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PII: S1007-5704(18)30235-1
DOI: 10.1016/j.cnsns.2018.07.021
Reference: CNSNS 4594
Please cite this article as: Sergey P. Kuznetsov, Vyacheslav P. Kruglov, Hyperbolic chaos in a system
of two Froude pendulums with alternating periodic braking, Communications in Nonlinear Science and
Numerical Simulation (2018), doi: 10.1016/j.cnsns.2018.07.021
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Highlights
• A mechanical system is proposed matching assump-
tions of the mathematical hyperbolic theory
• Smale-Williams chaotic attractor in coupled Froude
pendulums is demonstrated numerically
• Computer check of hyperbolicity is performed, and
robustness of chaos in the system is confirmed
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Hyperbolic chaos in a system of two Froude pendulums
with alternating periodic braking
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of the Poincaré stroboscopic map in a certain range of parameters is a Smale – Williams solenoid.
The hyperbolicity of the attractor is confirmed by numerical calculations analyzing the angles of
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intersection of stable and unstable invariant subspaces of small perturbation vectors and verifying
absence of tangencies between these subspaces.
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Keywords: chaos, hyperbolicity, Smale-Williams solenoid, Froude pendulum, self-oscillations
invariant sets, the uniformly hyperbolic attractors com- systems. The deficit of physical examples was overcome
posed exclusively of saddle phase trajectories. For all in part only very recently [7, 8], as instead of searching
points on such a trajectory in the space of small per- for ”ready-to-use” objects with hyperbolic chaos in na-
ture and technology, we turned to a purposeful design of
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system if a torus-form region undergoes in one discrete Undoubtedly, from the point of view of clarity, among
time step a two-fold longitudinal stretching, transverse possible examples of hyperbolic chaos we should outline
compression and folding in a double loop located inside systems of mechanical nature as they are easily perceived
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the initial torus. With each repetition of the transfor- and interpreted in a frame of our everyday experience [9].
mation, the number of curls doubles and in the limit In this article, we propose to consider a mechanical sys-
tends to infinity, resulting in a so-called solenoid with a tem based on two Froude pendulums placed on a common
characteristic Cantor-like transverse structure. An obvi- shaft rotating at a constant angular velocity been alter-
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ous generalization is construction, where at one step the nately braked by periodic application of frictional forces.
folded loop has a different number of turns – three or As we shall show, with proper specification of the system
more. Chaotic nature of the dynamics is determined by parameters, the Smale – Williams solenoid occurs as an
the fact that the transformation of the angular coordinate attractor of the Poincaré stroboscopic map. Apparently,
in this setup corresponds to an expanding circle map, or this system can be implemented in experiment.
the Bernoulli map, of the form θn+1 = M θn (mod2π), In Section I we recall a model of the Froude pendu-
where M ≥ 2. lum, emphasizing the parameter dependence of the fre-
Uniformly hyperbolic attractors are characterized by quency of self-oscillations, which is essential for further
roughness, or structural stability, by virtue of which the considerations. In Section II we turn to constructing a
generated chaos retains its features under small varia- system based on two pendulums, which can manifest a
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confirming the absence of tangencies of these subspaces.
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I. FROUDE PENDULUM
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The Froude pendulum (Fig. 1a) is a good old example
of mechanical self-oscillations [10–14]. Consider a weight
of mass m on a rod of length l of negligible mass. The
rod is attached to a sleeve placed on a shaft rotating at
a constant angular velocity Ω. The equation of motion
has the form
ml2 ẍ + αẋ + mgl sin x = M (Ω − ẋ).
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(1)
FIG. 1: Classic Froude pendulum (a) and system of two such
pendulums equipped with a mechanism of alternating braking
(b)
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Here x is an angle of the pendulum displacement from the
vertical, α is a coefficient of viscous friction with the sur-
rounding medium, l is the distance from the rotation axis Now the dot denotes differentiation with respect to the
to the center of mass, g is the gravity constant, M (Ω− ẋ)dimensionless time t0 , and the prime will always be omit-
is moment of the dry friction force between the shaft and ted in further notations.
