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ABSTRACT. The rudiments of the theoly of Galois connections (or residuation theory, as it
is sometimes called) are provided, together with many examples and applications. Galois
connections occur in profusion and are well known to most mathematicians who deal with order
theory; they seem to be less known to topologists. However, because of their ubiquity and
simplicity, they (like equivalence relations) can be used as an effective research tool throughout
mathematics and related areas. If one recognizes that a Galois connection is involved in a
phenomenon that may be relatively complex, then many aspects of that phenomenon immedi-
ately become clear, and thus, the whole situation typically becomes much easier to understand.
INTRODUCTION
Mathematicians are familiar with the following situation: there are two “worlds”
and two transforming functions back and forth between these worlds. Moreover,
after an object has been transformed from one world to the other and then back to
the first world, a certain stability is reached in that further transformations produce
the same results. In particular, three transformations always yield the same result as
just one (no matter where one starts). Further, both worlds often carry natural
orders. When the transforming processes respect these orders, then we frequently
have situations that are both simple and rich and that can be handled in a very
elegant way. Their simplicity is reflected in the succinct definition (see Definition l),
and their richness is manifested in the wealth of results that follow from the
definition (see Propositions 2-6). These pleasant situations are called Galois connec-
tions aftcr Evariste Galoisa whose work initiated the study of the connection between
Mathematics Subject Classification. Primary 06A15, 06-01, 06A06; Secondary 54-01, 54B99,
54899,68F05.
Key words and phrases. Galois connection, closure operation, interior operation, polarity,
axiality.
‘Galois’ main results were published fourteen years after his early death (at the age of 21 in a
duel) by Liouville in his Journal de mathimatiquespures et applqukes (1846). For a translation of
Galois’ original notes Memoire sur les conditions de rksolubiliti des iquationspar radicaux, see the
text by Edwards [ 141.
103
104 ANNALS NEW YORK ACADEMY OF SCIENCES
the world of intermediate fields of a field extension E : F and the world of subgroups
of the group of automorphisms of E that fix the subfield F (cf. Examples 1 and 19).
Today this area is known as Galois theory.
Since the proofs of many results in this paper are either well known or easily
obtained, we do not include them. Galois connections were originally expressed in a
symmetric but contravariant form with transformations that reverse (rather than
preserve) order. Early references to this form are [8], [22], [44], and [45]. We use the
covariant form since it is more convenient, for example, compositions of Galois
connections are handled more easily; it allows for more natural categorical explana-
tions (e.g., by means of adjunctions); and it is more applicable to computer science
situations (where relative information preservation is important). For references to
the covariant form, see [7], [51], [9], [32], [25], [35], [15], [42], [31], and [19].
We formulate all our results in terms of partially ordered sets (orposets), that is,
sets equipped with a reflexive, transitive, and antisymmetric relation. Everything can
easily be generalized to preordered sets (i.e., one may drop the antisymmetry
requirement) and even to preordered classes. Applications of these generalizations
can be found in Examples 10, 22, and 23, and in [lo]. For a poset 9 = (P,s ) , the
order-theoretical dual (P, 2 )is denoted by 9OP.
=*
1: Consider posets 9 = (P, I ) and d = (Q, E ) . If P
DEFINITION -+ Q and
Q 2P are functions such that for allp E P and all q E Q
on a poset to its image yields a bijective correspondence with closure systems of the
poset.
2: If .9 -%d and d
PROPOSITION 9 are Galois connections, so are
071 TOP
9 L 9 , where p 0 7~ = (p* and ( Q , ) = d u P - 9 0 p
O ? ~ * , I T * O ~ * ) , =
(P,z ) ,where TOP = (IT,, IT.,). In particular, the .?r-openelements of Q are precisely
the .rPP-closed ones.
3: For any Galois connection 9 5 d
PROPOSITION
(1) Both T * and T*preserve order.
( 2 ) .?r* and IT* are mutual quasi-inverses, that is,
IT,OIT*OIT~ =IT* and I T * O T ~ ~ I T * = T * .
