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CDPXXX10.1177/0963721415580430Chabris et al.The Fourth Law of Behavior Genetics

Current Directions in Psychological

The Fourth Law of Behavior Genetics Science


2015, Vol. 24(4) 304­–312
© The Author(s) 2015
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DOI: 10.1177/0963721415580430
Christopher F. Chabris1, James J. Lee2, David Cesarini3, cdps.sagepub.com
Daniel J. Benjamin4,5,6, and David I. Laibson7
1
Department of Psychology, Union College; 2Department of Psychology, University of Minnesota Twin Cities;
3
Department of Economics, New York University; 4Department of Economics, Cornell University; 5Center for
Economic and Social Research, University of Southern California; 6Department of Economics, University of
Southern California; and 7Department of Economics, Harvard University

Abstract
Behavior genetics is the study of the relationship between genetic variation and psychological traits. Turkheimer (2000)
proposed “Three Laws of Behavior Genetics” based on empirical regularities observed in studies of twins and other
kinships. On the basis of molecular studies that have measured DNA variation directly, we propose a Fourth Law of
Behavior Genetics: “A typical human behavioral trait is associated with very many genetic variants, each of which
accounts for a very small percentage of the behavioral variability.” This law explains several consistent patterns in
the results of gene-discovery studies, including the failure of candidate-gene studies to robustly replicate, the need
for genome-wide association studies (and why such studies have a much stronger replication record), and the crucial
importance of extremely large samples in these endeavors. We review the evidence in favor of the Fourth Law and
discuss its implications for the design and interpretation of gene-behavior research.

Keywords
behavior genetics, genome-wide association studies, polygenic architecture, individual differences, molecular
genetics

Behavior genetics is the study of the manner in which virtually all twin studies ever conducted (Polderman
genetic variation affects psychological phenotypes et al., 2015). Indeed, they have attained the status of “null
(traits), including cognitive abilities, personality, mental hypotheses”—the most reasonable a priori expectations
illness, and social attitudes. In a seminal article published to hold in the absence of contrary evidence (Turkheimer,
in this journal, Turkheimer (2000) noted three robust Pettersson, & Horn, 2014).
empirical regularities that had by then emerged from the The original Three Laws summarized results from stud-
literature on behavior genetics. He dubbed these regu- ies of twins, adoptees, and other kinships. These research
larities the “Three Laws of Behavior Genetics.” They are: designs have many valuable uses, but they cannot discover
particular genomic regions or specific variants that are
1. All human behavioral traits are heritable. [That is, causally responsible for downstream phenotypic variation.
they are affected to some degree by genetic Since the completion of the Human Genome Project,
variation.] numerous studies of behavioral traits have directly mea-
2. The effect of being raised in the same family is sured DNA variation among individuals in an attempt to
smaller than the effect of genes. take this logical next step. While there are many types of
3. A substantial portion of the variation in complex genetic variants, most studies have assayed single-nucleo-
human behavioral traits is not accounted for by tide polymorphisms (SNPs), which are sites in the genome
the effects of genes or families. where single DNA base pairs carried by distinct individuals

These observations surprised many outsiders to the


Corresponding Author:
field of behavior genetics at the time, yet they remain an Christopher F. Chabris, Department of Psychology, Union College, 807
accurate broad-brush summary of the empirical evidence Union St., Schenectady, NY 12308
15 years later, as shown by a recent meta-analysis of E-mail: chabris@gmail.com
The Fourth Law of Behavior Genetics 305

