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Popescu 2016
Popescu 2016
PII: S0144-8617(15)01098-X
DOI: http://dx.doi.org/doi:10.1016/j.carbpol.2015.11.009
Reference: CARP 10527
To appear in:
Please cite this article as: Popescu, V., Muresan, A., Popescu, G., Balan, M., and
Dobromir, M.,Ethyl chitosan synthesis and quantification of the effects acquired after
grafting it on a cotton fabric, using ANOVA statistical analysis, Carbohydrate Polymers
(2015), http://dx.doi.org/10.1016/j.carbpol.2015.11.009
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*Highlights (for review)
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3 Ethyl chitosan synthesis and quantification of the effects acquired after grafting it on a cotton
5 Vasilica Popescua, Augustin Muresana*, Gabriel Popescub, Mihaela Balanc, Marius Dobromird
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7 “Gheorghe Asachi” Technical University, Faculty of Textiles, Leather Engineering and Industrial
8 Management, 29 Blvd. Mangeron, TEX 1 Building, Iasi-700050, Romania;
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9 “Gheorghe Asachi” Technical University, Faculty of Mechanical Engineering, 43 Blvd. Mangeron
10 Iasi-700050, Romania.
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c
11 “Petru Poni” Institute of Macromolecular Chemistry, 41-A Alley Grigore Ghica Voda, Iasi-700487,
12 Romania
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14
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17 Abstract
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18 Three ethyl chitosans (ECSs) have been prepared using the ethyl chloride (AA) that was obtained in situ.
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19 Each ECS was applied on a 100% cotton fabric through a pad-dry-cure technology. Using the ANOVA as
20 statistic method, the wrinkle-proofing effects have been determined varying the concentrations of AA
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21 (0.1- 2.1 mmols) and chitosan (CS) (0.1- 2.1 mmols). Alkylation and grafting mechanisms have been
confirmed by the results of FTIR, 1HNMR, XPS, SEM, DSC and termogravimetric analyses. The
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23 performances of each ECS as wrinkle-proofing agent have been revealed through quantitative methods
24 (taking-up degree, wrinkle-recovering angle, tensile strength and effect’s durability). The ECSs confer
25 wrinkle-recovering angle and tensile strength higher than those of the witness sample. Durability of ECSs
26 grafted on cotton have been demonstrated by a good capacity of dyeing with non-specific (acid/anionic
27 and cationic) dyes under severe working conditions (100ºC, 60min.) and a good antimicrobial capacity.
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29 Chemical compounds studied in this article
30 Chitosan (PubChem CID: 71853); Acetic acid (PubChem CID: 176); Ethanol (PubChem CID: 702);
31 Hydrochloric acid (PubChem CID: 313); Sodium hydroxide (PubChem CID: 14798); Zinc acetate
32 (PubChem CID: 11192); C.I. Basic Blue 9 (PubChem CID: 104827).
33 1. Introduction
34 CS is an aminoglucopyran composed of N- acetyl glucosamine and glucosamine residues (Mourya &
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35 Inamdar, 2009). The most reactive functional groups are primary OH group (from C6) and NH2 bound to
36 the C2. That is why in alkylation reactions these groups can react with alkylation agents producing O-
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37 alkyl chitosans and N-alkyl chitosans respectively, depending of the alkylation conditions.
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38 CS alkylation can be accomplished through three methods: 1). Reductive alkylation; 2). Michael addition;
39 3). Direct alkylation (An, Dung, Thien, Dong, & Nhi, 2008).
40
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1). Reductive alkylation was initiated by Muzzarelli and Tanfani (Muzzarelli & Tanfani, 1985). They
41 realized a Schiff base by means of formaldehyde, followed by its reduction with a reducer (sodium
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42 borohydride NaBH4). The obtaining of alkyl CS was possible using RI as alkylation agent, in the
43 presence of NaOH and NaI. Iodine replacement by chlorine was realized through an ion exchange stage,
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because the utilization of methyl iodide is dangerous (even if it is very efficient), as it is readily volatile
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44
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45 and produces cancer. This stage was accomplished by adding NaCl over trialkyl CS and depositing it for
46 1- 2 days at room temperature. This method permitted to obtain N-alkylated products, without realizing
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47 also the O- alkylation. Thus N-alkylated products with identical (Xu, Xin, Li, Huang, & Zhou 2010;
48 Verheul, Amidi, van der Wal, van Riet, Jiskoot, & Hennink, 2008) or different alkyl groups were
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49 synthesized (Bayat et.al., 2006; Zhang, Ding, Ping, & Yu, 2006).
50 2). Michael addition is based on addition reaction of some α, β non- saturated carbonyl reagents (ethyl
51 acrylate) to the NH2 group of CS (Mather, Viswanathan, Miller, & Long, 2006). The acrylic acid was
52 used as reagent and N-carboxyethylated derivates were obtained (An, Dung, Thien, Dong, & Nhi, 2008).
53 3). Direct alkylation was initiated by Dormand and coworkers, who realized the quaternization of amino
54 group from CS by means of CH3I as alkylation agent (Domard, Rinaudo, & Terrasin, 1986).
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55 Direct alkylation has only one stage, namely direct/proper alkylation of the NH2 group in conditions of
56 high temperature and alkaline medium. The obtained product is under the form of a quaternary salt of
57 trialkyl CS iodide type. The conversion in chloride was performed through an ion-exchange stage in
58 which the alkylated polymer was brought in contact with a solution of NaCl for a long period (1- 2 days)
59 to accomplish the ion exchange (I- by Cl-). Even though the objective of direct alkylation consisted in
60 obtaining only N-alkylated products, it was found that the O-alkylation phenomenon was still present.
