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To cite this article: Suk-Sun Kim, R. David Hayward & Pamela G. Reed (2014) Self-transcendence, spiritual perspective,
and sense of purpose in family caregiving relationships: a mediated model of depression symptoms in Korean older adults,
Aging & Mental Health, 18:7, 905-913, DOI: 10.1080/13607863.2014.899968
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Aging & Mental Health, 2014
Vol. 18, No. 7, 905–913, http://dx.doi.org/10.1080/13607863.2014.899968
Objectives: This study used structural equation modeling to test the mediated model of late-life depression to understand
the mechanisms that account for the direct and indirect effects of spiritual variables and purpose in life on depression
within the context of Korean family caregiving relationships.
Method: A secondary analysis study design used data from a study that tested a theory of family interdependence of 157
Korean elder-family caregiver dyads in Seoul, Korea.
Results: Both caregivers’ and elders’ self-transcendence was positively related to their own sense of purpose in life.
However, only elders’ spiritual perspective was related to purpose in life. Also, elders’ purpose in life was positively
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associated with caregivers’ purpose in life. Furthermore, there was a strong negative relationship between elders’ purpose
in life and their depressive symptoms, but there was not a significant negative relationship between caregivers’ purpose in
life and elders’ depressive symptoms. Last, elders’ purpose in life mediated the negative effects of elders’ self-
transcendence and spiritual perspective and of caregivers’ self-transcendence and purpose in life on elders’ depression.
Conclusion: The findings suggest that purpose in life for both the caregiver and elder played an important role in elders’
depression. Self-transcendence also was related to decreased depression in elders. It is suggested that more attention be
given to caregiver and elder purpose in life in developing interventions to reduce or avoid elder depression in Korean
elders.
Keywords: spirituality; self-transcendence; depression; Korean elders; family caregiving
responses to illness and loss are unique to each person and that family ties can play an important role in late life
for many at least initially, it is a difficult process that can depression. Pinquart (2002) reported that social and fam-
diminish well-being. Nevertheless, with adequate resour- ily integration showed a significant association with
ces and time, people display an ability to integrate purpose in life in older adults. Frequent, intimate family
difficulties and life changes in a way that helps sustain relationships can be a major source of health promotion
well-being. It is this pattern and possibility of human emo- and prevention of emotional decline in older adults. More-
tional strength that the theory of self-transcendence builds over, in the tradition of filial piety and familism, Korean
upon. older adults highly value family relationships and want to
We applied Reed’s (2014) theory of self-transcen- live with and receive care from their family (Kim & Lee,
dence to both the caregiver and the elder in the specific 2003). According to Lee and Holm (2011), family rela-
context of Korean family caregiving. Based upon this tionships and support were important predictors that
theoretical framework, we proposed that a spiritual per- prevented depression in Korean elders.
spective and purpose in life represented an expansion of Consistent with Korean family-centered caregiving
self-boundaries, and if they occurred in both the elder and (Kim, Hayward, & Kang, 2013), understanding the recip-
caregiver, they would play a role in decreased depression rocal relationship between elders and their family
in elders. Research findings presented below support these caregivers is important for understanding the mechanisms
proposed relationships. that account for the effects of spirituality and purpose in
life on depression in older adults and for promoting their
mental health. Caregivers’ spirituality and sense of pur-
Spirituality and depression, and purpose in life pose in life may have an impact on elders’ mental health
Many empirical studies have demonstrated that spiritual- in a number of ways. First, since meaning and purpose
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type variables (e.g., self-transcendence, spiritual perspec- can have beneficial influences on health and well-being
tive, and religious participation) are negatively associated (Krause, 2007), caregivers who feel more fulfilled in these
with depression in older adults (Ellermann & Reed, 2001; respects are likely to be healthier and happier. Caregivers’
Koenig et al., 2012; Lee, 2007; Stanley et al., 2011; well-being is likely to help them better provide for their
Stinson & Kirk, 2006; You et al., 2009). However, a rela- elders’ needs (Mittelman, Haley, Clay, & Roth, 2006).
tively small number of studies have explicated the mecha- Second, elders who perceive that their family caregivers
nism that underlies this relationship between spirituality share their worldview, in terms of their spirituality and
and depression. Krause (2007) reported that older adults sense of purpose, may feel that they have been successful
who had a strong sense of purpose in life tended to experi- in transmitting their values and culture to the next genera-
ence stress-buffering effects of traumatic life events on tion. This is an especially important concern in highly col-
depressive symptoms. Nelson et al. (2009) identified pur- lectivist cultures like Korea’s where the self is highly
pose in life as an important mediator between spirituality intertwined with and dependent on close others
and depression in cancer patients. (Oyserman, Coon, & Kemmelmeier, 2002); thus Korean
Although older adults are at risk for maintaining high elders may likely derive a sense of personal well-being
levels of purpose in life due to increasing losses such as from their families’ spirituality and sense of purpose.