(3)pEP"iffpisafixedpointof1~*01~,,andqEQ,iffqisafixedpointof
?r* o r * .
(4) .?r* ?* is a closure operation on 9 that induces a closure connection
0
(6) The functions IT * and IT* uniquely determine each other; in fact
l ~r*(q)l) and r * ( q ) = S U P ( b E P I I T * ( P )
~ * ( P ) = i n f ( h E Q 5; 91).
This justifies calling IT +. the coudjoint (or lower adjoint) of r * ,and calling IT*
the adjoint (or upper adjoin?)of IT * .
(6) For eachp E Pp its .rr*-inverseimage has r * (p) as thc smallest element;
similarly, the T % -inverse image of each q E (2, has IT*(q) as the largest
clement.
(7) r * preserves joins (i.e., suprema), and IT* prescrves meets (i.e., infima).
(8) r is a reflection (i.e., P* is one-to-one) iff P * is surjective iff P * IT* = LdQ;
0 '
(c) fprcserves order, and for each q E Q the largcst element off'( .1q ) is
dq).
(d) g preserves order, and for eachp E P the smallest element of g'( t p ) is
f(P).
(2) fis coadjoint ifffisresiduated, that is, ifff' preserves principal ideals. If .Yis
complete, this condition is equivalent to thc preservation of arbitrary SU-
prema by f .
(2) g is adjoint iff g is residual, that is, iff g' preserves principal filters. If d is
completc, this condition is cquivalent to thc preservation of arbitrary infima
by g-
PROPOSITION 5 : By assigning to each coadjoint self-map of a poset 9 its adjoint,
onc obtains a dual isomorphism (reversing both the composition and the order)
between the monoid of all coadjoint self-maps on 9 and the monoid of all adjoint
self-maps on 9, both ordered pointwise. In particular, this isomorphism prescrves
ERNE et al.: GAullS CONNECTIONS 107
In particular, p and IT induce the same isomorphism (and the lower trapezoid
collapses iff IT is already an isomorphism).
Conversely, under the preceding hypotheses every Galois connection 9 5 13
% 9 -
is induced by a uniquc Galois connection F
Ti
y , namely
d 2y .Hence the set of all Galois connections from 9 to d
the composite
with the pointwise order (on the coadjoints) is isomorphic to the poset of all Galois
connections from 2to that restrict to ones from 9 to @ .
T * , T * , @ ) is a Galois connection.
In each example of this section T = (9,
Many natural examples where 9 and d are power sets are given in the fifth and
sixth sections.
EXAMPLE (cf. [44],[3]): Let E : F be a field extension, and 9 be the set of
intermediate fields between F and E ordered by inclusion. Let G = G ( E ,F ) be the
Galois' original work.) By known theorems of classical algebra, every finite subgroup
H of G is +P-closed, that is, 7~ * IT* ( H ) = H , and IT* ( H ) : F is a finite field extension
with dimension card ( H ) . Conversely, if E : F is a finite extension, then card ( G )is
bounded by dim ( E : F ) , and hence IT is a reflection. If in addition E : F is a Galois
extension, that is, if F is IT-closed, then the fundamental theorem of Galois theory
states that R is an isomorphism; in this case every intermediate field between F and E
is r-closed.
h
EXAMPLE 2 (cf. [57], [27]): For a functionX + Y between two sets, let 9 and @
be the power sets of X and Y, respectively, both ordered by inclusion. Define the
'h
direct imagefunction 9 % d and the inverse imagefunction d -+ 9 by
'If 9-is a topology on X,and 2 consists of the :!-closed sets, then @, 3)is a closure space.
ERNE et ai.: GALOIS CONNECTIONS 109
K ?X
Z --i) y such that K 0 qx = q y 0 k, where the “completion maps” X +2 and
Y5 send each point to its closure. Clearly, K then must agree with k;. This
construction is fundamental for the representation of topological spaces by complete
lattices and vice versa, and also for certain aspects in the theory of hyperspaces (see,
e.g., [25] and [18]).