may differ.1 Virtually all SNPs have two different possible For example, a SNP designated “rs9320913” is located
base pairs, called alleles. The less frequent allele in the on chromosome 6 and has two alleles: C (cytosine) and
population is called the minor allele of the SNP. If the fre- A (adenine). It was identified in a recent genome-wide
quency of a SNP’s minor allele in the population exceeds association study (GWAS) of educational attainment
1%, the SNP is called a common variant. Among individu- (Rietveld et al., 2013). A GWAS is a hypothesis-free analy-
als of European descent, there are approximately 8 million sis of the predictive power of each of approximately
common variants in the human genome. 1 million (or more) individual SNPs spread across the
The results of studies searching for SNP-behavior asso- genome. The goal of a GWAS is to discover which SNPs
ciations have disappointed any hope that a small number are associated with a trait of interest (e.g., educational
of these common variants are responsible for a large per- attainment, intelligence, extraversion, or schizophrenia).
centage of cross-sectional trait variability. Instead, the evi- Because so many statistical tests are performed in a
dence to date is consistent with what we propose as the GWAS, the significance threshold is typically set at a strin-
Fourth Law of Behavior Genetics: gent 5 × 10−8 (“p < .00000005”) rather than the 5 × 10−2
(“p < .05”) that is standard for behavioral studies assumed
4. A typical human behavioral trait is associated with to be testing a single hypothesis; this practice is analo-
very many genetic variants, each of which gous to a Bonferroni correction. The association between
accounts for a very small percentage of the behav- rs9320913 and education reached the GWAS significance
ioral variability.2 threshold and was also replicated at a conventional level
in two follow-up studies of separate samples (Rietveld,
For purposes of the law, a “typical human behavioral Conley, et al., 2014; Rietveld et al., 2013).
trait” is one that is (a) commonly measured by psycho- Strikingly, each additional copy of A (the education-
metric methods, (b) a serious psychiatric disease, or (c) a increasing allele) is associated with only one additional
social outcome, such as educational attainment, that is month of schooling. Note that a combined sample size of
plausibly related to a person’s behavioral dispositions. As 126,599 participants from over 50 cohorts in 15 countries
is customary in behavioral science, we use the word law was used to discover and initially replicate this gene-edu-
to describe what we consider to be a very robust empiri- cation association; an additional sample of 34,428 partici-
cal regularity (not a universal, mechanistic truth). In the pants was used for a second replication. The SNP
remainder of this article, we will summarize the mount- rs9320913 is estimated to account for only 0.02% of the
ing empirical evidence in favor of the Fourth Law, con- overall variability in educational attainment, but biometri-
sider what gene-behavior research strategies are likely to cal studies show that the total percentage of variability
be profitable in light of the Fourth Law, and briefly con- owed to genetic differences is three orders of magnitude
sider possible explanations for the Fourth Law. larger (Heath et al., 1985; Rietveld et al., 2013). Since the
SNPs with the largest effects are the easiest to find, these
results suggest that educational attainment is a pheno-
Empirical Evidence for the Fourth Law type affected by thousands of undiscovered genetic vari-
Each person inherits two copies of any DNA segment, ants, each responsible for a minuscule fraction of
one from each parent, and therefore may carry 0, 1, or 2 individual differences.
copies of the minor allele at a particular SNP. The number The story is similar for the better-studied phenotype of
of minor alleles can be taken to characterize the individ- schizophrenia. Studies of DNA from over 36,000 diag-
ual’s genotype at that SNP. The straight line that best fits nosed cases and 113,000 controls have so far identified
the overall genotype-phenotype relationship is called the 108 SNPs associated with schizophrenia at a strict eviden-
average effect of gene substitution (Fisher, 1941; J. J. Lee tiary threshold, yet these 108 SNPs jointly account for
& Chow, 2013). The true genotype-phenotype relation- only 3.4% of the variance of the trait (measured on a
ship will certainly not be precisely linear, but the slope of liability scale, with liability being an unmeasured but
the best-fitting straight line is equal to a weighted average inferred trait that is normally distributed and must exceed
of the phenotypic changes following from the possible a threshold in order for the measured trait—here, the
gene substitutions. In principle, it is also possible to esti- diagnosis of schizophrenia—to occur; Ripke et al., 2014).
mate the nonlinear effects of genotype, as well as gene- Each of these 108 “hits” has a small effect size—typically
gene and gene-environment interactions. In practice, less than a 1.1-fold increase in the odds of a schizophre-
however, given the staggering combinatorial explosion of nia diagnosis with each additional risk-conferring allele.
possible hypotheses, it will normally be a useful first step As GWAS sample sizes get larger, will more variants
to estimate the average effects in order to identify a sub- (presumably with even smaller effect sizes) be identified?
set of SNPs that should be studied in greater detail (e.g., The answer is surely yes, since the fraction of trait vari-
Rietveld, Esko, et al., 2014). ance captured by currently known SNPs falls well below
306 Chabris et al.