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61 This phenomenon was the more pronounced, the higher was the degree of quaternization (DQ)
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63 The efficiency of the direct alkylation process depends on several factors: molar ratio: CS:CH3I:NaOH
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64 (Domard, Rinaudo, & Terrasin, 1986), reaction time (le Dung, Milas, Rinaudo, & Desbrieres,1994), the
65 nature of the base which forms the alkaline medium (Hamman, & Kotze,2001), as well as its
66
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concentration (Curiti, Britto, & Compana-Filho, 2003), solvent type and temperature (Rúnarsson, et. al.,
67 2007; Rúnarsson, Holappa, Jónsdóttir, Steinsson, & Másson, 2008), as well as the number of repeating
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68 stages (Sieval, et. al., 1998; Snyman, Hamman, Kotze, Rollings, &. Kotze, 2002).
69 Regardless the utilized alkylation method, the trialkylated CS products have been used until now only for
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the synthesis of some drugs, as they are white powders readily soluble in water.
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70
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71 In this paper we subjected CS to a direct alkylation with AA obtained in situ. The synthesized alkylation
72 compounds (with various substitution degrees) were used as wrinkle-proofing agents for 100% cotton
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73 fabrics. The substitution degrees were determined from 1HNMR spectra.
74 The technology used to treat the cotton fabric with products of alkylated CS was of pad-dry-cure type.
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75 The experimental protocol was realized such that to permit the application of ANOVA as statistical
77 The mechanism of grafting the alkylated chitosan on cotton has been backed up by the results of FTIR,
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78 HNMR, XPS, SEM, DSC analyses. The effects produced by synthesized alkylated compounds are
79 revealed by the wrinkle recovering angles (WRA), the values of tensile strength, durability of cotton
80 chemical modification through grafting (tinctorial method). ANOVA (two-way analysis of variance) has
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81 indicated with a 99% confidence the factors influencing chitosan alkylation and has quantified the
83 2. Experiments
85 Highly viscous CS was obtained from Fluka AG, and the offered characteristics are presented in
86 Supplementary data S1 (Fig. 1S). Reagents as hydrochloric acid 35%, ethanol 95%, glacial acetic acid
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87 100%, sodium hydroxide (p.a.) and sodium carbonate (p.a.) were obtained from Merck Company, zinc
88 acetate 98% from Sigma Aldrich, and non-ionic surfactant (Romopal O) from Romtensid S.A. Timisoara,
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89 Romania. The dyestuffs C.I. Acid Red 88 (Acid Red AV) was obtained from Colorom S.A. Romania,
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90 while C.I. Basic Blue 9 (Methylene Blue) from Fluka A.G. The structures of these dyestuffs are presented
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The 100% cotton fabric was obtained from IASITEX SA Romania and has the following characteristic:
93 plain weave with a weight of 100 g/m2. The cotton fabric was prepared through an operation of scouring
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94 with 2% NaOH, 1% Na2CO3, 1% Romopal O, a liquor ratio of 1:50, at the temperature of 100oC for 2 h,
95 followed by a hot and a cold rinsing and then drying at room temperature.
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97 Three ethyl chitosans (ECSs) have been prepared, namely: monoethyl chitosan (MECS), diethyl chitosan
99 AA was used as alkylation agent; this is a highly volatile gas with anesthetic properties. Even if it can be
100 found in liquefied form, it is difficult to work with it because it volatilizes at 12oC. In order to avoid this
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101 inconvenient, we resorted to its in situ synthesis. Ethanol, HCl and zinc acetate (as catalyst) were put in
102 contact (in equimolar ratio) in an Erlenmeyer flask perfectly sealed with a rubber stopper. The mixture
103 was maintained at 40°C for 2h under continuous stirring. CS solution was also introduced in the flask by
104 means of a syringe. The amount of CS used in these experiments ranged between 0.1- 2.1 mmol. The
105 stirring continued for 60 minutes, at 40ºC. We have used various molar ratios CS: AA starting from 1:1
106 to 1:11. NaOH was added also with a syringe for the precipitation of ECSs. The NaOH solution was used
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107 in concentration of 1M. The formation of a translucid gel penetrated by gas bubbles climbing to the top of
108 the glass flask was noticed. As the quantity of NaOH increased, the gel transformed in a whitish
109 precipitate, whose particles were the biggest in the case of trialkyl CS and the smallest for monoalkyl CS.
110 After obtaining the precipitate, the stopper of the glass flask was removed and the content was transferred
111 in a Berzelius beaker, where its pH was determined. It was found that pH varied between 4 and 5 (i.e. 4
112 MECS, 4 for DECS and 4-5 for TECS). Using 1M NaOH solution, a pH > 8 was obtained and it has been
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113 noticed that the precipitate mass increased as NaOH was added. In this way ECSs were obtained, with
114 various alkylations degrees, depending on the utilized CS: AA: NaOH molar ratios (Fig. 1). The afferent
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115 precipitates MECS, DECS and TECS (corresponding to molar ratios CS: AA: NaOH= 1:1:1;
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116 0.39:1.806:1.806 and 0.1:1.1:1.1 i.e. for 1 mmol CS it follows that CS: AA: NaOH= 1:1:1; 1:4.6:4.6 and
117 1:11:11, respectively) were then stored in laboratory for 8 days, to evaporate the water. The obtained
118
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solid product was washed several times with ethanol solution until the pH of residual wash liquor equals
119 7. It was then storred again to evaporate the ethanol, and the resulted solid form was subjected to
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120 spectroscopic analyses (FTIR, 1HNMR).
