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2432 IEEE JOURNAL OF SELECTED TOPICS IN APPLIED EARTH OBSERVATIONS AND REMOTE SENSING, VOL. 10, NO. 6, JUNE 2017
reference data based on the heliocentric reference system in the where r G is the position vector in the GCRS, rH is the position
form of Chebyshev interpolation polynomials, which contain vector in the HCRS, and r HG is the relative position vector
Chebyshev interpolation polynomial coefficients of a certain from the sun to earth, which can be calculated from the JPL
time span [19]. There are a sequence of DE ephemerides, such ephemeris.
as DE405, DE410, DE421, DE430, and so forth, among which 2) GCRS to SCRS: This transformation is similar to that
the DE430, a general purpose ephemeris, includes the nutation described above.
and libration with suitable time spans. Therefore, it was selected 3) SCRS to PALRS: The orientation of the lunar exterior
as the data source for this study [20]. (mantle and crust, hereafter referred to by the mantle) is
The steps in data processing are as follows. parameterized by Euler angles, φ m , θ m , and ψ m . They
1) Read the ephemeris’ header files and data files, and then are defined as follows: φ m , the angle from the X-axis of
merge each part of them chronologically. the celestial reference system along the XY plane to the
2) Based on the given Julian time, obtain the corresponding intersection of the mantle equator; θ m , the inclination of
ephemeris data, and then, calculate the positions and speed the mantle equator from the celestial reference system XY
of each celestial body by interpolation. plane; and ψ m , the longitude from the intersection of the
3) According to the observational perspectives of the simu- celestial reference system XY plane with the mantle equa-
lation, carry out reference system transformations. tor along the mantle equator to the prime meridian. These
three Euler angles have already contained the libration
B. Transformations of the Reference Systems information.
There are a few reference systems related to moon-based earth Position vectors expressed in the PALRS r P A can be ex-
observations. It is essential to handle the different reference sys- pressed as coordinate vectors in the SCRS r S by using the
tems for calculating the celestial bodies’ positions from different following relation:
perspectives. At the beginning, the celestial reference systems
r
S = Rz (−φm ) Rx (−θm ) Rz (−ψm ) r
P A. (2)
are introduced [21]. The celestial sphere is an imaginary sphere
of arbitrarily large radius. Certain reference lines and planes on Here, the rotation matrices Rx , Ry , and Rz are right-handed
earth, when projected onto the celestial sphere, form the bases rotations of frame orientations defined by
of the reference systems. These include the earth’s equator, axis, ⎛ ⎞
and orbit. At their intersections with the celestial sphere, these 1 0 0
form the celestial equator, the north and south celestial poles, ⎜ ⎟
Rx (α) = ⎝ 0 cos α sin α ⎠ (3)
and the ecliptic, respectively. The XY reference plane is a plane
0 − sin α cos α
through the celestial sphere’s center perpendicular to the axis,
⎛ ⎞
with the X-axis pointing to the vernal equinox. It is obvious that cos α 0 − sin α
all celestial reference systems are all equatorial reference sys- ⎜ ⎟
Ry (α) = ⎝ 0 1 0 ⎠ (4)
tems. When celestial spheres’ centers are selected as the center
of the sun, earth, or moon, three different celestial reference sin α 0 cos α
systems are defined, namely, the heliocentric celestial reference ⎛ ⎞
cos α sin α 0
system (HCRS), geocentric celestial reference system (GCRS), ⎜ ⎟
and selenocentric celestial reference system (SCRS), respec- Rz (α) = ⎝ − sin α cos α 0⎠ . (5)
tively. It is also necessary to utilize the international terrestrial 0 0 1
reference system (ITRS) when dealing with the parameters re-
lated to earth surface [22]. Analogously, the principal axis lunar 4) The transformation to be used for relating the ITRS to the
reference system (PALRS) is introduced for the parameters re- GCRS at date t is shown below:
lated to the lunar surface [23]. In addition to reference systems
related to the celestial bodies, there are reference systems for the [GCRS] = Q (t) R (t) W (t) [ITRS] (6)
optical sensors, such as the image reference system, sensor ref- where Q(t), R(t), and W (t) are the transformation matrices
erence system, and body reference system [24]. From the image arising from the motion of the celestial pole in the celestial
reference system to sensor reference system, the main calibra- reference system, from the rotation of the earth around the axis
tion parameters consist of the focal length and distortion. From associated with the pole, and from polar motion, respectively.