the traits’ heritabilities. Heritability—the total fraction of 120

Discovered Schizophrenia-Associated Markers


variance in a trait attributable to genetic factors—is tradi-
tionally estimated using behavioral-genetics methods. In
100
recent years, however, a novel technique has been devel-
oped that uses GWAS data from nominally unrelated
individuals to estimate an even more relevant bench- 80 Ripke et al., 2014
mark: the total fraction of variance in a trait that is attrib-
utable to the average effects of SNPs ( J. J. Lee & Chow,
60
2014; S. H. Lee, Wray, Goddard, & Visscher, 2011; Speed,
Hemani, Johnson, & Balding, 2012; Yang et  al., 2010).
This technique is called genomic-relatedness-matrix 40
restricted maximum likelihood (GREML).3 In essence,
GREML determines whether the randomly arising genetic 20 Ripke et al., 2013
similarity between pairs of unrelated individuals predicts Ripke et al., 2011
the phenotypic similarity between those individuals; a
stronger relationship between genetic and phenotypic 0 Stefansson et al., 2009
similarity implies a greater influence of the measured 0 40,000 80,000 120,000 160,000
SNPs on the trait of interest. Importantly, the magnitude
Sample Size
of this influence can be accurately estimated even if the
sample size is too small to identify all (or any) of the Fig. 1. Number of schizophrenia-associated single-nucleotide poly-
associated variants at a high level of confidence. GREML morphisms clearing the strict genome-wide association study signifi-
is perhaps the most important innovation in quantitative cance threshold (p < 5 × 10−8) as a function of discovery-stage sample
size, which has increased over time. Although the four studies pre-
genetics to have been introduced in the last dozen years, sented are not methodologically identical (because of different ratios of
and it has provided convincing evidence that the herita- cases to controls), the increasing number of “hits” with sample size is
bilities of many psychological traits are more or less nevertheless informative.
accurately estimated in traditional family studies (e.g.,
Chabris et  al., 2012; Cross-Disorder Group of the more polygenic than typical physical and medical traits.
Psychiatric Genomics Consortium, 2013; Davies et  al., For example, the SNPs that have the largest effects on
2011; S. H. Lee et al., 2011; Rietveld et al., 2013). education (Rietveld et  al., 2013) account for roughly
It is also noteworthy that even if few individual SNPs one-tenth as much variability (0.02%) as those with the
contributing to the GREML-estimated heritability meet largest effects on physical traits, such as height and body
the evidentiary threshold of a hit, it is possible to use mass index (roughly 0.3%). Moreover, as shown in Figure
summary statistics from GWAS results to estimate coarse- 2, a comparison of schizophrenia with a number of
grained quantities such as the total number of SNPs that physical diseases suggests that its genetic variability is
will ultimately be found to be associated with the trait distributed among a greater number of variants with
(Stahl et al., 2012). Applying this method to a subset of smaller effects (Ripke et al., 2013).
the schizophrenia data produced an estimate of 8,300 Besides the small effect sizes of positive results in
trait-associated SNPs (Ripke et al., 2013). Figure 1 dem- well-powered (large-sample) studies, null results (at the
onstrates that the number of schizophrenia-associated 5 × 10−8 level) in less powerful studies provide converg-
SNPs discovered has increased substantially as GWAS ing evidence that variants with large effects are unlikely
sample sizes have increased. The results of Ripke et al. to exist. For example, null results have been obtained in
(2013) and the GREML studies cited above tell us is that GWAS of personality (de Moor et  al., 2012), suggesting
there is every reason to expect the trend depicted in that these traits are not exceptions to the pattern described
Figure 1 to continue. here.
The genetic architectures of many human phenotypes It is possible that rare SNPs (with <1% frequencies of the
tend to be highly polygenic (influenced by many differ- minor allele) make an important contribution to the herita-
ent variants; Gottesman & Shields, 1967; Visscher, Brown, bilities of behavioral traits; such SNPs are not well repre-
McCarthy, & Yang, 2012), and the Fourth Law states that sented in the GWAS we have cited. However, recent studies
this is also true for behavioral phenotypes. Since the comprehensively assaying both common and rare variants
number of common variants is finite (albeit large), the in certain regions of the genome have failed to find any
Fourth Law suggests in turn that the genetic architec- variants accounting for large portions of phenotypic vari-
tures of human phenotypes are also pleiotropic (each ability (e.g., Purcell et  al., 2014). Thus it seems that the
variant affects many different traits). Moreover, evidence inclusion of more variants in whole-genome sequencing
to date implies that behavioral phenotypes are even studies will not alter the conclusion that individual genetic
The Fourth Law of Behavior Genetics 307