EXAMPLE 5: Let ,9be the set of all open sets and d that of all closed sets of a
( V ) = Y o .The wclosed members of 9 are the regular open (/) sets U = U-”, and the
P-open members of d are the regular closed (!) sets V = P-. Thus ( )- and ( )”
induce an isomorphism between the lattice of regular open sets and that of regular
closed sets.
Composing 7 with the isomorphism d’ 9OP given by complementation
yields a Galois connection 9 -%9OP with T‘*(U)= T‘*(U)= U -’ = U lo. Hence
the lattice 9 = 9 of regular open sets is self-dual. In fact, these lattices are
always Boolean (see Example 18).
Notice that the operation of taking the complement of the topological closure
does not induce a Galois connection from P(X) to P(X).p (e.g., in the usual topology
on the reals {0]-’-’= 0 2 (0)).Nevertheless the Galois connection T‘can be used to
prove the standard result that there are at most 14 sets that result from the
application of complement and closure to any subset U G X (since U-’ is open,
U-l-1 = P‘* (U) is a fixed point of T’*‘0 T’*).
As can be seen from the following example, a similar phenomenon occurs with
the compactness operator introduced in [13].
EXAMPLE 6: Let 9 be the set of all topologies on Xordered by inclusion, and let
d be 9OP. Consider the operator K that maps any topology Y on X to the topology
obtained by using the 7-compact sets as a base for the closed sets. Even though K
preserves order from 9 to d and vice versa (because K reverses inclusion), for every
infinite set the pair (K, K) is not a Galois connection (while for finite X it trivially is
one). For example, if a is any ordinal, and ‘7 is thc Alexandroff topology of all upper
sets (cf. Example 9), then every subset of a is compact, and consequently, K*(Y) is the
cofinite topology on a. For infinite a,this topology is neither coarser nor finer than
9. However, in all cases (K, K) induces a Galois connection between the K-images of
@‘ and 9. This follows immediately from the fact that K preserves order and that
K(Y)G K~(F) for any topology Y (cf. [13, Theorems I1 (8) and (9)]). Thus
Proposition 3(2) gives an instant proof via Galois connections of theorem I1 (10) of
[13] that K~ = K ~ .
EXAMPLE 7: Let 9 be the set of all topologies on Y,and let d be the set of all
h
topologies on X , both ordered by inclusion. Given a function X -+ Y, define T * and
110 ANNALS NEW YORK ACADEMY OF SCIENCES
rr* by
(Y)
,rr* = { h - ( V ) l V € P} (9
E P)
= { V C Ylh'(V) E -7)
Tr*(~Y) (YE a.).
Observing that h is a continuous function from (X, Y) to (Y, 9) iff ?r* ( Y )G 7iff
Y C_ v* ( Y )we , see that T * and v* are in fact that coadjoint part and the adjoint
part of a Galois connection 9 5d . Hence v + (9) is the coarsest topology 9on
X that makes h continuous from (X, .F)to (Y,9) (called the initial topology with
respect to h and P), and a*(.F) is the finest topology 9 ' on Y that makes h
continuous from (X, 7) to (Y,9) (called thefinal topology with respect h and ,Y).
The v-closure of a topology .Y on Y is a new topology that consists of all those
sets B C_ Y with h'(B) = h'(V) for some V E 9. On the other hand, the interior
operation ,rr* 0 v* maps a topology 7on X to a new topology that consists of all
thoseUE Y w i t h U = h ' ( B ) f o r s o m e B L Y . )
A topology Y on X is T-open iff (each member of) .o/is h-saturated (see Example
2), and a topology 9on Y is v-closed iff it is h-discrete, that is, h, (X) and all subsets
of Y - h , ( X ) are Y-open. By Proposition 3(5) the lattice of h-saturated topologies
o n X is isomorphic to the lattice of h-discrete topologies on Y . If h is one-to-one, thcn
every topology on X is h-saturated, and if h is onto, then every topology on Y is
h-discrete.