the sensor reference system to body reference system, the aim is Similar to (3), (4), and (5), R1 , R2 , and R3 can be intro-
to correct misalignment [25], [26]. These two transformations duced to denote rotation matrices with positive angles about the
occur inside the sensor, so are not analyzed in this paper. The axes 1, 2, and 3 of the coordinate frame. The position of the
Fig. 2 presents the transformation of related reference systems. celestial intermediate pole (CIP) both in the ITRS and GCRS
The remainder of this section is a brief discussion of the required is provided by the x and y components of the CIP unit vector.
transformations. These components are referred as “coordinates” in the following
1) HCRS to GCRS: Ignoring the influence of relativity the- work, and they are converted in the form of arc seconds with
ory, the transformation between these systems is a simple respect to the polar axis of the reference system.
translation: The coordinate transformation from the ITRS to GCRS is
r
G =r G − r
HG (1) expressed in terms of the three fundamental components as
2434 IEEE JOURNAL OF SELECTED TOPICS IN APPLIED EARTH OBSERVATIONS AND REMOTE SENSING, VOL. 10, NO. 6, JUNE 2017
given below:
W (t) = R3 (−s ) R2 (xp ) R1 (yp ) (7)
where xp and yp are the “polar coordinates” of the CIP in
the ITRS and s is a quantity that provides the position of the
terrestrial ephemeris origin (TEO) on the equator of the CIP
corresponding to the kinematical definition of the nonrotating
origin (NRO) in the ITRS when the CIP is moving with respect
to the ITRS due to polar motion. We define t0 as J2000.0 Epoch
time, or 2451545.0 in the form of a Julian date. The expression
of s as a function of the coordinates xp and yp is
t
s (t) = (1/2) (xp ẏp − ẋp yp ) dt. (8)
t0
The use of s is necessary to provide an exact realization of
the “instantaneous prime meridian.” Fig. 3. Moon-based earth observation simulation images in 2015. The same
UTC time is considered for all the represented days.
R (t) = R3 (−θ) (9)
where θ is the earth rotation angle between the celestial For a lunar observatory, this step is different from that of a
ephemeris origin (CEO) and the TEO at date t on the equator satellite sensor since the moon is so large that its barycenter is
of the CIP, which provides a rigorous definition of the sidereal different from the barycenter of a satellite.
rotation of the earth.
Q (t) = R3 (−E) R2 (−d) R3 (E) R3 (s) . (10) III. SIMULATION AND ANALYSIS
There are various large-scale geoscience phenomena such
Here, E and d help to define the coordinates of the CIP in the
as earth tides, energy budgets, middle and upper atmospheric
GCRS as follows:
motion, and dynamic ocean processes [27]–[30]. These all cover
X = sin d cos E, Y = sin d sin E, Z = cos d (11) a large range of areas, and therefore, sensors with large swaths,
good coverages, and continuous observing times are required to
and s is a quantity that provides the position of the CEO on the monitor them appropriately. In order to estimate the feasibility
equator of the CIP corresponding to the kinematical definition of using moon-based earth observations to study large-scale
of the NRO in the GCRS when the CIP is moving with respect geoscience phenomena, a series of optical simulation images
to the GCRS between the reference epoch and the epoch t due are presented, a simplified geometrical model is constructed,
to precession and nutation. Its expression as a function of the and several related parameters of optical sensors are analyzed
coordinates X and Y is so as to provide a reference for large-scale scientific observations
t
of geoscience phenomena.