8,000

Estimated Number of Triat-Associated Markers


6,000

4,000

2,000

0
Rheumatoid Celiac Coronary Artery Type 2
Arthritis Disease Disease Diabetes Schizophrenia
Fig. 2. Estimated total number of single-nucleotide polymorphisms associated with five
disease phenotypes based on results of genome-wide association studies (data drawn from
Ripke et al., 2013; see that paper and Stahl et al., 2012, for further methodological details).

polymorphisms with effects on cognition, personality, edu- subset of the data from Rietveld et al., 2013) and tested
cation, or psychiatric disease accounting for even 1% of the them for association with g (which is correlated with
variability are unlikely to exist. At this point, claims to the educational attainment) in a separate sample of 24,189
contrary should be considered extraordinary, and require individuals. Three of those SNPs were significant hits
corresponding amounts of evidence. after adjustments for multiple hypothesis testing, repre-
The Fourth Law also explains why the results of “can- senting the first robust discovery of common genetic vari-
didate-gene” studies, which focus on a handful of genetic ants associated with normal-range, non-age-related
variants, usually fail to replicate in independent samples. variation in general cognitive ability.
The main problem is that such studies tend to have insuf- There are caveats to the use of the causality-implying
ficient statistical power. If well-powered studies that term “effect” when discussing GWAS. One is that a SNP-
search the entire genome for associations find only tiny phenotype association may reflect the causal effect of a
effects, then large effects found in studies with sample correlated but unmeasured variant in the same genomic
sizes in the dozens to hundreds (e.g., Kogan et al., 2011; region. For example, if rs9320913 turns out to be a mere
Skafidas et al., 2012) are likely to be false positives. This proxy for the causal variant, then the average effect of the
was shown empirically for the trait of general intelligence true causal SNP on education may be somewhat larger
(g) by Chabris et al. (2012), who, using a sample of about than estimated by Rietveld et  al. (2013). It is natural to
10,000 participants, failed to replicate published associa- wonder whether the empirical findings summarized by
tions between g and 12 genetic variants. Accordingly, the Fourth Law might be artifacts attributable to the atten-
results of small-sample genetic studies should be regarded uation of larger effects caused by unmeasured variants,
with great caution, especially in studies claiming to have but careful investigation has shown that a multitude of
identified interactions (Duncan & Keller, 2011). causal variants with small effects must still be invoked to
However, candidate-gene studies can succeed when explain GWAS results (Wray, Purcell, & Visscher, 2011).
the sample is large and the candidate variants to be
investigated have high prior probabilities of being associ- The Relevance of GWAS in Light of the
ated with the trait—for example, when they consist of
hits from a previous GWAS of a “proxy phenotype” that
Fourth Law
is itself strongly associated with the trait of interest. For It has been argued that the empirical regularity summa-
example, Rietveld, Esko, et al. (2014) began with 69 SNPs rized by the Fourth Law strengthens the case for deempha-
that were associated with educational attainment (in a sizing gene-mapping studies (Turkheimer, 2012). We
308 Chabris et al.

0.3

log(OR) in East Asians (replication GWAS)


0.2

0.1

0.0

–0.1

–0.2

–0.3

–0.3 –0.2 –0.1 –0.0 0.1 0.2 0.3


log(OR) in Europeans (original GWAS)

