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Influence of Dense Granular Columns on the Performance

of Level and Gently Sloping Liquefiable Sites


Mahir Badanagki, S.M.ASCE 1; Shideh Dashti, M.ASCE 2; and Peter Kirkwood 3

Abstract: Dense granular columns are often used as a liquefaction mitigation measure to (1) enhance drainage; (2) provide shear reinforce-
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ment; and (3) densify and increase lateral stresses in the surrounding soil during installation. However, the independent influence and con-
tribution of these mitigation mechanisms on the excess pore pressures, accelerations (or shear stresses), and lateral and vertical deformations
are not sufficiently understood to facilitate a reliable design. This paper presents the results of a series of dynamic centrifuge tests to fun-
damentally evaluate the influence of dense granular columns on the seismic performance of level and gently sloped sites, including a lique-
fiable layer of clean sand. Specific consideration was given to the relative importance of enhanced drainage and shear reinforcement. Granular
columns with greater area replacement ratios (Ar ), for example Ar greater than about 20%, were shown to be highly effective in reducing the
seismic settlement and lateral deformations in gentle slopes, owing primarily to the expedited dissipation of excess pore water pressures. The
influence of granular columns on accelerations (and therefore, the shear stress demand) in the surrounding soil depended on the column’s Ar
and drainage capacity. Increasing Ar from 0 to 10% was shown to reduce the accelerations across a range of frequencies in the surrounding
soil due to the shear reinforcement effect alone. However, enhanced drainage simultaneously increased the rate of excess pore pressure
dissipation, helping the surrounding soil regain more quickly its shear strength and stiffness. At short drainage distances or higher Ar values
(for example, 20%), this could notably amplify the acceleration and shear stress demand on soil, particularly at greater frequencies that
influence PGA. The experimental insight presented in this paper aims to improve our understanding of the mechanics of liquefaction
and lateral spreading mitigation with granular columns, and it may be used to validate the numerical models used in their design.
DOI: 10.1061/(ASCE)GT.1943-5606.0001937. © 2018 American Society of Civil Engineers.
Author keywords: Soil liquefaction; Granular columns; Drains; Centrifuge modeling; Lateral spreading; Site performance.

Background and Introduction still exceed several meters, leading to extensive damage. Many
ground-improvement techniques such as densification, reinforce-
Past earthquakes have provided many examples of damage to ment, and methods that enhance drainage can be used to reduce
important geotechnical structures such as slopes, retaining walls, the risk of liquefaction and its associated ground deformations.
and embankments caused by soil liquefaction. For example, exten- In particular, the installation of dense granular columns made of
sive lateral slope deformations were reported by Seed (1987) and gravel or stone is an attractive mitigation method for slopes and
Tokimatsu and Asaka (1998) during the earthquakes in Niigata, embankments (Seed and Booker 1977). Depending on its installa-
Japan, in 1964; Loma Prieta, California, in 1989; and Kobe, Japan, tion procedure, this method is believed to mitigate the soil lique-
in 1995. Mitigation techniques are often warranted to prevent ex- faction hazard and its consequences through a combination of
cessive lateral deformations in slopes founded on liquefiable depos- densification, increased lateral earth pressures, shear reinforcement,
its and the subsequent damage to infrastructure. A reliable and and enhanced drainage (Baez 1995; INA 2001; Rayamajhi et al.
performance-based design of liquefaction remediation techniques 2016a).
for slopes requires a clear understanding of the influence of various Previous case histories have generally demonstrated a success-
mitigation mechanisms that control performance. ful performance of different types of compacted granular columns
Bartlett and Youd (1992) characterized liquefaction-induced lat-
in loose, saturated cohesionless soils (e.g., Mitchell et al. 1995;
eral spreading in mild (0.3–5%) slopes underlain by loose,
Mitchell 1986, 1988; Adalier 1996; Baez 1996; Boulanger et al.
saturated granular soils. Despite the low angle of these slopes,
1998; Koelling and Dickenson 1998; ISSMGE 2001). However,
the lateral deformations produced during earthquake loading could
although valuable insights can and must be drawn from case his-
1 tories, the influence and relative importance of each mechanism of
Graduate Research Assistant, Dept. of Civil, Environmental, and
Architectural Engineering, Univ. of Colorado Boulder, Boulder, CO 80309. mitigation on the performance of the site and slope cannot be re-
Email: mahir.badanagki@colorado.edu liably evaluated from case histories alone in a systematic manner,
2
Associate Professor, Dept. of Civil, Environmental and Architectural as is necessary for a reliable, performance-based mitigation design.
Engineering, Univ. of Colorado Boulder, Boulder, CO 80309 (corresponding Seed and Booker (1977) introduced an analytical method for the
author). Email: shideh.dashti@colorado.edu design of drains based on radial consolidation or excess pore pres-
3
Research Associate, Dept. of Civil, Environmental, and Architectural sure (Δu) dissipation that is commonly used in practice. They rec-
Engineering, Univ. of Colorado Boulder, Boulder, CO 80309. Email: peter ommended the use of gravel or stone columns with a hydraulic
.kirkwood@colorado.edu
conductivity at least two orders of magnitude greater than that of
Note. This manuscript was submitted on May 19, 2017; approved on
March 29, 2018; published online on July 6, 2018. Discussion period open the surrounding soil, to avoid significant Δu generation in the
until December 6, 2018; separate discussions must be submitted for indi- drains. This study had a number of limitations, including (1) the
vidual papers. This paper is part of the Journal of Geotechnical and assumption of an infinite granular column permeability and ignor-
Geoenvironmental Engineering, © ASCE, ISSN 1090-0241. ing the well resistance or clogging potential; (2) the assumption of a

© ASCE 04018065-1 J. Geotech. Geoenviron. Eng.