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121 Fig. 1. Precipitates corresponding to MECS (1), DECS (2) and TECS (3) respectively.
catalyst
(1)
HCl + CH2 CH2 OH CH 2 CH 2 Cl + H2O
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(3)
(2) OH + 3 ClC2 H5
OH
OH
+ CH 3COOH O + 2 NaOH O
O O O O O
O O - CH COOH
HO HO 3 HO
+ - + -
NH2 H3N OOC - 2 NaCl Cl
N
- 2 H2O H5C2 C2H5
CH 3 C2H5
CS powder Disolved CS Chloride triethyl CS
124 (TECS)
125 Scheme 1. Chemical reactions for synthesis of TECS.
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126 These reactions have been proved by the results of spectroscopic analyses (FT-IR and 1HNMR).
127 In order to have a basis for comparison, we have used the same methods to analyze the unmodified CS.
128 Its presentation form was a film obtained as follows: 0.5 g CS powder was solved with a 6.2% acetic acid
129 solution. A consistent, quite viscous solution was obtained. On a clock glass we put 5 ml of CS solution
130 and deposited it for 2 days at room temperature. When water evaporated a film was formed, that was
131 washed and then dried. Finally, this film was easily detached from the clock glass and subjected to
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132 spectroscopic analyses.
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134 2.3.1. ANOVA Statistical method
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135 ANOVA represents nowadays a set of statistical method of major importance within the general frame of
136 the procedures for experimental data study (Tovissi & Vodă, 1982). ANOVA is a statistical method that
137
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indicates the causes which explain the variation of a process and the factors with significant influence.
138 One can quantify with ANOVA the main effects generated by the influencing factors, as well as the
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139 interactions between these factors. As the dispersions of statistical variables are not additive, for
140 decomposition, in the process of dispersional analysis the quadratic variation is used, whence the name of
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“variation analysis” (Baron, 1979; Gluck, 1971; Rancu & Tovissi, 1963; Văduva, 1970). The principle of
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142 the method, experimental protocol and ANOVA components, together with the means of dispersion
144 Commonly, many scientists use the already realized software of ANOVA method to investigate certain
145 topics; yet in this work the software for dimensional bifactorial analysis with systematic ANOVA effects
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146 has been elaborated in C++ language by one of the authors (Popescu G.). The logical diagram of this
147 software is presented in Supplementary data/Fig. 2S. The software was tested on numerous themes of
148 textile chemical finishing and the results were pertinent (Popescu, Butnaru, & Popescu, 2000; 2001a;
150 The software of ANOVA method was conceived such that to permit the realization of a multiple
151 comparison of factors’ levels by using the Scheffe method (Jaba, 1998; Mărgăritescu, 1981).
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152 2.3.2. Pad-dry-cure technology for wrinkle-proofing of cotton treated with ECS
153 The mixture consisting in ECS precipitate and residual solution (obtained after NaOH adding, as in
154 chapter 2.2) was stirred 15 minutes and then was applied on cotton samples. The application of each ECS
155 on the cotton fabric was made according to a pad-dry-cure technology. The pad-dry-cure technological
156 parameters (time, temperature) were the same for all the samples treated with ECSs (cotton samples of
157 2 g each were taken on the direction of warp and weft respectively). After impregnation stage, the
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158 material was squeezed between padder’s cylinders to an 80% squeezing. The samples were dried at
159 100oC for 3 minutes, followed by condensation/curing stage performed at 160oC for 3 min, on minitherm
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160 ERNST BENZ AG apparatus (Textilmachinen Rümlang – Zurich); due to high temperature and the
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161 presence of catalyst (remained from chemical reaction (1)), in this stage the water is eliminated between
162 the primary OH groups of cellulose macromolecular chains and the OH groups from C6 of ECSs.
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Finally, the samples were washed with warm water at 40oC to remove the catalyst and the residual
The FT-IR analyses of ECSs and of the samples treated with ECSs were performed on Multiple Internal
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168 Reflectance Accessory (SPECAC, USA) with ATR KRS- 5 crystal of thalium bromide- iodine, having 25
169 reflections, and investigation angle of 45o. This accessory device was attached to the Spectrophotometer
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170 FTIR IR Affinity-1 Schimadzu (Japan); the spectra registration was realized with 250 scans in the 4000-
171 600 cm-1 rang. After the registration, the absorption spectra have been electronically superposed using the
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174 The 1H-NMR spectra were recorded on a Bruker Avance DRX 400 MHz Spectrometer equipped with a
175 5mm BBFO direct detection probe and z-gradients. The samples were partially dissolved in D2O + HCl
176 then filtered. Spectra were recorded at room temperature. The spectra were referenced relative to internal
177 TSP.
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178 Literature presents the relations used to compute the substitution degrees in the case of CS methylation
179 using the information supplied by 1HNMR spectra (Cafaggi, et. al., 2007; Chen, Zhang, & Huang, 2007;
180 Rúnarsson, et. al., 2007). Extrapolating the relations used by Rúnarsson (Rúnarsson, et. al., 2007) for the
181 case of CS ethylation and using the integrals of the peaks from 1HNMR spectra (afferent to MECS,
182 DECS and TECS), the substitution degree at N have been computed as follows:
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184 DE= 2 • (CH2 + CH3) / [H]• 6/10 • 100 [%] (5)
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186 where:
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187 DM is the degree of monoethylation;
188 (CH2+CH3) = integrals of the peaks corresponding to monoethyl group attached at N (when H in CH2
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group appear between 2.83- 2.90 ppm and 1.10- 1.13 ppm respectively for H in methyl group);
192 group appear at 3.0-3.05 ppm and 1.0-1.06 ppm respectively for H in methyl group);
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193
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194 3 • (CH2+CH3)= integrals of the peaks corresponding to triethyl groups attached at N (when H in CH2
195 group appear at 3.42-3.52 ppm and 1.32-1.34 ppm respectively for H in methyl group).
