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Journal of Intellectual Disability Research doi: 10.1111/j.1365-2788.2006.00940.

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598
volume 51 part 8 pp 598–605 august 2007

Applied behaviour analysis: does intervention intensity


relate to family stressors and maternal well-being?
A. Schwichtenberg & J. Poehlmann
Waisman Center, University of Wisconsin, Madison,WI, USA

Abstract data collection, all families had been running a


home-based ABA programme for at least 6 months.
Background Interventions based on applied behav-
Results Single-sample t-tests and multiple regres-
iour analysis (ABA) are commonly recommended
sion analyses were used to test the proposed
for children with an autism spectrum disorder
hypotheses. Mothers of children participating in a
(ASD); however, few studies address how this inter-
home-based ABA programme reported more
vention model impacts families. The intense
depressive symptoms than mothers of children with
requirements that ABA programmes place on chil-
other developmental disabilities. Comparisons
dren and families are often cited as a critique of the
revealed comparable depressive symptoms between
programme, although little evidence is available to
the mothers of the present sample and those in
support this claim. Using Pearlin’s (1999) stress
other ASD samples. When considering weekly ABA
process model, this study assessed: (1) whether
intensity, mothers reported fewer depressive symp-
mothers of children participating in a home-based
toms when their child was older and when their
ABA programme reported elevated depressive
child participated in more ABA therapy hours. Con-
symptoms; and (2) whether ABA intensity related
versely, mothers who were more involved in their
to unmet family needs and maternal feelings of
child’s ABA programme reported more personal
depression, personal strain and mastery.
strain.
Method Forty-one mothers of children diagnosed
Conclusions The findings of this study supported
with an ASD participated in this study by complet-
the hypothesis that families participating in ABA
ing questionnaires about their child’s ASD behav-
experienced elevated depressive symptoms, much
iours, unmet family needs, and maternal feelings of
like any family raising a child with an ASD, suggest-
depression, personal strain and mastery. Addition-
ing a potential area for family-level intervention.
ally, mothers provided information about their
Additionally, ABA intensity related to maternal
child’s intervention programme and their own level
depression and personal strain, and therefore
of involvement in the programme. At the time of
deserves continued attention. Future studies should
attempt to replicate these findings with a larger and
Correspondence: Mrs A. J. Schwichtenberg, Waisman Center, Uni-
more representative sample and seek to identify
versity of Wisconsin-Madison, 1500 Highland Avenue, Room 544, mechanisms through which ABA intensity may
Madison, WI 537056, USA (e-mail: ajschwichten@wisc.edu). influence maternal and family well-being.

© 2007 The Authors. Journal Compilation © 2007 Blackwell Publishing Ltd


Journal of Intellectual Disability Research volume 51 part 8 august 2007
599
A. Schwichtenberg & J. Poehlmann • ABA intensity and family outcomes

Keywords applied behaviour analysis, autism, Primary Stressor Secondary Stressor Mental Health Outcomes
depression, family, intensity
ASD Unmet Depression
Behaviour Family Strain
Presentation Needs Mastery
Applied behaviour analysis (ABA) is a common
intervention model for children with an autism
spectrum disorder (ASD); however, few studies
address how this intervention model impacts fami-
ABA
lies. With the increase in ASD diagnoses (Chakra- Intensity
barti & Fombonne 2005), communities have seen
amplified needs for treatment and increased con- Resource