J. Geotech. Geoenviron. Eng., 2018, 144(9): 04018065


level ground condition (no slope); and (3) not considering shear Dashti et al. (2010) performed a series of centrifuge experiments
reinforcement in the gravel or stone columns. In practice, however, to identify the dominant mechanisms of settlement on layered
engineers sometimes rely on the shear reinforcement provided by liquefiable soil deposits. The study classified the primary volumet-
granular columns and use design procedures (based on shear strain ric settlement mechanisms active in the free-field as (1) sedimenta-
compatibility) to reduce the cyclic stress ratios induced in the sur- tion or solidification (εp-SED ), which occurs after significant
rounding soil (Rayamajhi et al. 2016a). strength loss, as settling particles from the uppermost part of the
Rayamajhi et al. (2016a) numerically evaluated the contribution liquefiable sand accumulate at the bottom to form a solidified zone.
of the shear reinforcement provided by granular columns in isola- This zone increases in thickness with time and concurrently con-
tion, with and without the generation and redistribution of excess solidates under its own weight; (2) reconsolidation (εp-CON ), which
pore pressures. Their nonlinear, coupled, three-dimensional (3D) occurs as the excess pore pressures dissipate and soil’s effective
finite-element analyses indicated that granular columns experience stress regains its initial value; and (3) partial drainage and loss
shear strain deformations that are not compatible with the surround- of water during cyclic loading (εp-DR ) that occur according to
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ing soil. As a result, the reduction in the cyclic stress ratios induced the 3D transient hydraulic gradients. Volumetric deformations
in the treated soil was notably less than that predicted by the caused by partial drainage can be notable, as they occur while
conventional design approaches that assume strain compatibility. the hydraulic gradients are kept at their peak during shaking.
They subsequently provided a modified design approach to esti- Drainage-enhancing granular columns, such as those investigated
mate the reduction in cyclic stress ratios provided by dense granular in this study, locally reduce the duration, or the amplitude, of the
columns. elevated excess pore pressures. This, along with the altered shear
Elgamal et al. (2009) and Asgari et al. (2013) performed a stress and strain profiles, likely reduces the contribution of sedi-
numerical parametric study with a unit cell and showed that granu- mentation to the volumetric strains. However, the increased rate
lar columns could help reduce lateral displacements in treated of drainage likely increases the volumetric strains due to partial
soil due to a combination of drainage and shear reinforcement. drainage. The net effect of granular columns on the competing
Rayamajhi et al. (2016b) numerically showed that granular col- mechanisms leading to volumetric strains is uncertain and requires
umns can be effective in reducing lateral spreading through shear investigation.
reinforcement, even if liquefaction or generation of large excess This paper presents the results of three centrifuge experiments
pore pressures is not prevented. They also numerically identified that systematically evaluated the influence of dense granular col-
the surface pressure, length and diameter of the drains, area replace- umns and their various mitigation mechanisms and properties on
ment ratios, liquefiable soil depth, hydraulic conductivity, and the seismic performance of level and gently sloping sites underlain
slope angle as some of the key parameters influencing the lateral by a layered liquefiable deposit consisting mostly of clean sand.
displacement. However, the results presented in these numerical The data obtained from these experiments facilitated (1) the mecha-
studies were not validated with rigorous physical model studies nistic evaluation of the influence of granular columns and their dif-
or case history observations. ferent properties (for example, the area replacement ratio, shear
Although limited in quantity and scope, a number of physical reinforcement, and enhanced drainage) on the site and slope per-
model studies (for example, 1g shake table and centrifuge tests) formance in terms of the acceleration, excess pore pressure, settle-
have been conducted to evaluate the influence of different types ment, and lateral spread; and (2) the provision of data for the
of drains on site response and lateral spreading. Due to the diffi- calibration and validation of advanced numerical models in the
culties of drain installation in flight, the centrifuge experiments fo- future. Following validation, such models can be more reliably
cused primarily on the reinforcement and drainage mechanisms of used in the design or development of design guidelines for the
mitigation, as opposed to installation-induced densification or an mitigation of lateral spreading hazards using dense granular
accurate representation of the increase in lateral earth pressures columns.
in the surrounding soil, which may not be reliable in all cases, even
in the field. As an example, Adalier et al. (2003) performed cen-
trifuge experiments with stone columns in a uniform and level de- Experimental Procedure
posit of saturated, loose silt with an overlying model of a rigid
footing. This study showed that stone columns can be effective
Centrifuge Testing Plan
in reducing the foundation settlement by reducing shear strains
and generation of excess pore pressures in the underlying soil. They A series of three centrifuge experiments comprising five separate
did not, however, evaluate the influence of granular columns and models were designed and conducted at the University of Colorado
their properties on the performance of sites with more realistic (CU) Boulder’s 400g-t (5.5-m-radius) centrifuge facility. In these
layering and geometry and under different earthquake motions. tests, the primary goal was to systematically evaluate the influence
Centrifuge tests were more recently conducted by Howell et al. and relative importance of various granular column parameters on
(2012) to evaluate the performance of liquefiable slopes mitigated the performance of a level site and a gentle slope underlain by a
with prefabricated vertical drains (PVDs). This method did not in- layered liquefiable deposit during one-dimensional horizontal
troduce notable shear reinforcement and relied primarily on the earthquake loading. Fig. 1 shows the detailed plan and elevation-
drainage mechanism of mitigation. The study showed that PVDs view drawings of the model tests and their instrumentation layouts.
could be effective in expediting the dissipation of excess pore pres- The dimensions are presented at both prototype and model scales
sures and reducing the resulting lateral slope deformations, depend- following the accepted scaling relations (Tan and Scott 1985).
ing on the characteristics of the earthquake motion. The combined For all tests, as shown in Fig. 1, a dense layer (8 m thick in the
or independent influence of shear reinforcement and enhanced prototype scale) of Ottawa sand F65 was dry pluviated to attain a
drainage in slopes has not been experimentally evaluated. It is relative density (Dr ) of approximately 90% at the bottom of a
not clear, for example, whether the added shear reinforcement pro- flexible-shear-beam (FSB) container constructed of aluminum and
vided by stiffer drains (e.g., dense granular columns in comparison rubber at CU. Subsequently, a loose layer of Ottawa sand (8 m
with PVDs) would reduce the seismic demand or the deformations thick) with a Dr ≈ 40% was pluviated as the liquefiable material.
in slopes. This layer was subsequently overlaid by a 0.5-m-thick layer of

© ASCE 04018065-2 J. Geotech. Geoenviron. Eng.