retirement or losses of spouse, family, and friends Given these factors, it is likely that the interplay between
(Pinquart, 2002), spirituality and related experiences may elder’s and caregiver’s spirituality is particularly impor-
be a significant resource for meaning and purpose in life tant for promoting a sense of purpose for both members of
(Acton & Wright, 2000). Self-transcendence may contrib- the caregiving dyad. In the presence of a positive caregiv-
ute to the ability of older adults to find and maintain a ing relationship, spirituality in each member is likely to
sense of meaning in life in the face of these losses. This reinforce spirituality in the other via a reciprocal process.
sense of meaning may in turn help to reduce psychologi- In this context, purpose in life is derived not only from
cal distress and other symptoms of depression among one’s own spiritual sense, but also from the sense of hav-
older adults at high risk. Also, self-transcendence may ing a shared experience with the other dyad member, and
allow both elders and caregivers to perceive their situa- from the sense of fulfilling on the one hand a filial obliga-
tions differently; to accept their current life circumstances tion from caregiver to elder, and on the other hand the
and stressors; and to help them move toward more mean- obligation of the elder to transmit cultural traditions and
ingful and fulfilling lives by reviewing their entire lives, wisdom to the family. Both may benefit from a mutual
connecting with religious beliefs, caring for others, and sense of enacting these roles.
increasing self-awareness, and transforming their own
lives and the lives of others in a positive way (Reed,
2014). Mediated model of elder depression
Given the research findings reviewed above along with the
theoretical framework, we developed the mediated model
Caregivers’ and elders’ spirituality and purpose in life in of elder depression presented in Figure 1 to illustrate how
the context of caring relationship purpose in life may serve as a mechanism relating spiritu-
The role of family caregiving relationships in the mental ally related factors and depression in Korean elders. This
health of older adults has received relatively little atten- model is based on the assumption that family caregiving
tion from researchers. However, there is some evidence relationships have a role in the interplay between spiritual
Aging & Mental Health 907
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variables and purpose in life in this study. The theoretical Human Subjects Committee approved this study. Prior to
model depicts several relationships where purpose in life data collection, participants provided informed consent.
and spiritual variables positively relate to each other and
negatively relate to caregiver and elder depression. The
following hypotheses were proposed: Sample
Dyads consisting of both elders and their family care-
givers were the target population. The inclusion criteria
Hypotheses for the elders were: (1) 60 years of age or older; (2)
receiving family caregiving from someone who was living
(1) Elders’ and caregivers’ spirituality (i.e., spiritual in the same household; (3) able to read or speak Korean;
perspective and self-transcendence) will have a and (4) absence of a serious cognitive disorder (to ensure
significant positive relationship to their own pur- their ability to communicate clearly with an interviewer
pose in life. and complete questionnaires). They were asked basic
(2) Caregivers’ purpose in life will be positively demographic questions (e.g., name, birth date, age,
related to elders’ purpose in life. address, telephone number, and current date) to assess
(3) Caregivers’ and elders’ purpose in life will each their cognitive and communication abilities. The sample
have a direct and inverse relationship with elders’ criteria for caregivers were: (1) 20 years of age or older;
depression. (2) regarded themselves as the primary caregivers of eligi-
(4) Elders’ depression will be indirectly related to ble elders; (3) able to read or speak Korean; and (4) co-
elders’ spirituality, caregivers’ spirituality, and resided with the elder. A primary caregiver was a family
caregivers’ purpose in life, via the pathway of eld- member who attended to the needs of an elder and
ers’ purpose in life. provided care functionally or economically or at least
daily assistance for elders’ activities of daily living
(ADLs). Family caregivers could be the elder’s spouse,
daughter, son, son-in-law, daughter-in-law, grandchildren,
Method
or other relatives who lived with the elder and provided
Design care for them.