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196 [H] is the sum of the integrals of corresponding peaks H-2, H-3, H-4, H-5, H-6, H-6’;
197 The alkylation phenomenon can also appear at the level of oxygen atoms, more precisely at O6 and O3
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200 The XPS analysis was carried out on the cotton samples grafted with ECSs. XPS analysis was possible
201 using AXIS ULTRA DLD spectrometer of Kratos Analytical Ultra DLD with monochromatic aluminum
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204 A QUANTA 200 3DDUAL BEAM electron microscope was used, which is a combination of two
205 systems (SEM and FIB), by whose means, by sending an electron beam on the treated samples, three-
206 dimensional images could be obtained, with a magnification of 100,000X. SEM analysis offers images
207 which prove the modifications of the cotton fabric surface through ECSs grafting.
209 Calorimetric analysis (DSC): The DSC curves were recorded on a METTLER TOLEDO DSC1
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210 apparatus in inert atmosphere (nitrogen) at a flow rate of 150 mL/min, with a heating rate of 10ºC/min.
211 Three cycles were applied: heating (25-250)ºC, cooling (250-25)ºC and re-heating (25-250)ºC. The
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212 samples (3.5mg) were placed in aluminum pan and sealed. We used aluminum pans with lids (Al
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213 crucibles 40 μL contact capacity, type ME-00027331, with pin). An empty pan was used as reference.
215
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derivatograph in nitrogen atmosphere with a flow rate of 20 mL/min and heating rate of 10ºC/min,
216 between 25 and 800ºC. The samples were placed in crucibles (ME-00024123 aluminum oxide crucibles
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217 with 70 μL contact capacity).
218 The operational parameters were maintained constant for all the samples to produce comparable data.
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222 The taking up degree was determined using the relation (7):
Υp [%] (7)
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223
225 Wa= final weight of cotton sample (weight after wrinkle proofing);
226 Wb= initial weight of cotton sample (weight before wrinkle proofing).
228 By using the Metrimpex FF-01 apparatus and keeping in line with German method standardized DIN
229 53890, the wrinkle proofing angles (WRA) have been determined both on the warp and weft directions
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230 (as arithmetic means of 5 determinations), as well as varying the conditions of the treated samples: dry
233 According to ISO 9513 standard, the tensile strengths were determined on both warp and weft directions,
234 as arithmetic means of 5 similar determinations. The H5K-T dynamometer equipped with QMAT
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236 2.4.4. Tinctorial method
237 The tinctorial method was used to make evident the presence of amino groups (with different substitution
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238 degrees) existing in the ECSs grafted on the cotton fabric. Another objective of the tinctorial method was
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239 to prove the durability of the effects of grafting treatments with ECSs under severe conditions used for
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Two classes of dyes (unspecific to cotton dying) were used to reach these objectives: anionic dyes (acid
242 dyes) and cationic dyes. Regardless the class of used dyes, the dyeing was performed in two stages: 1)
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243 keeping the fabric (for 15 minutes) in a solution with a certain pH: neutral (pH=7) (to make evident only
244 the substituted amino groups) or acid medium (pH=5) with a view to protonize the amino groups from
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ECSs; 2) proper dyeing: add the dye (3%) in the dyebath, increase the temperature at 100oC and keep it
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constant for 60 minutes; 3) cool down to 70oC and then wash warm and cold.
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246
247 All the dyeing operations were performed with Mathis Color machine. The values of color strength K/S
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248 offer indications on the durability of grafting treatments with ECSs; K/S depends on several factors: pH,
249 concentration/alkylation degree, steric effects, dye nature and structure, etc.
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251 The antimicrobial capacity was tested on two series of samples: 1st series: cotton treated with ECSs; 2nd
252 series: cotton treated with ECSs and then with a solution of 5g/l AgNO3 (20oC for 5 min.).
253 The diffusimetric method consists in application of textile disks (15 mm) on the surface of a bacterial
254 culture realized in agar (1 mL culture realized in standard nutrient medium I– 25 g/L added in 100 mL
255 agar with standard nutrient I for microbiology (37 g/L), from Carl Roth GmbH&C0.KG- Germany). At
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256 about 37oC, above the first hardened agar layer, a second agar layer containing bacteria was applied. The
257 bacterial cultures of 18 hours were obtained from bacterial inoculus, which was standardized according to
258 McFarland scale, obtaining 107- 108 CFU/ml. The utilized culture medium was seeded with the
259 corresponding inoculus, after which textile disks subjected to different treatments were applied.
260 As the antibacterial action is conditioned by the diffusion capacity of the active substance, an analysis
261 was carried out at the microscope for the inhibition zones and the adjacent surfaces (near the inhibition
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262 zone and underneath the fabric). Namely, in the case when the diffusion restricts the antibacterial activity,
263 the zones under the textile material remain without cultures. In the case when cultures appear also under
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264 the textile material, the sample is completely inactive (EN ISO 20645:2004 (D)).
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265 3. RESULTS AND DISCUSSIONS
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Since the condensation reaction occurs at 160oC, it is responsible for water elimination at the level of
268 primary OH groups belonging to macromolecular chains of ECS and cellulose. Thus, appear ether
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269 bridges (-CH2-O-CH2-) and the architectonic structure of this product is presented in Scheme 2.