J. Geotech. Geoenviron. Eng., 2018, 144(9): 04018065


Acc. (A) 0 75 150 mm Model Silica silt (Sil-Co-Sil 120) to restrict the rapid excess pore pressure
PPT (P) dissipation vertically and to represent a case with void redistribu-
0 5.3 10.5 m [Prototype]
LVDT (D) tion, followed by a 1.5-m-thick layer of coarse Monterrey sand 0/30
Model 0 with Dr ≈ 90%, to create a nonliquefiable, thin crust. For all the
Gravel column Monterey sand treated models (Models 0, 1, 3, and 4), the granular columns with
Test #1
21mm
[1.5m]

(Diam.=25mm) (D r =90%) diameter = 1.75 m (in prototype scale) were placed vertically at the
[1.75m] Silica silt bottom of the container prior to sand pluviation to avoid localized
densification during their installation. This was done to isolate the
115mm Ottawa sand
influence of drains from ground densification and to keep the den-
[0.5m]

[8m] D r =40%
7mm

sity of the surrounding soil controlled and uniform within each


115mm Ottawa sand layer.
[8m] D r =90% Test 1 (Model 0) examined the behavior of a single draining
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granular column in level ground, before adding the complications


Shaking Shaking table
associated with multiple drains and a slope. Vertical arrays of ac-
celerometers (Accs), pore pressure transducers (PPTs), and linear
variable differential transformers (LVDTs) were placed at three dif-
21
R1 ] ferent radial distances from the single drain to track the wave propa-
8 . 5m
[ gation, pore water pressure generation and dissipation, and
[26.3m]
376mm

volumetric deformations throughout the soil profiles, as shown


in Fig. 1.
35 ] R2 In Tests 2 and 3, all soil models were constructed of two
49
R .5 m [1 7
.4 m
[2 ] symmetric slopes on the two sides of the container separated by
an open channel, as shown in Fig. 1. In Test 2, one side of the slope
(Model 1) was treated with a grid of 1.75-m-diameter dense granu-
956mm lar columns encased in geotextile filters (to avoid clogging) sepa-
[66.9m] rated by 3.5 m (from center to center) with an Ar of 20%. The Ar is
Treated side Untreated side ratio of the area of granular columns to the total treatment area
(Model 1) (Model 2) (Baez and Martin 1993). The other side of the slope (Model 2)
Test #2 in Test 2 was left untreated to evaluate the effectiveness of the

60° granular columns as a mitigation technique. In Test 3, both sides
of the slope (Models 3 and 4) were treated with 1.75-m-diameter
dense granular columns separated by 5 m (from center to center)
with Ar ¼ 10%. In Model 3, the granular columns were encased in
Porous stone geotextile filters, similarly to Model 1, whereas in Model 4 they
were encased in geotextile and a thin (0.2-mm-thick) latex mem-
Shaking Shaking table brane to evaluate the influence of stiffness alone without drainage.
428mm 428mm
The groundwater table was at the soil surface in all tests (the highest
[30m] [30m] elevation in the cases with slope), and all model specimens were
spun to a centrifugal acceleration of 70 g prior to the application of
earthquake motions.

Properties of Sand, Silt, and Gravel


The response of Ottawa sand F65 at various relative densities was
evaluated under monotonic and cyclic, drained and undrained tri-
axial tests prior to the centrifuge experiments presented here (de-
tailed by Ramirez et al. 2017). The engineering properties of this
228mm [16m] sand were measured by the authors as follows: maximum void ratio
328mm [23m] ðemax Þ ¼ 0.81; minimum void ratio ðemin Þ ¼ 0.53; coefficient of
uniformity ðCu Þ ¼ 1.56; specific gravity ðGs Þ ¼ 2.65; and hy-
Without latex With latex
draulic conductivity ðkÞ ¼ 1.19 × 10−2 to 1.41 × 10−2 cm=s at
(Model 3) (Model 4)
1g with water (which were the same at 70g with viscous fluid
Test #3 3°
Latex 70 times more viscous than water) for the relative densities (Dr )
of 90 and 40%, respectively. The critical friction angle (ϕcs ) of this
sand was estimated at approximately 31° (Ramirez et al. 2017).
Coarse Monterey 0/30 sand was selected for the thin, high-
permeability, dense surface layer. The properties of Monterey sand,
obtained from previous studies, were emax ¼ 0.84; emin ¼ 0.54;
Cu ¼ 1.3; k ¼ 5.29 × 10−2 cm=s; and Gs ¼ 2.64 (Dashti et al.
158mm 144mm 177mm Shaking table 2010). Silica silt (Sil-Co-Sil 120) was selected as the thin, low-
[11m] [10m] [12.4m]
permeability cap above the liquefiable layer. The properties of silica
Fig. 1. (Color) Three centrifuge experiments with their instrumentation
silt, also obtained from previous studies (Walker and Stewart 1989),
layout.
were Cu ¼ 7.3; k ¼ 3 × 10−5 cm=s; and Gs ¼ 2.65; and the critical
friction angle (ϕcs ) was approximately 25°. In this study, the material

© ASCE 04018065-3 J. Geotech. Geoenviron. Eng.

J. Geotech. Geoenviron. Eng., 2018, 144(9): 04018065


a constant height using a #10 sieve to avoid lumps and distribute silt
across a controlled area. It was then gently compacted using a static
surcharge pressure of 5 kPa to achieve a dry unit weight of approx-
imately 16 kN=m3 with a final thickness of approximately 0.5 m in
the prototype scale.
To prepare the dense granular columns, geotextile filters were
formed to the desired column’s shape and diameter, and they were
subsequently plugged and glued at the bottom. Then the gravelly
soil was poured inside and tightly compacted in the geotextile col-
umn in three layers (previously calibrated to achieve the desired dry
unit weight of approximately 17 kN=m3 ) and subsequently glued
from the top by adhesive tape, to prevent sand from entering the
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columns during pluviation. For Model 4, the granular columns


