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Eur J Pediatr (2005) 164: 552–558

DOI 10.1007/s00431-005-1698-8

O R I GI N A L P A P E R

Chiara Pandolfini Æ Maurizio Bonati

A literature review on off-label drug use in children

Received: 25 November 2004 / Accepted: 12 April 2005 / Published online: 24 May 2005
 Springer-Verlag 2005

Abstract The aim was to compare results of studies Keywords Drug Æ Drug labelling Æ Legislation Æ
performed in different settings worldwide and identify Paediatrics Æ Prescriptions
common therapeutic areas to allow for focused inter-
ventions, because off-label drug use can be a measure of
the lack of knowledge concerning paediatric treatments. Introduction
A secondary objective was to provide a brief review of
efforts to date. A literature review of articles on off-label The issue of the underprivileged position of children
and unlicensed drug use in children involving general with respect to optimal drug therapies was raised years
prescription samples was performed using Medline and ago, but the situation remains inadequate. Children are
Embase. In all, 30 studies from 1985–2004 were in- routinely given drugs that lack specific paediatric
cluded. Eleven involved paediatric hospital wards, seven information because of the difficulties in carrying out
neonatal hospital wards, and 12 the community setting. clinical trials in this population, such as practical diffi-
The off-label and unlicensed classification methods culties and ethical considerations arising from the
varied, making results difficult to compare. In general, involvement of children [11]. Those who administer
off-label/unlicensed prescription rates ranged from drugs to children are forced to deviate from the estab-
11%–80%, and higher rates were found in younger lished labelling indications, for example by manipulating
versus older patients and in the hospital versus com- a drug’s formulation to obtain a ‘‘paediatric’’ dose (e.g.
munity settings. On the paediatric hospital wards, off- splitting tablets into pieces), or by changing the indi-
label/unlicensed prescriptions ranged from 16%–62% cated route of administration (e.g. to avoid intramus-
and most often concerned acetaminophen, cisapride, cular injections in young patients) [19]. This is also
chloral hydrate, and salbutamol. In the neonatal wards, known as off-label drug use. More generally, off-label
rates ranged from 55%–80% and often involved caf- drug usage is that in which drugs are prescribed outside
feine. In the community setting, rates ranged from 11%– their licensed indications with respect to dosage, age,
37% and the most commonly implicated drugs were indication, or route, and unlicensed drugs are those
salbutamol and amoxicillin. Conclusion: A lack of whose formulation is modified, that are prepared as
harmonisation between the evidence, the information extemporaneous preparations, that are imported or used
available to doctors, and its use in clinical practice exists before a license is granted, or that are chemicals used for
and this is part of the reason off-label therapies are so therapeutic purposes.
common. Attempts have been made to improve knowl- Several initiatives aimed at increasing the number of
edge concerning paediatric treatments, but more focused required paediatric studies have been taken in the last
interventions are needed, also taking into consideration few years, with the United States at the forefront and
this lack of harmonisation. Europe beginning to follow [15]. Other countries, for
example Israel [3, 30, 42,43], Australia [52, 71,75], and
Canada [40] are beginning to show interest as well (see
appendix).
C. Pandolfini (&) Æ M. Bonati Studies carried out in different settings, therapeutic
Laboratory for Mother and Child Health, areas, and age ranges [33,63] have revealed high off-label
‘‘Mario Negri’’ Institute for Pharmacological Research, drug use rates everywhere, especially in neonates. Off-
Via Eritrea 62, Milan, Italy
E-mail: pandolfini@marionegri.it
label prescriptions often represent the most rational,
Tel.: +39-02-390144511 evidence based therapies [58] so the problem is not
Fax: +39-02-3550924 inappropriate drug use by physicians, but an inadequate
553