M
the sleeve depending on the value of the relative angu- If a − d > 0, then self-oscillations arise in the sys-
lar velocity. The form of the dependence is assumed to tem. On the phase plane (Fig. 2a) at each particular
look like shown in the figure in the separate panel being parameter value the self-oscillatory mode is represented
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represented by a curve with decrease having an inflection by an attractive closed trajectory (limit cycle) around the
point. equilibrium state O at (x, ẋ) = (arcsin µ, 0). For small
As is often assumed in construction of the mathemat- amplitude, a frequency of the self-oscillations is close
ical model, we suppose that the angular velocity of rota- to the natural frequency of the oscillator f = (2π)−1 .
tion of the shaft Ω is chosen corresponding to the inflec-
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FIG. 2: (a) Attracting limit cycles for various parameters corresponding to sustained periodic motions of a single Froude pen-
dulum: oscillatory A, B, C, D, respectively, at a − d = 0.03, 0.12, 0.24, 0.36, with frequencies 2πf = 0.982, 0.926, 0.827, 0.50,
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and rotational D+, E±, F±, at a − d = 0.36, 0.48, 0.60, with frequencies 1.201 (D+), 1.622 (E+), 1.044 (E−),
1.88 (F +), 1.66 (F −). (b) The dependence of the frequency of the oscillator regimes on the value of a − d. Other param-
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eters are b = 0.16, µ = 0.087. On the panel (a) points are marked that are equilibrium states: unstable focus O and saddle
S. On the panel (b) the arrow indicates the situation where the frequency of self-oscillations is half the frequency of small
oscillations of the pendulum
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π
x
0
y US
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−π
0 t 150
M
FIG. 3: Resonant buildup of a linear oscillator under the action of the second harmonic of the self-oscillatory model of Froude
pendulum as obtained from numerical integration of (6) with parameters a = 0.36, b = 0.16, µ = 0.087, ε = 0.06
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metry of the equation with respect to the substitution the incorporated sufficiently strong viscous friction. De-
x → −x). If the generated signal acts on a linear os- noting the angular coordinate of the first and the second
cillator of natural frequency ω0 = 1, one can observe its pendulum as x and y, and the angular velocities as u and
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resonant buildup under the effect of the second harmonic v, we write down the equations
of the self-oscillating system. This is illustrated by Fig.
3, which is plotted basing on the results of numerical ẋ = u,
integration of the equations u̇ = [a − d(t) − bu2 ]u − sin x + µ + ε(v − u),
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ẏ = v,
ẍ − (a − bẋ2 )ẋ + sin x = µ, ÿ + y = εẋ. (6) v̇ = [a − d(t + T /2) − bv 2 ]v − sin y + µ + ε(u − v),
0, t < T0 ,
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II. SYSTEM BASED ON TWO COUPLED d(t) = D, T0 < t < T /2, d(t + T ) = d(t).
0, T /2 < t < T.
PENDULUMS WITH ALTERNATING BRAKING
(7)
Let us consider two identical Froude pendulums placed Parameters are assigned as follows:
on a common shaft and weakly connected with each a = 0.36, b = 0.16, µ = 0.087, ε = 0.0003,
other by viscous friction, so that the torque of the fric- (8)
D = 0.8, T = 250, T0 = T /4.
tional force is proportional to the relative angular ve-
locity (Fig. 1b). Let the motion of one and the other To explain the functioning of the system, let’s start
pendulum is decelerated alternately by attaching a brake with the situation when one pendulum exhibits self-
shoe providing suppression of the self-oscillations due to oscillation, and the second is braked. Due to the fact that
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the parameters are chosen in accordance with the reason- III. NUMERICAL RESULTS
ing at the end of the previous section, the basic frequency
of the self-oscillatory mode is half of that of the second Figure 4 shows waveforms for the angular coordinates
oscillator. Therefore, when the brake of the second pen- of the first and second pendulums on time, which are ob-
dulum is switched off, it will begin to swing in a resonant tained by numerical integration of equations (7) and il-
manner due to the action of the second harmonic from lustrate the functioning of the system in accordance with
the first pendulum, and the phase of the oscillations that the mechanism described in the previous section.