Fig. 2. (Color) Particle size distribution curves for all soil types used in were encased first in geotextile filters and then in 0.2-mm-thick
this study. latex membranes. At their base, the membrane latex was sealed
with silicone sealant and end-cap plates. This sealing process pre-
vented any water in the soil from moving into the constructed
representing the granular columns was made of relatively uniform, granular columns in Model 4 from the bottom or sides. The granu-
clean, medium gravel with Cu ¼ 1.54. It had the critical and peak lar columns in Models 0, 1, and 3 were capable of drainage and
friction angles (ϕcs and ϕpeak ) of 35° and 40°, respectively, at a dry were not encased with a latex membrane. The shear modulus ratio
unit weight of 17 kN=m3 , obtained from isotropically consolidated (Gr ), ratio of the small-strain shear modulus (Gmax ) of granular col-
drained triaxial tests conducted by the authors. The hydraulic con- umns to that of the surrounding loose Ottawa sand, was approxi-
ductivity of these columns was estimated at k ≈ 2.9 cm=s from con- mately 3. The Gmax value was calculated for sand and gravel on the
stant head permeability tests (roughly 200 times more permeable basis of the empirical procedures detailed by Seed and Idriss (1970)
than Ottawa sand F65). Fig. 2 shows the grain-size distribution and Seed et al. (1986), respectively.
curves for all four materials used in this study. The construction of dense granular columns inside geotextile
may not be practical in loose saturated sandy deposits, based on
the existing construction techniques. Nevertheless, in this experi-
Model Construction mental study, the geotextile was used to prevent clogging and
The Ottawa and Monterey sand layers were prepared using the air preserve the drainage capability of granular columns during sub-
pluviation reconstitution method with the automated pluviator at sequent motions. This design also provided an upper-bound con-
CU [Fig. 3(a)], to improve the repeatability among tests and the dition for the shear stiffness and drainage ability of these columns,
uniformity within each model. The silt layer was dry pluviated from enabling an easier evaluation of the underlying mechanisms.

Fig. 3. (Color) Photographs taken (a) during air pluviation of Ottawa Sand; (b) after model completion of Test 2; (c) showing horizontal LVDT
holders and setup designed for the centrifuge experiments; and (d) after model completion of Test 3.

© ASCE 04018065-4 J. Geotech. Geoenviron. Eng.

J. Geotech. Geoenviron. Eng., 2018, 144(9): 04018065


Table 1. Ground motion properties recorded at the base of the container during Test 3
Motion Ground Significant duration, Mean period, Arias intensity,
number motion identifier Event Station PGA (g) D5–95 (s) Tm (s) Ia (m=s)
1 Kobe 1995 Kobe Takatori 0.38 11.9 0.86 1.92
2 Joshua 1992 Landers Joshua Tree 0.58 27.6 0.66 7.54
3 Northridge 1994 Northridge Newhall-WPC 0.75 16.6 0.94 4.94

To create accurate 3° slopes that were consistent among the motions, selected to cover a range of characteristics in terms of am-
models, the sand surface was vacuumed rather than scraped (to plitude, frequency content, and duration, thus enabling evaluation
minimize soil disturbance) with the aid of guide rails clamped of the impact of these properties on system performance. Table 1
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along the length of the container. After the model completion in provides a summary of the sequence and properties of the first three
Tests 2 and 3, the top surface of Monterey sand was sprayed with earthquake motions applied at the base of the model container.
a sugar solution (5% by mass), lightly heated, and left overnight to Fig. 4 shows the acceleration response spectra (5% damped) and
dry. This treatment kept the slopes intact during the model transport the Arias Intensity time histories of the base motions achieved in
across the lab floor to the centrifuge, but cementation effects were the centrifuge (the mean and their range of variability among the
removed when the sugar dissolved during saturation. three tests). Ample time was allowed between each phase of shak-
For all the treated models (Models 0, 1, 3, and 4), the granular ing to allow and monitor full excess pore pressure dissipation. The
columns were placed vertically at the bottom of the container at 1992 Mw 7.3 Landers Earthquake recording at the Joshua Tree sta-
predetermined positions in a grid prior to the pluviation of sand. tion was selected because of its longer duration and slower rate of
Rows and vertical columns of colored sand (Ottawa) were also energy buildup relative to the other records. The 1995 Mw 6.9
placed at various locations throughout the model, to enable meas- Kobe Earthquake recording at the Takatori station had a more rapid
urement and evaluation of various modes of deformation during buildup of energy and a shorter duration, but it was scaled to have a
model excavation. Figs. 3(b and d) show photographs of the fully lower amplitude in comparison with the Landers event (for exam-
assembled models. Figs. 3(b and c) also show the setup for meas- ple, in terms of the PGA). Finally, the 1994 Mw 6.7 Northridge
uring vertical and horizontal soil movements. The vertical LVDTs Earthquake recorded at the Newhall-WPC station was a near-fault
measured the settlement of bearing plates placed on the soil surface. record with a significant velocity pulse. The three selected motions
The vertical LVDT rods were free to slide horizontally across the also differed in their frequency content, as shown in Fig. 4, for the
surface of the bearing plate, while the plate displaced with the soil achieved or measured base motions.
owing to the nails placed around its perimeter. The nails had a
diameter of 0.9 mm and height of 9 mm in the model scale,
and their effect on the soil response was assumed to be negligible. Centrifuge Experimental Results
The horizontal LVDTs recorded lateral displacements along an ini-
tially vertical slot in an aluminum plate. This permitted the vertical During all tests, the data were recorded at a sampling rate of 3,500
settlement of soil without influencing horizontal displacement mea- samples per second. In the following sections, all the test results
surements [Fig. 3(c)]. The bearing plate for horizontal LVDTs was are presented and discussed in prototype units. The responses of
embedded in Monterey sand to resist the overturning moment aris- Model 0 (level ground with a single drain), Model 1 (slope with
ing from the inertia of LVDT rods. To minimize this moment, the 36 draining granular columns and Ar ¼ 20%), Model 2 (slope
LVDT rod was initially positioned near the base of the slot. without granular columns), Model 3 (slope with 25 granular col-
After dry preparation, the models were saturated with a hydrox- umns and Ar ¼ 10%), Model 4 (slope with 25 granular columns
ypropyl methylcellulose solution of 64 cSt viscosity, prepared per and Ar ¼ 10%, encased with latex membrane) were analyzed and
Stewart et al. (1998) and measured before use. The viscosity was compared on the basis of the recorded accelerations, pore water
70 times greater than that of water, to satisfy both the diffusive and pressures, and vertical and horizontal displacements, in order to
the dynamic scaling laws (Taylor 1995). A computer-controlled sat- provide insight into the effects of granular columns and their vari-
uration system was designed and implemented to improve the qual- ous properties on site and slope performance. Due to space limi-
ity and rate of saturation, similar to that proposed by Stringer and tations, only selected, representative results are presented.
Madabhushi (2009). Initially, the soil model was flushed with CO2
from the bottom of the container for about 1 h, after which it was
kept under constant vacuum. The fluid tank was placed on a scale,
and its vacuum level was subsequently controlled automatically to
maintain a safe and constant flow rate below that required for flow-
induced liquefaction (in this case, 19 g=minute just prior to reach-
ing the silt layer and then 2 g=min, based on Stringer and
Madabhushi 2009). Complete saturation of each model required
approximately 96 h.