evaluation and registration process [14]. However, off- vant studies. Two studies performed by the authors of
label and unlicensed uses can be considered uncontrolled this paper that were presented at international con-
experiments that do not capture information useful to gresses and published as abstracts, were also included in
understanding a drug’s effects and in which patients are the review since all original data were available [7,55].
unknowingly being enrolled. Furthermore, little is The search process was repeated in March 2005 in order
known about the possible harm and side-effects inherent to include any articles published while the review was in
in this type of prescribing, with risks such as errors in progress.
adjusting adult doses and formulations to ones suitable Of the resulting studies, only those involving general
for children as well as in preparing extemporaneous prescription samples (all medications ordered and given
preparations [47,51]. Studies examining this aspect [16, to the patients), and not subsets, were included in the
17, 32, 36, 50, 78, 79,81] have found differing results, review. Four studies evaluated specific subgroups of
many suggesting a greater adverse drug reaction risk prescriptions, such as antibiotics or newly marketed
associated with off-label and unlicensed drug use. medicines, and were therefore excluded [44, 62, 67,83].
This review aims to give an updated overview [53] of Another study [70] was excluded because it evaluated
the worldwide situation of off-label and unlicensed drug possible determinants for drug prescriptions to patients
use in different settings, attempting to compare the rates below the licensed age. Finally, two further studies were
found in the different studies, with a brief summary of excluded because they were only present in abstract form
the related legislation and a discussion of the possible [31,74].
solutions for obtaining better medicines for children.

Results
Methods
In all, 30 studies, performed between 1985 and 2004,
A literature review of articles on the off-label or unli- were included in the review (Table 1). Eleven involved
censed use of drugs in children was performed using the paediatric hospital wards [22, 23, 42, 48, 54, 66, 72, 75,
Medline and Embase databases, which date back to 76, 76, 77], seven involved neonatal hospital wards [2, 3,
1966 and 1974, respectively. Medical subject headings 21, 52, 55, 66,78] and 12 the community setting [7, 10,
and free text searches were used, involving the terms 14, 26, 27, 30, 36, 43, 46, 61, 68, 80]. The number of
‘‘drug utilisation’’, ‘‘drug use’’, ‘‘drug approval’’, ‘‘drug patients ranged from 40 to 455,661, with an average of
labelling’’, ‘‘off-label’’, and ‘‘unlicensed’’, combined with 33,116. Most of the studies (21/30) were prospective
the terms ‘‘child’’, ‘‘paediatrics’’, ‘‘infant’’, ‘‘adolescent’’, studies. The overall rates of prescriptions considered off-
and ‘‘newborn’’, and taking into consideration the fact label or unlicensed ranged from 11% to 80% (Table 1),
that some of the terms used by the individual databases the most common reason for off-label use was dosage,
varied. The resulting article titles or abstracts were and the most common off-label/unlicensed drugs cited in
scanned for relevance, those regarding studies on the off- the studies were salbutamol (six studies), acetaminophen
label/unlicensed use of drugs in children were obtained (five studies), and caffeine and morphine (three each).
and included in the review, and the bibliographies of all The off-label categories taken into consideration in
the studies identified were searched for additional, rele- assigning off-label status varied significantly between

Table 1 Synopsis of the studies on the off-label and unlicensed use of drugs on the neonatal and paediatric hospital wards and community
settings carried out so far. (P prospective, R retrospective)

Country (n) Period Methodology Patients Patient Patients with ‡1 Prescriptions Prescriptions
studied (n) age range unlicensed unlicensed off-label (%)
or off-label or off-label (%)
drug (%)