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O O - O
O -
Cl Cl
C2H5
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O O + HO O + C2H5
HO
N curing O
OH HO C2 H5 N
160⁰C O C2H5
+ C2H5 + H 2O (8)
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(CH3COO)2Zn C2H5
HO (catalyst) HO
O
O OH OH
O O
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274 Figure 2a shows the FT-IR spectra of pure CS powder and of the synthesized ECSs (MECS, DECS and
275 TECS) according to scheme 1. CS alkylation is proved by the appearance of a large absorption at 1339
276 cm-1 (Fig. 2a), characteristic to methyl C-H band. As compared with CS, the IR spectra of ECSs products
277 are characterized by the following aspects: 1)Peak at 3364 cm-1 decreases since the bands afferent to NH2
278 and O-H, asymmetric and symmetric stretchings, decrease as the result of alkylation, both at the level of
279 N atom, and at O; 2)Peaks from the range 2976-2860 cm-1 afferent to CH3 and CH2 increase;
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280 3)Alkylation at the level of N is confirmed by the following aspects deduced when comparing with CS:
281 increase of vibrations afferent to CH2 bending (at 1398 cm-1); significant increase at 1339 cm-1 due to
282 CH2 bending and symmetric CH3 deformation (Badawy, 2010; Badawy, Rabea, & Taktak, 2014; Coates,
283 2000); the diminution of vibrations of NH deformation, amide II, and N-H bending of NH2 from the
284 ranges 1650-1584 cm-1 and 673-645 cm-1 (for NH, Wagging) (Supplementary data S3, Fig. 3Sa).
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a)
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285
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b)
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286
287 Fig. 2. FT-IR spectra for synthesized ECSs (a) and cotton samples treated with ECSs (b).
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288 O-alkylation occurring at the level of primary/secondary OH group, confirmed by: 1)decrease of peaks
289 from the range 1150-1200 cm-1 is due to overlapping asymmetric ether bridge (C-O-C) stretching and C-
290 N stretching). Taking into account that -CH2-O-CH2- stretching determine an increase of vibrations, we
291 infer that C-N stretching causes a significant decrease of the vibrations in this range, which confirms the
292 destructuring of ECSs macromolecular chains (as a secondary effect of alkylation (Mourya, & Inamdar,
293 2009)); 2)diminution of peaks at about 1042 cm-1 (for C-O stretching of C3-OH) and from 1013 cm-1 (for
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C-O stretching of C6-OH); 3)decrease of peaks from the range 620-617 cm-1 corresponding to OH
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294
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296 3.2.2. FT-IR spectra for ECS grafted on cellulose
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297 Figure 2b shows the spectra of cotton treated with ECSs and of the untreated cotton. As at 3331 cm-1,
298 bands afferent to NH2 and O-H asymmetric and symmetric stretchings are recorded, it follows that, by
299
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treating with ECSs, the number of free OH groups varies depending on the degree of implication in the
300 formation of ether bonds realized between the macromolecular chains of cellulose and ECS. Other
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301 differences appeared between the spectra from Fig. 2b are: 1) within the range 2918-2851 cm-1 a
302 vibration characteristic for C-C bond is recorded for the cotton samples treated with ECSs, the peaks are
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higher than for untreated cotton confirming the ECSs grafting on cotton; 2) at 1543 cm-1 one registers
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303
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304 the absorption characteristic to NH2 group (N-H bending), which decreases in the direction MECS>
305 DECS > TECS, because with the increase of the substitution degree, these NH2 groups were transformed
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306 more efficient into secondary or tertiary groups (i.e. groups which have no absorption within this range:
308 Taking into account that part of the primary and secondary OH groups of ACSs are involved in O-
309 alkylation, it follows that the number of free OH groups decrease; yet, this decrease is not visible due to
310 the small degree of O-alkylation, such that some OH groups remain uninvolved in this alkylation process.
311 The contribution of those OH groups uninvolved explains the slight increase of peaks from 1053 cm-1
312 (assigned to secondary alcohol), 1024 cm-1 (assigned to the primary OH groups (C-O stretch). The slight
313 increase of peak from 1159-1200 cm-1 is due the etheric bond, C-O-C (Supplementary data S3, Fig. 4S).
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314 3.3. 1HNMR for synthesized ECSs
315 MECS
1
316 H NMR (400 MHz, D2O): δ ppm 1.10-1.13 ( (m, –CH3 from ethyl group at N , 2.00 (s, CH3C=O), 2.83-
317 2.90 ( m, –CH2 from ethyl group, at N), 2.90-3.0 (m, H-2 GluN), 3.7–4.0 (m, H-2 (GluNAc), H- 3, H-4,
318 H-5, H-6, H-6’), 4.5–5.0 (m, partly overlapped by water peak, H-1).
319 DECS
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320 H NMR (400 MHz, D2O): δ ppm 1.00-1.06 ( (m, –CH3 from ethyl group at N , 2.00 (s, CH3C=O), 3.0-
321 3.05 ( m, –CH2 from ethyl group, at N),), 2.87-2.90 (m, H-2 GluN), 3.67–4.0 (m, H-2 (GluNAc), H- 3, H-
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322 4, H-5, H-6, H-6’), 4.5–5.0 (m, partly overlapped by water peak, H-1).
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323 TECS
1
324 H NMR (400 MHz, D2O): δ ppm 1.32-1.34 ( (m, –CH3 from ethyl group at N , 2.00 (s, CH3C=O), 3.42-
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3.52 ( m, –CH2 from ethyl group, at N),), 2.68-2.71 (m, H-2 GluN), 3.66–4.0 (m, H-2 (GluNAc), H- 3, H-
326 4, H-5, H-6, H-6’), 4.5–5.0 (m, partly overlapped by water peak, H-1).