cerns regarding intervention efficacy and intensity. Figure 1 Conceptualization of this study within Pearlin’s stress
Understanding how intervention characteristics process model. ABA, applied behaviour analysis; ASD, autism
such as intensity affect families is a crucial provision spectrum disorder.
of family support and informed intervention recom-
mendations. For the purposes of this study, ABA
was defined as an intervention approach that programme. In families following an ABA model,
follows the discrete trial format outlined by Lovaas parents are often encouraged to take on the roles of
& Buch (1997) or Maurice (1996). teachers and therapists (Bailey et al. 1999). Initially,
Using Pearlin’s (1999) stress process model, this it was predicted that these practices would increase
study assessed how ABA participation and intensity family stress. However, there is little empirical
related to family stressors and maternal feelings of evidence to support this claim. On the contrary,
depression, personal strain and mastery. On the Birnbrauer & Leach (1993) actually found signs of
basis of this model, stressors are divided into two reduced stress in families utilizing an ABA-based
categories: primary and secondary. Primary stres- programme. To address these inconsistencies, this
sors are the original source of stress, whereas study assessed whether mothers participating in a
secondary stressors refer to demands or strains home-based ABA programme reported elevated
associated with the primary stressor. The influence depressive symptoms.
of these stressors is linked to family resources and Although research focusing on mothers of chil-
context. Pearlin (1999) describes outcomes as dren with disabilities has highlighted the impor-
indices of mental health. In this study, ASD behav- tance of investigating intervention characteristics
iour presentation was conceptualized as a primary such as intensity (Newsom 1998; Guralnick 2000),
stressor, unmet family needs as a secondary stres- few studies have considered the impact of ABA
sor, maternal feelings of depression, personal strain intensity on mothers. In one exception, Hastings &
and mastery as mental health outcomes, and ABA Johnson (2001) investigated the relationship
intervention intensity as a potential resource for between parent ABA involvement and family stress
families (Fig. 1). Conceptualizing ABA intensity as in 141 families of children diagnosed with autism.
a resource stems from the broader literature base Parental involvement was conceptualized as the
wherein positive family outcomes have been associ- hours per week that each parent worked on their
ated with intervention models that incorporate child’s ABA programme. Although they found no
parental involvement (Baker et al. 1991; Koegel relation between parental intervention involvement
et al. 1996). and family stress, the authors did not consider
It is well documented that mothers raising a child unmet family needs or the child’s cumulative
with an ASD report more depressive symptoms involvement in ABA. Building on the work of Hast-
than mothers raising children with other develop- ings & Johnson (2001), this study assessed maternal
mental disabilities (Olsson & Hwang 2002; depression and ABA intensity.
Abbeduto et al. 2004), although Eisenhower et al. Measuring intervention intensity is a method-
(2005) is an exception. However, most studies have ological issue present in the ABA literature, with
not considered maternal depressive symptoms most studies conceptualizing intensity as child ABA
within the context of the child’s intervention hours per week (Rogers 1998). However, children

© 2007 The Authors. Journal Compilation © 2007 Blackwell Publishing Ltd


Journal of Intellectual Disability Research volume 51 part 8 august 2007
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A. Schwichtenberg & J. Poehlmann • ABA intensity and family outcomes

with an ASD are often involved in ABA pro- potentially problematic nature of having children of
grammes for years, and simply tracking 1 week may various ages and at various times from diagnosis in
not capture cumulative intensity. Additionally, the same sample, child age was controlled for in all
addressing only child involvement does not capture analyses.
the level of intensity the family may experience. For
this reason, we conceptualized intensity in three Materials
ways: (1) child ABA hours per week, (2) child ABA
hours from the start of their programme, and (3) Mothers were asked to complete five questionnaires
maternal ABA hours per week. focusing on their child’s ASD behaviour presenta-
In summary, the aims of this study were to tion, unmet family needs, feelings of depression,
assess: (1) whether mothers participating in a home- personal strain and mastery, and their child’s ABA
based ABA programme experienced elevated programme. Descriptive statistics for each question-
depressive symptoms; and (2) whether ABA inten- naire are provided in Table 2.
sity related to unmet family needs and maternal
well-being. Primary stressor: autism spectrum disorder (ASD)
behaviour presentation
Child behaviour presentation was measured using
Method the Autism Behaviour Checklist (ABC; Krug et al.
Participants 1993). The ABC is a 57-item checklist with scores
ranging from 0 to 158, with higher scores reflecting
Forty-one mothers of children diagnosed with an more ASD behaviours. The ABC has acceptable
ASD participated in this study. All eligible families reliability (Krug et al. 1979), construct validity
had been participating in a home-based ABA pro- (Eaves et al. 2000) and criterion-related validity
gramme for at least 6 months. Families were pre- (Bildt et al. 2003).
dominantly middle class, Caucasian, and married,
with three or fewer children (Table 1). Children in
Secondary stressor: unmet family needs
this study were diagnosed with autistic disorder
(n = 28, 68%), pervasive developmental disorder – Unmet family needs were measured using the
not otherwise specified (n = 11, 27%), and Asperg- Family Needs Survey (FNS; Bailey & Simeonsson
er’s disorder (n = 2, 5%). Children were diagnosed 1988). The FNS was designed to assess the needs of
with an ASD between the ages of 15 months and families raising a child with a developmental dis-
6.5 years (mean = 3.13, SD = 1.19). Considering the ability. The 35-item survey asks parents to answer

Table 1 Sample descriptive statistics


Range

Variable n Minimum Maximum Mean or % SD

Education (years)
Mother 41 12 20 14.8 2.3
Father 41 12 20 14.9 2.4
Age (years)
Mother 41 24 49 37.4 5.7
Child 41 3 14 6.9 2.9
Gender (% male) 41 88%
Race (% Caucasian) 41 90%
Children in home† 41 1 5 2.2 0.9
Income 37 $22 000 $200 000 $76 388 $37 992


Includes the target child with an autism spectrum disorder.