Fig. 3. The strong agreement between genetic effects on 28 diseases estimated in


Europeans and East Asians. The x-axis corresponds to the increment in the odds (on
a logarithmic scale) of suffering from the disease for each additional copy of the refer-
ence allele, as estimated in Europeans. The y-axis corresponds to the same quantity
estimated in East Asians. The increment in log(odds ratio [OR]) is the equivalent of
the “additive effect” for dichotomously scored traits such as disease status (affected vs.
unaffected). The gap in the data on the x-axis results from the fact that nonsignificant
genetic effects would have odds ratios near 1 (and thus logarithms of 0) and therefore
would not be included in the results of European samples. Green points are associa-
tions discovered in small genome-wide association studies (GWAS; less than 10,000 par-
ticipants); orange points are associations discovered in large GWAS (more than 10,000
participants). Adapted from “High Trans-Ethnic Replicability of GWAS Results Implies
Common Causal Variants,” by U. M. Marigorta, and A. Navarro, 2013, PLoS Genetics, 9,
Article e1003566. Copyright 2013 by the authors. Adapted with permission.

believe that the appropriate response to the Fourth Law is The correlation between effects measured in European
instead to pursue research strategies suited to the reality and East Asian samples is only about .75 because the
that most genetic effects on behavioral traits are very small. disease studies represented in Figure 3 employed smaller
Critics of GWAS findings have argued that they have a sample sizes than the height study. Nevertheless, it is evi-
poor record of replication (McClellan & King, 2010; dent that the best-fitting straight line in Figure 3 would
Turkheimer, 2012). It is true that the small SNP-trait asso- approximate an intercept of 0 and a slope of 1, as would
ciation signals described by the Fourth Law are impossi- be expected if European effect sizes were estimated with
ble to distinguish from noise in poorly powered studies. no error and were equal to East Asian effect sizes
In our view, however, the Fourth Law makes clear that (accounting for some sampling noise). This concordance
one solution is larger samples—much larger than most is particularly remarkable because East Asians differ from
psychologists contemplate in the normal course of their Europeans in genetic background and environmental
research. Indeed, when GWAS are conducted with ade- exposures. Evidence from studies of schizophrenia
quate sample sizes and strict evidentiary standards, the (de Candia et al., 2013; Ripke et al., 2014) suggests that
degree of quantitative replication is extremely strong this pattern will generalize to behavioral traits.
(e.g., Rietveld, Conley, et al., 2014).4 In a GWAS of height, Skeptics also caution that the problem of distinguish-
the correlation among strictly significant hits between ing causation from correlation in GWAS may be intracta-
initial-sample and replication-sample estimates of SNP ble (Charney, 2012; Turkheimer, 2012). Since observational
effects was nearly .97 (Lango Allen et al., 2010)—almost studies can usually reveal only correlation, what is the
perfect agreement. Such precision holds even when com- justification for inferring that a SNP-phenotype associa-
paring groups of different geographic origin (see Fig. 3). tion reflects an effect on the trait? Here we consider the
The Fourth Law of Behavior Genetics 309