M
327 These affirmations agree with those from literature which indicate the positions at which ethylene groups
328 are bound especially to nitrogen atom (Avadi et al., 2004; Badawy, Rabea, & Taktak, 2014; Pretsch,
d
329
pt
330 Using the relations (4-6) it was found that the substitution degrees are 0.78 % for MECS, 2.40% for
331 DECS and 20.73 % for TECS. In DECS and TECS were obtained ECSs mixtures with different
ce
332 substitution degrees. When alkylation / ethylation occurs at the oxygen atom, the substitution degrees
335 Table 1 presents the data which define the quantitative analysis of XPS spectra. Here are indicated the
336 percentages of the atoms involved in each type of bond and the position at which they absorb. The
338 1) The increase of the percentage of atoms involved in C-C bond, from 50.8% in untreated cotton to
339 66.2% in cotton treated with TECS. This can be the result of bonding the radical -CH2- CH3 through
14
Page 15 of 30
340 alkylation at the nitrogen atom from the position 2 (at the same time, a slight decrease of the number of
341 C-C bonds from each glucopyrazine unit occurs as the result of destructuring; it seems that alkylation
343 2) Non-existence of C-N bond in the untreated cotton and the appearance of C-N groups in the cotton
344 treated with TECS. This is confirmed by the presence of the peak at 286.4 eV in which 26.1% N1s
t
ip
346 3) The increase of the percentage of atoms of O1s type involved in C-O-C bond (from 7.6% (atoms) in
cr
348 4) In the cotton treated with TECS, the N1s atom is implied in the following bonds: a)N-C from 398.72
us
349 eV: b) N-C=O, when its presence is remarked at 399.65 eV (Gervais, Douy, Gallot, & Erre,1986);
350 c)+NH3-C group at 400.51 eV (from dissolving chitosan); d) +N-C, and the presence of this bond
351
an
appears at 401.50 eV which confirms the TECS presence on the treated cotton;
354 Table 1. Data of XPS elemental analysis for TECS grafted on cotton fabric.
e d
366
15
Page 16 of 30
367 3.5. SEM analysis
368 The ECS presence on the cotton yarns can be clearly seen in Figure 3.
a) Witness b) MECS
M.F M.F
1200 2500
t
ip
cr
c) DECS d) TECS
M.F M.F
us
2500 2400
an
M
370 The visibility of the presence of ECSs on cotton depends on the CS concentration, the molar ratios
e
371 CS:AA: NaOH and the degrees of substitution at N and O. Fig. 3 contains an image for witness (Fig.3a)
pt
372 and only a single variant for MECS, DECS and TECS respectively, grafted on cotton, even though there
ce
373 are several possibilities to obtain them, as indicates the experimental protocol from Table 2S of
374 Supplementary data. In Fig. 3 were used the smallest concentrations of CS (0.1 mmols) implied in the
Ac
375 molar ratios CS: AA: NaOH to obtain MECS (Fig.3b) and DECS (Fig.3c), as follows: 0.1: 0.1: 0.1 for
376 MECS and 0.1: 0.39: 0.39 for DECS. In turn, for TECS 0.39 mmols were used, therefore the highest CS
377 concentration that can generate TECS during alkylation, and the afferent molar ratios CS: AA: NaOH
378 were 0.39: 2.1: 2.1. Under this circumstances, taking into account that the solutions used for padding
379 (based on impregnation and then squeezing) contain mixtures of ECSs with different degrees of
380 substitution (as indicate the data from Table 4S/Supplementary data), it follows that the grafting
383 In Figure 4 one can notice the existence of endothermic peaks within the range 25-150oC, which confirms
384 the evaporation of the humidity sorbed and bound to cellulose or to ECSs. The size of endothermic peaks
385 is equivalent to the dehydration heat and offers indications concerning the moisture amount from the
386 tested samples. The dehydration heat was determined for each tested sample by measuring the area of the
387 afferent endothermic peak, i.e. by carrying out the normalized integral. The biggest dehydration heat was
t
ip
388 recorded for the untreated cotton (-116.5 J/g). In the case of cotton treated with ECSs, the type of ECS
389 influences the dehydration heats, namely: -115.86 J/g (TECS), -111.45 J/g (DECS), -101.39 J/g (MECS).
cr
390 One can notice that the quaternized alkyl chitosan (TECS) contains the biggest amount of humidity out of
us
391 the ethyl chitosan series, a value which is very close to that of the witness. These affirmations agree with
392 those from literature, when in the methyl chitosan series, the biggest dehydration heat was recorded in the
393
an
case of trimethyl chitosan, TMC (namely at the quaternized alkyl chitosan (Enescu, 2008)).
M
e d
pt
ce
Ac
394
395 Fig. 4. DSC curves for untreated cotton samples and samples treated with ECSs respectively.
396
398 Two stages appear at the pyrolysis of the samples tested in this paper: 1) dehydration (25-150oC); 2)
399 sample degradation (300-380oC). This fact is confirmed by DTG curves from figures 5S from
17
Page 18 of 30
400 Supplementary data. In the dehydrating stage, mass losses due to evaporation were recorded at all the
401 grafted samples; these are rendered evident by the endothermic peaks in the range 25-150oC.
402 The main characteristics of the sample decomposition stage (300- 380oC) are presented in Table 2. One
403 can notice that the untreated cotton sample begins to decompose at 327.6oC and the process ends at
404 380.9oC. This agrees with the values from literature (Ibrahim, El-Amoudy & Shady, 2011), which
405 indicates the interval 300- 380oC for an untreated cotton fabric. Thermal stability is indicated by the
t
ip
406 values of Tonset. By comparing the values of Tonset, one can notice that the sample treated with TECS has
407 the lowest stability, and after burning it, the biggest residue remains. The data are also confirmed by the
cr
408 DTG curves presented in Figure 5S from Supplementary data.
us
409 Table 2. The main characteristics of degradation stage (collected from DTG and TGA curves).
a
418 Tonset is the temperature at which the degradation stage begins;
b
419 Tpeak is the temperature at which the degradation rate is maximum;
e
c
420 Tendset is the temperature at which degradation stage is finished;
d
421 W is the weight loss (expressed in percent) during degradation stage;
pt
e
422 ∆Wtotal is the total weight loss during the entire thermal process (25-800°C);