EXAMPLE 8 (cf. [45]: Let B(X) and F(X) bc the sets of all bases (for topologies)
and of all filters on X, respectively. Both B(X) and F(X) are subsets of the double
power set ofX, where -9E B(X) iff U,V E 9 andx E U n Vimply the existence of
some W E A? withx E W C_ U n V, and 9 E F(X) iff X E 9 and .7 is closed under
supersets and binary intersections. (To make F(X) into a complete lattice, we includc
the power set of X as a filter.) Define a Galois connection T from 9 = (B(X), C) to
d = (F(X), C_)x,the set of all functionsx- F(X) with the pointwise order induced
by the inclusion on F(X), by
rr* (a)(x) = (VC_XI3,, withx E B C V ] for allx E X
v * ( u ) = {ULX(Vx,,,UEu(x)}.
The rr-closed bases are precisely the topologies on X , in fact, T*T* (9 ) is the.
topology generated by the base 9 . Thc rr-open filter functionsX--!!- F(X) are the
topological neighborhood functions, that is, for each V E u ( x ) there exists a subset
U C Vwithx E U and U E u ( y ) for everyy E U. Thus we obtain the classical bijective
correspondence between topologies and functions that assign neighborhood filters to
points.
EXAMPLE
9: For a topology 7on X define a preorder I X by
x s F y = x E U impliesy E Ufor all U E Y. (4)
This condition is equivalent to [x)- C_ { y ] - .The preorder I iis called the speciulizu-
tion order o n Xwith respect to Y .It is a partial order iff Y is a To-topology.
ERNE et al.: GALOIS CONNECTIONS 111
Herc T is a reflection, that is, every preorder is P-open, and P is an isomorphism iff X
is finite. The P-closed topologies are precisely the Alexandroff topologies; the
corresponding lattice is isomorphic to the lattice of all preorders on X ordered by
reverse inclusion.
Among the topologies 7 with specialization order I those with the property
that every I -directed set with a least upper bound in U E :7 is eventually in U are
called order-consistent;the finest such topology is the Scott topology 9 ''It consists of
.
all those U G X that satisfyx E U (* U n D # 0 for every I-directed D G X with a
least upper boundx (cf. [25] and [19]). (Note that " =" implies U = t U.) In fact, all
topologies between V, and Y' arc order-consistent. Hence we may restrict P * to
the subposet 9'of order-consistcnt topologies on X to obtain a new Galois
connection T ' with P ' * ( I ) = .Yg. Now the T'-closed elements of 9 ' are precisely
the Scott topologies (cf. [41]).
EXAMPLE 10: Let ,Y be the set of all equivalcncc relations on a set X, ordered by
inclusion, and let d be the class of all functions with domain X , ordered
f h
by ( X Y ) E ( X + Z ) iff there exists some function Y 4 2 that satisfies g o f = h.
--+
T* = P * inthesensethatT* c T *
O P * O P ~ L alsoane an element
O T * O T *
In this example the r-open functions with domain X are precisely the surjective
ones, and all equivalence relations on X are wclosed (so T is a corcflection). This
makes precise the usual interplay between equivalence relations and surjective
functions.
We conclude our list of examples with two related constructions that establish
interesting links between order theory, topology, algebra, and computer science.
EXAMPLE 11(cf. [58], [17], [20]): Let Z denote an R-invariant extension, that is, a
function assigning to each poset 9 a certain collection X (9) of lower sets including
all principal ideals such that every residuated map 9 + f d is Z -continuous, that is,
V E Z (@) implies f + ( V ) E Z (9). Equivalently, this means that every residual
map d 5 9 is %quasi-closed, that is, U E Z ( 9 ) implies J.g,(U) E Z ( @).
Possible choices for Z are: principal ideals, arbitrary lower sets, finitely generated
lower sets, directed lower sets, lower cuts (see Example 25), ideals, Scott-closed sets
(see Example 9).
An element p of a 2-complete poset 9 (where each Z E Z ( 9 ) has a
join = supremum) is called Z -compact or Z -prime if it belongs to every 2 E X (.9)
whose join dominates p, and =Pis called Z -compactlygenerated if every element of
9 is a join of Z-compact elements. By a 2-lattice we mean a 27-compactly
generated complete lattice. Of fundamental importance for various topological
representation theories are the following two facts:
(A) The X-lattices are, up to isomorphism, precisely the closure systems that
are closed under Z -unions.
