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and Kluwer Academic Publishers, Dordrecht Vol. 56, No. 3 (2003) 357–367
A two-level hierarchic system of fields and subfields of the sciences, social sciences and arts &
humanities is proposed. The system was specifically designed for scientometric (evaluation)
purposes with the ultimate goal of classifying every single document into a well-defined category.
This goal was achieved using a three-step iterative process. The basic concepts and some
preliminary results are presented.
Introduction
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W. GLÄNZEL, A. SCHUBERT: A new classification scheme of science fields
aiming at the development of a new classification system including also papers published in
multidisciplinary journals, and especially designed for research evaluation purposes.
Methods
For the given practical purpose, two different basic schemes are used: hierarchic and
fine-structured classification systems used in information retrieval and more “robust”
schemes emphasizing science organisation aspects and science policy needs.
In this paper, a two-level hierarchical classification scheme has been constructed, so
that the categories cover the whole scope of the sciences by and large evenly, and the
subfields behave consistently in scientometric evaluations, i.e., common standards
could be set in each of them regarding publication and citation habits.
The objectives of the work have been approached by three successive steps allowing
multiple feedback loops throughout the whole process.
1. The “cognitive” approach (setting the categories):
In this iterative process, an initial scheme has been elaborated on the basis of both
the experience of scientometricians and external experts.
2. The “pragmatic” approach (journal classification):
On the basis of existing journal classification schemes the majority of the journal
set extracted from the SCI has been classified into the preset subfields. The
classification scheme has been adjusted according to co-heading frequency to keep
multiple assignments within reasonable limits.
3. The “scientometric” approach (article classification):
Articles published in core journals can be unambiguously classified into the
subfield of the given journals. Articles of un-assignable or ambiguously assignable
journals are classified individually using the analysis of references. The results of
this classification exercise had a retroactive effect on the journal classification and
also on the basic fields/subfield structure.
Results
Step 1 – The “cognitive” approach (setting the categories)
Table 1. Fields and subfields of sciences, social sciences and arts & humanities
1. AGRICULTURE & ENVIRONMENT
A1 Agricultural Science & Technology
A2 Plant & Soil Science & Technology
A3 Environmental Science & Technology
A4 Food & Animal Science & Technology
2. BIOLOGY (ORGANISMIC & SUPRAORGANISMIC LEVEL)
Z1 Animal Sciences
Z2 Aquatic Sciences
Z3 Microbiology
Z4 Plant Sciences
Z5 Pure & Applied Ecology
Z6 Veterinary Sciences
3. BIOSCIENCES (GENERAL, CELLULAR & SUBCELLULAR BIOLOGY; GENETICS)
B0 Multidisciplinary Biology
B1 Biochemistry/Biophysics/Molecular Biology
B2 Cell Biology
B3 Genetics & Developmental Biology
4. BIOMEDICAL RESEARCH
R1 Anatomy & Pathology
R2 Biomaterials & Bioengineering
R3 Experimental/Laboratory Medicine
R4 Pharmacology & Toxicology
R5 Physiology
5. CLINICAL AND EXPERIMENTAL MEDICINE I (GENERAL & INTERNAL MEDICINE)
I1 Cardiovascular & Respiratory Medicine
I2 Endocrinology & Metabolism
I3 General & Internal Medicine
I4 Hematology & Oncology
I5 Immunology
6. CLINICAL AND EXPERIMENTAL MEDICINE II (NON-INTERNAL MEDICINE SPECIALTIES)
M1 Age & Gender Related Medicine
M2 Dentistry
M3 Dermatology/Urogenital System
M4 Ophthalmology/Otolaryngology
M5 Paramedicine
M6 Psychiatry & Neurology
M7 Radiology & Nuclear Medicine
M8 Rheumatology/Orthopedics
M9 Surgery
7. NEUROSCIENCE & BEHAVIOR
N1 Neurosciences & Psychopharmacology
N2 Psychology & Behavioral Sciences
Table 1. (cont.)