f
423 R is the residue (the mass remaining after heating of the samples at 800ºC).
424
ce
427 The taking up degree has been determined for the cases where the molar ratios were: CS: AA: NaOH =
429 As the CS concentration increases, the taking-up degree increases (under the condition to maintain
430 constant the concentrations of AA, NaOH and catalyst (Zinc acetate)). Therefore the taking up degree
18
Page 19 of 30
t
432
ip
433 Fig.5. The values of taking-up degrees in terms of molar ratios CS: AA: NaOH.
cr
434
us
435 3.8.2. WRA
436 ECSs grafted on cotton have determined the modification of the values of wrinkle recovering angles
437
438
an
(WRA). In Fig. 6 one can notice that the WRA values depend on the molar ratios CS: AA: NaOH. The
wet samples have smaller WRA than the dry samples. All the tested samples (both wet and dry) have
M
439 recorded WRA values increasing as the concentration of CS used at alkylation increased. The increase of
440 AA concentration results in the increase of substitution/alkylation degree and in slight variations between
d
441 WRA corresponding to samples grafted with TECS, DECS and MECS (especially when the tested
e
443
444 Fig. 6. Values of dry and wet WRA in terms of molar ratios CS: AA: NaOH.
19
Page 20 of 30
445 By applying the bifactorial statistic ANOVA method with systematic effects, it was found that all the
446 levels of the factors A (CS concentrations from 0.1 to 2.1mmols) and B (the 5 concentrations of AA from
447 0.1 to 2.1 mmols) deny the null hypothesis; this means that the factors A and B have significant
448 influences on WRA values. In ANOVA with systematic effects- the set of cells consists only of analyzed
449 cells, no others, and the data grouped according to the two factors determine systematic deviations.
450 In Tables 3-4 one can notice that the values computed for Fisher- Snedecor functions are higher than the
t
ip
451 tabulated values of Fisher- Snedecor functions for a significance level α= 0.01, then the null hypothesis is
452 denied. By denying the null hypothesis (the null hypothesis supposes that the A and B factors and the AB
cr
453 interaction do not influence the studied parameter, having values equal to zero), one reaches to a
us
454 negation of negation, therefore the factors A and B and the AB interaction do influence the values of wet
456
an
Table 3. ANOVA components together with the averages of dispersion estimates in the case of dry
457 WRA.
M
Variation Sum of Freedom Mean F F Mean value
source squared degrees Square Function Function of the
number calculated (in estimates S2A,
d
concentration) S2Amax =
1060.215334
Column SPC= νC=4 S2C = FC = FC = S2Bmin =
ce
20
Page 21 of 30
461 Table 4. ANOVA components together with the averages of dispersion estimates in the case of wet
462 WRA.
t
Column SPC= νC=4 S2C = FC = FC = S2Bmin =
ip
(B is (AA) 38922.7132 9730.6783 59551.274 4.177 7784.835229
concentration) S2Bmax =
7784.990545
cr
Interaction SPLC= νLC=16 S2LC = FLC= FLC= S2ABmin =
(AB) 495.1128 30.9446 189.3791 2.813 31.128346
S2ABmax =
us
31.283663
Inside cells SPrez= νrez=25 S2rez = - - σmin2 =
(errors ) 4.0850 0.1634 0.08439
an σmax2 =
0.23970
Global SPG = νG=49 -------------- ------------- --------- --------------
44154.2562 --
M
*
463 Global relative error =0.067021 %;
464 **Same legend as in Supplementary data/Table 3S.
465
d
466
e
467 The multiple comparison carried out by applying the Scheffe test indicated with a 99% confidence that all
pt
468 the levels of A and B influences both wet and dry WRA.
469 By analyzing the data in the Tables 5 and 6 result the following conclusions: 1) the effect exerted by CS
ce
470 concentration increases with increasing the CS concentration values; 2) the effect caused by AA
concentration increases with increasing values of this agent.; 3) the effects of the A interaction with B
Ac
471
472 have a positive influence (if they have values >0) or negative (if they have values<0).