issue of whether we can be confident that an association numerous or rare for behavioral traits is a question that
signal from some genomic region reflects the causal future GWAS-based research may soon answer.
effect of a gene in that region rather than confounding Moreover, even though individual genetic variants
with trait-affecting environmental conditions ( J.  J. Lee, have small effects, GWAS results can be used to construct
2012). a polygenic score, a variable that exploits the joint predic-
One major potential confound of this type is popula- tive power of many variants and therefore can explain
tion stratification: If a SNP is more common in individu- substantial variance in the trait or outcome. The simplest
als of a certain ancestry or region, then it may falsely polygenic score for a trait is constructed by adding up the
appear that the SNP is associated with a trait when the individual effects measured for all of the SNPs in a GWAS
trait is actually associated with a pattern of ancestry or (Dudbridge, 2013). Rietveld et al. (2013) found that such
region of origin. Modern GWAS of unrelated individuals a polygenic score for educational attainment explains 2%
seek to account for this possibility by controlling for sev- to 3% of the variation across people—one hundred times
eral principal components of the massive correlation more than was explained by the most predictive indi-
matrix of all the assayed SNPs. These principal compo- vidual SNP. The power of polygenic scores increases with
nents typically identify the geographic ancestry of indi- the size of the GWAS samples they are derived from; for
viduals in the sample (Price et al., 2006). There is a more instance, 15% of the variance in educational attainment
elegant study design, however, that in follow-up studies could be explained if the scores came from a sample of
can provide powerful evidence against confounding as 1 million individuals (Rietveld et  al., 2013). Polygenic
an explanation for genetic associations. scores could have value for predicting disease or disabil-
When an organism becomes a parent, it passes on a ity risk (Ripke et  al., 2014), for identifying individuals
randomly chosen allele from each of its pairs to a given who might benefit from early treatment or intervention,
offspring. Because the offspring’s genotype is randomly for studying gene-environment interactions, and for mod-
assigned conditional on the parental genotypes, a signifi- eling genetic differences among individuals in epidemio-
cant association between the presence of a particular logical and experimental studies of behavioral and
allele and the focal phenotype within families is strong biological treatments (Rietveld, Conley, et  al., 2014;
evidence for the presence of a nearby causal variant Rietveld et al., 2013).
(Ewens, Li, & Spielman, 2008; Fisher, 1952; J. J. Lee & When the early GWAS of height were published, the
Chow, 2013). And indeed, family-based genetic studies confirmed SNP associations had a combined explanatory
have so far affirmed the results of GWAS that use unre- power of only 2% to 3%. This low predictive power was
lated individuals. For example, alleles identified as thought by some to illustrate fundamental limitations of
increasing liability to schizophrenia in standard GWAS GWAS methodology, such as its inability to estimate inter-
were more likely, in a separate sample of families, to be actions and nonlinear effects that were hypothesized to
transmitted from parents to affected children (Ripke account for the apparently “missing heritability.” This may
et al., 2014; see also Benyamin, Visscher, & McRae, 2009; turn out to be true for some phenotypes, but GREML
Lango Allen et al., 2010; Turchin et al., 2012; Wood et al., studies have now confirmed that for many phenotypes,
2014). There is also evidence that the top SNPs identified including height, intelligence, and schizophrenia, the
by Rietveld et al. (2013) are jointly predictive of sibling combined additive effects of common SNPs do account
differences in educational attainment (Rietveld, Conley, for a large fraction of the variance.5 The most recent
et al., 2014). GWAS of height (Wood et al., 2014) brought this fraction
It has been argued that the effect sizes discovered by to about 17% (if the criterion is out-of-sample predictive
GWAS are so small that they are scientifically inert (e.g., accuracy) and 29% (if the criterion is GREML-estimated
Turkheimer, 2012). However, a small effect size from vari- heritability attributable to the 10,000 SNPs with the stron-
ation across individuals in a gene does not rule out a gest evidence for association). Thus, much of the herita-
major qualitative role of the gene product itself in the bility of height was not “missing” but merely hiding in the
relevant biological pathway. The principle is that making form of small but additive effect sizes. This can be seen
a small change to one step in a process may cause only a as yet another illustration of the Fourth Law in action.
small change in the final output of the process, but mak-
ing a large change, or omitting the step entirely, can halt
The Importance of the Fourth Law
the entire process. For example, by using molecular bio-
logical techniques to silence zebrafish genes whose We have recently highlighted two possible explanations
orthologs were discovered in a GWAS to contain variants for the Fourth Law (Chabris et  al., 2013). First, causal
with small effects on human platelet count, researchers chains from DNA variation to behavioral phenotypes are
were able to abolish platelet production in this model likely very long (longer than for physical traits—e.g., eye
organism (Gieger et al., 2011). Whether such cases will be color), so the effect of any one variant on any one such
310 Chabris et al.