This secondary data analysis study used data from a previ- A convenience sampling method was used to recruit
ous cross-sectional, descriptive correlational study that 230 Korean elders from welfare centers, senior commu-
tested a theory of family interdependence among 157 nity centers, and religious institutions (i.e., churches and
Korean elder-family caregiver dyads in Seoul, Korea temples) in Seoul Korea by using flyers and announce-
(Kim et al., 2011). An Institutional Review Board’s ments in community bulletins. Of the 230 recruited, 192
908 S.-S. Kim et al.
dyads met the inclusion criteria; however, 35 dyads scores range from 10 to 60; higher scores indicate a
including 21 elders and 14 caregivers were excluded greater spiritual perspective.
because one member of the dyad did not complete the
questionnaire. One hundred fifty-seven Korean
elder–family caregiver dyads (82%) were the final sample Purpose in life
for this analysis. Of the final 157 dyads, 6 (3.8%) were The purpose-in-life test (PIL; Crumbaugh, 1968; Korean
recruited from a welfare center, 21 (13.4%) from senior translation by Kim, 2008) includes 20 items measuring
community centers, 60 (38.2%) from churches, 14 (8.9%) one’s sense of purpose (Sample item: ‘In life I have: no
from temples, and 56 (35.7%) were referred by partici- goals or aims at all – very clear goals and aims’ ‘My life is:
pants. Data were collected separately from older adults in my hands and I am in control of it – out of my hands and
and family caregivers in their homes. controlled by external factors’). The respondent answers
questions based on the stem phrase ‘My personal existence
is’ on a scale from 1 for ‘utterly meaningless and without
Measures
purpose’ to 7 for ‘very purposeful and meaningful.’
Demographic factors used as controls in these analyses Possible scores range from 20 to 140; higher scores indicate
included age (in years), gender (female ¼ 0, male ¼ 1), a greater sense of purpose and meaning in life.
and education (assessed on an 8-point scale from ‘no edu-
cation’ to ‘doctoral degree’). All instruments used in the
study have established reliability and validity (see Depression
Table 2). The coefficients met the standard criterion (.80 The outcome variable of depression was measured by the
or above) as recommended by Zeller and Carmines
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Elders
Age 67.99 (7.24) 60 94
Gender (male) 86 (54.8%)
Educationa 4.41 (1.96) 1 8
Married 119 (75.8%)
Self-transcendence scale (STS)b 44.74 (6.30) 26 58 .85
Spiritual perspective scale (SPS)b 43.70 (13.87) 10 60 .97
Purpose-in-life test (PIL)b 95.18 (18.77) 44 135 .91
Center for Epidemiological Studies-Depression Scale (CES-D)b 10.92 (9.28) 0 40 .91
Caregivers
Age 51.01 (12.30) 26 77
Gender (male) 29 (18.5%) 0 1
Educationa 5.21 (1.34) 2 8
Married 143 (91.1%) 0 1
Self-transcendence scale (STS)b 45.94 (5.82) 29 59 .85
Spiritual perspective scale (SPS)b 46.10 (12.92) 10 60 .97
Purpose-in-life test (PIL)b 99.13 (16.85) 47 140 .91
Note: STS, self-transcendence scale; SPS, spiritual perspective scale; PIL, purpose-in-life test; CES-D, Center For Epidemiological Studies-Depression
Scale.
a
Education was assessed on an 8-point scale from ‘no education’ to ‘doctoral degree’.
b
Raw additive scores for multiple-item scale.
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(SD ¼ 9.28), with a score range of 0–40 (possible maxi- in life revealed mixed results (alternative: x2[4] ¼ 1.76,
mum score is 60); 22.3% of the participants scored 16 or p ¼ .133, RMSEA ¼ .070, GFI ¼ .993, CFI ¼ .997,
more; and 10.2% scored 25 or more. The cut-off point of AGFI ¼ .846). The RMSEA and AGFI indexes indicated
16 and 25 was used to screen for probable and definite that the hypothesized model fit the data better, whereas
depression, respectively, in Korean older adults (Park & the GFI and CFI indicated a better fit for the alternative
Kim, 2011). Elders answered how many days they had model.
been in bed at home due to sickness or illness in the past Consistent with hypothesis 1, both caregivers’ and
six months; the mean was 4.37 (range 0–100 days). The elders’ self-transcendence was positively related to their
mean days spent in hospitals due to sickness or illness in own sense of purpose in life (caregivers: b ¼ 21.50, p <
the past six months was 5.71 (range 0–150 days). The .001; elders: b ¼ 14.48, p < .001), and elders’ spiritual
number of different medications taken for sickness or ill- perspective was related to purpose in life (b ¼ 2.49,
ness in the past six months ranged from 0 to 10 with a p ¼ .030). However, spiritual perspective was not related
mean of 1.79. to purpose in life among caregivers (b ¼ 2.00, p ¼ .189).