This generalizes the known facts that the compactly generated complete lattices are
represented by algebraic closure systems, the V-primely generated complete lattices
are represented by lattices of closed sets in topological spaces, etc.
(B) A coadjoint map between Z -compactly generated posets preserves 2-com-
pactness iff its adjoint preserves Z -joins.
x -
ous iff its join map V is also adjoint (to the Z -below map
Jrx = n(zE z (SP)~X I vz)).
This approach makes many considerations on Z -continuous posets short, elegant,
and transparent.
A “good” class of morphisms is certainly formed by coadjoint maps that preserve
the 2-below relation (i.e., that satisfyf,( JZx) C J Z f ( x ) ) : via Galois connections,
the corresponding category is dually isomorphic to the category of Z -continuous
posets and adjoint maps preserving Z -joins. Full subcategories are formed by the
Z -algebraic posets, that is, Z -continuous and Z -compactly generated posets (cf.
Example 11). Since an element p is 2-compact iff p E J z p , preservation of the
Z -below relation here is tantamount to preservation of Z -compactness.
If 2 selects all lower sets, that is Z (P,I ) is the dual Alexandroff topology d 2
(cf. Example 9), then the Z-continuous posets are just the completely distributive
114 ANNALS NEW YORK ACADEMY OF SCIENCES
lattices (cf. [48]).Hence a complete lattice .9 is completely distributive iff the join
map V from sd2 to 9 is a complete homomorphism.
An easy Galois argument (explained in greater detail in Example 31) leads to the
0
Ax: Y -
following result on so-called 3 join ideals, that is, fixed points of the operator
.1 (VZIZE Z ’ ( 9 ) , Z L .1 Y ) .
For any Z -continuous poset with idempotent Z -below relation, the closure
system of 2-join ideals is completely distributive, and Az is the corresponding
closure operator.
For many R-invariant extensions occurring in practice (e.g., for each of the selections
mentioned at the beginning of Example 11, and more generally, for each 2 such that
U jY E Z ( 9 )whenever E 3 (2 (9), C)), evey .Z -continuous posets has an
idempotcnt 5-below relation (see [5]). For example, if Z selects the directed lower
sets, then ‘‘-continuous”
2 mcans “continuous,” “3 -algebraic” means “algebraic,”
and the 2-join ideals are just the Scott-closed sets. By the previous remarks, they
form a completely distributive lattice for any continuous poset (cf. [38] and [25]).
RESIDUATED SEMIGROUPS
In this section we briefly discuss a general concept that accounts for a large class
of interesting Galois connections.
DEFINITION 3: A partially ordered semigroup (P, I , .), that is, a poset .Y =
(P, I )equippcd with an order-prcserving associative multiplication .9 x .y ~ 7 ,
is called residuated if all left translations ZF 9 and all right translations
9 3 9 are residuated, that is, have adjoints .Y 9 and 9 9 ,respec-
tively; this means
s Ir\t 0 r’s I t 0 r < tJs.
Notice that, in addition to thc Galois connections (r . -, r\-) and (- .s, - / s )
from 9 to 9 given by the left and right translations, for every f E P the pair
(- / t , t\-) is a Galois connection from .!P to 9Op.
By Proposition 4(2) a complete partially ordered semigroup (9, .) is residuated
iff the multiplication distributes over arbitrary suprema, that is, for all r E P and
SCP
r * VS = V ( r . s l s E S) and VS * r= V{s * r l sE S).
Nowadays, complete residuated semigroups are referred to as quantales. For a
comprehensive trcatise on this modcrn branch of order theory, see the text by
Rosenthal[50]. Aclassic source on residuation theory is the monograph by Blyth and
Janowitz [9].
EXAMPLE 13 (cf. [18]):Let (A, .)be a semigroup, and let Z be a closurc system on
A that makes the left and right translations continuous. The complete latticc (2, C)
becomes a quantale when equipped with the multiplication R 0S = (r * s i rE R,
ERNE et UL: GALOIS CONNECTIONS 11s
Important subquantales of (P(A), €3) are the Alexandroff topologies of all left, right,
or two-sided ideals ofA, respectively.