X (t) Ẏ (t) − Y (t) Ẋ (t)
s (t) = − dt
t0 1 + Z (t)
A. Simulation Experiments
− (σ0 N0 − Σ0 N0 ) (12) Based on the introduced simulation system, moon-based earth
where σ0 and Σ0 are the position of the CEO at J2000.0 and observation images can be generated. It is very difficult to sim-
the x-origin of the GCRS, respectively, and N0 is the ascending ulate cloud cover and other atmospheric effects, so we ignored
node of the equator at J2000.0 in the equator of the GCRS. this part of the image and defined the images as coverage images,
The value of the parameters can be calculated from the Inter- which focused on the geometrical characteristics of moon-based
national Astronomical Union (IAU) 2000 resolutions with the earth observations. Two groups of simulation images were cho-
data of the International Earth Rotation and Reference Systems sen for comparisons on different dates in a year and different
Service (IERS). times in a day. Since sensors on the moon are able to observe
5) Body reference system to PALRS: There are two steps, up to half of the earth, this scale is much larger than that of
which involve rotation and translation. The rotation an- conventional observations taken with low or middle earth orbit-
gles are roll, pitch, and yaw angles defined as ap (t), ing satellites. We therefore define the effective coverage as the
ar (t), and ay (t), respectively. The translation vector is observed proportion of the earth’s facing hemisphere.
r Here, we assume putting the optical sensors in the center
P B , which is from the center of the moon to the center
of the sensor. The vector r of the near side of moon, neglecting the effect of the actual
B is expressed in terms of the
body reference system. So, the transformation formula is selenographic latitude and longitudes of the sensor over lunar
surface. Fig. 3 shows that moon-based earth observation areas
P A = r
r
P B + Rx (ap (t)) Ry (ar (t)) Rz ( ay (t)) r B. will change with the passage of time and that the locations and
(13) attitudes of earth relative to the moon are also changing. As
REN et al.: SIMULATION STUDY OF GEOMETRIC CHARACTERISTICS AND COVERAGE FOR MOON-BASED EARTH OBSERVATION 2435
TABLE I
AVERAGE VALUE OF VISIBLE SPAN PER DAY OF DIFFERENT POINTS IN
2015 (MIN)
on any given date. However, the whole variation trends and the
Fig. 10. Visible spans of different points on the equator in January, 2015. The average value are close to each other. Thus, the visible spans of
average visible spans of each day for the four longitudes are 333.71, 333.71,
334.52, and 332.74 min. more points in 2015 are compared. Table I shows the average
visible span of different points on earth for 2015, by latitude.
earth that can be actually covered by a moon-based sensor. First, Average visible spans vary between 323 and 354 min. At the
we consider the visibility of a given earth position. We define same latitude, visible spans are similar, especially over long pe-
the coordinates of the lunar observatory Om (xM , yM , zM ), the riods. We, therefore, focus on the difference between latitudes,
sun Os (xS , yS , zS ), and the target on the earth T (xT , yT , zT ), and ignore the effect of the longitudes.
so that the visibility of the target could be derived as Fig. 11 shows the variation of the visible span of different
points on the 0° meridian in 2015. Obviously, the visible spans
xM xT + yM yT + zM zT of different latitudes vary considerably, especially in a given
α = arccos 2 2 + z 2 ) (x2 + y 2 + z 2 )
(17) month. For lower latitudes, the visible spans vary more stably,
(xM + yM M T T T
with small differences between months, but for higher latitudes,
xT xS + yT yS + zT zS the visible spans vary more dramatically with larger monthly
β = arccos 2 (18) differences. For latitudes lower than 45°, the variation trends of
(xS + yS2 + zS2 ) (x2T + yT2 + zT2 )
the visible spans are relatively similar. For example, the max-
π π imum visible spans for the equator, 45°, 75° and the poles are
α< and β < . (19)
2 2 720, 875, 1440, and 1440 min. Although the visible spans vary
If the conditions of (19) are met, the target is visible. Then, considerably over a month, their average values for different lat-
in order to determine the coverage condition of the target on the itudes are close, ranging from 320 to 365 min. Over the course
earth surface, we chose to calculate the visibility of points all of the year 2015, the visible span becomes larger from South to
over the earth’s surface with intervals of 15° latitude and 45° North.