Consistent with hypothesis 2, elders’ purpose in life was
positively associated with their caregivers’ purpose in life
Relationships among study variables (b ¼ 0.19, p ¼ .003). Hypothesis 3 was partially
The correlation matrix for the model variables shows that supported; as anticipated, there was a strong negative
several study and demographic variables were significantly relationship between elders’ purpose in life and their
associated with elders’ depression at the bivariate level depressive symptoms (b ¼ 0.32, p < .001), but there
(Table 2). Among elders, lower depression was found was not a significant negative relationship between
among men; more highly educated individuals; married caregivers’ purpose in life and elders’ depressive symp-
people; and those with higher levels of self-transcendence, toms. Hypothesis 4, which predicted that elders’ purpose
spiritual perspective, and purpose in life. Among family in life would mediate the effects of other study variables
caregivers, lower depression was found among those who on elders’ depression, was also supported. Analysis of
were older; more highly educated; and who had higher lev- indirect effects, based on bias-corrected bootstrap-based
els of spiritual perspective and purpose in life. confidence intervals, indicated that elders’ depression
scores were indirectly related to several key model varia-
bles via the pathway of elders’ purpose in life, including
Testing of the hypothesized model their own levels of self-transcendence (b ¼ 4.62, p ¼
Path analysis was performed to determine the direct and .007) and spiritual perspective (b ¼ 0.79, p ¼ .027), and
indirect effects of spiritual perspective, self-transcen- their caregivers’ self-transcendence (b ¼ 1.45, p ¼ 0.34)
dence, and purpose in life on elders’ depression in family and sense of purpose in life (b ¼ 0.06, p ¼ .011). In
caregiving relationships with Korean elders. Results are other words, elders’ purpose in life mediated the negative
presented in Table 3, and illustrated in Figure 2. Model effects of elders’ self-transcendence and spiritual perspec-
statistics indicated a good fit with the data, x2(20) ¼ tive, and caregivers’ self-transcendence and sense of pur-
26.15, p ¼ .161, RMSEA ¼ .044, GFI ¼ .978, CFI ¼ pose in life on elders’ depression.
.995, AGFI ¼ .870. Comparing these results with an Demographic factors are not illustrated in Figure 1,
alternative model eliminating mediation through purpose but were included in the model. Caregivers’ gender
910 S.-S. Kim et al.
0.62
Table 3. Model results.
14
Elder CES-D
0.87
0.69
13
Elders
Age 0.29 0.05 0.09
(0.11) (0.04) (0.07)
1.11 0.62
0.12
0.14
0.12
Gender (male) 1.95
12
0.23
0.24
0.20
0.71 1.55
0.05
Married 4.91
11
0.12
10
(0.24) (0.15)
PIL 0.32
Note: STS, self-transcendence scale; SPS, spiritual perspective scale; PIL, the purpose-in-life test; CES-D, Center for Epidemiological Studies-Depression Scale. (0.63)
Caregivers
0.32
0.28
0.01
0.22
Age 0.08
0.19
0.03
0.12
9
(0.06) (0.01)
Gender 9.22 0.62
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(0.21) (0.03)
Education 0.80 0.05
0.26
0.29
0.23
0.23
(0.06) (0.01)
0.04
0.11
0.14
(0.04) (0.004)
STS 21.50 1.45
(0.51) (0.06)
0.67
0.26
0.26
0.33
0.41
0.14
0.22
SPS 2.00
0.01
0.14
(0.20) (0.02)
7
0.26
0.37
0.32
0.24
0.16
ies-Depression scale.
a
Scalar and (standardized) regression weights.
b
Bias-corrected bootstrap estimates.
p < .05, p < .01, p < .001.
0.85
0.66
0.36
0.25
0.29
0.30
0.20
0.17
0.06
0.02
5
0.11
0.14
0.11
0.13
0.06
4
0.38
0.29
0.28
0.40
0.26
0.19
0.13
els of depression.