EXAMPLE 16: Let 8 be a set (often called an alphabet), and let Z* be the free
monoid of Swords with concatenation as the operation. Subsets of Z* are called
languages over 8. By the previous remarks the languages form a quantale, and
consequently every language L gives rise to three Galois connections (I,@-, L\-),
{-@L, --lL),and (-\L, LJ-).
EXAMPLE 17: Define a partial semigroup operation . onA X A by setting (a,b) .
( d , c ) = (a,c ) iff b = d. Then for relations R, S 2 A x A the product R €9 S is thc usual
composite rclation ((a,c ) I 3 b with (a, b) E R and (6,c ) E S).So (P(A x A ) , 8)is a
quantale. The next two sections deal explicitly with Galois connections induced by
rchtions.
EXAMPLE 18 (cf. [26], [8], [23], [49], [28], [37]): Letp be a futed element of a
meet-semilattice eY = (P, I). We say 9’is p-pseudocomplemented if every element
r E P has ap-pseudocomplement r p (also denoted by r * p , r + p , r\p,p/r,p : r, etc.)
that satisfies r A s I p iff s I rp. Since A is symmetric, T * (r) = T*(r) = rp defines a
116 ANNALS NEW YORK ACADEMY OF SCIENCES
-
equivalent to saying that each of the unary meet operations 9
(with adjoint 9
r* -
-
relativelypseudocomplemented iff it isp-pseudocomplemented for eachp E P. This is
rA- .
is residuated
9). Hence the Brouwerian semilattices are those residuated
semigroups whose multiplication is the binary meet. Brouwerian lattices with least
element are also known as Hqting algebras, and complete Heyting algebras are
known as frames or IocaEes. Since residuated maps preserve joins, every Brouwerian
lattice is distributive, and the locales are precisely those complete lattices that satisfy
the infinite distributive law
rA V S = V ( r A s I s E S).
Lattices of this type play a considerable role in disciplines as diverse as congruence
theory, (intuitionistic) logic, and topology. In fact, residuation yields a duality
between the category of frames (with maps preserving arbitrary joins and finite
meets) and the category of locales (with maps adjoint to frame morphisms), which in
turn contains (an isomorphic copy of) the category of topological spaces (cf. Example
11).As was pointed out by Isbell [34], Banaschewski and Pultr [4],Johnstone [36],
and others, this aspect is of fundamental importance for a general theory of ”spaces
without points.”
Moreover, Galois connections of the present type produce Boolean lattices in
abundance:
Anyp-pseudocomplemented meet-semilattice 9 has ap-skeleton 9 p that is a
Boolean lattice with least elementp and greatest elementp.
To verify this claim, three simple observations suffice: for r, s E Pp
(1) (rp A sp) p is the join in . 9 p ;
(2) f l is the complement of r in g a
p ;
(3) (r A s p ) p is the relative pseudocomplement in 9 p (in particular, 9 p is
distributive).
In casep is the least element I,the preceding notions reduce to pseudocomplement,
pseudocomplemented (semi-) lattice, and skeleton, respectively.
Since every topology 9 is a locale with pseudocomplements U L = U-I, one
immediately concludes that the regular open sets form a Boolean lattice, namely the
skeleton of 7(cf. Example 5). Compare this concise argument with, for example, the
treatment in [29].
POLARITIES
All Galois connections between power sets are induced by relations between the
underlying sets in particularly simple ways. For sets A and B we first study the
ERNE et ~i.: GALOIS CONNECTIONS 117
7 (cf. [8],[44]):
PROPOSITION
R C
(1) Any relation R G A x B induces a Galois connection P(A) A P(B)”P. The
components of R+ = (R,, R + ) are defined by
+
EXAMPLE
-
21 (cf. [53]):For the set F(X) of all filters on X consider the relation
R C P(X) x (X x F(X)) given by (U, (x, F ) ) E R x tZ U or U E F . The R++-closed
subsets ofA are preciscly the topologies on X . The R++-closedsubsets o f X X F(X)
are precisely the topological convergence relations, that is, the relations C L X x F(X)
for which there exists a topology Y o n X such that a filter F Y-converges to a pointx
iff (x, F ) E C . This polarity makes prccisc the interplay between topologies and filter
convergence.
