trials evitably help direct research endeavors to the as-
agnosing AD, the diagnosis is based on the pres- that compared antidepressants with placebo or sociated categories. This change would lead to
ence of a precipitating stressor and on a clinical other pharmacological treatments for AD with the greater harmonization between DSM-5 and ICD-
evaluation of the likelihood of symptom resolu- depression subtype. Evidence for the use of med- 11, in which AD is classified in the stress-related
tion on removal of the stressor. For those exposed ications, especially antidepressants, is lacking, group.
to stressors long-term, the diagnosis of AD is less and further studies are required. The classification of AD is of more than theo-
clear because this type of exposure can be associ- retical interest, since it has implications for how
ated with MDD, GAD, or AD. Prognostic considerations normal stress responses are distinguished from
Depending on the predominant symptoms, the The most common comorbidities with AD are those that are pathological on the one hand and
differential diagnosis may be MDD, GAD, or personality disorder and substance abuse disor- how pathological responses are distinguished
evolving MDD. When the person exhibits behav- ders, which have been associated with poor out- from other psychiatric disorders such as MDD
ioral disturbance such as self-harm or anger, bor- come.36-39 Patients with AD are at increased risk and GAD, on the other.
derline personality disorder must be excluded. For for suicide. Psychological autopsy studies have This also has financial implications because
those who have experienced a traumatic event, shown that between 6% and 25% of patients who antidepressants are now the most commonly pre-
PTSD must be considered; however, PTSD does die by suicide have received a diagnosis of AD.26,40 scribed medications in the United States.43 The
not develop in all persons who have been exposed The rates of AD in patients who present after an proportion of the general population for whom
to a traumatic event, and therefore AD may be a act of self-harm range from 4% to 10%.41,42 Sui- antidepressants are prescribed almost doubled
more appropriate diagnosis. Unlike most other cidal ideation has been found to be of a more rapid from 5.84% in 1996 to 10.12% in 2005. During
disorders in DSM, AD must be distinguished from onset and resolution in patients with AD than in this time, the use of antidepressants for “depres-
a normal homeostatic reaction to stress. Failure to patients with other disorders.41 sion,” anxiety, and AD increased significantly.
consider this could lead to normal distress being The definition of AD in both DSM-IV and The biggest increase was seen in patients with
miscategorized as a psychiatric disorder.25 ICD-10 conveys an expectation of good outcome, (Please see Adjustment Disorder, page 46)
46 PSYCHIATRIC TIMES JANUARY 2012

CATEGORY 1
Adjustment Disorder and change over a 10-year period. Gen Hosp Psychiatry. 2002;24:249- 29. González-Jaimes EI, Turnbull-Plaza B. Selection of psychotherapeu-
Continued from page 45 256. tic treatment for adjustment disorder with depressive mood due to
13. Lewis G, Pelosi AJ, Araya R, Dunn G. Measuring psychiatric disorder acute myocardial infarction. Arch Med Res. 2003;34:298-304.
in the community: a standardized assessment for use by lay interview- 30. van der Klink JJ, Blonk RW, Schene AH, Dijk FJ. Reducing long term
AD—22.3% to 39.4% annually, and this increase ers. Psychol Med. 1992;22:465-486. sickness absence by an activating intervention in adjustment disorders:
is set against a backdrop of a near total absence 14. Kessler RC, Üstün TB. The World Mental Health (WMH) Survey Ini-
tiative Version of the World Health Organization (WHO) Composite Inter-
a cluster randomised controlled design. Occup Environ Med. 2003;
60:429-437.
of scientific evidence for their benefit. Thus, national Diagnostic Interview (CIDI). Int J Methods Psychiatr Res. 31. Nguyen N, Fakra E, Pradel V, et al. Efficacy of etifoxine compared to
the public is paying for pharmacological treat- 2004;13:93-121.
15. First MB, Gibbon M, Spitzer RL, Williams JBW. Structured Clinical
lorazepam monotherapy in the treatment of patients with adjustment
disorders with anxiety: a double-blind controlled study in general prac-
ments that are not necessary and not supported Interview for DSM-IV Axis I Disorders (SCID 1). New York: New York State tice [published correction appears in Hum Psychopharmacol. 2006;
by evidence. Psychiatric Institute Biometric Research Department; 1996. 21:562]. Hum Psychopharmacol. 2006;21:139-149.
16. Wing JK, Babor T, Brugha T, et al. SCAN. Schedules for Clinical As- 32. Volz HP, Kieser M. Kava-kava extract WS 1490 versus placebo in
sessment in Neuropsychiatry. Arch Gen Psychiatry. 1990;47:589-593. anxiety disorders—a randomized placebo-controlled 25-week outpa-
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1. Which of the following is not considered relevant in making 4. Which of the following may easily be misdiagnosed for AD? 8. Which of the following is essential to the diagnosis of AD in
a diagnosis of adjustment disorder (AD)? A. Major depressive disorder (MDD) DSM-IV?
A. A stressful event B. Bipolar disorder A. Functional impairment
B. Exclusion of any other Axis I or II disorder C. Borderline personality disorder B. At least 1 psychotic episode
C. Symptoms due to mood fluctuations in response to C. The presence of a stressor
day-to-day stresses 5. Structured diagnostic and screening instruments such as the
D. Etiology, symptoms, and course Clinical Interview Schedule have well-developed criteria for 9. According to psychological autopsy studies, what percentage
assessing and diagnosing AD. of persons who die by suicide have previously received a
2. To make a diagnosis of AD, DSM requires both symptoms and A. True diagnosis of AD?
impairment. B. False A. 4% to 10%
A. True B. 7% to 12%
B. False 6. One study found that diurnal mood variation, the loss of C. 6% to 25%
mood reactivity, and a distinct quality to the mood were
3. Which of the following statements is true? predictive of 10. In framing DSM-5, which of the following might be
A. The diagnosis of AD is cross-sectional and based on A. MDD considered?
symptom numbers and duration. B. AD with depressed mood A. Changing the status of AD from subsyndromal to full
B. The course of AD is longitudinal and based on etiology and diagnostic criteria
duration. 7. Most randomized controlled trials have focused on B. Removing AD from DSM altogether
C. MDD and AD are conceptually similar with overlapping pharmacotherapy for AD with anxiety subtypes. C. Combining AD and complicated grief under one
dimensions. A. True diagnostic entity
B. False
(Please see XXXXXXXXX, page 46)
A12001011

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