Properties of Input Motions


Once they were under 70 g of centrifugal acceleration, a series
Fig. 4. (Color) Acceleration response spectra (5% damped) and Arias
of one-dimensional horizontal earthquake motions were applied
Intensity time histories of the base motions recorded during the three
to the base of each model using a servo-controlled hydraulic shake
tests. The solid lines show the average of the three tests, and the
table available at CU (Ketchum 1989). These motions were scaled
highlighted regions show the variation among tests.
versions of the horizontal component of recorded earthquake

© ASCE 04018065-5 J. Geotech. Geoenviron. Eng.

J. Geotech. Geoenviron. Eng., 2018, 144(9): 04018065


In this paper, toe refers to the location of the instrument array closer high-frequency spikes due to dilation within dense Ottawa sand.
to the slope toe but still within the slope, whereas top refers to the These were attenuated in loose sand.
location of the instrument array closer to the slope top and container The pore pressure recordings showed that a single granular col-
boundaries. umn was unable to prevent liquefaction even at a radial distance of
2.5 m, a result that was not surprising given that the drain spacing
was effectively infinite. However, the rate of excess pore pressure
Influence of a Single Granular Column on Site dissipation was increased after shaking ceased, leading to a faster
Performance rate of dissipation near the granular column, particularly at the
The primary objectives of Test 1 (Model 0) were (1) to evaluate lower depths. The net dissipation of excess pore pressures was
site performance in the far field and in the vicinity of a single granu- slower at higher elevations because of the upward flow from lower
lar column in a level, layered soil profile in terms of accelerations, elevations. The influence of a single granular column considered in
pore pressures, and settlements; and (2) to provide a data set for this study (in terms of its effects on pore pressures) appeared to fall
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the calibration and validation of numerical models in the future, within a radius of 2.5–8.5 m. Further, the ru values greater than 1.0
before adding the complexities of a slope and multiple drains. at the top of the liquefiable layer may indicate the possible forma-
Furthermore, drain systems are often designed for a unit drain tion of a water film below the silt interface and/or the slight settle-
cell surrounded by other drains on all sides. The performance of ment of PPTs with respect to the surrounding soil at that location.
a drain outside the unit cell framework (for example, drains at The slight movement of those PPTs with respect to colored sand
the edge of a group or in isolation) has not been adequately studied was confirmed during the excavation.
experimentally. The dynamic total head isochrones were used to show the di-
Fig. 5 shows a summary of the time histories of excess rection and magnitude of transient hydraulic gradients at different
pore pressure, vertical displacement, and horizontal acceleration times and the resulting flow tendencies around the drain. Fig. 6
recorded at three different radial distances from the single granular shows a comparison of the dynamic total head isochrones obtained
column at different depths in Model 0 during the Kobe motion. from the PPT recordings at three different radial distances from
Liquefaction, defined as an excess pore pressure ratio (ru ¼ the granular column center during the Kobe and Joshua motions.
0
Δu=σvo ) of 1.0, was observed quickly in the loose sand layer. Large At different radial distances, the isochrones indicated that liquefac-
excess pore pressures were also generated in the lower dense layer tion (ru ¼ 1.0) was achieved quickly within the loose layer
of Ottawa sand, causing liquefaction during the first motion but at a of Ottawa sand during all motions. The hydraulic gradients were
slightly slower pace. The accelerations generally showed large, generally formed upward from the dense layer toward the surface.

Fig. 5. (Color) Acceleration, excess pore pressure, and vertical displacement time histories during the first motion (Kobe) at three radial distances
from the single granular column in Test 1.

© ASCE 04018065-6 J. Geotech. Geoenviron. Eng.

J. Geotech. Geoenviron. Eng., 2018, 144(9): 04018065


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Fig. 6. (Color) Dynamic total head isochrones at three different radial distances from the granular column during the Kobe and Joshua motions.

shown, for brevity), which may be attributed to increased soil di-


lation and restiffening (Dashti et al. 2010). The relative density of
the loose sand layer increased from approximately 40% prior to
Kobe to about 60% prior to the Northridge motion on the basis
of far-field LVDT recordings, assuming uniform settlement across
the far-field.
Fig. 7 shows the time-frequency Stockwell spectra (Stockwell
et al. 1996; Kramer et al. 2016) of the transverse accelerations at the
container base as well as the bottom, middle, and top of the lique-
fiable layer during the Kobe motion. These plots enable visualiza-
tion of the spectral changes in acceleration over time, which is more
appropriate and insightful than a Fourier transform in a highly non-
linear and nonstationary system. In this figure, the color scale is
constant across all plots to facilitate comparison, and the peak
ground acceleration (PGA) measured during the response is shown
in the top right corner of each plot. Significant deamplification of
accelerations occurred from the base toward the surface due to ex-
cessive softening, particularly in loose Ottawa sand.
Within the loose Ottawa sand layer, the acceleration’s frequency
content varied with distance from the granular column. Fig. 5
Fig. 7. (Color) Time frequency (Stockwell spectra) of transverse shows that the excess pore pressures developed in this layer were
accelerations at the bottom, middle, and top of liquefiable layer and relatively unaffected by the column for the duration of strong shak-
container base at three different radial distances from the granular ing. Therefore, enhanced drainage was likely not primarily respon-
column during the Kobe motion. (The PGA value is noted at the sible for this change in acceleration’s frequency content. It is
top right corner of each figure.) proposed that the shear stiffness increment due to the presence
of a gravel column shifted the site’s modal frequencies as a function
of the radius (R). Owing to the increased shear stiffness, the lower
frequency shear waves (less than approximately 1 Hz) experienced
The presence of a drain led to a radially inward and upward flow deamplification in soil closer to the column in comparison with the
pattern in its vicinity, which slightly reduced the duration of large far-field. The frequency bandwidth of the deamplification may
excess pore pressures near the drain, particularly in deeper layers, have been more extensive in the absence of enhanced drainage.
in comparison with the far-field (for example, a radius of 17.4 m in However, the high-frequency accelerations (around 4–10 Hz), were
this experiment) that experienced only vertically upward flow. amplified near the granular column in comparison with the far-field
More rapid drainage, particularly for the deeper liquefiable layers, due to a slightly faster dissipation of excess pore pressures, even
would be expected to reduce the duration of large lateral spreads in during shaking, and hence the instances of recovery in the soil shear
the slopes and benefit their performance; this is explored in the next stiffness (and the reduction in damping). This hypothesis is tested
section. in subsequent sections in which the effect of drainage is separated
The acceleration time histories showed spikes at large strains from that of reinforcement.
after significant pore pressure generation and softening of the soil. When used on a gently sloping site (explored in the next sec-
The amplitude of the acceleration spikes increased as the shaking tions), the increased shear stiffness close to the granular column
intensity and soil density increased in the subsequent events (not may help limit the lateral spreading. However, designers should