The relation R of Example 20 can be viewed as a restriction of the current
relation R if points are identified with principal ultrafilters. By restricting from
arbitrary filters to principal filters (which can be identified with subsets of X ) , one
obtains a polarity whose closed subsets of X X P(X) are precisely the topological
adherence relations.
EXAMPLE 22 (cf. [46], [2]): Let R be the relation on the class of all topological
spaces defined by (X, Y) E R iff all continuous functions from X to Yare constant.
Although this is a relation on a proper class, we still obtain a polarity on the
collection of all subclasses of the class of topological spaces. Given a class Z of
topological spaces, the spaces in R+ (a)are called Z-connected, and the spaces in
R+R+ ( Z ) are called E-disconnected. For example, if 2 denotes a two-element
discrete space, then “{2}-connected”means “connected” in the usual sense, and
“{2]-disconnccted”means “totally disconnected.”
EXAMPLE 23: LetA be the class of all continuous functions, and let B be the class
of all topological spaces. Definc relations R and S between continuous functions and
topological spaces as follows: x
for every continuous function X
one) continuous function Y
( h
L
-
Y, Z ) E R (respectively, (X L- Y, Z ) E S)iff
Z there is at least one (respectively, at most
Z with h = g 0 f. Then R+ maps a class A‘ of
continuous functions to the class of so-called &-injective spaces. The class S+(&)
consists of the &-separated spaces in the sense of Pumpliin and Rohrl [47]. For
example, if A is the class of all dense embeddings, then S, ) is precisely the class
of Hausdorff spaces. On the other hand, S + ( B )is the class of all surjective continuous
functions. A dual construction for R yields A’-projective spaces. All these relations
have analogs that yield useful polarities in general categories. A generalization of the
orthogonality relation R n S is used extensively in [ll].
{ ( a ,b ) E A x A la . b
-
is defined and a b E 7’1.
EXAMPLE 25 (cf. [56]): A “restructured” view of polarities with applications in
extramathematical disciplines is pursued in the modern theory of Formal Concept
Analysis. Here one studies a set A of “objects,” a set B of “attributes,” and a relation
R C A x B . The triple (A, B , R ) is interprcted as a contat. Pairs of the form (U, EM
P (A) x P(B)with R + ( U )= V and R+(V)= U are called concepts; U is the extent and
Vis the intent of the concept (U, V). The concepts form a complete lattice, isomorphic
ERNE et al.: GALOIS CONNECTIONS 119
P(A)OP -zP(A ).
EXAMPLE 2 7 Consider a meet-semilattice 9 = (P, I ) with least element I,and
the relation R = ( ( a ,b) E P X Pla A b = I].For any U C P the set U1 = R+(U)=
R + ( U )is a lower set. If 9 is pseudocomplemented (cf. Example 18), then ULis even
a lower cut, namely the set of lower bounds for all pseudocomplements of members
of U. Any two lower sets U and V satisfy U n V = {I) iff U C V L ,which explicitly
describes the pseudocomplementation in the frame of lower sets. Hence the closure
system S ( ~ 9 of) all R++-closed (= R++-open)sets is the skeleton of this frame (see
again Example 18), and as such it is Boolean. It is now easy to see that S ( 9 ) is
actually a normal completion of the skeleton 9 l . In particular, this shows that
Boolean lattices have Boolean completions by cuts.
EXAMPLE 28: Again, let 9 = (P,I)be a meet-semilattice with least element I,
but this time consider R = [(a,b) E P x P J a A b f I].Here the R++-closed
(= R++-open)sets are upper sets. If 9 is even a Boolean lattice, then every upper set
is R++-closed;the R++-closureof U C P is just the upper set t U. In this specific
situation by Proposition 3(5) the Alexandroff topology &'< is actually self-dual, as
well as dual to . d ~ .