arise will correspond to the doubled phase of the oscilla- The observed sustained motion of the system is in
tions of the first pendulum. As a result, when the second fact chaotic, since the oscillation phases in the succes-
pendulum approaches the sustained self-oscillatory state, sive stages of activity vary, obeying the expanding circle
its phase appears to be doubled in comparison with the map. We are going to illustrate it now, but it should
initial phase of the first pendulum. Further, the first pen- be noted first that in the region of the high-amplitude
dulum undergoes braking, and at the end of this stage, oscillations their shape differs significantly from the si-
its oscillations will be stimulated in turn by the action of nusoidal. In this case, evaluation of the phase through
the second harmonic from the second pendulum, and so the ratio of the variable and its derivative as arctangent
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on. is not so satisfactory, and an alternative method of the
Since the system under consideration is non- phase determination is needed. It is appropriate to define
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autonomous, with periodic coefficients, one can go on the phase using a value of the time shift of the waveform
to description of the dynamics in discrete time using the with respect to a given reference point, normalized to the
Poincaré stroboscopic map. In our case, taking into ac- characteristic period of the self-oscillatory mode. Let t
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count a symmetry of the system in respect to substitution be a time instant fixed relative to the modulation profile
x ↔ y, u ↔ v, t ↔ t + T /2, it is appropriate to use the in the activity region of one of the pendulums, and t1 ,
mapping in half a period of modulation, determining the t2 are the preceding moments of the sign change of the
state vector at the instants of time as angular velocity from plus to minus, and t2 > t1 . Then
Xn =
(x(tn ), u(tn ), y(tn ), v(tn )), if n is odd,
(y(tn ), v(tn ), x(tn ), u(tn )), if n is even.US
The Poincaré map for the vector Xn = (x1 , x2 , x3 , x4 )n :
(9)
we can define the phase as a variable belonging to the
interval [0, 1] by the relation ϕ = (t − t2 )(t2 − t1 )−1 .
Figure 5 shows a diagram for the phases determined
at the end parts of successive stages of excitation of the
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first and second pendulums, obtained in numerical calcu-
Xn+1 = FT /2 (Xn ) (10)
lations for a sufficiently large number of the modulation
may be easily implemented as a computer program that periods. As can be seen, the mapping for the phase in
integrates equations (2) on a half-period of modulation. the topological sense looks equivalent to the Bernoulli
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Although the periodic coefficient d(t) in (7) is defined map ϕn+1 = 2ϕn + const ( mod 1). Indeed, one complete
as a discontinuous function that contains two breaks on round for the pre-image ϕn (i.e., a unit shift) corresponds
each period (being differentiable elsewhere), this pecu- to a double round for the image ϕn+1 .
liarity does not lead us beyond the field of the hyper- Some distortion of the resulting function are related to
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bolic theory (which normally relates to objects possess- details of the dynamics, which were not captured within
ing smoothness and differentiability). We mean that as the framework of the given above qualitative description,
one operates not with the flow system (7), but with the and they do not play a significant role due to the inherent
Poincaré map (10), it appears as a composition of smooth structural stability of the dynamics under study.
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mappings obtained by integrating equations (7) on the in- Figure 6a shows attractor of the Poincaré stroboscopic
tervals of continuity; hence, the Poincaré map itself is a map. Although visually the object looks like a closed
diffeomorphism. However, the mentioned feature of the curve, in fact it has a fine transverse structure, visual-
system must be taken into account, particularly in nu- ization of which requires high-accuracy calculations, and
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merical simulations of the dynamics and in calculations evolution in discrete time corresponds to jumps of the
of the Lyapunov exponents; namely, to avoid an accu- representing point around the loop accordingly to iter-
racy loss one can simply set the integration step of the ations of the Bernoulli map. Figure 6b shows attractor
Runge-Kutta method to get integer numbers of steps on of the continuous time system in projection from the ex-
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the intervals of continuity of d(t). tended phase space to the phase plane of the first os-
Since in the process of the system functioning each cillator. The portrait is represented in the technique of
new stage of the excitation transfer to one or another the gray color imaging. At each step of integrating the
pendulum is accompanied by a doubling of the phase equations, at corresponding coordinates the gray tone is
of oscillations, this corresponds to the expanding circle assigned determined in such way that the number encod-
map (Bernoulli map) for the phase. If a volume contrac- ing this tone increases every time by one as the point hits
tion takes place along the remaining directions in the this pixel.
state space of the system, this will correspond to occur- To obtain spectrum of Lyapunov exponents, we use
rence of the Smale – Williams solenoid as attractor of the the traditional algorithm [15–17] and perform numerical
Poincaré map (10). integration of equations (7) by a finite-difference method
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π
x
−π
π
y
T
−π
11T 12T t 13T
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FIG. 4: Waveforms for the angles of deflection from vertical for the first and second pendulums obtained by numerical integration
of equations (7) with parameters (8). The gray bars correspond to the time intervals where the pendulums are subjected to
braking
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positive Lyapunov exponents; according to commonly ac-
cepted terminology, this is hyperchaos [19].
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IV. HYPERBOLICITY TEST
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A method for verifying the hyperbolicity proposed in
[20, 21] is that for a typical trajectory on an attractor,
the linearized variation equations for the perturbation
time system (7) in the projection from the extended phase there is no hyperbolicity. This method was applied to a
space onto the phase plane of the first pendulum (b) number of specific model systems and allowed confirming
the hyperbolic nature of some attractors [7–9, 22–25].