0.58
0.50
0.27
0.41
0.27
0.25
0.19
0.19
Discussion
0.11
0.04
0.08
0.12
0.14
2
0.18
0.13
0.12
0.06
0.10
0.09
0.05
1
sized model fit the data better, and the GFI and CFI indi-
12. Married
10. Gender
Caregivers
4. Married
2. Gender
8. CES-D
Measures
9. Age
6. SPS
Elders
7. PIL
important to note that the GFI and CFI are highly sensitive
to the number of parameters in the model and tend to
Aging & Mental Health 911
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favor models with fewer degrees of freedom. Because the purpose of life (Bookwala & Schulz, 1996). One possible
number of parameters in the two models differed greatly, explanation for this result may be the interdependence
the AGFI and RMSEA were better methods of judging between elders and caregivers in a transpersonal caring
relative fit in this situation. relationship. Watson (1988) defined the transpersonal car-
Regarding the relationship between spirituality and ing relationship as one in which there are mutual influen-
purpose in life in individuals, the results of our path analy- ces between caregiver and care receiver. Caregivers may
sis demonstrated that higher levels of self-transcendence develop new meaning from the caregiver role (Kidd,
and spiritual perspective were positively associated with Zauszniewski, & Morris, 2011). At the same time they
higher levels of purpose in life among Korean older may help their care-receiving partners restore or recon-
adults. These findings are consistent with a previous study struct the sense of meaning eroded by role loss (Pinquart,
in which investigators found positive relationships 2002) by reconciling the past life with present and future,
between self-transcendence and purpose in life among the and viewing their vulnerability and life challenges from a
oldest old (Nygren et al., 2005). However, among care- different perspective.
givers, only self-transcendence, not spiritual perspective, We found that elders’ purpose in life was directly
significantly predicted purpose in life. This may be due, in related to elders’ depression. However, caregivers’ pur-
part, to the age differences between older adults and care- pose in life was indirectly related to elders’ depression
givers. In this study, the caregivers who were younger through elders’ purpose in life. In other words, elders’
tended to have lower levels of spiritual perspective than depressed affect was influenced directly by their own pur-
older adults (Moberg, 2005). The lower spiritual perspec- pose in life and indirectly by family caregivers’ purpose
tive scale scores may have lacked the variability among in life once the interdependency of elders’ and caregivers’
the caregivers to generate a significant relationship with sense of purpose in life was taken into account. Again,
purpose in life. these results are consistent with past studies that having a
More importantly, these results supported the exis- strong sense of purpose in life reduced depression among
tence of interdependency within elder–caregiver dyads. older adults (Krause, 2007; Nygren et al., 2005). More-
As expected, caregivers’ purpose in life was positively over, they contribute new knowledge about the relation-
related to elders’ purpose in life. This is congruent with ship of caregivers’ purpose in life on elders’ depression
the results from a prior study conducted among commu- through elders’ purpose in life. These findings suggest
nity-dwelling older adults’ spousal dyads, which revealed that caregivers may help older adults decrease depressive
that greater satisfaction with the meaning and purpose of symptoms by actively taking part in a joint process of
life one’s spouse experienced significantly correlated with reconstructing a sense of meaning in life for both them-
the other spouses’ satisfaction with the meaning and selves and older adults.
912 S.-S. Kim et al.
Last, we also found mediating effects of purpose in in this particular model. For example, it is not possible to
life between elder spirituality and elder depression. While rule out the possibility that the relationship between
spirituality alone may not impact elder depression, dyadic partners’ purpose in life is due to stable personality
purpose in life may have a more direct influence on traits shared within families, rather than the result of
depression than spirituality. Previous research has dynamic interpersonal influences as our model suggests.
reported that purpose in life and depression were found to Finally, the family-oriented nature of Korean culture may
be significantly and inversely related (Krause, 2007). enhance the extent of dyadic interdependence found in
Furthermore, elders’ purpose in life mediated the effects this study, and thus the model tested in this study may
of caregivers’ self-transcendence on elders’ depression in need further adaptations to be appropriate for use in dif-
the family caregiving relationship such that elder depres- ferent cultural contexts.
sion was reduced. These findings are consistent with those
of a previous study conducted among cancer patients, in
which investigators found that having a purpose in life Conclusion
significantly increased the beneficial effects of spirituality Understanding the protective mechanisms of spirituality
on depression (Nelson et al., 2009). and purpose in life on later life depression with samples
The results contribute new knowledge about the impor- of Korean elders and caregivers can be helpful for design-
tance of purpose in life by its mediating role on depression, ing culturally appropriate interventions for Korean elders’
through both caregivers’ and elders’ spirituality in the depression within the Korean family caregiving relation-
transpersonal caring relationship. One potential implica- ship. These interventions could help restore both care-
tion of these findings is to develop interventions designed givers’ and elders’ purpose in life within the context of
to reduce depression and enhance purpose in life by facili-
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