longitude every 5 min in the year 2015. In addition, we determined the numbers of repeated observa-
We define the total daily visible time as visible span. tions for different points in year 2015. The difference of repeated
Fig. 10 shows that the visible spans of different points of various observations between longitudes is still very small, so the dif-
longitudes on the equator are similar. Since the longitudes of the ference between the latitudes was analyzed. For latitudes from
points are different, there is little difference in the visible span 60 °S to 60 °N, the numbers of repeated observations are indeed
2438 IEEE JOURNAL OF SELECTED TOPICS IN APPLIED EARTH OBSERVATIONS AND REMOTE SENSING, VOL. 10, NO. 6, JUNE 2017
TABLE II
EFFECTIVE COVERAGE OF THE LUNAR CENTER AND LUNAR 0 °E, 0 °N FROM JAN. 1 TO JAN. 14 IN 2016
Date Jan. 1 Jan. 2 Jan. 3 Jan. 4 Jan. 5 Jan. 6 Jan. 7 Jan. 8 Jan. 9 Jan. 10
C 0.426135 0.486189 0.546026 0.60611 0.666885 0.728728 0.791902 0.856432 0.921511 0.974045
CL 0.426185 0.486207 0.54601 0.606061 0.666804 0.728618 0.791768 0.856277 0.921334 0.973874
similar with the most 358 times at the equator and the least 345
times at 60 °N. However, at higher latitudes, the numbers de-
crease dramatically, with possible observations only 181 times
at 75 °N and 185 times at 75 °S, and at the two poles only 7
times. This means that the continuous observation time is longer
at higher latitudes and the number of repeated observations be-
comes smaller with higher latitudes.
It is also doubtful that the analysis results regarding effective
coverage for the center of the moon are reflective of the results
for an observatory on the lunar surface. As a platform, the moon
is different from artificial satellites, since it has libration. This
brings the small drift of the relative attitude between the earth
and moon into consideration. With the help of JPL ephemeris Fig. 12. Effective coverage accumulation histogram of different observatory
and (2)–(4), the certain positions on the lunar surface can be de- points at 60 °E on the moon in March, 2015. The five colors correspond to five
rived. Here, we calculate the effective coverage of the lunar 0 °E, latitudes and the height of the each color’s column separately corresponds to the
effective coverage. The average values of each point are 0.336, 0.465, 0.465,
0 °N observation point for instance and compare the difference 0.429, and 0.292.
between the lunar surface and lunar center results.
Owing to the small difference in long-term values, ten days of
2016 were chosen for the example. The comparison is presented
in Table II, in which C represents the effective coverage of the
lunar center and CL represents that of lunar 0 °E, 0 °N. It is clear
that the difference between the two is small and both locations
yield nearly the same results.
For more detailed analysis, statistical data between C and CL
were calculated from 1960 to 2050. The correlation coefficient
was 1.0000, and the root mean square error was 0.0001, which
are values indicative of the high similarity. As a result, we
deemed it suitable to make use of C to estimate CL and reveal
the potential characteristics.
Furthermore, when using the simulation system to obtain
the coverage images of moon-based earth observations from
different positions on the moon, we found that, sometimes, part
of the earth was sheltered and could not be seen. In order to
determine the effect of the lunar observatory’s position on the
coverage, more positions on the moon were analyzed. From Fig. 13. Average effective coverage which could be achieved by different
Fig. 5, it is clear that when ∠Bm Om M1 and ∠Bm Om M2 are lunar surface positions’ observatories in 2015. The graticules are the longitudes
and latitudes of lunar surface. Five colors correspond to five ranges of average
larger than 90°, the lunar observatory could not observe the effective coverage, ranging from 0.084 to 0.493. Almost 75% area of the near
whole near side of the earth. Meanwhile, owing to the small side of the moon has the same effective coverage value, 0.49.
observation field angle, we ignore the condition that part of the
earth is sheltered for simplification, considering that as a bad
observation case. We calculated a series of points’ coverages at Based on the mass calculation, if the line of sight (LOS) is never
intervals of 1° latitude and 1° longitude for every day in 2015, blocked, the average effective coverages of different points in
ranging from 90 °S to 90 °N and 90 °W to 90 °E at the near a month are the same. There is really little difference between
side of the moon. Based on the calculation results, the coverage them in a certain day, which are essentially the same, with a
variation of a series of points at 60 °E in March is presented as a difference of <0.001.
typical example in Fig. 12. The average effective coverages are We then calculated the average effective coverage from dif-
the same for the latitudes of 70 °S and 0°, while the effective ferent lunar observatories in 2015 and the result is shown in
coverages of the other three latitudes are sometimes zero, since, Fig. 13. It is obvious that the center area could be able to
especially at higher latitudes, earth is occasionally not visible. achieve the highest coverage and that coverage decreases with
REN et al.: SIMULATION STUDY OF GEOMETRIC CHARACTERISTICS AND COVERAGE FOR MOON-BASED EARTH OBSERVATION 2439
increasing latitudes and longitudes. For the points on the zero Based on the simulation system and the simplified geometri-
meridian with latitudes less than 81°, they are able to get the cal model, the effective coverage was calculated and analyzed.