8. CHEMISTRY
C0 Multidisciplinary Chemistry
C1 Analytical, Inorganic & Nuclear Chemistry
C2 Applied Chemistry & Chemical Engineering
C3 Organic & Medicinal Chemistry
C4 Physical Chemistry
C5 Polymer Science
C6 Materials Science
9. PHYSICS
P0 Multidisciplinary Physics
P1 Applied Physics
P2 Atomic, Molecular & Chemical Physics
P3 Classical Physics
P4 Mathematical & Theoretical Physics
P5 Particle & Nuclear Physics
P6 Physics of Solids, Fluids And Plasmas
10. GEOSCIENCES & SPACE SCIENCES
G1 Astronomy & Astrophysics
G2 Geosciences & Technology
G3 Hydrology/Oceanography
G4 Meteorology/Atmospheric & Aerospace Science & Technology
G5 Mineralogy & Petrology
11. ENGINEERING
E1 Computer Science/Information Technology
E2 Electrical & Electronic Engineering
E3 Energy & Fuels
E4 General & Traditional Engineering
12. MATHEMATICS
H1 Applied Mathematics
H2 Pure Mathematics
13. SOCIAL SCIENCES I (GENERAL, REGIONAL & COMMUNITY ISSUES)
S1 Education & Information
S2 General, Regional & Community Issues
14. SOCIAL SCIENCES II (ECONOMICAL & POLITICAL ISSUES)
O1 Economics, Business & Management
O2 History, Politics & Law
15. ARTS & HUMANITIES
U1 Arts & Literature
U2 Language & Culture
U3 Philosophy & Religion
An interesting side effect of this new category system is that part of the life-science
related fields covered by the SSCI such as parts of Psychology & Behavior and
Paramedicine are integrated into the corresponding science areas (see subfields N2 and
M5, respectively).
The majority of the journal set extracted from the SCI could be classified on the
basis of existing journal classification schemes into the preset subfields presented in
Table 1. The scheme had to be adjusted according to co-heading frequency to keep
multiple assignments within reasonable limits. Examples for journal assignment
obtained this way are given in Table 2.
Table 3. Percentage shares of subfields in the main fields and their citation impact
(Publications: 1998, Citation window: 1998-2000)
Table 3. (cont.)
rather than original reports on scientific research. Nevertheless, ISI usually regards
these papers as scientific articles. Such papers might practically be excluded from
scientometric analyses.
Table 4. Example for identified papers published in Nature (2000, Vol. 408)
(Fi (i = 1, 2, 3, 4) – subject codes with rank i by frequency, % –frequency in per cent)
Table 5. Example for identified papers published in Science (2001, Vol. 294)
(Fi (i = 1, 2, 3, 4) – subject codes with rank i by frequency, % – frequency in per cent)
The following examples are concerned with the individual assignement of papers
published in ‘general’ chemistry journals in 1993. In particular, the American journal
JACS and the German journal Angewandte Chemie – International Edition have been
chosen. Figures 2 and 3 show the results. Although the two journals have had similar
profiles in 1993, there are some differences that should be discussed. The largest share
of both journals (30% and 36%, respectively) is devoted to Organic & Medicinal
Chemistry (C3). The assignment of a relatively great share of papers to
Multidisciplinary Chemistry (C0) is due to journal self-citations. About 14% of the
papers published in JACS in the year under study is devoted to the subfield of
Biochemistry/Biophysics/Molecular Biology (B1), whereas about the same share of
papers published in Angewandte Chemie could be assigned to Analytical, Inorganic &
Nuclear Chemistry (C1).
Figure 3. Example for identified papers published in Angewandte Chemie – International Edition (1993)
The assignment of papers in both journals to Physics shows that publications can
well be assigned to other fields although the journal is a typical chemistry journal. This
illustrates that research has become increasingly interdisciplinary.
The share of unidentified papers amounts to 6.4% (JACS) and 13.9% (Angewandte
Chemie). For these papers, the assignment to the category Multidisciplinary Chemistry
(C0) seems to be justified. However, the two examples show that the majority of the
papers can be individually assigned to ‘well-defined’ second-level categories.
Conclusions
Beyond the standard use of the classification scheme like the determination of
publication profiles for institutions or countries, or the calculation of reference
standards for relative citation indicators the profiling of authors and research groups is a
further important application. Given the results of article classification, the disciplinary
affiliation of their authors can be determined, either individually or by group. The
authors’ activity is often not limited to a single subfield, it usually covers a range of
subfields with varying weights and their field/subfield profile can be constructed. Such
profiles are of primary importance in scientometric evaluation, since standards of
scientometric indicators can be set only within subfields, therefore it is only the activity
profile that can be accompanied by matching profiles of indicators like, e.g., impact
measures, citation rates or reference age.
References
DE BRUIN, R. E., H. F. MOED, Delimitation of scientific subfields using cognitive words from corporate
addresses in scientific publications, Scientometrics, 26 (1993) 65–80.
GLÄNZEL, W., A. SCHUBERT, H. J. CZERWON, An item-by-item subject classification of papers published in
multidisciplinary and general journals using reference analysis, Scientometrics, 44 (1999) 427–439.
GLÄNZEL, W., A. SCHUBERT, U. SCHOEPFLIN, H. J. CZERWON, An item-by-item subject classification of
papers published in journals covered by the SSCI database using reference analysis, Scientometrics, 46
(1999) 431–441.
NARIN, F., Evaluative Scientometrics: The Use of Publication and Citation Analysis in the Evaluation of
Scientific Activity, Computer Horizons, Inc., Washington, D.C., 1976.