NMIMS Global Access

School for Continuing Education (NGA-SCE)

Course: Financial Institutions and Markets
Internal Assignment Applicable for September 2019 Examination

Assignment Marks: 30

Instructions:

 All Questions carry equal marks.

 All Questions are compulsory
 All answers to be explained in not more than 1000 words for question 1 and 2 and for question
3 in not more than 500 words for each subsection. Use relevant examples, illustrations as far
as possible.
 All answers to be written individually. Discussion and group work is not advisable.
 Students are free to refer to any books/reference material/website/internet for attempting
their assignments but are not allowed to copy the matter as it is from the source of reference.

 Students should write the assignment in their own words. Copying of assignments from other
students is not allowed

 Students should follow the following parameter for answering the assignment questions.

For Theoretical Answer For Numerical Answer

Assessment Parameter Weightage Assessment Parameter Weightage
Introduction 20% Understanding and usage 20%
Concepts and Application 60% of the formula
related to the question Procedure / Steps 50%
Conclusion 20% Correct Answer & 30%
Interpretation

1. Nishant is a fresh MBA Graduate who got placed in a wealth advisory firm. On his
first day of his induction, his manager asks him to prepare assignment any two each
from money market and capital market instrument that he would advise his client to
invest in. Help Nishant with his assignment. (10 Marks)
 NMIMS Global Access
School for Continuing Education (NGA-SCE)
Course: Financial Institutions and Markets
Internal Assignment Applicable for September 2019 Examination

2. XYZ Private Limited company wants to raise fresh capital from the primary market.
As a financial advisor to the firm advise the various techniques which the company
can use in order to raise fresh capital from the primary market? (10 Marks)

3. “In 2008 the world economy faced its most dangerous Crisis since the Great
Depression of the 1930s and brought back to light the role of state intervention in
regulating regulatory market”.

a. In regard to the above statement discuss some of the reasons for state intervention in
regulation of the financial market? (5 Marks)

b. Highlight the benefits of state intervention wrt Indian Context (5 Marks)

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