Paediatric hospital studies


UK (3), USA (2), 1985–1999 3 R, 8 P 74–1461 1 day–20 years 36–92 16–62 7–60
Australia, Europe,
Ireland, Italy, Israel,
The Netherlands
Neonatal hospital studies
UK (2), Australia, 1998–2002 7 P 40–143 0–183 days 80–97 55–80 14–63
France, Israel, Italy,
The Netherlands
Pediatric studies in the community
France (2), Israel (2), 1978–2001 6 R, 6 P 132–455661 0 days–18 years 16–56 11–37 9–33
UK (2), The Netherlands
(2), Germany, Italy,
Sweden, United States
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studies; some only considered one type of off-label use, difference in rates between different paediatric specialties
while others considered up to six. The most frequent and found higher off-label/unlicensed drug use rates on
category was age (27 studies), followed by dose (23), the neonatal surgical unit (55% of prescriptions) com-
indication (22), route (21), formulation (7), contraindi- pared to the other units (25% on the medical and sur-
cation (5), and lack of paediatric license, use in children gical units, 40% on the general paediatric intensive care
not mentioned, or inadvisable co-prescription (5 studies unit, and 44% on the cardiac intensive care unit). The
total). The definitions of off-label and unlicensed pre- most common reasons for off-label or unlicensed drug
scriptions also varied between studies. use were dose, followed by indication, and the drugs
appearing more frequently among the most common off-
label/unlicensed drugs were caffeine, ampicillin, dopa-
Paediatric hospital wards mine, phenobarbital, morphine, sodium chloride, the-
ophylline, and vitamins K and E.
The 11 paediatric hospital ward studies involved general
paediatrics, intensive, and surgical intensive care wards.
The off-label or unlicensed drug use rates resulting from Community setting
these studies ranged from 36% to 92% of children
(receiving at least one off-label or unlicensed drug) The 12 community setting studies evaluated data from
(Table 1) and from 16% to 62% of prescriptions. The paediatric and family practice clinics, paediatrician’s
classification strategies used in the studies varied, yield- offices, and databases. The studies were characterised by
ing different usage rates. However, when off-label and greater variation in classification schemes and were
unlicensed prescriptions were considered together, the therefore more difficult to compare. When all studies
rates were more comparable because some authors were considered, the off-label/unlicensed prescription
considered off-label certain uses while others considered rates ranged from 11% to 37%. However, Erickson
them unlicensed. An example is paediatric license: Craig et al. [27] evaluated off-label use with respect to indica-
et al. [23] considered drugs with no paediatric license tion only, Bucheler et al. [10] did not look at individual
unlicensed (for a rate of 1% of prescriptions analysed in prescriptions, but evaluated whether information on the
their study), while Pandolfini et al. [54] considered them drug, its dose unit or its formulation was available for
off-label (7% of prescriptions). the age range to which the drug was prescribed, Horen
Two of these studies used significantly different clas- et al. [36] assigned only one off-label category to each
sifications from the rest. In one [72], only off-label use prescription, giving priority to contraindication and
for indication was evaluated, in the other [48], only off- indication, and Ekins-Daukes et al. [26] only evaluated
label use for age was evaluated. the 160 most prescribed drugs. The drugs appearing
The most common reasons for off-label prescribing most often among the more common off-label/unli-
were dosage and patient’s age, followed by indication. censed drugs were salbutamol and amoxicillin and the
The drugs most often listed among the more common most common reason for off-label use was dosage, fol-
off-label/unlicensed drugs were acetaminophen, cisa- lowed by age.
pride, chloral hydrate, and salbutamol. Three of the studies evaluated off-label and unli-
censed drug prescription rates specifically with respect to
age range. Two found that the younger the age of the
Neonatal hospital wards children, the higher the rates [14,43] whereas one found
no difference [26].
These seven studies involved general, surgical, and
intensive care wards. The proportion of patients
receiving at least one off-label or unlicensed drug on the Discussion
neonatal wards was much higher than on the paediatric
wards and ranged from 80% to 97%, and the rates of This review revealed that the methods used to assess off-
off-label or unlicensed prescriptions from 55% to 80%. label and unlicensed drug use varied widely between
The study by Avenel et al. [2] also evaluated the differ- studies, making a direct comparison difficult. The re-
ence in rates between neonates and premature babies sults, however, show that this type of use is common to
and found a higher rate of unlicensed use in the latter. all settings. In general, it can be noted that higher off-
The study by ‘t Jong et al. [66], which compared different label/unlicensed rates exist for neonatal versus paediat-
types of wards, found a higher rate of unlicensed use on ric wards and for hospital versus community settings.
the neonatal ward (62% compared to 39%, 40%, and Concerning age, two [14,43] of three [26] community
52%, on the surgical intensive care unit, the medium setting studies evaluating differences found higher rates
care unit, and the paediatric intensive care unit, respec- in younger children.
tively), due mostly to the unlicensed use of caffeine. The The most common type of off-label drug use emerg-
same study also found a lower rate of off-label pre- ing from the review was dosage. This was expected be-
scriptions on the neonatal ward (14% compared to 29%, cause dose adjustments are necessary even for drugs with
19%, and 16%). Turner et al. [78] also evaluated the paediatric labelling, since there are significant differences
555