trait is likely to be small. For example, a SNP may have a guidance for how research in all of these areas can most
substantial effect on the concentration of an enzyme in efficiently progress.
cortical synapses, but that proximal biochemical pheno-
type is only one of many factors that explain why some Recommended Reading
people score higher than others on paper-and-pencil IQ Chabris, C. F., Hebert, B. M., Benjamin, D. J., Beauchamp, J.,
tests, so the SNP has only a tiny effect on the distal phe- Cesarini, D., van der Loos, M., . . . Laibson, D. (2012).
notype of cognitive function. (See References). An empirical demonstration that genetic
Second, when a population is already well adapted to studies of general cognitive ability employing small sample
its environment, mutations with large effects on a focal sizes cannot be trusted to produce replicable results.
trait are likely to have deleterious side effects (Fisher, Cross-Disorder Group of the Psychiatric Genomics Consortium.
1930). If the effect of a genetic variant is small enough, (2013). (See References). An elegant application of the
genomic-relatedness-matrix restricted maximum likelihood/
however, then its population frequency has some chance
genome-wide complex trait analysis method to understand-
of drifting upward to a detectable level (Kimura, 1983).6 ing the genetic architecture of behavioral traits.
These forces could conspire to keep variants that have a Lee, J. J. (2012). (See References). A target article on the notion
large effect on a trait at negligible frequency while allow- of causality in the study of individual differences, accompa-
ing some variants that have a small effect to become rela- nied by commentaries and an author response.
tively common. Some support for this hypothesis comes Rietveld, C. A., Medland, S. E., Derringer, J., Yang, J., Esko, T.,
from two observations: First, SNPs discovered in GWAS Martin, N. W., . . . Koellinger, P. D. (2013). (See References).
that have larger additive effects tend to have lower fre- A study of over 125,000 individuals reporting three single-
quencies of the minor allele (Park et al., 2011), and sec- nucleotide polymorphisms associated with educational
attainment, with supplemental online material that contains
ond, variants with very large phenotypic effects, such as
much valuable additional information.
those causing mental retardation, are always very rare Ripke, S., Neale, B. M., Corvin, A., Walters, J. R., Farh, K. -H.,
and thus contribute little to overall population variability, Holmans, P. A., . . . O’Donovan, M. C. (2014). (See
or they have their effects later in life (as in the case of, References). A study reporting 108 single-nucleotide poly-
e.g, the well-documented relationship between variants morphisms associated with schizophrenia and implicating
of the apolipoprotein E, or APOE, gene and cognitive neuronal calcium signaling and acquired immunity as impor-
decline). These examples suggest that valuable evolu- tant biological processes in the etiology of this disorder.
tionary insights might flow from the detailed analysis of Visscher, P. M., Brown, M. A., McCarthy, M. I., & Yang, J.
GWAS data (Turchin et al., 2012). (2012). (See References). An overview of what genome-
wide association studies have discovered and a response to
In conclusion, we shall place the Fourth Law in the
criticisms of this methodology.
context of what has long been well understood about the
relationship between genes and human behavior— Author Contributions
namely, that it is mistaken to believe that there might be
C. F. Chabris and J. J. Lee contributed equally to this work.
a gene “for” one complex trait or another (for an elo-
quent statement of this basic point, see Dawkins, 1979,
Declaration of Conflicting Interests
p. 189). What the Fourth Law adds to this understanding
The authors declared that they had no conflicts of interest with
is that most genetic variability in behavior between indi-
respect to their authorship or the publication of this article.
viduals is attributable to genetic differences that are each
responsible for very small behavioral differences. Funding
The law we have proposed here provides a unified
This work was supported by the Pershing Square Fund for
conceptual explanation for several consistent patterns in
Research on the Foundations of Human Behavior, Ragnar
the results of the past two decades of gene-discovery
Söderberg Foundation Grant E9/11, Swedish Research Council
studies, including the failure of candidate-gene studies to Grant 412-2013-1061, and National Institute on Aging Grants
replicate, the need for GWAS (and why they actually do P01AG005842, P01AG005842-20S2, P30AG012810, R01AG021650,
replicate), and the crucial importance of extremely large and T32AG000186-23. The content of this publication is solely
samples in these endeavors. We believe that compelling the responsibility of the authors and does not necessarily repre-
motives for pursuing gene-mapping studies of behavioral sent the views of any of these funding organizations.
traits can be found in the promise of learning more about
the evolutionary trajectory of the human species, the for- Notes
mulation of new biological hypotheses regarding cogni- 1. There are other kinds of genetic variants besides SNPs,
tion and neural function, and the value of polygenic including insertions, deletions, and variable-length repeats of
scores in the social and medical sciences. The Fourth one or more base pairs or short sequences, but SNPs are the
Law of Behavior Genetics provides fundamental most abundant and readily assayed kind of variant.
The Fourth Law of Behavior Genetics 311

2. In a recent review of genetic research on intelligence, Plomin Dudbridge, F. (2013). Power and predictive accuracy of poly-
and Deary (2015) formulated a similar generalization: “A third genic risk scores. PLoS Genetics, 9, Article e1003348.
law has emerged from molecular genetic research that attempts Retrieved from http://journals.plos.org/plosgenetics/
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Hukum Keempat Genetika Perilaku