maximum average effective coverage of 0.492. However, for On the scale of months, the effective coverage showed a period
certain locations where the latitudes or longitudes are larger of a sidereal month with little difference between each month,
than 69°, the obtained average effective coverages are less than and values ranged from 0 to 1. In the scale of years, the effective
0.4, showing a distinct difference from the center area. Espe- coverage did not show any particular period; it was very stable
cially for the points with latitudes or longitudes larger than 84°, between years, thus, indicating that there is no direct correlation
the LOS is always blocked for some time during the year, lead- between coverage and the movement of sublunar points. The
ing to a dramatic decline of the effective coverages. For these average value of effective coverage was 0.500, which reveals
points, the average effective coverages are all less than 0.41 in rather good coverage of the earth. Furthermore, the visibili-
2015. The effective coverages of different points on the lunar ties and number of repeated observations of different points
surface in the long term show approximate rotational symmetry on earth’s surface are calculated. The visible spans of various
with the symcenter of 0 °E, 0 °N, such as the coverage of 60 °E, longitudes at the same latitude are similar. However, they vary
40 °N being similar to that of 60 °W, 40 °S. at different latitudes, especially higher latitudes. The average
With the rapid development of lunar exploration projects, visible span per day ranges from 320 to 365 min in year 2015.
there is increasing concern about the site selection of a possible Similarly, the difference of repeated observation times between
lunar base. Some researchers consider the far side of the moon longitudes is still very small and the difference between latitudes
as the ideal position, owing to the cosmic environment and ex- is more distinct, especially at higher latitudes. In 2015, the re-
trasolar observation [31], [32]. Some scholars suggest the polar peated observation times of different positions vary between 7
regions of the moon as ideal locations on account of resources, and 358. We also consider the effect of different positions for
lunar exploration, and illumination conditions [33], [34]. Some lunar observatories on the coverage. The greatest difference is
scientists proposed to set up the lunar base at the equator of that the LOS is sometimes blocked, especially for observatory
moon because of the lunar environment and temperature vari- locations at latitudes or longitudes larger than 84°. If the earth
ation [35]. However, our results suggest that, at least for the is never sheltered, the effective coverages of those positions are
purpose of earth observation, the far side and polar regions of nearly the same. In addition, the effective coverages of different
the moon are not good choices. To some extent, the regions points on the lunar surface in the long term show approximate
with low latitudes and longitudes are suggested for the potential rotational symmetry.
lunar base sites if the main consideration is earth observation In conclusion, as a consequence of the geometrical charac-
coverage. teristics between the sun, earth, and moon, the moon repre-
sents a special platform that can be used to observe large-scale
geoscience phenomena. This investigation suggests that moon-
based earth observations would be advantageous in terms of
IV. CONCLUSION the wide swaths, continuous observation capabilities, and large
In this paper, in consideration of the demand for space obser- effective coverages, which could contribute to monitoring ef-
vations of large-scale geoscience phenomena, we utilized JPL forts and deepen our understanding of large-scale geoscience
ephemerides data and reference system transformations to de- phenomena. In future work, a more precise geometrical model
velop a moon-based earth observation simulation system and will be required for further analyses and we are looking forward
used this system to obtain several groups of simulated observa- to studying more geometrical parameters for moon-based earth
tion images. Results showed that the moon-based earth obser- observations.
vation situation will change over time, but the visible situation
on a given day changes slowly and smoothly with the potential
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The Planetary and Lunar Ephemerides DE430 and DE431, Interplanetary Expert Group for Information Acquisition and Processing Technology, National
Netw. Progress Rep. 42-196, vol. 196. pp. 8–11, 2014. High-tech Research and Development Program in China from 1996 to 2000. He
[21] S. A. Hall, J. A. Hoffman, and D. Candidate, “Determination of shadowing received three national awards on science and technology, and nine awards by
on the lunar surface using a lunar-celestial equatorial coordinate system,” the Chinese Academy of Sciences.
in Proc. 44th Int. Conf. Environ. Syst., 2014, pp. 1–6.