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be aware of a consequential increase in PGA. The PGA of the sur- isochrones show that liquefaction was achieved quickly within
face motion (controlled by higher-frequency vibrations) and hence the loose layer of Ottawa sand in Models 2 and 3 with the Ar of
the cyclic stress ratio (commonly used in liquefaction-triggering 0 and 10%, respectively. Large excess pore pressures were mea-
analyses as the measure of seismic demand) were increased by ap- sured in the dense layer of Ottawa sand, but liquefaction was typ-
proximately threefold when the radial distance (R) to the drain was ically not reached in this layer in the presence of a gentle slope
decreased from 17.4 m (PGA ¼ 0.21 g) to 2.5 m (PGA ¼ 0.61 g), (even for the untreated case of Ar ¼ 0%). Importantly, the greater
during the Kobe motion. The adverse influence of the granular col- Ar of 20% in Model 1 successfully reduced the extent and duration
umns on surface PGA and the cyclic demand must be considered in of large excess pore pressures in all layers in comparison with the
design. other two models. Model 3 (Ar ¼ 10%) also appeared to slightly
The readings from vertical LVDTs provided a measure of set- increase the rate of excess pore pressure dissipation in comparison
tlement (positive readings) at the top and bottom of the loose sand with the untreated Model 2 (Ar ¼ 0%), but not as well as Model 1.
layer during different shaking events at three different radial dis- These patterns were consistent during different motions.
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tances from the drain center, as shown in Fig. 5, during the Kobe Fig. 9 shows a comparison of the excess pore pressure ratio (ru )
motion. Generally, significant settlements occurred both in the time histories at various depths together with the vertical and hori-
dense and loose layers of Ottawa sand during shaking due to sed- zontal displacements recorded at the top and toe of the slope during
imentation and partial drainage (εp-SED and εp-DR ), followed by a the three shaking events in the three models. The container base
smaller contribution from post-shaking consolidation (εp-CON ). As acceleration time histories are also provided for comparison.
the distance to the drain decreased, settlements within both loose The horizontal displacement is considered positive in the fall line
and dense layers of Ottawa sand generally reduced. Even though or downslope direction for all models. The rate of excess pore pres-
the drain tended to amplify volumetric strains due directly to partial sure buildup at all depths was generally decreased and the rate of
drainage (εp-DR ), it was shown to reduce the net volumetric settle- post-
ments at the surface by limiting the duration of large excess pore shaking dissipation increased when the Ar increased from 0 to 10%
pressures and therefore the extent of sedimentation (εp-SED ). The and to 20%, as expected. Similar to Model 0, the fastest rate of
patterns were similar during other ground motions. dissipation was observed at lower elevations, due to an upward flow
tendency, which is also shown in Fig. 8.
The time-frequency response (Stockwell spectra) of transverse
Influence of Granular Columns and Area Replacement accelerations recorded in the three models during the Kobe motion
Ratio on Slope Performance is shown in Fig. 10. The figure shows that the amplitude of soil
In this section, the effectiveness of granular columns is assessed in surface accelerations generally tended to decrease at lower frequen-
reducing the extent of excess pore pressure generation, accelera- cies over an extended period of time, as the Ar increased from
tions, and lateral spreading in a gently sloping site. The influence 0 to 10% (the left two plots on the top row of the figure). On the
and relative importance of the area replacement ratio (Ar ) of granu- other hand, the acceleration amplitudes increased considerably
lar columns was assessed experimentally. Models 2, 3, and 1 con- when Ar was increased from 10 to 20% (the right two columns in
tained a gentle slope treated with granular columns that had the figure), particularly at frequencies greater than 0.7 Hz during
Ar ¼ 0% (no drains); Ar ¼ 10%; and Ar ¼ 20%, respectively. and after strong shaking. This led to a notable increase in PGA in
Fig. 8 shows a comparison of the dynamic total head isochrones the top half of the liquefiable layer. This response may be explained
for the Kobe motion, which were obtained from the PPT recordings by the counteracting effects of shear reinforcement and enhanced
for Models 1 through 3 at the depths shown in Fig. 1. These drainage provided by granular columns. For both treated Models 3
(Ar ¼ 10%) and 1 (Ar ¼ 20%), the added shear stiffness of the col-
umns alone was expected to reduce the amplitude of accelerations
and shear stresses in the surrounding liquefiable soil, particularly at
lower frequencies. In the experiments, an Ar of 10% provided shear
reinforcement, resulting in a slight reduction of accelerations in
comparison with the unmitigated slope (Ar ¼ 0%) at frequencies
less than around 1 Hz. This model also enhanced the drainage rate,
but not sufficiently to noticeably amplify accelerations at higher
frequencies. At the accelerometer locations (midway between the
columns), the accelerations were in this case only marginally am-
plified or preserved at higher frequencies.
For the greater Ar of 20%, the drainage rates were increased
sufficiently to prevent soil liquefaction in most cases. Therefore,
the average soil stiffness was increased and the damping decreased
in comparison with Models 2 (Ar ¼ 0%) and Model 3 (Ar ¼ 10%).
This impacted the propagation and amplification of accelerations,
particularly above the dense Ottawa sand layer. The result was
more intense accelerations measured near the soil surface (the top
of loose Ottawa sand) across a range of frequencies, concentrated
around the strain-compatible fundamental frequency of the
treated slope (approximately 0.7–0.8 Hz as determined from the
Stockwell spectra) due to the combined effect of reinforcement
and drainage. These observations are in line with those in Model
Fig. 8. (Color) Dynamic total head isochrones recorded in sloped sites
0 and were consistent during various motions, despite their varia-
with granular column treatment of Ar ¼ 0, 10, and 20%, during the
tions in intensity, frequency content, and duration. These effects on
Kobe motion.
the amplitude and frequency content of the motions near granular