In particular, this applies to any power set lattice P(X). Here R+ = R + is the
section operator considered by Choquet [12] and others (see, e.g., [Sl] and [30]) in
connection with convergence-related questions: R+ ( Z ) = V = {V C XI Wu, yI U
V f 01. Moreover, 2P#is the stack generated by "M, that is, the collection of all sets
Vwith U C V C Xfor some U E 2Y. The well-known isomorphism between the lattice
120 ANNALS NEW YORK ACADEMY OF SCIENCES
A(VUIU€ z }= V { / \ V (E 2P].
Since replacing %with the stack *%+# does not change either side of the equation, we
immediately see that complete distributivity is a self-dual property (see also Example
12).
AXIALITIES
We now consider the covariant case of Galois connections between power sets
both ordered by inclusion; we call such Galois connections axialities. The strong
similarity between the following result and Proposition 7, despite the different orders
on the second power set, is quite surprising.
PROPOSITION
8 (cf. [27]):
obtains (after suitably renaming the sets) Proposition 8( l),(4), and Proposition 7(1).
Specializing Theorem 1to the caseA = B, we arrive at Example 17.
Recall that the composite relations R G A x B and S G B x C is a subset of
A X C, namely R €9 S = {(a,c) € A X C J3bE,(a, b ) E R and (b,c ) E S].
THEOREM 1: (The bi-category of sets, relations, and inclusions is biclosed with
respect to €9.)
(1) If S G B X C, then for each set A the function P(A X B)-
3'P(A X C) is
-as
-
coadjoint and its (uniquely determined) adjoint P(A x C) -+ P(A x B )
mapsTCA x C t o T U S := ( ( u, b)€ A x BI VCEc(a,c)E $ ; j b , c ) E S).
(2) If R C A X B, then for each set C the function P(B x C) P(A x C)
m a p s T L 4 x C t o R D T := { ( b , c )E B x C( VGa(u,b) E R
-DT
-
RD-
is coadjoint and its (uniquely determined) adjoint P(A x C) .--) P(B x C)
(a,c)E T ) .
(3) If T G A x C, then for each set B the functions P(A x B ) -+ Pop( B x C)
TQ-
and P(B x C)Op ----) P(A x B ) constitute a Galois connection
{- D T, T Q -).
To obtain a complete characterization via relations of all possible Galois connec-
tions between the power sets ofA and B, respectively, we use the complementation-
induced Galois connections KS and KB of Example 26 to define Galois connections
R- - and Rv3 by
P(A)OP - R ~.
PW P(A)OP - q3
P(5)OP
T 4 S = (7'"€9 SOP)c R DT
and = (RoPC3 TC)". (6)
9: A relation R C A x B satisfies:
PROPOSITION
(1) R 3 ( U ) C R v ( U ) (respectively, R v ( U ) C R3 (U)) for every U G A iff each
a E A is R-related to at most one (respectively, at least one) b E B; in this
case we call R right unique (respectively, lefi total);
122 ANNALS NEW YORK ACADEMY OF SCIENCES
h
EXAMPLE 29: When a partial function A B is identified with its graph, that is,
A
h C A x B, then the axiality hgv is prccisely the Galois connection of Example 2, and
the axiality hv3 is precisely the Galois connection of Example 3. From Examplc 2 it
can be seen that h3 C hv, that is, h 3 ( V ) C_ h v ( V ) for all V C B. This property in fact
characterizes partial functions: by Proposition 9, R C A x B is the graph of a partial
-
functionA B iffR3 C R'. Moreover, R is the graph of a function fromA to B iff
R 3 = R'.
in the case of functions), one has (S R)3v= SIV RIV. Hcncc thc axialities on P(A )
0 0
Explicitly,S+* R3v comes from the relation (R @ Sc)c = RoP D S , and Sv3 R++from
0 0
the relation (Re63 S)' = R U Sop (use Proposition 10 and (6)). In general, all three
polarities may be different, being induced by different relations.
REFERENCES