© 2007 The Authors. Journal Compilation © 2007 Blackwell Publishing Ltd


Journal of Intellectual Disability Research volume 51 part 8 august 2007
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A. Schwichtenberg & J. Poehlmann • ABA intensity and family outcomes

Table 2 Descriptive statistics for maternal


Range report questionnaires (n = 41)

Variable Minimum Maximum Mean SD a

Primary stressor
ABC 3 115 57.8 30.8 0.9
Secondary stressor
FNS 1 30 12.3 7.1 0.9
Mental health outcomes
CES-D 0 37 15.9 11.0 0.9
Personal strain subscale† 9 26 18.1 5.0 0.8
Mastery subscale† 8 20 15.2 3.3 0.7
Resource: intensity indices
Child ABA hours – week‡ 6 50 22.8 10.2
Child ABA hours – 288 11 470 3665 3261
cumulative‡
Mother ABA hours – 0 30 3.1 5.2
week‡


From the Impact-on-Family Scale.

From the intervention questionnaire.
ABA, applied behaviour analysis; ABC, Autism Behaviour Checklist; CES-D, Center for
Epidemiological Studies – Depression scale; FNS, Family Needs Survey.

needs-based statements. For example, parents were sistency and reliability of the entire IFS and its sub-
asked to respond to I need more information on how scales were established by Stein & Riessman (1980)
to teach my child. Parents could respond with (1) no, and Jessop & Stein (1985).
(2) not sure or (3) yes. Each ‘yes’ response was given A recent article by Stein & Jessop (2003) reas-
a score of 1, and all needs were then totalled. sessed the psychometric properties of the IFS.
Within their article, the authors recommended using
Mental health outcomes: depression, personal the measure in its entirety rather than the subscales.
strain and mastery The publication of their article coincided with the
data collection period of this study; therefore, this
Maternal depressive symptoms were measured
recommendation could not be followed. Considering
using the Center for Epidemiological Studies –
the acceptable internal consistency achieved in this
Depression scale (CES-D), a widely used measure
study (Table 2), the subscales were retained.
of depressive symptoms (Radloff 1977). The CES-D
includes 20 statements that assess depressive symp-
Resource
toms with scores ranging from 0 to 60, with 16 or
higher indicating higher likelihood of experiencing ABA intensity was conceptualized as a potential
clinical depression (Craig & Van Natta 1978). Previ- resource for children and families. Intensity was
ous studies have established reasonable internal examined using a therapy questionnaire, which
consistency and concurrent validity in the CES-D included several questions about the child’s ABA
(Katz et al. 1995; Skorikov & Vandervoort 2003). programme and parental involvement. On the basis
Feelings of personal strain and mastery were of this questionnaire, three indices of intervention
measured using the personal strain (eight-item) and intensity were generated: (1) child ABA hours per
mastery (five-item) subscales of the Impact-on- week, (2) child ABA hours from the start of their
Family Scale (IFS; Stein & Riessman 1980). These programme, and (3) maternal ABA hours per week.
subscales were designed to assess the impact of The maternal ABA intensity index included therapy
raising a child with a chronic illness. Internal con- hours and therapy preparation.

© 2007 The Authors. Journal Compilation © 2007 Blackwell Publishing Ltd


Journal of Intellectual Disability Research volume 51 part 8 august 2007
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A. Schwichtenberg & J. Poehlmann • ABA intensity and family outcomes