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Fig. 9. (Color) Base acceleration, excess pore pressure ratio, vertical and horizontal displacement time histories recorded in sloped sites with granular
column treatment of Ar ¼ 0, 10, and 20%, during the Kobe, Joshua, and Northridge motions.

columns must be considered in evaluating liquefaction triggering in the central channel and close to the channel. Larger deviatoric
and consequences as well as the design of overlying structures. displacements downslope, for example, in Model 2 (Ar ¼ 0%), led
Fig. 9 shows the surface settlements at the top and bottom of the to smaller net settlements at the toe of the slope in comparison with
slope for each of the three models. These settlements were domi- the top, or with other models, during the first motion (Kobe) due to
nated primarily by volumetric strains and to a smaller degree by the bulging effect induced by rotational movements toward the cen-
deviatoric or shear strains, due to the slope’s small angle. For ex- tral channel. The settlements generally reduced during the sub-
ample, the settlements recorded at the top of the slope in Model 2 sequent motions due to densification in the prior motions as
were quite similar to those of a similar profile with level ground in well as the cumulative reduction in slope’s angle.
Model 0. The settlements recorded at the top of the slopes generally Lateral displacements were recorded in the slopes with the
decreased with an increasing Ar due to the reduction in the extent LVDT setup shown in Fig. 3(c) and the locations shown in Fig. 1.
and duration of large excess pore pressures and hence the reduction It is noteworthy that these measurements were sensitive to the
in volumetric strains caused by sedimentation and deviatoric strains rotation of the slotted aluminum plate and in many cases malfunc-
caused by the existing static and dynamic shear stresses. These fac- tioned. However, in comparison with the plates placed
tors were more significant than the increase in volumetric strains perpendicular to the slope in previous experimental studies, the
due to partial drainage. At the toe of the slope, the settlements were horizontal LVDT measurement system had a far smaller impact
more strongly affected by the deviatoric strains and rotational on the response of the slope and the development of lateral spread-
movements from the slope above, at times causing bulging or heave ing. The results from horizontal LVDTs that were subject to

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Fig. 10. (Color) Time frequency (Stockwell spectra) of transverse


accelerations at the bottom, middle, and top of liquefiable layer and
container base in sloped sites with granular columns of Ar ¼ 0, 10,
and 20%, during the Kobe motion.

excessive rotation are not shown in Fig. 9. The successful record-


ings as well as measurements obtained during model excavation
highlight the effectiveness of the granular columns, particularly Fig. 11. (Color) Cumulative vertical and horizontal displacements re-
with Ar ¼ 20%, in reducing permanent lateral spreading, which corded in sloped sites with granular columns of Ar ¼ 0, 10, and 20%.
is a critical measure of slope performance. This was due partly
to the added shear reinforcement and partly to the faster dissipation
of excess pore pressures. The contribution of each mechanism is
displacements in gentle slopes. The magnitude of this reduction
subsequently evaluated for one case.
was shown to depend strongly on Ar , the characteristics of shaking,
Lateral displacements were generally reduced as the Ar in-
the initial preshaking soil properties, and the slope geometry. The
creased. These lateral deformations, governed by deviatoric strains
use of granular columns was highly effective in reducing the mag-
under the existing static and dynamic shear stresses, were in all
nitude of lateral spreading. The vertical settlements were also re-
cases greatest at the toe (shown in the second row in Fig. 9) of
duced, but additional mitigation measures may be required to limit
the slope in comparison with the top (shown in the first row in
the deformations for structures or other sensitive infrastructure.
Fig. 9), and could be unacceptable even with Ar ¼ 20% (that is,
on the order of 15 cm or more during the first motion). The per-
manent lateral displacements reduced significantly after the first Relative Influence of Shear Stiffness and Drainage on
motion (Kobe) in the treated slopes (both Ar ¼ 10% and Slope Performance
Ar ¼ 20%), whereas the large lateral deformations continued in The influence and relative importance of mitigation arising from
the untreated model (Ar ¼ 0%). However, the slope angle was re- the mechanisms of shear reinforcement and enhanced drainage
duced significantly in the untreated Model 2 after the first two mo- in granular columns were evaluated experimentally by comparing
tions (from 3° to about 0.6° during the Kobe and to about the responses of Models 3 and 4. Both models contained a gentle
0° during the Joshua, calculated roughly with the two vertical slope treated with granular columns at Ar ¼ 10%. In Model 3, the
LVDT recordings on the soil surface), which indicated negligible granular columns were encased only in geotextile to avoid clog-
static shear stresses driving the permanent lateral deformations be- ging, combining the drainage and shear reinforcement mechanisms.
yond this point. Following the first two motions, the lateral dis- In Model 4, the dense granular columns were encased in both a
placement recordings in the untreated Model 2 were therefore less geotextile and a thin (0.2-mm-thick) latex membrane to avoid
reliable and were strongly affected by the rotation of the aluminum drainage and provide only shear reinforcement.
plate (hence, not presented during the Northridge). Nevertheless, Fig. 12 shows the dynamic total head isochrones for Models 3
the recordings indicated excessive lateral spread potential in an and 4 during the Kobe motion. As expected, the use of draining
untreated slope. granular columns (Model 3) slightly reduced the net excess pore
Fig. 11 shows the cumulative settlements (greatest at the top of pressures generated during shaking (for example, it reduced the
the slope), lateral displacements (greatest at the toe of the slope), peak ru values to slightly below 1.0 in the liquefiable layer) and
and slope angles (calculated roughly from the two vertical LVDT increased the rate of dissipation after shaking in comparision with
recordings on the surface of the Monterey sand), as recorded during the nondraining columns in Model 4 (with latex). Fig. 13 shows the
the application of three consecutive motions, when available. The faster rate of the pore pressure dissipation in Model 3 during all
results generally support the conclusion that using granular col- shaking events. The faster drainage in Model 3 limited the
umns reduces the volumetric settlements and deviatoric lateral settlements both at the top and toe of the slope by limiting both