Genetika perilaku adalah studi tentang cara di mana variasi genetik


memengaruhi fenotipe psikologis (ciri-ciri), termasuk kemampuan kognitif,
kepribadian, penyakit mental, dan sikap sosial. Dalam sebuah artikel mani yang
diterbitkan dalam jurnal ini, Turkheimer (2000) mencatat tiga keteraturan empiris
yang kuat yang pada saat itu muncul dari literatur tentang genetika perilaku. Dia
menjuluki regu-larities ini "Tiga Hukum Perilaku Genetika." Mereka adalah:
1. Semua sifat-sifat perilaku manusia diwariskan. (Yaitu, mereka sedikit banyak
dipengaruhi oleh variasi genetik.)
2. Pengaruh dibesarkan dalam keluarga yang sama lebih kecil dari efek gen.
3. Sebagian besar variasi dalam sifat-sifat perilaku manusia yang kompleks tidak
diperhitungkan oleh efek gen atau keluarga.
Tiga Hukum asli meringkas hasil dari studi si kembar, adopsi, dan
hubungan keluarga lainnya. Desain penelitian ini memiliki banyak kegunaan
yang berharga, tetapi mereka tidak dapat menemukan wilayah genomik tertentu
atau varian spesifik yang bertanggung jawab atas variasi fenotipik hilir. Sejak
selesainya Proyek Genom Manusia, banyak penelitian tentang sifat-sifat
perilaku telah secara langsung mengukur variasi DNA di antara individu dalam
upaya untuk mengambil langkah logis berikutnya. Meskipun ada banyak jenis
varian genetik, sebagian besar penelitian telah menguji polimorfisme nukleo-
pasang tunggal (SNPs), yang merupakan situs dalam genom di mana pasangan
basa DNA tunggal dibawa oleh individu yang berbeda.
4. Ciri perilaku manusia yang khas dikaitkan dengan varian gen yang sangat
banyak, masing-masing menyumbang persentase yang sangat kecil dari
variabilitas perilaku.
Untuk tujuan hukum, "ciri khas perilaku manusia" adalah sifat yang (a)
umumnya diukur dengan metode psiko-metrik, (b) penyakit kejiwaan yang
serius, atau (c) hasil sosial, seperti pencapaian pendidikan, yang secara masuk
akal terkait dengan disposisi perilaku seseorang.
Ada jenis lain dari varian genetik selain SNP, termasuk penyisipan,
penghapusan, dan pengulangan panjang variabel dari satu atau lebih pasangan basa
atau urutan pendek, tetapi SNP adalah jenis varian yang paling banyak tersedia dan
siap diuji.
Dalam ulasan baru-baru ini tentang penelitian genetik tentang kecerdasan,
Plomin dan Deary (2015) merumuskan generalisasi yang serupa: “Hukum ketiga
telah muncul dari penelitian genetika molekuler yang berupaya mengidentifikasi gen
spesifik yang bertanggung jawab atas heritabilitas yang tersebar luas, terutama
genome-wide asosiasi (GWA) studi beberapa tahun terakhir: Warisan sifat
disebabkan oleh banyak gen efek kecil ”. Perhatikan bahwa paralelnya adalah antara
"hukum ketiga" Plomin dan Deary dan apa yang kami sebut "Hukum Genetik
Perilaku Keempat."
Teknik ini juga kadang-kadang disebut analisis sifat kompleks-genom, atau
GCTA (mis., J. J. Lee & Chow, 2014). Selain itu, ketika hasil studi GWAS dan
kandidat-gen dibandingkan secara langsung, hit GWAS biasanya lebih mungkin
untuk ditiru (seperti dalam, misalnya, studi SNP yang dilaporkan terkait dengan
glioma: Walsh et al., 2013)
Bukti juga menunjukkan bahwa efek dominasi (bukan efek aditif, yang diukur
oleh GWAS) tidak memperhitungkan banyak heritabilitas (Zhu et al., 2015).
Penjelasan ini pertama kali diajukan oleh Lande (1983) untuk menjelaskan, misalnya,
mengapa resistensi pestisida bersifat poligenik pada beberapa populasi serangga dan
tergantung pada varian efek besar pada populasi lain yang telah terganggu oleh
manusia.

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