Procedure Consistent with expectations and previous


research, our sample reported more depressive
Participants were recruited through service provid-
symptoms than mothers raising children with Down
ers in the United States (Minnesota, Wisconsin,
syndrome and Fragile X syndrome (Table 3). The
North Carolina and California). Service providers
present sample reported more depressive symptoms
were asked to distribute explanatory letters and/or
than the sample of mothers raising children with
research packets. Across recruitment locations, the
cerebral palsy (CP) in Eisenhower et al. (2005),
average response rate was 21%. Although this
although there were no significant differences in
overall response rate is low, two of the recruitment
depressive symptoms between the current sample
locations distributed packets via their general
and CP sample reported in Blacher & McIntyre
mailing list, and it is unknown how many families
(2006). As expected, the present sample reported
on the mailing list were participating in ABA.
depressive symptoms similar to all three ASD com-
Therefore, the true response rate is difficult to
parison groups.
determine.
To address the relations between ABA intensity
and our variables of interest, a series of multiple
regression analyses were conducted. For each
Results
outcome (i.e. ASD behaviours, unmet family needs,
To address our first aim, single-sample t-tests were and maternal feelings of depression, personal strain
used to compare the CES-D scores reported in this and mastery), three models were tested (one for
sample (mean = 15.9) with those of samples from each intensity index). Within each model, child age
three studies (Abbeduto et al. 2004; Eisenhower and maternal education (controls) and an intensity
et al. 2005; Blacher & McIntyre 2006). The interven- index were entered as predictors.
tions received by each of the comparison samples Although there was a significant correlation
could not be confirmed; therefore, conclusions about between weekly child ABA hours and cumulative
intervention models cannot be drawn on the basis of child ABA hours [r (41) = 0.56, P < 0.01], the sepa-
this analysis. Rather, comparisons assessed whether rate indices were retained, because the index of
the mothers participating in the current study cumulative child ABA hours incorporated a dura-
reported more depressive symptoms than families tion component and the other two indices did not.
raising children with other developmental disabilities For maternal ABA hours and cumulative child
or mothers in other ASD samples. ABA hours, log 10 transformations were used prior

Table 3 Single-sample t-tests of maternal CES-D scores (n = 41)

Participants
CES-D
Authors n Diagnosis Mean t (40)

Abbeduto et al. (2004) 174 ASD 12.6 1.91


39 DS 6.7 5.33*
22 Fragile X 11.0 2.83*
Blacher & McIntyre (2006) 23 ASD 13.9 1.15
59 DS 10.2 3.30*
87 CP 12.6 1.91
Eisenhower et al. (2005) 14 ASD 14.9 0.57
12 DS 7.3 4.98*
10 CP 10.9 2.89*

* P < 0.01.
ASD, autism spectrum disorder; CES-D, Center for Epidemiological Studies – Depression scale; CP, cerebral palsy; DS, Down syndrome.

© 2007 The Authors. Journal Compilation © 2007 Blackwell Publishing Ltd


Journal of Intellectual Disability Research volume 51 part 8 august 2007
603
A. Schwichtenberg & J. Poehlmann • ABA intensity and family outcomes

to analyses to address skewness present in the emerged. First, mothers of children with an ASD
distributions. reported fewer depressive symptoms when children
For unmet family needs and maternal feelings of were in programmes that included more child ABA
mastery, no significant findings emerged for any of hours per week. This finding is consistent with our
the intensity indices; therefore, the results of these conceptualization of ABA as a potential resource for
analyses are not discussed further. children and families. Second, mothers who spent
more hours per week involved in their child’s ABA
Primary stressor: autism spectrum disorder (ASD) programme reported more feelings of personal
behaviour presentation strain. This finding highlights the importance of
teasing apart maternal involvement in ABA inter-
Contrary to expectations, no significant relations
ventions from the child’s overall involvement when
emerged between ASD behaviour presentation and
examining ABA intensity and family well-being.
the two indices of child ABA intensity. For maternal
Taken together, these findings have direct implica-
ABA intensity, the overall model was not significant
tions for intervention implementation. They provide
(F3,37 = 1.86, P < 0.15), although there was a trend
support for more intense programmes for children
for mothers of children with more ASD behaviours
that do not rely too heavily on mothers as therapists
to report more ABA involvement (b = 0.31,
or therapy coordinators. These findings reinforce
P < 0.06). The controls, child age and maternal
previous research on parental involvement wherein
education were not significant in these models.
interventionists were encouraged to keep parental
Mental health outcomes participation individualized and parent initiated
(Turnbull & Turnbull 1982). Additionally, these
Depressive symptoms findings illustrate the importance of assessing multi-
Maternal depressive symptoms related to child ABA faceted intensity conceptualizations. Maternal and
hours per week (F3,37 = 2.94, P < 0.05) (b = -0.36, child intensity related to different indices of mater-
P < 0.05) and to child age (b = -0.29, P < 0.05). nal well-being. Future research can build on this by
Mothers reported fewer depressive symptoms when continuing to develop and test more comprehensive
their children were older and when their children conceptualizations of intensity.
participated in more ABA hours per week. Maternal Considering previous research, the relation
education was not a significant predictor in this between ABA intensity and maternal depression
model. No significant findings emerged for cumula- and strain could reflect the time that mothers spent
tive child or maternal ABA intensity. with their child in addition to the child’s ASD
behaviour presentation (Abbeduto et al. 2004). To
Personal strain assess this third variable explanation, each model
was rerun using ASD behaviour presentation as a
No significant relations emerged between maternal control. Both findings remained, although at a trend
personal strain and the two indices of child ABA level. Thus, the relations between ABA intensity and
intensity. Although the overall model for maternal maternal depression and personal strain appear to
ABA intensity only reached trend-level significance be more than simply a function of child ASD
(F3,37 = 2.77, P < 0.06), the relation between per- behaviours.
sonal strain and maternal ABA intensity was signifi- Consistent with the findings of Hastings &
cant (b = 0.36, P < 0.05). Mothers who reported Johnson (2001), families in the present study
more hours of ABA involvement reported more per- reported more depressive symptoms than families
sonal strain. Child age and maternal education were raising children with other developmental disabili-
not significant. ties. When compared with other ASD samples,
mothers in the present study reported comparable
depressive symptoms to families raising pre-school
Discussion
age (Eisenhower et al. 2005), adolescent (Abbeduto
When considering the relation between ABA inten- et al. 2004), and young adults with an ASD
sity and family well-being, two new findings (Blacher & McIntyre 2006). However, these com-