[22] P. Gérard and B. Luzum, IERS Conventions (2010). Sèvres, France: Bureau
Int. des poids et mesures, 2010, pp. 1–179. Guang Liu (M’14) received the B.S. and M.S. de-
[23] B. A. Archinal et al., “Report of the IAU working group on cartographic grees in physics from Tsinghua University, Beijing,
coordinates and rotational elements: 2009,” Celestial Mech. Dyn. Astron- China, in 1999 and 2002, respectively, and the Ph.D.
omy, vol. 109, no. 2, pp. 101–135, Feb. 2011. degree in geographical information system from the
[24] D. Chun, J. Yeon, D. Han, J. Heon, and H. Suk, “Kompsat-2 direct sensor Institute of Remote Sensing Applications, Chinese
modeling and geometric calibration / validation,” Int. Soc. Photogramm. Academy of Sciences (CAS), Beijing, China, in 2008.
Remote Sens., vol. 37, pp. 47–51, 2008. From 2006 to 2007, he visited the Mathemat-
[25] J. Takaku and T. Tadono, “PRISM on-orbit geometric calibration and ical Geodesy and Positioning, Delft University of
DSM performance,” IEEE Trans. Geosci. Remote Sens., vol. 47, no. 12, Technology, Delft, The Netherlands, as a Guest Re-
pp. 4060–4073, Dec. 2009. searcher and worked on the time series analysis of
[26] Y. Zhang, M. Zheng, J. Xiong, Y. Lu, and X. Xiong, “On-orbit geometric Phased Array type L-band Synthetic Aperture Radar
calibration of ZY-3 three-line array imagery with multistrip data sets,” (PALSAR) data. He is currently an Associate Professor in the Institute of
IEEE Trans. Geosci. Remote Sens., vol. 52, no. 1, pp. 224–234, Jan. 2014. Remote Sensing and Digital Earth, CAS. His interest is focused on the
[27] S. K. Lee, R. Atlas, D. Enfield, C. Wang, and H. Liu, “Is there an opti- study of feasibility and potential applications of synthetic aperture radar im-
mal ENSO pattern that enhances large-scale atmospheric processes con- age time series analysis and moon-based earth observation conceptual stud-
ducive to tornado outbreaks in the United States?,” J. Clim., vol. 26, no. 5, ies, and most of his work are satellite and moon-based SAR interferometric
pp. 1626–1642, Mar. 2013. technique.
[28] A. Otto et al., “Energy budget constraints on climate response,” Nat.
Geosci., vol. 6, no. 6, pp. 415–416, May 2013.
[29] R. Seager, N. Naik, and G. A. Vecchi, “Thermodynamic and dynamic
mechanisms for large-scale changes in the hydrological cycle in response Hanlin Ye (S’15) received the Bachelor’s degree in
to global warming,” J. Clim., vol. 23, no. 17, pp. 4651–4668, Sep. 2010. geographic information system from Nanjing Uni-
[30] L. Zhou et al., “Development of an atom gravimeter and status of the versity Jinling College, Nanjing, China, in 2014. He
10-meter atom interferometer for precision gravity measurement,” Gen. is currently working toward the Ph.D. degree in ge-
Relativity Gravitation, vol. 43, no. 7, pp. 1931–1942, Jul. 2011. ographical information system in the Institute of Re-
[31] M. Kayton, “Engineering of an observatory on the far side of the moon,” mote Sensing and Digital Earth, Chinese academy of
IEEE Aerosp. Electron. Syst. Mag., vol. 23, no. 6, p. 84982, Jun. 2008. sciences, Beijing, China.
[32] M. Strojnik and M. K. Scholl, “Extrasolar planet observatory on the His general interests are in the areas of remote
far side of the moon,” J. Appl. Remote Sens., vol. 8, no. 1, p. 84982, sensing, spatial analysis, and digital image process-
Jun. 2014. ing. He is now doing research on the observation
[33] M. Lemelin, D. M. Blair, C. E. Roberts, K. D. Runyon, D. Nowka, and D. geometry from moon-based platform.
A. Kring, “High-priority lunar landing sites for in situ and sample return