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sedimentation and shear deformations. Similar effects were ob-
served in the comparison of lateral displacements shown in Fig. 13,
both at the top and toe of the slope. The nondraining granular col-
umns with latex extended the duration of large excess pore pres-
sures, which notably amplified lateral displacements in the slope
(for example, an increase from 25 to 50 cm at the slope toe during
Kobe).
Fig. 14 shows a comparison of the cumulative vertical and hori-
zontal displacements, as well as rough estimates of the slope angle,
in Models 3 and 4 during the three consecutive motions (in a man-
ner similar to that shown in Fig. 11). A reduction of approximately
20% was observed in the total surface settlements after two motions
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due to the draining effect of granular columns. Similarly, a reduc-


tion of approximately 74% was observed in the lateral toe
displacements after three consecutive motions due to enhanced
drainage, even though Model 3 had a slightly steeper slope follow-
ing the first shake. The vertical and lateral deformations in Model 4
with the nondraining columns were quite similar to those in Model
Fig. 12. (Color) Dynamic total head isochrones recorded in sloped
2 without any treatment, which indicated a negligible influence
sites with granular columns of Ar ¼ 10%, draining (without latex,
Model 3), and nondraining (with latex, Model 4). from shear reinforcement on slope performance in terms of defor-
mations for Ar ¼ 10%. The photographs taken during model

Fig. 13. (Color) Base acceleration, excess pore pressure ratio, vertical and horizontal displacement time histories in sloped sites with granular
columns of Ar ¼ 10%, draining (Model 3), and nondraining (Model 4).

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Fig. 15. (Color) Deformation of colored sand rows and columns after
the test during model excavation in sloped sites: draining granular
columns of Ar ¼ 20% (Model 1), no drains Ar ¼ 0 (Model 2), draining
granular columns of Ar ¼ 10% (Model 3), and nondraining granular
columns of Ar ¼ 10% (Model 4).
Fig. 14. (Color) Cumulative vertical and horizontal displacements in
sloped sites with granular columns of Ar ¼ 10%, draining (Model 3),
and nondraining (Model 4).

excavation (Fig. 15) and the deformation of initially vertical col-


ored sand columns confirmed the significantly larger shear defor-
mations in loose Ottawa sand in Model 4 with nondraining
granular columns in comparison with Model 3, and similar to
Model 2. The photographs also show minimum lateral deforma-
tions in Model 1, which was consistent with the recordings
shown previously. These observations point to the critical impor-
tance and benefits of maintaining the drainage capabilities of
granular columns (for example, reducing the possibility of clog-
ging in the field after subsequent events) and of not relying solely
on the shear reinforcement mechanism of mitigation for reducing
slope deformations.
Fig. 16 shows the time-frequency Stockwell spectra of trans-
verse accelerations at the container base and various depths within
the loose layer of Ottawa sand during the Kobe motion in Models 2,
3, and 4. The same color scale is used at all depths to facilitate this
comparison. For all models, a significant deamplification of accel-
erations occurred from the base toward the surface due to soil soft- Fig. 16. (Color) Time frequency response (Stockwell spectra) of
ening. The higher shear stiffness provided by the nondraining transverse accelerations at different depths in sloped sites with granular
granular columns in Model 4 reduced the accelerations over a range columns of Ar ¼ 10%, draining (Model 3) and nondraining (Model 4),
of frequencies. In this case, the high-frequency accelerations were and Ar ¼ 0% (Model 2) during the Kobe motion.
reduced in Model 4 in comparison with the untreated Model 2,
which led to a notable reduction in surface PGA (for example,
during Kobe, 0.31 g in the untreated Model 2 and 0.19 g in Model
4 with nondraining columns). The trends were consistent in other accelerations in the surrounding soil (for example, as observed pre-
motions. But the enhanced drainage (even by a slight amount in viously for Model 1 with Ar ¼ 20%, or near the granular column in
Model 3 with Ar ¼ 10%) was shown to nullify this reduction Model 0). The influence of granular columns on accelerations is
(PGA ¼ 0.29 g) or even cause notable amplifications of therefore expected to depend strongly on the column’s drainage

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ability and Ar as well as the soil properties, preshake slope geom- design methodologies. Additional tests considering a wider range
etry, and motion characteristics. of soil, slope, drain, and ground motion properties are needed with
parallel nonlinear numerical simulations in order to clarify the seis-
mic response of liquefiable deposits treated by granular columns
Conclusions and the relative importance of reinforcement, drainage, and ground
densification in different kinds of soils; improve the existing design
A series of highly instrumented dynamic centrifuge model tests procedures; and provide recommendations for practitioners.
were performed to evaluate the effectiveness of granular columns
as a liquefaction countermeasure and its properties on the perfor-
mance of level and gently sloping sites. The primary conclusions Acknowledgments
drawn from the experimental results are the following:
• Drains in isolation or at the corner of a group cannot be relied The authors would like to acknowledge the support of the depart-
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upon for preventing liquefaction if a large influx of fluid from ment of Civil, Environmental, and Architectural Engineering at the
the far-field is possible. The conventional design charts do not University of Colorado Boulder and the assistance of Mr. Balaji
account for such cases. However, even drains without adjacent Paramasivam, Mohamed Elmansouri, and Simon Petit in the execu-
drains can be somewhat effective in speeding up the dissipation tion of the centrifuge experiments presented in this paper.
of excess pore pressures in their vicinity after shaking, and they
tend to reduce net volumetric settlements.
• The use of granular columns in gentle, layered, liquefiable References
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