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cal sense with the Bernoulli map persists for the iteration
diagrams for the phases (like in Fig. 5). Appearance of equations. In fact, in the computations in the direct time
significant deviations of Λ1 from ln2, including drops to we deal with the subspace that is a linear span of covari-
negative values (”windows of regularity”) indicates vio- ant Lyapunov vectors with positive exponents, and in
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lation of the hyperbolicity. Note that the width of the the computations in inverse time with a span of adjoined
hyperbolicity region with respect to the parameter a is covariant vectors that is the compliment to the compress-
rather small because of the strong dependence of the fre- ing tangent subspace (for details see [29] and references
quency of self-oscillations on this parameter nearby the therein).
In our case, the conjugate equations have the form
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FIG. 7: Graphs for the largest Lyapunov exponent of the Poincaré map versus the parameters a (a), ε (b) and T (c). An
arrow indicates a situation corresponding to the Smale – Williams attractor discussed in the previous section, with parameters
assigned according to (8)
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should be constant in time. y(t),v(t). Then, along this trajectory, the equations in
variations (11) are numerically integrated that gives a
In our case, in the parameter region where the Smale vector x̃(t) = (x̃, ũ, ỹ, ṽ) associated with a positive Lya-
– Williams attractor occurs, the unstable subspace for a punov exponent. Further, along the same trajectory in
trajectory belonging to the attractor is one-dimensional, the inverse time, the conjugate equations are integrated
as well as the orthogonal complement to the stable sub- that gives the vector ξ(t) = (ξ, η, ζ, υ). At the end of the
space. First, we perform computations to get a long seg- procedure, the angles are calculated through the scalar
ment of the reference trajectory of system (7) x(t), u(t),
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FIG. 8: Attractors of the Poincaré stroboscopic map (upper row) and attractors of the continuous time system in projection
from the extended phase space onto the phase plane of the first pendulum.
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(a) Periodic mode, a = 0.31, Λ = (−0.23, −6.79, −18.05, −24.38);
(b) Quasiperiodic mode, a = 0.32, Λ = (0.000, −7.03, −17.34, −24.38);
(c) Chaotic mode, a = 0.42, Λ = (1.00, −1.78, −18.62, −32.28);
(d) Hyperchaos, a = 0.55, Λ = (0.95, 0.34, −30.09, −31.27).
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responds to the inherent roughness (structural stability)
inherent to the hyperbolic attractor.
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V. CONCLUSION
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FIG. 9: Histogram of the angles of intersection of stable velocity, and they are alternately damped by periodic
and unstable subspaces for the hyperbolic attractor of the application of the additional friction. A mathematical
Poincaré map of the system (7) model is formulated and its numerical study is carried
out. It is shown that, with appropriate specification of
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n|
, ble and unstable invariant subspaces of small perturba-
αn = π/2 − βn , and a histogram of their distribution is tion vectors with verification of the absence of tangencies
plotted. between these subspaces.
Figure 9 shows the histogram of the angles of intersec- The material presented is interesting, first, in a sense
tion of stable and unstable subspaces for a trajectory on of filling the hyperbolic theory, a deeply developed and
the attractor of the Poincaré map of the system with pa- advanced section of the modern theory of dynamical sys-
rameters assigned according to (8). The fact that the dis- tems, which gives a rigorous justification for the presence
tribution is separated from zero, confirms the hyperbolic of structurally stable chaos, with the physical content.
nature of the attractor. Similar results are obtained for The proposed system, apparently, allows implementa-
parameters of the system in a certain range, which cor- tion as a simple mechanical device, which would allow an
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experimental study of hyperbolic chaos. Due to visibil- the integer ratio of frequencies of small and large oscil-
ity of the dynamics of the system, which is a mechanical lations. For example, it can be done for a system of two
object, this kind of experiment could be useful, partic- Bonhoeffer – van der Pol electronic oscillators with ex-
ularly, in practical laboratory studies for graduate and ternal control so that they alternately undergo damping
post-graduate students specializing in the field of nonlin- or excitation of relaxation oscillations whose frequency is
ear dynamics. twice or three times smaller than the frequency of small
The approach considered here can serve as a sample oscillations [30].
for constructing a wide class of objects of various na-
ture that demonstrate hyperbolic attractors composed of
subsystems, the transfer of oscillatory excitation between The work was supported by the Grant of Russian Sci-
which take place in resonance due to special selection of ence Foundation No. 15-12-20035.
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[31] The exponents were obtained by averaging over 103 sam-
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