473 Table 5. Maximal effects of the factors A, B and the interaction of A with B, for dry WRA.
Effects B2
of 0.1 0.39 1.1 1.806 2.1
1
factor: A
A -16.1248 -16.1248 -16.1248 -16.1248 -16.1248
B 0.1 -32.6248 1.82520 12.0152 12.9372 16.9852
AB -14.5572 10.9928 -3.2972 -4.1192 11.8328
A -6.19480 -6.1948 -6.1948 -6.1948 -6.1948
B 0.39 -32.6248 1.82520 12.0152 12.9372 16.9852
21
Page 22 of 30
AB -2.58720 -9.2372 8.77280 1.30080 2.60280
A 2.395200 2.39520 2.39520 2.39520 2.39520
B 1.1 -32.6248 1.82520 12.0152 12.9372 16.9850
AB -8.17720 2.37280 1.28280 10.7108 -5.3372
A 9.077200 9.07720 9.07720 9.07720 9.07720
B 1.806 -32.6248 1.82520 12.0152 12.9372 16.9852
AB 14.04080 -1.5092 -3.4992 -2.5112 -5.6692
A 11.98520 11.9852 11.9852 11.9852 11.9852
B 2.1 -32.6248 1.82520 12.0152 12.9372 16.9852
AB 12.13280 -1.7672 -2.4072 -4.5292 -2.5772
1
474 A is CS concentration (mmols)
t
2
475 B is AA (alkylation agent) concentration (mmols)
ip
3
476 AB is the interaction of A with B (i.e. CS concentration with AA concentration).
477
cr
478 Table 6. Maximal effects of the factors A, B and the interaction of A with B, for wet WRA.
Effects B2
us
of 0.1 0.39 1.1 1.806 2.1
factor: A1
A 0.1 -13.565 -13.565 -13.565 -13.565 -13.565
B
AB
-33.585
-1.0676
-25.475
-0.7276
an 5.6143
2.5324
10.1243
4.2224
44.5143
-4.0676
A 0.39 -6.5957 -6.5957 -6.5957 -6.5957 -6.5957
B -33.585 25.475 5.6143 10.1243 44.5143
M
AB 5.4124 -3.6976 2.8624 0.3524 -4.0376
A 1.1 0.3243 0.3243 0.3243 0.3243 0.3243
B -33.585 25.475 5.6143 10.1243 44.5143
d
1
479 A is CS concentration (mmols)
2
480 B is AA (ethyl chloride) concentration (mmols)
3
481 AB is the interaction of A with B (i.e. CS concentration with AA concentration)
482
Ac
483
485 Figure 7 shows the tensile strengths of the tested samples; one can notice that there are few situations
486 when tensile strength are smaller than that of the witness, both on warp and weft; most of the samples
487 have tensile strengths bigger than the witness because CS converted in ECS acts as a binder for the fibers
488 in the cotton yarn determining the increase of the breaking force.
22
Page 23 of 30
t
ip
cr
489
us
490 Fig. 7. Tensile strength values recorded on both directions (warp and weft) of the tested samples (coded
492
an
493 3.8.4. Tinctorial capacity of cotton functionalized with ECSs
M
494 ECSs grafting on cotton resulted in the modification of cotton tinctorial capacity. On the other hand,
dyeing cotton under severe conditions (100oC, 60 min.) proves once more a good durability of the effects
d
495
e
497 The explanation of dyeing behavior is based on the nature of interactions appeared between amino
498 groups (with different substitution degrees) and ionic groups from dyes; the pH of dyebath can generate
ce
499 the positivation of all amino groups (substituted through alkylation or not), which leads to the attraction
of acid dye (because in the C.I. Acid Red 88 dye there are anionic groups type SO-3 ) and respectively to
Ac
500
501 the rejection of cationic dye (since in the CI Basic Blue dye there are groups with positive charges).
502 Significant influences are also exerted by the ECS concentration (approximated by the concentration of
503 CS used to obtain ECS) and the steric effects manifested by the ethylene groups appeared after
504 alkylation. Explanations justifying in details the color strength (K/S) values (at two different pH values
505 (pH= 5 and pH=7 respectively) from figure 8 are presented in Supplementary data S6.
506
23
Page 24 of 30
CS concentration varies CS concentration is constant = 1.1 mmols
a) b
t
ip
cr
us
c) d
an
M
e d
pt
507 Fig. 8. Variation of color strength (K/S) after dyeing with non-specific dyes (C.I. Acid Red 88 (a, b) and
ce
508 C.I. Basic Blue 9 (c, d) in acid medium (pH=5) and neutral medium (pH=7), when CS concentration
Ac
509 (used in the ECS synthesis) varies from 0.1 to 2.1 mmols.
510
512 Microorganisms used for testing consisted in a Gram positive coccus (Micrococcus Luteus ATCC 934)
513 and a Gram negative bacillus (Escherichia coli DSMZ 498) from the collection of Biology Laboratory of
24
Page 25 of 30
515 One can notice in Table 7 and Fig. 6S (from Supplementary data) that the witness sample (M), which
516 consists in untreated fabric, does not possess any antimicrobial effect against the both microorganisms
517 used for test. At the same time, the samples 1 and 2 have no visible inhibition zone either for
518 Micrococcus Luteus or for Escherichia coli. In the case of the samples 3 and 4 a diffuse inhibition zone
519 appears (less sharp) for Micrococcus Luteus. The diffuse aspect of the inhibition zone can be interpreted
520 as a retardation of coccus development, without producing a complete elimination, as in the case of
t
ip
521 samples 5, 6 and 7.
522 In the case of activity against Escherichia coli, the samples 3 and 4 are inactive, showing no inhibition
cr
523 zone; in exchange, the samples 5, 6 and 7 are strongly antibacterial, the bacillus being completely
us
524 destroyed in the inhibition zone.
525 Table 7. Testing textile antimicrobial action against a Gram positive coccus (Micrococcus Lutes) and a
533
534 4. Conclusions
Ac
535 The synthesis of ECSs is easy to perform, and their application on a cotton fabric is made through the
536 classic pad-dry-cure procedure. An advantage of the proposed method consists in avoiding fabric
537 yellowing, because a soft catalyst is used in the condensation stage (at 160oC it develops acetic acid
538 which has no destructive effects on the fabric, as it happens in other procedures which used as catalyst
25
Page 26 of 30
540 Through ECSs grafting (with various degrees of substitution to N and O) on cotton, the approach of
541 neighboring macromolecular chains that could generate an external network was detained, thus avoiding
542 the formation of a rigid architectonic structure, which would have resulted in significant loss of tensile
543 strength. Through grafting, the macromolecular chains flexibility was maintained and the brittle form was
544 avoided, thus influencing positively the values of both WRA and tensile strength.
545 Using the ANOVA method one could determine the effects exerted by CS and AA concentrations on the
t
ip
546 wrinkle-proofing degrees expressed by the WRA values and the tensile strengths (on the two directions:
547 warp and weft). Each ECS can be considered as a good wrinkle-proofing agent, since it makes possible
cr
548 to obtain higher values for both WRA and tensile strength, as compared to the witness. Moreover, the
us
549 cotton treated with TECS (i.e. CS with the highest substitution degree) manifests a wettability similar to
550 that of the witness (fact confirmed by DSC, TGA/DTG) analyses) and a good antimicrobial effect.
551
an
552 Appendix A. Supplementary data
M
553 1) Materials; 2) ANOVA method; 3) FTIR; 4) Substitution degrees; 5) Termogravimetric results;
Supplementary data associated with this article can be found in the online version.
e
555
pt
556
557 References
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