CDSL’s NISM – SERIES – VI Tutorial links on ‘You tube’

SEBI has mandated that DP officials, including branch officials, should be NISM Series VI – Depository Operations Certification Examination
(DOCE) certified. The examination seeks to create a common minimum knowledge benchmark for associated persons engaged or
employed by a registered depository participant in (a) dealing or interacting with clients, (b) dealing with securities of clients, (c) handling
redressal of investor grievances, (d) internal control or risk management, (e) activities having a bearing on operational risk, or (f)
maintenance of books and records pertaining to the above activities.

With a view to facilitate DP officials for DOCE, CDSL has prepared an audio visual tutorial. The tutorial consists of 12 chapters which have
been uploaded on youtube and are available on the following links:

Chapter No. Name of chapter Youtube link

Introduction to CDSL’s Tutorial http://www.youtube.com/watch?v=SyQBbb721FA

1 Introduction to Capital Market http://www.youtube.com/watch?v=SyQBbb721FA

2 Introduction to Depository http://www.youtube.com/watch?v=0_ywWzAZM8k

3 Depository & its Business Partners http://www.youtube.com/watch?v=mX7hCq0nP6U

4 Functions of Depository http://www.youtube.com/watch?v=rjLkhTzwyos

Participant – Account Opening
5 Functions of Depository http://www.youtube.com/watch?v=pr7EODoZjxM
Participant – Transmission &
Nomination
6 Functions of Depository http://www.youtube.com/watch?v=TewGQ5mFrAU
Participant – Dematerialization
7 Functions of Depository Participant - http://www.youtube.com/watch?v=4USqpMS4KgQ
Trading and Settlement
8 Pledge and Hypothecation http://www.youtube.com/watch?v=UqxWARBQ3s0

9 Corporate Action http://www.youtube.com/watch?v=K_bEbmkdpoc

10 Public Issues http://www.youtube.com/watch?v=P5d1CeHo2iw
11 Debt Instruments and Government http://www.youtube.com/watch?v=g0eE-D56HmQ
Securities
12 Warehouse Receipts http://www.youtube.com/watch?v=1y8TDJM86XM