in drug metabolism between narrow age ranges in chil- information be collected, analysed, and made available
dren. Acetaminophen is an example of a drug often [8, 35,65].
administered at dosages both higher and lower than Many studies on the off-label/unlicensed use of drugs
those listed in the product license, despite its well-doc- in children have been performed, but with different
umented use in children. Unfortunately, dose adjust- methodologies and in different contexts. In order to be
ments can be a direct source of prescribing error [19]. able to fully compare off-label use rates and investigate
The National Institutes of Health have created a list the differing therapeutic needs of children in different
of highest-priority drugs whose use in children needs to countries, a single, international study, based on com-
be studied to ensure safety and efficacy (http:// mon evaluation criteria, should be carried out. Measures
www.fda.gov). It is interesting to note that of these to fulfill the resulting needs could then be taken in view
commonly-prescribed drugs listed, only one, metoclo- of all aspects of rational drug therapy, from requiring
pramide, appears among the most common off-label/ increased information on specific drugs to producing
unlicensed drugs in the studies included in the review, suitable formulations where lacking [9,20]. The Euro-
and only in one study [75] where it was used off-label for pean Community’s recent enlargement could facilitate
dose as an anti-emetic on a paediatric surgery ward. This the inclusion of countries for which no off-label data
highlights the fact that although efforts are being made exists as well. Until such a study becomes feasible, sin-
to improve knowledge on the drugs with the greatest gle, prospective studies analysing chosen sets of impor-
impact on the paediatric population, the task is a diffi- tant, but less studied drugs or indications are useful for
cult one and the list should probably be expanded. monitoring children’s needs more closely.
It is important to highlight the fact that off-label is
not synonymous with incorrect. Several researchers Acknowledgements Chiara Pandolfini is grateful for a Monzino
investigated the relationship between off-label and fellowship.
unlicensed drug uses and recommendations from evi-
dence-based drug therapy sources [25, 34, 43, 58, 72,
73,80] and found that they generally correspond, indi-
cating that the quality of drug therapies is not neces- Appendix
sarily related to drug license status.
Existing information on optimal drug use in children Legislation concerning off-label drug use in children
should be made readily available to those who care for
young patients directly on the product leaflet, but this is In the United States, a series of regulatory measures
often not the case. A study [73] found that the official have been introduced to increase knowledge of drugs in
information for paediatric anti-cancer drug therapies children and to change the labelling to provide better
was scarce, despite the availability of clinical and phar- prescribing information on appropriate dose, use and
macological studies in the literature. The problem be- safety of drugs [1]. The first FDA regulations on drug
hind the large extent of off-label and unlicensed use is use in children involved the introduction of a paediatric
therefore also due to a lack of harmonisation between section in the package insert in 1979 [41]. In 1994, the
the evidence and drug licenses [26,45]. Formularies re- FDA’s ‘‘Pediatric Rule’’ [24] allowed adult efficacy data
main an important source of prescribing information for to be used, in some cases, to demonstrate drug safety
physicians because they attempt to fill this knowledge and effectiveness in children. The results were not suffi-
gap. In 1999, an important pediatric formulary, Medi- cient, however, and other measures followed. In 1997,
cines for Children [60], was created in the United the FDA created the Pediatric Exclusivity provision in
Kingdom. It was later translated and adapted to the the 1997 Modernization Act [82], in 1998 the ‘‘Pediatric
Italian situation in an effort to make essential paediatric Final Rule’’ [57] was created, and in 2002, the Best
information available elsewhere as well [49]. Although Pharmaceuticals for Children Act [5] was established.
the creation of a worldwide paediatric formulary would Paediatric research grew as a result of the effective
be an important milestone since it would lead to a incentives for the pharmaceutical industry. From 1998
standard, acknowledged approach to therapy, at least to December 2004, 87 products underwent paediatric
for the most frequent paediatric clinical needs [6] for- information labelling changes (http://www.fda.gov/cder/
mularies should only be temporary, supplementary Pediatric/labelchange.htm). Although the results were
information sources because drug licenses should be positive, the Rule was challenged on the grounds that
updated with all available evidence. the FDA did not have the authority to impose paediatric
Several suggestions for improving paediatric drug research requirements on drug companies. This led to a
therapies have been proposed [37,69] but clinical trials legal battle and to the ‘‘Pediatric Research Equity Act of
[12,64] are the most valid means of obtaining funda- 2003’’ in December 2003 [56] which gave the FDA the
mental data. Furthermore, they do so in a closely power to require drug makers to conduct paediatric
monitored, controlled environment and avoid subjecting tests.
young patients to ‘‘trial and error’’ procedures unnec- In Europe, the European Medicines Agency’s
essarily [4,59]. It is therefore important that the number (EMEA) Committee for Proprietary Medicinal Products
of paediatric trials increases and that the resulting created the ‘‘Note for guidance on clinical investigation
556

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