© 2007 The Authors. Journal Compilation © 2007 Blackwell Publishing Ltd


Journal of Intellectual Disability Research volume 51 part 8 august 2007
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A. Schwichtenberg & J. Poehlmann • ABA intensity and family outcomes

parisons should be interpreted with caution, given Bildt A., Sytema S., Ketelaars C., Kraijer D., Volkmar F.
sample differences (e.g. participant age, sampling & Minderaa R. (2003) Measuring pervasive develop-
mental disorders in children and adolescents with
procedures, etc.) and the lack of concrete interven-
mental retardation: a comparison of two screening
tion information for the comparison samples. instruments used in a study of the total mentally
When interpreting these findings, limitations of retarded population from a designated area. Journal of
this study should be noted regarding sample charac- Autism and Developmental Disorders 33, 595–605.
teristics and measurement procedures. The small Birnbrauer J. S. & Leach D. J. (1993) The Murdoch early
sample size and low response rate, in addition to intervention program after two years. Behaviour Change
10, 63–74.
sample characteristics such as the wide age range of
children and narrow sociodemographic variation, Blacher J. & McIntyre L. L. (2006) Syndrome specificity
and behavioural disorders in young adults with intellec-
limit generalizability of the findings. Participating tual disability: cultural differences in family impact.
families were predominantly Caucasian, middle Journal of Intellectual Disability Research 50, 184–98.
class, college educated, and married, although Chakrabarti S. & Fombonne E. (2005) Pervasive develop-
autism is equally diagnosed across ethnic and socio- mental disorders in preschool children: confirmation of
economic classes (Fombonne 2003). The primary high prevalence. American Journal of Psychiatry 162,
measurement limitation of this study is the exclu- 1133–41.
sive use of maternal report, which may have over- Craig T. & Van Natta P. (1978) Current medication use
and symptoms of depression in a general population.
estimated relations among variables owing to shared
American Journal of Psychiatry 137, 1036–9.
method variance.
Eaves R. C., Campbell H. A. & Chambers D. (2000)
Even with these limitations, this study provides Criterion-related and construct validity of the Pervasive
two contributions to the field. First, mothers with Developmental Disorder Rating Scale and the Autism
children participating in ABA reported elevated Behavior Checklist. Psychology in the Schools 37,
depressive symptoms, much like any family raising a 311–21.
child with an ASD, suggesting a potential area for Eisenhower A. S., Baker B. L. & Blacher J. (2005) Pre-
family-level intervention. Second, ABA intensity school children with intellectual disability: syndrome
specificity, behaviour problems, and maternal well-
related to maternal depression and personal strain,
being. Journal of Intellectual Disability Research 49, 657–
and therefore deserves continued attention. Future 71.
studies should attempt to replicate these findings Fombonne E. (2003) The prevalence of autism. Journal of
with a larger and more representative sample and the American Medical Association 289, 87–9.
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intensity may influence family well-being. lution of a system. Focus on Autism and Other Develop-
mental Disabilities 15, 68–79.
Hastings R. P. & Johnson E. (2001) Stress in UK families
conducting intensive home-based behavioral interven-
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